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BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

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Page 1: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

BEST PRACTICES IN REPORTING TIME

DURATION IN BIOMETRICSBen Petry, Dr. Stephen Elliott, Dr. Richard

Guest, Dr. Mathias Sutton, and Kevin O’Connor

Page 2: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• What is Time?

• Why Examine Time in Biometrics?

• A Short History of Time

• Time in Biometrics

• The General Biometric Model and HBSI Model

• Changes to the General Biometric Model and HBSI Model

• Biometrics Duration Scale Model

• Conclusions

OVERVIEW

Page 3: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• “The measured or measurable period during which an action, process, or condition exists or continues” [1].

• “Indefinite, unlimited duration in which things are considered as happening in the past, present, or future; every moment there has ever been or ever will be” [2].

• “The science of arranging time in fixed periods for the purpose of dating events accurately and arranging them in order of occurrence” [2].

• International Electrotechnical Commission Time Definition (60050-113-01-03): “One-dimensional subspace of space-time, which is locally orthogonal to space.”

WHAT IS TIME?

Page 4: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• The current model of time in the biometrics field are not consistently applied, as there are limited definitions that can be used.

• Researchers speak of very specific intervals of data collection which may be confusing and create a disconnect between studies, making them hard to compare.

• Time, though, “is basically a human construct to fit the needs of humans as we grow and evolve, it stands to reason that we can and should rethink and try to adapt our ideas and use of time into something that will be more useful” [3].

• Namely, a new construct should be developed to fit the needs of the field.

WHY EXAMINE TIME IN BIOMETRICS?

Page 5: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• Examples of “time” in biometrics literature:

• “One set in particular, the US-VISIT Point of Entry dataset (POE) contains all fingerprints collected by US-VISIT between January and June 2004” [15].

• “All of the iris images used in this study were acquired with the same LG 2200 iris imaging camera, located in the same studio throughout the four years of image acquisition” [16].

• “The database comprises 264,645 iris images of 676 unique subjects captured over 27 sessions” [17].

• “The final dataset was collected in four acquisition sessions, which spanned a total of 12 weeks” [18].

WHY EXAMINE TIME IN BIOMETRICS

Page 6: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

•Animal bones dating to 20,000 years ago used to keep track of the number of days between moon cycles [4].

•2776 BC, Egyptians calculated the year to be 365 days year [4].

A SHORT HISTORY OF TIME

Page 7: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• The Sumerians into divided their days into 12 equal parts [4].

• 1000 years later, the Babylonians created the modern framework of 24 hour days with each hour divided into 60 minutes and each minute divided into 60 seconds [4].

A SHORT HISTORY OF TIME

Page 8: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• Romans merged the framework of the Egyptian system of 365 days per year with the Babylonian concept of hour, minutes, and seconds [5].

• Developed the Julian calendar system.

• The Gregorian calendar (1582) updated the Julian calendar to take into account that the Earth takes 365 ¼ days to revolve the sun [5].

A SHORT HISTORY OF TIME

Page 9: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• Clocks that changed the world

• Clepsydras (water clocks) developed in Egypt (1500 BC) [4]

• Pendulum regulated clock created by Christiaan Huygens (1656) [6]

• The Harrison chronometer accurate to one second loss per day and required for accurate Atlantic ocean navigation (1737) [7]

A SHORT HISTORY OF TIME

Page 10: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• Clocks that changed the world

• The most capable mechanical clock is the Shortt clock capable of one tenth of a second error per day (1921) [8]

• The first atomic clocks developed capable of 0.00001 seconds of error per day and is more accurate then any measure of time that could be calculated from astronomical observations (1949) [7]

• Current cesium based clocks are accurate to one trillionth of a second uncertainty per day [7]

A SHORT HISTORY OF TIME

Page 11: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• Coordinated Universal Time (UTC):

• The primary time standard the world sets their clocks to.

• The standard time for the internet, aviation, and other industries which operate on a global scale with precision.

• Interchangeable with Greenwich Mean Time in most cases.

• Acts as the global ‘midnight’

• Denoted as ‘Zulu’ time (Used by the United States military)

• Does not vary with seasons (Daylight Savings Time)

A SHORT HISTORY OF TIME – WHERE ARE WE NOW?

Page 12: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

A SHORT HISTORY OF TIME – UTC

http://commons.wikimedia.org/wiki/File:World_Time_Zones_Map.png

Page 13: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• ISO 8601 created in 1988, in part to restore “numerous misconceptions of dates and time”.

• [hh] refers to a zero-padded hour 00 – 24

• [mm] refers to a zero-padded minute 00 – 59

• [ss] refers to a zero-padded second 00 – 60

• Time Zone Designators: Z

• Example: 15:43:07.159Z = 15 hours, 43 minutes, 7.159 seconds

A SHORT HISTORY OF TIME – ISO TIME

Page 14: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• P = the duration designator (historically called "period") placed at the start of the duration representation

• Y = the year designator

• M = the month designator

• W = the week designator

• D = the day designator

• T = the time designator that precedes the time components of the representation

• H = the hour designator

• M = the minute designator

• S = the second designator

A SHORT HISTORY OF TIME – ISO TIME (NOTING

DURATION)

Example: P4Y2M1W4DT2H14M43SDuration = 4 years, 2 months, 1 week, 4 days, 2 hours, 14 minutes, 43 seconds

Page 15: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

•Start and End: 2015-03-24T18:27:30.000Z/2015-03-14T08:00:00.000Z

•Start and Duration: 2015-03-24T18:27:30.000Z/P4Y2M1W4DT2H14M43S

A SHORT HISTORY OF TIME – ISO TIME (NOTING TIME

INTERVALS)

Page 16: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• IEC 60050-113 (2011)

• Time (113-01-03): “One-dimensional subspace of space time, which is locally orthogonal to space.”

• Process (113-01-06): “Sequence in time of interrelated events.”

• Time Axis (113-01-07): “Mathematical representation of the succession in time of instantaneous events along a unique axis.

• Instant (113-01-08): “Point on the time axis.”

A SHORT HISTORY OF TIME – IEC TIME

http://www.electropedia.org/iev/iev.nsf/index?openform&part=113

Page 17: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• IEC 60050-113 (2011)

• Time Interval (113-01-10): “Part of the time axis limited by two instants.”

• Time Scale (113-01-11): “System of ordered marks which can be attributed to instants of the time axis, one instant being chosen as the origin.”

• Date (113-01-12): “Mark attributed to an instant by means of a specified time scale.”

• Duration (113-01-13): “Range of a time interval.”

A SHORT HISTORY OF TIME – IEC TIME

http://www.electropedia.org/iev/iev.nsf/index?openform&part=113

Page 18: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• IEC 60050-113 (2011)

• Accumulated Duration (113-01-14): “Sum of durations characterized by given conditions over a given time interval.”

• Calendar Date (113-01-16): “Date on a time scale consisting of a calendar and a succession of calendar days.”

• Clock Time (113-01-18): “Quantitative expression marking an instant within a calendar day by the duration elapsed after midnight in the local standard time.”

A SHORT HISTORY OF TIME – IEC TIME

http://www.electropedia.org/iev/iev.nsf/index?openform&part=113

Page 19: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• “Time” is purely conceptual. It doesn’t matter if you divide a day into six parts, 12 parts, or 24 parts, as year as everyone agrees what those divisions are.

•Time resolution is as accurate as the current technology allows. The smaller the unit of time, the more we can understand our surroundings.

A SHORT HISTORY OF TIME – TAKEAWAYS

Page 20: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• With as many definitions of “time” and associated terminology, there are just as many subjective measurements:

• Morning, afternoon, or evening have many meanings within the context to time depending on with whom you ask.

• Additionally, the subdivisions of time may be necessary depending on the research being conducted.

• Single day a week/month/year collections

• Morning vs evening

• Before/after treatment

TIME IN BIOMETRICS – SUBJECTIVE

MEASUREMENTS

Page 21: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• Definitional

• Operational Times [9]

• The Relationship Between Presentations, Attempts and Transactions [11]

• Non-definitional

• ‘Subject biometric information was collected once every __ (days, weeks, months, years, semesters, etc.) in __ visits over __ amount of time.’

• Very sporadic time frames that are confusing and difficult to interpret/replicate.

TIME IN BIOMETRICS – SUBJECTIVE

MEASUREMENTS

Page 22: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• ‘Time’ aligns with the specific function the user or system are undergoing for a duration of measurable units (seconds for example).

•Helpful for analyzing system throughput performance.

TIME IN BIOMETRICS – OPERATIONAL TIMES

Page 23: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• Total Transaction Time: The “…sum of all the subcomponent periods of time associated with the biometric application system” [9].

• Overt Biometric Transaction Time: “This begins with the biometric sample presentation and ends with the biometric decision. Therefore, this includes the presentation of the biometric trait portion of the subject interaction time, biometric subsystem processing time, which includes sample acquisition and sample processing time, and the biometric decision time” [9]. 

• Subject Interaction Time: “…commences when a claim of identity is made (or presented)… The time ends when the individual has presented his/her biometric characteristic(s) and the sensor begins to acquire the sample” [9].

TIME IN BIOMETRICS – OPERATIONAL TIMES

Page 24: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• Biometric Subsystem Processing/Transaction Time: “…the time taken for the system to acquire the biometric sample, to evaluate the quality of the sample, and if the quality is satisfied, to process that sample for comparison. For the samples of bad quality, the biometric system requests the subject to submit the biometric trait. The biometric subsystem processing time ends when either a comparison score or a request for re-submission is generated” [9].

• Biometric Decision Time: “…the time required by the biometric subsystem to generate an accept or reject response based on the comparison score and the decision logic” [9].

• External Operation Time: “…the time required to complete the application transaction” [9].

TIME IN BIOMETRICS – OPERATIONAL TIMES

Page 25: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

TIME IN BIOMETRICS – OPERATIONAL TIMES [9]

Page 26: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• Using the logic of the operational times, [10] found mean enrollment and mean verification times of hand geometry recognition machines.

• By measuring and analyzing the frames of collected video recordings of subject interactions with the machine, the researchers we able to accurately conclude transaction times to the closest one-fifteenth of a second.

• “This paper has shown that videos can be automatically coded post-hoc to determine transaction times without the use of a human operator” [10].

TIME IN BIOMETRICS – OPERATIONAL TIMES

APPLIED

Page 27: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

•All subject-led

•Physical determination of when the interaction starts – “interaction volume” – which is modality and sensor-led

• Use beam-breakers for example

TIME IN BIOMETRICS – WHEN DOES THE

INTERACTION START?

Page 28: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

TIME IN BIOMETRICS – THE RELATIONSHIP BETWEEN

PRESENTATIONS, ATTEMPTS AND TRANSACTIONS [11]

Page 29: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• This framework, at its core, is very ingenious.

• Definitionally, it is quite confusing:

• Are erroneous presentations and correct presentations classified as the same thing?

• What if the system does not detect a correct presentation?

TIME IN BIOMETRICS – THE RELATIONSHIP BETWEEN

PRESENTATIONS, ATTEMPTS AND TRANSACTIONS

Page 30: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

•The general biometric model was in 1998 and aims to identify “the common structures and parallelisms between seemingly disparate methodologies” [12].

•The most recent version provides better clarity with regards to data storage, matching, and decision making processes

TAKING A STEP BACK – THE GENERAL BIOMETRIC

MODEL

Page 31: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

THE GENERAL BIOMETRIC MODEL

ISO/IEC 19795-1

Page 32: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• The Human-Biometric Sensor Interaction (HBSI) model was created “to demonstrate how metrics from biometrics (sample quality and system performance), ergonomics (physical and cognitive), and usability (efficiency, effectiveness, and satisfaction) overlap and can be used to evaluate overall functionality and performance of a biometric system” [13].

• Strengths of the HBSI model

• The ability to define how to user interacts with a system

• What errors, especially common ones, are made by the user

• What is causing these errors to occur repeatedly

• How well does the user need to be trained to correctly interact with the system

THE HUMAN BIOMETRIC-SENSOR (HBSI) MODEL

Page 33: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

THE HBSI MODEL

Page 34: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• Erroneous Presentation: Any presentation, whether made with malicious intent or not, that was not performed to the specifications of the particular biometric sensor collecting the sample.

• Defective Interaction (DI): “…occurs when a bad presentation is made to the biometric sensor and is not detected by the system” [13].

• Concealed Interaction (CI): “…occurs when an erroneous presentation is made to the sensor that is detected by the biometric system, but is not handled or classified correctly as an ‘error’ by the biometric system” [13].

• False Interaction (FI): “…occurs when a user presents their biometric features to the biometric system, which are detected by the system and is correctly classified by the system as erroneous due to a fault or errors that originated from an incorrect action, behavior, or movement executed by the user” [13]

HBSI COMPONENT DEFINITIONS

Page 35: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• Correct Presentation: Any presentation that was performed within the specifications of the particular biometric sensor collecting the sample.

• Failure to Detect (FTD): “…the proportion of presentations to the sensor that are observed by test personnel but are not detected by the biometric sensor” [13]. There are two types of FTD: system and external factor.

• Failure to Extract (FTX): “…the proportion of samples that are unable to process or extract biometric features” [13].

• Successfully Acquired Sample (SAS): “…occurs if a correct presentation is detected by the system and if biometric features are able to be created from the sample. SAS result from presentations where biometric features are able to be processed from the captured sample, which are then passed to the biometric matching systems” [13].

HBSI COMPONENT DEFINITIONS

Page 36: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

•These two very important, useful models to date have not been mapped together.

•This is first necessary before the biometric duration scale model can be explained

SO WHAT?

Stephen Elliott
Was there not a paper that mapped them too, written by Mershon?
Ben
http://ieeexplore.ieee.org/stamp/stamp.jsp?tp=&arnumber=6095938
Ben
Here is the paper.
Ben
It's taking the HBSI and Ops Time, not GBM
Ben
Should it still go in?
Page 37: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• (a) Expansion of the data capture subsystem:

• Includes the addition of different capture technologies

ALIGNMENT OF THE GENERAL BIOMETRIC MODEL WITH THE HBSI

MODEL

Page 38: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• (a) Expansion of the data capture subsystem:

• Pre-Processing Capture:

• The system performs some quality or other analysis during data capture.

• Once correct collection specifications have been obtained, the capture device detects and captures a sample

ALIGNMENT OF THE GENERAL BIOMETRIC MODEL WITH THE HBSI

MODEL

Page 39: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• (a) Expansion of the data capture subsystem:

• Instantaneous Capture:

• The system captures biometric data that is presented as is to the system immediately in secession of presentation, sensor, and detection.

ALIGNMENT OF THE GENERAL BIOMETRIC MODEL WITH THE HBSI

MODEL

Page 40: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• (a) Expansion of the data capture subsystem:

• Continuous Capture:

• The system captures biometric data that is presented as is to the system over a certain collection period.

• Example: Signature recognition is continually detecting input from the user to the sensor.

ALIGNMENT OF THE GENERAL BIOMETRIC MODEL WITH THE HBSI

MODEL

Page 41: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• (a) Expansion of the data capture subsystem:

• If any other these capture processes fails, it is a DI or FTD error.

ALIGNMENT OF THE GENERAL BIOMETRIC MODEL WITH THE HBSI

MODEL

Page 42: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• Specification of the reacquire loop (b):

• This reacquire loop only occurs if a FTX, FI, or CI error occurs.

• May happen at any point in segmentation, feature extraction, or quality control.

• Note: For CI, these should be re-acquired if detected by test administrator or system.

ALIGNMENT OF THE GENERAL BIOMETRIC MODEL WITH THE HBSI

MODEL

Page 43: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• Division of the model into three specific sections:

• Data Capture

• Data Processing

• Data Storage/Matching

ALIGNMENT OF THE HBSI MODEL WITH THE GENERAL BIOMETRIC MODEL

Page 44: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

Uses the mapped general biometric model and HBSI model to create a timeline to explain what is happening with the user, the system, and the resulting output of the two.

BIOMETRIC DURATION SCALE MODEL

Page 45: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

BIOMETRIC DURATION SCALE MODEL

Page 46: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

•Consists of two major divisions:

• Phases

• Ranges

BIOMETRIC DURATION SCALE MODEL

Page 47: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• Phases:

• Phases occur as part of the general biometric model and HBSI model.

• The three models (general biometric, HBSI, and biometric duration scale) are all mapped together and are represented as phases.

• The phases ultimately result in the enroll/match phase which is the summary of all scores, metrics, and other items measured.

BIOMETRIC DURATION SCALE MODEL - PHASES

Page 48: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• This portion begins outside of the general biometric model. These are the interactions and processes that the user undergoes before and during data capture. It is these interactions that are determined to be "erroneous" or "correct" presentations in the HBSI model.

• Interactions begin when a “physical space” is being entered. This “physical space” is modality dependent and may change with the research. “Physical space” should be noted as part of the publication of the research.

• The actions that are categorized from this section can yield more information on how subject interactions can effect system performance.

BIOMETRIC DURATION SCALE MODEL –

PRESENTATION DEFINITION PHASE

Page 49: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

The smallest, most discrete unit of measurable content that is collected from a sensor. These units may be collected as individual figures in discrete capture systems or as frames in continuous capture systems. This phase occurs in the presentation sub-system of the general biometric model. HBSI errors include DI and FTD. If these errors occur, move back to start.

BIOMETRIC DURATION SCALE MODEL – SAMPLE

PHASE

Page 50: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

The smallest, most discrete unit of measurable content collected in the data capture sub-system of a discrete capture system. One or many figures are collected in order to obtain a sample.

BIOMETRIC DURATION SCALE MODEL – SAMPLE

PHASE (FIGURES)

Page 51: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

The smallest, most discrete unit of measurable content collected in the data capture sub-system of a continuous capture system. One or many frames are collected in order to obtain a sample.

BIOMETRIC DURATION SCALE MODEL – SAMPLE

PHASE (FRAMES)

Page 52: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

One or more samples are collected until a sample which contains measurable properties of the specific modality are obtained. These properties are subjected to the three initial processes of the signal processing sub-section (segmentation, feature extraction, and quality control) of the general biometric model. HBSI errors include FI and FTP. If these errors occur, move back to the start.

BIOMETRIC DURATION SCALE MODEL –

PROCESSING PHASE

Page 53: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

In the case of system enrollment, the template created after the signal processing sub-system is stored in the data storage sub-system. This template and associated metrics are stored in enroll phase of the biometric time model regardless if a result of enrollment or failure to enroll (FTE) occurs. If an FTE occurs, move back to start. If a CI from the HBSI model occurs, look back presentation definition phase and determine error made by subject. If a SPS from the HBSI model occurs, end the phase portion of the model and submit metrics to day range summary.

BIOMETRIC DURATION SCALE MODEL –

ENROLLMENT PHASE

Page 54: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

In the case of system matching, either verification or identification, the metrics created from the sample after the signal processing sub-system is sent to the matching sub-system of the general biometric model. These metrics are compared to a stored user located in the data storage sub-section. If an FTM occurs, add metrics to the day range statistical summary and move back to start. If a CI from the HBSI model occurs, look back presentation definition phase and determine error made by subject. If a SPS from the HBSI model occurs, end the phase portion of the model and submit metrics to day range summary.

BIOMETRIC DURATION SCALE MODEL – MATCHING

PHASE

Page 55: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

BIOMETRIC DURATION SCALE MODEL – PHASES

Phase Color

Presentation Definition

Phase

Sample Phase

Processing Phase

Enrollment Phase

Matching Phase

Page 56: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

All ranges occur on a traditional Gregorian time frame and UTC. These ranges occur in the traditional terms "days", "weeks", "months", and "years". Ranges are summaries of the previous range or, in the case of day range, enroll and matching phases.

BIOMETRIC DURATION SCALE MODEL – RANGES

Page 57: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

•A summary of all metrics from enrollment, FTE, match, FTM, and any another other metrics of interest collected from 0:00.00 UTC to 23:59.99 UTC for a user, system, or both.

•After such time, a new day range begins.

BIOMETRIC TIMES SCALE – DAY RANGE

Page 58: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• A summary of all metrics from enrollment, FTE, match, FTM, and any other metrics of interest collected from one to seven day range for a user, system, or both.

• When an eighth day range occurs or a new Gregorian calendar week begins (starts on Sunday), a new week range begins.

BIOMETRIC DURATION SCALE MODEL – WEEK

RANGE

Page 59: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• A summary of all metrics from enrollment, FTE, match, FTM, and any other metric of interest collected from up to four week range points for a user, system, or both.

• When a fifth week range occurs or a new Gregorian calendar month begins, a new month range begins.

• Months are variable (Feb has 28 or 29 days depending on the year while June and July always have 30 and 31 respectively). However, if a start date with the month and year are included with the duration, exact month duration can be determined including leap year.

BIOMETRIC DURATION SCALE MODEL – MONTH

RANGE

Page 60: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

•A summary of all metrics from enrollment, FTE, match, FTM, and any metric of interest collected from up to twelve year range points for a user, system, or both.

•When a thirteenth month range occurs or a Gregorian calendar year begins, a new year range begins.

BIOMETRIC DURATION SCALE MODEL – YEAR

RANGE

Page 61: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

•A summary of all metrics from enrollment, FTE, match, FTM, and any other metric of interest collected over the life span of the user, system, or both.

BIOMETRIC DURATION SCALE MODEL – LIFE

Page 62: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• Intermediate Ranges

• If required in data collection, intermediate ranges are allowed an encouraged

• Examples:

• Hours: Day range is broken into 24 parts each an hour year.

• Quarterly: Year range is broken into four parts each three months year.

BIOMETRIC DURATION MODEL – INTERMEDIATE

RANGES

Page 63: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• Characteristic

• Detection Error Trade-Off Curve

• Enrollment

• Equal Error Rate

• Failure to Acquire

• Failure to Enroll

• False Accept Rate

• False Match

• False Match Rate

• False Non-Match

• False Non-Match Rate

• False Reject Rate

• False-Negative Identification Error Rate

• False-Positive Identification Rate

• Feature

• Genuine Match

• Ground Truth

• Histogram

• Identification Rate

• Impostor Match

• Match

• Match Score

• Presentation

• Receiver Operating Characteristic Curve

• Sample

• Template

• Transaction

• Zoo Plot

• Modality Specific Metrics

• Any Other Metric of Interest

METRICS THAT CAN BE EXAMINED IN BIOMETRIC DURATION SCALE MODEL

[14]

Page 64: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

BIOMETRIC DURATION SCALE MODEL – EXAMPLE WHOLE Presentation Definition

PhaseSample Phase Processing Phase Enroll Phase Match Phase Day Range Week Range Month Range Year Range Life

Presentation (type) FTD              DD/MM//YYYY

    

Statistical Summary of one month range

Statistical Summary of one year range

Statistical Summary of life of user or

system

Presentation (type) FTD              

Statistical Summary of one day range

Statistical Summary of one week range

Presentation (type) FTD              Presentation (type) Sample FTX          Presentation (type) FTD              Presentation (type) DI              Presentation (type) Sample SPS FTE      Presentation (type) FTD              Presentation (type) DI              Presentation (type) FTD              Presentation (type) Sample SPS Enroll    Presentation (type) Sample SPS NA FTM  Presentation (type) FTD              Presentation (type) DI              Presentation (type) Sample SPS NA MatchPresentation (type) DI              Presentation (type) FTD              Presentation (type) Sample SPS NA MatchPresentation (type) FTD               DD/MM//YYYYPresentation (type) Sample CI          

Statistical Summary of one day range

Presentation (type) DI              Presentation (type) Sample SPS NA MatchPresentation (type) DI               DD/MM//YYYYPresentation (type) FTD              

Statistical Summary of one day range

Presentation (type) Sample FTX          Presentation (type) Sample SPS   NA MatchPresentation (type) FTD              Presentation (type) FTD              Presentation (type) Sample SPS   NA MatchPresentation (type) Sample SPS   NA FTM   DD/MM//YYYY

Statistical Summary of one week range

Presentation (type) FTD              

Statistical Summary of one day range

Presentation (type) Sample SPS   NA FTM  Presentation (type) Sample FTX          Presentation (type)                Presentation (type) Sample SPS   NA MatchPresentation (type) Sample FI           DD/MM/YYYY    Presentation (type) FTD               Statistical Summary of

one day rangeStatistical Summary of

one week rangePresentation (type) Sample SPS   NA MatchPresentation (type) FTD               DD/MM/YYYY

Statistical Summary of one week range

Statistical Summary of one month range

Presentation (type) DI               Statistical Summary of one day rangePresentation (type) Sample SPS   NA Match

Presentation (type) FTD               DD/MM/YYYYStatistical Summary of

one week rangeStatistical Summary of

one month rangeStatistical Summary of

one year range Presentation (type) Sample SPS   NA Match

Statistical Summary of one day range

Presentation (type) DI              Presentation (type) Sample SPS   NA Match

Page 65: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

BIOMETRIC DURATION SCALE MODEL – RELATING TO EXISTED MODEL IN

SCIENCE• Eon: A major division of geological

time, subdivided into eras.

• Era: A major division of time that is a subdivision of an eon and is itself subdivided into periods.

• Period: A major division of geological time; an era is usually divided into two or more periods.

• Epoch: Any of several divisions of a geologic period during which a geologic series is formed. http://www.geomore.com/geologic-time-scale/

Page 66: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

Presentation Definition Phase

Sample Phase Processing Phase Enroll Phase Match Phase Day Range Week Range Month Range Year Range Life

Presentation (type) FTD               DD/MM//YYYY

Summary of one week range

Summary of one month range

Summary of one year range

Summary of life of user or system

Presentation (type) FTD              

Summary of one day range

Presentation (type) FTD              Presentation (type) Sample FTX          Presentation (type) FTD              Presentation (type) DI              Presentation (type) Sample FTX          Presentation (type) FTD              Presentation (type) DI              Presentation (type) FTD              Presentation (type) Sample SPS Enroll "Scores"    Presentation (type) Sample SPS NA FTM  Presentation (type) FTD              Presentation (type) DI              Presentation (type) Sample SPS NA MatchPresentation (type) DI              Presentation (type) FTD              Presentation (type) Sample SPS NA Match

BIOMETRIC DURATION SCALE MODEL – EXAMPLE

STEP 1

Page 67: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

BIOMETRIC DURATION SCALE MODEL – EXAMPLE

STEP 2Presentation Definition Phase Sample Phase Processing Phase Enroll Phase Match Phase Day Range Week Range Month Range Year Range Life

Presentation (type) FTD              DD/MM//YYYY

 

Statistical Summary of one week range

Statistical Summary of one month range

Statistical Summary of one year range

Statistical Summary of life of user or system

Presentation (type) FTD              

Statistical Summary of one day range

Presentation (type) FTD              

Presentation (type) Sample FTX          

Presentation (type) FTD              

Presentation (type) DI              

Presentation (type) Sample SPS FTE      

Presentation (type) FTD              

Presentation (type) DI              

Presentation (type) FTD              

Presentation (type) Sample SPS Enroll    

Presentation (type) Sample SPS NA FTM  

Presentation (type) FTD              

Presentation (type) DI              

Presentation (type) Sample SPS NA Match

Presentation (type) DI              

Presentation (type) FTD              

Presentation (type) Sample SPS NA Match

Presentation (type) FTD               DD/MM//YYYY

Presentation (type) Sample CI          Statistical Summary of

one day rangePresentation (type) DI              

Presentation (type) Sample SPS NA Match

Page 68: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

BIOMETRIC DURATION SCALE MODEL – EXAMPLE

STEP 2Presentation Definition Phase

Sample Phase Processing Phase Enroll Phase Match Phase Day Range Week Range Month Range Year Range Life

Presentation (type) FTD               DD/MM//YYYY

Summary of one week range

Summary of one month range

Summary of one year range

Summary of life of user or system

Presentation (type) FTD              

Summary of one day range

Presentation (type) FTD              Presentation (type) Sample FTX          Presentation (type) FTD              Presentation (type) DI              Presentation (type) Sample FTX          Presentation (type) FTD              Presentation (type) DI              Presentation (type) FTD              Presentation (type) Sample SPS Enroll "Scores"    Presentation (type) Sample SPS NA FTM  Presentation (type) FTD              Presentation (type) DI              Presentation (type) Sample SPS NA MatchPresentation (type) DI              Presentation (type) FTD              Presentation (type) Sample SPS NA MatchPresentation (type) FTD               DD/MM//YYYYPresentation (type) Sample CI          

Summary of one day range

Presentation (type) DI              Presentation (type) Sample SPS NA Match

Page 69: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

Presentation Definition Phase Sample Phase Processing Phase Enroll Phase Match Phase Day Range Week Range Month Range Year Range Life

Presentation (type) FTD               DD/MM//YYYY    

Summary of one month range

Summary of one year range

Summary of life of user or system

Presentation (type) FTD              

Summary of one day range

Summary of one week range

Presentation (type) FTD              Presentation (type) Sample FTX          Presentation (type) FTD              Presentation (type) DI              Presentation (type) Sample FTX          Presentation (type) FTD              Presentation (type) DI              Presentation (type) FTD              Presentation (type) Sample SPS Enroll "Scores"    Presentation (type) Sample SPS NA FTM  Presentation (type) FTD              Presentation (type) DI              Presentation (type) Sample SPS NA MatchPresentation (type) DI              Presentation (type) FTD              Presentation (type) Sample SPS NA MatchPresentation (type) FTD               DD/MM//YYYYPresentation (type) Sample CI          

Summary of one day rangePresentation (type) DI              

Presentation (type) Sample SPS NA MatchPresentation (type) DI               DD/MM//YYYYPresentation (type) FTD              

Summary of one day range

Presentation (type) Sample FTX          Presentation (type) Sample SPS   NA MatchPresentation (type) FTD              Presentation (type) FTD              Presentation (type) Sample SPS   NA Match

BIOMETRIC DURATION SCALE MODEL – EXAMPLE

STEP 3

Page 70: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

BIOMETRIC DURATION SCALE MODEL – EXAMPLE

STEP 3Presentation Definition Phase Sample Phase Processing Phase Enroll Phase Match Phase Day Range Week Range Month Range Year Range Life

Presentation (type) FTD               DD/MM//YYYY    

Summary of one month range

Summary of one year range

Summary of life of user or system

Presentation (type) FTD              

Summary of one day range

Summary of one week range

Presentation (type) FTD              Presentation (type) Sample FTX          Presentation (type) FTD              Presentation (type) DI              Presentation (type) Sample FTX          Presentation (type) FTD              Presentation (type) DI              Presentation (type) FTD              Presentation (type) Sample SPS Enroll "Scores"    Presentation (type) Sample SPS NA FTM  Presentation (type) FTD              Presentation (type) DI              Presentation (type) Sample SPS NA MatchPresentation (type) DI              Presentation (type) FTD              Presentation (type) Sample SPS NA MatchPresentation (type) FTD               DD/MM//YYYYPresentation (type) Sample CI          

Summary of one day rangePresentation (type) DI              

Presentation (type) Sample SPS NA MatchPresentation (type) DI               DD/MM//YYYYPresentation (type) FTD              

Summary of one day range

Presentation (type) Sample FTX          Presentation (type) Sample SPS   NA MatchPresentation (type) FTD              Presentation (type) FTD              Presentation (type) Sample SPS   NA Match

Page 71: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

Presentation Definition Phase

Sample Phase Processing Phase Enroll Phase Match Phase Day Range Week Range Month Range Year Range Life

Presentation (type) FTD               DD/MM//YYYY    

Summary of one month range

Summary of one year range

Summary of life of user or system

Presentation (type) FTD              

Summary of one day range

Summary of one week range

Presentation (type) FTD              

Presentation (type) Sample FTX          

Presentation (type) FTD              

Presentation (type) DI              

Presentation (type) Sample FTX          

Presentation (type) FTD              

Presentation (type) DI              

Presentation (type) FTD              

Presentation (type) Sample SPS Enroll "Scores"    

Presentation (type) Sample SPS NA FTM  

Presentation (type) FTD              

Presentation (type) DI              

Presentation (type) Sample SPS NA Match

Presentation (type) DI              

Presentation (type) FTD              

Presentation (type) Sample SPS NA Match

Presentation (type) FTD               DD/MM//YYYY

Presentation (type) Sample CI          Summary of one day

rangePresentation (type) DI              

Presentation (type) Sample SPS NA Match

Presentation (type) DI               DD/MM//YYYY

Presentation (type) FTD              

Summary of one day range

Presentation (type) Sample FTX          

Presentation (type) Sample SPS   NA Match

Presentation (type) FTD              

Presentation (type) FTD              

Presentation (type) Sample SPS   NA Match

Presentation (type) Sample SPS   NA FTM   DD/MM//YYYY

Summary of one week range

Presentation (type) FTD              

Summary of one day range

Presentation (type) Sample SPS   NA FTM  

Presentation (type) Sample FTX          

Presentation (type)                

Presentation (type) Sample SPS   NA Match

BIOMETRIC DURATION SCALE MODEL – EXAMPLE

STEP 4

Page 72: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

BIOMETRIC DURATION SCALE MODEL – EXAMPLE

STEP 4Presentation Definition Phase

Sample Phase Processing Phase Enroll Phase Match Phase Day Range Week Range Month Range Year Range Life

Presentation (type) FTD               DD/MM//YYYY    

Summary of one month range

Summary of one year range

Summary of life of user or system

Presentation (type) FTD              

Summary of one day range

Summary of one week range

Presentation (type) FTD              

Presentation (type) Sample FTX          

Presentation (type) FTD              

Presentation (type) DI              

Presentation (type) Sample FTX          

Presentation (type) FTD              

Presentation (type) DI              

Presentation (type) FTD              

Presentation (type) Sample SPS Enroll "Scores"    

Presentation (type) Sample SPS NA FTM  

Presentation (type) FTD              

Presentation (type) DI              

Presentation (type) Sample SPS NA Match

Presentation (type) DI              

Presentation (type) FTD              

Presentation (type) Sample SPS NA Match

Presentation (type) FTD               DD/MM//YYYY

Presentation (type) Sample CI          Summary of one day

rangePresentation (type) DI              

Presentation (type) Sample SPS NA Match

Presentation (type) DI               DD/MM//YYYY

Presentation (type) FTD              

Summary of one day range

Presentation (type) Sample FTX          

Presentation (type) Sample SPS   NA Match

Presentation (type) FTD              

Presentation (type) FTD              

Presentation (type) Sample SPS   NA Match

Presentation (type) Sample SPS   NA FTM   DD/MM//YYYY

Summary of one week range

Presentation (type) FTD              

Summary of one day range

Presentation (type) Sample SPS   NA FTM  

Presentation (type) Sample FTX          

Presentation (type)                

Presentation (type) Sample SPS   NA Match

Page 73: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

Presentation Definition Phase

Sample Phase Processing Phase Enroll Phase Match Phase Day Range Week Range Month Range Year Range Life

Presentation (type) FTD               DD/MM//YYYY    

Summary of one month range

Summary of one year range

Summary of life of user or system

Presentation (type) FTD              

Summary of one day range

Summary of one week range

Presentation (type) FTD              

Presentation (type) Sample FTX          

Presentation (type) FTD              

Presentation (type) DI              

Presentation (type) Sample FTX          

Presentation (type) FTD              

Presentation (type) DI              

Presentation (type) FTD              

Presentation (type) Sample SPS Enroll "Scores"    

Presentation (type) Sample SPS NA FTM  

Presentation (type) FTD              

Presentation (type) DI              

Presentation (type) Sample SPS NA Match

Presentation (type) DI              

Presentation (type) FTD              

Presentation (type) Sample SPS NA Match

Presentation (type) FTD               DD/MM//YYYY

Presentation (type) Sample CI          Summary of one day

rangePresentation (type) DI              

Presentation (type) Sample SPS NA Match

Presentation (type) DI               DD/MM//YYYY

Presentation (type) FTD              

Summary of one day range

Presentation (type) Sample FTX          

Presentation (type) Sample SPS   NA Match

Presentation (type) FTD              

Presentation (type) FTD              

Presentation (type) Sample SPS   NA Match

Presentation (type) Sample SPS   NA FTM   DD/MM//YYYY

Summary of one week range

Presentation (type) FTD              

Summary of one day range

Presentation (type) Sample SPS   NA FTM  

Presentation (type) Sample FTX          

Presentation (type)                

Presentation (type) Sample SPS   NA Match

Presentation (type) Sample FI           DD/MM/YYYY    

Presentation (type) FTD               Summary of one day range

Summary of one week rangePresentation (type) Sample SPS   NA Match

BIOMETRIC DURATION SCALE MODEL – EXAMPLE

STEP 5

Page 74: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

BIOMETRIC DURATION SCALE MODEL – EXAMPLE

STEP 5Presentation Definition Phase

Sample Phase Processing Phase Enroll Phase Match Phase Day Range Week Range Month Range Year Range Life

Presentation (type) FTD               DD/MM//YYYY    

Summary of one month range

Summary of one year range

Summary of life of user or system

Presentation (type) FTD              

Summary of one day range

Summary of one week range

Presentation (type) FTD              

Presentation (type) Sample FTX          

Presentation (type) FTD              

Presentation (type) DI              

Presentation (type) Sample FTX          

Presentation (type) FTD              

Presentation (type) DI              

Presentation (type) FTD              

Presentation (type) Sample SPS Enroll "Scores"    

Presentation (type) Sample SPS NA FTM  

Presentation (type) FTD              

Presentation (type) DI              

Presentation (type) Sample SPS NA Match

Presentation (type) DI              

Presentation (type) FTD              

Presentation (type) Sample SPS NA Match

Presentation (type) FTD               DD/MM//YYYY

Presentation (type) Sample CI          Summary of one day

rangePresentation (type) DI              

Presentation (type) Sample SPS NA Match

Presentation (type) DI               DD/MM//YYYY

Presentation (type) FTD              

Summary of one day range

Presentation (type) Sample FTX          

Presentation (type) Sample SPS   NA Match

Presentation (type) FTD              

Presentation (type) FTD              

Presentation (type) Sample SPS   NA Match

Presentation (type) Sample SPS   NA FTM   DD/MM//YYYY

Summary of one week range

Presentation (type) FTD              

Summary of one day range

Presentation (type) Sample SPS   NA FTM  

Presentation (type) Sample FTX          

Presentation (type)                

Presentation (type) Sample SPS   NA Match

Presentation (type) Sample FI           DD/MM/YYYY    

Presentation (type) FTD               Summary of one day range

Summary of one week rangePresentation (type) Sample SPS   NA Match

Page 75: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

Presentation Definition Phase

Sample Phase Processing Phase Enroll Phase Match Phase Day Range Week Range Month Range Year Range Life

Presentation (type) FTD               DD/MM//YYYY    

Summary of one month range

Summary of one year range

Summary of life of user or system

Presentation (type) FTD              

Summary of one day range

Summary of one week range

Presentation (type) FTD              

Presentation (type) Sample FTX          

Presentation (type) FTD              

Presentation (type) DI              

Presentation (type) Sample FTX          

Presentation (type) FTD              

Presentation (type) DI              

Presentation (type) FTD              

Presentation (type) Sample SPS Enroll "Scores"    

Presentation (type) Sample SPS NA FTM  

Presentation (type) FTD              

Presentation (type) DI              

Presentation (type) Sample SPS NA Match

Presentation (type) DI              

Presentation (type) FTD              

Presentation (type) Sample SPS NA Match

Presentation (type) FTD               DD/MM//YYYY

Presentation (type) Sample CI          Summary of one day

rangePresentation (type) DI              

Presentation (type) Sample SPS NA Match

Presentation (type) DI               DD/MM//YYYY

Presentation (type) FTD              

Summary of one day range

Presentation (type) Sample FTX          

Presentation (type) Sample SPS   NA Match

Presentation (type) FTD              

Presentation (type) FTD              

Presentation (type) Sample SPS   NA Match

Presentation (type) Sample SPS   NA FTM   DD/MM//YYYY

Summary of one week range

Presentation (type) FTD              

Summary of one day range

Presentation (type) Sample SPS   NA FTM  

Presentation (type) Sample FTX          

Presentation (type)                

Presentation (type) Sample SPS   NA Match

Presentation (type) Sample FI           DD/MM/YYYY    

Presentation (type) FTD               Summary of one day range

Summary of one week rangePresentation (type) Sample SPS   NA Match

Presentation (type) FTD               DD/MM/YYYYSummary of one week

rangeSummary of one month

rangePresentation (type) DI               Summary of one day rangePresentation (type) Sample SPS   NA Match

BIOMETRIC DURATION SCALE MODEL – EXAMPLE

STEP 6

Page 76: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

Presentation Definition Phase

Sample Phase Processing Phase Enroll Phase Match Phase Day Range Week Range Month Range Year Range Life

Presentation (type) FTD               DD/MM//YYYY    

Summary of one month range

Summary of one year range

Summary of life of user or system

Presentation (type) FTD              

Summary of one day range

Summary of one week range

Presentation (type) FTD              Presentation (type) Sample FTX          Presentation (type) FTD              Presentation (type) DI              Presentation (type) Sample FTX          Presentation (type) FTD              Presentation (type) DI              Presentation (type) FTD              Presentation (type) Sample SPS Enroll "Scores"    Presentation (type) Sample SPS NA FTM  Presentation (type) FTD              Presentation (type) DI              Presentation (type) Sample SPS NA MatchPresentation (type) DI              Presentation (type) FTD              Presentation (type) Sample SPS NA MatchPresentation (type) FTD               DD/MM//YYYYPresentation (type) Sample CI          

Summary of one day rangePresentation (type) DI              

Presentation (type) Sample SPS NA MatchPresentation (type) DI               DD/MM//YYYYPresentation (type) FTD              

Summary of one day range

Presentation (type) Sample FTX          Presentation (type) Sample SPS   NA MatchPresentation (type) FTD              Presentation (type) FTD              Presentation (type) Sample SPS   NA MatchPresentation (type) Sample SPS   NA FTM   DD/MM//YYYY

Summary of one week range

Presentation (type) FTD              

Summary of one day range

Presentation (type) Sample SPS   NA FTM  Presentation (type) Sample FTX          Presentation (type)                Presentation (type) Sample SPS   NA MatchPresentation (type) Sample FI           DD/MM/YYYY    Presentation (type) FTD               Summary of one day

rangeSummary of one week

rangePresentation (type) Sample SPS   NA MatchPresentation (type) FTD               DD/MM/YYYY

Summary of one week range

Summary of one month rangePresentation (type) DI               Summary of one day

rangePresentation (type) Sample SPS   NA Match

BIOMETRIC DURATION SCALE MODEL – EXAMPLE

STEP 6

Page 77: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

BIOMETRIC DURATION SCALE MODEL – EXAMPLE

STEP 7Presentation Definition Phase

Sample Phase Processing Phase Enroll Phase Match Phase Day Range Week Range Month Range Year Range Life

Presentation (type) FTD               DD/MM//YYYY    

Summary of one month range

Summary of one year range

Summary of life of user or system

Presentation (type) FTD              

Summary of one day range

Summary of one week range

Presentation (type) FTD              Presentation (type) Sample FTX          Presentation (type) FTD              Presentation (type) DI              Presentation (type) Sample FTX          Presentation (type) FTD              Presentation (type) DI              Presentation (type) FTD              Presentation (type) Sample SPS Enroll "Scores"    Presentation (type) Sample SPS NA FTM  Presentation (type) FTD              Presentation (type) DI              Presentation (type) Sample SPS NA MatchPresentation (type) DI              Presentation (type) FTD              Presentation (type) Sample SPS NA MatchPresentation (type) FTD               DD/MM//YYYYPresentation (type) Sample CI          

Summary of one day rangePresentation (type) DI              

Presentation (type) Sample SPS NA MatchPresentation (type) DI               DD/MM//YYYYPresentation (type) FTD              

Summary of one day range

Presentation (type) Sample FTX          Presentation (type) Sample SPS   NA MatchPresentation (type) FTD              Presentation (type) FTD              Presentation (type) Sample SPS   NA MatchPresentation (type) Sample SPS   NA FTM   DD/MM//YYYY

Summary of one week range

Presentation (type) FTD              

Summary of one day range

Presentation (type) Sample SPS   NA FTM  Presentation (type) Sample FTX          Presentation (type)                Presentation (type) Sample SPS   NA MatchPresentation (type) Sample FI           DD/MM/YYYY    Presentation (type) FTD               Summary of one day

rangeSummary of one week

rangePresentation (type) Sample SPS   NA MatchPresentation (type) FTD               DD/MM/YYYY

Summary of one week range

Summary of one month rangePresentation (type) DI               Summary of one day

rangePresentation (type) Sample SPS   NA MatchPresentation (type) FTD               DD/MM/YYYY

Summary of one week range

Summary of one month range

Summary of one year range

Presentation (type) Sample SPS   NA MatchSummary of one day

rangePresentation (type) DI              Presentation (type) Sample SPS   NA Match

Page 78: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

Presentation Definition Phase

Sample Phase Processing Phase Enroll Phase Match Phase Day Range Week Range Month Range Year Range Life

Presentation (type) FTD               DD/MM//YYYY    

Summary of one month range

Summary of one year range

Summary of life of user or system

Presentation (type) FTD              

Summary of one day range

Summary of one week range

Presentation (type) FTD              Presentation (type) Sample FTX          Presentation (type) FTD              Presentation (type) DI              Presentation (type) Sample FTX          Presentation (type) FTD              Presentation (type) DI              Presentation (type) FTD              Presentation (type) Sample SPS Enroll "Scores"    Presentation (type) Sample SPS NA FTM  Presentation (type) FTD              Presentation (type) DI              Presentation (type) Sample SPS NA MatchPresentation (type) DI              Presentation (type) FTD              Presentation (type) Sample SPS NA MatchPresentation (type) FTD               DD/MM//YYYYPresentation (type) Sample CI          

Summary of one day rangePresentation (type) DI              

Presentation (type) Sample SPS NA MatchPresentation (type) DI               DD/MM//YYYYPresentation (type) FTD              

Summary of one day range

Presentation (type) Sample FTX          Presentation (type) Sample SPS   NA MatchPresentation (type) FTD              Presentation (type) FTD              Presentation (type) Sample SPS   NA MatchPresentation (type) Sample SPS   NA FTM   DD/MM//YYYY

Summary of one week range

Presentation (type) FTD              

Summary of one day range

Presentation (type) Sample SPS   NA FTM  Presentation (type) Sample FTX          Presentation (type)                Presentation (type) Sample SPS   NA MatchPresentation (type) Sample FI           DD/MM/YYYY    Presentation (type) FTD               Summary of one day

rangeSummary of one week

rangePresentation (type) Sample SPS   NA MatchPresentation (type) FTD               DD/MM/YYYY

Summary of one week range

Summary of one month rangePresentation (type) DI               Summary of one day

rangePresentation (type) Sample SPS   NA MatchPresentation (type) FTD               DD/MM/YYYY

Summary of one week range

Summary of one month range

Summary of one year range

Presentation (type) Sample SPS   NA MatchSummary of one day

rangePresentation (type) DI              Presentation (type) Sample SPS   NA Match

BIOMETRIC DURATION SCALE MODEL – EXAMPLE

STEP 7

Page 79: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• Adoption of ISO 8601 methodology of reporting time and duration:

• Start and Duration: 2015-03-03T18:18:30.000Z/P4Y2M1W4DT2H14M43S

• Reporting of specific days, weeks, months, and years, in the Biometric Duration Scale.

• The following common reporting methodology is in compliance with ISO 21920.

BIOMETRIC DURATION SCALE MODEL – COMMON

REPORTING

Page 80: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

•Common reporting sentence structuring should mimic the following:• Data collection began on 28 March 2015 and lasted for 4 years, 0 months, 1 week, and 4

days (2015-03-28T18:18:30.000Z/P4Y0M1W4DT2H14M43S). There were seven visits which occurred in monthly intervals. The time scope of interest for this report is in the month range. The collection period of interest for this analysis began on 1 April 2015 and lasted for 30 days (2015-04-01T13:19:30.000Z/P0Y1M0W0DT2H14M43S).

BIOMETRIC DURATION SCALE MODEL – COMMON

REPORTING

Page 81: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

•Common reporting sentence structuring should mimic the following:• Data collection began on DAY MONTH YEAR and lasted for Y years, M months, W week,

and D days (yyyy-mm-ddThh:mm:ss.sssZ/PYYMMWWDDTHHHMMMSSS). There were __ visits which occurred in ____ intervals. The time scope of interest for this report is in the ____ range. The collection period of interest for this analysis began on DAY MONTH YEAR and lasted for Y years, M months, W week, and D days (yyyy-mm-ddThh:mm:ss.sssZ/PYYMMWWDDTHHHMMMSSS).

BIOMETRIC DURATION SCALE MODEL – COMMON

REPORTING

Page 82: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

•Common reporting sentence structuring should mimic the following:• ‘Data collection began on ___ ____ ____ and lasted for _ years, _ months, _ week, and _

days (____-__-__T__:__:__.Z/P_Y_M_W_DT__H__M__S). There were __ visits which occurred in ___ intervals. The time scope of interest for this report is in the ____ range. The collection period of interest for this analysis began on ___ ___ ___ and lasted for _ years, _ months, _ week, and _ days (____-__-__T__:__:__.___Z/P_Y_M_W_DT__H__M__S).

BIOMETRIC DURATION SCALE MODEL – COMMON

REPORTING

Page 83: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• Time is a human construct that should be manipulated as a tool.

• Specifying intervals of time of interest for research is critical.

• The creation of a standardized framework to collect and describe data is imperative.

• By incorporating preexisting nomenclature from internationally recognized standards institutes, implementation will be quicker and easier.

CONCLUSIONS

Page 84: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

•With small theoretical changes, the general biometric model and HBSI model can be mapped to each other as well as a new biometric time duration model.

•These models can be used to help explain what are the downstream and upstream effects of one model on another.

CONCLUSIONS

Page 85: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• The reporting of specific time metrics is important for the comparison of different research projects and replicating past research.

• By utilizing a common vernacular for reporting study duration, connections may become more apparent.

• Ultimately, it comes down to transparency of the collected data, declaring the scope of the research, and expressing the findings of your study in a common vernacular.

CONCLUSIONS

Page 86: BEST PRACTICES IN REPORTING TIME DURATION IN BIOMETRICS Ben Petry, Dr. Stephen Elliott, Dr. Richard Guest, Dr. Mathias Sutton, and Kevin O’Connor

• [1] “Time.” [Online]. Available: http://www.merriam-webster.com/dictionary/time. [Accessed: 28-Jan-2015].

• [2] “Time.” [Online]. Available: http://www.yourdictionary.com/time. [Accessed: 28-Jan-2015].

• [3] F. Weil, “The Meaning of Time,” 2013. [Online]. Available: http://www.huffingtonpost.com/frank-a-weil/the-meaning-of-time_b_4351464.html. [Accessed: 28-Jan-2015].

• [4] J. O’Connor and E. Robertson, “A History of Time: Classical Time,” School of Mathematics and Statistics University of St. Andrews, Scotland, 2002. [Online]. Available: http://www-history.mcs.st-and.ac.uk/HistTopics/Time_1.html.

• [5] G. Moyer, “The Gregorian Calendar,” Sci. Am., vol. 246, no. 5, pp. 144–152, May 1982.

• [6] A. Emmerson, “Things are Seldom what they Seem - Christiaan Huygens, the Pendulum, and the Cycloid,” Horol. Sci. Newsletter., pp. 2–32, 2001.

• [7] S. A. Diddams, J. C. Bergquist, S. R. Jefferts, and C. W. Oates, “Standards of Time and Frequency at the Outset of the 21st Century,” vol. 306, no. November, pp. 1318–1324, 2004.

• [8] E. Bullard and H. Jolly, “Gravity Measurements in Great Britian,” Geophysics. J. Int., vol. 3, no. 9, pp. 443–477, 1936.

• [9] S. J. Elliott, E. P. Kakula, and R. T. Lazarick, “Operational Times,” in Encyclopedia of Biometrics, Springer US, 2009, pp. 1022–1025.

• [10] M. E. Brockly and S. J. Elliott, “Automatic Detection of Biometric Transaction Times,” IT Ind., vol. 1, no. 1, pp. 1–5, 2013.

• [11] “Text of FCD 19795-2, Biometric Performance Testing and Reporting - Part 2: Testing Methodologies for Technology and Scenario Evaluation,” ISO/IEC JTC 1/SC 37, pp. 1–42, 2006.

• [12] J. L. Wayman, “A Generalized Biometric Identification System Model,” Signals, Syst. amp; Computer. 1997, Conf. Rec. Thirty-First Asilomar Conf., vol. 1, pp. 291–295, 1998.

• [13] S. J. Elliott, D. Phd, and E. P. Kukula, “A Definitional Framework for the Human-Biometric Sensor Interaction Model,” pp. 1–6, 2009.

• [14] T. Dunstone and N. Yager, “Definitions,” in Biometric System and Data Analysis, T. Dunstone and N. Yager, Eds. Springer, 2009, pp. 99–108.

• [15] Hicklin, A., Watson, C., & Ulery, B. “The Myth of Goats : How many people have fingerprints that are hard to match?” US Department of Commerce, National Institute of Standards and Technology, pp. 1–24, 2005.

• [16] Baker, S. E., Bowyer, K. W., Flynn, P. J., & Phillips, P. J. “Template Aging in Iris Biometrics : Evidence of Increased False Reject Rate in ICE 2006.” In Handbook of Iris Recognition, Springer, pp. 205–218, 2013.

• [17] Arora, S. S., Vatsa, M., & Singh, R. “On Iris Camera Interoperability” In Biometrics: Theory, Applications, and Systems (BTAS), 2012 IEEE Fifth International Conference on, pp. 346-352, 2012.

• [18] Connaughton, R., Sgroi, A., Bowyer, K., & Flynn, P. J. “A Multialgorithm Analysis of Three Iris Biometric Sensors”, Information Forensics and Security, IEEE Transactions on, vol. 7, no. 3, pp. 919–931, 2012.

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