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REVISED PROOF REVIEW ARTICLE 1 2 Biological Therapies in Regenerative Sports Medicine 3 Isabel Andia 1 Nicola Maffulli 2,3 4 5 Ó Springer International Publishing Switzerland 2016 6 Abstract Regenerative medicine seeks to harness the 7 potential of cell biology for tissue replacement therapies, 8 which will restore lost tissue functionality. Controlling and 9 enhancing tissue healing is not just a matter of cells, but 10 also of molecules and mechanical forces. We first describe 11 the main biological technologies to boost musculoskeletal 12 healing, including bone marrow and subcutaneous fat- 13 derived regenerative products, as well as platelet-rich 14 plasma and conditioned media. We provide some infor- 15 mation describing possible mechanisms of action. We 16 performed a literature search up to January 2016 searching 17 for clinical outcomes following the use of cell therapies for 18 sports conditions, tendons, and joints. The safety and effi- 19 cacy of cell therapies for tendon conditions was examined 20 in nine studies involving undifferentiated and differentiated 21 (skin fibroblasts, tenocytes) cells. A total of 54 studies 22 investigated the effects of mesenchymal stem-cell (MSC) 23 products for joint conditions including anterior cruciate 24 ligament, meniscus, and chondral lesions as well as 25 osteoarthritis. In 22 studies, cellular products were injected 26 intra-articularly, whereas in 32 studies MSC products were 27 implanted during surgical/arthroscopic procedures. The 28 heterogeneity of clinical conditions, cellular products, and 29 approaches for delivery/implantation make comparability 30 difficult. MSC products appear safe in the short- and mid- 31 term, but studies with a long follow-up are scarce. 32 Although the current number of randomized clinical stud- 33 ies is low, stem-cell products may have therapeutic 34 potential. However, these regenerative technologies still 35 need to be optimized. 36 37 38 Key Points 39 41 42 43 Biologics, including adult cells, platelet-rich plasma, 44 and conditioned media, are under investigation for 45 regenerative purposes in sports medicine. 46 Cell therapies under clinical assessment include 47 dermal fibroblasts, tenocytes, chondrocytes, and 48 various products containing stem cells, mainly bone 49 marrow concentrate, stromal vascular fraction, bone 50 marrow-derived mesenchymal stem cells, and 51 adipose stem cells. 52 The use of adult cell therapies is safe. Most articles 53 report improvement in clinical outcomes, but overall 54 the quality of evidence is low, with the absence of 55 adequately powered controlled clinical trials. 56 57 58 1 Introduction 59 Impairment of biological and mechanical homeostasis is 60 common in orthopedic sports medicine where muscu- 61 loskeletal tissues are often subjected to excessive stresses A1 & Isabel Andia A2 [email protected] A3 1 Regenerative Medicine Laboratory, BioCruces Health A4 Research Institute, Cruces University Hospital, Pza Cruces A5 12, 48903 Barakaldo, Spain A6 2 Department of Musculoskeletal Disorders, University of A7 Salerno School of Medicine and Dentistry, Salerno, Italy A8 3 Queen Mary University of London, Barts and the London A9 School of Medicine and Dentistry Centre for Sports and A10 Exercise Medicine, Mile End Hospital, 275 Bancroft Road, A11 London E1 4DG, England 123 Sports Med DOI 10.1007/s40279-016-0620-z Journal : Large 40279 Dispatch : 21-9-2016 Pages : 22 Article No. : 620 h LE h TYPESET MS Code : SPOA-D-16-00093 h CP h DISK 4 4

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Page 1: Biological Therapies in Regenerative Sports Medicinepilarmartinescudero.es/OctNov16/Biological Therapies in...2 Biological Therapies in Regenerative Sports Medicine 3 Isabel Andia1

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REVIEW ARTICLE1

2 Biological Therapies in Regenerative Sports Medicine

3 Isabel Andia1• Nicola Maffulli2,3

45 � Springer International Publishing Switzerland 2016

6 Abstract Regenerative medicine seeks to harness the

7 potential of cell biology for tissue replacement therapies,

8 which will restore lost tissue functionality. Controlling and

9 enhancing tissue healing is not just a matter of cells, but

10 also of molecules and mechanical forces. We first describe

11 the main biological technologies to boost musculoskeletal

12 healing, including bone marrow and subcutaneous fat-

13 derived regenerative products, as well as platelet-rich

14 plasma and conditioned media. We provide some infor-

15 mation describing possible mechanisms of action. We

16 performed a literature search up to January 2016 searching

17 for clinical outcomes following the use of cell therapies for

18 sports conditions, tendons, and joints. The safety and effi-

19 cacy of cell therapies for tendon conditions was examined

20 in nine studies involving undifferentiated and differentiated

21 (skin fibroblasts, tenocytes) cells. A total of 54 studies

22 investigated the effects of mesenchymal stem-cell (MSC)

23 products for joint conditions including anterior cruciate

24 ligament, meniscus, and chondral lesions as well as

25 osteoarthritis. In 22 studies, cellular products were injected

26 intra-articularly, whereas in 32 studies MSC products were

27 implanted during surgical/arthroscopic procedures. The

28 heterogeneity of clinical conditions, cellular products, and

29approaches for delivery/implantation make comparability

30difficult. MSC products appear safe in the short- and mid-

31term, but studies with a long follow-up are scarce.

32Although the current number of randomized clinical stud-

33ies is low, stem-cell products may have therapeutic

34potential. However, these regenerative technologies still

35need to be optimized.

36

3738Key Points 39

4142

43Biologics, including adult cells, platelet-rich plasma,

44and conditioned media, are under investigation for

45regenerative purposes in sports medicine.

46Cell therapies under clinical assessment include

47dermal fibroblasts, tenocytes, chondrocytes, and

48various products containing stem cells, mainly bone

49marrow concentrate, stromal vascular fraction, bone

50marrow-derived mesenchymal stem cells, and

51adipose stem cells.

52The use of adult cell therapies is safe. Most articles

53report improvement in clinical outcomes, but overall

54the quality of evidence is low, with the absence of

55adequately powered controlled clinical trials. 56

57

581 Introduction

59Impairment of biological and mechanical homeostasis is

60common in orthopedic sports medicine where muscu-

61loskeletal tissues are often subjected to excessive stresses

A1 & Isabel Andia

A2 [email protected]

A3 1 Regenerative Medicine Laboratory, BioCruces Health

A4 Research Institute, Cruces University Hospital, Pza Cruces

A5 12, 48903 Barakaldo, Spain

A6 2 Department of Musculoskeletal Disorders, University of

A7 Salerno School of Medicine and Dentistry, Salerno, Italy

A8 3 Queen Mary University of London, Barts and the London

A9 School of Medicine and Dentistry Centre for Sports and

A10 Exercise Medicine, Mile End Hospital, 275 Bancroft Road,

A11 London E1 4DG, England

123

Sports Med

DOI 10.1007/s40279-016-0620-z

Journal : Large 40279 Dispatch : 21-9-2016 Pages : 22

Article No. : 620h LE h TYPESET

MS Code : SPOA-D-16-00093 h CP h DISK4 4

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62 and multiple injuries. Major injuries in athletes result in a

63 high incidence of chronic problems such as osteoarthritis

64 (OA), for which effective treatments are not yet available

65 [1]. Both acute and chronic sports lesions have promoted a

66 surge of novel biological therapies aiming to improve the

67 quality of life of athletes and active individuals.

68 Currently, most expectations in regenerative sports

69 medicine are focused on the potential of cell therapies,

70 typically adult mesenchymal stromal/stem cells (MSCs).

71 Regenerative medicine seeks to harness the potential of cell

72 biology for re-establishment of lost tissue functionality.

73 However, controlling and enhancing musculoskeletal tissue

74 regeneration is not just a matter of cells. Molecules, cells,

75 and mechanical forces are hardwired and cooperate in

76 healing mechanisms. For example, platelet-rich plasma

77 (PRP), an autologous regenerative technology, is based on

78 the delivery of a pool of growth factors and cytokines with

79 tissue healing potential, and has been widely used in sports

80 medicine settings aiming to enhance tissue healing [2].

81 Both PRP and adult MSCs are physiological means to

82 combat injury. In this context, regenerative medicine seeks

83 to enhance these endogenous resources to help tissue

84 homeostasis prevail over hostile microenvironments.

85 Regenerative technologies, both allogeneic and autolo-

86 gous, have emerged as an industry, and the potential

87 market is expected to reach US$8 billion by 2020 [3, 4].

88 Orthopedics and sports medicine are among the areas that

89 will have the greatest applications. Athletes (professional

90 and recreational) seek novel regenerative medicine inter-

91 ventions to heal injuries, and to rapidly resume their

92 desired sports activities. Cell therapies are offered in sev-

93 eral stem-cell centers around the world, not only for sports

94 injuries [5], but also to treat devastating illnesses including

95 cerebral palsy, Alzheimer disease, or multiple sclerosis,

96 among others. Medical tourism is an internet-driven busi-

97 ness, mediating a rapid expansion of stem-cell clinics,

98 mostly in countries with permissive regulatory conditions

99 [6].

100 However, stem-cell therapies are still in their first stages

101 of implementation, and much research is still necessary

102 before they can meet the hope that has been put on them.

103 To refrain from pursuing unproven expensive cell thera-

104 pies, the International Society for Stem Cell Research

105 (ISSCR) offers clear information about disproved efficacy

106 and associated risks (ISSCR, 2013) [7]. Also, a set of

107 performance guidelines is available for responsible

108 administration of stem-cell therapies (ISSCR, 2008) [8].

109 Aiming to provide an update for healthcare profession-

110 als interested in regenerative therapies, we address what is

111 known about the composition of cell-based products (i.e.,

112 adult mesenchymal stromal/stem-cell products) and other

113 differentiated cell therapies, their combination with PRP,

114 and the assumptions or paradigms on which to base their

115mechanisms of action. We also review the current literature

116about clinical outcomes following the use of cell therapies

117in sports medicine for tendon and joint conditions.

1182 Regenerative Medicine Technologies

1192.1 Regenerative Medicine Products

120The three main regenerative medicine injectable products

121undergoing investigation for tissue healing are (1) most

122importantly, cells, which drive healing mechanisms; (2)

123PRP; and (3) conditioned media (CM) from cells (Fig. 1).

124In general, cells or other regenerative products for mus-

125culoskeletal injuries are delivered locally. This is in con-

126trast to the systemic route of administration in some other

127pathologies, such as systemic lupus erythematosus [9].

1282.1.1 Cellular Products

129Cell therapies include a broad range of subtypes, from

130injectable mixtures of cell populations, as is the case with

131bone marrow concentrate (BMC), and stromal vascular

132fraction (SVF), to refined MSC preparations with trilin-

133eage differentiation capacity and characteristic surface

134proteins. Despite these specific features, there are not

135unequivocal markers of cell quality and functional effi-

136cacy in vivo. Furthermore, comparability between inter-

137trial clinical outcomes can be hindered because of vari-

138ability in the quality of MSCs associated with fabrication

139reagents and procedures. Central to progress in the field is

140a description of manufacturing procedures and the

141development of products based on standardized parame-

142ters. Therefore, for laboratory-expanded cells, authors are

143encouraged to provide specific in-process data, such as

144initial yield (9106)/days at passage zero (P0), passage 2

145(P2) cumulative population doublings, and P2 epitopes

146(?/-) [10].

147As an alternative, tissue-specific biopsies can be har-

148vested and differentiated cells, such as chondrocytes for

149cartilage, and tenocytes or skin fibroblasts for tendon

150conditions, are implanted after 3–4 weeks of growth

151in vitro. Presently, the main interest is focused on injecting

152cells and PRPs; both are mostly used on an autologous

153basis to avoid any host immune responses.

154Hereinafter, we address the main characteristics of bone

155marrow and fat-derived regenerative products as well as

156PRP and CM.

1572.1.1.1 Stromal Vascular Fraction and Adipose Stromal/

158Stem Cells Adipose tissue can be considered the richest

159source of stem cells in our body. A simple adipose graft has

160been injected in joint conditions as an adjuvant to BMC.

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161Alternatively, adipose tissue can be fractionated into

162mature adipocytes, blood, and the SVF (Fig. 2). In 1964,

163Rodbell [11] isolated SVF for the first time using prote-

164olytic enzymes and centrifugation. SVF can be obtained in

165a few hours using kits and following commercial protocols,

166without altering the relevant biological characteristics of

167the cells. SVF is a fresh product prepared at the point of

168care but qualifies as an advanced therapy medicinal product

169(ATMP) because it involves the use of proteolytic enzymes

170to obtain a cell suspension. This cell suspension is then

171centrifuged and the cell pellet is termed SVF. Thus, the use

172of SVF for orthopedic conditions requires Food and Drug

173Administration (FDA) and institutional review board (IRB)

174approval.

175The injection of these preparations provides the host

176tissue with a heterogeneous cell population including

177hematopoietic stem cells, endothelial cells, and adipose-

178derived stromal/stem cells representing 2–10 % of SVF.

179CD34? cells (angiogenic cells) are present in large num-

180bers and could compose up to 63 % of SVF [12, 13].

181Overall, CD34? cells constitute the main part of the stem-

182cell niche, and may also favorably influence modulation of

183neovascularization. Vascularization is crucial in early

184healing mechanisms to provide oxygen and nutrients for

185the metabolic needs of activated cells but it is downregu-

186lated in the later stages of healing.

187Alternatively, to improve purity and obtain a larger

188number of MSCs, SVF can be culture expanded (Fig. 2a).

189Zuk et al. [14], pioneered the characterization of multipo-

190tent stem cells from human fat-derived SVF, currently

191named ASCs (adipose stromal/stem cells).

192The International Society for Cellular Therapy (ISCT)

193has proposed four criteria for adult mesenchymal stem-cell

194characterization: (1) plastic adherence, (2) at least tri-lin-

195eage differentiation capabilities, (3) expression of CD73,

196CD90, and CD105, and (4) lack of expression of CD14,

197CD11b, CD34, CD45, CD19, CD79, and human leukocyte

198antigen–antigen D related [14].

199Interestingly, the potential of ASCs is independent of

200the anatomical fat source [15]. However, ASCs from aged

201people are less proliferative, and can be of lower quality,

202because of telomere shortening and DNA damage, com-

203promising their clinical success [16].

2042.1.1.2 Bone Marrow Concentrates, and Bone-Marrow-

205Derived Mesenchymal Stromal/Stem Cells Bone marrow

206aspirates, from the iliac crest or other sites, can be pro-

207cessed (most often by centrifugation) at the point of care to

208concentrate the nucleated cells of the marrow, which

209contain various populations of progenitors (Fig. 2b). This

210‘fresh’ product obtained through minimal manipulation is

211named BMC or BMAC, bone marrow concentrate or bone

Fig. 1 Current regenerative technologies for musculoskeletal inju-

ries. a Adult mesenchymal stromal cells, also known as mesenchymal

stem cells (MSCs), which are cells with high proliferative and self-

renewal capabilities, adhesive to plastic surfaces, showing specific

cell surface proteins, and with potential to differentiate in at least

three lineages including bone, cartilage, and adipose tissue. b Platelet-

rich plasma (PRP) that consists of a pool of signaling proteins

including growth factors, cytokines, and other adhesive proteins

involved in healing mechanisms (the list is not exhaustive). c Con-

ditioned culture media (CM), which contain biologically active

molecules secreted by cells in vitro; these molecules affect cell

functions. ADAMTS A disintegrin-like and metalloprotease with

thrombospondin, ADP adenosine diphosphate, ADSC adipose stem

cells, BM-MSCs bone marrow-derived mesenchymal stem cells, CCL

chemokine (C-C motif) ligand, CTGF connective tissue growth

factor, FGF fibroblastic growth factor, HGF hepatocyte growth

factor, HSC hematopoietic stem cells, IGF insulin growth factor,

MMP matrix metalloproteinase, MSCs mesenchymal stem cells, PAI

plasminogen activator inhibitor, PBP platelet basic protein, PDGF

platelet-derived growth factor, PF platelet factor, PRP platelet-rich

plasma, SDF stromal cell-derived factor, TGF transformed growth

factor, TSP thrombospondin, VEGF vascular endothelial growth

factor

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212 marrow aspirate concentrate. Most cells are CD34? heme

213 progenitors, and very few (0.01–0.001 %) are multipotent

214 MSCs [17]. A subpopulation that only retains chondro-

215 genic potential has also been identified, making them

216 particularly attractive for joint conditions [18].

217 Because of the huge interest in using BMC as ‘therapy’,

218 the performance of different commercial systems is com-

219 pared in terms of cell recovery, stem/progenitor cells

220 (CD34?), and colony-forming units (CFU-F); that is,

221 MSCs [19].

222 Alternatively, mononuclear cells can be isolated by

223 density gradient centrifugation, and cultured on plastic

224 surfaces to remove hematopoietic mononuclear cells.

225 Adherent MSCs are then expanded for several generations.

226 Since cells are isolated from the niche that controls their

227 phenotype (i.e., other cells, cytokines, extracellular matrix

228 [ECM], molecular forces, and so on), following substantial

229manipulation, both bone marrow-derived mesenchymal

230stem cells (BM-MSCs) and ASCs are therefore considered

231an ATMP as ruled in the EU Directive no. 1394/2007 [20].

232Similarly, in the USA, ATMPs are regulated by CBER (the

233Center for Biologics Evaluation and Research). These

234treatments are only allowed via an IRB approval protocol.

2352.1.1.3 Peripheral Blood Progenitor Cells Peripheral

236blood progenitor cells (PBPC) are CD34? cells collected in

237apheresis procedures typically after treating the patient

238with a granulocyte colony-stimulating factor (G-CSF) or

239granulocyte–macrophage colony-stimulating factor (GM-

240CSF) [21]. Currently, PBSC are used as a source of stem

241cells in the hematopoietic reconstitution. In addition,

242PBSCs can be harvested and cryopreserved. This product is

243injected within tendons and in the joint cavity to enhance

244tissue healing.

Fig. 2 Regenerative products obtained from adipose tissue and bone

marrow. a Adipose tissue. Common steps to process cells from

lipoaspirates/adipose tissue include washing, enzymatic digestion/

mechanical disruption, and centrifugal separation for isolation of SVF

as a pellet at the bottom of the tube. Purity can be improved and a

higher number of MSCs can be prepared in sizeable doses after a few

weeks of ex-vivo expansion. The latter involves substantial manip-

ulation (more than ‘minimal manipulation’), thus is considered as an

advanced therapy from a regulatory point of view. This fact involves

additional complexity and a considerable increase in costs. b Bone

marrow. Common steps to process cells from bone marrow include

centrifugation and cell-culture expansion of plastic-adherent cells.

ISCT criteria to define adult MSCs: MSCs express CD73, CD90, and

CD105. MSCs lack expression of hematopoietic lineage markers

c-kit, CD14, CD11b, CD34, CD45, CD19, CD79, and human

leukocyte antigen (HLA)-DR. ASCs meet the majority of ISCT’s

criteria for MSCs but it has been found that ASCs can exist as

CD34?, CD31-, CD104b-, smooth muscle actin cells. ASCs adipose

stem cells, BMC bone marrow concentrate, EPC endothelial progen-

itor cells, HSC hematopoietic stem cells, ISCT International Society

for Cellular Therapy, MSCs mesenchymal stem cells, SVF stromal

vascular fraction

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245 2.1.2 Platelet-Rich Plasma Technologies

246 PRP is a plasma preparation with a number of platelets

247 above the normal level in blood, generally obtained after

248 centrifugation of peripheral blood. PRP contains a complex

249 molecular mixture including signaling and adhesive pro-

250 teins. At present, it is evident that the therapeutic effect of

251 PRPs in tissue healing is not only attributed to growth

252 factors, but also to a myriad of chemokines and other

253 cytokines actively involved in tissue-repair processes,

254 including cell proliferation, differentiation, migration,

255 angiogenesis, and the synthesis of ECM [22]. Importantly,

256 PRPs also trigger synthesis of neurotrophic and angiogenic

257 factors by local cells, thereby amplifying the initial effect

258 [23].

259 Combining PRP with cell therapies provides a con-

260 trolled milieu for cells. In addition, PRPs can function as

261 both cell carriers and cytokine delivery systems. In fact,

262 upon plasmatic fibrinogen cleavage and polymerization by

263 thrombin action, the newly developed fibrin constitutes a

264 suitable adhesive scaffold for cell delivery [24]. Platelets

265 embedded within this fibrin scaffold slowly release the

266 molecular pool stored in the alpha granules as well as other

267 small molecules contained in dense granules [25]. What

268 makes PRP attractive is the delivery system embodied by

269 fibrin that confines molecules and cells to the chosen site.

270 The molecular characterization of PRPs is challenging

271 and varies quantitatively from one individual PRP to

272 another and from one formulation to another [26]. Up to

273 now, it has been impossible to establish quality criteria for

274 PRP products, because there is not enough information

275 about which are the main molecules responsible for the

276 therapeutic effect in each specific tissue condition.

277 Although the initial paradigm of PRP actions was based on

278 platelet number, currently we know that most PRP effects

279 are the consequence of activation of migratory and local

280 cells [27].

281 More research is necessary to describe how PRP influ-

282 ences the regenerative actions of MSCs. For example, it

283 was recently shown that PRP could favor stemness, and

284 prolongs survival of transplanted cells [28–30]. In addition,

285 PRP can control secretory function [31] in different man-

286 ners depending on PRP formulation and cell phenotype.

287 Van Pham et al. [32] studied the behavior of the mixture of

288 human ASCs obtained from SVF of ten individuals and

289 expanded with PRP. In addition, ASCs were re-suspended

290 in 3 mL of human PRP, after which the product was

291 implanted into a cartilage injury in immunodeficient mice.

292 This study showed that PRP efficiently stimulated ASC

293 proliferation, and does not change the marker expression of

294 ASCs, but it modifies the expression of SOX-9 (SRY [sex

295 determining region Y]-Box 9), collagen type 2, and

296aggrecan. Also, PRP reduces vascular endothelial growth

297factor (VEGF) expression by ASC [32].

2982.1.3 Conditioned Media

299A less investigated product to be used for regenerative

300purposes is the conditioned culture media (CM). While

301growing in vitro, cells release to the extracellular milieu a

302pool of cytokines, chemokines, growth factors (including

303transforming growth factors [TGF-a, TGF-b], hepatocyte

304growth factor [HGF], epidermal growth factor [EGF],

305fibroblast growth factor [FGF-2], insulin growth factor

306[IGF-1], VEGF, angiopoietin [ANGPT-1], among others),

307as well as matricellular proteins, enzymes, microvesicles/

308exosomes, messenger RNAs (mRNAs), and microRNAs

309[33] (Fig. 1c). The source of CM is cells cultured in vitro

310under specific consistent protocols. CM is composed from

311the soluble molecular components of cell secretome, which

312can be tailored for specific therapeutic actions. Actually,

313the therapeutic potential of CM is based on one of the

314paradigms of MSC actions: the trophic and paracrine

315effects on local cells.

316A major advantage of CM is that it can be easily man-

317ufactured, sterilized, packaged, and stored, and thus can

318constitute an ‘off-the-shelf’ stem-cell product.

319The therapeutic value of the stem-cell CM is under

320research [34, 35]. Numerous patent applications have been

321filed in recent times (i.e., US2012/0276215A1). For

322example, an ongoing clinical trial [36] in OA is assessing

323the safety and feasibility of trophic factors from umbilical

324cord mesenchymal stem cells.

3252.2 The Mechanism of Action of Regenerative

326Medicine Products

327There are a number of conditions in which regenerative

328medicine products, in particular MSCs, have been inves-

329tigated, and thousands of articles have been published on

330this topic. Consistent with the complexity of these prod-

331ucts, extensive literature from the past decades indicates

332that regenerative medicine products modulate almost every

333facet of repair mechanisms (Fig. 3).

334When injected systemically, the assumption that MSCs

335home to the relevant tissue and replace injured cells was

336based on both their migratory and differentiation capacities

337[37, 38]. Site-directed implantation (i.e., cells loaded in col-

338lagen membranes [or other scaffolds] placed within chondral

339or osteochondral defects) can also influence cell fate. In

340addition to tri-lineage differentiation capacity (i.e., bone,

341cartilage, and fat), adult MSCs further differentiate to tendon

342or ligament in the presence of environmental molecular cues

343including ligament/tendon-derived matrix [39].

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344 Why tissue engraftment rarely occurs after the local

345 injection of cells is unknown. Several authors [40, 41]

346 speculate that cell engraftment is hindered because the host

347 tissue is not adequately conditioned, and does not provide

348 normal trophic signals to implanted cells. This can happen

349 especially in degenerative diseases such as OA or

350 tendinopathy, in which the microenvironment could be

351 deprived of nutrients and exposed to high concentrations of

352 proteases such as A disintegrin and metalloprotease with

353 thrombospondin (ADAMTS), metalloproteinases (MMPs)

354 [42], and detrimental pro-inflammatory cytokines such as

355 interleukin-1b (IL-1b) and tumor necrosis factor (TNF-a)

356 [43].

357 An alternative hypothesis currently being investigated

358 focused on the trophic paracrine and autocrine actions of

359 MSCs. Secreted growth factors, chemokines, and cytokine

360 factors include TGF-a, TGF-b, HGF, IL-6, EGF, FGF-2,

361 IGF-1, and VEGF [44, 45]. Cells can also limit tissue

362 destruction and enhance repair by means of anti-apoptotic,

363 proliferative, and angiogenic actions [46–48].

364 The therapeutic potential of MSC secretome is the rea-

365 son to believe that CM may mimic the effects of cells.

366 Similar trophic actions are advocated for the pool of

367 growth factor and cytokines delivered by PRP [49]. A

368 potential role for MSCs is the mobilization and activation

369 of the local niche. Similarly, PRP can optimize the local

370 niche, and progenitors within a tendon can be stimulated to

371 proliferate and differentiate [50].

372Recent literature has emphasized the role of MSCs as

373modulators of excessive inflammation [51, 52]. MSCs

374activated by local inflammatory molecules (i.e., TNF-a,

375IL-1b, and interferon gamma [IFN-c]) secrete

376immunomodulatory factors including inducible nitric

377oxide synthase (iNOS), monocyte chemotactic protein 1

378(MCP-1), interleukin 1 receptor antagonist (IL-1Ra),

379and prostaglandin E2 (PGE2) [53]. PGE2 favors macro-

380phage transition from M1 to M2 and the synthesis of

381anti-inflammatory IL-10 [54, 55]. Interestingly, when

382MSCs are activated by inflammatory cytokines present

383in the local milieu, they secrete TNFa-stimulated gene

3846, TNFa-inducible protein 6 (TSG-6) that suppresses

385inflammation through a negative feedback loop on

386inflammatory toll-like receptor/nuclear factor kappa-b

387DNA-binding subunit (TLR/NF-jb) pathways [56, 57].

388Actually, TSG-6 has been proposed as a marker of MSC

389quality and functional efficacy in modulating sterile

390inflammation [54].

391Whether a single allogeneic MSC product can be used

392for all musculoskeletal conditions, and have similar effi-

393cacy to autologous MSCs, is unknown. But, assuming that

394aging of MSCs reduces their regenerative capabilities

395[58, 59], allogeneic MSCs may overcome this limitation.

396Ready-to-use MSCs are a feasible option because they

397escape immune recognition as they do not express HLA

398class 2 antigens and express moderate detectable levels of

399HLA class 1 antigen [60, 61]. However, once implanted,

Fig. 3 Mechanism of action of cell therapies: while still unclear,

several hypotheses have been proposed. Differentiated cells are

injected or implanted within tissue lesions to (1) engraft, synthesize

ECM molecules, integrate with the surrounding tissue, and return

tissue to homeostasis conditions and full functional capabilities.

MSCs can (1) engraft the tissue provided that the conditions of the

host tissue are favorable for differentiation; (2) modulate the

inflammatory response; (3) provide trophic and antiapoptotic factors;

(4) interact with the progenitor niche. ECM extracellular matrix, EGF

endothelial growth factor, HGF hepatocyte growth factor, IDO

indoleamine 2,3-dioxygenase, IFN interferon, IGF insulin growth

factor, IL interleukin, MCP monocyte chemotactic protein, MSCs

mesenchymal stem cells, PDGF platelet-derived growth factor, PGE2

prostaglandin E2, SDF stromal cell-derived factor, TGF transforming

growth factor, TLR toll-like receptor, TNF tumor necrosis factor,

TSG-6 TNFa-stimulated gene 6, TNFa-inducible protein 6, VEGF

vascular endothelial growth factor

I. Andia, N. Maffulli

123Journal : Large 40279 Dispatch : 21-9-2016 Pages : 22

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400 allogeneic MSCs can differentiate into local cells, and can

401 activate the host immune response [62]. The presence of

402 immunogenicity after cell differentiation can decrease their

403 therapeutic effect. Current knowledge supports the theory

404 that MSCs are immune evasive and not immune privileged,

405 an issue that requires further scientific clarification.

406 Efficacy doses of regenerative medicine products are

407 unknown. Regenerative medicine products are biological

408 response modifiers in contrast to pharmaceutical agents or

409 recombinant proteins. This means that they induce further

410 cellular and molecular changes over time. However,

411 because of their perception as drugs, MSC doses for

412 expanded cells are measured in the millions or billions of

413 cells, and initially calculated based on the recipient’s body

414 weight for systemic or intrathecal routes of administration

415 [63]. Intralesional delivery compared with systemic

416 administration has the advantage that cells arrive directly at

417 the target tissue, avoiding cell losses that may occur during

418 migration. Doses of PRP are measured as concentration of

419 platelets or multiples of platelets relative to the number in

420 peripheral blood.

4213 Regenerative Therapies in Clinical Practice

422To obtain more precise information about the clinical

423outcomes following cell therapies, we conducted a narra-

424tive review, categorizing the studies included in the review

425by target tissue and underlying pathology. We excluded

426studies examining the efficacy of autologous chondrocyte

427implantation (ACI) because they have been recently

428reviewed [64]. For the same reason, we did not review PRP

429studies [2, 65, 66].

4303.1 Search Strategy

431The review methodology is shown in Fig. 4. Articles were

432categorized according to condition, and whether the

433experimental cell product was applied by injection or at

434surgery. Additionally, studies were categorized according

435to whether fresh ‘stem-cell-based products’ (same-day

436procedures) or laboratory-expanded cells for 3–4 weeks

437were used. Data relating to experimental design, condition,

438patient population, as well as specific cell product,

Literature search (from 1980 to January week 4, 2016)Databases: PubMed, EMBASE, Web of ScienceLimits: human clinical, therapyResearch areas: orthopedics, sports medicine, rheumatology

Search criteriaClinical studies or registry data involving the use of cell therapies in tendon and joint pathologies, written inEnglish language and published in peer reviewed journals. Case reports were excluded

Search terms combined: Tendon, lesion, injury, healing, regeneration, rotator cuff, supraspinatus, patellar tendon, Achilles tendon, epicondylitisJoint, knee, hip, ankle, cartilage, meniscus, ligament, osteoarthritisCell therapy, stem cells, adipose stem cell, bone marrow stem cells, stromal cell, peripheral blood progenitor cells

Clinical studies with cell products for joint conditions, N=54

Conservative management, N=22

Surgical/arthroscopic implantation, N=32

Clinical studies with cell products for tendon conditions, N=10

Fig. 4 Review methodology

for cell therapies in tendons and

joints

Biologics for Sports Injuries

123Journal : Large 40279 Dispatch : 21-9-2016 Pages : 22

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439 intervention type, and clinical outcomes were extracted and

440 tabulated (Tables 1, 2, 3).

441 3.2 Results

442 Nine clinical studies used autologous cells obtained from

443 different sources to treat tendon conditions [67–76]

444 (Table 1). In addition, we identified 22 studies in which

445 laboratory-expanded MSCs (n = 11) [77–88] or stem-cell-

446 derived products (n = 11) were injected intra-articularly

447 [89–99] (Table 2). Thirty-two studies performed arthro-

448 scopic/surgical delivery of cells [24, 101–133]; nine of

449 these studies used laboratory-expanded cells [100–108]

450 while stem-cell-derived products were used in 23 studies

451 [24, 109–133] (Table 3).

4523.2.1 Tendon Conditions

453Studies examining the efficacy and safety of cell therapies

454in tendon conditions are shown in Table 1 [67–76]. Cell

455therapies consisted of culture-expanded tenocytes [70, 71]

456or skin fibroblasts [67, 74]; also, BMC [68, 69, 72], SVF

457[76], and PBPC [73] have been used in five case series.

458A pioneer study was conducted in Australia by Wang

459et al. [70, 71], who implanted 2–5 9 106 autologous

460tenocytes, obtained from patellar tendon biopsies and fur-

461ther expanded in vitro, within the lateral epicondyle by

462ultrasound-guided injections with no peppering in 20

463patients with recalcitrant tendinopathy. No donor-site

464complication was found at follow-up. Outcome scores

465included visual analog scale (VAS), decreasing from 5.73

Table 1 Tendinopathies conservatively treated with cell therapies [67–76]

Study (year) Study design, N/patient

population

Intervention/follow-up Outcome measurements/follow-up/results

Epicondylitis (N = 4)

Connell et al.

(2009) [67]

Case series, N = 12 Injection, skin-derived cells,

expanded

6 months: 11/12 patients had satisfactory outcomes

Decrease in tear number, new vessels and tendon

thickness

Moon et al.

(2008) [68]

Case series, N = 26, lateral

and/or medial, recalcitrant to

conservative treatments

BMC ? pucaine after arthroscopic

debridement

8 weeks, 6 months: VAS, MEPS, no complications.

Pain reduction, improvement in MEPS at 8 weeks

and 6 months

Singh et al.

(2014) [69]

Case series, N = 30 patients,

first episode tendinopathy

BMC, 4–5 mL ? 1 mL 2 %

lidocaine

PREE, 2, 6 and 12 weeks, significant improvement in

functional outcome at all time points

Wang et al.

(2013, 2015)

[70, 71]

Case series, recalcitrant

patients, N = 20

Injection, autologous expanded

tenocytes 2–5 9 106 cells

1 year, VAS decrease, quick DASH improvement,

UEFS decrease and grip strength improved, MRI

improved. Effect maintained at 4.5 years

Shoulder (N = 2)

Centeno et al.

(2015) [72]

Case series, 115 shoulders in

102 patients, tears \1.5 cm

and shoulder OA

Preinjection with hypertonic

dextrose, BM-MSCs 4.7 9 108

cells

DASH, NPS, MCID defined as 2 point reduction in

NPS and 10 points in DASH

Ellera Gomes

et al. (2012)

[73]

Cases series, complete rotator

cuff tears

Conventional rotator cuff repair

plus PBMN cell injection into

tendon borders

Significant increase in UCLA at 12 months, MRI

integrity in all tendons 14/14, one patient relapsed

after 2 years

Patellar tendon (N = 2)

Clarke et al.

(2011) [74]

RCT, N = 46 patients, 60

patellar tendons

Expanded dermal fibroblasts

(2 mL) ? PRP versus PRP ?

medium without cells (2 mL)

Improvement VISA-P, 6 weeks, 3 and 6 months.

Reduction of hypoechogenicity and tear size in both

groups at 6 months. Increased thickness in cell group

Pascual-

Garrido et al.

(2012) [75]

Case series, N = 5 patients,

refractory patellar

tendinopathy

Non-expanded BMC 5 years: significant improvement in Tegner and KOOS

(all sub-scales). 7/8 patients would have the

procedure again

Achilles tendon (N = 1)

Tate-Oliver

and

Alexander

(2013) [76]

Case series, N = 3, partial

thickness interstitial tears

US-guided percutaneous

infiltration of (SVF ? PRP[49)

Patients returned to full activities after12 weeks, US at

12 months showed restoration of normal tendon

structure, improvement maintained at 3–4 years.

Increase in discomfort 3–4 days after infiltration

BMC bone marrow concentrate, BM-MSCs bone marrow-derived mesenchymal stem cells, DASH Disabilities of the Arm, Shoulder and Hand,

KOOS Knee injury and Osteoarthritis Outcome Score, MCID minimal clinically important differences, MEPS Mayo Elbow Performance Score,

MRI magnetic resonance imaging, NPS Numeric Pain Scale, OA osteoarthritis, PBMN peripheral blood mononuclear cells, PRP platelet-rich

plasma, PREE Patient-Rated Elbow Evaluation, RCT randomized controlled trial, SVF stromal vascular fraction, UCLA UCLA Shoulder Rating

Scale, UEFS Upper Extremity Functional Scale, US ultrasound, VAS visual analog scale, VISA-P Victorian Institute of Sports Assessment–

Patellar

I. Andia, N. Maffulli

123Journal : Large 40279 Dispatch : 21-9-2016 Pages : 22

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Biologics for Sports Injuries

123Journal : Large 40279 Dispatch : 21-9-2016 Pages : 22

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VIS

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PRO

OF

Ta

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by

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aet

al.

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15

)[8

8]

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ity

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15

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ctio

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40

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ths,

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and

WO

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lyin

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p.

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%

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tisfi

edin

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38

%in

the

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l

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rio

us

adv

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mea

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yim

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ent

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e

MS

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rou

p

Inje

ctio

no

fS

VF

and

/or

BM

C(N

=1

1)

[89

–9

9]

Bu

iet

al.

(20

14

)

[89

]

Cas

ese

ries

,k

nee

,N

=2

1S

VF

?P

RP

8.5

mo

nth

s,im

pro

vem

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inV

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,fu

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ion

,an

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ten

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)[9

0]

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=4

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do

se,

p\

0.0

01

Cen

ten

oet

al.

(20

14

)[9

1]

Reg

istr

yd

ata,

kn

eeO

A,

84

0p

roce

du

res

Inje

ctio

n,

61

6B

MC

and

22

4B

MC

?ad

ipo

seL

EF

Sin

crea

se,

NP

Sd

ecre

ase,

add

itio

no

fad

ipo

seti

ssu

en

o

ben

efit.

Ad

ver

seev

ents

6%

inB

MA

Cg

rou

pan

d8

.9%

in

BM

C?

adip

ose

Fo

do

ran

d

Pau

lset

h(2

01

6)

[92

]

Cas

ese

ries

,k

nee

OA

(K-L

I–II

I),

N=

6

pat

ien

ts,

8k

nee

s

Inje

ctio

nS

VF

,1

4.1

91

06

nu

clea

ted

cell

s3

mo

nth

san

d1

yea

rim

pro

vem

ent

inW

OM

AC

and

VA

S.

MR

I

at3

mo

nth

s,n

od

etec

tab

led

iffe

ren

ces

Gib

bs

etal

.

(20

15

)[9

3]

Cas

ese

ries

,k

nee

OA

,N

=4

pat

ien

ts,

N=

7

join

ts

Inje

ctio

n,

SV

F?

PR

P2

,3

,6

,8

,an

d1

2m

on

ths,

KO

OS

,g

etu

pan

dg

ote

st,

stai

r

clim

bin

gte

stre

turn

edto

no

rmal

Kim

etal

.(2

01

4)

[94

]

Cas

ese

ries

,k

nee

OA

K-L

I–IV

,N

=4

1

pat

ien

ts(7

5k

nee

s)

Inje

ctio

n,

BM

C?

fat

3,

6,

12

mo

nth

s.S

ign

ifica

nt

imp

rov

emen

tin

VA

S,

IKD

C,

SF

-

36

,m

ore

effe

ctiv

ein

earl

yO

A

Ko

het

al.

(20

13

)

[95

]

Cas

ese

ries

,k

nee

OA

,N

=1

8S

VF

fro

min

frap

atel

lar

pad

inje

cted

(1.1

89

10

6)

wit

h

PR

P,

two

inje

ctio

ns

PR

P1

.28

91

06

pla

tele

t/lL

3m

on

ths,

1an

d2

yea

rs,

WO

MA

C,

Ly

sho

lm,

VA

S.

Imp

rov

emen

tin

MR

Ian

dcl

inic

alsc

ore

s.Im

pro

vem

ent

rela

ted

ton

um

ber

of

inje

cted

cell

s

Ko

han

dC

ho

i

(20

12

)[9

6]

Kn

eeca

rtil

age

def

ects

,re

tro

spec

tiv

e

com

par

ativ

est

ud

y

SV

F?

PR

Pv

ersu

sP

RP

(SV

Fis

fro

min

frap

atel

lar

pad

)

16

.4m

on

ths

VA

S,

Ly

sho

lm,

Teg

ner

bet

ter

inS

VF

?P

RP

Oli

ver

etal

.

(20

15

)[9

7]

Cas

ese

ries

,k

nee

OA

,N

=7

0p

atie

nts

,K

-L:

II–

IV

3m

LB

MC

?2

ml

lip

oas

pir

ate

in0

.00

12

5%

lid

oca

ine

3an

d6

mo

nth

s,K

OO

Ssu

b-s

core

sim

pro

ved

bu

tn

ot

sig

nifi

can

tly

Pak

etal

.(2

01

3)

[98

]

Ch

on

dro

mal

acia

pat

ella

e,N

=3

SV

F?

PR

P3

mo

nth

s,V

AS

,F

RI,

RO

M,

MR

Ip

ain

and

fun

ctio

n

imp

rov

emen

t,an

dM

RI

evid

ence

of

cart

ilag

ere

gen

erat

ion

I. Andia, N. Maffulli

123Journal : Large 40279 Dispatch : 21-9-2016 Pages : 22

Article No. : 620h LE h TYPESET

MS Code : SPOA-D-16-00093 h CP h DISK4 4

Page 11: Biological Therapies in Regenerative Sports Medicinepilarmartinescudero.es/OctNov16/Biological Therapies in...2 Biological Therapies in Regenerative Sports Medicine 3 Isabel Andia1

RE

VIS

ED

PRO

OF

466to 1.21, and the shortened version of the Disabilities of the

467Arm, Shoulder and Hand (Quick DASH questionnaire),

468improving from 45.88 to 6.61, after 1 year. In addition, the

469Upper Extremity Functional Scale (UEFS) decreased sig-

470nificantly from a mean value of 31.73 to 9.21, and grip

471strength improved from a mean value of 19.85 to 46.60.

472The cell treatment was unsuccessful in one patient who

473opted for surgery after 3 months. Magnetic resonance

474imaging (MRI) score improved significantly at 1 year

475compared with baseline (p \ 0.001). Durability of the

476therapeutic effects was maintained at a mean 4.5-year

477follow-up [71].

478Connell et al. [67] studied the effect of autologous

479fibroblasts, prepared from skin biopsies, on recalcitrant

480epicondylitis in 12 patients. Six months after cell injec-

481tions, 11 of 12 patients showed decreased tear number and

482tendon thickness as assessed by ultrasound (US) [66].

483Moon et al. [68] investigated the effect of BMC in 26

484patients with medial or lateral epicondylitis, and reported a

485reduction in pain and enhanced functionality at 6 months.

486Centeno et al. [72] reported the effects of BMC injection

487for the treatment of supraspinatus tears and shoulder OA in

488a prospective multi-site registry study. Eighty-one rotator

489cuff tears and 34 patients with shoulder OA followed

490needle injection treatment with BMC containing PRP and

491platelet lysate; the nucleated cell count in BMC was an

492average of 4.7 9 108 cells. Of note, tendons were previ-

493ously treated with hypertonic dextrose in order to condition

494the host tissue. DASH scores decreased by an average of

49552.6 % (p \ 0.001) and numeric pain scale decreased by

49644.2 % (p \ 0.001). The reduction of disability and pain

497started at the first month after treatment. Improvement

498continued for up to 2 years.

499The efficacy of autologous fibroblast injections com-

500bined with PRP was examined in a randomized clinical

501trial (RCT) involving 46 patients and 60 patellar tendons

502[74]. The experimental group showed better functional

503outcomes than the control group treated with PRP injec-

504tions. A reduction of hypoechogenicity and tear size was

505reported in both groups, but tendons treated with cells

506displayed increased thickness. In a case series, Pascual-

507Garrido et al. [75] injected eight patients with refractory

508patellar tendinopathy with BMC and followed them for up

509to 5 years. Seven of the eight patients were satisfied with

510the procedure, and significant improvements were seen in

511Tegner and Knee injury and Osteoarthritis Outcome Score

512(KOOS).

513Significant improvements were reported except for

514patients with bilateral pathology. SVF combined with PRP

515was injected in three patients with partial thickness inter-

516stitial tears in their Achilles tendon [76]. Restoration of a

517normal tendon structure was reported after 12 months, and

518the improvement was maintained for 3–4 years.Ta

ble

2co

nti

nu

ed

Stu

dy

(yea

r)S

tud

yd

esig

n,

con

dit

ion

,N

/pat

ien

tp

op

ula

tio

nIn

terv

enti

on

/cel

lp

rod

uct

Ou

tco

me

mea

sure

men

ts/f

oll

ow

-up

/res

ult

s

Pak

etal

.(2

01

3)

[99

]

Cas

ese

ries

,O

A,

N=

91

pat

ien

ts.

Hip

n=

22

;

kn

een

=7

4;

ank

len

=2

;lo

wb

ack

n=

2

SV

F?

HA

?ac

tiv

ated

PR

P?

thre

ein

ject

ion

so

f

acti

vat

edP

RP

wee

kly

wit

hin

am

on

th

Mea

nfo

llo

w-u

p2

6m

on

ths,

sig

nifi

can

td

ecre

ase

inV

AS

at1

and

3m

on

ths.

Pai

nan

dsw

elli

ng

1d

ayaf

ter

SV

F?

HA

?

acti

vat

edP

RP

in3

7%

of

pat

ien

ts.

Saf

ety

asse

ssm

ent:

infe

ctio

n0

%,

tum

or

0%

,te

no

syn

ov

itis

/ten

do

nit

is2

2%

,

neu

rolo

gic

1%

hem

orr

hag

icst

rok

e2

wee

ks

afte

rth

e

pro

ced

ure

AC

Lan

teri

or

cru

ciat

eli

gam

ent,

Ad

-MS

Cs

adip

ose

-der

ived

mes

ench

ym

alst

emce

lls,

BM

AC

bo

ne

mar

row

asp

irat

eco

nce

ntr

ate,

BM

-MS

Cs

bo

ne

mar

row

-der

ived

mes

ench

ym

alst

emce

lls,

BM

C

bo

ne

mar

row

con

cen

trat

e,C

Ico

nfi

den

cein

terv

al,

FR

IF

un

ctio

nal

Rat

ing

Ind

ex,

HA

hy

alu

ron

icac

id,

ICR

SIn

tern

atio

nal

Car

tila

ge

Res

earc

hS

oci

ety

,IK

DC

Inte

rnat

ion

alK

nee

Do

cum

enta

tio

n

Co

mm

itte

e,K

-LK

ellg

ren

-Law

ren

cesc

ore

,K

OO

SK

nee

inju

ryan

dO

steo

arth

riti

sO

utc

om

eS

core

,L

EF

SL

ow

erE

xtr

emit

yF

un

ctio

nal

Sca

le,

MR

Im

agn

etic

reso

nan

ceim

agin

g,

MS

C

mes

ench

ym

alst

emce

ll,

NP

SN

um

eric

Pai

nS

cale

,O

Ao

steo

arth

riti

s,P

RP

pla

tele

t-ri

chp

lasm

a,R

CT

ran

do

miz

edco

ntr

oll

edtr

ial,

RO

Mra

ng

eo

fm

ov

emen

t,S

VF

stro

mal

vas

cula

rfr

acti

on

,V

AS

vis

ual

anal

og

scal

e,W

OM

AC

Wes

tern

On

tari

oan

dM

cMas

ter

Un

iver

siti

esO

steo

arth

riti

sIn

dex

Biologics for Sports Injuries

123Journal : Large 40279 Dispatch : 21-9-2016 Pages : 22

Article No. : 620h LE h TYPESET

MS Code : SPOA-D-16-00093 h CP h DISK4 4

Page 12: Biological Therapies in Regenerative Sports Medicinepilarmartinescudero.es/OctNov16/Biological Therapies in...2 Biological Therapies in Regenerative Sports Medicine 3 Isabel Andia1

RE

VIS

ED

PRO

OF

Ta

ble

3S

urg

ical

(art

hro

sco

py

/art

hro

tom

y)

imp

lan

tati

on

of

cell

pro

du

cts

injo

int

con

dit

ion

s

Stu

dy

(yea

r)S

tud

yd

esig

n,

con

dit

ion

,N

/pat

ien

tp

op

ula

tio

nIn

terv

enti

on

/cel

lp

rod

uct

Ou

tco

me

mea

sure

men

ts/f

oll

ow

-up

/res

ult

s

Su

rgic

al/a

rth

rosc

op

icim

pla

nta

tio

no

fex

pan

ded

MS

Cs

(N=

9)

[10

0–

10

8]

Ak

gu

net

al.

(20

15

)[1

00

]

Pro

spec

tiv

era

nd

om

ized

pil

ot

stu

dy

,N

=1

4,

kn

ee,

full

thic

kn

ess

cho

nd

ral

lesi

on

s[

2cm

2M

ini-

arth

roto

my

m-A

MI

vs

m-A

CI.

MS

Cs

har

ves

ted

fro

msy

no

via

and

exp

and

ed/c

ho

nd

rocy

tes

har

ves

ted

and

exp

and

ed

6,

12

,an

d2

4m

on

ths,

m-A

MI

gro

up

bet

ter

for

all

KO

OS

sub

-sca

les

than

m-A

CI

(pai

n,

sym

pto

ms,

AD

L,

spo

rt/r

ec).

MR

Iat

24

mo

nth

sm

-AM

Iex

cell

ent

and

m-A

CI

gro

up

go

od

.B

on

em

arro

wed

ema

sig

nal

dec

reas

edto

no

rmal

in

m-A

MI.

No

com

pli

cati

on

s

Hal

eem

etal

.

(20

10

)[1

01

]

Cas

ese

ries

,k

nee

cho

nd

ral

lesi

on

sN

=5

pat

ien

ts

full

-th

ick

nes

sd

efec

ts,

3–

10

cm2

Art

hro

sco

py

15

91

06

BM

-MS

Cs

?P

R-fi

bri

ng

lue

(7.7

91

08

pts

/mL

)2

91

06

cell

s/cm

2co

ver

ed

wit

hp

erio

stea

lfl

ap

All

pat

ien

tsim

pro

ved

ICR

Ssc

ore

at6

,1

2m

on

ths,

seco

nd

loo

kar

thro

sco

py

in2

pat

ien

tssh

ow

edn

earl

yn

orm

al

join

ts;

MR

Io

f3

pat

ien

tssh

ow

edco

mp

lete

def

ect

fill

,2

pat

ien

tssh

ow

edin

com

ple

teco

ng

ruit

y

Ko

het

al.

(20

14

)

[10

2]

Cas

ese

ries

,N

=3

7k

nee

s,ch

on

dra

lle

sio

ns

2.3

–8

.9

cm2

2.5

–6

.19

10

6M

SC

sfr

om

SV

FIm

pro

ved

IKD

C,

Teg

ner

.IC

RS

gra

din

gat

2n

dlo

ok

76

%o

f

kn

ees

rate

dab

no

rmal

Lee

etal

.(2

01

2)

[10

3]

Pro

spec

tiv

eco

ho

rtst

ud

y,

kn

eech

on

dra

lle

sio

nN

=3

5p

atie

nts

arth

rosc

op

icm

icro

frac

ture

?

ou

tpat

ien

tin

ject

ion

of

10

7B

M-M

SC

s?

2m

LH

A

ver

sus

N=

35

MS

Cs

imp

lan

ted

ino

pen

surg

ery

VA

S,

IKD

C,

Ly

sho

lm,

sig

nifi

can

tim

pro

vem

ents

inb

oth

gro

up

sat

24

mo

nth

s

Nej

adn

iket

al.

(20

10

)[1

04

]

Ob

serv

atio

nal

coh

ort

stu

dy

,k

nee

cho

nd

ral

lesi

on

s,

N=

72

Art

hro

tom

yto

imp

lan

tce

lls

N=

36

pat

ien

tsA

CI

vs

N=

36

BM

-MS

C,

2-s

tag

ep

roce

du

re.

BM

-

der

ived

MS

Cs

and

cho

nd

rocy

teex

pan

sio

n

IKD

C,

ICR

S,

SF

-36

,L

ysh

olm

,T

egn

er.

No

dif

fere

nce

s

bet

wee

ng

rou

ps

Saw

etal

.(2

01

3)

[10

5]

RC

T,

kn

ee,

gra

de

3–

4ch

on

dra

lle

sio

ns

N=

50

pat

ien

ts,

25

per

gro

up

Su

bch

on

dra

ld

rill

ing

and

5in

ject

ion

so

fH

Av

s

PB

PC

?H

A(o

nce

per

wee

k)

atse

rial

vis

its

po

st-

surg

ery

6m

on

ths

afte

rsu

rger

y1

inje

ctio

np

er

wee

kfo

r3

wee

ks

No

dif

fere

nce

sb

etw

een

gro

up

sat

24

-mo

nth

IKD

C.

No

no

tab

lead

ver

seef

fect

s.1

6p

atie

nts

per

gro

up

had

his

tolo

gy

and

2n

dlo

ok

arth

rosc

op

yIC

RS

his

tolo

gic

sco

re,

MR

Isc

ans

at1

8m

on

ths,

sig

nifi

can

tly

bet

ter

inth

e

exp

erim

enta

lg

rou

p

Sek

iya

etal

.

(20

15

)[1

06

]

Cas

ese

ries

,k

nee

,si

ng

leca

rtil

age

lesi

on

of

the

fem

ora

lco

nd

yle

,N

=1

0(5

pat

ien

tsu

nd

erw

ent

con

com

itan

tA

CL

reco

nst

ruct

ion

amo

ng

wh

om

2

had

men

iscu

ssu

turi

ng

)

Ex

pan

ded

syn

ov

ial

MS

Cs

wit

hau

tolo

go

us

seru

m

for

14

day

s,ar

thro

sco

pic

imp

lan

tati

on

on

the

def

ect

MR

Iim

pro

ved

fro

m1

.0±

0.3

to5

.0±

0.7

p=

0.0

05

,

his

tolo

gy

per

form

edo

n2

nd

loo

kar

thro

sco

py

on

4p

atie

nts

sho

wed

hy

alin

eca

rtil

age

in3

pat

ien

tsan

dfi

bro

us

cart

ilag

e

in1

pat

ien

t,L

ysh

olm

no

chan

ge,

Teg

ner

76

±7

bef

ore

and

95

±3

afte

r.A

ver

age

foll

ow

-up

52

mo

nth

s

Teo

etal

.(2

01

2)

[10

7]

Cas

ese

ries

,p

atel

lar

OC

D,

ado

lesc

ent

pat

ien

ts,

mea

n

age

16

.8y

ears

N=

20

auto

log

ou

sch

on

dro

cyte

s,N

=3

pat

ien

ts

cult

ure

dB

M-M

SC

6,

12

,an

d2

4m

on

ths.

Mea

nIK

DC

sco

re,

Teg

ner

-Ly

sho

lm

ou

tco

mes

,an

dL

ysh

olm

-Gil

lqu

ist

scal

eim

pro

ved

fro

m4

5,

2.5

,an

d5

0,

resp

ecti

vel

yat

surg

ery

to7

5,

4,

and

70

,

resp

ecti

vel

y,

at2

4-m

on

thfo

llo

w-u

p.

Co

mp

lica

tio

ns

incl

ud

ep

erio

stea

lh

yp

ertr

op

hy

ob

serv

edin

2p

atie

nts

Wo

ng

etal

.

(20

13

)[1

08

]

RC

T,

un

ico

mp

artm

enta

lk

nee

OA

and

gen

uv

aru

m,

n=

28

pat

ien

tsce

lls

?H

Av

sn

=2

8co

ntr

ols

HT

O?

mic

rofr

actu

re?

BM

-MS

Cs

(in

ject

edp

ost

-

op

)v

sH

TO

?m

icro

frac

ture

.E

xp

and

edB

M-

MS

Cs

wer

ein

ject

edaf

ter

22

day

s

MO

CA

RT

adju

sted

by

age,

at1

yea

rb

ette

rin

the

cell

gro

up

.

Teg

ner

,L

ysh

olm

,IK

DC

cell

trea

tmen

tad

ded

imp

rov

emen

t

Art

hro

sco

pic

imp

lan

tati

on

of

no

n-e

xp

and

edce

lls

(N=

23

)[2

4,

10

9–

13

3]

Bu

da

etal

.(2

01

6)

[10

9]

Cas

ese

ries

,o

steo

cho

nd

ral

lesi

on

so

fth

eta

lus

and

ank

leO

A,

N=

56

BM

C?

PR

F,

arth

rosc

op

ico

ro

pen

-fiel

dsu

rger

y,

bo

ne

fill

ing

wit

hd

emin

eral

ized

bo

ne

mat

rix

in

sele

cted

case

s

12

,2

4,

and

36

mo

nth

s’fo

llo

w-u

p,

clin

ical

imp

rov

emen

t

asse

ssed

by

AO

FA

Sat

3ti

me

po

ints

.M

RI

in2

2p

atie

nts

,

MO

CA

RT

rev

eale

dco

mp

lete

deg

ree

of

fill

ing

wit

hb

on

e

edem

ain

mo

stp

atie

nts

.1

6/5

6re

qu

ired

ano

ther

inte

rven

tio

n(f

ailu

res)

ano

ther

trea

tmen

t

I. Andia, N. Maffulli

123Journal : Large 40279 Dispatch : 21-9-2016 Pages : 22

Article No. : 620h LE h TYPESET

MS Code : SPOA-D-16-00093 h CP h DISK4 4

Page 13: Biological Therapies in Regenerative Sports Medicinepilarmartinescudero.es/OctNov16/Biological Therapies in...2 Biological Therapies in Regenerative Sports Medicine 3 Isabel Andia1

RE

VIS

ED

PRO

OF

Ta

ble

3co

nti

nu

ed

Stu

dy

(yea

r)S

tud

yd

esig

n,

con

dit

ion

,N

/pat

ien

tp

op

ula

tio

nIn

terv

enti

on

/cel

lp

rod

uct

Ou

tco

me

mea

sure

men

ts/f

oll

ow

-up

/res

ult

s

Bu

da

etal

.(2

01

5)

[11

0]

RC

T,

ank

le,

ost

eoch

on

dra

lle

sio

ns

of

the

talu

s,

N=

80

,4

0p

erg

rou

p

AC

Iv

sB

MC

?P

RP

arth

rosc

op

icd

ebri

dem

ent

48

mo

nth

sM

RI,

MO

CA

RT

sim

ilar

inb

oth

gro

up

s,cl

inic

al

ou

tco

mes

sim

ilar

inb

oth

gro

up

s

Bu

da

etal

.(2

01

5)

[11

1]

Ret

rosp

ecti

ve

stu

dy

,k

nee

,h

emo

ph

ilia

cp

atie

nts

,

N=

5

BM

Ctr

ansp

lan

tati

on

,sy

no

vec

tom

y,

arth

rosc

op

ic

deb

rid

emen

t

24

mo

nth

s,A

OF

AS

imp

rov

emen

tan

dM

RI

MO

CA

RT

sig

ns

of

cart

ilag

ere

gen

erat

ion

Bu

da

etal

.(2

01

4)

[11

2]

Cas

ese

ries

,an

kle

,N

=6

4p

atie

nts

,p

ost

-tra

um

atic

typ

eII

foca

lle

sio

ns

tala

rd

om

e

BM

C?

[po

rcin

eco

llag

enp

ow

der

?P

RP

]o

rB

MC

?[H

Am

emb

ran

e?

PR

P]

6,

12

,1

8,

and

24

mo

nth

s,fi

nal

foll

ow

-up

72

mo

nth

s,

AO

FA

Sim

pro

vem

ent

no

dif

fere

nce

sb

etw

een

bo

th

scaf

fold

s.6

0/6

4p

atie

nts

par

tici

pat

ein

low

-im

pac

tsp

ort

s

at4

.8m

on

ths

and

49

/64

pat

ien

tsin

hig

h-i

mp

act

spo

rtat

11

.9m

on

ths

Bu

da

etal

.(2

01

0,

20

13

)

[11

3,

11

4]

Cas

ese

ries

,k

nee

ost

eoch

on

dra

lle

sio

ns,

N=

30

pat

ien

ts,

28

wit

hp

ost

-tra

um

atic

lesi

on

s,G

rad

eII

-IV

and

2p

atie

nts

wit

ho

steo

cho

nd

riti

sd

isse

can

s

BM

C,

con

cen

trat

edfr

om

60

to6

mL

soak

edin

to

HA

mem

bra

ne,

imp

lan

ted

arth

rosc

op

ical

lyan

d

cov

ered

wit

hP

RP

6,

12

,1

8,

24

,3

6m

on

ths,

IKD

C,

KO

OS

sig

nifi

can

t

imp

rov

emen

t.M

RI,

MO

CA

RT

sco

re(6

and

12

mo

nth

s)

sho

wed

asso

ciat

ion

wit

hK

OO

Ssc

ore

,re

gen

erat

ion

of

sub

cho

nd

ral

bo

ne

and

cart

ilag

e,h

isto

log

yin

2p

atie

nts

sho

wed

typ

eII

coll

agen

and

pro

teo

gly

can

s

En

eaet

al.

(20

15

)

[11

5]

Cas

ese

ries

,k

nee

,fo

cal

cho

nd

ral

lesi

on

s,2

.5cm

2M

icro

frac

ture

wit

hco

llag

enim

mer

sed

inB

MC

12

mo

nth

s,m

acro

sco

pic

asse

ssm

ent,

all

rep

airs

app

ear

alm

ost

no

rmal

.C

lin

ical

imp

rov

emen

t.N

oad

ver

seef

fect

s

Gia

nn

ini

etal

.

(20

09

,2

01

3)

[11

6,

11

7]

Cas

ese

ries

,o

steo

cho

nd

ral

lesi

on

so

fth

eta

lus,

N=

49

pat

ien

ts

BM

C?

scaf

fold

2,3

,an

d4

yea

rsA

OF

AS

imp

rov

edan

dco

rrel

ated

wit

hM

RI

fin

din

gs

Go

bb

iet

al.

(20

11

)[1

18

]

Cas

ese

ries

,k

nee

,g

rad

eIV

cho

nd

ral

lesi

on

s,si

ze

9.2

cm2,

N=

15

pat

ien

ts,

6/1

5h

adm

ult

iple

cho

nd

ral

lesi

on

s

BM

C?

coll

agen

I/II

Im

atri

x6

,1

2,

and

24

mo

nth

s,im

pro

vem

ent

inIK

DC

,K

OO

S,

Ly

sho

lm,T

egn

er,S

F-3

6.M

RI

sho

wed

cart

ilag

e-li

ke

tiss

ue

cov

erin

gle

sio

ns

Kas

emk

ijw

atta

na

etal

.(2

01

1)

[11

9]

Cas

ese

ries

,N

=2

,g

rad

e3

–4

ICR

Scl

assi

fica

tio

nA

rth

rosc

op

icim

pla

nta

tio

nB

M-M

SC

s?

3D

coll

agen

30

mo

nth

s,n

oco

mp

lica

tio

ns,

sig

nifi

can

tim

pro

vem

ent

KO

OS

,IK

DC

.D

efec

tfi

ll,

stif

fnes

san

din

corp

ora

tio

nto

adja

cen

tca

rtil

age

asas

sess

edin

arth

rosc

op

y

Kim

etal

.(2

01

5)

[24

]

Ret

rosp

ecti

ve

coh

ort

stu

dy

,k

nee

N=

54

pat

ien

ts(5

6

kn

ees)

iso

late

dfu

llth

ick

nes

sca

rtil

age

lesi

on

sK

-L

1–

2

37

pat

ien

ts(3

9k

nee

s)S

VF

wit

ho

ut

scaf

fold

,1

7

pat

ien

ts=

kn

ees,

SV

F?

fib

rin

glu

e

28

.6m

on

ths

IKD

Can

dT

egn

erim

pro

ved

,n

od

iffe

ren

ces

bet

wee

ng

rou

ps.

At

2n

dlo

ok

arth

rosc

op

y,

bet

ter

ICR

S

gra

de

ing

rou

p2

Kim

etal

.(2

01

5)

[12

0]

Ret

rosp

ecti

ve

case

seri

es,

kn

eeN

=4

9p

atie

nts

(55

kn

ees)

iso

late

dfu

llth

ick

nes

sca

rtil

age

lesi

on

sK

-L

1–

2

SV

FS

ign

ifica

nt

dif

fere

nce

sin

clin

ical

ou

tco

mes

amo

ng

the

age

and

lesi

on

size

gro

up

.A

ge[

60

yea

rsan

dle

sio

nsi

ze

[6

cm2

sho

wed

po

or

ou

tco

mes

Kim

etal

.(2

01

6)

[12

1]

Cas

ese

ries

,is

ola

ted

kn

eech

on

dra

lle

sio

ns,

K-L

gra

de

1–

2,

N=

24

pat

ien

ts

Art

hro

sco

pic

deb

rid

emen

tS

VF

?fi

bri

ng

lue

24

mo

nth

s,IK

DC

and

Teg

ner

sig

nifi

can

tim

pro

vem

ent,

MR

I

MO

CA

RT

sig

nifi

can

tim

pro

vem

ent

Kim

etal

.(2

01

3)

[12

2]

Cas

ese

ries

,N

=4

5p

atie

nts

[5

0y

ears

ank

le,

ost

eoch

on

dra

lle

sio

ns

of

the

talu

s

Art

hro

sco

pic

mar

row

stim

ula

tio

n,

N=

35

pat

ien

ts

(37

ank

les)

vs

BM

Cin

ject

ion

?ar

thro

sco

pic

mar

row

stim

ula

tio

n

21

.8m

on

ths,

Ro

les

and

Mau

dsl

eyb

ette

rw

ith

ou

tB

MC

,

Teg

ner

bet

ter

inB

MC

gro

up

Kim

etal

.(2

01

4)

[12

3]

Co

ho

rtst

ud

y,

N=

49

pat

ien

ts,

50

ank

les,

ost

eoch

on

dra

lle

sio

ns

of

the

talu

s

Art

hro

sco

py

N=

26

OC

stim

ula

tio

n,

N=

24

OC

stim

ula

tio

nan

dS

VF

All

clin

ical

ou

tco

mes

(VA

S,

AO

FA

S,

Teg

ner

,M

OC

AR

T)

imp

rov

edin

MS

Cg

rou

pco

mp

ared

wit

hco

ntr

ols

Biologics for Sports Injuries

123Journal : Large 40279 Dispatch : 21-9-2016 Pages : 22

Article No. : 620h LE h TYPESET

MS Code : SPOA-D-16-00093 h CP h DISK4 4

Page 14: Biological Therapies in Regenerative Sports Medicinepilarmartinescudero.es/OctNov16/Biological Therapies in...2 Biological Therapies in Regenerative Sports Medicine 3 Isabel Andia1

RE

VIS

ED

PRO

OF

Ta

ble

3co

nti

nu

ed

Stu

dy

(yea

r)S

tud

yd

esig

n,

con

dit

ion

,N

/pat

ien

tp

op

ula

tio

nIn

terv

enti

on

/cel

lp

rod

uct

Ou

tco

me

mea

sure

men

ts/f

oll

ow

-up

/res

ult

s

Ko

het

al.

(20

16

)

[12

4]

Pro

spec

tiv

era

nd

om

ized

tria

lIC

RS

gra

de

III/

IV,

sym

pto

mat

icca

rtil

age

def

ect[

3cm

2o

nth

efe

mo

ral

con

dy

le

AD

SC

?fi

bri

ng

lue

?m

icro

frac

ture

vs

mic

rofr

actu

re

MR

Iat

24

mo

nth

s,co

mp

lete

cart

ilag

eco

ver

age

in6

5%

of

exp

erim

enta

lg

rou

pv

s4

5%

inth

eco

ntr

ol

gro

up

.K

OO

S

bet

ter

inex

per

imen

tal

gro

up

bu

tn

od

iffe

ren

ces

insu

b-

sco

res,

2n

dlo

ok

arth

rosc

op

yan

dh

isto

log

ysh

ow

edn

o

dif

fere

nce

sb

etw

een

gro

up

s

Ko

het

al.

(20

15

)

[12

5]

Cas

ese

ries

,k

nee

cho

nd

ral

lesi

on

sN

=3

0p

atie

nts

[6

5y

ears

Art

hro

sco

pic

lav

age

and

inje

ctio

no

f4

.29

10

7S

VF

cell

sw

ith

3m

LP

RP

2y

ears

,V

AS

and

fun

ctio

nim

pro

vem

ent,

16

/30

pat

ien

ts

foll

ow

ed2

nd

loo

kar

thro

sco

py

:3

kn

ees

no

rmal

cart

ilag

e,

7n

ewca

rtil

age

par

tial

lyco

ver

edth

ed

efec

t,4

kn

ees

un

cert

ain

chan

ge,

and

2k

nee

sfa

iled

hea

lin

g.

5/3

0

wo

rsen

edK

-Ld

egre

eat

2y

ears

Ko

het

al.

(20

14

)

[12

6]

Pro

spec

tiv

eco

mp

arat

ive

stu

dy

,k

nee

Su

rger

yH

TO

?P

RP

vs

HT

O?

PR

P?

MS

CL

ysh

olm

,K

OO

S,

VA

S.

Gre

ater

imp

rov

emen

tin

VA

San

d

KO

OS

for

pai

nan

dsy

mp

tom

sin

the

MS

C?

PR

Pg

rou

p.

Art

hro

sco

pic

eval

uat

ion

sho

wed

fib

roca

rtil

age

cov

erag

ein

50

%o

fM

SC

s?

PR

Pan

d1

0%

of

the

pat

ien

tsin

PR

P

gro

up

Kry

chet

al.

(20

16

)[1

27

]

Co

ho

rtst

ud

y,

kn

ee,

full

thic

kn

ess

cart

ilag

ed

efec

ts

N=

46

Sca

ffo

ld?

BM

AC

,N

=1

2;

scaf

fold

?P

RP

,

N=

23

;sc

affo

ldco

ntr

ol

N=

11

12

mo

nth

s,M

RI

scaf

fold

?B

MA

Cim

pro

ved

mat

ura

tio

n

wit

hg

reat

erfi

llan

dT

2v

alu

escl

ose

rto

hy

alin

eca

rtil

age

Mic

hal

eket

al.

(20

15

)[1

28

]

Cas

ese

ries

,m

ult

icen

ter,

ost

eoar

thri

tis,

11

28

pat

ien

ts,

18

56

join

ts(h

ips

and

kn

ees)

,5

03

pat

ien

tsca

nd

idat

es

for

tota

ljo

int

arth

rop

last

y

SV

F?

PR

P3

,6

,1

2m

on

ths

KO

OS

/HO

OS

.8

0.6

and

91

%o

fp

atie

nts

imp

rov

ed[

50

%at

3-m

on

than

d1

2-m

on

thfo

llo

w-u

p.

4/5

03

pat

ien

tsre

qu

ired

tota

lh

ipre

pla

cem

ent

Saw

etal

.(2

01

5)

[12

9]

Cas

ese

ries

,k

nee

,N

=8

pat

ien

ts,

ICR

SG

rad

e4

lesi

on

s

Op

enw

edg

eH

TO

and

5w

eek

lyin

ject

ion

so

f

PB

SC

s?

HA

(8:2

),3

add

itio

nal

inje

ctio

ns

at

inte

rval

s6

,1

2,

and

18

mo

nth

s

His

tolo

gy

at2

nd

loo

kar

thro

sco

py

,IC

RS

vis

ual

asse

ssm

ent

scal

em

ean

12

74

(13

40

isn

orm

alca

rtil

age)

.N

oin

fect

ion

s

Sk

ow

ron

ski

etal

.

(20

13

)[1

30

]

Cas

ese

ries

,IC

RS

gra

de

III–

IVca

rtil

age

lesi

on

sin

the

kn

ee,

N=

54

pat

ien

ts

BM

C?

coll

agen

1an

d5

yea

rs,

Ly

sho

lm,

KO

OS

,V

AS

.A

t1

yea

r,2

5p

oin

ts

imp

rov

emen

tin

KO

OS

and

35

po

ints

inL

ysh

olm

Sil

va

etal

.(2

01

4)

[13

1]

RC

T,

ten

do

n–

bo

ne

atta

chm

ent,

AC

Lre

con

stru

ctio

n,

n=

20

exp

erim

enta

lg

rou

p,

n=

23

con

tro

lg

rou

p

Art

hro

sco

py

,A

CL

reco

nst

ruct

ion

,3

mL

BM

C,

1.5

mL

inje

cted

inth

eg

raft

and

1.5

mL

inje

cted

wit

hin

the

bo

ne

tun

nel

,w

ith

ou

tir

rig

atio

n

MR

Iat

3m

on

ths,

no

dif

fere

nce

sb

etw

een

gro

up

sin

SN

Rin

the

up

per

and

low

erin

terz

on

es

Wak

itan

iet

al.

(20

02

,2

01

1)

[13

2,

13

3]

Cas

ese

ries

,k

nee

,N

=4

1p

atie

nts

,4

5k

nee

s,ce

ll

tran

spla

nta

tio

np

erfo

rmed

in1

98

8

BM

-MS

CS

afet

y:

11

yea

rsan

d5

mo

nth

sfo

llo

w-u

p,

no

tum

ors

,n

o

infe

ctio

ns

AC

Lan

teri

or

cru

ciat

eli

gam

ent,

AC

Iau

tolo

go

us

cho

nd

rocy

teim

pla

nta

tio

n,

AM

Iau

tolo

go

us

mes

ench

ym

alst

em-c

ell

imp

lan

tati

on

,A

OF

AS

Am

eric

anO

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I. Andia, N. Maffulli

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519 Cell replacement treatment associated with PRP can be

520 useful in severe degenerative cases in which PRP alone is

521 insufficient to reverse the progression. Moreover, PRP is a

522 good adjuvant to cell therapies, as it enhances cell survival

523 and proliferation, and helps to confine cells at the delivery

524 site. Clarke et al. [74] have compared dermal fibroblasts ?

525 PRP versus PRP alone. A reduction in hypoechogenicity

526 and tear size was found in both groups, though increased

527 thickness was more evident in the cell group.

528 Further research to identify the best cell source and

529 treatment regimens is needed. Moreover, design of cell

530 therapies should be tailored according to anatomical area;

531 that is, the main body of the tendon or the enthesis. Precise

532 needle delivery is important. As novel cell tracking systems

533 are developed, we will be able to visualize whether cells

534 integrate in the host tissue, and thus the ultimate fate of the

535 implanted cells can be clarified [134].

536 Table 4 shows a summary of advantages and disad-

537 vantages of the different types of cells being examined in

538 clinical studies, and the development stages in tendon and

539 joint conditions following the IDEAL framework. The

540 latter includes four stages of therapy development descri-

541 bed as idea, exploration, assessments, and large data sets

542 [135].

543 3.2.2 Joint Conditions

544 Peeters et al. [136] assessed the safety of intra-articular

545 delivery of MSC products either by injection or surgical

546 implantation. They analyzed 844 interventions, and repor-

547 ted two related adverse events, one infection and one

548 pulmonary embolism, and two non-related adverse events,

549 one prostate cancer and one Schwannoma. Minor events

550 included pain, swelling, and dehydration. Most clinical

551 studies do not refer explicitly to adverse events, but when

552 these were considered, minor self-resolving adverse events

553 were reported. Follow-up as long as 11 years has been

554 maintained in one study including 41 patients (45 knees)

555 treated with BMC, and no tumors have been reported

556 [132, 133]. Moreover, a multicenter analysis of adverse

557 events in 2372 patients undergoing adult autologous stem-

558 cell therapy corroborated the safety of MSC-based thera-

559 pies [137].

560 We have classified clinical studies into needle injection

561 delivery (Table 2), or surgical/arthroscopic delivery

562 (Table 3). In addition, we have grouped studies according

563 to regulatory criteria as expanded MSCs (i.e., more than

564 minimal manipulation), ‘advanced therapy’ or fresh cell

565 products, interventions performed on the same day (i.e.,

566 SVF [qualified as ATMP]), or BMC. Based on current

567 clinical studies, there is equal interest in freshly isolated

568 mixed-cell populations (BMC, SVF), and culture-expanded

569 mesenchymal stromal/stem cells.

5703.2.2.1 Needle Injection Delivery

5713.2.2.1.1 Intra-Articular Injections of Culture-Expanded

572Mesenchymal Stem Cells. Anterior Cruciate Ligament

573Intraligamentous injection of BM-MSCs improved the

574integrity of anterior cruciate ligament (ACL) with grade

5751–3 tears in seven of ten patients, as determined by analysis

576of images using Image J software [77].

577Meniscus An RCT by Vangsness et al. [87] reported the

578safety and efficacy of two doses of cells: 50 and 150 mil-

579lion allogeneic BM-MSCs suspended in hyaluronic acid

580(HA), and injected intra-articularly 7–10 days following

581meniscectomy. According to outcome data, surgically

582removed meniscal tissue was regenerated, cartilage surface

583protected, and joint damage decreased. The number of

584patients with increased meniscal volume was five of 54

585patients (four from the group that received the lower dose

586of cells, and one from the higher dose group) at 12 months

587post-procedure. Only three patients maintained the

588increased meniscal volume at 2 years (mean percentage 18;

58995 % CI 4.0–45.6). Other ongoing trials are examining the

590efficacy of autologous MSCs in meniscus injury grade 3

591[138], and also autologous BMC injection in patients

592undergoing partial or complete meniscectomy [139].

593Cartilage Lesions and Osteoarthritis The needle injec-

594tion technique (intra-articular cell injection) was used in 22

595studies [77–99] (Table 2). Eleven studies examined the

596effect of intra-articular injections of in vitro expanded

597MSCs. Cell doses ranged from 5.76 9 106 to 400 9 106

598cells.

599Both RCTs [87, 88] used donor-derived (allogeneic)

600BM-MSCs and used the cell vehicle, HA, as control. Vega

601et al. [88] included 30 patients who were randomized to

602either allogeneic BM-MSCs (n = 15), or a single high-

603molecular weight HA injection (n = 15).

604Overall, all case series that evaluated injections of cul-

605ture-expanded MSCs involved few patients and showed

606moderately good results, with no safety problems.

6073.2.2.1.2 Needle Injection Delivery of Stromal Vascular

608Fraction or Bone Marrow Concentrate. Freshly prepared

609SVF combined with PRP was injected in 113 knees, 22

610hips, two ankles and two lower backs, and outcomes

611reported in five cases series [89, 93, 95, 96, 98], and the

612combination PRP ? HA in one study [99]. In addition, one

613registry data study [91] reported outcomes after 840 knee

614injections, 616 knees injected with BMC, and 224 knees

615with a mixture of BMC and fat. The addition of fat to BMC

616showed no benefit [91]. Mean reported improvement was

61746.8 % in patients receiving BMC and 39.3 % in patients

618receiving BMC plus lipoaspirate. There were no differ-

619ences between patients undergoing bilateral versus unilat-

620eral procedures. Kim et al. also injected BMC and fat in 75

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621 knees, and reported better outcomes in patients with early

622 OA [94]. Pak et al. [99] reported on 100 joints (74 knees,

623 22 hips, 2 lower backs, and 2 ankles) in 91 patients injected

624 with SVF (10 mL) combined with PRP (2 mL buffy coat)

625 ? HA (1 mL 0.5 %). Patients returned for four additional

626 PRP injections (freshly prepared, one injection per week),

627 and the treatment lasted 1 month. Patients were followed

628 for up to 30 months (by phone). VAS improved signifi-

629 cantly at 1 and 3 months after treatment. Complications

630 included pain and swelling secondary to injection in 37 %

631of joints and 22 % of patients reported tendonitis/

632tenosynovitis; no infections were reported. One patient

633suffered a hemorrhagic stroke 2 weeks after the procedure,

634but this was considered not related to the procedure, as the

635frequency of this event in the general population is 1 %.

636No tumors were found.

637Gibbs et al. [93] treated four patients (seven joints) with

638SVF and PRP, followed by rehabilitation for 4 months.

639Pain and quality of life, as measured using KOOS,

640improved significantly; mobility returned to normal.

Table 4 Summary of advantages and disadvantages of the different types of cells being examined in clinical studies

Cell-based

product

Tissue

source

Procedure Regulation Advantages Disadvantages IDEAL

framework

Tenocytes Tendon Tissue biopsy

Laboratory

expansion

ATMP Easy and minimally

invasive access. Very

proliferative cells

Limited information about

functionality of transplanted cells.

High cost

2a

Dermal

fibroblasts

Skin Tissue biopsy

Laboratory

expansion

ATMP Easy and minimally

invasive access. Very

proliferative cells

No information about phenotypic

changes towards tenocytic lineage.

High cost

2a

Chondrocytes Cartilage Tissue biopsy

Laboratory

expansion

ATMP FDA approved.

Carticel�commercially

available

Unavailability of tissue. Low yield.

Dedifferentiation. High cost

4

BMC Bone

marrow

Aspiration

Centrifugation

Tissue Delivery of nucleated

cells (minimally

manipulated). Point of

care processing

technology same day

Heterogeneous product. Low MSC

number. Better results if matrix

supported and arthroscopic

implantation

2b

SVF Adipose

tissue

Lipoaspiration

Digestion

Centrifugation

ATMP Fresh product. Point of

care processing

technology same-day

procedure

Heterogeneous product. Limited

understanding of mechanism of

action

2d

Fat graft Adipose

tissue

Tissue harvest

Separation from oil

and liquid

Tissue Used to augment BMC

tissue graft prepared at

point of care

Inflammatory effects when mixed

with BMC

2a

PBPC Peripheral

blood

G-CSF or GM-CSF

treatment

Apheresis procedure

Blood

product

Can be harvested and

cryopreserved

Very few studies. Insufficient

information on mechanism of

action

2a

BM-MSCs Bone

marrow

Aspiration

Centrifugation

Cell selection

Cell expansion

ATMP Can be cryopreserved.

Allogeneic or

autologous. Well

characterized

Age-related changes in cells lead to

regenerative decline. BM-MSC

yield depends on harvesting

procedure. High cost. Ectopic bone

formation in tendon

2a

ASCs Adipose

tissue

Lipoaspiration

Digestion

Centrifugation

Cell selection

Cell expansion

ATMP MSC potentiality

independent of the

harvest site. Can be

cryopreserved

Different cell sub-populations. High

cost

2a

IDEAL framework [136]: stage 1, idea; 2a development, small number of reports; 2b exploration, increased number of reports and patients per

report, registries; 3 assessments, RCTs, multicenter studies, analysis of large data sets

ASCs adipose stem cells, ATMP Advanced Therapy Medicinal Product, BMC bone marrow concentrate, BM-MSCs bone marrow-derived

mesenchymal stem cells, FDA Food and Drug Administration, G-CSF granulocyte colony-stimulating factor, GM-CSF granulocyte-macrophage

colony-stimulating factor, MSCs mesenchymal stem cells, PBPC peripheral blood precursor cells, RCT randomized clinical trial, SVF stromal

vascular fraction

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641 As an alternative to bone marrow and subcutaneous fat,

642 Koh et al. [95] used the infrapatellar pad as a source for

643 MSCs and injected a mean of 1.18 9 106 cells with 3 mL

644 of PRP; patients experienced a significant reduction in

645 Western Ontario and McMaster Universities Osteoarthritis

646 Index (WOMAC) (from 49.9 to 30), an improvement in

647 Lysholm score, and significant pain reduction (VAS).

648 Improvements in MRI scores were also reported

649 (p \ 0.001).

650 3.2.2.2 Surgical/Arthroscopic Delivery

651 3.2.2.2.1 Culture-Expanded Mesenchymal Stem

652 Cells. Tendon–bone healing following ACL reconstruc-

653 tion remains an unresolved issue of ACL surgery. Filling

654 the bone tunnels with PRP does not speed up tendon-to-

655 bone integration [140]. Recently, a randomized trial was

656 performed to assess the suitability of fresh BMC in tendon–

657 bone healing [131]. However, there were no differences

658 between cell-treated patients and controls, as assessed by

659 MRI.

660 Ten studies described the implantation of culture-ex-

661 panded MSCs during arthroscopy or open surgery for

662 chondral lesions or OA [96, 100–108] (Table 3). Interest-

663 ingly, Kim et al. examined the potential differences

664 between arthroscopic implantation of cells, and site-di-

665 rected delivery by injection: arthroscopic implantation was

666 more accurate and produced better clinical and imaging

667 results [83].

668 Intra-articular delivery of MSCs with arthroscopic pro-

669 cedures was performed in debridement, microfractures

670 [103], management of patellar osteochondritis dissecans

671 (OCD) [107], or microfracture with high tibial osteotomy

672 [108]. MSCs were in some studies just implanted in the

673 defect using periosteal flaps or embedded in scaffolds such

674 as collagen [112], HA [103, 105], PRP-fibrin [102], or

675 fibrin glue [24].

676 One controlled study [100] used ACI as control for AMI

677 (autologous mesenchymal stem cell implantation), with

678 better results in the AMI group. In five case series, joints

679 were treated with synovium-derived MSCs [106], infrap-

680 atellar-derived MSCs [96], and BM-MSCs [101, 107, 108].

681 3.2.2.2.2 Stem-Cell-Based Products: Arthroscopic Deliv-

682 ery of Stromal Vascular Fraction, Bone Marrow Concen-

683 trate or Peripheral Blood Progenitor Cells. Surgical

684 implantation of non-expanded cells has been performed in

685 23 studies (Table 3). Of these, seven studies involved

686 osteochondral lesions of the talus [109, 110, 112, 116, 117,

687 122, 123] and seven studies used SVF [24, 120, 121,

688 123–125, 128]; another study [129] used PBPCs and the

689 other 15 studies used BMC [109–119, 122, 126, 127,

690 130–133]. In several studies, cells were used as an adjuvant

691to surgical interventions including microfracture or sub-

692chondral drilling [115, 122–124], arthroscopic debridement

693with or without synovectomy [110, 111, 121], arthroscopic

694lavage [125], and open-wedge high tibial osteotomy

695[126, 129].

696Histology and second-look arthroscopies after cell

697intervention have been evaluated in several studies

698[125, 126, 141]. Koh et al. examined 16 knees after

699arthroscopic lavage combined with injection of SVF [125].

700On second look, three knees were considered very positive

701(normal cartilage appearance), seven were rated positive

702(new cartilage partially covered the defect), four knees

703were rated neutral (uncertain change), and two patients

704experienced failed healing. Moreover, 37 knees were

705examined after MSC intervention by the same authors, and

706were evaluated using International Cartilage Research

707Society (ICRS) grading. Results showed that 2/37 were

708normal, 7/37 were nearly normal (grade II), 20/37 were

709abnormal (graded III), and 8/37 were severely abnormal

710(graded IV). High bone mass index (BMI) and large lesions

711were predictors of poor clinical outcomes. The same

712authors [126] evaluated at second look (median 19.8

713months post-surgery) patients that followed high tibial

714osteotomy (HTO) with SVF ? PRP or HTO ? PRP, and

715results revealed that patients in the SVF ? PRP group

716showed more regenerative changes as assessed by the

717Kanamiya grading system [126]. In four of the five patients

718treated with 7–8 mL of PBPC ? 2 mL HA, Saw et al.

719[141] found regenerated cartilage integrated with sur-

720rounding tissue. Histology showed predominance of type II

721collagen, particularly in deeper layers with collagen type I

722in the superficial layer. These findings, together with the

723columnar morphology of cells, could reveal features of

724hyaline cartilage [141]. However, to date, control of the

725fate of adult MSCs within the joint is far below expecta-

726tions, with the regenerated tissue having features of fibro-

727cartilage and a lack of architectural organization [142].

7284 Conclusions

729This review of the recent literature indicates that several

730different cell phenotypes, including tendon, skin, or mes-

731enchymal stem cells, can be suitable for tendon conditions,

732with applications performed most often with ultrasound-

733guided percutaneous injections. Indeed, the complexity of

734articular conditions has shifted research from autologous

735chondrocyte implantation to the use of a variety of mes-

736enchymal stromal cell products. MSCs are applied not only

737for the treatment of chondral defects, but also for those of

738ligaments and the meniscus, and to reduce joint degener-

739ation and reduce the burden of OA. Cells can engraft joint

740tissues especially at lesion sites. However, multipotency

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741 may not be the major determinant of success, and repair

742 may rely on a combination of differentiation ability and

743 paracrine effects able to stimulate the ability of exogenous

744 cells to promote endogenous healing mechanisms. A

745 moderate amount of basic science work shows that the

746 approach may work, and a sizeable amount of animal work

747 shows that MSCs and other biological interventions seem

748 to have some effect. However, translational work in human

749 medicine is lacking, and the small volume of well per-

750 formed work in humans shows that essentially these ther-

751 apies, though based on sound basic science findings, do not

752 seem to work particularly well for clinical purposes.

753 It is likely that opportunities for developing effective

754 treatment for musculoskeletal tissues will arise only after

755 the secrets of MSCs have been unveiled. When trans-

756 planting cells, the conditions of the host tissue are of high

757 functional importance as differentiation into suitable cell

758 phenotypes can be inhibited by inflammatory factors pro-

759 duced by the host tissue/organ. The anti-inflammatory

760 properties of PRP can help prevent environmental hostility.

761 Numerous hurdles need to be overcome as cell therapy

762 progresses. On the one hand, technical challenges associ-

763 ated with robust cell manufacturing at reduced costs are

764 mandatory. On the other hand, use of these technologies

765 will require identifying and understanding the hetero-

766 geneity of stem-cell products as well as specific features of

767 disease stage and progression. In this context, identification

768 of biomarkers can serve not only to assess changes in tissue

769 quality, but also to subgroup patients and tailor biological

770 interventions according to specific pathological processes.771

772 Compliance with Ethical Standards

773 Funding No sources of funding were used to assist in the preparation774 of this article.

775 Conflict of interest Nicola Maffulli and Isabel Andia declare that776 they have no conflicts of interest relevant to the content of this review.

777 References

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I. Andia, N. Maffulli

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Article No. : 620h LE h TYPESET

MS Code : SPOA-D-16-00093 h CP h DISK4 4