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April 25, 2012 DEPARTMENT OF STATE Vol. XXXIV Division of Administrative Rules Issue 17 Book 2 of 2 NEW YORK STATE REGISTER QUARTERLY INDEX JANUARY - MARCH 2012

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Page 1: Book2of2 REGISTE NEW YORK STATE Rdocs.dos.ny.gov/info/register/2012/apr25/pdfs/042512qu.pdf · To determine whether the company’s rates for basic service and equipment are justified

April 25, 2012 DEPARTMENT OF STATEVol. XXXIV Division of Administrative RulesIssue 17Book 2 of 2

NEW YORK STATE

REGISTER

QUARTERLY INDEXJANUARY - MARCH 2012

Page 2: Book2of2 REGISTE NEW YORK STATE Rdocs.dos.ny.gov/info/register/2012/apr25/pdfs/042512qu.pdf · To determine whether the company’s rates for basic service and equipment are justified

ANDREW M. CUOMOGOVERNOR

CESAR A. PERALESSECRETARY OF STATE

NEW YORK STATE DEPARTMENT OF STATE

For press and media inquiries call:(518) 474-0050

For State Register production, scheduling and subscription informationcall: (518) 474-6957

E-mail: [email protected]

For legal assistance with State Register filing requirementscall: (518) 474-6740

E-mail: [email protected]

The New York State Register is now available on-line at:www.dos.ny.gov/info/register.htm

The New York State Register (ISSN 0197 2472) is published weekly. Subscriptions are $80 peryear for first class mailing and $40 per year for periodical mailing. The New York State Register ispublished by the New York State Department of State, One Commerce Plaza, 99 Washington Ave-nue, Albany, NY 12231-0001. Periodical postage is paid at Albany, New York and at additional mail-ing offices.

POSTMASTER: Send address changes to the Department of State, Division of Administrative Rules, OneCommerce Plaza, 99 Washington Avenue, Albany, NY 12231-0001

printed on recycled paper

Page 3: Book2of2 REGISTE NEW YORK STATE Rdocs.dos.ny.gov/info/register/2012/apr25/pdfs/042512qu.pdf · To determine whether the company’s rates for basic service and equipment are justified

Agriculture and Markets, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1Alcoholism and Substance Abuse Services, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1Audit and Control, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2Banking Department . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2Bridge Authority, New York State . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2Cable Television, Commission on . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2Children and Family Services, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4Civil Service, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5Correctional Services, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7Corrections and Community Supervision, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7Economic Development, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8Education Department . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8Elections, State Board of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10Environmental Conservation, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11Financial Services, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12Health, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14Higher Education Services Corporation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17Housing and Community Renewal, Division of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17Labor, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17Law, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17Long Island Power Authority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18Long Island Railroad Company . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18Lottery, Division of the . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18Mental Health, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19Metro-North Commuter Railroad . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19Motor Vehicles, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19Niagara Falls Water Board . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20People with Developmental Disabilities, Office for . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20Power Authority of the State of New York . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20Public Service Commission . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21Racing and Wagering Board . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56State, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57Taxation and Finance, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57Temporary and Disability Assistance, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58Thoroughbred Breeding and Development Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58Thruway Authority, New York State . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58Transportation, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58Urban Development Corporation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58Workers’ Compensation Board . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59

NEW YORK STATE

REGISTERQUARTERLY INDEXJanuary - March 2012

Page 4: Book2of2 REGISTE NEW YORK STATE Rdocs.dos.ny.gov/info/register/2012/apr25/pdfs/042512qu.pdf · To determine whether the company’s rates for basic service and equipment are justified
Page 5: Book2of2 REGISTE NEW YORK STATE Rdocs.dos.ny.gov/info/register/2012/apr25/pdfs/042512qu.pdf · To determine whether the company’s rates for basic service and equipment are justified

AGRICULTURE AND MARKETS, DEPARTMENT OF

AAM-39-11-00003 Incorporation by reference in 1 NYCRR of the 2011 edition of National Institute of Standards and Technology (‘‘NIST’’)Handbook 44To incorporate by reference in 1 NYCRR the 2011 edition of NIST Handbook 44

09-28-11 Proposed

02-08-12 Finalized

AAM-42-11-00024 Sale of sliced cheese at farmers’ marketsTo exempt persons who slice cheese at farmers’ markets for sale to consumers from having to obtain a food processinglicense

10-19-11 Proposed

01-04-12 Finalized

AAM-51-11-00004 Firewood (all hardwood species) and other host tree materials susceptible to the Asian Long Horned BeetleTo lift the Asian Long Horned Beetle quarantine in the Town of Islip, since the pest has not been found there since 2002

12-21-11 Proposed

12-21-11 Emergency

02-29-12 Finalized

AAM-04-12-00010 Movement and transfer of horses and other equidaeTo establish an Equine Interstate Passport Program

01-25-12 Proposed

AAM-08-12-00021 Deregulation of host materials (potatoes, tomatoes and eggplants) and soilLifting the golden nematode quarantine in portions of Genesee, Steuben and Livingston Counties

02-22-12 Emergency/Proposed

AAM-11-12-00001 Ash trees, nursery stock, logs, green lumber, firewood, stumps, roots, branches and debris of a half inch or moreTo extend the emerald ash borer quarantine to Albany and Orange Counties to prevent the spread of this beetle to otherareas

03-14-12 Emergency/Proposed

ALCOHOLISM AND SUBSTANCE ABUSE SERVICES, OFFICE OF

ASA-51-11-00001 Repeal of 14 NYCRR Parts 1010, 1020, 1035, 1060 and 1061This repeal is necessary in that it will remove obsolete regulations that are no longer applicable to OASAS certifiedprograms

12-21-11 Proposed

02-22-12 Finalized

ASA-51-11-00002 Chemical Dependence Programs for Youth; Additional locations operated by OASAS certified providersRepeal an obsolete rule; amend a regulation to conform provisions to a more recently promulgated regulation

12-21-11 Proposed

02-22-12 Finalized

ASA-51-11-00003 Repeal of 14 NYCRR Parts 303, 306, 340, 342, 366, 369, 372, 374, 375, 380 and 381This repeal is necessary in that it will remove obsolete regulations that are no longer applicable to OASAS certifiedprograms

12-21-11 Proposed

02-22-12 Finalized

ASA-03-12-00007 Behavioral Health OrganizationsTo ensure compliance by OASAS certified providers regarding their obligations in relation to Behavioral Health Organizations

01-18-12 Emergency/Proposed

03-28-12 Finalized

ID Number Issue Date Action QUARTERLY INDEX

1

Page 6: Book2of2 REGISTE NEW YORK STATE Rdocs.dos.ny.gov/info/register/2012/apr25/pdfs/042512qu.pdf · To determine whether the company’s rates for basic service and equipment are justified

AUDIT AND CONTROL, DEPARTMENT OF

AAC-31-11-00005 Authorizing alternative proofs for audit by the Comptroller of State paymentsTo authorize the submission of electronic claims for payments by the State and to update the rates for overtime meal allow-ances

08-03-11 Proposed

03-28-12 Finalized

AAC-45-11-00010 Sets forth the procedures for the use of electronic signatures and records by the Retirement SystemTo clarify the use of electronic signatures

11-09-11 Proposed

BANKING DEPARTMENT

BNK-35-11-00001 Exempt Organizations; Subsidiaries of Exempt Organizations; Exempt Mortgage ProductsTo provide for state licensing and registration for mortgage bankers and brokers that are consolidated subsidiaries ofexempt organizations and to eliminate or modify exemptions that apply to mortgage bankers or brokers dealing in certainloan products

08-31-11 Proposed

01-04-12 Finalized

BNK-37-11-00004 Filing and certification of call reportsRequires all banks, trust companies, private bankers and branches and agencies of foreign banking organizations to file andcertify the correctness of call reports

09-14-11 Proposed

01-18-12 Finalized

BRIDGE AUTHORITY, NEW YORK STATE

SBA-43-11-00002 A proposal to amend the NYSBA Toll ScheduleTo amend tolls for vehicular bridges controlled by the New York State Bridge Authority in order to provide additional reve-nue

10-26-11 Proposed

01-18-12 Finalized

CABLE TELEVISION, COMMISSION ON

CTV-23-94-00009 Rates for basic service and equipment of Adelphia Communications - Aurora systemTo determine whether the company’s rates for basic service and equipment are justified

06-08-94 Proposed

CTV-23-94-00010 Rates for basic service and equipment of Adelphia Communications - Chautauqua systemTo determine whether the company’s rates for basic service and equipment are justified

06-08-94 Proposed

CTV-23-94-00011 Rates for basic service and equipment of Adelphia Communications - Grand Island systemTo determine whether the company’s rates for basic service and equipment are justified

06-08-94 Proposed

CTV-23-94-00012 Rates for basic service and equipment of Adelphia Communications - Riverview systemTo determine whether the company’s rates for basic service and equipment are justified

06-08-94 Proposed

CTV-23-94-00030 Rates for basic service and equipment of Cablevision Systems Corp. - Long Island/V-Cable/Shelter Island systemTo determine whether the company’s rates for basic service and equipment are justified

06-08-94 Proposed

CTV-23-94-00035 Rates for basic service and equipment of C-TEC Corp. - C-TEC Cable systemTo determine whether the company’s rates for basic service and equipment are justified

06-08-94 Proposed

ID Number Issue Date Action QUARTERLY INDEX

2

Page 7: Book2of2 REGISTE NEW YORK STATE Rdocs.dos.ny.gov/info/register/2012/apr25/pdfs/042512qu.pdf · To determine whether the company’s rates for basic service and equipment are justified

CABLE TELEVISION, COMMISSION ON

CTV-24-94-00013 Rates for basic service and equipment of Cablevision Systems Corp. - Long Island - Riverhead systemTo determine whether the company’s rates for basic service and equipment are justified

06-15-94 Proposed

CTV-24-94-00026 Rates for basic service and equipment of Cablevision Systems Corp. - Long Island systemTo determine whether the company’s rates for basic service and equipment are justified

06-15-94 Proposed

CTV-24-94-00034 Rates for basic service and equipment of Cablevision System Corp. - Long Island/V-Cable systemTo determine whether the company’s rates for basic service and equipment are justified

06-15-94 Proposed

CTV-24-94-00037 Rates for basic service and equipment of Adelphia Communications - International systemTo determine whether the company’s rates for basic service and equipment are justified

06-15-94 Proposed

CTV-24-94-00042 Rates for basic service and equipment of Adelphia Communications/Resort systemTo determine whether the company’s rates for basic service and equipment are justified

06-15-94 Proposed

CTV-24-94-00043 Rates for basic service and equipment of Adelphia Communications - Hoosick systemTo determine whether the company’s rates for basic service and equipment are justified

06-15-94 Proposed

CTV-24-94-00051 Rates for basic service and equipment of Cablevision Systems Corp. - Long Island/Great Neck systemTo determine whether the company’s rates for basic service and equipment are justified

06-15-94 Proposed

CTV-25-94-00015 Rates for basic service and equipment of Selectavision of Cazenovia - Cazenovia systemTo determine whether the company’s rates for basic service and equipment are justified

06-22-94 Proposed

CTV-25-94-00021 Rates for basic service and equipment of Cablevision Systems Corp. - A-R Cable Services-NY, Inc. Lynbrook systemTo determine whether the company’s rates for basic and equipment are justified

06-22-94 Proposed

CTV-25-94-00023 Rates for basic service and equipment of Cablevision Systems Corp. - Dutchess systemTo determine whether the company’s rates for basic service and equipment are justified

06-22-94 Proposed

CTV-25-94-00026 Rates for basic service and equipment of Adelphia Communications - Harbor Vue systemTo determine whether the company’s rates for basic service and equipment are justified

06-22-94 Proposed

CTV-25-94-00033 Rates for basic service and equipment of Cablevision Systems Corp. - East Hampton systemTo determine whether the company’s rates for basic service and equipment are justified

06-22-94 Proposed

CTV-27-94-00029 Rates for basic service and equipment of Cablevision Systems Corp.-Huntington systemTo determine whether the company’s rates for basic service and equipment are justified

07-06-94 Proposed

CTV-27-94-00031 Rates for basic service and equipment of Adelphia Communications-Niagara systemTo determine whether the company’s rates for basic service and equipment are justified

07-06-94 Proposed

CTV-39-94-00017 Rates for basic service and equipment of Time Warner - ATC - ACC Dryden systemTo determine whether the company’s rates for basic service and equipment are justified

09-28-94 Proposed

ID Number Issue Date Action QUARTERLY INDEX

3

Page 8: Book2of2 REGISTE NEW YORK STATE Rdocs.dos.ny.gov/info/register/2012/apr25/pdfs/042512qu.pdf · To determine whether the company’s rates for basic service and equipment are justified

CABLE TELEVISION, COMMISSION ON

CTV-39-94-00018 Rates for basic service and equipment of Adelphia Communications-Aurora, Chautauqua, Grand Island, Harbor Vue, Hoosick,International, Niagara, Resort and River Valley systemsTo determine whether the company’s rates for basic service and equipment are justified

09-28-94 Proposed

CTV-39-94-00019 Rates for basic service and equipment of C-Tec Cable Corp.-C-Tec Cable systemTo determine whether the company’s rates for basic service and equipment are justified

09-28-94 Proposed

CTV-39-94-00023 Rates for basic service and equipment of United Video Cablevision of New York-Community Cable systemTo determine whether the company’s rates for basic service and equipment are justified

09-28-94 Proposed

CTV-39-94-00033 Rates for basic service and equipment of Simmons Communications-Simmons Cable-Salamanca systemTo determine whether the company’s rates for basic service and equipment are justified

09-28-94 Proposed

CTV-39-94-00035 Rates for basic service and equipment of TKR Cable Company-Ramapo, Rockland and Warwick systemsTo determine whether the company’s rates for basic service and equipment are justified

09-28-94 Proposed

CTV-39-94-00037 Rates for basic service and equipment of U.S. Cable Corp.-Evangola, Westfield and Tri - County/Arcade systemsTo determine whether the company’s rates for basic service and equipment are justified

09-28-94 Proposed

CTV-39-94-00039 Rates for basic service and equipment of Time Warner-Warner Communications/Olean systemTo determine whether the company’s rates for basic service and equipment are justified

09-28-94 Proposed

CTV-45-94-00010 Rates for basic service and equipment of Cablevision Industries, Inc.-Genesee/Tri-County/Medina systemTo determine whether the company’s rates for basic service and equipment are justified

11-09-94 Proposed

CHILDREN AND FAMILY SERVICES, OFFICE OF

CFS-43-11-00005 Multi-year ContractsProvide greater flexibility in multi-year contracts

10-26-11 Proposed

01-04-12 Finalized

CFS-43-11-00015 Designation of two county officials to be emergency contacts when a youth is remanded to an out-of-county detention facil-ityTo allow each county to designate one public official as the emergency contact for detention instead of two officials

10-26-11 Proposed

01-04-12 Finalized

CFS-45-11-00005 Youth Development and Delinquency Prevention program feesTo allow Youth Development and Delinquency Prevention programs to charge a fee to participate in recreational servicesprograms

11-09-11 Proposed

02-15-12 Finalized

CFS-45-11-00006 Qualifications for personnel in juvenile detention facilitiesTo streamline the juvenile detention personnel requirements and align them with the requirements for authorized agencies

11-09-11 Proposed

02-01-12 Finalized

ID Number Issue Date Action QUARTERLY INDEX

4

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CHILDREN AND FAMILY SERVICES, OFFICE OF

CFS-45-11-00008 Youth Bureau Executive DirectorsTo eliminate the existing requirement that the executive director be responsible to the municipality’s chief executive officer

11-09-11 Proposed

02-15-12 Finalized

CFS-07-12-00002 Foster Children - Educational Stability and Identity Theft PreventionTo implement the federal requirements relating to educational stability and identity theft prevention involving foster children

02-15-12 Emergency/Proposed

CIVIL SERVICE, DEPARTMENT OF

CVS-51-10-00005 Jurisdictional ClassificationTo classify a position in the exempt class

12-22-10 Proposed

01-11-12 Expired

CVS-03-11-00003 Jurisdictional ClassificationTo delete a position from the exempt class

01-19-11 Proposed

02-08-12 Expired

CVS-06-11-00004 Supplemental military leave benefitsTo extend the availability of supplemental military leave benefits for certain New York State employees until December 31,2011

02-09-11 Proposed

02-29-12 Expired

CVS-18-11-00001 Jurisdictional ClassificationTo classify positions in the exempt class

05-04-11 Proposed

CVS-31-11-00008 Jurisdictional ClassificationTo classify a position in the exempt class

08-03-11 Proposed

CVS-31-11-00009 Jurisdictional ClassificationTo classify positions in the exempt class

08-03-11 Proposed

CVS-31-11-00011 Jurisdictional ClassificationTo add a heading and classify positions in the exempt class

08-03-11 Proposed

CVS-31-11-00012 Jurisdictional ClassificationTo classify positions in the exempt and non-competitive classes

08-03-11 Proposed

CVS-31-11-00013 Jurisdictional ClassificationTo classify positions in the exempt and non-competitive classes

08-03-11 Proposed

CVS-34-11-00015 Jurisdictional ClassificationTo delete positions from the exempt class

08-24-11 Proposed

CVS-34-11-00016 Jurisdictional ClassificationTo classify a position in the non-competitive class

08-24-11 Proposed

ID Number Issue Date Action QUARTERLY INDEX

5

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CIVIL SERVICE, DEPARTMENT OF

CVS-44-11-00005 Jurisdictional ClassificationTo add a subheading and classify a position in the non-competitive class

11-02-11 Proposed

CVS-44-11-00006 Jurisdictional ClassificationTo classify positions in the exempt class

11-02-11 Proposed

CVS-44-11-00007 Jurisdictional ClassificationTo delete a position from and to classify a position in the non-competitive class

11-02-11 Proposed

CVS-44-11-00008 Jurisdictional ClassificationTo classify positions in the non-competitive class

11-02-11 Proposed

CVS-44-11-00009 Jurisdictional ClassificationTo delete and substitute a subheading and to delete & classify positions in exempt and non-competitive classes

11-02-11 Proposed

CVS-44-11-00010 Jurisdictional ClassificationTo delete positions from and to classify positions in the non-competitive class

11-02-11 Proposed

CVS-46-11-00001 Jurisdictional ClassificationTo add a subheading and to classify a position in the exempt class

11-16-11 Proposed

CVS-50-11-00005 Provision of the health benefit plan for active and retired New York State employeesTo conform 4 NYCRR 73.12 with Chapter 491 of the Laws of 2011

12-14-11 Proposed

01-04-12 Emergency

02-15-12 Finalized

CVS-50-11-00008 Jurisdictional ClassificationTo classify positions in the non-competitive class

12-14-11 Proposed

CVS-50-11-00009 Jurisdictional ClassificationTo delete a position from the exempt class

12-14-11 Proposed

CVS-50-11-00010 Jurisdictional ClassificationTo classify positions in the non-competitive class

12-14-11 Proposed

CVS-50-11-00011 Jurisdictional ClassificationDelete subheadings in the exempt and non-competitive classes; classify and delete positions in the non-competitive andexempt classes

12-14-11 Proposed

CVS-50-11-00012 Jurisdictional ClassificationTo delete positions from the non-competitive class

12-14-11 Proposed

CVS-06-12-00001 Jurisdictional ClassificationTo classify a position in the exempt class

02-08-12 Proposed

ID Number Issue Date Action QUARTERLY INDEX

6

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CIVIL SERVICE, DEPARTMENT OF

CVS-06-12-00002 Jurisdictional ClassificationTo classify a position in the exempt class

02-08-12 Proposed

CVS-06-12-00003 Jurisdictional ClassificationTo classify a position in the non-competitive class

02-08-12 Proposed

CVS-06-12-00004 Jurisdictional ClassificationTo delete positions from and classify positions in the non-competitive class

02-08-12 Proposed

CVS-06-12-00005 Jurisdictional ClassificationTo classify positions in the exempt class

02-08-12 Proposed

CVS-06-12-00006 Jurisdictional ClassificationAdd subheading in exempt and non-competitive classes; classify and delete positions in exempt and non-competitiveclasses

02-08-12 Proposed

CVS-08-12-00022 Supplemental military leave benefitsTo extend the availability of supplemental military leave benefits for certain New York State employees until December 31,2012

02-22-12 Proposed

CVS-11-12-00012 Jurisdictional ClassificationDelete and classify headings in exempt and non-competitive class, delete and classify positions in exempt and non-competitive class

03-14-12 Proposed

CORRECTIONAL SERVICES, DEPARTMENT OF

COR-16-11-00001 Temporary Release Program and Short Term Temporary Release ProgramTo add language to recognize same-sex marriages under certain circumstances

04-20-11 Proposed

03-07-12 Finalized

CORRECTIONS AND COMMUNITY SUPERVISION, DEPARTMENT OF

CCS-24-11-00005 Entrance to a Correctional Facility, Visitation, Disciplinary Hearing, Superintendent Hearing, Minimum ProvisionsTo amend policies for the DOCCS Inmate Visitor Program and standards of inmate behavior

06-15-11 Proposed

03-28-12 Finalized

CCS-44-11-00013 Inmate Grievance ProgramTo clarify the existing rule by providing an additional example of a decision that is non-grievable.

11-02-11 Proposed

01-25-12 Finalized

CCS-47-11-00002 Butler Correctional FacilityAmend the text to remove reference to functions that are no longer operational at this correctional facility

11-23-11 Proposed

03-14-12 Finalized

CCS-48-11-00006 Orleans Correctional FacilityTo add residential treatment facility to the facility classification

11-30-11 Proposed

02-08-12 Finalized

ID Number Issue Date Action QUARTERLY INDEX

7

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CORRECTIONS AND COMMUNITY SUPERVISION, DEPARTMENT OF

CCS-51-11-00009 Urinalysis TestingTo introduce urinalysis testing procedures for inmates alleging a shy bladder and other minor amendments

12-21-11 Proposed

03-07-12 Finalized

CCS-05-12-00001 Officials of the Department of Corrections and Community SupervisionTo make revisions due to the merger of Correctional Services with the Division of Parole and other discretionary revisions

02-01-12 Proposed

ECONOMIC DEVELOPMENT, DEPARTMENT OF

EDV-48-10-00010 Excelsior Jobs programTo create the process by which businesses may apply for and receive the tax credits provided by the Excelsior JobsProgram

12-01-10 Proposed

12-22-10 Emergency

02-23-11 Emergency

04-20-11 Emergency

05-25-11 Emergency

07-27-11 Emergency

09-21-11 Emergency

10-12-11 Revised

11-16-11 Emergency

01-18-12 Emergency

03-14-12 Emergency

03-21-12 Expired

EDV-47-11-00001 Empire Zones reformAllow Dept to continue implementing Zones reforms and adopt changes that would enhance program’s strategic focus

11-23-11 Emergency

EDV-51-11-00019 Economic Transformation and Facility Redevelopment ProgramAllow Department to implement the Economic Transformation and Facility Redevelopment Program

12-21-11 Emergency

EDV-07-12-00006 Empire Zones reformAllow Department to continue implementing Zones reforms and adopt changes that would enhance program’s strategicfocus

02-15-12 Emergency

EDV-12-12-00003 Economic Transformation and Facility Redevelopment ProgramAllow Dept to implement the Economic Transformation and Facility Redevelopment Program

03-21-12 Emergency

EDUCATION DEPARTMENT

EDU-09-11-00005 Expedited teacher certification pathway for science or mathematics in grades 5-9 and 7-12To provide an expedited pathway for candidates with an advanced degree in STEM areas and postsecondary teaching ex-perience

03-02-11 Emergency/Proposed

06-01-11 Emergency/Revised

08-03-11 Emergency

09-28-11 Emergency

11-23-11 Emergency

01-25-12 Emergency

02-01-12 Finalized

ID Number Issue Date Action QUARTERLY INDEX

8

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EDUCATION DEPARTMENT

EDU-23-11-00006 Annual professional performance reviews for classroom teachers and building principalsEstablish standards and criteria for conducting annual professional performance reviews of classroom teachers and buildingprincipal06-08-11 Emergency/Proposed08-31-11 Emergency10-26-11 Emergency12-21-11 Emergency02-22-12 Emergency

EDU-40-11-00001 Collaborative drug therapy managementEstablish requirements to implement the Collaborative Drug Management Therapy Demonstration Program

10-05-11 Emergency/Proposed

12-28-11 Emergency

01-04-12 Finalized

EDU-40-11-00006 Skills and Achievement Commencement Credential for Students with DisabilitiesTo replace Individualized Education Program (IEP) diploma with a Skills and Achievement Commencement Credential

10-05-11 Proposed

02-01-12 Finalized

EDU-41-11-00006 Regents diploma with advanced designationTo revise the mathematics requirements for earning a Regents diploma with advanced designation

10-12-11 Proposed

01-04-12 Finalized

EDU-42-11-00016 Random selection process for Charter School student admissionsTo establish procedures for the random selection process required under Education Law 2854(2)

10-19-11 Proposed

01-04-12 Finalized

EDU-42-11-00025 Mandatory continuing education for veterinarians and veterinary techniciansTo implement statutory authority requiring continuing education for licensed veterinarians and veterinary technicians

10-19-11 Proposed

01-04-12 Finalized

EDU-45-11-00011 Certified Public AccountantsTo implement Chapter 456 of the Laws of 2011

11-09-11 Proposed

11-30-11 Emergency

01-25-12 Revised

02-08-12 Emergency

EDU-50-11-00007 Tuition Assistance ProgramRevise and clarify the criteria for determining student eligibility to participate in the tuition assistance program

12-14-11 Proposed

03-07-12 Finalized

EDU-01-12-00006 Preschool and School-Age Individual EvaluationsAmend timeline for completion of preschool eval; repeal requirement of psychologist written determination for psychologicalassessment in reevaluation; clarify 60 day timeline for initial evaluations

01-04-12 Proposed

EDU-02-12-00005 Due Process Procedures for Criminal History Record Checks of Prospective School Employees and Applicants for Certifica-tionEliminate oral argument in appeals of State Education Department determinations denying clearance for employment

01-11-12 Proposed

EDU-02-12-00018 Waiver requirements for special education schools and early intervention agenciesTo implement Chapter 581 of the Laws of 2011 by establishing waiver requirements for certain entities

01-11-12 Proposed

ID Number Issue Date Action QUARTERLY INDEX

9

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EDUCATION DEPARTMENT

EDU-03-12-00003 Code of ConductConform Commissioners Regulations on Codes of Conduct to the Dignity for All Students Act (ch.482, L. 2010)

01-18-12 Proposed

EDU-04-12-00002 Instruction in civility, citizenship and character education and the Dignity for All Students ActConform Commissioners Regulations to the Dignity for All Students Act (Ch.482, L. 2010)

01-25-12 Proposed

EDU-05-12-00007 Special Education Impartial HearingsTo align State’s timeline requirements for issuing impartial hearing decisions to Federal requirements; address factors lead-ing to delays in the completion of impartial hearings; and address issues relating to the manner in which hearings areconducted

02-01-12 Proposed

EDU-07-12-00009 Award of Local High School Diploma to Veterans of World War II, the Korean Conflict and the Vietnam WarPrescribe requirements for award of high school diplomas to veterans

02-15-12 Proposed

EDU-07-12-00010 Local high school equivalency diplomas based upon experimental programsTo extend until 6/30/13 the provision for awarding local high school equivalency diplomas based upon experimentalprograms

02-15-12 Proposed

EDU-07-12-00011 Policy and guidelines prohibiting discrimination and harassment of studentsTo establish criteria for issuance of policy and guidelines relating to the Dignity for All Students Act (Ch.482, L. 2010)

02-15-12 Proposed

EDU-09-12-00009 Occupational TherapyTo implement Chapter 460 of the Laws of 2011, relating to the profession of occupational therapy.

02-29-12 Emergency

EDU-11-12-00010 Occupational TherapyTo implement chapter 460 of the Laws of 2011, relating to the profession of occupational therapy

03-14-12 Proposed

EDU-11-12-00011 Concussion management and awarenessTo establish criteria relating to mild traumatic brain injury sustained by pupils during instruction or school activities

03-14-12 Proposed

EDU-12-12-00005 Institutional accreditation for Title IV purposesTo conform Regents Rules to federal regulations relating to voluntary institutional accreditation for Title IV purposes

03-21-12 Proposed

EDU-12-12-00006 Landscape ArchitectureAlign Landscape Architect Registration Examination admission requirements with national standards and clarify professionalstudy and experience requirements for landscape architecture candidates

03-21-12 Proposed

ELECTIONS, STATE BOARD OF

SBE-43-11-00001 Amend information recorded in poll books (eliminate voter height/eye color); reduction of record retention regarding pollbookAmend existing regulation to comply with current federal statutory requirements

10-26-11 Proposed

02-29-12 Finalized

SBE-08-12-00020 Disclosure of Independent ExpendituresSet requirements relative to disclosure of independent expenditures

02-22-12 Proposed

ID Number Issue Date Action QUARTERLY INDEX

10

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ENVIRONMENTAL CONSERVATION, DEPARTMENT OF

ENV-47-10-00015 This rule amends the environmental assessment forms in 6 NYCRR 617.20, appendices A-CThe purpose of the rule is to update the environmental assessment forms

11-24-10 Proposed

02-15-12 Finalized

ENV-20-11-00003 Mechanically propelled vessel use restrictions on Thirteenth LakeTo prohibit the use of mechanically propelled vessels, other than electric powered vessels on Thirteenth Lake

05-18-11 Proposed

10-19-11 Finalized

ENV-39-11-00020 High Volume Hydraulic FracturingAdministrative changes to existing regulations and regulation of activities associated with high volume hydraulic fracturing

09-28-11 Proposed

ENV-42-11-00023 To amend Part 189 related to the discovery of chronic wasting disease in deer in MarylandTo prevent importation chronic wasting disease infectious material from the State of Maryland into New York

10-19-11 Proposed

01-11-12 Finalized

ENV-47-11-00012 Water withdrawal permit, reporting and registration programImplement amendments to Environmental Conservation Law (ECL) article 15 title 15, key provisions of ECL article 15 title16, 6 NYCRR 675 and ECL article 15 title 33

11-23-11 Proposed

ENV-48-11-00001 Sanitary Condition of Shellfish LandsTo reclassify underwater lands to prohibit the harvest of shellfish

11-30-11 Emergency/Proposed

02-22-12 Emergency

03-14-12 Finalized

ENV-50-11-00003 Conforming the requirement for best available retrofit technology to recent statutory changes and court decisionsTo make Part 248 consistent with the amendments to New York Environmental Conservation Law section 19-0323 andrecent Court decisions

12-14-11 Proposed

ENV-50-11-00004 Sewage sludge incineration unitsTo regulate the emission of air contaminants from existing sewage sludge incineration units

12-14-11 Proposed

ENV-03-12-00008 Commercial and recreational harvest regulations for tautog (blackfish)To reduce harvest of Tautog in order to remain in compliance with the ASMFC and allow for the overfished stock to recover

01-18-12 Emergency/Proposed

ENV-03-12-00009 CO2 emissions from major electric generating facilitiesTo promulgate regulations targeting reductions in emissions of CO2 from major electric generating facilities

01-18-12 Proposed

ENV-03-12-00010 Analysis of environmental justice issues associated with the siting of major electric generating facilitiesTo promulgate regulations for the analysis of EJ issues associated with the siting of a major electric generating facility

01-18-12 Proposed

ENV-03-12-00011 Protected Native Plants ListTo protect endangered, threatened, rare and exploitably vulnerable plants by updating the plant lists

01-18-12 Proposed

ENV-07-12-00005 Sportfish activities and associated activitiesTo revise sportfishing regulations and associated activities including snakeheads caught by angling and commercial bait col-lection

02-15-12 Proposed

ID Number Issue Date Action QUARTERLY INDEX

11

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ENVIRONMENTAL CONSERVATION, DEPARTMENT OF

ENV-09-12-00007 Firewood Restrictions to Protect Forests from Invasive SpeciesTo make revisions to the current regulation to clarify it’s intent

02-29-12 Proposed

ENV-12-12-00021 To repeal 6 NYCRR Part 640 ‘‘Uniform Appearance Ticket’’ which is obsoleteTo repeal 6 NYCRR Part 640 ‘‘Uniform Appearance Ticket’’ which is obsolete

03-21-12 Proposed

FINANCIAL SERVICES, DEPARTMENT OF

DFS-45-11-00001 Excess Line Placements Governing StandardsTo implement Chapter 61 of the Laws of 2011, conforming to the federal Nonadmitted and Reinsurance Reform Act of 2010

11-09-11 Emergency

DFS-45-11-00003 The business conduct of mortgage loan servicersTo implement the purpose and provisions of the Mortgage Lending Reform Law of 2008 with respect to mortgage loanservicers

11-09-11 Emergency

DFS-48-11-00002 Standards for the management of the New York State Retirement SystemsTo ban the use of placement agents by investment advisors engaged by the state employees retirement system

11-30-11 Emergency

DFS-48-11-00011 Special Risk InsuranceTo revise the regulation to comply with Chapter 490 of the Laws of 2011

11-30-11 Emergency

DFS-49-11-00002 License, financial responsibility, education and test requirements for mortgage loan originatorsTo require that individuals engaging in mortgage loan origination activities must be licensed by the Superintendent ofFinancial Services (formerly the Superintendent of Banks)

12-07-11 Emergency

DFS-49-11-00003 Registration and financial responsibility requirements for mortgage loan servicersTo require mortgage loan servicers to be registered with the Superintendent (formerly the Superintendent of Banks)

12-07-11 Emergency

DFS-52-11-00002 Limitation of new enrollment to the Healthy NY high deductible plan pursuant to Section 4326(g) of the Insurance LawTo mitigate large premium increases for current enrollees in Healthy NY by limiting new enrollees to the high deductible plan

12-28-11 Emergency

DFS-52-11-00003 Workers’ Compensation InsuranceThis regulation is necessary to standardize the basis upon which the workers’ compensation assessments are calculated

12-28-11 Emergency

DFS-52-11-00004 Workers’ Compensation InsuranceThis regulation is necessary to standardize the basis upon which the workers’ compensation assessments are calculated

12-28-11 Proposed

03-07-12 Finalized

DFS-52-11-00005 Life SettlementsTo implement the provisions of chapter 499 of the Laws of 2009 as to license fees and financial accountability requirements

12-28-11 Proposed

03-21-12 Finalized

DFS-52-11-00008 Variable life insuranceTo amend 11 NYCRR Part 54 to authorize and provide exceptional treatment for private placement variable life insurance

12-28-11 Proposed

03-14-12 Finalized

ID Number Issue Date Action QUARTERLY INDEX

12

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FINANCIAL SERVICES, DEPARTMENT OF

DFS-52-11-00018 Special Risk InsuranceTo revise the regulation to comply with Chapter 490 of the Laws of 2011

12-28-11 Proposed

02-29-12 Emergency

DFS-52-11-00019 Independent AdjustersTo authorize the licensing of independent adjusters for multi-peril crop insurance

12-28-11 Proposed

DFS-01-12-00003 Suitability in Annuity TransactionsSet forth standards and procedures for recommendations to consumers with respect to annuity contracts

01-04-12 Emergency

DFS-01-12-00004 Use of Senior-specific Certifications and Professional Designations in the Sale of Life Insurance and AnnuitiesTo protect consumers from misleading use of senior-specific certifications and designations in the sale of life ins or annuities

01-04-12 Emergency

DFS-02-12-00004 Registration and financial responsibility requirements for mortgage loan servicers.To require mortgage loan servicers to be registered with the Superintendent (formerly the Superintendent of Banks)

01-11-12 Emergency

DFS-03-12-00002 Life SettlementsTo implement Chapter 499 of the Laws of 2009’s provisions of license fees and financial accountability requirements

01-18-12 Emergency

DFS-05-12-00002 The business conduct of mortgage loan servicersTo implement the purpose and provisions of the Mortgage Lending Reform Law of 2008 with respect to mortgage loanservicers

02-01-12 Emergency

DFS-05-12-00006 Excess Line Placements Governing StandardsTo implement Chapter 61 of the Laws of 2011, conforming to the federal Nonadmitted and Reinsurance Reform Act of 2010

02-01-12 Emergency

DFS-05-12-00010 Valuation of Annuity, Single Premium Life Insurance, Guaranteed Interest Contract and Other Deposit ReservesUse of substandard annuity mortality tables in valuing impaired lives under individual single premium immediate annuities

02-01-12 Proposed

DFS-06-12-00010 Financial statement filings and accounting practices and proceduresTo update citations in Part 83 to the Accounting Practices and Procedures Manual as of March 2011 (instead of 2010)

02-08-12 Proposed

DFS-08-12-00002 Standards for the management of the New York State Retirement SystemsTo ban the use of placement agents by investment advisors engaged by the state employees retirement system

02-22-12 Emergency

DFS-09-12-00008 Minimum Standards for the New York State Partnership for Long-Term Care ProgramTo amend minimum standards for inflation protection, to add a new plan and add disclosure requirements relating to reci-procity

02-29-12 Proposed

DFS-10-12-00001 License, financial responsibility, education and test requirements for mortgage loan originatorsTo require that individuals engaging in mortgage loan origination activities must be licensed by the Superintendent ofFinancial Services (formerly the Superintendent of Banks)

03-07-12 Emergency

DFS-12-12-00004 Limitation of new enrollment to the Healthy NY high deductible plan pursuant to Section 4326(g) of the Insurance LawTo mitigate large premium increases for current enrollees in Healthy NY by limiting new enrollees to the high deductible plan

03-21-12 Emergency

ID Number Issue Date Action QUARTERLY INDEX

13

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FINANCIAL SERVICES, DEPARTMENT OF

DFS-13-12-00001 Unauthorized Providers of Health ServicesPromulgates standards and procedures for investigating and suspending or removing the authorization for health serviceproviders

03-28-12 Emergency

HEALTH, DEPARTMENT OF

HLT-14-94-00006 Payment methodology for HIV/AIDS outpatient servicesTo expand the current payment to incorporate pricing for services

04-06-94 Proposed

09-14-94 Continued

HLT-15-11-00021 Early Intervention ProgramRevise reimbursement methodology for early intervention program

04-13-11 Proposed

HLT-37-11-00017 Qualified Health Information Technology EntitiesTo broaden the definition of a Service Bureau to include Qualified Entities

09-14-11 Proposed

02-15-12 Finalized

HLT-39-11-00006 Accreditation of General Hospitals and Diagnostic and Treatment CentersTo update accreditation provisions for general hospitals and diagnostic and treatment centers

09-28-11 Proposed

02-22-12 Finalized

HLT-39-11-00007 Medicaid Benefit Limits for Enteral Formula, Prescription Footwear, and Compression StockingsEstablishes Medicaid benefit limitations on coverage of enteral formula, prescription footwear, and compression stockings

09-28-11 Proposed

10-19-11 Emergency

12-21-11 Emergency

02-15-12 Emergency

03-28-12 Finalized

HLT-39-11-00008 Observation Unit Operating StandardsTo provide operating standards for observation units

09-28-11 Proposed

01-11-12 Finalized

HLT-39-11-00019 July 2011 Ambulatory Patient Groups (APGs) Payment MethodologyTo refine the APG payment methodology

09-28-11 Proposed

01-04-12 Finalized

HLT-42-11-00001 Distributions from the Health Care Initiatives Pool for Poison Control Center OperationsRevises the methodology for distributing HCRA grant funding to Regional Poison Control Centers (RPCCs)

10-19-11 Proposed

01-11-12 Emergency

01-18-12 Finalized

HLT-42-11-00009 Audits of Institutional Cost Reports (ICR)To impose a fee schedule on general hospitals related to the filing of ICRs sufficient to cover the costs of auditing the ICRs

10-19-11 Emergency

HLT-42-11-00013 Managed Care Organizations (MCOs)To specify approval standards for asset transfers or loans proposed by MCOs

10-19-11 Emergency

ID Number Issue Date Action QUARTERLY INDEX

14

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HEALTH, DEPARTMENT OF

HLT-42-11-00014 Personal Care Services Program (PCSP) and Consumer Directed Personal Assistance Program (CDPAP)To establish definitions, criteria and requirements associated with the provision of continuous PC and continuous CDPA ser-vices

10-19-11 Emergency

HLT-43-11-00017 Hospital Quality ContributionTo collect thirty million dollars annually for the Medical Indemnity Fund

10-26-11 Proposed

01-18-12 Emergency

02-15-12 Finalized

HLT-43-11-00018 Reduction to Statewide Base PriceImposes a reduction to the statewide base price as an interim measure

10-26-11 Proposed

01-18-12 Emergency

02-22-12 Finalized

HLT-43-11-00019 Medicaid Managed Care ProgramsTo repeal old and outdated regulations and to consolidate all managed care regulations to make them consistent with stat-ute

10-26-11 Proposed

01-18-12 Emergency

03-14-12 Emergency

HLT-44-11-00003 Amendment to Limitations of Operating CertificatesTo allow PHL Article 28 facilities to operate at sites not designated on their operating certificate during an emergency.

11-02-11 Emergency

HLT-44-11-00021 HIV/AIDS Testing, Reporting and Confidentiality of HIV Related InformationTo increase HIV Testing and to promote HIV positive persons entering into treatment

11-02-11 Proposed

02-22-12 Finalized

HLT-44-11-00022 Managed Care Organizations (MCOs)To specify approval standards for asset transfers or loans proposed by MCOs

11-02-11 Proposed

01-18-12 Emergency

02-15-12 Finalized

HLT-44-11-00023 Potentially Preventable Negative OutcomesDenies additional reimbursement for hospital acquired conditions

11-02-11 Proposed

12-21-11 Emergency

02-01-12 Finalized

HLT-46-11-00002 Authority to Collect Pharmacy Acquisition CostEstablishes a requirement that each enrolled pharmacy report actual acquisition cost of a prescription drug to the Depart-ment

11-16-11 Emergency

HLT-49-11-00007 Amendment to Limitations of Operating CertificatesTo allow Public Health Law Article 28 facilities to operate at sites not designated on their operating certificate during anemergency

12-07-11 Proposed

01-25-12 Emergency

03-07-12 Finalized

HLT-50-11-00001 Hospital Temporary Rate AdjustmentsNo longer require that a merger, acquisition or consolidation needs to occur on or after the year the rate is based upon

12-14-11 Emergency

ID Number Issue Date Action QUARTERLY INDEX

15

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HEALTH, DEPARTMENT OF

HLT-50-11-00015 October 2011 Ambulatory Patient Groups (APGs) Payment MethodologyTo refine the APG payment methodology

12-14-11 Proposed

01-11-12 Emergency

03-07-12 Emergency

03-14-12 Finalized

HLT-01-12-00001 NYS Medical Indemnity FundTo provide the structure within which the NYS Medical Indemnity Fund will operate.

01-04-12 Emergency

HLT-02-12-00016 Home Care Services Worker RegistryGuidance for workers, providers etc. regarding the rights, duties & responsibilities for the Home Care Services Worker Reg-istry

01-11-12 Proposed

HLT-03-12-00001 Municipal Public Health Services Plan - Radioactive Material and Radiation EquipmentTo establish funding for certified counties to inspect radiation equipment and the NYCDOHMH to conduct licensing andinspections

01-18-12 Emergency

HLT-03-12-00004 Personal Care Services Program (PCSP) and Consumer Directed Personal Assistance Program (CDPAP)To establish definitions, criteria and requirements associated with the provision of continuous PC and continuous CDPAservices.

01-18-12 Emergency

HLT-03-12-00005 Audits of Institutional Cost Reports (ICR)To impose a fee schedule on general hospitals related to the filing of ICRs sufficient to cover the costs of auditing the ICRs

01-18-12 Emergency

HLT-05-12-00011 Episodic Pricing for Certified Home Health Agencies (CHHA)To control over-utilization of CHHA services and more appropriately align payment with services

02-01-12 Proposed

HLT-07-12-00001 Authority to Collect Pharmacy Acquisition CostEstablishes a requirement that each enrolled pharmacy report actual acquisition cost of a prescription drug to theDepartment.

02-15-12 Emergency

HLT-09-12-00001 Adverse Event Reporting Via NYPORTS SystemTo update current provisions to conform with current practice

02-29-12 Proposed

HLT-09-12-00004 Temporary Rate Adjustment (TRA) - Residential Health Care Facilities (RHCF) (Nursing Homes)To provide a TRA to eligible RHCFs subject to or impacted by closure, merger, acquisition, consolidation, or restructuring

02-29-12 Emergency

HLT-09-12-00005 Hospital Temporary Rate Adjustments.No longer require that a merger, acquisition or consolidation needs to occur on or after the year the rate is based upon.

02-29-12 Emergency

HLT-09-12-00006 Temporary Rate Adjustment (TRA) - Licensed Ambulatory Care Facilities (LACF)Expand TRA to include Article 28 LACFs subject to or affected by closure, merger, acquisition, consolidation, or restructur-ing

02-29-12 Emergency

HLT-13-12-00010 NYS Medical Indemnity FundTo provide the structure within which the NYS Medical Indemnity Fund will operate.

03-28-12 Emergency

ID Number Issue Date Action QUARTERLY INDEX

16

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HIGHER EDUCATION SERVICES CORPORATION

ESC-43-11-00020 Participation in the Tuition Assistance Program (TAP)To implement Part Z of Chapter 58 of the Laws of 2011

10-26-11 Proposed

01-04-12 Finalized

HOUSING AND COMMUNITY RENEWAL, DIVISION OF

HCR-44-11-00014 The regulations govern the implementation of the Rent Stabilization LawsTo comply with the Marriage Equality Act

11-02-11 Proposed

01-11-12 Finalized

HCR-44-11-00015 The regulations govern Public HousingTo comply with the Marriage Equality Act

11-02-11 Proposed

01-11-12 Finalized

HCR-44-11-00016 The regulations govern management and supervision of Mitchell-Lama housing companiesTo comply with the Marriage Equality Act

11-02-11 Proposed

01-11-12 Finalized

HCR-44-11-00017 The regulations govern implementation of the Rent Control LawsTo comply with the Marriage Equality Act

11-02-11 Proposed

01-11-12 Finalized

LABOR, DEPARTMENT OF

LAB-45-10-00020 Child PerformersTo establish regulations regarding the employment of child performers

11-10-10 Proposed

01-11-12 Revised

LAB-51-10-00013 Public Employees Occupational Safety and Health StandardsTo incorporate by reference updates to OSHA standards into the State Public Employee Occupational Safety and HealthStandards

12-22-10 Proposed

01-11-12 Finalized

LAB-40-11-00007 Public Employees Occupational Safety and Health StandardsTo incorporate by reference updates to OSHA standards into the State Public Employee Occupational Safety and HealthStandards

10-05-11 Proposed

LAW, DEPARTMENT OF

LAW-50-11-00002 Determining when funds escrowed in connection with the offer or sale of cooperative interests in realty may be releasedElimination of the Attorney General’s role in adjudicating such disputes

12-14-11 Proposed

LAW-08-12-00003 Freedom of Information LawTo provide detailed information about the manner in which the Law Department makes records available

02-22-12 Proposed

ID Number Issue Date Action QUARTERLY INDEX

17

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LONG ISLAND POWER AUTHORITY

LPA-08-01-00003 Pole attachments and related mattersTo approve revisions to the authority’s tariff

02-21-01 Proposed

LPA-41-02-00005 Tariff for electric serviceTo revise the tariff for electric service

10-09-02 Proposed

LPA-04-06-00007 Tariff for electric serviceTo adopt provisions of a ratepayer protection plan

01-25-06 Proposed

LPA-03-10-00004 Residential late payment chargesTo extend the application of late payment charges to residential customers

01-20-10 Proposed

LPA-51-11-00005 Daily Service, Monthly and Demand charges under the Authority’s Tariff for Electric ServiceTo increase certain Daily Service, Monthly and Demand charges to cover increases in the costs of Delivery Service

12-21-11 Proposed

03-21-12 Finalized

LPA-51-11-00006 The Authority’s Tariff for Electric ServiceTo make miscellaneous Tariff changes in connection with certain pole attachments and the Solar Hot Water Heatingprogram

12-21-11 Proposed

03-21-12 Finalized

LPA-51-11-00008 The Residential Service eligibility criteria of Authority’s Tariff for Electric ServiceTo expand and clarify the eligibility criteria for Residential Service

12-21-11 Proposed

03-21-12 Finalized

LPA-12-12-00022 Authority’s Tariff for Electric ServiceTo establish an on-bill energy efficiency loan recovery mechanism

03-21-12 Proposed

LONG ISLAND RAILROAD COMPANY

LIR-48-11-00005 To add outdoor ticketing, boarding or platform areas of terminals or stations to the areas where smoking is currentlyprohibitedTo conform LIRR Rules of Conduct to NY Public Health Law, article 13, section 1399-o and ensure continuation of enforce-ment powers

11-30-11 Proposed

02-15-12 Finalized

LOTTERY, DIVISION OF THE

LTR-42-11-00011 Powerball game design and Quick Draw game ‘‘draw’’ definitionTo conform to the changes required by the Powerball consortium and recent amendments to § 1612 of the Lottery forEducation Law

10-19-11 Proposed

12-21-11 Finalized

ID Number Issue Date Action QUARTERLY INDEX

18

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MENTAL HEALTH, OFFICE OF

OMH-46-11-00003 Rates of Reimbursement - Hospitals Licensed by the Office of Mental HealthFreeze rates of payments to freestanding psychiatric centers licensed under Mental Hygiene Law Article 31 effective1/1/12

11-16-11 Proposed

01-18-12 Finalized

OMH-46-11-00006 Clinic Treatment ProgramsAmend and clarify existing regulation and enable providers to seek reimbursement for certain services using State-only dol-lars

11-16-11 Emergency/Proposed

02-15-12 Emergency

03-14-12 Finalized

OMH-01-12-00002 Visitation and Inspection of FacilitiesTo create a new updated Part which reflects the agency’s expectations regarding visitation and inspection of facilities

01-04-12 Proposed

03-21-12 Finalized

OMH-03-12-00006 Behavioral Health Organization ImplementationTo inform providers of their responsibilities and the requirements associated with Behavioral Health Organizationimplementation

01-18-12 Emergency/Proposed

03-28-12 Finalized

OMH-13-12-00003 Prior Approval Review (PAR) for Quality and AppropriatenessTo add provisions for electronic submission of PAR applications

03-28-12 Proposed

METRO-NORTH COMMUTER RAILROAD

MCR-48-11-00004 To add outdoor ticketing, boarding or platform areas of terminals or stations to the areas where smoking is currentlyprohibitedTo conform MNR Rules to amendment to Public Health Law, article 13, section 1399-o and ensure continuation of enforce-ment powers

11-30-11 Proposed

02-15-12 Finalized

MOTOR VEHICLES, DEPARTMENT OF

MTV-48-11-00003 Waives skills test for a commercial drivers license for certain veterans who meet federal requirementsWaives skills test for a commercial drivers license for certain veterans who meet federal requirements

11-30-11 Proposed

02-08-12 Finalized

MTV-48-11-00009 Accident Prevention Course Internet and Other Technologies Pilot ProgramTo strengthen the Accident Prevention Course Internet and Other Technologies Pilot Program

11-30-11 Proposed

02-08-12 Finalized

MTV-52-11-00006 Franklin County motor vehicle use taxTo impose a Franklin County motor vehicle use tax

12-28-11 Proposed

02-29-12 Finalized

MTV-13-12-00004 Light vehicle diesel inspectionsRequire OBD II inspections on 1997 model year or newer light duty diesel passenger cars and trucks or light duty dieselvehicles

03-28-12 Proposed

ID Number Issue Date Action QUARTERLY INDEX

19

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NIAGARA FALLS WATER BOARD

NFW-01-12-00005 Adoption of a schedule of rates, fees and chargesTo pay for the increased costs necessary to operate, maintain and manage the system, and to achieve covenants withbondholders

01-04-12 Emergency/Proposed

03-28-12 Finalized

PEOPLE WITH DEVELOPMENTAL DISABILITIES, OFFICE FOR

PDD-41-11-00031 HCBS Waiver Monthly Community Habilitation ServicesTo establish Monthly Community Habilitation as a new HCBS waiver service

10-12-11 Proposed

PDD-43-11-00016 Provisions for medical director coverage in Article 16 clinicsTo scale medical director coverage to the size of the clinic

10-26-11 Proposed

03-14-12 Finalized

PDD-45-11-00015 Requirements pertaining to the investigation and review of serious reportable incidents and abuse allegationsTo clarify the effective date of recently promulgated regulations

11-09-11 Proposed

01-18-12 Finalized

PDD-45-11-00016 Methodology to determine the allowable costs of continuing lease arrangementsTo modify the method of determining allowable costs of continuing lease arrangements

11-09-11 Proposed

01-25-12 Finalized

PDD-52-11-00020 Behavior Management - Modifying or controlling maladaptive or inappropriate behaviorTo establish requirements for interventions used in the OPWDD system to modify or control maladaptive or inappropriatebehavior

12-28-11 Proposed

PDD-02-12-00017 IRA and community residence reimbursement methodologyTo update rent allowance offsets based on Supplemental Security Income (SSI) levels for 2012

01-11-12 Emergency/Proposed

03-21-12 Finalized

POWER AUTHORITY OF THE STATE OF NEW YORK

PAS-01-10-00010 Rates for the sale of power and energyUpdate ECSB Programs customers’ service tariffs to streamline them/include additional required information

01-06-10 Proposed

PAS-41-11-00026 Rates for the sale of power and energyTo maintain the system’s fiscal integrity; this increase in rates is not the result of a Authority rate increase to the Village

10-12-11 Proposed

01-04-12 Finalized

PAS-41-11-00028 Rates for the sale of power and energyTo align rates and costs

10-12-11 Proposed

01-04-12 Finalized

PAS-41-11-00029 Rates for the sale of power and energyTo recover the Authority’s costs

10-12-11 Proposed

01-04-12 Finalized

ID Number Issue Date Action QUARTERLY INDEX

20

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PUBLIC SERVICE COMMISSION

PSC-28-97-00032 General service by Central Hudson Gas & Electric CorporationTo limit certain special provisions

07-16-97 Proposed

PSC-34-97-00009 Collection agency fees by Consolidated Edison Company of New York, Inc.To pass collection agency fees on to the customer

08-27-97 Proposed

PSC-04-98-00015 Interconnection service overcharges by Niagara Mohawk Power CorporationTo consider a complaint by Azure Mountain Power Co.

01-28-98 Proposed

PSC-19-98-00008 Call forwarding by CPU Industries Inc./MKL Net, et al.To rehear the petition

05-13-98 Proposed

PSC-02-99-00006 Intralata freeze plan by New York Telephone CompanyTo approve the plan

01-13-99 Emergency/Proposed

04-07-99 Emergency

06-02-99 Emergency

PSC-09-99-00012 Transfer of books and records by Citizens Utilities CompanyTo relocate Ogden Telephone Company’s books and records out-of-state

03-03-99 Proposed

PSC-15-99-00011 Electronic tariff by Woodcliff Park Corp.To replace the company’s current tariff with an electronic tariff

04-14-99 Proposed

PSC-50-99-00009 Retail access uniform business practices by The Brooklyn Union Gas Company and KeySpan Gas East Corporation d/b/aBrooklyn Union of Long IslandTo approve a joint petition requesting a waiver extension of a requirement set forth in the commission’s order

12-15-99 Proposed

PSC-52-99-00006 Wide area rate center callingTo implement number conservation measures

12-29-99 Proposed

PSC-12-00-00001 Winter bundled sales service election date by Central Hudson Gas & Electric CorporationTo revise the date

03-22-00 Proposed

PSC-14-00-00004 NXX code in the 716 NPA by Broadview NetworksTo assign an NXX code in Buffalo

04-05-00 Emergency/Proposed

PSC-14-00-00026 Interconnection agreement between New York Telephone Company d/b/a Bell Atlantic-New York and Media Log, Inc.To review the terms and conditions of the negotiated agreement

04-05-00 Proposed

PSC-14-00-00027 Interconnection agreement between New York Telephone Company d/b/a Bell Atlantic-New York and Pilgrim Telephone,Inc.To review the terms and conditions of the negotiated agreement

04-05-00 Proposed

PSC-14-00-00029 Interconnection agreement between New York Telephone Company d/b/a Bell Atlantic-New York and CoreComm NewYork, Inc.To review the terms and conditions of the negotiated agreement

04-05-00 Proposed

ID Number Issue Date Action QUARTERLY INDEX

21

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PUBLIC SERVICE COMMISSION

PSC-16-00-00012 Termination of local telecommunications traffic by Hyperion Communications of New York, Inc.To determine appropriate compensation levels

04-19-00 Proposed

PSC-21-00-00007 Initial tariff schedule by Drew Road AssociationTo set forth the rates, charges, rules and regulations

05-24-00 Proposed

PSC-31-00-00026 Water service by Windover Water WorksTo abandon the water system

08-02-00 Proposed

PSC-33-00-00010 Electric rate and restructuring plan by Rochester Gas and Electric CorporationTo evaluate possible modifications

08-16-00 Proposed

PSC-36-00-00039 Steam increase by Consolidated Edison Company of New York, Inc.To provide for an annual increase in the first year of a proposed four-year rate plan

09-06-00 Proposed

PSC-37-00-00001 Interruptible gas customersTo ensure customers have an adequate supply of alternative fuel available

09-13-00 Emergency/Proposed

PSC-39-00-00004 Blockable central office codes by PaeTec Communications, Inc.To review the commission’s requirements for assignment of numbering resources

09-27-00 Proposed

PSC-44-00-00014 Recovery of costs through adjustment mechanisms by Consolidated Edison Company of New York, Inc.To permit the recovery of certain costs

11-01-00 Proposed

PSC-49-00-00007 Gas sales and purchases by Corning Natural Gas CorporationTo determine whether certain gas sales and purchases were in the public interest and whether customers should bear theresulting costs

12-06-00 Proposed

PSC-01-01-00023 Installation, maintenance and ownership of service laterals by Rochester Gas and Electric CorporationTo update and clarify the provisions

01-03-01 Proposed

PSC-06-01-00009 Uniform system of accounts by Rochester Gas and Electric CorporationTo defer an item of expense beyond the end of the year in which it was incurred

02-07-01 Proposed

PSC-13-01-00001 Request for accounting authorization by Rochester Gas and Electric CorporationTo defer an item of expense beyond the end of the year in which it was incurred

03-28-01 Proposed

PSC-13-01-00002 Request for accounting authorization by Rochester Gas and Electric CorporationTo defer an item of expense beyond the end of the year in which it was incurred

03-28-01 Proposed

PSC-13-01-00003 Request for accounting authorization by Rochester Gas and Electric CorporationTo defer an item of expense beyond the end of the year in which it was incurred

03-28-01 Proposed

PSC-15-01-00012 Transfer of a controlling leasehold interest by Huntley Power LLCTo approve the transfer

04-11-01 Proposed

ID Number Issue Date Action QUARTERLY INDEX

22

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PUBLIC SERVICE COMMISSION

PSC-22-01-00006 Con Edison’s phase 4 plan for retail access by AES Energy, Inc.To review the request for rehearing

05-30-01 Proposed

PSC-26-01-00012 Interconnection of networks between Sprint PCS and Verizon New York Inc.To review the terms and conditions of the negotiated agreement

06-27-01 Proposed

PSC-36-01-00010 Competitive metering by eBidenergy.comTo clarify meter ownership rules and requirements

09-05-01 Proposed

PSC-44-01-00005 Annual reconciliation of gas costs by Corning Natural Gas CorporationTo authorize the company to include certain gas costs

10-31-01 Proposed

PSC-01-02-00007 Accounting and rate treatment of proceeds by Consolidated Edison Company of New York, Inc.To consider proceeds from sale of nuclear generating facilities

01-02-02 Proposed

PSC-05-02-00005 Uniform system of accounts by Consolidated Edison Company of New York, Inc.To defer expenditures incurred in connection with emergency response services affected by the World Trade Center disas-ter

01-30-02 Proposed

PSC-06-02-00015 Network reliability performance mechanism by Consolidated Edison Company of New York, Inc.To earn rewards for meeting the targets of the network reliability performance mechanism

02-06-02 Proposed

PSC-07-02-00032 Uniform business practicesTo consider modification

02-13-02 Proposed

PSC-29-02-00014 Financing by Valley Energy, Inc.To issue a note and allocate costs

07-17-02 Proposed

PSC-49-02-00021 Requests for lightened regulation by PSEG Power Bellport, LLCTo consider the company’s request

12-04-02 Proposed

PSC-08-03-00009 Provision of gas service to World Kitchen IncorporatedTo establish terms and conditions

02-26-03 Proposed

PSC-09-03-00012 Incremental service line installations by New York State Electric & Gas CorporationTo revise the current flat rate per foot charged

03-05-03 Proposed

PSC-09-03-00014 Deferral accounting by Consolidated Edison Company of New York, Inc. and Orange and Rockland Utilities, Inc.To defer expense items beyond the end of the year(s) in which they were incurred

03-05-03 Proposed

PSC-11-03-00012 Economic development plan by New York State Electric & Gas CorporationTo consider the plan

03-19-03 Proposed

PSC-18-03-00004 Lightened regulation by East Hampton Power and Light Corporation (EHPLC)To provide for lightened regulation and grant financing approval

05-07-03 Proposed

ID Number Issue Date Action QUARTERLY INDEX

23

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PUBLIC SERVICE COMMISSION

PSC-22-03-00020 Inter-departmental gas pricing by Consolidated Edison Company of New York, Inc.To revise the method used in steam and steam-electric generating stations

06-04-03 Proposed

PSC-32-03-00020 Issuance of debt and approval of surcharge by Rainbow Water CompanyTo approve necessary financing

08-13-03 Proposed

PSC-34-03-00019 Issuance of securities by KeySpan East Corporation d/b/a KeySpan Energy Delivery Long IslandTo obtain authorization to issue securities

08-27-03 Proposed

PSC-35-03-00009 Interconnection agreement between Verizon New York Inc. and MCIMetro Access Transmission Services LLCTo amend the agreement

09-03-03 Proposed

PSC-36-03-00010 Performance assurance plan by Verizon New YorkTo consider changes

09-10-03 Proposed

PSC-39-03-00013 Complaint by State University of New York (SUNY) regarding a NYSEG operating agreementTo consider the complaint

10-01-03 Proposed

PSC-40-03-00015 Receipt of payment of bills by St. Lawrence Gas CompanyTo revise the process

10-08-03 Proposed

PSC-41-03-00008 Lightened regulation by Sterling Power Partners, L.P.To consider granting lightened regulation

10-15-03 Proposed

PSC-41-03-00010 Annual reconciliation of gas expenses and gas cost recoveriesTo consider filings of various LDCs and municipalities

10-15-03 Proposed

PSC-41-03-00011 Annual reconciliation of gas expenses and gas cost recoveriesTo consider filings of various LDCs and municipalities

10-15-03 Proposed

PSC-42-03-00005 Interest rate by the Bath Electric, Gas, and Water SystemsTo use an alternate interest rate

10-22-03 Proposed

PSC-43-03-00036 Merchant function backout credit and transition balancing account by KeySpan Gas East CorporationTo continue the credit and account until May 31, 2005

10-29-03 Proposed

PSC-43-03-00037 Merchant function backout credit and transition balancing account by The Brooklyn Union Gas CompanyTo continue the credit and account until May 31, 2005

10-29-03 Proposed

PSC-44-03-00009 Retail access data between jurisdictional utilitiesTo accommodate changes in retail access market structure or commission mandates

11-05-03 Proposed

PSC-47-03-00024 Lightened regulation and financing approval by Medford Energy LLCTo consider the requests

11-26-03 Proposed

ID Number Issue Date Action QUARTERLY INDEX

24

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PUBLIC SERVICE COMMISSION

PSC-02-04-00008 Delivery rates for Con Edison’s customers in New York City and Westchester County by the City of New YorkTo rehear the Nov. 25, 2003 order

01-14-04 Proposed

PSC-06-04-00009 Transfer of ownership interest by SCS Energy LLC and AE Investors LLCTo transfer interest in Steinway Creek Electric Generating Company LLC to AE Investors LLC

02-11-04 Proposed

PSC-10-04-00005 Temporary protective orderTo consider adopting a protective order

03-10-04 Proposed

PSC-10-04-00008 Interconnection agreement between Verizon New York Inc. and VIC-RMTS-DC, L.L.C. d/b/a Verizon AvenueTo amend the agreement

03-10-04 Proposed

PSC-14-04-00008 Submetering of natural gas service to industrial and commercial customers by Hamburg FairgroundsTo submeter gas service to commercial customers located at the Buffalo Speedway

04-07-04 Proposed

PSC-15-04-00022 Submetering of electricity by Glenn Gardens Associates, L.P.To permit submetering at 175 W. 87th St., New York, NY

04-14-04 Proposed

PSC-19-04-00010 Abandonment of water system by Antlers of Raquette Lake, Inc.To allow Antlers of Raquette Lake, Inc. to abandon its water system

05-12-04 Proposed

PSC-21-04-00013 Verizon performance assurance plan by Metropolitan TelecommunicationsTo clarify the appropriate performance level

05-26-04 Proposed

PSC-22-04-00010 Approval of new types of electricity meters by Powell Power Electric CompanyTo permit the use of the PE-1250 electronic meter

06-02-04 Proposed

PSC-22-04-00013 Major gas rate increase by Consolidated Edison Company of New York, Inc.To increase annual gas revenues

06-02-04 Proposed

PSC-22-04-00016 Master metering of water by South Liberty CorporationTo waive the requirement for installation of separate water meters

06-02-04 Proposed

PSC-25-04-00012 Interconnection agreement between Frontier Communications of Ausable Valley, Inc., et al. and Sprint CommunicationsCompany, L.P.To amend the agreement

06-23-04 Proposed

PSC-27-04-00008 Interconnection agreement between Verizon New York Inc. and various Verizon wireless affiliatesTo amend the agreement

07-07-04 Proposed

PSC-27-04-00009 Interconnection agreement between Verizon New York Inc. and various Verizon wireless affiliatesTo amend the agreement

07-07-04 Proposed

PSC-28-04-00006 Approval of loans by Dunkirk & Fredonia Telephone Company and Cassadaga Telephone CorporationTo authorize participation in the parent corporation’s line of credit

07-14-04 Proposed

ID Number Issue Date Action QUARTERLY INDEX

25

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PUBLIC SERVICE COMMISSION

PSC-31-04-00023 Distributed generation service by Consolidated Edison Company of New York, Inc.To provide an application form

08-04-04 Proposed

PSC-34-04-00031 Flat rate residential service by Emerald Green Lake Louise Marie Water Company, Inc.To set appropriate level of permanent rates

08-25-04 Proposed

PSC-35-04-00017 Application form for distributed generation by Orange and Rockland Utilities, Inc.To establish a new supplementary application form for customers

09-01-04 Proposed

PSC-43-04-00016 Accounts recievable by Rochester Gas and Electric CorporationTo include in its tariff provisions for the purchase of ESCO accounts recievable

10-27-04 Proposed

PSC-46-04-00012 Service application form by Consolidated Edison Company of New York, Inc.To revise the form and make housekeeping changes

11-17-04 Proposed

PSC-46-04-00013 Rules and guidelines governing installation of metering equipmentTo establish uniform statewide business practices

11-17-04 Proposed

PSC-02-05-00006 Violation of the July 22, 2004 order by Dutchess Estates Water Company, Inc.To consider imposing remedial actions against the company and its owners, officers and directors

01-12-05 Proposed

PSC-09-05-00009 Submetering of natural gas service by Hamlet on Olde Oyster BayTo consider submetering of natural gas to a commercial customer

03-02-05 Proposed

PSC-14-05-00006 Request for deferred accounting authorization by Freeport Electric Inc.To defer expenses beyond the end of the fiscal year

04-06-05 Proposed

PSC-18-05-00009 Marketer Assignment Program by Consolidated Edison Company of New York, Inc.To implement the program

05-04-05 Proposed

PSC-20-05-00028 Delivery point aggregation fee by Allied Frozen Storage, Inc.To review the calculation of the fee

05-18-05 Proposed

PSC-25-05-00011 Metering, balancing and cashout provisions by Central Hudson Gas & Electric CorporationTo establish provisions for gas customers taking service under Service Classification Nos. 8, 9 and 11

06-22-05 Proposed

PSC-27-05-00018 Annual reconciliation of gas costs by New York State Electric & Gas CorporationTo consider the manner in which the gas cost incentive mechanism has been applied

07-06-05 Proposed

PSC-41-05-00013 Annual reconciliation of gas expenses and gas cost recoveries by local distribution companies and municipalitiesTo consider the filings

10-12-05 Proposed

PSC-45-05-00011 Treatment of lost and unaccounted gas costs by Corning Natural Gas CorporationTo defer certain costs

11-09-05 Proposed

ID Number Issue Date Action QUARTERLY INDEX

26

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PUBLIC SERVICE COMMISSION

PSC-46-05-00015 Sale of real and personal property by the Brooklyn Union Gas Company d/b/a KeySpan Energy Delivery New York andSteel Arrow, LLCTo consider the sale

11-16-05 Proposed

PSC-47-05-00009 Transferral of gas supplies by Corning Natural Gas CorporationTo approve the transfer

11-23-05 Proposed

PSC-50-05-00008 Long-term debt by Saratoga Glen Hollow Water Supply Corp.To obtain long-term debt

12-14-05 Proposed

PSC-04-06-00024 Transfer of ownership interests by Mirant NY-Gen LLC and Orange and Rockland Utilities, Inc.To approve of the transfer

01-25-06 Proposed

PSC-06-06-00015 Gas curtailment policies and proceduresTo examine the manner and extent to which gas curtailment policies and procedures should be modified and/or established

02-08-06 Proposed

PSC-07-06-00009 Modification of the current Environmental Disclosure ProgramTo include an attributes accounting system

02-15-06 Proposed

PSC-22-06-00019 Hourly pricing by National GridTo assess the impacts

05-31-06 Proposed

PSC-22-06-00020 Hourly pricing by New York State Electric & Gas CorporationTo assess the impacts

05-31-06 Proposed

PSC-22-06-00021 Hourly pricing by Rochester Gas & Electric CorporationTo assess the impacts

05-31-06 Proposed

PSC-22-06-00022 Hourly pricing by Consolidated Edison Company of New York, Inc.To assess the impacts

05-31-06 Proposed

PSC-22-06-00023 Hourly pricing by Orange and Rockland Utilities, Inc.To assess the impacts

05-31-06 Proposed

PSC-24-06-00005 Supplemental home energy assistance benefitsTo extend the deadline to Central Hudson’s low-income customers

06-14-06 Emergency/Proposed

PSC-25-06-00017 Purchased power adjustment by Massena Electric DepartmentTo revise the method of calculating the purchased power adjustment and update the factor of adjustment

06-21-06 Proposed

PSC-34-06-00009 Inter-carrier telephone service quality standards and metrics by the Carrier Working GroupTo incorporate appropriate modifications

08-23-06 Proposed

PSC-37-06-00015 Procedures for estimation of customer bills by Rochester Gas and Electric CorporationTo consider estimation procedures

09-13-06 Proposed

ID Number Issue Date Action QUARTERLY INDEX

27

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PUBLIC SERVICE COMMISSION

PSC-37-06-00017 Procedures for estimation of customer bills by Rochester Gas and Electric CorporationTo consider estimation procedures

09-13-06 Proposed

PSC-39-06-00018 Order establishing rate plan by Central Hudson Gas & Electric Corporation and the Consumer Protection BoardTo consider the petitions for rehearing

09-27-06 Proposed

PSC-39-06-00019 Investigation of Richard M. Osborne by Corning Natural Gas CorporationTo determine the interests, plans and commitments that will be in place if he is successful in blocking the merger of CorningGas and C&T Enterprises

09-27-06 Proposed

PSC-39-06-00022 Uniform business practices and related matters by U.S. Energy Savings CorporationTo establish a contest period

09-27-06 Proposed

PSC-40-06-00005 Orion Integral automatic meter reading transmitter by New York State Electric and Gas CorporationTo permit gas utilities in NYS to use the Badger Meter Incorporated Orion Integral transmitters

10-04-06 Proposed

PSC-42-06-00011 Submetering of electricity by 225 5th LLCTo submeter electricity at 255 Fifth Ave., New York, NY

10-18-06 Proposed

PSC-43-06-00014 Electric delivery services by Strategic Power Management, Inc.To determine the proper mechanism for the rate-recovery of costs

10-25-06 Proposed

PSC-44-06-00014 Electric power outages in Northwest Queens by Consolidated Edison Company of New York, Inc.To review the terms and conditions of the agreement

11-01-06 Proposed

PSC-45-06-00007 Alleged failure to provide electricity by Robert AndrewsTo assess validity of allegations and appropriateness of fines

11-08-06 Proposed

PSC-51-06-00021 Approval of a loan by Arbor Hills Waterworks, Inc.To approve a loan as a well as a surcharge

12-20-06 Proposed

PSC-01-07-00031 Enforcement mechanisms by National Fuel Gas Distribution CorporationTo modify enforcement mechanisms

01-03-07 Proposed

PSC-04-07-00012 Petition for rehearing by Orange and Rockland Utilities, Inc.To clarify the order

01-24-07 Proposed

PSC-06-07-00015 Meter reading and billing practices by Central Hudson Gas & Electric CorporationTo continue current meter reading and billing practices for electric service

02-07-07 Proposed

PSC-06-07-00020 Meter reading and billing practices by Central Hudson Gas & Electric CorporationTo continue current meter reading and billing practices for gas service

02-07-07 Proposed

PSC-11-07-00010 Investigation of the electric power outages by the Consolidated Edison Company of New York, Inc.To implement the recommendations in the staff’s investigation

03-14-07 Proposed

ID Number Issue Date Action QUARTERLY INDEX

28

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PUBLIC SERVICE COMMISSION

PSC-11-07-00011 Storm-related power outages by Consolidated Edison Company of New York, Inc.To modify the company’s response to power outages, the timing for any such changes and other related matters

03-14-07 Proposed

PSC-17-07-00008 Interconnection agreement between Verizon New York Inc. and BridgeCom International, Inc.To amend the agreement

04-25-07 Proposed

PSC-18-07-00010 Existing electric generating stations by Independent Power Producers of New York, Inc.To repower and upgrade existing electric generating stations owned by Rochester Gas and Electric Corporation

05-02-07 Proposed

PSC-20-07-00016 Tariff revisions and making rates permanent by New York State Electric & Gas CorporationTo seek rehearing

05-16-07 Proposed

PSC-21-07-00007 Natural Gas Supply and Acquisition Plan by Corning Natural Gas CorporationTo revise the rates, charges, rules and regulations for gas service

05-23-07 Proposed

PSC-22-07-00015 Demand Side Management Program by Consolidated Edison Company of New York, Inc.To recover incremental program costs and lost revenue

05-30-07 Proposed

PSC-23-07-00022 Supplier, transportation, balancing and aggregation service by National Fuel Gas Distribution CorporationTo explicitly state in the company’s tariff that the threshold level of elective upstream transmission capacity is a maximum of112,600 Dth/day of marketer-provided upstream capacity

06-06-07 Proposed

PSC-24-07-00012 Gas Efficiency Program by the City of New YorkTo consider rehearing a decision establishing a Gas Efficiency Program

06-13-07 Proposed

PSC-28-07-00014 Initial tariff schedule by Castleview Development Water-Works CorporationTo set forth the initial rates, charges, rules and regulations under which the company will operate

07-11-07 Proposed

PSC-39-07-00017 Gas bill issuance charge by New York State Electric & Gas CorporationTo create a gas bill issuance charge unbundled from delivery rates

09-26-07 Proposed

PSC-41-07-00009 Submetering of electricity rehearingTo seek reversal

10-10-07 Proposed

PSC-42-07-00012 Energy efficiency program by Orange and Rockland Utilities, Inc.To consider any energy efficiency program for Orange and Rockland Utilities, Inc.’s electric service

10-17-07 Proposed

PSC-42-07-00013 Revenue decoupling by Orange and Rockland Utilities, Inc.To consider a revenue decoupling mechanism for Orange and Rockland Utilities, Inc.

10-17-07 Proposed

PSC-45-07-00005 Customer incentive programs by Orange and Rockland Utilities, Inc.To establish a tariff provision

11-07-07 Proposed

PSC-02-08-00006 Additional central office codes in the 315 area code regionTo consider options for making additional codes

01-09-08 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-03-08-00006 Rehearing of the accounting determinationsTo grant or deny a petition for rehearing of the accounting determinations

01-16-08 Proposed

PSC-04-08-00010 Granting of easement rights on utility property by Central Hudson Gas & Electric CorporationTo grant easement rights to Millennium Pipeline Company, L.L.C.

01-23-08 Proposed

PSC-04-08-00012 Marketing practices of energy service companies by the Consumer Protection Board and New York City Department ofConsumer AffairsTo consider modifying the commission’s regulation over marketing practices of energy service companies

01-23-08 Proposed

PSC-08-08-00016 Transfer of ownership by Entergy Nuclear Fitzpatrick LLC, et al.To consider the transfer

02-20-08 Proposed

PSC-12-08-00019 Extend the provisions of the existing electric rate plan by Rochester Gas and Electric CorporationTo consider the request

03-19-08 Proposed

PSC-12-08-00021 Extend the provisions of the existing gas rate plan by Rochester Gas and Electric CorporationTo consider the request

03-19-08 Proposed

PSC-13-08-00011 Waiver of commission policy and NYSEG tariff by Turner Engineering, PCTo grant or deny Turner’s petition

03-26-08 Proposed

PSC-13-08-00012 Voltage drops by New York State Electric & Gas CorporationTo grant or deny the petition

03-26-08 Proposed

PSC-23-08-00008 Petition requesting rehearing and clarification of the commission’s April 25, 2008 order denying petition of public utility lawprojectTo consider whether to grant or deny, in whole or in part, the May 7, 2008 Public Utility Law Project (PULP) petition forrehearing and clarification of the commission’s April 25, 2008 order denying petition of Public Utility Law Project

06-04-08 Proposed

PSC-23-08-00009 The transfer of certain real property with an original cost under $100,000 in the Town of ThroopTo consider the filing for the transfer of certain real property in the Town of Throop

06-04-08 Proposed

PSC-25-08-00007 Policies and procedures regarding the selection of regulatory proposals to meet reliability needsTo establish policies and procedures regarding the selection of regulatory proposals to meet reliability needs

06-18-08 Proposed

PSC-25-08-00008 Report on Callable Load OpportunitiesRider U report assessing callable load opportunities in New York City and Westchester County during the next 10 years

06-18-08 Proposed

PSC-26-08-00021 To modify rates and chargesTo allow the company to charge developers $10,000 for each new home attached to the water system

06-25-08 Proposed

PSC-28-08-00004 Con Edison’s procedure for providing customers access to their account informationTo consider Con Edison’s implementation plan and timetable for providing customers access to their account information

07-09-08 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-31-08-00025 Recovery of reasonable DRS costs from the cost mitigation reserve (CMR)To authorize recovery of the DRS costs from the CMR

07-30-08 Proposed

PSC-32-08-00009 The ESCO referral program for KEDNY to be implemented by October 1, 2008To approve, reject or modify, in whole or in part, KEDNY’s recommended ESCO referral program

08-06-08 Proposed

PSC-33-08-00008 Noble Allegany’s request for lightened regulationTo consider Noble Allegany’s request for lightened regulation as an electric corporation

08-13-08 Proposed

PSC-36-08-00019 Land Transfer in the Borough of Manhattan, New YorkTo consider petition for transfer of real property to NYPH

09-03-08 Proposed

PSC-39-08-00010 RG&E’s economic development plan and tariffsConsideration of the approval of RG&E’s economic development plan and tariffs

09-24-08 Proposed

PSC-40-08-00010 Loans from regulated company to its parentTo determine if the cash management program resulting in loans to the parent should be approved

10-01-08 Proposed

PSC-41-08-00009 Transfer of control of cable TV franchiseTo determine if the transfer of control of Margaretville’s cable TV subsidiary should be approved

10-08-08 Proposed

PSC-43-08-00014 Annual Reconcilliation of Gas Expenses and Gas Cost RecoveriesThe filings of various LDCs and municipalities regarding their Annual Reconciliation of Gas Expenses and Gas Cost Recover-ies

10-22-08 Proposed

PSC-46-08-00008 Property transfer in the Village of Avon, New YorkTo consider a petition for the transfer of street lighting and attached equipment to the Village of Avon, New York

11-12-08 Proposed

PSC-46-08-00010 A transfer of indirect ownership interests in nuclear generation facilitiesConsideration of approval of a transfer of indirect ownership interests in nuclear generation facilities

11-12-08 Proposed

PSC-46-08-00014 The attachment of cellular antennae to an electric transmission towerTo approve, reject or modify the request for permission to attach cellular antennae to an electric transmission tower

11-12-08 Proposed

PSC-48-08-00005 A National Grid high efficiency gas heating equipment rebate programTo expand eligibility to customers converting from oil to natural gas

11-26-08 Proposed

PSC-48-08-00008 Petition for the master metering and submetering of electricityTo consider the request of Bay City Metering, to master meter & submeter electricity at 345 E. 81st St., New York, NewYork

11-26-08 Proposed

PSC-48-08-00009 Petition for the submetering of electricityTo consider the request of PCV/ST to submeter electricity at Peter Cooper Village & Stuyvesant Town, New York, NewYork

11-26-08 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-50-08-00018 Market Supply ChargeA study on the implementation of a revised Market Supply Charge

12-10-08 Proposed

PSC-51-08-00006 Commission’s October 27, 2008 Order on Future of Retail Access Programs in Case 07-M-0458To consider a Petition for rehearing of the Commission’s October 27, 2008 Order in Case 07-M-0458

12-17-08 Proposed

PSC-51-08-00007 Commission’s October 27, 2008 Order in Cases 98-M-1343, 07-M-1514 and 08-G-0078To consider Petitions for rehearing of the Commission’s October 27, 2008 Order in Cases 98-M-1343, 07-M-1514 and 08-G-0078

12-17-08 Proposed

PSC-53-08-00011 Use of deferred Rural Telephone Bank fundsTo determine if the purchase of a softswitch by Hancock is an appropriate use of deferred Rural Telephone Bank funds

12-31-08 Proposed

PSC-53-08-00012 Transfer of permanent and temporary easements at 549-555 North Little Tor Road, New City, NYTransfer of permanent and temporary easements at 549-555 North Little Tor Road, New City, NY

12-31-08 Proposed

PSC-53-08-00013 To transfer common stock and ownershipTo consider transfer of common stock and ownership

12-31-08 Proposed

PSC-01-09-00015 FCC decision to redefine service area of Citizens/FrontierReview and consider FCC proposed redefinition of Citizens/Frontier service area

01-07-09 Proposed

PSC-02-09-00010 Competitive classification of independent local exchange company, and regulatory relief appropriate theretoTo determine if Chazy & Westport Telephone Corporation more appropriately belongs in scenario 1 rather than scenario 2

01-14-09 Proposed

PSC-05-09-00008 Revenue allocation, rate design, performance metrics, and other non-revenue requirement issues.To consider any remaining non-revenue requirement issues related to the Company’s May 9, 2008 tariff filing.

02-04-09 Proposed

PSC-05-09-00009 Numerous decisions involving the steam system including cost allocation, energy efficiency and capital projectsTo consider the long term impacts on steam rates and on public policy of various options concerning the steam system

02-04-09 Proposed

PSC-06-09-00007 Interconnection of the networks between Frontier Comm. and WVT Communications for local exchange service andexchange accessTo review the terms and conditions of the negotiated agreement between Frontier Comm. and WVT Comm.

02-11-09 Proposed

PSC-07-09-00015 Transfer certain utility assets located in the Town of Montgomery from plant held for future use to non-utility propertyTo consider the request to transfer certain utility assets located in the Town of Montgomery to non-utility assets

02-18-09 Proposed

PSC-07-09-00017 Request for authorization to defer the incremental costs incurred in the restoration work resulting from the ice stormTo allow the company to defer the incremental costs incurred in the restoration work resulting from the ice storm

02-18-09 Proposed

PSC-07-09-00018 Whether to permit the submetering of natural gas service to an industrial and commercial customer at Cooper Union, NewYork, NYTo consider the request of Cooper Union, to submeter natural gas at 41 Cooper Square, New York, New York

02-18-09 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-11-09-00008 Transfer of propertyConsideration of a petition for the transfer (sale) of property by Niagara Mohawk d/b/a National Grid03-18-09 Proposed

PSC-12-09-00010 Charges for commodityTo charge customers for commodity costs03-25-09 Proposed

PSC-12-09-00012 Charges for commodityTo charge customers for commodity costs03-25-09 Proposed

PSC-13-09-00008 Options for making additional central office codes available in the 718/347 numbering plan areaTo consider options for making additional central office codes available in the 718/347 numbering plan area

04-01-09 Proposed

PSC-14-09-00014 The regulation of revenue requirements for municipal utilities by the Public Service CommissionTo determine whether the regulation of revenue requirements for municipal utilities should be modified

04-08-09 Proposed

PSC-16-09-00010 Petition for the submetering of electricityTo consider the request of AMPS on behalf of Park Imperial to submeter electricity at 230 W. 56th Street, in New York,New York

04-22-09 Proposed

PSC-16-09-00020 Whether SUNY’s core accounts should be exempt from the mandatory assignment of local distribution company (LDC)capacityWhether SUNY’s core accounts should be exempt from the mandatory assignment of local distribution company (LDC)capacity

04-22-09 Proposed

PSC-17-09-00010 Whether to permit the use of Elster REX2 solid state electric meter for use in residential and commerical accountsTo permit electric utilities in New York State to use the Elster REX2

04-29-09 Proposed

PSC-17-09-00011 Whether Brooklyn Navy Yard Cogeneration Partners, L.P. should be reimbursed by Con Edison for past and future usetaxesWhether Brooklyn Navy Yard Cogeneration Partners, L.P. should be reimbursed by Con Edison for past and future usetaxes

04-29-09 Proposed

PSC-17-09-00012 Petition for the submetering of gas at commercial propertyTo consider the request of Turner Construction, to submeter natural gas at 550 Short Ave., & 10 South St., GovernorsIsland, NY

04-29-09 Proposed

PSC-17-09-00014 Benefit-cost framework for evaluating AMI programs prepared by the DPS StaffTo consider a benefit-cost framework for evaluating AMI programs prepared by the DPS Staff

04-29-09 Proposed

PSC-17-09-00015 The construction of a tower for wireless antennas on land owned by National GridTo approve, reject or modify the petition to build a tower for wireless antennas in the Town of Onondaga

04-29-09 Proposed

PSC-18-09-00012 Petition for rehearing of Order approving the submetering of electricityTo consider the request of Frank Signore to rehear petition to submeter electricity at One City Place in White Plains, NewYork

05-06-09 Proposed

PSC-18-09-00013 Petition for the submetering of electricityTo consider the request of Living Opportunities of DePaul to submeter electricity at E. Main St. located in Batavia, New York

05-06-09 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-18-09-00017 Approval of an arrangement for attachment of wireless antennas to the utility’s transmission facilities in the City of YonkersTo approve, reject or modify the petition for the existing wireless antenna attachment to the utility’s transmission tower

05-06-09 Proposed

PSC-20-09-00015 Deferral of 2008 Transmission and Distribution Investment CostsTo consider a petition for deferral of certain transmission and distribution investment costs

05-20-09 Proposed

01-04-12 Finalized

PSC-20-09-00016 The recovery of, and accounting for, costs associated with the Companies’ advanced metering infrastructure (AMI) pilots etcTo consider a filing of the Companies as to the recovery of, and accounting for, costs associated with it’s AMI pilots etc

05-20-09 Proposed

PSC-20-09-00017 The recovery of, and accounting for, costs associated with CHG&E’s AMI pilot programTo consider a filing of CHG&E as to the recovery of, and accounting for, costs associated with it’s AMI pilot program

05-20-09 Proposed

PSC-22-09-00011 Cost allocation for Consolidated Edison’s East River Repowering ProjectTo determine whether any changes are warranted in the cost allocation of Consolidated Edison’s East River RepoweringProject

06-03-09 Proposed

PSC-25-09-00005 Whether to grant, deny, or modify, in whole or in part, the petitionWhether to grant, deny, or modify, in whole or in part, the petition

06-24-09 Proposed

PSC-25-09-00006 Electric utility implementation plans for proposed web based SIR application process and project status databaseTo determine if the proposed web based SIR systems are adequate and meet requirements needed for implementation

06-24-09 Proposed

PSC-25-09-00007 Electric rates for Consolidated Edison Company of New York, IncConsider a Petition for Rehearing filed by Consolidated Edison Company of New York, Inc

06-24-09 Proposed

PSC-27-09-00011 Interconnection of the networks between Vernon and tw telecom of new york I.p. for local exchange service and exchangeaccess.To review the terms and conditions of the negotiated agreement between Vernon and tw telecom of new york I.p.

07-08-09 Proposed

PSC-27-09-00014 Billing and payment for energy efficiency measures through utility billTo promote energy conservation

07-08-09 Proposed

PSC-27-09-00015 Interconnection of the networks between Oriskany and tw telecom of new york l.p. for local exchange service and exchangeaccessTo review the terms and conditions of the negotiated agreement between Oriskany and tw telecom of new york l.p

07-08-09 Proposed

PSC-29-09-00006 Petition for the submetering of electricity at a residential senior citizen facilityTo consider the request of Shinda Management Corp. to submeter electricity at 107-37 166th Street, Jamaica, New York

07-22-09 Proposed

PSC-29-09-00011 Consideration of utility compliance filingsConsideration of utility compliance filings

07-22-09 Proposed

PSC-30-09-00010 Additional funding for interim gas energy efficiency programs currently being implemented by Niagara MohawkTo fund the continued operation of Niagara Mohawk’s interim gas energy efficiency programs through October 31, 2009

07-29-09 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-32-09-00009 Cost allocation for Consolidated Edison’s East River Repowering ProjectTo determine whether any changes are warranted in the cost allocation of Consolidated Edison’s East River RepoweringProject

08-12-09 Proposed

PSC-32-09-00017 Petition for the submetering of electricityTo consider the request of 119 Third Avenue Associates, LLP, to submeter electricity at 181 E. 119th Street, New York,New York

08-12-09 Proposed

PSC-34-09-00016 Recommendations made in the Management Audit Final ReportTo consider whether to take action or recommendations contained in the Management Audit Final Report

08-26-09 Proposed

PSC-34-09-00017 To consider the transfer of control of Plattsburgh Cablevision, Inc. d/b/a Charter Communications to CH Communications,LLCTo allow the Plattsburgh Cablevision, Inc. to distribute its equity interest in CH Communications, LLC

08-26-09 Proposed

PSC-36-09-00008 The increase in the non-bypassable charge implemented by RG&E on June 1, 2009Considering exemptions from the increase in the non-bypassable charge implemented by RG&E on June 1, 2009

09-09-09 Proposed

PSC-37-09-00015 Sale of customer-generated steam to the Con Edison steam systemTo establish a mechanism for sale of customer-generated steam to the Con Edison steam system

09-16-09 Proposed

PSC-37-09-00016 Applicability of electronic signatures to Deferred Payment AgreementsTo determine whether electronic signatures can be accepted for Deferred Payment Agreements

09-16-09 Proposed

PSC-39-09-00015 Modifications to the $5 Bill Credit ProgramConsideration of petition of National Grid to modify the Low Income $5 Bill Credit Program

09-30-09 Proposed

PSC-39-09-00018 The offset of deferral balances with Positive Benefit AdjustmentsTo consider a petition to offset deferral balances with Positive Benefit Adjustments

09-30-09 Proposed

PSC-40-09-00013 Uniform System of Accounts - request for deferral and amortization of costsTo consider a petition to defer and amortize costs

10-07-09 Proposed

PSC-47-09-00009 Transfer of assets from utility plant to non-utility property and/or to a separate entityTransfer of assets

11-25-09 Proposed

PSC-51-09-00029 Rules and guidelines for the exchange of retail access data between jurisdictional utilities and eligible ESCOsTo revise the uniform Electronic Data Interchange Standards and business practices to incorporate a contest period

12-23-09 Proposed

PSC-51-09-00030 Waiver or modification of Capital Expenditure condition of mergerTo allow the companies to expend less funds for capital improvement than required by the merger

12-23-09 Proposed

PSC-52-09-00006 ACE’s petition for rehearing for an order regarding generator-specific energy deliverability study methodologyTo consider whether to change the Order Prescribing Study Methodology

12-30-09 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-52-09-00008 Approval for the New York Independent System Operator, Inc. to incur indebtedness and borrow up to $50,000,000To finance the renovation and construction of the New York Independent System Operator, Inc.’s power control center facili-ties

12-30-09 Proposed

PSC-03-10-00006 Rochester Gas and Electric Corporation’s request for funds exceeding the approved ‘‘fast track’’ gas energy efficiencybudgetTo encourage cost effective gas energy conservation in the State

01-20-10 Proposed

02-08-12 Withdrawn

PSC-05-10-00008 Petition for the submetering of electricityTo consider the request of University Residences - Rochester, LLC to submeter electricity at 220 John Street, Henrietta, NY

02-03-10 Proposed

PSC-05-10-00015 Petition for the submetering of electricityTo consider the request of 243 West End Avenue Owners Corp. to submeter electricity at 243 West End Avenue, NewYork, NY

02-03-10 Proposed

PSC-06-10-00022 The Commission’s Order of December 17, 2009 related to redevelopment of Consolidated Edison’s Hudson Avenuegenerating facilityTo reconsider the Commission’s Order of December 17, 2009 related to redevelopment of the Hudson Avenue generatingfacility

02-10-10 Proposed

PSC-07-10-00009 Petition to revise the Uniform Business PracticesTo consider the RESA petition to allow rescission of a customer request to return to full utility service

02-17-10 Proposed

PSC-07-10-00011 Guidance or increased funding in the case of over-subscribed energy efficiency programsTo encourage gas energy efficiency measures in New York State

02-17-10 Proposed

02-08-12 Withdrawn

PSC-08-10-00007 Whether to grant, deny, or modify , in whole or in part, the rehearing petition filed in Case 06-E-0847Whether to grant, deny, or modify , in whole or in part, the rehearing petition filed in Case 06-E-0847

02-24-10 Proposed

PSC-08-10-00009 Consolidated Edison of New York, Inc. energy efficiency programsTo modify approved energy efficiency programs

02-24-10 Proposed

PSC-08-10-00010 Central Hudson Gas and Electric Corporation energy efficiency programTo modify an approved energy efficiency program

02-24-10 Proposed

PSC-11-10-00011 Niagara Mohawk’s EEPS ‘‘Fast Track’’ Residential Electric HVAC ProgramTo encourage cost effective electric energy conservation in the State

03-17-10 Proposed

PSC-12-10-00015 Recommendations made by Staff intended to enhance the safety of Con Edison’s gas operationsTo require that Con Edison implement the Staff recommendations intended to enhance the safety of Con Edison’s gasoperations

03-24-10 Proposed

PSC-14-10-00010 Petition for the submetering of electricityTo consider the request of 61 Jane Street Owners Corporation to submeter Electricity at 61 Jane Street, Manhattan, NY

04-07-10 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-16-10-00005 To consider adopting and expanding mobile stray voltage testing requirementsAdopt additional mobile stray voltage testing requirements

04-21-10 Proposed

PSC-16-10-00007 Interconnection of the networks between TDS Telecom and PAETEC Communications for local exchange service andexchange accessTo review the terms and conditions of the negotiated agreement between TDS Telecom and PAETEC Communications

04-21-10 Proposed

PSC-16-10-00015 Interconnection of the networks between Frontier and Choice One Communications for local exchange service andexchange accessTo review the terms and conditions of the negotiated agreement between Frontier and Choice One Communications

04-21-10 Proposed

PSC-18-10-00009 Electric utility transmission right-of-way management practicesTo consider electric utility transmission right-of-way management practices

05-05-10 Proposed

PSC-19-10-00022 Whether National Grid should be permitted to transfer a parcel of property located at 1 Eddy Street, Fort Edward, New YorkTo decide whether to approve National Grid’s request to transfer a parcel of vacant property in Fort Edward, New York

05-12-10 Proposed

PSC-22-10-00006 Requirement that Noble demonstrate that its affiliated electric corporations operating in New York are providing safe serviceConsider requiring that Noble demonstrate that its affiliated electric corporations in New York are providing safe service

06-02-10 Proposed

PSC-22-10-00008 Petition for the submetering of electricityTo consider the request of 48-52 Franklin Street to submeter electricity at 50 Franklin Street, New York, New York

06-02-10 Proposed

PSC-24-10-00007 The Company’s petition to recover deferred site investigation and remediation (SIR) costsTo determine whether to grant, in whole or in part, modify or reject the Company’s petition

06-16-10 Proposed

PSC-24-10-00008 The Company’s petition to recover deferred site investigation and remediation (SIR) costsTo determine whether to grant, in whole or in part, modify or reject the Company’s petition

06-16-10 Proposed

PSC-24-10-00009 Verizon New York Inc. tariff regulations relating to voice messaging serviceTo remove tariff regulations relating to retail voice messaging service from Verizon New York Inc.’s tariff

06-16-10 Proposed

PSC-25-10-00012 Reassignment of the 2-1-1 abbreviated dialing codeConsideration of petition to reassign the 2-1-1 abbreviated dialing code

06-23-10 Proposed

PSC-25-10-00015 To allow NYWC to defer and amortize, for future rate recognition, pension settlement payout losses incurred in 2009Consideration of NYWC’s petition to defer and amortize, for future rate recognition, pension payout losses incurred in 2009

06-23-10 Proposed

PSC-27-10-00016 Petition for the submetering of electricityTo consider the request of 9271 Group, LLC to submeter electricity at 960 Busti Avenue, Buffalo, New York

07-07-10 Proposed

PSC-28-10-00009 To consider various rehearing petitionsTo reconsider a rate for the termination of wireless traffic over XChange’s network

07-14-10 Proposed

03-07-12 Finalized

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-28-10-00013 Petition for the submetering of electricityTo consider the request of the The Trump Corporation to submeter electricity at 3770 Barger Street, Shrub Oak, New York

07-14-10 Proposed

PSC-31-10-00007 Waiver of the Attachment 23 requirement in 2001 Rate Order that NMPC Board of Directors consist of ‘‘outside directors’’To consider the waiver of the requirement that a majority of NMPC Board of directors consist of ‘‘outside directors’’

08-04-10 Proposed

PSC-31-10-00008 KEDNY’s Interim Low Income Energy Efficiency ProgramConsideration of KEDNY’s request for approval of costs related to large multifamily energy efficiency services

08-04-10 Proposed

PSC-31-10-00009 KEDLI’s Interim Low Income Energy Efficiency ProgramConsideration of KEDLI’s request for approval of costs related to low income large multifamily energy efficiency services

08-04-10 Proposed

PSC-34-10-00003 The modification of Central Hudson Gas & Electric Corporation’s Enhanced Powerful Opportunities ProgramThe modification of Central Hudson Gas & Electric Corporation’s Enhanced Powerful Opportunities Program

08-25-10 Proposed

PSC-34-10-00005 Approval of a contract for $250,000 in tank repairs that may be a financingTo decide whether to approve a contract between the parties that may be a financing of $250,000 for tank repairs

08-25-10 Proposed

PSC-34-10-00006 The modification of Central Hudson Gas & Electric Corporation’s Enhanced Powerful Opportunities ProgramThe modification of Central Hudson Gas & Electric Corporation’s Enhanced Powerful Opportunities Program

08-25-10 Proposed

PSC-36-10-00010 Central Hudson’s procedures, terms and conditions for an economic development planConsideration of Central Hudson’s procedures, terms and conditions for an economic development plan

09-08-10 Proposed

PSC-37-10-00014 Application of recent budget authorizations to prior program budget over expendituresTo allow the companies to recover costs that exceeded original authorizations due to the success of the initial programs

09-15-10 Proposed

PSC-40-10-00014 Disposition of a state sales tax refundTo determine how much of a state sales tax refund should be retained by National Grid

10-06-10 Proposed

PSC-40-10-00021 Whether to permit the submetering of natural gas service to a commercial customer at Quaker Crossing MallTo permit the submetering of natural gas service to a commercial customer at Quaker Crossing Mall

10-06-10 Proposed

PSC-41-10-00018 Amount of hourly interval data provided to Hourly Pricing customers who have not installed a phone line to read meterAllow Central Hudson to provide less than a years worth of interval data and charge for manual meter reading for somecustomers

10-13-10 Proposed

PSC-41-10-00022 Request for waiver of the individual living unit metering requirements at 5742 Route 5, Vernon, NYRequest for waiver of the individual living unit metering requirements at 5742 Route 5, Vernon, NY

10-13-10 Proposed

PSC-42-10-00011 Petition for the submetering of electricityTo consider the request of 4858 Group, LLC to submeter electricity at 456 Main Street, Buffalo, New York

10-20-10 Proposed

PSC-43-10-00016 Utility Access to Ducts, Conduit Facilities and Utility PolesTo review the complaint from Optical Communications Group

10-27-10 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-44-10-00003 Third and fourth stage gas rate increase by Corning Natural Gas CorporationTo consider Corning Natural Gas Corporation’s request for a third and fourth stage gas rate increase

11-03-10 Proposed

PSC-47-10-00012 Approval of a lightened regulatory regime and financing in connection with a 630 MW natural gas electric generating facilityConsideration of approval of a lightened regulatory regime and financing for a 630 MW natural gas electric generating facility

11-24-10 Proposed

PSC-50-10-00005 Metered gas deliveries and lost and unaccounted for gasTo allow BEGWS to recover a refund from Corning for overcharges of gas deliveries

12-15-10 Proposed

PSC-51-10-00016 Energy efficiency programs administered by New York State Electric & Gas Corp. and Rochester Gas and Electric Corp.To clarify cost recovery requirements for energy efficiency programs

12-22-10 Proposed

PSC-51-10-00018 Commission proceeding concerning three-phase electric service by all major electric utilitiesInvestigate the consistency of the tariff provisions for three-phase electric service for all major electric utilities

12-22-10 Proposed

PSC-52-10-00006 Petition for the submetering of electricityTo consider the request of GAIR 1-2, LLC to submeter electricity at 30 Washington Street, Brooklyn, NY

12-29-10 Proposed

PSC-52-10-00010 Petition for the submetering of electricityTo consider the request of 25 Washington, LLC to submeter electricity at 25 Washington Street, Brooklyn, NY

12-29-10 Proposed

PSC-02-11-00007 Continuation of National Fuel Gas Distribution Corporation’s Area Development ProgramConsideration to continue National Fuel Gas Distribution Corporation’s Area Development Program

01-12-11 Proposed

PSC-08-11-00001 Overbilling credits for telephone serviceTo limit claims made to the company for overbilling credits on account of termination or disconnection of service

02-23-11 Proposed

PSC-09-11-00010 Petition for clarification and/or rehearing filed by TransCanada Power Marketing Ltd. on January 24, 2011Petition for clarification and/or rehearing filed by TransCanada Power Marketing Ltd. on January 24, 2011

03-02-11 Proposed

PSC-09-11-00012 Petition for Rehearing filed by the Small Customer Marketer Coalition on January 18, 2011Petition for Rehearing filed by the Small Customer Marketer Coalition on January 18, 2011

03-02-11 Proposed

PSC-10-11-00004 To establish the surcharge to repay the loan for up to an amount of $3,000,000To allow West Valley Crystal Water Company, Inc to enter into a loan agreement and to charge customers a surcharge

03-09-11 Proposed

PSC-11-11-00003 The proposed transfer of 55.42 acres of land and $1.4 million of revenues derived from the rendition of public serviceThe proposed transfer of 55.42 acres of land and $1.4 million of revenues derived from the rendition of public service

03-16-11 Proposed

PSC-12-11-00008 To allow NYWC to defer and amortize, for future rate recognition, pension settlement payout losses incurred in 2010Consideration of NYWC’s petition to defer and amortize, for future rate recognition, pension payout losses incurred in 2010

03-23-11 Proposed

PSC-13-11-00005 Exclude the minimum monthly bill component from the earnings test calculationExclude the minimum monthly bill component from the earnings test calculation

03-30-11 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-13-11-00006 Amendment of submetering order to allow Hazel Towers Co., LP to terminate electric service for failure to pay electric billsAmendment of submetering order to allow Hazel Towers Co., LP to terminate electric service for failure to pay electric bills

03-30-11 Proposed

PSC-13-11-00007 Budget allocations and use of System Benefits Charge funds to pay State Cost Recovery FeeTo encourage cost effective gas and electric energy conservation in the State

03-30-11 Proposed

PSC-14-11-00009 Petition for the submetering of electricityTo consider the request of 83-30 118th Street to submeter electricity at 83-30 118th Street, Kew Gardens, New York

04-06-11 Proposed

PSC-15-11-00015 Major water rate filingTo consider a proposal to increase annual base rates by approximately $642,000 or 45.90%

04-13-11 Proposed

PSC-16-11-00008 Water rates and chargesFor approval to increase annual revenue by $14,727 or 24%, and establish a surcharge of $21 per customer per quarter

04-20-11 Proposed

PSC-16-11-00010 The Energy Efficiency Portfolio StandardTo promote gas and electricity energy conservation programs in New York

04-20-11 Proposed

PSC-16-11-00011 The Energy Efficiency Portfolio StandardTo promote gas and electricity energy conservation programs in New York

04-20-11 Proposed

PSC-18-11-00015 Minor Rate FilingTo increase annual gas delivery revenues by approximately $105,353 or 76.3%

05-04-11 Proposed

PSC-18-11-00016 Eligibility to participate in RPS Main Tier solicitations and to receive financial incentives funded by the RPS chargeTo encourage electric energy generation for the State’s consumers from renewable resources

05-04-11 Proposed

02-08-12 Withdrawn

PSC-18-11-00017 Energy efficiency programs administered by New York State Electric & Gas Corp. and Rochester Gas and Electric CorpTo waive requirements regarding approved energy efficiency programs

05-04-11 Proposed

02-08-12 Withdrawn

PSC-19-11-00003 The New York State Reliability Council’s revisions to its rules and measurementsTo adopt revisions to various rules and measurements of the New York State Reliability Council

05-11-11 Proposed

02-08-12 Withdrawn

PSC-19-11-00006 To consider the request of 89 Murray Street Associates LLC and 101 Warren Street Associates LLC to submeter electricityTo consider the request of 89 Murray Street Associates LLC and 101 Warren Street Associates LLC to submeter electricity

05-11-11 Proposed

PSC-19-11-00007 Utility price reporting requirements related to the Commission’s ‘‘Power to Choose’’ websiteModify the Commission’s utility electric commodity price reporting requirements related to the ‘‘Power to Choose’’ website

05-11-11 Proposed

PSC-20-11-00012 Petition for the submetering of electricityTo consider the request of KMW Group LLC to submeter electricity at 122 West Street, Brooklyn, New York

05-18-11 Proposed

ID Number Issue Date Action QUARTERLY INDEX

40

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PUBLIC SERVICE COMMISSION

PSC-20-11-00013 Determining the reasonableness of Niagara Mohawk Power Corporation d/b/a National Grid ‘s make ready chargesTo determine if the make ready charges of Niagara Mohawk Power Corporation d/b/a National Grid are reasonable

05-18-11 Proposed

PSC-22-11-00004 Whether to permit the use of the Sensus accWAVE for use in residential gas meter applicationsTo permit gas utilities in New York State to use the Sensus accWAVE diaphragm gas meter

06-01-11 Proposed

PSC-23-11-00010 Petition for the submetering of electricityTo consider the request of Park Towers South Co., LLC, to submeter electricity at 315/330 West 58th Street, New York,New York

06-08-11 Proposed

02-15-12 Finalized

PSC-23-11-00012 Whether to grant, deny or modify, in whole or in part,Turner’s petition for a waiver of Commission policy and the NYSEGtariffWhether to grant, deny or modify, in whole or in part,Turner’s petition for a waiver of Commission policy and the NYSEGtariff

06-08-11 Proposed

PSC-23-11-00017 Discontinuance of water serviceTo allow the Garrow Water Works Company, Inc., to abandon its water system

06-08-11 Proposed

PSC-23-11-00018 NYSERDA’s energy efficiency program for low-income customersTo promote energy conservation in New York State

06-08-11 Proposed

PSC-26-11-00007 Water rates and chargesTo approve an increase in annual revenues by about $25,266 or 50%

06-29-11 Proposed

PSC-26-11-00008 Whether to permit the use of RITZ instrument grade current and voltage transformersPursuant to 16 NYCRR Part 93, is necessary to permit electric utilities in New York State to use the RITZ transformers

06-29-11 Proposed

01-04-12 Finalized

PSC-26-11-00009 Petition for the submetering of electricity at commercial propertyTo consider the request of by Hoosick River Hardwoods, LLC to submeter electricity at 28 Taylor Avenue, in Berlin, NewYork

06-29-11 Proposed

PSC-26-11-00012 Waiver of generation retirement notice requirementsConsideration of waiver of generation retirement notice requirements

06-29-11 Proposed

PSC-27-11-00003 Ensure that investigation and remediation of manufactured gas plants and similar utility sites are equitable and cost-effectiveExamine funding mechanisms for utility Site Investigation and Remediation and adoption of statewide policy concerning ex-penses

07-06-11 Proposed

PSC-27-11-00004 Commission review of and action on the plan to shift responsibility for One-Call oversight to a third-party contractorCommission review of and action on the plan to shift responsibility for One-Call oversight to a third-party contractor

07-06-11 Proposed

PSC-27-11-00006 Water rates and chargesTo approve an increase in annual revenues by $43,103 or 43%

07-06-11 Proposed

ID Number Issue Date Action QUARTERLY INDEX

41

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PUBLIC SERVICE COMMISSION

PSC-27-11-00008 Petition for the submetering of electricityTo consider the request of 92 Equities LLC to submeter electricity at 201 West 92nd and 200 West 93rd Streets, NewYork, NY

07-06-11 Proposed

PSC-28-11-00005 To establish a remedy to provide safe, adequate, and reliable service to customers of Orchard Hill and Scott AcresAssuring the provision of safe, adequate, and reliable service to the customers of Orchard Hill and Scott Acres watercompanies

07-13-11 Proposed

PSC-28-11-00008 Water rates and serviceTo consider Long Island Water’s request for approval to increase annual water revenues by approximately $9.6 million or19.5%

07-13-11 Proposed

PSC-28-11-00009 The transfer of billing responsibility for 39 United Water New Rochelle, Inc. customers to the Village of Briarcliff ManorTo transfer of billing responsibility for 39 United Water New Rochelle, Inc. customers to the Village of Briarcliff Manor

07-13-11 Proposed

03-14-12 Finalized

PSC-29-11-00011 Petition requesting the Commssion reconsider its May 19, 2011 Order and conduct a hearing, and petition to stay saidOrder.To consider whether to grant or deny, in whole or in part, Windstream New York’s Petition For Reconsideration andRehearing.

07-20-11 Proposed

PSC-29-11-00014 Petition for the submetering of electricityTo consider the request of Extell West 57th Street, LLC to submeter electricity at 157 West 57th Street, New York, NewYork

07-20-11 Proposed

PSC-30-11-00005 Petition to amend the June 23, 2011 Order approving electric submeteringPetition to amend the June 23, 2011 Order approving electric submetering

07-27-11 Proposed

03-07-12 Finalized

PSC-30-11-00007 Lightened regulatory regime and financing approval for Stony Creek Energy, LLCConsideration of an application for lightened regulatory regime and financing approval

07-27-11 Proposed

01-04-12 Finalized

PSC-31-11-00015 Electronic Tariff ScheduleTo convert its electric and retail access tariff schedules into electronic format

08-03-11 Proposed

03-07-12 Finalized

PSC-32-11-00013 Major gas rate filingTo consider a proposal to increase annual gas revenues by approximately $2.6 million

08-10-11 Proposed

PSC-33-11-00006 Water rates and chargesTo approve an emergency escrow account fund through a customer surcharge

08-17-11 Proposed

PSC-33-11-00008 Demand Response ProgramsTo establish pilot programs for demand response and for customer sited supply

08-17-11 Proposed

01-04-12 Finalized

ID Number Issue Date Action QUARTERLY INDEX

42

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PSC-33-11-00009 Whether to grant, deny or modify, in whole or in part the petition of URAC for a cease and desist order and other reliefWhether to grant, deny or modify, in whole or in part the petition of URAC for a cease and desist order and other relief

08-17-11 Proposed

01-11-12 Finalized

PSC-33-11-00010 To provide opportunity to reduce EEPS cumulative targets through 2011 due to implementation of Technical ManualTo encourage cost-effective electric and gas energy conservation in the state

08-17-11 Proposed

03-07-12 Finalized

PSC-33-11-00017 Petition for the submetering of electricityTo consider the request of 56-7th Avenue LLC to submeter electricity at 56-7th Avenue, New York, New York

08-17-11 Proposed

PSC-34-11-00005 Approval for Hudson Transmission Partners, LLC to incur indebtedness and borrow up to $750,000,000To finance the construction of Hudson Transmission Partners, LLC’s electric transmission facility

08-24-11 Emergency/Adopted

PSC-34-11-00008 Application for new gas service to Broad Channel, Queens, New York, and waiver of obligation to serve due to costTo grant or deny application for gas service petition and waiver of obligation to serve under 16 NYCRR Section 230.2

08-24-11 Proposed

PSC-34-11-00009 Competitive Transition Charge (CTC)To remove the CTC from electric rates in compliance with Commission Order issued January 24, 2011 in Case 10-E-0050

08-24-11 Proposed

01-04-12 Finalized

PSC-34-11-00013 Deferral of 2008, 2009 and 2010 Transmission and Distribution Investment CostsTo consider petitions for deferral of certain transmission and distribution investment costs

08-24-11 Proposed

01-04-12 Finalized

PSC-35-11-00009 Rate making treatmentFor approval of accelerated recovery of its capital costs for adding gas burning capability at 59th and 74th St.

08-31-11 Proposed

03-14-12 Finalized

PSC-35-11-00011 Whether to permit Consolidated Edison a waiver to commission regulations Part 226.8Permit Consolidated Edison to conduct a inspection program in lieu of testing the accuracy of Category C meters

08-31-11 Proposed

PSC-36-11-00004 Energy efficiency programs administered by New York State Electric & Gas Corp. and Rochester Gas and Electric CorpTo waive energy savings targets regarding certain approved energy efficiency programs

09-07-11 Proposed

02-08-12 Withdrawn

PSC-36-11-00005 Waiver of 16 NYCRR sections 894.1 through 894.4(b)(2)To allow the Town of Gilboa to waive certain preliminary franchising procedures to expedite the franchising process

09-07-11 Proposed

02-08-12 Finalized

PSC-36-11-00006 To consider expanding mobile stray voltage testing requirementsAdopt additional mobile stray voltage testing requirements

09-07-11 Proposed

PSC-37-11-00008 New Service Classification No. 4 - Residential Off-Peak Charging ServiceTo implement a residential off-peak charging rate covering both delivery and supply

09-14-11 Proposed

02-08-12 Withdrawn

ID Number Issue Date Action QUARTERLY INDEX

43

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PUBLIC SERVICE COMMISSION

PSC-37-11-00011 Authorization to transfer certain real propertyTo decide whether to approve the transfer certain real property

09-14-11 Proposed

PSC-37-11-00012 New targets for NYSEG’s customer contact satisfaction surveyConsideration of new targets for NYSEG’s customer contact satisfaction survey

09-14-11 Proposed

01-11-12 Finalized

PSC-37-11-00013 Stock AcquisitionTo authorize the acquisition by certain entities, including corporations, of more than 10 percent of the voting capital stock

09-14-11 Proposed

PSC-38-11-00002 Operation and maintenance procedures pertaining to steam trap capsAdopt modified steam operation and maintenance procedures

09-21-11 Proposed

PSC-38-11-00003 Waiver of certain provisions of the electric service tariffs of Con EdisonConsideration of waiver of certain provisions of the electric service tariffs of Con Edison

09-21-11 Proposed

PSC-39-11-00017 Exclusion of reliability reporting statistics from 2010 Reliability Performance Mechanism (RPM)To consider petition for rehearing of denial of exclusion of reliability reporting statistics from 2010 RPM

09-28-11 Proposed

02-08-12 Finalized

PSC-40-11-00008 Notification concerning tax refundsTo consider Verizon New York Inc.’s request to retain a portion of a property tax refund

10-05-11 Proposed

01-04-12 Finalized

PSC-40-11-00009 Approval of a financingConsideration of approval of a financing

10-05-11 Proposed

01-11-12 Finalized

PSC-40-11-00010 Participation of regulated local exchange carriers in the New York Data Exchange, Inc. (NYDE)Whether to partially modify its order requiring regulated local exchange carriers’ participation NYDE

10-05-11 Proposed

PSC-40-11-00011 National Grid’s Rule 16.6 - Letter of Credit by Non-Residing ApplicantsTo waive the enforcement of National Grid’s Rule 16.6 - Letter of Credit by Non-Residing Applicants

10-05-11 Proposed

01-11-12 Finalized

PSC-40-11-00012 Granting of transfer of plant in-service to a regulatory assetTo approve transfer and recovery of unamortized plant investment

10-05-11 Proposed

PSC-41-11-00002 Approval for National Grid’s Emergency Economic Development Programs to provide immediate assistance to qualifyingcustomers.To approve National Grid’s Emergency Economic Development Programs to provide immediate assistance to qualifyingcustomers.

10-12-11 Emergency/Adopted

PSC-41-11-00008 Voluntary Time-of-Use ProgramTo effectuate a Voluntary Time-of-Use Program for S.C. No. 2 Non-Demand customers

10-12-11 Proposed

01-04-12 Finalized

ID Number Issue Date Action QUARTERLY INDEX

44

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PUBLIC SERVICE COMMISSION

PSC-41-11-00009 NYPA Preservation PowerTo allow for delivery of NYPA Preservation Power

10-12-11 Proposed

01-04-12 Finalized

PSC-41-11-00010 Voluntary Hourly Pricing ProgramTo effectuate a Voluntary Hourly Pricing Program for S.C. No. 2 Demand and S.C. No. 3 customers

10-12-11 Proposed

01-04-12 Finalized

PSC-41-11-00011 On-Bill Recovery MechanismTo establish an on-bill energy efficiency loan recovery mechanism

10-12-11 Proposed

01-04-12 Finalized

PSC-41-11-00012 Annual Reconciliation of Gas Expenses and Gas Cost RecoveriesThe filings of various LDCs and municipalities regarding their Annual Reconciliation of Gas Expenses and Gas Cost Recover-ies

10-12-11 Proposed

02-08-12 Withdrawn

PSC-41-11-00013 On-Bill Recovery MechanismTo establish an on-bill energy efficiency loan recovery mechanism

10-12-11 Proposed

01-04-12 Finalized

PSC-41-11-00014 On-Bill Recovery MechanismTo establish an on-bill energy efficiency loan recovery mechanism

10-12-11 Proposed

01-04-12 Finalized

PSC-41-11-00015 Clarify existing net metering and revise billing provisionsTo consolidate existing net metering provisions and revise billing provisions applicable to demand metered customers

10-12-11 Proposed

PSC-41-11-00016 Approval of a financingConsideration of approval of a financing

10-12-11 Proposed

01-04-12 Finalized

PSC-41-11-00017 On-Bill Recovery MechanismTo establish an on-bill energy efficiency loan recovery mechanism

10-12-11 Proposed

01-04-12 Finalized

PSC-41-11-00018 On-Bill Recovery MechanismTo establish an on-bill energy efficiency loan recovery mechanism

10-12-11 Proposed

01-04-12 Finalized

PSC-41-11-00019 On-Bill Recovery MechanismTo establish an on-bill energy efficiency loan recovery mechanism

10-12-11 Proposed

01-04-12 Finalized

PSC-41-11-00020 On-Bill Recovery MechanismTo establish an on-bill energy efficiency loan recovery mechanism

10-12-11 Proposed

01-04-12 Finalized

ID Number Issue Date Action QUARTERLY INDEX

45

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PUBLIC SERVICE COMMISSION

PSC-41-11-00021 On-Bill Recovery MechanismTo establish an on-bill energy efficiency loan recovery mechanism

10-12-11 Proposed

01-04-12 Finalized

PSC-41-11-00022 On-Bill Recovery MechanismTo establish an on-bill energy efficiency loan recovery mechanism

10-12-11 Proposed

01-04-12 Finalized

PSC-41-11-00023 On-Bill Recovery MechanismTo establish an on-bill energy efficiency loan recovery mechanism

10-12-11 Proposed

01-04-12 Finalized

PSC-41-11-00024 On-Bill Recovery MechanismTo establish an on-bill energy efficiency loan recovery mechanism

10-12-11 Proposed

01-04-12 Finalized

PSC-41-11-00025 On-Bill Recovery MechanismTo establish an on-bill energy efficiency loan recovery mechanism

10-12-11 Proposed

01-04-12 Finalized

PSC-42-11-00017 Petition for the submetering of electricityTo consider the request of Lane Towers, Inc. to submeter electricity at 107-40 Queens Boulevard, Forest Hills, New York

10-19-11 Proposed

02-15-12 Finalized

PSC-42-11-00018 Availability of telecommunications services in New York State at just and reasonable ratesProviding funding support to help ensure availability of affordable telecommunications service throughout New York

10-19-11 Proposed

PSC-42-11-00019 New York Power Authority (NYPA) Expansion and Replacement PowerFor approval of agreement regarding treatment of allocations of NYPA Expansion and Replacement Power beginning Janu-ary 1, 2012

10-19-11 Proposed

01-04-12 Finalized

PSC-42-11-00020 National Grid’s procedures, terms and conditions for an economic development planConsideration of National Grid’s procedures, terms and conditions for an economic development plan

10-19-11 Proposed

02-08-12 Finalized

PSC-42-11-00021 Request to eliminate or modify reporting requirementsTo decide whether to approve the request to eliminate or modify reporting requirements

10-19-11 Proposed

PSC-42-11-00022 Amendments to 16 NYCRR Chapter VII, Subchapter F, Part 753To consider proposed amendments to 16 NYCRR Chapter VII, Subchapter F, Part 753

10-19-11 Proposed

01-04-12 Finalized

PSC-43-11-00006 Area Development and Business Incentive RatesFor approval to extend KEDLI’s Area Development and Business Incentive Rates (BIR) applications for three years

10-26-11 Proposed

01-04-12 Finalized

ID Number Issue Date Action QUARTERLY INDEX

46

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PSC-43-11-00007 Central Hudson’s procedures, terms and conditions for an economic development planConsideration of Central Hudson’s procedures, terms and conditions for an economic development plan

10-26-11 Proposed

PSC-43-11-00008 Minor Rate FilingTo increase annual electric delivery revenues by approximately $475,184 or 2.5%

10-26-11 Proposed

03-07-12 Finalized

PSC-43-11-00009 Business Incentive RatesFor approval to extend KEDNY’s Area Development and Business Incentive Rates (BIR) applications for three years

10-26-11 Proposed

01-04-12 Finalized

PSC-43-11-00010 Request for waiver of 16 NYCRR 86.3(a)(1), (a)(2) and (b)(1)(iii), and 86.4(b)To consider a requested waiver of 16 NYCRR 86.3(a)(1), (a)(2) and (b)(1)(iii) and 86.4(b)

10-26-11 Proposed

02-08-12 Finalized

PSC-43-11-00011 Central Hudson’s procedures, terms and conditions for an economic development planConsideration of Central Hudson’s procedures, terms and conditions for an economic development plan

10-26-11 Proposed

PSC-43-11-00012 Transfer of outstanding shares of stockTransfer the issued outstanding shares of stock of The Meadows at Hyde Park Water-Works Corporation to HPWS, LLC

10-26-11 Proposed

PSC-43-11-00013 Transfer of issued and outstanding capital stockTransfer 100% of the issued & outstanding capital stock of Aqua New York, Inc. to American Water Works Company, Inc

10-26-11 Proposed

PSC-43-11-00014 Refunding and Issuance of SecuritiesTo permit the Company to issue and sell securities

10-26-11 Proposed

02-08-12 Finalized

PSC-44-11-00012 Electric revenue decoupling mechanism targets of Rochester Gas and Electric Corporation (RG&E)To correct on an emergency basis errors in the electric revenue decoupling mechanism targets of RG&E

11-02-11 Emergency/Proposed

01-25-12 Finalized

PSC-44-11-00018 The New York State Energy Research and Development Authority’s proposal for an Agricultural Disaster Energy EfficiencyProgram.To assist farms damaged by Hurricane Irene and Tropical Storm Lee and to promote gas and electricity conservation in NewYork.

11-02-11 Emergency/Adopted

PSC-44-11-00019 Modifications to Central Hudson Gas & Electric’s Economic Development PlanAllows Central Hudson Gas & Electric to modify its existing Economic Development Plan

11-02-11 Proposed

PSC-45-11-00002 Approval for NYSEG’s Emergency Economic Development Programs to provide immediate assistance to qualifyingcustomers.To approve NYSEG’s Emergency Economic Development Programs to provide immediate assistance to qualifyingcustomers.

11-09-11 Emergency/Adopted

PSC-45-11-00013 Performance Assurance Plan waiver for certain service quality measuresThe PSC is considering action upon Verizon’s waiver petition concerning certain service quality results

11-09-11 Proposed

ID Number Issue Date Action QUARTERLY INDEX

47

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PSC-45-11-00014 Whether to permit the use of Schneider ION8650 electric meterPursuant to 16 NYCRR Part 93, is necessary to permit electric utilities in New York State to use the Schneider ION8650

11-09-11 Proposed

PSC-45-11-00017 Completion of the Inergy/Thomas Corners reliability projectTo postpone the deadline for completion of the Inergy/Thomas Corners reliability project

11-09-11 Proposed

PSC-46-11-00004 Time of-Use RateTo establish a time-of-use rate residential delivery rate

11-16-11 Proposed

02-08-12 Finalized

PSC-46-11-00005 Major electric rate filingTo consider a proposal to increase annual electric revenues

11-16-11 Proposed

PSC-47-11-00005 Incentive mechanism for public utilities administering energy efficiency programsTo establish a mechanism to encourage utilities to achieve the targets for efficiency programs established by the Commis-sion

11-23-11 Proposed

PSC-47-11-00006 Petition for the submetering of electricityTo consider the request of 48-52 Franklin, LLC to submeter electricity at 50 Franklin Street, New York, New York

11-23-11 Proposed

02-15-12 Finalized

PSC-47-11-00007 Remedying miscalculations of delivered gas as between two customer classesConsideration of Con Edison’s proposal to address inter-class delivery imbalances resulting from past Company miscalcula-tions

11-23-11 Proposed

PSC-47-11-00008 Providing a waiver from interruptible gas tariff requirements related to back-up fuelConsideration of a rehearing and clarification petition from certain interruptible gas back-up fuel tariff requirements

11-23-11 Proposed

PSC-47-11-00010 National Grid’s Emergency Economic Development Programs to provide immediate assistance to qualifying customersTo approve National Grid’s Emergency Economic Development Programs to provide immediate assistance to qualifyingcustomers

11-23-11 Emergency/Proposed

01-25-12 Finalized

PSC-47-11-00011 Approval for NYSEG’s Emergency Economic Development Programs to provide immediate assistance to qualifying custom-ersTo approve NYSEG’s Emergency Economic Development Programs to provide immediate assistance to qualifying customers

11-23-11 Emergency/Proposed

01-25-12 Finalized

PSC-48-11-00007 Transfer of controlling interests in generation facilities from Dynegy to PSEGConsideration of the transfer of controlling interests in electric generation facilities from Dynegy to PSEG

11-30-11 Proposed

PSC-48-11-00008 Petition for the submetering of electricityTo consider the request of To Better Days, LLC to submeter electricity at 37 East 4th Street, New York, New York

11-30-11 Proposed

PSC-49-11-00004 Whether a proposed agreement for the provision of water service by Saratoga Water Services, Inc. is in the public interest.Whether the Commission should issue an order approving the proposed provision of water service.

12-07-11 Proposed

03-14-12 Finalized

ID Number Issue Date Action QUARTERLY INDEX

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PSC-49-11-00005 Approval of a contract for the sale of capacity and energy from NYSEG to NucorConsider the approval of a contract for the sale of capacity and energy from NYSEG to Nucor

12-07-11 Proposed

PSC-49-11-00006 Water rates and chargesTo approve an increase in annual revenues by about $4,172 or 9.9%, and establish a $20 customer surcharge per billingperiod

12-07-11 Proposed

PSC-50-11-00006 To establish a remedy to provide safe, adequate, and reliable service to customers of Painted Apron Water Company, IncAssuring the provision of safe, adequate, and reliable service to the customers of Painted Apron Water Company, Inc

12-14-11 Proposed

PSC-51-11-00010 The Total Resource Cost (TRC) test, used to analyze measures in the Energy Efficiency Portfolio Standard programPetitioners request that the TRC test and/or its application to measures should be revised

12-21-11 Proposed

PSC-51-11-00011 Transfer a parcel of landTo approve the transfer of a parcel of land

12-21-11 Proposed

PSC-51-11-00012 Electronic Tariff ScheduleTo convert its EDDS No. 2 electric tariff schedule into electronic format

12-21-11 Proposed

03-07-12 Finalized

PSC-51-11-00013 Waiver of service quality reporting resultsTo allow Frontier Communications Companies a waiver of certain service quality reporting results

12-21-11 Proposed

PSC-51-11-00014 Lightened regulatory regime approval for Cricket Valley Energy Center, LLCConsideration of an application for lightened regulatory regime

12-21-11 Proposed

PSC-51-11-00015 Demand Response ProgramsFor approval of changes to demand response programs

12-21-11 Proposed

PSC-51-11-00016 Electronic Tariff ScheduleTo convert its PASNY No. 4 electric tariff schedule into electronic format

12-21-11 Proposed

03-07-12 Finalized

PSC-51-11-00017 Discontinuance of water serviceTo allow Antlers of Raquette Lake, Inc. to abandon its water system

12-21-11 Proposed

PSC-51-11-00018 LIWC proposes to retain a portion of property tax refundsTo allow LIWC to retain a portion of property tax refunds

12-21-11 Proposed

PSC-52-11-00009 Transfer of ownership of electric interconnection facilities from Sheldon to NYSEGConsideration of the transfer of ownership of electric interconnection facilities from Sheldon to NYSEG

12-28-11 Proposed

03-14-12 Finalized

PSC-52-11-00010 The New York State Reliability Council’s establishment of an Installed Reserve Margin of 16.0%To adopt an Installed Reserve Margin for the Capability Year beginning May 1, 2012, and ending April 30, 2013

12-28-11 Proposed

03-07-12 Finalized

ID Number Issue Date Action QUARTERLY INDEX

49

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PUBLIC SERVICE COMMISSION

PSC-52-11-00011 Modification of NYSEG and RG&E’s arrears forgiveness component of the companies’ low income programConsideration of modification of NYSEG and RG&E’s arrears forgiveness component of the companies’ low income program

12-28-11 Proposed

PSC-52-11-00012 Major electric rate filingTo consider a proposal to increase annual electric revenues

12-28-11 Proposed

PSC-52-11-00013 Request authorization to defer incremental expenses incurred in storm restoration workTo allow the company to defer incremental expenses incurred in storm restoration work

12-28-11 Proposed

PSC-52-11-00014 Transition ChargeTo revise its tariff schedule for calculating the Transition Charge

12-28-11 Proposed

03-07-12 Finalized

PSC-52-11-00015 Transition ChargeTo revise its tariff schedule for calculating the Transition Charge

12-28-11 Proposed

03-07-12 Finalized

PSC-52-11-00016 Transfer of ownership interests in an 80 MW generation facility from Rensselaer Holdings to LDHEConsideration of the transfer of ownership interests in an 80 MW generation facility from Rensselaer Holdings to LDHE

12-28-11 Proposed

03-14-12 Finalized

PSC-52-11-00017 Reparations and refundsReparations and refunds

12-28-11 Proposed

PSC-01-12-00007 The New York State Reliability Council’s revisions to its rules and measurementsTo adopt revisions to various rules and measurements of the New York State Reliability Council

01-04-12 Proposed

PSC-01-12-00008 Transfer of real property and easements from NMPNS to NMP3Consideration of the transfer of real property and easements from NMPNS to NMP3

01-04-12 Proposed

PSC-01-12-00009 Recovery of expenses related to the expansion of Con Edison’s ESCO referral program, PowerMoveTo determine how and to what extent expenses related to the Expansion of Con Edison’s ESCO referral program should berecovered

01-04-12 Proposed

PSC-02-12-00006 Modification of Commission EEPS OrdersTo provide funds for NYS Cost Recovery Fees applicable to EEPS programs

01-11-12 Proposed

PSC-02-12-00007 Whether to grant, deny, or modify, in whole or in part, the petition for rehearingWhether to grant, deny, or modify, in whole or in part, the petition for rehearing

01-11-12 Proposed

PSC-02-12-00008 Electronic Tariff ScheduleTo convert its P.S.C. No. 2 electric tariff schedule into electronic format

01-11-12 Proposed

PSC-02-12-00009 Revenue Sharing Agreements (RSA)To approve tariff modifications to reflect refunds of RSA in its Legacy Transition Charge

01-11-12 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-02-12-00010 Energy efficiency programs administered by New York State Electric & Gas Corp. and Rochester Gas and Electric CorpTo approve Home Energy Reports energy efficiency program01-11-12 Proposed

PSC-02-12-00011 Rehearing of capital expenditure credits and deferrals established in an Order issued in Case 07-M-0906Consideration of rehearing of capital expenditure credits and deferrals established in an Order issued in Case 07-M-090601-11-12 Proposed

PSC-02-12-00012 Balancing Provisions Applicable to SC No. 14To revise Central Hudson Gas and Electric Corporation’s Balancing Provisions to its SC No. 1401-11-12 Proposed

PSC-02-12-00013 Modification of an existing Renewable Portfolio Standard maintenance tier contractTo encourage electric energy generation for renewable resources in the state01-11-12 Proposed

PSC-02-12-00014 Expanded Low Income Assistance ProgramTo increase customer enrollment in National Fuel Gas Distribution Corporation’s Expanded Low Income Assistance Program

01-11-12 Proposed

PSC-02-12-00015 Gas Retail Access ProgramTo revise its Retail Access Program

01-11-12 Proposed

PSC-03-12-00012 Net MeteringTo provide for net metering of micro-hydroelectric and fuel cell generating facilities.

01-18-12 Proposed

PSC-03-12-00013 Net MeteringTo provide for net metering of micro-hydroelectric and fuel cell generating facilities.

01-18-12 Proposed

PSC-03-12-00014 Approval of the transfer, to Williams, of indirect ownership interests in DMP and a natural gas gathering pipeline.Consideration of approval of the transfer, to Williams, of indirect ownership interests in DMP and a gas gathering pipeline.

01-18-12 Proposed

03-07-12 Withdrawn

PSC-03-12-00015 Net MeteringTo provide for net metering of micro-hydroelectric and fuel cell generating facilities.

01-18-12 Proposed

PSC-03-12-00016 Approval of the transfer of ownership of 41.9 MW and 46.5 MW electric generation facilities from AER to NYGTConsideration of approval of the transfer of ownership of 41.9 MW and 46.5 MW electric generation facilities from AER toNYGT

01-18-12 Proposed

PSC-03-12-00017 Pole Attachment RatesTo update pole attachment rates.

01-18-12 Proposed

PSC-03-12-00018 Net MeteringTo provide for net metering of micro-hydroelectric and fuel cell generating facilities.

01-18-12 Proposed

PSC-03-12-00019 General powers of Commission in respect to gas and electricityGeneral powers of Commission in respect to gas and electricity

01-18-12 Proposed

PSC-03-12-00020 Net MeteringTo provide for net metering of micro-hydroelectric and fuel cell generating facilities.

01-18-12 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-03-12-00021 Net MeteringTo provide for net metering of micro-hydroelectric and fuel cell generating facilities.01-18-12 Proposed

PSC-04-12-00003 Availability of telecommunications services in New York State at just and reasonable ratesProviding funding support to help ensure availability of affordable telecommunications services throughout New York State01-25-12 Proposed

PSC-04-12-00004 Availability of telecommunications services in New York State at just and reasonable ratesProviding funding support to help ensure availability of affordable telecommunications services throughout New York State

01-25-12 Proposed

PSC-04-12-00005 Restructuring petition of Warwick Valley Telephone CompanyTo allow Warwick Valley Telephone Company to implement a restructuring plan

01-25-12 Proposed

PSC-04-12-00006 Petition to modify Ordering Clause 5 of the Commission’s Order issued in June 6, 1988 in Case 29724To allow Warwick Valley Telephone to treat revenues received from the Orange-Poughkeepsie Partnership as non-regulatedrevenues

01-25-12 Proposed

PSC-04-12-00007 On-Bill Recovery program reporting requirementsTo establish reporting requirements related to the On Bill Recovery program

01-25-12 Proposed

PSC-04-12-00008 Whether to direct Consolidated Edison to use customer credits to offset the surcharge for rate year threeWhether to direct Consolidated Edison to use customer credits to offset the surcharge for rate year three

01-25-12 Proposed

PSC-05-12-00008 Petition for the submetering of electricityTo consider Banner Ave., LLC request to submeter electricity at 1125 Banner Ave. and 2450 E. 12th St., Brooklyn, NY

02-01-12 Proposed

PSC-05-12-00009 Petition for the submetering of electricityTo consider College Suites at Washington Square, LLC request to submeter electricity at 107 Washington Ave.,Schenectady, NY

02-01-12 Proposed

PSC-06-12-00007 Residential electric submetering regulations (11-M-0710SP1)Reviewing and amending electric submetering regulations for multi-unit residential premises

02-08-12 Proposed

PSC-06-12-00008 Petition for clarificationTo consider the petition for clarification from 4615 East Coast LLC

02-08-12 Proposed

PSC-06-12-00009 Petition for the submetering of electricityTo consider the request of CityStation South, LLC to submeter electricity at 124 Ferry Street, Troy, New York

02-08-12 Proposed

PSC-07-12-00003 Petition of Consolidated Edison and Orange and Rockland Utilities, Inc. to transfer certain Equipment to GenOn Bowline, LLCConsideration of Petition of Con Edison and Orange and Rockland to transfer certain Equipment to GenOn Bowline, LLC

02-15-12 Emergency/Proposed

PSC-07-12-00012 Petition for the submetering of electricityTo consider the request of 8 East 102nd Street LLC to submeter electricity at 4 East 102 Street, New York, New York

02-15-12 Proposed

PSC-07-12-00013 To consider modifying a Commission orderDiscontinue system wide installation of isolation transformers in street lights and traffic signals

02-15-12 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-07-12-00014 Allocation of Customer-Sited Tier funds; funding and capacity capsTo encourage electric energy generation for the State’s consumers from renewable resources02-15-12 Proposed

PSC-08-12-00004 Energy efficiency programs administered by the New York State Energy Research and Development AuthorityTo increase the maximum allowable per farm assistance amount in the Emergency Agriculture Disaster Energy EfficiencyProgram02-22-12 Proposed

PSC-08-12-00005 NYWSC proposes to retain a portion of property tax refundsTo consider NYWSC’s proposal to retain a portion of property tax refunds

02-22-12 Proposed

PSC-08-12-00006 Energy efficiency programs administered by Central Hudson, ConEdison, Niagara Mohawk d/b/a National Grid, and Orange& RocklandTo establish Block Bidding Programs as per Ordering Clause No. 23 of the Commission’s October 25, 2011 Order

02-22-12 Proposed

PSC-08-12-00007 On-Bill Recovery MechanismTo eliminate references to late payment charges applicable to NYSERDA Loan Installment Charges billed by the utility

02-22-12 Proposed

PSC-08-12-00008 On-Bill Recovery MechanismTo eliminate references to late payment charges applicable to NYSERDA Loan Installment Charges billed by the utility

02-22-12 Proposed

PSC-08-12-00009 On-Bill Recovery MechanismTo eliminate references to late payment charges applicable to NYSERDA Loan Installment Charges billed by the utility

02-22-12 Proposed

PSC-08-12-00010 On-Bill Recovery MechanismTo eliminate references to late payment charges applicable to NYSERDA Loan Installment Charges billed by the utility

02-22-12 Proposed

PSC-08-12-00011 On-Bill Recovery MechanismTo eliminate references to late payment charges applicable to NYSERDA Loan Installment Charges billed by the utility

02-22-12 Proposed

PSC-08-12-00012 RG&E’s Demolition and Remediation Plan for the site of its former Russell Station generation facilityConsideration of RG&E’s Demolition and Remediation Plan for the site of its former Russell Station generation facility

02-22-12 Proposed

PSC-08-12-00013 On-Bill Recovery MechanismTo eliminate references to late payment charges applicable to NYSERDA Loan Installment Charges billed by the utility

02-22-12 Proposed

PSC-08-12-00014 On-Bill Recovery MechanismTo eliminate references to late payment charges applicable to NYSERDA Loan Installment Charges billed by the utility

02-22-12 Proposed

PSC-08-12-00015 On-Bill Recovery MechanismTo eliminate references to late payment charges applicable to NYSERDA Loan Installment Charges billed by the utility

02-22-12 Proposed

PSC-08-12-00016 On-Bill Recovery MechanismTo eliminate references to late payment charges applicable to NYSERDA Loan Installment Charges billed by the utility

02-22-12 Proposed

PSC-08-12-00017 On-Bill Recovery MechanismTo eliminate references to late payment charges applicable to NYSERDA Loan Installment Charges billed by the utility

02-22-12 Proposed

ID Number Issue Date Action QUARTERLY INDEX

53

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PUBLIC SERVICE COMMISSION

PSC-08-12-00018 On-Bill Recovery MechanismTo eliminate references to late payment charges applicable to NYSERDA Loan Installment Charges billed by the utility

02-22-12 Proposed

PSC-08-12-00019 On-Bill Recovery MechanismTo eliminate references to late payment charges applicable to NYSERDA Loan Installment Charges billed by the utility

02-22-12 Proposed

PSC-09-12-00010 Allocation of Renewable Portfolio Standard funds; overall RPS funding, and restructuring of the photovoltaic programTo encourage electric energy generation for the State’s consumers from renewable resources

02-29-12 Proposed

PSC-09-12-00011 Certain rate plan provisions which should continue or be modified from the 2001 MJP in Case 01-M-0075Consideration of certain rate plan provisions which should continue or be modified from the 2001 MJP in Case 01-M-0075

02-29-12 Proposed

PSC-09-12-00012 Billing ProvisionsTo revise its billing provisions for customers that are both net metered and subject to hourly pricing provisions

02-29-12 Proposed

PSC-09-12-00013 Issue long-term debt, common stock and stock acquisition.To authorize the issuance of debt and equity and authorize the acquisition of more than 10 percent of the voting capitalstock.

02-29-12 Proposed

PSC-11-12-00002 Whether to grant, deny or modify, in whole or part, Hegeman’s petition for a waiver of Commission policy and Con EdisontariffWhether to grant, deny or modify, in whole or part, Hegeman’s petition for a waiver of Commission policy and Con Edisontariff

03-14-12 Proposed

PSC-11-12-00003 Net MeteringTo establish net metering tariffs to facilitate development of solar and wind generation

03-14-12 Proposed

PSC-11-12-00004 Water rates and chargesTo approve an increase in annual revenues by about $4,172 or 13.75%, and establish a $20 customer surcharge per billingperiod

03-14-12 Proposed

PSC-11-12-00005 Transfer of land and water supply assetsTransfer the land and associated water supply assets of Groman Shores, LLC to Robert Groman

03-14-12 Proposed

PSC-11-12-00006 Revisions to existing rulesTo make minor revisions to existing rules and offerings and further clarification to existing rules and service classifications

03-14-12 Proposed

PSC-11-12-00007 Net MeteringTo establish net metering tariffs to facilitate development of solar and wind generation

03-14-12 Proposed

PSC-11-12-00008 Water rates and chargesFor approval to increase Green Meadow Park Water Company annual revenues by about $12,000 or 77%

03-14-12 Proposed

PSC-11-12-00009 Waiver of 16 NYCRR Parts 894.1 through 894.4(b)(2)To allow the Town of Hardenburgh to waive certain preliminary franchising procedures to expedite the franchising process

03-14-12 Proposed

ID Number Issue Date Action QUARTERLY INDEX

54

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PUBLIC SERVICE COMMISSION

PSC-12-12-00007 Excelsior Jobs ProgramTo establish an Excelsior Jobs Program

03-21-12 Proposed

PSC-12-12-00008 Excelsior Jobs ProgramTo establish an Excelsior Jobs Program in its gas tariff schedule

03-21-12 Proposed

PSC-12-12-00009 Excelsior Jobs ProgramTo establish an Excelsior Jobs Program

03-21-12 Proposed

PSC-12-12-00010 Excelsior Jobs ProgramTo establish an Excelsior Jobs Program in its electric and gas tariff schedules

03-21-12 Proposed

PSC-12-12-00011 Excelsior Jobs ProgramTo establish an Excelsior Jobs Program in its gas tariff schedule

03-21-12 Proposed

PSC-12-12-00012 Excelsior Jobs ProgramTo establish an Excelsior Jobs Program in its gas tariff schedule

03-21-12 Proposed

PSC-12-12-00013 Excelsior Jobs ProgramTo establish an Excelsior Jobs Program in its electric and gas tariff schedules

03-21-12 Proposed

PSC-12-12-00014 Excelsior Jobs ProgramTo establish an Excelsior Jobs Program in its electric and gas tariff schedules

03-21-12 Proposed

PSC-12-12-00015 Excelsior Jobs ProgramTo establish an Excelsior Jobs Program in its electric and gas tariff schedules

03-21-12 Proposed

PSC-12-12-00016 Excelsior Jobs ProgramTo establish an Excelsior Jobs Program in its electric and gas tariff schedules

03-21-12 Proposed

PSC-12-12-00017 Petition of Frontier Communications companies to waive the Commission’s rules requiring it to distribute telephonedirectoriesTo review the merits of Frontier’s Petition

03-21-12 Proposed

PSC-12-12-00018 Petition for the submetering of electricityTo consider the request of Boynton Apt. Corp. to submeter electricity at 825 and 875 Boynton Ave. and 820 and 880Colgate Ave., Bronx

03-21-12 Proposed

PSC-12-12-00019 Approval of an internal corporate reorganization of IUSAConsideration of approval of an internal corporate reorganization of IUSA

03-21-12 Proposed

PSC-12-12-00020 Whether to permit the use of Trench SU362.550 voltage transformerPursuant to 16 NYCRR Part 93, is necessary to permit electric utilities in New York State to use the Trench SU362transformer

03-21-12 Proposed

ID Number Issue Date Action QUARTERLY INDEX

55

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PUBLIC SERVICE COMMISSION

PSC-13-12-00005 Authorization to transfer certain real propertyTo decide whether to approve the transfer of certain real property

03-28-12 Proposed

PSC-13-12-00006 Major electric rate filingTo consider a proposal to increase annual electric revenues

03-28-12 Proposed

PSC-13-12-00007 Temporary State AssessmentTo implement a surcharge to recover the Temporary State Energy and Utility Service Conservation Assessment

03-28-12 Proposed

PSC-13-12-00008 Use of monies realized from the dissolution of the Rural Telephone BankTo allow The Middleburgh Telephone Company to reimburse its treasury

03-28-12 Proposed

PSC-13-12-00009 Approval of NYSEG’s leasing of space at its Kirkwood building to two non-utility firmsConsideration of approval of NYSEG’s leasing of space at its Kirkwood building to two non-utility firms

03-28-12 Proposed

RACING AND WAGERING BOARD

RWB-43-11-00003 The testing of certain licensees and officials in horse racing activities for Blood Alcohol Content in excess of .05 percentTo detect and deter alcohol intoxication by licensees, thereby ensuring safe operations and integrity of racing

10-26-11 Proposed

02-15-12 Finalized

RWB-43-11-00004 The Use of Cellular Telephones in the PaddockTo allow cellular telephones and other electronic communication devices in designated areas of a harness race track pad-dock

10-26-11 Proposed

02-15-12 Finalized

RWB-44-11-00001 The minimum diameter of a riding crop used in the thoroughbred racingRequire the use of a padded riding crop with a minimum shaft diameter of 3/8th of an inch, which is more humane to thehorse

11-02-11 Proposed

02-15-12 Finalized

RWB-44-11-00002 The trifecta wager in thoroughbred horse racingTo amend the trifecta wager rule to allow wagering when there are 5 betting entries in the racing fields

11-02-11 Proposed

02-15-12 Finalized

RWB-44-11-00020 Generally accepted auditing standards for off-track betting corporationsTo establish uniform auditing standards for off-track betting corporations

11-02-11 Proposed

02-15-12 Finalized

RWB-52-11-00007 Authorizing and prohibiting the use of phenylbutazone, or ‘‘bute’’To make bute a 48-hour drug only (vice 24- and 48-hour) in both harness and thoroughbred racing

12-28-11 Proposed

03-21-12 Finalized

RWB-04-12-00001 Testing of horses in a claiming raceTo remove the requirement that all claiming horses be tested and allow the Board to test based on race results or integrity

01-25-12 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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RACING AND WAGERING BOARD

RWB-08-12-00001 Out of competition drug testing of thoroughbred race horsesTo amend existing equine drug testing requirements to include race horses that are not formally scheduled to race

02-22-12 Proposed

RWB-12-12-00001 Conforming horse racing rule amendments to the provisions of the 2011 Marriage Equality ActTo ensure that the Board’s rule and regulations do not conflict with the provisions of the 2011 Marriage Equality Act

03-21-12 Proposed

STATE, DEPARTMENT OF

DOS-41-11-00001 Appraisal standardsTo adopt the 2012-2013 edition of the Uniform Standards of Professional Appraisal Practice

10-12-11 Proposed

12-28-11 Finalized

DOS-44-11-00004 Do-Not-CallThe proposed rule carries out the intent of the December 2010 amendments to the Do-Not-Call Law

11-02-11 Proposed

02-08-12 Finalized

DOS-47-11-00003 Construction standards for summer camp cabins located in children’s overnight campsTo clarify applicability of the Uniform Code and State Sanitary Code to summer camp cabins

11-23-11 Proposed

DOS-47-11-00004 Carbon monoxide alarms in bed and breakfast dwellings, minimum width of concrete footings, and energy efficiency require-ments in connection with additions to and alterations of existing one- and two-family dwellings and townhousesTo make corrections to the 2010 Residential Code of New York State

11-23-11 Proposed

DOS-49-11-00001 Use of Variable Refrigerant Flow (VRF) air conditioning systemsTo amend the Energy Code to permit use of VRF systems

12-07-11 Proposed

DOS-02-12-00001 Children’s Product Safety and Recall Effectiveness ActImplement the Children’s Product Safety and Recall Effectiveness Act

01-11-12 Proposed

DOS-09-12-00002 Local Government Performance and Efficiency ProgramTo implement the requirements of Finance Law section 54(10)s

02-29-12 Proposed

TAXATION AND FINANCE, DEPARTMENT OF

TAF-41-11-00003 New York State and City of Yonkers withholding tables and other methodsTo provide current New York State and City of Yonkers withholding tables and other methods

10-12-11 Proposed

01-11-12 Withdrawn

TAF-50-11-00013 Fuel use tax on motor fuel and diesel motor fuel and the art. 13-A carrier tax jointly administered therewithTo set the sales tax component and the composite rate per gallon for the period January 1, 2012 through March 31, 2012

12-14-11 Proposed

03-21-12 Finalized

TAF-50-11-00014 Sales tax collection chartsTo update regulatory language to more accurately reflect existing statutes and Department practice

12-14-11 Proposed

03-21-12 Finalized

ID Number Issue Date Action QUARTERLY INDEX

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TAXATION AND FINANCE, DEPARTMENT OF

TAF-51-11-00020 Location of the Division of Tax Appeals and the Tax Appeals TribunalTo reflect new address of the Division of Tax Appeals and the Tax Appeals Tribunal

12-21-11 Proposed

02-22-12 Finalized

TAF-02-12-00002 New York State and City of Yonkers withholding tables and other methodsTo provide current New York State and City of Yonkers withholding tables and other methods

01-11-12 Emergency/Proposed

03-21-12 Finalized

TAF-07-12-00007 Continuing education training for assessors and county directorsTo reduce the continuing education requirement for assessors and county directors of real property tax service agencies

02-15-12 Proposed

TAF-12-12-00002 Fuel use tax on motor fuel and diesel motor fuel and the art. 13-A carrier tax jointly administered therewithTo set the sales tax component and the composite rate per gallon for the period April 1, 2012 through June 30, 2012

03-21-12 Proposed

TEMPORARY AND DISABILITY ASSISTANCE, OFFICE OF

TDA-17-11-00016 Fair Hearings ProcessAmend fair hearings regulations to remove the time frames within which an Appellant or an Appellant’s authorized represen-tative must request that a defaulted fair hearing be rescheduled

04-27-11 Proposed

02-29-12 Revised

THOROUGHBRED BREEDING AND DEVELOPMENT FUND

TBD-51-11-00021 Disqualification of certain owners and breeders charged with cruelty and abuse of horses from receiving breeding fundsTo ensure that New York State Thoroughbred Breeding and Development Funds are not awarded to persons convicted ofhorse cruelty

12-21-11 Proposed

THRUWAY AUTHORITY, NEW YORK STATE

THR-07-12-00008 Delete obsolete references to Interstate 84 (‘‘I-84’’) from 21 NYCRR section 105.3The Thruway Authority’s jurisdiction no longer includes I-84 and this proposed rule would delete the obsolete references

02-15-12 Proposed

TRANSPORTATION, DEPARTMENT OF

TRN-48-11-00010 Suspension and revocation of operating authority held by motor carriers of passengersThe protection of public safety by suspending operating authority of unsafe motor carriers

11-30-11 Emergency

TRN-09-12-00003 Suspension and revocation of operating authority held by motor carriers of passengersThe protection of public safety by suspending operating authority of unsafe motor carriers

02-29-12 Emergency

URBAN DEVELOPMENT CORPORATION

UDC-44-11-00011 The Downstate Revitalization Fund ProgramProvide the basis for administration of The Downstate Revitalization Fund including evaluation criteria and application pro-cess

11-02-11 Emergency

ID Number Issue Date Action QUARTERLY INDEX

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URBAN DEVELOPMENT CORPORATION

UDC-45-11-00004 Economic Development Fund Program (‘‘EDF’’)Provide the basis for administration of The Champlain Bridge and August-September 2011 Storm and Floor Recovery Fundwithin EDF

11-09-11 Emergency

UDC-45-11-00009 Small Business Revolving FundProvide the basis for administration of Small Business Revolving Loan Fund including evaluation criteria and application pro-cess

11-09-11 Emergency

UDC-02-12-00003 The Innovate NY FundProvide the basis for administration of The Innovate NY Fund

01-11-12 Emergency

UDC-04-12-00009 The Downstate Revitalization Fund ProgramProvide the basis for administration of The Downstate Revitalization Fund including evaluation criteria and application pro-cess

01-25-12 Emergency

UDC-05-12-00003 The Innovate NY FundProvide the basis for administration of The Innovate NY Fund

02-01-12 Emergency

UDC-05-12-00004 The Economic Development Fund Program (‘‘EDF’’)Provide the basis for administration of The Champlain Bridge and August-September 2011 Storm and Floor Recovery Fundwithin EDF

02-01-12 Emergency

UDC-05-12-00005 Small Business Revolving FundProvide the basis for administration of Small Business Revolving Loan Fund including evaluation criteria and application pro-cess

02-01-12 Emergency

UDC-07-12-00004 Bonding Guarantee Assistance ProgramProvide the basis for administration of the Bonding Guarantee Assistance Program

02-15-12 Emergency

WORKERS’ COMPENSATION BOARD

WCB-39-11-00011 Recording of hearingsTo provide flexibility in determining the appropriate means for recording of hearings

09-28-11 Proposed

WCB-47-11-00009 Diagnostic Testing NetworksTo provide for employer and workers’ compensation carrier contracts with diagnostic testing networks

11-23-11 Proposed

03-21-12 Finalized

WCB-49-11-00008 Filing written reports of Independent Medical Examinations (IMEs)To amend the time for filing written reports of IMEs with the Board and furnished to all others

12-07-11 Emergency

WCB-52-11-00001 Pharmacy and durable medical equipment fee schedules and requirements for designated pharmaciesTo adopt pharmacy and durable medical equipment fee schedules, payment process and requirements for use of designatedpharmacies

12-28-11 Emergency

WCB-10-12-00002 Filing written reports of Independent Medical Examinations (IMEs)To amend the time for filing written reports of IMEs with the Board and furnished to all others

03-07-12 Emergency

ID Number Issue Date Action QUARTERLY INDEX

59

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WORKERS’ COMPENSATION BOARD

WCB-13-12-00002 Pharmacy and durable medical equipment fee schedules and requirements for designated pharmaciesTo adopt pharmacy and durable medical equipment fee schedules, payment process and requirements for use of designatedpharmacies

03-28-12 Emergency

ID Number Issue Date Action QUARTERLY INDEX

60