boyce f martin jr financial disclosure report for 2009

8/3/2019 Boyce F Martin Jr Financial Disclosure Report for 2009

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a o ~ 0 FINANCIAL DISCLOSURE REPORT n e p o r t n e q u i r e d b y t h e ~ t h i ~ sin Government Act ofl978h e y . ~ /2 0 2 0 FOR CALENDAR YEAR 2009 0 u .s .c , app. 1o1- I11)1. Persnn Re porting (Iast name, first, middle initial) 2. Court or Organization 3. Date of ReportMartin, Jr.,, Boyce F. Sixth Circuit, USCA 05/07/2010

4. Title (Article III judges indicate active or senior status; 5ao Report Type (check appropriate type) 6. Reporting Periodmagis~ate judges indicate full- or part-time) [] Nomination, Date 01/01/2009United States Circuit Judge . [] Initial [] Ann~.lal [~" Final to1%~31/2009

5b. [] AmendedReport7. Chambers or Office Address 8. On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliance209 United States Courthouse with applicable laws and regulations.601 W. BroadwayLouisville, KY 40202-2227 Re-Aewing Offset Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be.followed. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . ~ s e p o ,t in ~ ~ n a ~ d ~ , ~ o,,~; s e e p p . 9 - 1 3 offiling instructions.)~ NONE ~;o reportable positions.)

POSITION N A M E O F O R GA N I Z A T I O N / E N T I T Y

I I . A G R E E M E N T S . m , ~ o, ti ~ individual on(v; see pp. 14-16 of fili~ instructions.)NONE ~o reportable agreements.)

DAT~ P~TIES AND TERMSI.


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N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tPageFINAN CIAL2 of 9 D I S C L O S U R E R E P O R T ] ~ a ~ , J ~ . ,, ~oy~ F. 0 5 1 0 7 1 2 0 1 ~

IlL N O N - IN V E S T M E N T I N C O M E . a~,or~ .~ ~..i~i.~,~ ~.~.. ..... ~ seep p , 1 7 - 2 4 of fflingA. Filers Non-Investment Incom e

NONE ~to reportable non-investment income.)

DATE SOURCE AND TYPE ~COME(yours, not spouses)I.2.3.4.

B. Spouses Non-I~vest~e~[ ~comg - i f you were married during any po~ion o f the repo~t ing year, complete th[~ sec t ion.( D o l la r a m o u n t n o t r e q u i r e d ~ c e p t fo r h o n o r a r i a . )~ N O N E (No reportable non-inves~ent income.) ....

~ SOURCE BND TYPE1.2.

3.4.

I V . R E I M B U R S E M E N T S - - ,r.~po.,~io.,~odgi.g, lood, ..... ,a~..,~,.( In c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n l c h i l d r e n ; s e e p p . 2 5 - 2 7 ~ f! lt n g i n s ~ r u c ,i o n s . )~ NONE (No repor table reimbursements.)

SOURCE ~DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED1. Indiana Universily 02/04109-02/06 /09 Indianapolis, IN Program Transportation, lodging and food2. Fordham University 0 4 1 0 1 1 0 9 -0 4 /0 3/0 9 New York, NY Program Transportation, lodging and food3. Northwesem University 04/19/09-04/22/09 Chicago, IL Program "rransportafion, lodging and food4. Northwestern Universily 1 2 / 0 7 / 0 9 - 1 2 1 0 9 1 0 9 Chiago, 1L Program Transportation, lodging and food5.


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FINANCIAL DISCLOSURE REPO RT N~me of P ..... Reporting]

Date of ReportPage 3 of 9 M artia, Jr.,, Boyce F. 05/07 /2010

~-~ NONE (No reportable gifts,)O _ S D _ _ U . ] ~ C ~ DESCRIPTION VALUE

2.3.4.5.

V I . L I A B I L I T I E S . a , , c t , , d e s those of sp ....... d dependent chi ldren; seepp. 32-33 q]" f i l ing ins trucaons . )N O N E (No reportable liabilities..)

CREDITOR DESCRIPTION VALUE CODE

2.3.4.5.


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N a m e o f P e r so n R e p o r t i n g D a t e o f R e p o r tFINANCIAL DISCLOSURE RE PORT ] Martin, Jr.,, Boyce F.05/07/2010Page 4 of 9

NONE (No reportable income, assets, or transactions.)A. B. C. [ O.D e s c r i p t i o n o f A s s e t s " I n c o m e d u r i n g Gross value at end [ T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d( i n c l u d i n g t r u s t a s s e t s )

e x e m p t f r o m p r i o r d i s e l o su r e ! Code 1 I div.,rent, C o d e 2 Melhod ! b u y , s e l l, ] m n f f d d Y y y I C o d e 2 I , C o d e I b u y e r i s e l I e r(A-H) :, o r i n t . ) ( J - P ) i C o d e 3 i r e d e m p t i o n ) I I (J-P) i (A-H) ( i f p r i v a t e...............................................i j ] ( Q - W ) [ [ ..[_" [ ....... t r a n s a c t i o n

1, Kentucky Tax Free Income Fund (Dupree) C Dividend M T2. CGM Realty Fund D Dividend N T3. IRA - T. Rowe Price Mid Cap Fund (Ky. C Dividend N TDeferred Income)4. Northeast Investors Trust Fund B Dividend K T5. Vanguard Asset A!.location Fund B Dividend Redeemed 08/1 ]/09 M E6. Abbott Labs A Dividend L T7. Bard C.R. Inc. A Dividend M T8. Berkshire Hathaway A Dividend

9. Brown and Brown A Dividend L T1 0 ~ Hospiva Inc. A Dividend Sold 10/13/09 M D1t. Indexx Lab Inc. A Dividend M T12 . Illinois Tool W orks A Dividend M T} 3 , Johnson and Johnson A Dividend M T14 , Knight Transportation Inc, A Dividend K T15 . Martin Marietta Materials A Dividend K T16 . Medtronie Inc. A Dividend K T! 7 . Mohawk Industries A Dividend Sold 1 0 i 1 3 / 0 9 K A

2. Vaiue Codes J =$ I 5,~) or less F, -$15,001 - $50,000 L =$50,001 - $ I ~,000 M =$ l ~,~ I - $250,~)0


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N a m e o f P e r s o n R e p o r t i n gP a g e F I N A N C I A L 5 o f 9 D I S C L O S U R E R E P O R T ] Martin, Jr.,, Boyce F . 0 5 / 0 7 / 2 0 I 0

V I I . I N V E S T M E N T S a n d T R U S T S - ~ ....... ~.~, t . . .. . l io n s ( I n c lu d e s lh o s e o f sp o u se a n d d e p e n d e n t ch i ld re n ; seepl~ 34-60 of fi l ing instruct~om~)N O N E (No reportable income, assets, or transactions.)

a. B . C , D .D e s c r i p t i o n o f A s s e t s [ I n c o m e d u r h ~ g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

. (including trust assets)I . . . . . . .e p o r t i n g _ . . . . . .e r i o d o f r e p o r l i n g p e r i o d! Amount Type (e.g., Value Value Date I Value i Gain i Id,:.ntity oflace "(X)" after each asset Code I i Type (e.g.,i C o d e 2 t i m r a V d d / y Y ,x e m p t f r o m p r i o r d i s c l o su r e d i v , , r e n t , M e t h od buy, sell. Code 2 i Code I i b u y e r / s e l l e r( A - H ) ] or int.) [ ( ! I - p ) i Cdde 3 r e d e m p t i o n ) (J-P) i (A-H) i ( i f p r i v a t e ! ( Q - W ) i ~ t r a n s a c t i o n )

18 . OReilly Auto Inc. A Dividend K T19 . Payehex Inc. A Dividend K T2 0 . Pepsico Inc. A Dividend K T2 1 . Progressive Corp. OH A Dividend K T22. Stryker Corp. A Dividend Sold 10i13/09 M D2 3 . Synovas Finl Corp. A Dividend Sold 01/10/09 K A24. TJX Cos. Inc. A Dividend K T2 5 . Walgreen Co. A Dividend K T

2 6 . Waters Corp. A Dividend K T2 7 . Wolverine Worldwide A Dividend K T2 8 . 3M Corp. A Dividend L T

i29, Aegon N.V. Insur. A Dividend L T3 0 . B.P. PLC ordinary shrs A Dividend M3 1 . Coca Cola Corp. A Dividend L T3 2 . E1 Paso Corp. A Dividend Sold 01/08/09 L D3 3 . Exxon Mobil Corp. B Dividend M T ~

34. Harvest E,ergy A Dividend Sold 1 I 1 2 4 / 0 9 L A i

I

P 3 = $ 2 5 . 0 0 0 . ~ 1 - $ 5 0 . ~ 0 . 0 0 0 P 4 = M o r e t ha n $ ~ 0 , ~ ,~ 0


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FINANCIAL DISCLOSURE REPORT ~ m e o f P e r s o n R e p o r t in g I D a t e O f R e p o r tPage 6 of 9 Martin, Jr.,, Boyce F.]

05/07/2010

V I I . I N V E S T M E N T S a n d T R U S T S -- ~ n e o , ~ e , ,~ u e , t , ..... tions (Includes those o/sp ...... d d e p e n d e n t c h i l d r e u ; s e e p p . 3 4 - 6 0 of filing instructions.)D NONE income, assets, or transactions.)N o reportableA. Amount B.

C. D.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i ng G ro s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i n c l u d i n g t n ~ s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d(1 ) (2 ) (I) (2 ) (1 ) (2) (3) I (4) l (5 )

P l a c e " ( X ) " a f t e r e a c h a s s e t T y p e ( e . g . , Value Value T y p e ( e . g . , D a t e Valuet Gain/ I d e n t i t y o fI Code 1 ! d i v . , r e n t , C o d e 2 M e t h od buy, sell, m m / d d / y y C o d e 2 C o d e 1 buyer/seller- e x e m p t f r o m p r i o r d i s c lo s u r e ,( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )I 3 5 . Health Net Inc. A Dividend Sold 03/02/09 L A

3 6 . Novartis A.G. A Dividend Sold 04/22/09 L A3 7 . Procter and Gamble B Dividend Sold 12/02/09 L D3 8 . Provident Exergy T r B Dividend K T3 9 . Regis Corp. Minn. A Dividend Sold 08/03/09 L A4 0 . Spdr. Ser. Tr. (K.RE) A Dividend Sold 02/13/09 L A4 1 . Smuckers, J.M. Co. A Dividend Sold 05/06/09 L A4 2 . Sunrise Senior Living A Dividend J T43. United Rentals A Dividend K T4 4 . United States Natural Gas B Dividend L T45. Uranium Focused Energy A Dividend Sold 10/14/09 L D46. Verisign, Inc. B Dividend L T47. W ebster Financial A Dividend Sold 0 6 / 1 9 1 0 9 J A48 . ZweigTotal Rtn Fund A Divide,~d K T4 9 . Nationwide Health Properties Trust C Dividend L T5 0 . Senior Housing Properties Trust C Dividend L T5 1 . Vanguard W ellington Fund B Dividend M T B uy 08/11/09 M

t. income Gain Codes: A =$ 1,000 at less B =$ 1,001 - $2,500 C =$2,501 - $ 5,000 D ~$5,001 - $15,000 E =$15,0O t - $50,000(See Colmaans B I and 134) F ~$50,001 - $100,000 G *$~00,001 - $1,000.000 F| 1 =$1,000,001 * $5,000,000 H2 =More than $5,000,0002. V alue Codes J ~$15,000 or less K =$15.001 - $50,000 L ~$50,001 - $I 00,000 M =$100,001 - $250,000(See Columns C 1 and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000 P I =$1,000,001 - $5,000,000 P2 =$5.000.001 - $25,000,000P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessmem T --C.~sh Market(See Column C2) U =Book Value V =Other W =Estimated


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F IN A N C IA L D IS C L O SU R E R E P O R T[ M artin, Jr.,, Boyce F.age 7 of 9 0 5 / 0 7 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S ..i .... ,,vot,,,t ..... tionsancludesthoseofspouseanddependentehilaren;seepp. 34-aOoffainginstruction~.)[] N O N E (No reportable income, assets, or Oansactions.)

Description of Assets lacome during Gross value at end Transactions during reporting period(i~cluding trust assets) ,I r~epor t ing~p.er io~d & l o f r e _ p . . o r t i n g p e r i _ t _ ~ . . . . . . _ _ l

P l a c e " ( X ) " a f t e r e a c h a s s e t iamoun.tI ype( "g"~l Value I Value " r y p e ( e , g . , Date Value I Gain Idemityofexempt from prior disclosure ! CdelI div., rent, i Code 2 I Method buy, sell, rm~ia~yy Code 2 ] Code I buyer/seller(A-H) [ orint.) [ (J-P) ] Code3 redemption) i (J-P) ] (A-H) (ifprivateI . . . . . . . . . . . . . . . . . .. . . . . . . i.. 15 2 . McCormick Non Vtg. B Dividend K T B uy 0 3 / 2 7 1 0 9 K5 3 . H elios lneome Fund C Dividend M T B uy 03]27/09 M5 4 . S u n r i s e S e n i o r L i v in g C Dividend M T B u y 05/03/09 M5 5 . Felcor Lodging Trust Fund C Dividend M T B uy 12/05/09 M5 6 .5 7 .

5 8 .

2. C~cs = $ 1 5,000P3 ~$25,~0.001 - $50,000,~ P4 =More ~h~n $50,0~L000


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FINANCIAL DISCLOSURE REPORT N .... frersonReporting [ DateofReportPage 8 of 9 Mar~., Jr . , , Boyce r. I 0 5 / 0 7 / 2 0 1 0VIII. ADDITIONAL INFOR2VIATION OR EXPLAN ATIONS. an,~,,,p,,~oyRepo,,)


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FINANCIAL DISCLOSURE REPORT [ r~ame of Person Repo~n~[ DateofRep0rt

]Page 9 of 9 ,aartin, Jr.,, Boyce F . 0 5 / 0 7 / 2 0 1 0

IX. CERTIFICA TION.I certify that all information given above (including information pertaining to m y spouse and m inor or dependent children, if any) isaccurate, true, and complete to the best of m y knowledge and belief, and that any information not reported was withheld because it m et applicable statutoryprovisions permitting non-disclosure.I further certify that earned income from outside employment and honoraria and the acc eptance ef gifts which hav e been reported are incompliance with the provisions of 5 U .S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL W HO KN OWINGLY AN D WILFULLY FALSIFIES OR FALLS TO FILE TH IS REPORT MAY BE SUBJECT TO CIVILAND CRIMINA L SAN CTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 additional cop~es to:

Comm ittee on Financial DisclosureAdm inistrative O ffice of the U nited States CourtsSuite 2-301One Columbus Circle, N.E.W ashington, D.C. 20544

boyce f martin jr financial disclosure report for 2009

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