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Bibliography Only titles referred to in this book have been included, by short title and in the most accessible edition. References for the chapters of Part Three on individual SF writers, written before the spate of secondary literature which today exists on them and which is under accessible bibliographic control, will be found in their notes. BIBLIOGRAPHY TO PART ONE See further works in Angenot (1975) and in his 'A Select Bibliography of the Sociology of Literature', SFS, no. 13 (1977), to which I am deeply indebted, as well as in Birnbaum (1960), Langenbucher (1964), Lowenthal (1967), Shaw (1974), and a number of other entries below. Adorno, Theodor W., Aesthetische Theorie (Frankfurt, 1973). --, Einleitung in die Musiksoziologie (Frankfurt, 1981). --, Soziologische Schriften. Gesammelte Schriften VIII-IX (Frankfurt, 1962-5). Angenot, Marc, Le Roman populaire (Montreal, 1975). --, and Darko Suvin, 'Theses sur la "sociologie" de la litterature', Litterature, no. 44 (1981) 117-27. Auerbach, Erich, Das Jranzosische Publikum des 17. Jahrhunderts (Munich, 1933). --, Mimesis (Garden City, NY, 1957). Bakhtin, M. M., The Dialogic Imagination, ed. Michael Holquist (Austin, TX, 1981). --, Rabelais and His World (Cambridge, MA, 1968). Barthes, Roland, Mythologies (Paris, 1970). Benjamin, Walter, Gesammelte Schriften, 5 vols (Frankfurt, 1980--2). --, Charles Baudelaire (London, 1973). --, Illuminations (New York, 1969). Birchall, Ian, 'The Total Marx and the Marxist Theory of Literature', in Paul Walton and Stuart Hall (eds), Situating Marx (London, 1972). Birnbaum, Norman, The Sociological Study of Ideology (Oxford, 1960). Bloch, Ernst, Das Prinzip Hoffnung, 2 vols (Frankfurt, 1959). Brecht, Bertolt, Gesammelte Werke, vols xv-xx (Frankfurt, 1973). See partial translation in English in Bibliography to Part Two. Burger, Christa, Textanalyse als Ideologiekritik (Frankfurt, 1973). Burke, Kenneth, The Philosophy of Literary Form (Berkeley, CA, 1973). Cawelti, John G., Adventure, Mystery and Romance (Chicago, IL, 1976). Ciccotti, G. et al., L'Araignee et le tisserand (Paris, 1979). Cros, Edmond, Theorie et pratique sociocritiques (Paris, 1983). Droge, Franz, Wissen ohne Bewusstsein (Frankfurt, 1972). Eagleton, Terry, Literary Theory (Minneapolis, MN, 1983). Eco, Umberto, Apocalittici e integrati (Milan, 1964). --, II superuomo di massa (Milan, 1978). 214

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Bibliography

Only titles referred to in this book have been included, by short title and in the most accessible edition. References for the chapters of Part Three on individual SF writers, written before the spate of secondary literature which today exists on them and which is under accessible bibliographic control, will be found in their notes.

BIBLIOGRAPHY TO PART ONE

See further works in Angenot (1975) and in his 'A Select Bibliography of the Sociology of Literature', SFS, no. 13 (1977), to which I am deeply indebted, as well as in Birnbaum (1960), Langenbucher (1964), Lowenthal (1967), Shaw (1974), and a number of other entries below.

Adorno, Theodor W., Aesthetische Theorie (Frankfurt, 1973). --, Einleitung in die Musiksoziologie (Frankfurt, 1981). --, Soziologische Schriften. Gesammelte Schriften VIII-IX (Frankfurt, 1962-5). Angenot, Marc, Le Roman populaire (Montreal, 1975). --, and Darko Suvin, 'Theses sur la "sociologie" de la litterature',

Litterature, no. 44 (1981) 117-27. Auerbach, Erich, Das Jranzosische Publikum des 17. Jahrhunderts (Munich,

1933). --, Mimesis (Garden City, NY, 1957). Bakhtin, M. M., The Dialogic Imagination, ed. Michael Holquist (Austin, TX,

1981). --, Rabelais and His World (Cambridge, MA, 1968). Barthes, Roland, Mythologies (Paris, 1970). Benjamin, Walter, Gesammelte Schriften, 5 vols (Frankfurt, 1980--2). --, Charles Baudelaire (London, 1973). --, Illuminations (New York, 1969). Birchall, Ian, 'The Total Marx and the Marxist Theory of Literature', in Paul

Walton and Stuart Hall (eds), Situating Marx (London, 1972). Birnbaum, Norman, The Sociological Study of Ideology (Oxford, 1960). Bloch, Ernst, Das Prinzip Hoffnung, 2 vols (Frankfurt, 1959). Brecht, Bertolt, Gesammelte Werke, vols xv-xx (Frankfurt, 1973). See

partial translation in English in Bibliography to Part Two. Burger, Christa, Textanalyse als Ideologiekritik (Frankfurt, 1973). Burke, Kenneth, The Philosophy of Literary Form (Berkeley, CA, 1973). Cawelti, John G., Adventure, Mystery and Romance (Chicago, IL, 1976). Ciccotti, G. et al., L'Araignee et le tisserand (Paris, 1979). Cros, Edmond, Theorie et pratique sociocritiques (Paris, 1983). Droge, Franz, Wissen ohne Bewusstsein (Frankfurt, 1972). Eagleton, Terry, Literary Theory (Minneapolis, MN, 1983). Eco, Umberto, Apocalittici e integrati (Milan, 1964). --, II superuomo di massa (Milan, 1978).

214

Bibliography 215

Enzensberger, Hans Magnus, The Consciousness Industry (New York, 1974). Escarpit, Robert, Sociology of Literature (London, 1971). -- (ed.), Le Litteraire et le social (Paris, 1970). Flaker, Aleksandar, and Viktor Zmegac (eds), Formalismus, Strukturalismus

und Geschichte (Kronberg, 1974). Frye, Northrop, The Secular Scripture (Cambridge, MA, 1978). Goldmann, Lucien, Cultural Creation (Oxford, 1977). --, The Hidden God (London, 1964). --, Structures mentales et creation culturelle (Paris, 1974). --, Towards a Sociology of the Novel (London, 1975). Gramsci, Antonio, Letteratura e vita nazionale (Turin, 1966). For partial

English translations see Bibliography to Part Two. Hall, Stuart, 'Notes on Deconstructing "the Popular'", in Raphael

Samuel (ed.), People's History and Socialist Theory (London, 1981) pp. 227-40.

--, 'Some Paradigms in Cultural Studies', Annali dell'Istituto orientale, 21, no. 3 (1978).

Hart, James D., The Popular Book (Berkeley, CA, 1963). Hauser, Arnold, The Social History of Art, 4 vols (New York, 1962). Hirsch, E. D., Validity in Interpretation (New Haven, CT, 1971). Hoggart, Richard, The Uses of Literacy (London, 1957). Holz, H. H., Vom Kunstwerk zur Ware (Neuwied, 1972). Jakobson, Roman, 'Closing Statement: Linguistics and Poetics', in Thomas

A. Sebeok (ed.), Style in Language (Cambridge, MA, 1960). James, Louis, Fiction for the Working Man, 1830-1950 (London, 1963). Jameson, Fredric, Marxism and Form (Princeton, NJ, 1971). Langenbucher, Wolfgang R., Der aktue//e Unterhaltungsroman (Bonn, 1964). Laurenson, Diana, and Alan Swingewood, The Sociology of Literature

(London, 1972). Lem, Stanisl'aw, Phantastik und Futurologie, 2 vols (Frankfurt, 1984). Lenin, V. I., Tolstoy and his Time (New York, 1952). Lifshitz, Mikhail, The Philosophy of Art of Karl Marx (New York, 1977). Lowenthal, Leo, 'Literature and Sociology', in J. Thorpe (ed.), The Relations

of Literary Study (New York, 1967). --, Literature, Popular Culture and Society (Palo Alto, CA, 1961). Lukacs, Georg, Entwicklungsgeschichte des modernen Dramas: Werke XV

(Neuwied, 1981). --, Essays uber Realismus: Werke IV (Neuwied, 1971); partly as The Meaning

of Contemporary Realism (London, 1963) and partly as Realism in Our Time (New York, 1971).

--, The Historical Novel (Harmondsworth, Mddx, 1969). --, History and Class Consciousness (Cambridge, MA, 1971). --, Schriften zur Literatursoziologie, ed. Peter Ludz (Neuwied, 1968). Macherey, Pierre, A Theory of Literary Production (London, 1978). Marcuse, Herbert, Counter-Revolution and Revolt (Boston, MA, 1972). --, One-dimensional Man (Boston, MA, 1966). Marx, Karl, Grundrisse (London, 1973). --, and Friedrich Engels, Werke (Berlin, DOR, 1956-68). --, Selected Works in One Volume (New York, 1968).

216 Bibliography

--, The German Ideology (Moscow, 1976). --, The Holy Family (London, 1957). --, The Marx-Engels Reader, ed. Robert Tucker (New York, 1972). Medvedev, Pavel (pseud. of M. M. Bakhtin), The Formal Method in Literary

Scholarship (Baltimore, MD, 1978). Meszaros, Istvan, Marx's Theory of Alienation (London, 1970). Mukafovsky, Jan, Aesthetic Function, Norm and Value as Social Facts (Ann

Arbor, MI, 1970). Nag!, Manfred, Science Fiction (Tiibingen, 1981). Neuburg, Victor E., Popular Literature (Harmondsworth, Mddx, 1977). Nutz, Walter, Der Trivia/roman, seine Formen und seine Hersteller (Cologne,

1962). Nye, Russell B., The Unembarrassed Muse (New York, 1970). Orwell, George, A Collection of Essays (Garden City, NY, 1957). Poe, Edgar Allan, The Works of Edgar Allan Poe in Eight Volumes

(Philadelphia, PA, 1906). Rosenberg, Bernard, and David Manning White (eds), Mass Culture (New

York, 1963). --, Mass Culture Revisited (New York, 1971). Rossi-Landi, Ferruccio, Language as Work and Exchange (The Hague, 1975). Sanchez Vazquez, Adolfo, Art and Society (New York, 1973). Sartre, Jean-Paul, What Is Literature? (New York, 1949). Schenda, Rudolf, Volk ohne Buch (Frankfurt, 1970). Schulte-Sasse, Jochen, Die Kritik an der Trivialliteratur seit der Aufkliirung

(Munich, 1971). --, Literarische Wertung (Stuttgart, 1971). Seesslen, Georg, and Bernt Kling, Romantik und Gewalt, 2 vols (Munich,

1973). Shaw, Martin, Marxism Versus Sociology (London, 1974). Sohn-Rethel, Alfred, Warenform und Denkform (Frankfurt, 1971). Suvin, Darko, 'Le Discours de la fiction comme nouveaute et marchandise',

Sociologie et societes, 17, no. 2 (1985) 85-91. --, 'Some Introductory Reflections on Sociological Approaches to

Literature and Paraliterature', Culture & Context, no. 1 (1980) 33-55. --, Two Holy Commodities' Sociocriticism, no. 2 (1985) 31-47. Tocqueville, Alexis de, Democracy in America, 2 vols (New York & London,

1900). Trotsky, Leon, Literature and Revolution (Ann Arbor, MI, 1971). Volosinov, V. N. (pseud. of M. M. Bakhtin), Marxism and the Philosophy of

Language (New York, 1973). Watt, Ian, The Rise of the Novel (Berkeley, CA, 1974). Widmann, Hans, Geschichte des Buchhandels vom Altertum bis zur Gegenwart,

enlarged edn by Ernst Kuhnert (Wiesbaden, 1952). Williams, Raymond, Communications (Harmondsworth, Mddx, 1970). --, Culture (London, 1981). --, Culture and Society, 1780-1950 (New York, 1966). --, Keywords (London, 1983). --, The Long Revolution (Harmondsworth, Mddx, 1971). --, Marxism and Literature (Oxford, 1977).

Bibliography

Winkler, Lutz, Kulturwarenproduktion (Frankfurt, 1973). Ziermann, Klaus, Romane vom Fliessband (Berlin, DOR, 1969). Zmegac Viktor, Knjizevno stvaralastvo i povijest druStva (Zagreb, 1976).

BIBLIOGRAPHY TO PART TWO

217

NB: for Angenot (1975), Barthes (1970), Benjamin (1973), Bloch (1959), Eco (1964 and 1978), Jameson (1971), Marcuse (1966 and 1972), Marx-Engels (1957), Sohn-Rethel (1971), Suvin ('Commodities', 1985, and 'Discours', 1985), Volosinov (1973), and Williams (1977), see Bibliography to Part One.

Altick, Richerd, Victorian People and Ideas (New York, 1973). Amis, Kingsley, New Maps of Hell (New York, 1975). Angenot, Marc, 'The Absent Paradigm', SFS, 6 (1979) 9--19. --, Glossaire pratique de la critique contemporaine (Montreal, 1979). --, 'Intertextualite, interdiscursivite, discours social', Texte, no. 2 (1983)

101-12. --, 'Presuppose - topos - ideologeme', Etudes francaises, no. 1-2 (1977)

12-34 (now in his La Parole pamphletaire (Paris, 1982) pp. 169--89). --, 'La science fiction: genre et statut institutionnel', Revue de l'lnstitut de

sociologie (Bruxelles), no. 3-4 (1980) 651--60. --, 'Science Fiction in France before Verne', SFS, 5 (1978) 58--66. --, and Darko Suvin, 'L'implicite du manifeste', Etudes franr;aises, no. 3-4

(1980) 43--67. Aristotle, Poetics, ed. Leon Golden and 0. B. Hardison, Jr (Englewood

Cliffs, NJ, 1968). Barthes, Roland, Sade, Fourier, Loyola (New York, 1976). --, S/Z (Paris, 1976). Bellert, Irena, On the Logico-Semantic Structure of Utterances (Wroclaw, 1972). Bloch, Ernst, 'Entfremdung, Verfremdung: Alienation, Estrangement', in

Erika Munk (ed.), Brecht (New York, 1972). --, Karl Marx (New York, 1971). --, Man on his Own (New York, 1970). --, A Philosophy of the Future (New York, 1970). Brecht, Bertolt, Collected Plays (New York, 1971- ). --, The Messingkauf Dialogues (London, 1965). --, Brecht on Theatre, ed. John Willett (New York, 1966). Communications, no. 16 (1970). Culler, Jonathan, 'Presupposition and Intertextuality', in his The Pursuit of

Signs (London, 1981) 100--18. Dijk, Teun A. van (ed.), Pragmatics of Language and Literature (Amsterdam,

1976). Ducrot, Oswald, Dire et ne pas dire (Paris, 1972). Eco, Umberto, Opera aperta (Milan, 1967). Eliot, T. S., Selected Essays (London, 1951). Elkins, Charles, 'Science Fiction Versus Futurology', SFS, 6 (1979) 20--31.

218 Bibliography

Engels, Friedrich, 'Socialism: Utopian and Scientific', in Marx and Engels: Basic Writings, ed. L. Feuer (Garden City, NY, 1965).

Faye, Jean Pierre, Theorie du recit (Paris, 1972). Frye, Northrop, Anatomy of Criticism (New York, 1966). Gramsci, Antonio, The Modern Prince and Other Writings (London, 1957). --, Prison Notebooks (London, 1970). Groupe Mu, Rhetorique generale (Paris, 1970). Jameson, Fredric, Fables of Aggression (Berkeley, CA, 1979). --, 'Generic Discontinuities in SF', in R. D. Mullen and Darko Suvin

(eds), (see below), pp. 28--39. --, The Political Unconscious (Ithaca, NY, 1981). Jenny, Laurent (ed.), Poetique, no. 27 (1976). Kristeva, Julia, Semeiotike (Paris, 1966). Lawrence, D. H., 'Study of Thomas Hardy', in his Phoenix, ed. Edward D.

McDonald (New York, 1936) pp. 398--516. Lotman, Jurij M., Aufsiitze zur Theorie und Methodologie der Literatur und

Kultur (Kronberg, 1974). --,The Structure of the Artistic Text (Ann Arbor, MI, 1977). Lukacs, Georg, The Theory of the Novel (London, 1971). Mullen, R. D., and Darko Suvin (eds), Science-Fiction Studies ... 1973-1975

(Boston, MA, 1976). Nudelman, Rafail, 'An Approach to the Structure of Le Guin's SF', in

Mullen and Suvin (eds), (see above) pp. 240-50. --, 'On SF and Futurology', SFS, 6 (1979) 241-2. Parrinder, Patrick, Science Fiction: Its Criticism and Teaching (London, 1980). Petofi, J. S., and D. Franck (eds), Priisuppositionen in Philosophie und

Linguistik (Frankfurt, 1973). Poulantzas, Nikos, Political Power and Social Classes (London, 1973). Prieto, Luis J., Pertinence et pratique (Paris, 1975). Propp, V., Fol'klor i deistvitel'nost' (Moscow, 1976). --, Russkii geroicheskii epos (Moscow, 1958). Russ, Joanna, 'SF and Technology as Mystification', SFS, no. 16 (1978)

250-60. Sartre, Jean-Paul, Search for a Method (New York, 1968). Segre, Cesare, Le strutture e ii tempo (Turin, 1974). Shklovskii, Viktor, 0 teorii prozy (Moscow, 1929). Solomon, Maynard (ed.), Marxism and Art (New York, 1974). Somay, Biilent, 'Towards an Open-Ended Utopia', SFS, no. 32 (1984) 25-38. Stalnaker, R. C., 'Pragmatic Presuppositions', in M. K. Munitz and P.

Unger (eds), Semantics and Philosophy (New York, 1974). Suvin, Darko, Metamorphoses of Science Fiction (New Haven, CT, & London,

1979); abbreviated as MOSF. --, 'On What Is and What Is Not an SF Narration', SFS, 5 (1978) 45-52

(now in VSF, pp. 86-95). --, To Brecht and Beyond (Brighton, Sussex, 1984). --, Victorian Science Fiction in the UK (Boston, MA, 1983); abbreviated as

VSF. Wellek, Rene, and Austin Warren, Theory of Literature (New York, 1970).

Bibliography 219

[Wells, H. G.], H. G. Wells's Literary Criticism, ed. Patrick Parrinder and Robert M. Philmus (Brighton, Sussex, 1980).

Williams, Raymond, Problems in Materialism and Culture (London, 1980). Wilson, D. M., Presupposition and Non-Truth-Conditional Semantics (New

York, 1975).

NB: for references for Part Three see note at the beginning of the Bibliography.

BIBLIOGRAPHY TO CONCLUSION

NB: for Bakhtin (1981) see Bibliography to Part One; for Angenot's 'Absent Paradigm' (1979), Aristotle (1968), Frye (1966), Shklovskii (1929), and my MOSF and VSF, see Bibliography to Part Two.

Beardsley, Monroe, Aesthetics (New York, 1958). Bellert, Irena, 'Sherlock Holmes' Interpretation of Metaphorical Texts',

Poetics Today, 2 (Winter 1980/81) 25-44. Black, Max, Models and Metaphors (Ithaca, NY, 1962). --, 'More about Metaphor', Dialectica, 31 (1977) 431-57. Bloch, Ernst, Experimentum Mundi (Frankfurt, 1976). --, Spuren (Frankfurt, 1967). Blumenberg, Hans, 'Paradigrnen zu einer Metaphorologie', Archiv far

Begriffsgeschichte, 6 (1960) 7-142. Bultmann, Rudolf, The History of the Synoptic Tradition (New York, 1968). Butor, Michel, Introduction aux fragments de Finnegans Wake (Paris, 1972). Crossan, John Dominic, In Parables (New York, 1973). Culler, Jonathan, 'The Turns of Metaphor', in his The Pursuit of Signs

(London, 1981) pp. 188-209. Curtius, Ernst Robert, European Literature and Latin Middle Ages (New York,

1963). de Man, Paul, The Epistemology of Metaphor', in Sheldon Sacks (ed.), On

Metaphor (Chicago, IL, 1980) pp. 11-28. Dithmar, Reinhard (ed.), Fabeln, Parabeln und Gleichnisse (Munich, 1972). Dodd, C. H., The Parables of the Kingdom (Brooklyn, NY, 1971). Eco, Umberto, Lector in Fabula (Milan, 1979). --, 'Metafora', in Enciclopedia Einaudi, vol. IX (Turin, 1980) pp. 191-236. --, 'On Symbol', Semiotic Inquiry, 2 (1982) 15-44. --, A Theory of Semiotics (London, 1977). Funk, Robert W., Language, Hermeneutic, and Word of God (New York, 1966). Gentner, Dedre, 'Are Scientific Analogies Metaphors?', in David S. Miall

(ed.), Metaphor: Problems and Perspectives (Brighton, Sussex, 1982) pp. 106-32.

Gerhardsson, Birger, The Parable of the Sower and Its Interpretation', New Testament Studies, 14 (1967-8) 165-93.

Henry, Albert, Metonymie et metaphore (Paris, 1971).

220 Bibliography

Hesse, Mary B., Models and Analogies in Science (Notre Dame, IN, 1966). Hoffman, Robert R., 'Metaphor in Science', in Richard P. Honeck and

Robert R. Hoffman (eds), Cognition and Figurative Language (Hillsdale, NJ, 1980) 393-423.

Jeremias, Joachim, The Parables oflesus (New York, 1963). Jones, Geraint, The Art and Truth of the Parables (London, 1964). Koller, Wilhelm, Semiotik und Metapher (Stuttgart, 1975). Kuhn, Thomas S., The Structure of Scientific Revolutions (Chicago, IL, 1970). Lewis, C. S., 'Bluspels and Flalansferes', in his Rehabilitations (Folcroft, PA,

1970). Linnemann, Eta, Parables of Jesus (London, 1966). Marin, Louis, 'Essai d'analyse structurale d'un recit-parabole: Matthieu

1311-23', Etudes theologiques et religieuses, 46 (1971) 35-74. Marx, Karl, and Friedrich Engels, Ueber Kunst und Literatur, ed. Michail

Lifschitz (Berlin, DOR, 1953). Masterman, Margaret, The Nature of a Paradigm', in Irnre Lakatos and

Alan Musgrave (eds), Criticism and the Growth of Knowledge (Cambridge, 1979) pp. 58-89.

Ortony, Andrew, 'Why Metaphors Are Necessary and Not Just Nice', Educational Theory, 25 (1975) 45-53.

Reverdy, Pierre, Le Gant de crin (Paris, 1926). Richards, I. A., Philosophy of Rhetoric (New York, 1936). Ricoeur, Paul, 'Biblical Hermeneutics', Semeia, no. 4 (1975) 27-148. --, 'The Metaphorical Process as Cognition, Imagination, and Feeling', in

Sacks (ed.) (see under de Man), pp. 141-57. --, The Rule of Metaphor (Toronto, 1978). Shelley, Percy Bysshe, A Defence of Poetry, in Charles Kaplan (ed.), Criticism:

The Major Statements (New York, 1975). Shibles, Warren A., Metaphor: An Annotated Bibliography and History

(Whitewater, WI, 1971). Shklovskii, Viktor, Khod' konia (Moskva-Berlin, 1923). Sparshott, Francis E., Truth in Fiction', The Journal of Aesthetics and Art

Criticism, 26 (1967) 3-7. Suvin, Darko, 'The Performance Text as Audience-Stage Dialog Inducing a

Possible World', Versus, no. 42 (1985) 3-20. Via, Dan Otto, Jr, The Parables (Philadelphia, PA, 1967). Vico, Giambattista, La scienza nuova . ... (Bari, 1974). Volli, Ugo, 'Gli universi paralleli della semiotica e della fantascienza', in

Luigi Russo (ed.), La fantascienza e la critica (Milan, 1980) pp. 113-24. W[halley], G[eorge], 'Metaphor', in Princeton Encyclopedia of Poetry and

Poetics, ed. Alex Preminger et al. (Princeton, NJ, 1972) pp. 490-4.

Index

Abbott, Edwin A., 196 Abelard, Pierre, 157 Absent Paradigm (Angenot), 67 'Adjustment Team' (Dick), 123 Adorno, Theodor W., xv, 8 Aesop, 131 Aesthetic Function (Mukafovsky), xii Aldiss, Brian W., 118, 122 Aleksandrov, V., 168-9 Amis, Kingsley, 57 Andersen, Hans Christian, 161,

174 Anderson, Poul, 136 Andrle, 108 Andromeda (Yefremov), 76, 84, 101-

2, l~, 153 Angenot, Marc, xi, xiii, 44, 60, 66-

7, 204--5, 207 Apprentices (Strugatsky), 154 Aristotle, 26, 80, 185-7, 199 Arnold, Matthew, 89 Asimov, Isaac, xiii, 22, 51, 55, 58,

76, 78, 79, 83, 96, 99-104, 106-7, 110, 154

Astor, J. J., 57 Attempted Escape (Strugatsky), 155 Auerbach, Erich, 4, 5

Bach, J. S., 131 Bacon, Francis, 36, 141 Bakhtin, M. M., 4--5 Ballard, J. G., 22, 55 Balzac, Honore de, 14, 39 Barthes, Roland, 39-40, 85 Baudelaire, Charles, 9, 12, 208 Bear Governor, The (Shchedrin), 163 Beardsley, Monroe, 190-2 Beetle in the Anthill (Strugatsky),

161 Bellamy, Edward, 57-8, 71 Bellert, Irena, 191 Benjamin, Walter, 3, 6, 8, 13, 73,

75 Bester, Alfred, 119 Big Jump (Brackett), 125

Black, Max, 186-94 Blake, William, 18 Blish, James, 119 Bloch, Ernst, 8, 38, 58-9, 76-7, 212 Boccaccio, Giovanni, 81 Bohr, Niels, 194 Book of Odes, ix, x Brackett, Leigh, 125 Bradbury, Ray, 119, 124 Brandt, Sebastian, 180 Branstner, Gerhard, 180 Braun, Johanna and Gunter, xvi,

172-82 Brecht, Bertolt, 8, 18, 45, 59, 81, 85,

92, 109, 120, 148, 157, 175-6, 180 Britikov, A. F., 158 Brunner, John, xiii, 34, 76, 83, 141,

149 Buchner, Georg, 18 Bulgakov, Mikhail A., 173 Bulwer-Lytton, Edward, 89 Burke, Kenneth, 5, 41 Burroughs, E. R., 57-8 Burroughs, William S., 122 Butler, Samuel, xv, 141 Butor, Michel, 205

Cabet, Etienne, 71 Callenbach, Ernest, 58 Camp Concentration (Disch), 28 Campanella, Tommaso, 36 Campbell, John W., Jr, 28, 57, 71,

110 Canticle for Leibowitz (Miller), 118 Capek, Karel, xi, 82, 108, 177, 212 Capital (Marx), 6 Carroll, Lewis, 170 Caucasian Chalk Circle, The (Brecht),

180 Chandler, Raymond, 157 Chaplin, Charles, 131 Charnas, Susy McKee, xv Chekhov, Anton, 172 Chernyshevsky, Nikolay G., 106 Cherryh, C. J., xv

221

222 Index

'Choosing Astronauts', 175 City of Illusions (Le Guin), 136, 146 Clans of the Alphane Moon (Dick),

119 Clarke, Arthur C., 22, 27, 124 Coleridge, S. T., 149 Comedie humaine (Balzac), 196, 203 Communist Manifesto, 75 Conklin, Groff, x Conviva ludibundus (Braun), 178--80 Cooper, J. Fenimore, 89 Cosmic Puppets (Dick), 119 Crane, R. S., 25 Cyrano 'de Bergerac', Savinien, xi,

18, 19

Daily Lives in Nghsi-Altai (Nichols), 84

Dangerous Visions (Ellison ed.), 112 Daniken, Erich von, 42, 71 Dante Alighieri, 205-7 Darwin, Charles, 58, 139 Debs, Gene, 212 'Defenders' (Dick), 119 Definitely Maybe (Strugatsky), 161 Defoe, Daniel, 39 Defontenay, C. I., 75 Delany, Samuel R., 53, 58, 109 Democracy in America (Tocqueville),

9 Dick, Philip K., xiii-xiv, 48, 53, 55-

6, 58, 76, 78--9, 83, 109, 112-34, 157

Dickens, Charles, 12, 61, 89, 149 Disch, Tom, xi, xiii, 16, 28, 109,

157 Dispossessed, The (Le Guin), 55, 76,

84, 136-43, 146, 148--9 Disraeli, Benjamin, 18 Do Androids Dream of Electric Sheep?

(Dick), 131 Don Quixote (Cervantes), 108 Donne, John, 192, 194 Donnelly, Ignatius, 57 Dos Passos, John, 148 Dostoevsky, Fyodor, 20, 81, 102,

149, 157 Dr Bloodmoney (Dick), 113, 115-21,

126, 128--9, 132

Dr Futurity (Dick), 119 Dumas, Alexandre, the Elder, 11,

12, 155 Dune (Herbert), 12 Dunsany, Edward I. M. D.

(Plunkett, Lord), 135, 136

Eagleton, Terry, 8 Earthsea Trilogy (Le Guin), 137 Eco, Umberto, 17, 185-6, 197-8,

202, 207 Einstein, Albert, 58, 104 Eisenstein, Sergei M., 104 Elgin, Suzette Haden, xv Eliot, George, 14, 89 Eliot, T. S., ix, 75 Elkins, Charles, xi, xiii, 86, 110 Engels, Friedrich, 5, 41, 196 Enzensberger, Hans Magnus, 8 Escarpit, Robert, 4 Euclid, 42 Euler, Leonhard, 177 Eye in the Sky (Dick), 114, 119, 124,

126

Fanon, Frantz, 137 'Far Rainbow' (Strugatsky), 155-6 Farmer, Philip Jose, 204 Faulkner, William, 148 'Fiction About the Future' (Wells),

67 Finnegans Wake Ooyce), 7, 205 First Men in the Moon (Wells), 76,

78--9, 81 Fitting, Peter, 129, 130 Flatland (Abbott), 196-7 Flow My Tears, the Policeman Said

(Dick), 119, 131 'Foster, You're Dead' (Dick), 123 Foundation Trilogy (Asimov), 76, 78,

82 Fourier, Charles, 72, 106 Franke, Herbert, 181 Frankenstein (Mary Shelley), 10, 75 Frege, Gottlob, 203 Freud, Sigmund, 48 Frye, Northrop, 39-40, 79, 194 Fuller, Buckrninster, 109

Index 223

Galactic Pot-Healer (Dick), 135 Game-Players of Titan (Dick), 119,

128 Genet, Jean, 109 Gerber, Richard, 39 German Ideology (Marx and Engels),

5 Gernsback, Hugo, x, 57, 71 Gilgamesh, 99 Godel, Kurt, 106 Goethe, Johann Wolfgang von, 9,

83 Gogol, Nikolay, V., 170 Goldmann, Lucien, 5 Gongora, Luis de, 192 Goodman, Paul, 148 Gor (Norman), xv Gott, Samuel, 75 Gramsci, Antonio, 19, 20 'Great Kalos Trial' (Braun), 175 Great Magician's Error, The,

(Braun), 174 Grundrisse (Marx), 6--7 Guevara, Ernesto 'Che', 137 Guillen, Claudio, 25 Gulliver's Travels (Swift), 35, 116,

163

Hard Times (Dickens), 61 Hard To Be a God (Strugatsky), 155-

8 Hasek, Jaroslas, 108 Hauser, Arnold, 5 Heidegger, Martin, 81 Heinlein, Robert A., 16, 22, 52, 57,

61, 76, 83, 119, 154, 210 Hemingway, Ernest, 131, 157, 172 Henry, Albert, 192 Herbert, Frank, xiv, 12, 55 Hesse, Mary B., 195 Hirsch, E. D., 25-6 History and Class Consciousness

(Lukacs), 8 Ho Chi Minh, 137 Hoffman, E. T. A., 174 Hoffmansthal, Hugo von, 108 Hoggart, Richard, 5 Holland, Cecelia, xv Holz, H. H., 8

'Horla' (Maupassant), 72 Hotel 'To the Lost Climber'

(Strugatsky), 161 House That Stood Still (Van Vogt),

127 Hubbard, L. Ron, 47 Hugo, Victor, 147, 192 Husserl, Edmund, xii Huxley, Aldous, 106

I, Robot (Asimov), 99, 103 Ibsen, Henrik, 131 'If There Were No Benny Cemoli'

(Dick), 121 Ilf, Hya and Evgerny Petrov, 170 'Inaudible Sounds' (Braun), 181 Inhabited Island (Strugatsky), 158;

see also Prisoners of Power Invasion of the Body Snatchers, 209-

10 Iron Dream (Spinrad), 28

fagged Orbit (Brunner), 76 Jakobson, Roman, 4 James, Henry, 39 Jameson, Fredric, 8, 64, 118, 136,

147-8 Jean Paul (i.e. Johann Richter), 180 Jefferies, Richard, 14, 55 Jefferson, Thomas, 147 Jesus of Nazareth, 92 'Jingling of Caesar's Cowbells',

175, 177 'Jonathan's Return' (Braun), 175 Joyce, James, 7, 148 Jung, Carl Gustav, 131, 135

Kafka, Franz, 108, 158, 166, 170 Kagarlitsky, Yuliy Y. Oulius), 154 Kant, Immanuel, 12 Kid from Hell (Strugatsky), 161 Kipling, Rudyard, 210 Kornbluth, C. M., 76, 82-3 Krakatit (Capek), 212 Krlefa, Miroslav, 108 Kropotkin, Pyotr A., 148 Kubrick, Stanley, 119 Kuhn, Thomas, 195

224 Index

'Lady Who Sailed The Soul' (Smith and Linebarger), 206--11

Laing, R. D., 132 Lao Tze, 148 Last Man (Shelley), 10 Lathe of Heaven (Le Guin), 135-6,

140, 145-6 Lawrence, D. H., 48 Laws (Plato), 36 Laxness, Halldor, 172 Le Guin, Ursula K., xi, xiii, 16, 53,

55-6, 58, 76, 84, 96, 109, 122, 134-49, 157, 167, 181, 210

Lebedev, A., 168 Left Hand of Darkness (Le Guin),

135-8, 143, 146, 148--9 Lem, Stanislaw, xiii, 53, 76-7, 82,

84, 99-101, 104-11, 129, 170, 181 Lenin (Vladimir Ilyich Ulyanov), 5,

81 Lessing, Gotthold Ephraim, 180 Levi-Strauss, Claude, 109 Lewis, C. S., 196 Linebarger, Genevieve, 206-12 Literary Theory (Eagleton), 8 Logical Investigations (Husserl), xii London,Jack,57-8, 122, 157 Looking Backward, 116 Lotman, Yury (Jurij M.), 77, 85 Lowenthal, Leo, 5 Lucian, of Samosata, 75 Lukacs, Georg, ix, 5, 8, 39, 75, 81 Lynn, Elizabeth A., xv

Macaulay, Lord (Thomas Babington), 58

McCullers, Carsson, 172 Macdonald, Gina, 171 Macherey, Pierre, 8 Mcintyre, Vonda, xv McLuhan, Marshall, 5 Magellan Nebula (Lem), 84 Malraux, Andre, 148 Man in the High Castle (Dick), 112,

115-16, 119-21, 124--8, 131-2 Man Who Japed (Dick), 114, 119-20,

124 Mannheim, Karl, 41 Manson, Charles, 61, 71

Mao Tse-tung (Cedong), 148 Marcuse, Herbert, 8, 52, 132, 148 Marino, Giovanni Battista, 192 Martian Time-Slip (Dick), 76, 79, 83,

113, 115-17, 121, 123-8, 132 Marvell, Andrew, 61, 149 Marx, Karl, 5-8, 19, 29, 41, 48, 58,

92, 106, 128, 138--9, 150, 166 Marxism and Form (Jameson), 8 Marxism and Literature (Williams),

8, 94 Master and Margarita (Bulgakov), 173 Matthew (evangelist), 199-202,

206, 209, 212 Maupassant, Guy de, 72, 172 Mayakovsky, Vladimir V., 170 Measures Taken (Brecht), 157 Medvedev, Pavel,

see Bakhtin, M. M. Messingkauf Dialogues (Brecht), 92 Metamorphoses of Science Fiction

(Suvin), ix, 37-8, 66, 75-6, 81, 91, 110, 150, 170, 197, 203-4, 207

Michelet, Jules, 15 Miller, Walter M., Jr, 118 Mistake Factor (Braun), 174-7 'Mistake Factor' (Braun), 176-7 Modern Utopia (Wells), 83 Monday Begins on Saturday

(Strugatsky), 158--9, 163 More, Thomas, x, xi, 34, 36, 40-1,

75, 106, 109 Morgner, Irrntraud, 180 Morris, Janet T., 54 Morris, William, xi, 33-4, 36, 40,

42-3 Mukafovsky, Jan, xii, 5 Mullen, R. Dale, xi Musil, Robert, 108 Mussolini, Benito, 121 Myers, Alan G., 171 Mysteries of Paris (Sue), 13

'Nanny' (Dick), 112, 125 New Atlantis (Bacon), 36 New Atlantis (Le Guin), 139-49 New Maps of Hell (Amis), 57 News from Nowhere (Morris), 40, 42,

116

Index 225

Nichols, Robert, 84 Nietzsche, Friedrich, 109, 111 'Nine Lives' (Le Guin), 148 Niven, Larry, xiv, 16 Nixon, Richard, 132 Norman, John (pseud.), xv Nova Solyma (Gott), 75 Now Wait for Last Year (Dick), 127-

8, 13G-1 Nudelman, Rafail, 134 Nye, Russell B., 4

'Oh To Be a Blobel' (Dick), 112, 121-2

Okudzhava, Bulat, 157 Olesha, Yuriy K., 170 Orwell, George, 82, 106, 119, 131,

140 Oza (Voznesensky), 155

Pagetti, Carlo, 118 Paine, Tom, 147 Paltock, Robert, 75 Panshin, Alexei, 41 Paradiso (Dante), 205--6 Parry, David, 57 Penultimate Truth (Dick), 119, 122,

125, 127-8 Peter Wilkins (Paltock), 75 Philosophical Notebooks (Lenin), 81 Philmus, Robert, M., xi Piercy, xv, 53, 58, 84 Planet of Exile (Le Guin), 136 Plato, 36, 75, 82, 106, 141 Poe, Edgar Allan, 11, 13--14, 72 Pohl, Frederik, 34, 57, 76, 82-3,

119, 123, 140 Poulantzas, Nikos, 55 Pournelle, Jerry, xiv Predatory Things of Our Time

(Strugatsky), 157 'Present for Pat' (Dick), 125 'Preserving Machine' (Dick), 112 Prisoners of Power (Strugatsky),

16G-1 Proust, Marcel, 193--4 'Puzzle of the Hind Foot'

(Strugatsky), 154

Ralph 124C 41 + (Germsback), 57 Ranke, Leopold von, 15 'Rendez-Vous' (Strugatsky), 154 Revich, V. A., 157 Richards, I. A., 190, 213 Richter, Johann, see Jean Paul Ricoeur, Paul, 199-202 Rimbaud, Arthur, 207 Roadside Picnic (Strugatsky), 162 Rocannon's World (Le Guin), 136, 143 Rosenberg, Bernard, 4 Rossi-Landi, Ferruccio, 4, 8 Rousseau, Jean-Jacques, 128 Russ, Joanna, xv, 55, 149 Rutherford, Ernest, 194

S/Z (Barthes), 85 Sade, Fourier, Loyola (Barthes), 39 Saint-Simon, Claude Henri de, 36,

79, 101-2, 106 Sargent, Pamela, xv Sartre, Jean-Paul, 5, 8 Schiller, Friedrich, 121, 180 Schubert, Franz, 144, 147 Science-Fiction Studies, (periodical)

xi, 22, 30, 134-6, 139, 143, 150 Scott, Walter, 89, 155 Scribe, Eugene, 12 Second Martian Invasion

(Strugatsky), 158 Seghers, Anna, 180 Shakespeare, William, x, 27, 48,

131,203 Shaw, George Bernard, 3 Shchedrin, Mikhail E. (i.e.

Saltytov), 160, 163, 170 Sheckley, Robert, 34, 57 Sheep Look Up (Brunner), 141 Shefner, Vadim, 181 'Shell Game' (Dick), 119 Shelley, Mary W., x, 10, 14, 56, 75,

109, 177 Shelley, Percy Bysshe, 19, 189 Shibles, Warren A., 183 Simak, Clifford D., 56-7 Simulacra (Dick), 120, 128 Sirius (Stapledon), 47, 76-7 Smith, Cordwainer (i.e. P. M. A.

Linebarger), 185, 206-13

226 Index

Snail on the Slope (Strugatsky), 76, 83, 158, 160-1, 163-70

Socrates, 181 Sohn-Rethel, Alfred, 8 Solar Lottery (Dick), 112, 114, 118-

19, 125-7 Solaris (Lem), 76-7, 99, 104, 179 Solzhenitsyn, Alexander, 149 Sophocles, 48 Space Merchants (Pohl and

Kornbluth), 76, 82 Space Mowgli (Strugatsky), 161 Spengler, Oswald, 79 'Spherico-Transcendental Design',

181 Spinrad, Norman, 28, 53, 140, 149 Stalker (Tarkovsky), 162 Stalin, Joseph, 106 Stapledon, Olaf, 35, 47, 76-7, 109 Star ou Psi de Cassiopee

(Defontenay), 75 Star Wars, 56 Stendhal (i.e. Henri Beyle), 149 Stevenson, R. L., 155 Stockton, Frank, 57 Strange Relations (Farmer), 204 Stranger in a Strange Land

(Heinlein), 61, 76, 83 Strugatsky, Arkadiy N. and Boris

N., xi, xiii, 53, 55, 58, 76, 82-4, 109, 151-70, 181

'Study of Thomas Hardy' (Lawrence), 48

Sue, Eugene, 11-13, 20, 73 Summa theologia (Thomas of

Aquinas), 211 Summa Technologiae (Lem), 104 Svevo, Halo (i.e. E. Schmitz), 108 Swift, Jonathan, 35, 105, 109, 158,

163, 166, 170 'System R' (Braun), 175

Tale of a Troika (Strugatsky), 158, 159

Tarkovsky, Andrey, 162 'Technical Mistakes in

Harmonyville', 175, 177 Tenn, William (i.e. Philip Klaus),

57

Thomas of Aquinas, 211 Thoreau, Henry, 147 'Those Who Walk Away from

Ornelas' (Le Guin), 135 Three Stigmata of Palmer Eldritch

(Dick), 113-14, 119, 122-5, 127-8, 132

Threepenny Opera (Brecht and Weill), 175

Tieck, Ludwig von, 180 Time Machine (Wells), 159 Time Out of Joint (Dick), 114, 124 Tiptree, James, Jr (i.e. Alice

Sheldon), xv, 53 Tocqueville, Alexis de, 9, 11-13,

20, 75 Tolkien, J. R. R., 136 Tolstoy, Leo, 39, 147 Trotsky, Leon, 5 Turgenev, Ivan, 172 Twain, Mark, 14, 57, 89, 155

Ubik (Dick), 48, 113, 124, 129-30, 132

Ugly Swans (Strugatsky), 160 Uncanny Phenomena on Omega II

(Braun), 177-8 Unteleported Man (Dick), 120, 125 Utofant (Braun), 181 Utopia (More), 41

Van Vogt, A. E., 55, 105, 107, 114, 119, 125, 127, 136

'Variable Man' (Dick), 119-20 Varshavsky, Ilya, 82, 181 Velikovsky, Immanuel, 47 Verdi, Giuseppe, 131 Verne, Jules, x, 13, 75, 81, 99, 179 Viau, Theophile de, 192 Vico, Giambattista, 193 Victorian Science Fiction in the UK

(Suvin), ix, 66, 73, 150 Villiers de !'Isle Adam, Auguste, 14 Voltaire, Frarn;ois, 158, 163 Vonnegut, Kurt, 34, 119 Voznesensky, Andrey, 155, 157,

163 Vulcan's Hammer (Dick), 112, 114,

119, 126

Index 227

Wagner, Richard, 131 Walden (Thoreau), 147 'Wanderers and Travellers'

(Strugatsky), 154 War of the Worlds (Wells), 56, 75-6,

78--81 Warren, Austin, 79 Watson, Ian, 143, 145 Watt, Ian, 5 We (Zamyatin), 76-7, 81-2 We Can Build You (Dick), 113, 127,

131 Wellek, Rene, 79 Wells, H. G., x-xi, 14, 34--5, 55-6,

67, 70, 75-6, 78--81, 83, 99, 107-9, 131, 157-8, 163, 166, 178

Whalley, George, 188 'What the Dead Men Say' (Dick),

121 When the Sleeper Wakes (Wells), 56 White, David Manning, 4 Wiener, Norbert, 163 Williams, Raymond, 5, 8, 65, 94

Winkler, Lutz, 8 Wolf, Christa, 180 Woman on the Edge of Time (Piercy),

84 Woolf, Virginia, 149 Word for World is Forest (Le Guin),

136-8, 143 World Jones Made (Dick), 119, 124

X-times Multiplied Hero, The (Braun), 181

Yefremov, Ivan A., xiii, 58, 76, 84, 99-100, 102-4, 106-7, 110, 151, 154, 181

Zamyatin, Evgeniy, xi, 10, 76-7, 81-2, 106

Zelazny, Roger, 51 J?iergiebel, Herbert, 180 Zmegac, Viktor, 5 Zoshchenko, Mikhail M., 158