brochure scce program

5/26/2018 Brochure SCCE Program

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SCCE Academies. Training more than 2,500 compliance

and ethics professionals around the world.

Registertoday:CLASSSIZEIS

LIMITED

Learn the essentials of managing compliance & ethics programmes

Take the Certified Compliance and EthicsProfessional-International Exam (CCEP-I)

Shanghai, China |710 July 2014

Questions:[email protected]

Learn more and register at corporatecompliance.org/academies

Basic Compliance

& Ethics Academy
http://www.corporatecompliance.org/http://www.corporatecompliance.org/http://www.corporatecompliance.org/http://www.corporatecompliance.org/http://www.corporatecompliance.org/http://www.corporatecompliance.org/http://www.corporatecompliance.org/http://www.corporatecompliance.org/


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2 www.corporatecompliance.org +1 952 933 4977 or 888 277 4977

About SCCEs Basic Compliance & Ethics Academ

Why you should attend

More than 2,500 compliance profes-sionals have turned to SCCE BasicCompliance & Ethics Academies tolearn best and leading practices incompliance and ethics management.

SCCE Academies are not confer-ences. Instead, they provide in-depth,classroom-style training in the essentialelements of an effective complianceand ethics programme. Class sizeis limited to facilitate interactionboth with the faculty and the otherparticipants.

Topics addressed include:

- Standards, Policies, and Procedures

- Compliance and EthicsProgramme Administration

- Communications, Education,and Training

- Monitoring, Auditing, andInternal Reporting Systems

- Response and Investigation,Discipline and Incentives

- Anti-Corruption and Bribery

- Risk Assessment

- Compliance across borders

The Academies are also excel-lent preparation for the CertifiedCompliance and Ethics ProfessionalInternational (CCEP-I)

examination.

Course materials are providedand include SCCEs The CompleteCompliance and Ethics Manual(normally$419) and International Compliance 101(normally $60)

An integral feature of the SCCEAcademy is the ability to meet indus-

try peers. Because class size is limitedyou will have the opportunity to get toknow the other Academy attendeeswell. In addition, during the course of

the Academy, SCCE provides a net-working event that gives participants

the opportunity to meet with eachother in an informal environment.

Becoming certified

Currently over 6,500 ComplianceProfessionals around the world haveearned a Compliance CertificationBoard designation. These individu-als have all demonstrated sufficientknowledge of government regulationsand compliance processes to under-stand and address legal obligationsand promote organizational integrity

through the operation of effectivecompliance and ethics programmes.

By taking and passing the CertifiedCompliance and Ethics Professional-International (CCEP-I)certificationexam, you will both join this distin-guished group and help further thedevelopment of the compliance and

ethics profession.Earning the CCEP-I requires pass-ing the CCEP-I examination, which,is offered after the conclusion of

the Academy. Eligibility to sit for theexamination requires the completionof 20 hours of continuing educationin compliance within the 12 monthsprior to your exam date. There area number of ways to obtain thosecredits, but the Basic Compliance& Ethics Academy can provide all

the continuing education creditsyou need and also provides excel-lent preparation for the certificationexam. Additional eligibility require-ments and more detailed informationabout the exam can be found in theCCEP Candidate Handbookor atcompliancecertification.org.

SCCEs Basic Compliance& Ethics Academy coursematerials include:

The Complete Compliance and Ethics

Manual,(normally $419)

International Compliance 101,(normally $60)

Contact us

Please call SCCE at +1 952 933 497or 888 277 4977 or visit us online corporatecompliance.orgto learn mabout the Academies and SCCEsother programmes.

SCCEs mission:SCCE exists to champion ethicalpractice and compliance standardin all organizations and to providthe necessary resources forcompliance professionals andothers who share these principle

Rates are listed in U.S . dollars. Academies and

certification exams will be conducted in English.
http://www.compliancecertification.org/Portals/2/PDF/CCEP/ccb-ccep-handbook.pdfhttp://www.compliancecertification.org/Portals/2/PDF/CCEP/ccb-ccep-handbook.pdf


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Become a CertifiedCompliance & Ethics

ProfessionalInternationalAs a Certified Compliance and Ethics Professional

International (CCEP-I)youll be able to demonstrate your

ability to meet the challenges of these times and have the

knowledge you need to help move your programme and your

career forward. Youll join more than 6,500 people around the

world who have already earned a Compliance Certification

Board (CCB) designation. CCEP-I certification is not tied tothe laws of one country, but reflects the knowledge needs of

compliance professionals globally. It draws upon international

frameworks for effective compliance programmes.

Theres never been a better time to be a part of the ever

more demanding compliance and ethics profession. Budgets

are tight, governments around the world are looking to add

new regulations, public trust in business is low, and employees

are tempted to cut corners.

To learn more about what it takes to earn the CCEP-I

designation and demonstrate your expertise, visit

compliancecertification.org.

Broaden yourprofessionalqualifications

Increase your valuto your employer

Gain expertise inthe fast-evolvingcompliance field


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Curriculum SCCEs Basic Compliance & Ethics Academy| Shanghai, China | 710 July 20MONDAY 7 JULY

8:00 8:30

Registration and ContinentalBreakfast (provided)

8:30 8:45

Welcome and Introduction

8:45 - 10:00

Introduction to CompliancePractice: AbbreviatedCompliance 101

Debbie Troklus, CCEP-F, CCEP-I, CHC-

F, CHRC, CHPC, Managing Director,

Aegis Compliance and Ethics Center

This session provides a basic introduction to com-pliance and the compliance programme. It coversthe essential elements of a compliance programme

and reviews the organizational steps necessary toimplement a successful compliance programme.

10:15 12:00

Recent Developments ofCompliance In China

Amy L. Sommers, Partner,

K&L Gates LLP

12:00 13:00

Lunch (provided)

13:00 14:30

Education & TrainingArt Weiss, JD, CCEP-F, CCEP-I, Chief

Compliance & Ethics Officer, TAMKO

Building Products

This session will cover the need for complianceand ethics training, the different types of training,targeted training, the dangers of ineffect ive trainingand the use of data to help prove effectiveness.

14:45 16:30

Creating & Reviewing CompliancePolicies and Procedures

Marjorie W. Doyle, JD, CCEP-F, CCEP- I,

Marjorie Doyle & Associates, LLC

This course focuses on the importance of policiesand procedures as the foundation for any strongethics and compliance programme. It covers thelegal, cultural and efficiency reasons for havingpolicies and procedures. The main purpose ofthe cour se is to clear ly define what policies, pro-cedures and guidelines are, what their specificelements are, and how to create effective policiesand procedures.

TUESDAY 8 JULY

7:30 8:00

Continental Breakfast (provided)8:00 8:15

Test Question & Answer

8:15 10:00

Compliance InfrastructureDebbie Troklus, CCEP-F, CCEP-I, CHC-

F, CHRC, CHPC, Managing Director,

Aegis Compliance and Ethics Center

This course is designed to help compliance profes-sionals understand the components of an effectivecompliance infrastructure. Implementation of a

compliance program, selection of qualified staff,budgeting for compliance and the overall structureof the office are discussed. Time is spent discuss ing

the var ious posi tions needed and the qualifica-tions for each. The audi ting posit ion along withqualifications (coding credentials) is discussed. Acompliance professional should be able to use whatis taught in this course to design an adequate struc-ture to facilitate an effective compliance program.

10:15 12:00

Enterprise-Wide Risk AssessmentSheryl Vacca, CCEP, CCEP-I, CHC-F,

CHRC, CHPC, Senior Vice Presidentand Chief Compliance & Audit Off icer,

University of California

In this session, participants will learn what risk is andhow it can be assessed, who should be involvedin risk assessments, ways to identify risk areas andwhat to do with the results of a risk assessment.

12:00 13:00

Lunch (provided)

13:00 14:30

Antitrust Compliance in ChinaDr. Jingwen Zhu,

Registered Foreign Lawyer,

DLA Piper

14:45 15:45

Legal Issues, Risk Factors andDisclosure Issues

Odell Guyton, CCEP, CCEP-I, SCCE

Co-Chair; Vice President, Global

Compliance, Jabil Circuit, Inc.

This session will cover the need to identify risks, the need to investigate those risks, discloof wrongdoing and the prevention of damageing from both risks and non-disclosure.

15:45 17:00

Organizational EthicsMarjorie W. Doyle, JD, CCEP-F, CCE


This is a focus on what an ethical culture is animportance as the underlying basis for a stculture of compliance and ethics. It focuse

the legal requirements of an ethica l culturethe business value of one. The course also cothe current ethical landscape and the pracsteps to creating and maintaining a strong etcorporate culture.

19:00

Networking Dinner

WEDNESDAY 9 JULY

8:00 8:30

Continental Breakfast (provide


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www.corporatecompliance.org +1 952 933 4977 or 888 277

Curriculum SCCEs Basic Compliance & Ethics Academy| Shanghai, China | 710 July 208:30 10:15

Auditing & MonitoringSheryl Vacca, CCEP, CCEP-I, CHC-F,

CHRC, CHPC, Senior Vice President

and Chief Compliance & Audit Off icer,

University of California

The goal for this session is to provide compli-

ance professionals with a solid understanding ofthe role of audi ting and monitor ing in the compli-ance system. It begins with determining the roleof auditing and monitoring in the organizationalgovernance process specifically what assurance

the board and management need to meet theirresponsibilities. Next the session explores the rela-tionship between monitoring activities and internalcontrol. A practical process for developing effectivemonitoring plans and strategies is then presentedalong with attributes needed for these plans toprovide assurance on the effectiveness of the com-pliance programme. Finally, the session ends witha discussion of internal reporting systems as a keypart of an organizations monitoring activities.

10:30 12:15

PrivacyMarjorie W. Doyle, JD, CCEP-F, CCEP-I ,


This session is an overview of key privacy lawsand regulations that could impact a US or globalcompany. The Privacy session provides a basic highlevel introduction to law and regulations in all seg-ments of industry. It covers laws and regulationsfrom both the private and governmental industrysegments. Law and regulations for activities in the

US, Europe, Asia and other areas of the world aretouched on in this session.

12:15 13:15

Lunch (provided)

13:15 14:30

InvestigationsArt Weiss, JD, CCEP, CCEP-I , Chief

Compliance & Ethics Officer, TAMKO

Building Products

This session is focused on the aspects of a com-

pliance investigation. The session overviews theconsiderations for who should conduct suchinvestigations based on the nature of the investi-gations as well as considerations for determiningwhether the investigations should be conductedunder attorney client privilege. The session alsoaddresses considerations for what information toprovide to the workforce during an investigationand how to repor t the investigation findings. Theduties and obligations of the board of directors andkey leaders in the organization are also addressedin this session.

14:45 16:30

Effectiveness and EvaluationGreg Triguba, JD, CCEP, CCEP-I,

Senior Practice Leader, Ethics,

Compliance and Risk,

Aff iliated Monitors , Inc.

This session looks at the evaluation of compliance

programme effec tiveness. What are the things thatcan be measured, what are the tools for doing thismeasurement, and what else do you need to knowto avoid pitfalls and get valid result s? We considerwhy it is not enough to simply do surveys , and howdifferent tools work best for measuring effective-ness in addressing different compliance risks. Wealso consider who should do the evaluations andwho should get the results.

THURSDAY 10 JULY

7:30 8:00

Continental Breakfast (provided)

8:00 9:00

Using Incentives in theCompliance Program

Greg Triguba, JD, CCEP, CCEP-I,

Senior Practice Leader, Ethics,

Compliance and Risk,

Aff iliated Monitors , Inc.

The incentives session will explain why it is soimportant to include incentives in the scope of acompliance programme. The session reviews thedifferent ways to do this, including personnel evalu-

ations, rewards and awards, and giving compliancea role in promotion decisions. The coverage alsoincludes the importance of company incentiveprogrammes in general and why the complianceofficer needs a seat at the table when any corpo-rate incentive system is being developed. We askthe difficul t question whether those who repor tfellow employees should get rewards for doing so.

9:15 11:00

Conflicts of InterestSheryl Vacca, CCEP, CCEP-I, CHC-F,

CHRC, CHPC, Senior Vice President

and Chief Compliance & Audit Off icer,University of California

Conflicts of interest are some of the most commonand challenging issues for compliance and ethicsprogrammes. Employees are expected to act in thebest interests of their organizations and exercisesound judgment unclouded by personal interest ordivided loyalties, but that does not always occur.This session is designed to assist compliance profes-sionals in understanding ethical and organizationalrisks that result from conflicts of interest and how

they occur ; g ift s, gratuities and kickbacks; policydevelopment; disclosure programmes; detectionand auditing for compliance; training; case studiesand best practices.

11:15 12:45

FCPA Anti-Corruption & BribeOdell Guyton, CCEP, CCEP-I, SCCE

Co-Chair; Vice President, Global

Compliance, Jabil Circuit, Inc.

This course explores the domestic and gadministrative and law enforcement efforts

rounding anti-corruption enforcement pr incand provides a practical (hands-on) approacdealing with these and other organizational coance and ethics risks.

12:45

Take Away Lunch(provided)

13:45 14:30

CCEP-I

Exam Check-In

14:30 18:15

CCEP-I Exam Time*

Certified Compliance & EthicsProfessional International Exam(CCEP-I)The CCEP-I exam is optionYou must pre-register for the CCEP-Iexam separately from the Academy. Toregister for the exam, download thePDF application for your Academy fromwww.corporatecompliance.org/academ

*If you are not present at the specified Exa

Time as listed above, and as determined by exam proctor, you will not be allowed to sit f

the exam. Actual Exam Duration is 150 minper the Candidate Handbook. Time range ab

includes mandatory exam procedures and

proctor instructions.

Academy and CCEP-I exam are conduct

in English at this time.

Agenda is subject to change.
http://www.corporatecompliance.org/academieshttp://www.corporatecompliance.org/academies


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Registration SCCEs Basic Compliance & Ethics Academy| Shanghai, China | 710 July 20Contact information

Mr. Mrs. Ms. Dr.

SCCE Member ID (if applicable)

First Name MI

Last Name

Credentials

Title

Place of Employment

Address

Town/City

Postal Code

Country

Phone Fax

Email (required for confirmation notice)

Shanghai, China | 710 July 2014

Choose your registration fee

SCCE Member ......................................................................................$2,500 US

Non-Member ........................................................................................$3,000 US

New Member ($2,500) Registration plus

SCCE membership ($200)........................................................... $2,700 USSave by joining SCCE today (First time members only;dues regularly $295 annually will be invoiced seperately.)

Registration and membership renewal........... $2,795 USCurrent members, register and renew your membership today

Group Discount: subtract$ from my registration fee(see box at left)

TOTAL$ USD

Payment options

If you wish to pay using wire transfer, please emailhelpteam @ corporatecompliance.org for instructions.

Invoice me

Check enclosed (payable to SCCE)

I authorize SCCE to charge my credit card (choose below)*

Credit Card: American Express MasterCard Visa

Credit Card Account Number

Credit Card Expiration Date

Cardholders Name

Cardholders Signature

CAIS

Ways to register

MAIL:Include registration form with check payable to:

SCCE, 6500 Barrie Road, Suite 250Minneapolis, MN 55435, United States

ONLINE: www.corporatecompliance.org/academies

FAX: +1 952 988 0146 ( including billing information)

QUESTIONS?Call +1 952 933 4977 or 888 277 4977

or e-mail helpteam @ corporatecompliance.org

Rates are listed in U.S. dollars. Academies and certification exams will be

conducted in English.

*Due to PCI Compliance, please do not provide any credit card informationvia email. You may email the application (without credit card information) and

call SCCE at 952.933.4977 or 888.277.4977 with your credit card information.

SOCIETY OF CORPORATE COMPLIANCE AND ETHICS6500 Barrie Road, Suite 250, Minneapolis, MN 55435 United StatesPHONE+1 952 933 4977 or 888 277 4977 |FAX+1 952 988 0146www.corporatecompliance.org |helpteam @ corporatecompliance.org

Group discounts

5 or more: $200 discount for each registrant

10 or more: $400 discount for each registrant

Discounts take effect the day a group reaches the discount numberof registrants. Please send registration forms together to ensure thatthe discount is applied. A separate registration form is required foreach registrant. Note that discounts will NOT be applied retroactivelyif more registrants are added at a later date, but new regist rants willreceive the group discount.


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Details SCCEs Basic Compliance & Ethics Academy| Shanghai, China | 710 July 20Conference locationand hotel reservations

Shanghai Marriott HotelCity Centre555 Xi Zang RoadHuangpu DistrictShanghai, Shanghai200003 China

+86 21 2312 9888

www.marriott.com/hotels/travel/shamc-shanghai-marriott-hotel-city-centre/

The hotel reservation department canbe contacted directly at +86 21 62792213 during office hours (local time),Monday through Friday from 09:0017:30.A special rate of US $201 per night hasbeen arranged for room only and includesservice charges. Private breakfast in themeeting space will be included in theconference to encourage more networking

time. Internet in your rooms is includedin the above rate. When making yourreservation please ask for the SCCEBasic Compliance & Ethics Academy rate.Individuals will be required to confirm

their association to the named group andwill be asked to provide a credit card tosecure booking.

Registration terms

Please make your check payable to SCCE.Enclose payment with your registration andreturn it to the SCCE office, or fax yourcredit card payment to +1 952 988 0146.

Payment must be sent in at least twoweeks prior to the star t date or yourspace may be released. If your total ismiscalculated, SCCE will charge your card

the correct amount. For information ongroup discounts, please see the box on theregistration form. The cost of any examsand the hotel accommodations are notincluded in the registration fee. Breakfastand lunch are included in the tuitionamount as indicated on the agenda.

Cancellations/substitutions:You maysend a substitute in your place or requesta conference credit. Conference creditsare issued in the full amount of theregistration fees paid and are good for12 months from the date of the cancelledevent. Conference credits may be used

towards any SCCE ser vice. If you need tocancel your participation, notify us pr ior

to the s tar t date of the event by email athelpteam @ corporatecompliance.org or byfax at +1 952 988 0146. Please note that ifyou are sending a substitute, an additionalfee may apply.

Recording/electronics:No audio orvideo recording of SCCE conferences isallowed. No personal laptops may be usedduring conference sessions.

Prerequisites/advanced preparation:None.

CCEP-I exam

The cost of the CCEP-I exam is notincluded in the Academy registrationfee. To register for the CCEP-I exam,download the PDF application form for

the exam offered at your Academy fromwww.corporatecompliance.org/academies.

Please note that you must register forthe CCEP-I exam separately from theAcademy. Submit the application andfee ($250 SCCE members or $350non-members) in advance as directed on

the application form.

Questions?:Contact the certification

team at ccb@ compliancecer tif ication.orgor +1 952 933 4977.

Continuing Education Units

If you have questions about CEUs,please contact CCB at +1 952 405 7935or ccb @ compliancecertif ication.org.Visit corporatecompliance.org/academiesfor the most up-to-date CEUs.

Compliance Certification Board(CCB):Certified in HealthcareCompliance (CHC)

, Certified inHealthcare ComplianceFellow(CHC-F), Certified in HealthcarePrivacy Compliance (CHPC)

, Certifiedin Healthcare Research Compliance(CHRC)

, Certif ied Compliance &Ethics Professional (CCEP)

, CertifiedCompliance & Ethics ProfessionalFellow(CCEP-F), Cer tified Compliance & EthicsProfessionalInternational (CCEP-I):CCB has awarded a maximum of 30.3CEUs for these accreditations in thefollowing subject areas: Application ofManagement Practices for the ComplianceProfessional; Application of Personal andBusiness Ethics in Compliance; Written

Compliance Policies and Procedures;Designation of Compliance Off icers andCommittees; Compliance Training andEducation; Communication and Repor tingMechanisms in Compliance Enforcementof Compliance Standards and Discipline;Auditing and Monitoring for Compliance;Response to Compliance Violationsand Corrective Actions; HIPAA PrivacyImplementation and/or Complying withGovernment Regulations.

US Legal Education CLE:The Societof Corporate Compliance and Ethics is aState Bar of California Approved MCLEprovider, a Pennsylvania AccreditedProvider, a Rhode Island AccreditedProvider, and a Texas Accredited SponsorAn approximate maximum of 24.5 clockhours of CLE credit will be available

to attendees of this conference. AllCLE credits will be awarded based onindividual attendance.

US Accounting NASBA/CPE:The Society of Corporate Complianceand Ethics is registered with theNational Association of State Boardsof Accountancy (NASBA) as a sponsorof continuing professional education on

the National Regist ry of CPE sponsors,Sponsor Identification No: 105638. Stateboards of accountancy have final authorityon the acceptance of individual courses foCPE credit and may not accept one-half

credits. Complaints regarding registeredsponsors may be addressed to theNational Registry of CPE Sponsors, 150Fourth Avenue North, Suite 700, NashvilTN 37219-2417. Website : www.nasba .orgA recommended maximum of 29.0credits based on a 50-minute hour willbe granted for the entire learning activityThis programme addresses topics that areof a current concern in the complianceenvironment. This is an update, group-liveactivity. For more information regardingadministrative policies such as complaintsor refunds, call SCCE at +1 952 933 4977or 888 277 4977.
mailto:[email protected]:[email protected]:[email protected]:[email protected]


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6500 Barrie Road, Suite 250

Minneapolis, MN 55435, United States

www.corporatecompliance.org

This four-day course was the most robust

theoretical support on the compliance &

ethics discipline I could ever attend. And the

caliber of the invited speakers was impressive,

as well. The feedback to my colleagues was

very short: a first-class course. I strongly

recommend this course.

Zaur Ahmadov, Compliance & Ethics

Advisor, Group Compliance & Ethics,

BP (British Petroleum)

Basic Compliance

& Ethics Academy

Basic Compliance& Ethics Academy


www.corporatecompliance.org/academies


Learn the essentials of managing

compliance & ethics programmes

Register

today:CLASSSIZEISLIMITED
http://www.corporatecompliance.org/http://www.corporatecompliance.org/http://www.corporatecompliance.org/http://www.corporatecompliance.org/

brochure scce program

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