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MOLECULAR REACTIONS ON SURFACES: TOWARDS THE GROWTH OF SURFACE-
CONFINED POLYMERS
Maryam Abyazisani
B.Sc. and M.Sc.
Submitted in fulfilment of the requirements for the degree of
Doctor of Philosophy
School of Chemistry, Physics and Mechanical Engineering
Science and Engineering Faculty
Queensland University of Technology
2019
To love of my life
Molecular reactions on surfaces: towards the growth of surface-confined polymers i
Abstract
The development of surface-confined nanostructures is a promising approach
towards developing new electronic and optoelectronic devices. Molecular assembly
under ultra-high vacuum (UHV) conditions offers precise control over the reaction
conditions. Despite all the control provided by the UHV, achieving high quality and
well-ordered nanostructures in both one and two dimensions is still a challenging
problem. A detailed understanding of the reaction of a range of molecules on surfaces
will be the key to developing targeted strategies for on-surface synthesis.
In this regard, the Ullmann reaction is very well-studied and constitutes an aryl-
aryl coupling of halogenated moieties. This reaction produces chemisorbed metal
halides as a byproduct and has consequently been a hotly-debated issue owing to the
presumed detrimental effects on the quality of the products. To find a solution for this
challenge, this thesis aims to contribute to the understanding of the absence of metal
halide byproducts in two ways. Firstly, employing the decarboxylative coupling
known as a “clean” reaction which produces volatile byproducts, and secondly in
removing the metal halide byproducts resultant from the Ullman reaction by using
hydrogen etching following the polymerisation step.
To investigate the decarboxylative reaction, the adsorption and reaction of 3,5-
pyridinedicarboxylic acid (PDC) and isophthalic acid (IPA) have been studied using
photoemission spectroscopy (PES) and near edge x-ray absorption fine structure
(NEXAFS) at the Australian Synchrotron facility. PE spectra of PDC reveal the
presence of nitrogen on the central group of the precursor result in different adsorption
configurations of the molecule on the surface: (a) via the nitrogen, and (b) via the
deprotonated carboxyl group. The result from NEXAFS supports that molecules are
adsorbed tilted with respect to the surface. The extracted activation energy for PDC
decarboxylation is (1.93 ± 0.17) eV which is large compared to the activation energy
for decarboxylation of a planar aromatic molecule, suggesting the tilted adsorption
configuration may change the activation energy. These results reveal a competition
between decarboxylation and molecular fragmentation at temperatures near
decarboxylation temperature.
ii Molecular reactions on surfaces: towards the growth of surface-confined polymers
Photoemission spectra of IPA reveal that the molecule partially deprotonated
upon adsorption on Cu(111). In addition, the beam energy dependence and angular
dependence spectroscopy of the IPA illustrates the relative geometry of the carboxyl
group, deprotonated carboxyl group and phenyl ring. The deprotonated carboxyl group
is buried beneath the phenyl ring, suggesting the molecule is anchored to the surface
via the deprotonated carboxyl group, and the NEXAFS data support the PES result.
Furthermore, STM illustrates that decarboxylative coupling of IPA successfully
proceeds on Cu(111). The IPA and PDC studies represent a step forward in
understanding the decarboxylation reaction and highlight the importance of the
chemistry of the building block in the adsorption geometry of the molecule and
therefore in the polymerization reaction.
To study the removal of by-product halogens from the surface, 1,4
dibromobenzene was deposited on Cu(111) and Cu(110). Atomic hydrogen was dosed
to the surface after the polymerization reaction completed. STM and XPS data
confirmed that halogens have been removed from the surface. This characteristic opens
up the possibility of employing the Ullmann reaction while a flux of atomic hydrogen
may offer effective way for removing unwanted halide by-products and a possibility
for improving the network qualities as well as polymer’s coverage on the surface.
Molecular reactions on surfaces: towards the growth of surface-confined polymers iii
Table of Contents
Abstract ..................................................................................................................................... i
Table of Contents .................................................................................................................... iii
List of Publication .....................................................................................................................v
List of Figures ....................................................................................................................... viii
List of Tables ..........................................................................................................................xv
List of Abbreviations ............................................................................................................ xvi
Statement of Original Authorship ........................................................................................ xvii
Acknowledgements ............................................................................................................. xviii
Chapter 1: Introduction ...................................................................................... 1
1.1 Background .....................................................................................................................1
1.2 Context ............................................................................................................................2
1.3 Purposes ..........................................................................................................................3
1.4 Thesis Outline .................................................................................................................4
1.5 References ......................................................................................................................5
Chapter 2: Literature Review ............................................................................. 7
2.1 Historical Background ....................................................................................................7
2.2 Ullmann Reaction ...........................................................................................................9
2.3 Decarboxylation Reaction ............................................................................................23
2.4 Pyridine-Based Polymer ...............................................................................................25
2.5 Summary and Implications ...........................................................................................29
2.6 References ....................................................................................................................32
Chapter 3: Research Design .............................................................................. 39
3.1 Important Parameters In Surface-Confined Reactions .................................................39
3.2 Surface Sensitive Analysis Techniques ........................................................................45
3.3 References ....................................................................................................................52
Chapter 4: Adsorption and Reactivity of Pyridine Dicarboxylic Acid on
Cu(111) .......................................................................................................... 55
4.1 Abstract .........................................................................................................................57
4.2 Introduction ..................................................................................................................58
4.3 Experimental Methods ..................................................................................................59
4.4 Results ..........................................................................................................................62
4.5 Discussion .....................................................................................................................73
4.6 Conclusions ..................................................................................................................75
4.7 References ....................................................................................................................77
iv Molecular reactions on surfaces: towards the growth of surface-confined polymers
4.8 Supporting Information ................................................................................................ 82
Chapter 5: Adsorption, deprotonation and decarboxylation of isophthalic
acid on Cu(111) ......................................................................................................... 87
5.1 Abstract ........................................................................................................................ 89
5.2 Introduction .................................................................................................................. 90
5.3 Experimental ................................................................................................................ 91
5.4 Results and discusion ................................................................................................... 92
5.5 Discussion .................................................................................................................. 103
5.6 Conclusions ................................................................................................................ 105
5.7 References .................................................................................................................. 106
5.8 Supporting Information .............................................................................................. 109
Chapter 6: Cleaning up after the Party: Removing the Byproducts of On-
surface Ullmann Coupling ..................................................................................... 117
6.1 Abstract ...................................................................................................................... 119
6.2 Introduction ................................................................................................................ 119
6.3 Experimental .............................................................................................................. 120
6.4 Results ........................................................................................................................ 122
6.5 Discussion .................................................................................................................. 133
6.6 Conclusion ................................................................................................................. 134
6.7 References .................................................................................................................. 135
6.8 Supporting Information .............................................................................................. 138
Chapter 7: Conclusions.................................................................................... 143
7.1 Conclusions ................................................................................................................ 143
7.2 Outlook....................................................................................................................... 145
Appendices .............................................................................................................. 147
Appendix A Comparison of dehalogenation temperature for different molecule on different
surfaces ................................................................................................................................. 147
Molecular reactions on surfaces: towards the growth of surface-confined polymers v
List of Publication
The results chapters in this thesis are based on articles that have been published
or submitted in peer-reviewed journals and presented in a conventional form of the
publication and contains an introduction, experimental details, results and discussions
making them self-contained.
Chapter 4: Abyazisani, M.; Bradford, J.; Motta, N.; Lipton-Duffin, J.;
MacLeod, J., Adsorption and Reactivity of Pyridine Dicarboxylic Acid on
Cu (111). JPC C 2018, 122 (31), 17836-17845.
DOI: 10.1021/acs.jpcc.8b04858.
Chapter 5: Abyazisani, M.; Bradford, J.; Motta, N.; Lipton-Duffin, J.;
MacLeod, J., Adsorption, deprotonation and decarboxylation of isophthalic
acid on Cu(111),
DOI: 10.1021/acs.langmuir.8b04233.
Chapter 6: Abyazisani, M.; MacLeod, J.; Lipton-Duffin, J., Cleaning up
after the party: removing the byproducts of on-surface Ullmann coupling,
under review for publication.
Publications not presented in this thesis:
Lipton-Duffin, J.; Abyazisani, M.; MacLeod, J., Periodic and nonperiodic
chiral self-assembled networks from 1, 3, 5-benzenetricarboxylic acid on
Ag (111). Chem. Commun. 2018, 54 (60), 8316-8319.
Abyazisani, M.; Jayalatharachchi, V.; MacLeod, J., 2.14 - Directed On-
Surface Growth of Covalently-Bonded Molecular Nanostructures. In
Comprehensive Nanoscience and Nanotechnology (Second Edition),
Andrews, D. L.; Lipson, R. H.; Nann, T., Eds. Academic Press: Oxford,
2018; Vol. 2, pp 299-326,
DOI: 10.1016/B978-0-12-803581-8.09239-0
vi Molecular reactions on surfaces: towards the growth of surface-confined polymers
Conference Presentations
Maryam Abyazisani, Jonathan Bradford, Nunzio Motta, Josh Lipton-
Duffin, Jennifer MacLeod: “Growth of 1D polymers through on-surface
reactions”; The International Conference of Young Researchers on
Advanced Materials (ICYRAM), Adelaide Australia, November 2018
(oral presentation).
Maryam Abyazisani, Jonathan Bradford, Nunzio Motta, Josh Lipton-
Duffin, Jennifer MacLeod: “Growth of graphene-like materials through on-
surface reactions”, The 6th International Symposium on Graphene
Devices (ISGD-6), Petersburg Russia , May 2018.
Maryam Abyazisani, Jonathan Bradford, Nunzio Motta, Josh Lipton-
Duffin, Jennifer MacLeod: “Growth of 1D polymers through on-surface
reactions”; International Conference on Nanoscience and
Nanotechnology (ICONN), Wollongong Australia, January 2018 (oral
presentation).
Maryam Abyazisani, Jonathan Bradford, Nunzio Motta, Josh Lipton-
Duffin, Jennifer MacLeod: “Growth of 1D polymers through on-surface
reactions”; The 42nd Condensed Matter and Materials Meeting, Wagga
Wagga Australia, February 2018 (oral presentation).
Maryam Abyazisani, Vishakya Jayalatharachchi, Nunzio Motta, Josh
Lipton-Duffin, Jennifer MacLeod: “Growth of 1D Polymers Through On-
Surface Reactions”; Nanostructures for Sensors, Electronics, Energy
and Environment (NanoS-E3), Brisbane Australia, March 2017 (poster
presentation).
Maryam Abyazisani, Nunzio Motta, Josh Lipton-Duffin, Jennifer
MacLeod: “Growth of 1D and 2D Polymers Through On-Surface
Reactions“, Australian Microbeam Analysis Society (AMAS), Brisbane
Australia, February 2017 (oral presentation).
Molecular reactions on surfaces: towards the growth of surface-confined polymers vii
Maryam Abyazisani, Nunzio Motta, Josh Lipton-Duffin, Jennifer
MacLeod: “Growth of 1D and 2D Polymers Through On-Surface
Reactions” Nanotechnology and Molecular Science HDR Symposium
(NMS), Brisbane Australia, July 2017 (oral presentation).
Maryam Abyazisani, Nunzio Motta, Josh Lipton-Duffin, Jennifer
MacLeod: “Growth of 1D and 2D Polymers Through On-Surface
Reactions”, 22ND Australian Institute of Physics (AIP) Congress,
Brisbane Australia, August 2016 (poster presentation).
Maryam Abyazisani, Nunzio Motta, Josh Lipton-Duffin, Jennifer
MacLeod: “Growth of Graphene-Like Materials Through On-Surface
Reactions”; The 5th International Symposium on Graphene Devices
(ISGD-5), Brisbane Australia, July 2016, (poster presentation).
Maryam Abyazisani, Nunzio Motta, Josh Lipton-Duffin, Jennifer
MacLeod: “Benchmarking Temperatures for Catalyzed Decarboxylation of
Trimesic Acid on Metal Surfaces”; Nanotechnology and Molecular
Science HDR Symposium (NMS), Brisbane Australia, February 2016,
(poster presentation).
viii Molecular reactions on surfaces: towards the growth of surface-confined polymers
List of Figures
Figure 2-1: Schematic reaction for Ullmann coupling. .............................................. 10
Figure 2-2: Overview STM images representing transformation of DMTP
molecules from a) halogen-bonded network to b) DMTP−Cu
coordination network and on Ag c) to organometallic networks.
Reprinted with permission from [30]. Copyright (2018) American
Chemical Society. ........................................................................................ 11
Figure 2-3 a) As-deposited at RT and b) thermally activated hexaiodo-
substituted macrocycle cyclohexa-m-phenylene (CHP) on Cu(111).
The white circle highlights radicals surrounded by iodine atoms.
Reprinted with permission from [32]. Copyright (2010) American
Chemical Society, c) organometallic and biphenyl formed from
bromobenzene on Cu(111). Reproduced from [28] with permission
from The Royal Society of Chemistry. ........................................................... 12
Figure 2-4: STM image of 1,4-diiodobenzene lines after annealing at 500K on
Cu(110). Reproduced with permission from [43]. ....................................... 13
Figure 2-5: Fast-XPS C 1s spectra during annealing of each precursor on
Cu(110) dosed at RT. Reproduced with permission from [35]. ................... 14
Figure 2-6: Tracking the desorption of different masses during annealing
DBBA multilayer using TPD, the desorbing fragments assigned in the
figure nest to related curve and the correspond schematic cartoon for
desorption process are shown in the bottom of image. Reprinted with
permission from [33]. Copyright (2015) American Chemical Society. ....... 16
Figure 2-7: Confirming the halogen removal of surface resulted from
polymerization of 4,5,9,10-tetrabromo-2,7-di-tertbutylpyrene
precursor on Au(111), using molecular hydrogen dosing and thermal
annealing. Republished with permission from [49]. Copyright (2017)
Royal Society of Chemistry. ........................................................................ 17
Figure 2-8: a,b) STM image presenting the OM and polymer network of 1,3,5-
tris(4-bromophenyl)benzene (TBB) on Cu(111), and c,d) the
corresponding models, respectively. The red circle in (a) shows the
coper atom and the arrow shows the backbone of (TBB) molecule.
Adapted with permission from [50] Copyright (2014) American
Chemical Society. ........................................................................................ 18
Figure 2-9: C1s core level XPS for dBB on Cu(110), peak 1 is attributed to the
OM species, peak at 286.4 eV corresponding to carbon-bromine bonds
in intact molecule at LT vanishes at RT, peak 2 and 3 are assigned to
C2 carbons in the aromatic ring of the dehalogenated molecules.
Adapted with permission from [53] Copyright (2013) American
Chemical Society. ........................................................................................ 19
Figure 2-10: a) The C1s and b) the Br3d and I4d core-level shifts simulation,
for the systems depicted above each plot. For the methine C-atoms (C-
atoms with an H-atom) the average core level shifts are indicated.
Molecular reactions on surfaces: towards the growth of surface-confined polymers ix
Adapted with permission from [29]. Copyright (2013) American
Chemical Society. ........................................................................................ 20
Figure 2-11: transformation of a) self-assembled BIB molecules to b) a well-
ordered hexagonal OM and to C) covalently-linked networks.
Published by The Royal Society of Chemistry [54]. ....................................... 21
Figure 2-12: Scheme of the sequential activation mechanism and
corresponding STM images of hierarchical Ullmann reaction of BIB
precursor onto Au(111). Adapted with permission from [59]
Copyright (2014) American Chemical Society............................................ 22
Figure 2-13: Scheme of the sequential activation mechanism and
corresponding STM images of hierarchical Ullmann reaction of trans-
Br2I2TPP molecules on Au(111).Reprinted with permission from [58].
Copyright (2012) Springer Nature. .............................................................. 22
Figure 2-14: a) Reaction pathways for decarboxylation of NDCA; b) STM
images of organometallic of NDCAs surface; c) poly-2,6 naphthalene
on Cu(111). Adapted with permission from [72]. Copyright (2014)
American Chemical Society. ....................................................................... 24
Figure 2-15: STM image of a) self-assembled b) organometallic (Cu adatoms
are visible as circular protrusions) and c) covalently-bonded network
obtained from decarboxylative coupling of TCPB. The inset shows a
high-resolution image with a superimposed molecular structure. d-f)
XPS spectra of the C 1s and O 1s. Adapted with permission from [73].
Copyright (2016) American Chemical Society............................................ 25
Figure 2-16: a,b) STM images of two types of single pyridine molecules
adsorbed on Ag(1 1 0) at 13 K, and c,d) Equilibrium atomic structures
of vertically upright (stand-up) and flat-lying configuration (Pf)
configurations of pyridine on Ag(1 1 0) surfaces. Top views of the
two topmost layers and cross-section views of the four topmost layers
of the 3 × 4 Ag(1 1 0) surface in a supercell are shown in each
configuration. Large and small gray spheres represent Ag atoms on
the surface layer, and on a layer below it, respectively. The black,
green, and red circles represent carbon, hydrogen, and nitrogen atoms,
respectively. Reprinted with permission from [83]. .................................... 26
Figure 2-17: a-c) STM images of 0.04, 0.07, and 0.17 nm2 for pyridine
coverage. The height of feature a was always higher than that of
feature b. d) Plot showing the dependency of the configuration to the
coverage surface by comparing relative population ratio of pyridine
configurations as a function of the total surface concentration.
Reprinted with permission from [83]. .......................................................... 27
Figure 2-18: The possible adsorption geometries of pyridine on a metal surface.
Reprinted with permission from [84]. .......................................................... 28
Figure 2-19: C1s and N1s XPS spectra for 2,4-dibromopyridine on Cu(100) at
different temperature. Reprinted with permission from [85]. Copyright
(2015) American Chemical Society. ............................................................ 29
x Molecular reactions on surfaces: towards the growth of surface-confined polymers
Figure 2-20: Proposed adsorption configurations for mono-debrominated a, b)
2,4-dibromopyridine and c,d) 2,3-dibromopyridine, Reprinted with
permission from [85]. Copyright (2015) American Chemical Society. ....... 29
Figure 3-1: Schematic dependence of relative substitution pattern of precursors
and their products. X represents any possible reactive group in the
precursor. ...................................................................................................... 40
Figure 3-2: STM images of (a) TIPB in which covalent-bonded oligomers,
including dimers and trimers mostly near step-edges and (b) TIB
which result in covalent networks and iodine by-products on Au(111).
Adapted with permission from [3]. .............................................................. 41
Figure 3-3: Scheme of two different reaction pathways of DN on Ag(111) and
Au(111) illustrating C−C or C−H coupling of DN on different
surfaces. Reprinted with permission from [15] Copyright (2017)
American Chemical Society. ........................................................................ 43
Figure 3-4: Top view of atoms in the first layer of different planes. ......................... 44
Figure 3-5: Comparison of reactivity effect on polymerization of DBBA
between Cu(111) and Cu(110). Reprinted with permission from [17]. ....... 45
Figure 3-6: XP spectrum for as-deposited TMA on Cu(111) surface. In addition
to the copper peaks, C 1s and O 1s peaks originating from TMA are
discernible. The insets show the Cu 2p and C 1s highlighted region of
the spectrum in more detail. ......................................................................... 47
Figure 3-7: left: Sketch of tunnelling current through sample to tip. Efs and Eft
are the Fermi level of the sample and tip, respectively. Right:
Schematic view of the scanning tunnelling microscope.25 .......................... 48
Figure 3-8: Energy diagram representing electron transition in NEXAFS. ............... 50
Figure 3-9: scheme of X-ray absorption in a diatomic molecule (bottom), and
the corresponding k-shell absorption spectrum (top). Reprinted with
permission from [29]. ................................................................................... 50
Figure 3-10: Schematic representation of photon incident with normal angle
(left) and grazing angle (right). The diatomic molecule adsorbed
parallel to the surface. Reprinted with permission from [29]. ..................... 51
Figure 4-1: (a) molecular structure of 3,5-pyridinecarboxylic acid (PDC). (b)
Decarboxylation reaction schematic for PDC molecule. ............................. 61
Figure 4-2: C 1s, O 1s and N 1s spectra for PDC deposited onto Cu(111) at RT
and annealed up to 270°C. Line plot with black circle markers
represents the acquired data, and solid gray lines show the envelope of
the fitted peaks. Fitted components are color-coded and detailed in the
text. ............................................................................................................... 63
Figure 4-3: Calculated adsorption geometries and energies for configurations
for PDC on Cu(111) when (a) intact, (b) singly deprotonated and (c)
completely deprotonated. ............................................................................. 64
Figure 4-4: Stacked plots of the C 1s region for PDC on Cu(111) with the
sample held at a constant temperature of 225 (a), 230 (b) and 235°C
(c). Each spectrum was collected over ~30 s. .............................................. 66
Molecular reactions on surfaces: towards the growth of surface-confined polymers xi
Figure 4-5: (a) Decarboxylation rate and (b) Arrhenius plot for the
decarboxylation reaction of PDC on Cu(111) derived from analysis of
PES spectra of the C 1s region at 225, 230 and 235°C, where k is the
reaction rate determined from a. .................................................................. 67
Figure 4-6: NEXAFS spectra collected at the carbon (a), nitrogen (b) and
oxygen (c) K-edges for an as-deposited multilayer sample (sample 1)
with = 20°. Indicative peak-fitting analyses are shown through the
multicoloured components ascribed to each spectrum. (Inset) Angular
dependence of each set of NEXAFS spectra is shown. The inset of (a)
shows the experimental geometry and the definition of the angle θ,
which relates the orientation of the electric field polarization to the
sample surface. ............................................................................................. 68
Figure 4-7: Evolution of the carbon (a) and oxygen (b) K-edges with annealing
of the PDC film. RT corresponds to an as-deposited multilayer, 100°C
to a film of partially deprotonated molecules, 155°C to a film of fully
deprotonated molecules, and 280°C to the remnants of a broken,
decarboxylated molecule (carbon K-edge) and to near-complete
desorption of all oxygen from the surface (oxygen k-edge). All spectra
were collected at = 20°. ............................................................................ 70
Figure S4-8: C 1s spectra for PDC deposited onto Ag(111) kept at -130°C and
annealed up to 100°C. The beam energy is 486 eV. .................................... 82
Figure S4-9: Beam damage test for PDC on Ag(111). The beam energy is 486
eV and each scan was acquired over 50 seconds. The as-deposited
sample is at the bottom, with increasing beam damage moving up the
stack. ............................................................................................................ 83
Figure S4-10 C 1s and N 1s spectra for PDC deposited onto Cu(111) at 270°C
and annealed up to 480°C. ........................................................................... 84
Figure 5-1: (a) Decarboxylation reaction schematic for IPA molecule in the
presence of copper and (b) three possible structural products of
polymerization of IPA, from left to right: zig-zag, crinkled and rosette
macrocycles respectively. ............................................................................ 93
Figure 5-2: (a) C 1s and (b) O 1s spectra for IPA deposited onto Cu(111) at 300
K, followed by two annealing steps at 453 K and 488 K. The black
markers represent the acquired data, and the coloured peaks show
synthetic fits. ................................................................................................ 94
Figure 5-3: Angular dependence of the apparent stoichiometry of IPA
deposited at room temperature collected at hυ=380 eV using four
different angles with respect to the surface normal. The intensity of
carboxylate, carboxyl and phenyl components have been normalized
with repect to the total C 1s. Inset shows a schematic of the adsorption
geometry. ..................................................................................................... 96
Figure 5-4: Angular dependence of the apparent stoichiometry of fully
deprotonated IPA collected at hυ=380 eV using four different angles
with respect to the surface normal The intensity of carboxylate,
carboxyl and phenyl peak has been normalized with respect to the
total C 1s. Inset shows a schematic of the adsorption geometry. ................ 97
xii Molecular reactions on surfaces: towards the growth of surface-confined polymers
Figure 5-5: NEXAFS spectra collected (a) at the carbon K-edge for half-
deprotonated, fully-deprotonated, and decarboxylated IPA on Cu(111)
with s-polarized (normal incidence), magic angle (55° incidence) and
p-polarized (glancing incidence, 20°), and (b) at the oxygen K-edge
for the half- and fully-deprotonated samples using the same incident
beam geometries. ......................................................................................... 98
Figure 5-6: STM image of an IPA layer deposited onto Cu(111) at room
temperature. Image parameters: U=-360 mV, I=0.3 nA, 72 nm × 72
nm. .............................................................................................................. 100
Figure 5-7: STM image of the IPA layer after annealing to 373 K, U=-470 mV,
I=0.01 nA. The inset shows the tentative adsorption configuration of
mono-deprotonated IPA superimposed on the high resolution STM of
chains, 19.7 nm × 19.7 nm, inset: U=-760 mV, I=0.01 nA, 3.7×1.9
nm2. ............................................................................................................ 101
Figure 5-8: STM image of the fully-deprotonated IPA layer after annealing to
433 K. Image parameters: U=-1100 mV, I=0.2 nA, 49 nm × 49 nm.
Inset: U=-1100 mV, I=0.1 nA. The inset is a tentative model. .................. 102
Figure 5-9: STM images showing the polymer resulting from IPA annealed at
513 K at different magnification, (a) U=-1100 mV, I=0.1 nA,
80.9×80.9 nm2, (b) U=-140 mV, I=0.2 nA, 22.6×22.6 nm2. ...................... 103
Figure S5-10: C 1s spectra for IPA deposited onto Cu(111) at RT and annealed
up to 240°C. ............................................................................................... 109
Figure S5-11: Apparent stoichiometry of IPA deposited at room temperature
collected with different beam energies: 380, 486, 650 and 908 eV. .......... 110
Figure S5-12: The red data points (with error bars) indicate the component
area. The blue line shows the fit to the vector symmetry formula Stöhr
9.16a.4 The resulting inclination angles are reported in each panel of
the figure. (a) Half-deprotonated carbon phenyl, (b) half-deprotonated
carbon carboxylic/carboxylate, (c) half-deprotonated oxygen
carboxylic/carboxylate, (d) deprotonated carbon phenyl, (e)
deprotonated carbon carboxylate, (f) deprotonated oxygen
carboxylate. ................................................................................................ 111
Figure S5-13: STM image of IPA annealed at 100°C, a) U=-480 mV, I=0.01
nA, 14.5×14.5 nm2, b) U=-480 mV, I=0.01 nA, 19.7×19.7 nm2. .............. 112
Figure S5-14: (a) STM image showing macrocycles and other oligomeric
products. The blue line indicates the location of the line profile shown
in (b). Image parameters: U=-140 mV, I=0.2 nA, 4.4 nm × 4.4 nm. (b)
The blue line is the profile indicated in (a). An indicative
measurement of the pore diameter, 0.76 nm, is shown; the values in
the main manuscript comprise multiple measurements and uncertainty
propagation. At the top of the figure is a molecular mechanics
(MMFF94) optimized structure for the macrocycle produced via
Avogadro, which has a diameter of 0.76 nm. ............................................ 112
Figure S5-15: The carbon to copper ratio of IPA at room temperature and
annealed at 180°C ...................................................................................... 113
Molecular reactions on surfaces: towards the growth of surface-confined polymers xiii
Figure S5-16: The carbon to copper ratio of IPA from deprotonated to
decarboxylated state. .................................................................................. 113
Figure S5-17: Monitoring of deprotonation of low coverage IPA. .......................... 114
Figure 6-1: On-surface Ullmann coupling of dibromobenzene and subsequent
removal of bromine by exposure to atomic hydrogen. .............................. 120
Figure 6-2: STM images of the organometallic assemblies resulting from dBB
on Cu(110) (a: I=0.5 nA, U=-0.5 V, 98x98 nm2, b: I=0.5 nA, U = 0.5
V, 28x28 nm2, c: I=0.05 nA, -0.01 V, 10 x 10 nm2). ................................. 123
Figure 6-3: Photoelectron spectroscopy of a) the carbon 1s and b) the bromine
3p core levels of dBB on Cu(110) as a function of atomic hydrogen
etching time. ............................................................................................... 124
Figure 6-4: Evolution of Br 3p:C 1s and C 1s:Cu 2p as a function of hydrogen
etching time. ............................................................................................... 125
Figure 6-5: STM images of Cu(110) surface after growth of PPP polymers
from DBB precursor (ac), etching procedure (d-f), and after final
annealing (h-j). Image dimensions are identical by column, and a z-
height colour scale is given beside each image. a, c) I=630 pA, U=-
1.26 V, b)I=630 pA, U=-280 mV , d) I=50 pA, U=-1.14V, e, f) I=100
pA, U=-180 mV, g,i) I=20 pA, U=-980 mV, h) I=100 pA, U=-300
mV.............................................................................................................. 127
Figure 6-6: C1s XPS as a function of atomic hydrogen etching. a) After
deposition, b) After H-etching for 16 minutes, c) After annealing to
275°C. ........................................................................................................ 128
Figure 6-7: STM micrographs of organometallic chains on Cu(111) (: 100 x
100 nm2, I = 10 pA, U = -0.5 V, b: 39x39 nm, I=5 pA, U=-100 mV, c:
10 x 10nm2, I = 20 pA, U=-1.0V). ............................................................. 130
Figure 6-8: STM images of dBB on Cu(111) annealed for 5 minutes at 275°C,
with local spatial characteristics. a) I=10 pA, U=-300 mV, 200 x 200
nm2 b) I= 0.1nA and U= -250 mV, 7.2 x 7.2 nm2, c) I=0.2 pA, U = -
710 mV, 50x50 nm2. .................................................................................. 131
Figure 6-9: a) Carbon 1s and b) bromine 3p core levels during etching of dBB
on Cu(111). ................................................................................................ 132
Figure S6-10: Summary of XPS experiments for etched aC:H film. Presented
are survey spectra (top), high resolution of C 1s (left inset, top) and Si
2p (left inset, bottom). At the bottom right, the intensity vs time trend
is shown for both these core levels, along with the extrapolated linear
fit. ............................................................................................................... 139
Figure S6-11: Long-range image (100×100 nm2) of Cu(110) surface following
hydrogen etching treatment and annealing. The surface presents a near
100% orientation of the polymers along the <1-10> direction. I=50
pA, U=-340 mV ......................................................................................... 140
Figure S6-12: (a) Wide and (b) close range STM images of PPP chains on
Cu(110) after completely removing bromine from a submonolayer
surface, U=-1V, I=0.005nA, 73.7×73.7 nm2, U=-1.8V, I=0.002nA,
25.3×25.3 nm2. ........................................................................................... 140
xiv Molecular reactions on surfaces: towards the growth of surface-confined polymers
Figure S6-13: STM images of atomic hydrogen-etched the PPP on Cu(111). I=
0. 1 nA, U= -1.5 V, 100×100 nm2, and I=0.01 nA, U=-0.05V, 11×11
nm2. ............................................................................................................ 141
Figure S6-14: Two STM images of PPP on Cu(110) after partial bromine
removal, collected sequentially over a period of 450 seconds (each).
The white circles are meant as a guide to the eye to indicate changes
in the PPP island morphology scan-to-scan. .............................................. 142
Molecular reactions on surfaces: towards the growth of surface-confined polymers xv
List of Tables
Table 2-1: Comparison of atomic and molecular desorption energies as well as
energy barriers for the dehalogenation for bromine and iodine on
Cu(111), Ag(111) and Au(111).29 All values are in eV. .............................. 15
Table 3-1 Comparisons of structural symmetries of Cu, Ag and Au, reproduced
from.10 .......................................................................................................... 44
Table 4-1. NEXAFS average adsorption angles (relative to the surface plane)
for submonolayer and Multilayer PDC on Cu(111) α .................................. 72
Table 4-2: NEXAFS calculated average adsorption angles for multilayer PDC
on Cu(111). Based on deposition time, with no consideration of the
reduced sticking coefficient after monolayer completion, coverage on
this sample should be slightly more than double the coverage on the
multilayer sample reported in the main manuscript. .................................... 84
Table 5-1: NEXAFS-derived tilt angles for the phenyl and
carboxylic/carboxylate of IPA in different states of reaction. Angles
are averages, and specify the angle of the π* orbital with respect to the
surface normal. ............................................................................................. 99
Table 6-1: Summary of binding energies of carbon and bromine core levels on
Cu(110) and Cu(111) surfaces. .................................................................. 132
Table A-1: Some results of Ullmann coupling reported in the literature,
classified as a function of surface and halogen .......................................... 147
Table A-2 Abbreviation definition of molecules ..................................................... 148
xvi Molecular reactions on surfaces: towards the growth of surface-confined polymers
List of Abbreviations
0D zero dimensional
1D one dimensional
2D two dimensional
BE binding energy
CLS core level shifts
COFs covalent-organic frameworks
CVD chemical vapor deposition
dBB dibromobenzene
DFT density functional theory
DOS density of state
FCC face centered cubic
FWHM full width at half maximum
GNRs graphene nanoribbons
HOPG
HOMO
highly oriented pyrolytic graphite
highest occupied molecular orbital
IMFP
IPES
inelastic mean free path
inverse photoemission spectroscopy
IPA isophatalic acid
LDOS local density of states
LEED
LUMO
low energy electron diffraction
lowest unoccupied molecular orbital
MBE molecular beam epitaxy
MOF metal–organic framework
NEXAFS near edge x-ray absorption fine structure
OM organometallic
OMBE organic molecular beam epitaxy
PDC 3,5-Pyridinedicarboxylic acid
PDMS Polydimethylsiloxane
PES Photoemission spectroscopy
PMMA poly-methyl methacrylate
PMP poly meta-phenylene
PPP poly-para-phenylene
RT room temperature
RAIRS reflection−absorption infrared spectroscopy
STM scanning tunnelling microscopy
TMA trimesic acid = 1,3,5 benzenetricarboxylic acid
TPD temperature-programmed desorption
TPR temperature-programmed reaction
UHV
UPS
ultra-high vacuum
ultraviolet photoelectron spectroscopy
UV ultraviolet
WF work function
XPS X-ray photoelectron spectroscopy
Molecular reactions on surfaces: towards the growth of surface-confined polymers xvii
Statement of Original Authorship
The work contained in this thesis has not been previously submitted to meet
requirements for an award at this or any other higher education institution. To the best
of my knowledge and belief, the thesis contains no material previously published or
written by another person except where due reference is made.
Signature:
Date: June 2019
QUT Verified Signature
xviii Molecular reactions on surfaces: towards the growth of surface-confined polymers
Acknowledgements
I am grateful that I was part of a unique research environment with supportive
and inspiring group members. I would like to recognise and greatly appreciate Dr
Jennifer MacLeod for her wisdom, expertise and continued support throughout my
research journey. I was completely supported by her in every possible way to achieve
my scientific goals.
I thank Dr Josh Lipton-Duffin for his mentorship and guidance during this work.
I enjoyed working with him and I was inspired by the environment that he has created
for discovery and learning. I would also like to acknowledge the important
contributions to this work made by Professor Nunzio Motta.
I would also like to acknowledge the financial support provided by CPME school
and the tuition fee waiver from QUT for this PhD project.
My thanks also go to the heart-warmed students and friends in M202 and my
friend Jonathan Bradford.
I would like to express my deepest gratitude to my parents Gholamreza and
Mansureh, for the unconditional supports and enthusiasm they provided for me to
reach my goals.
Last but not least, I owe this to my beloved husband. Hossein thanks for all your
endless support in the completion of this work.
Chapter 1: Introduction 1
Chapter 1: Introduction
This chapter outlines the background, motivation, history and context of the
present research (section 1.1 and 1.2). Section 1.3 describes the significance and scope
of this research and provides definitions of terms used. Finally, section 1.4 includes an
outline of the remaining chapters of the thesis.
1.1 BACKGROUND
Low dimensional materials formed through on-surface synthesis are fascinating
due to their potential impact on our fundamental understanding of natural science and
in particular nanotechnology.1-3 Although direct manipulation of individual atoms and
engineering of molecular structure is widely-used these days, the idea of this
possibility can be traced back to the prominent lecture of Prof. Richard Feynman
“There's Plenty of Room at the Bottom” in 1959,4 wherein he described the use of
atomic and molecular building blocks to construct the desired structure. However, the
concept of manipulating individual molecules and atoms remained almost unnoticed
until the development of scanning tunnelling microscopy (STM) in 19815 which won
its inventors, Gerd Binnig and Heinrich Rohrer, the Physics Nobel prize in 1986. STM
provided a very powerful technique for visualizing structures on the atomic scale and
exploring surface-confined reactions and fulfilled scientists’ dream of manipulating
molecular structures with atomic precision.
The discovery of low dimensional carbonaceous materials such as fullerene,
carbon nanotube and in particular graphene6 has inspired researchers to investigate a
range of carbon-based low-dimensional materials. Graphene has extraordinary
properties and potential applications in optical and electronic nanotechnological
devices.7 Graphene or other natural sheets,8 such as BN or MoS2, are available in
nature and, for example, graphene can be isolated from graphite using a top-down
approach. In fact, top-down approaches can only provide the precision control to a
certain degree over the product,9-11 while the electronic properties of these
nanomaterial structure strictly (critically) influenced by their design, e.g. graphene
nanoribbon (GNRs) needs “atomic” precision control over the doping level,12 width13-
14 or/and edge shape15 of the product. Fabrication of functional organic architectures
2 Chapter 1: Introduction
using surface science, which is based on a bottom-up approach, capitalizes on the
unique catalytic and crystallographic properties of solid surfaces and provides the
possibility for designing low-dimensional materials with adjustable electrical and
optical properties.
Various on-surface reactions have been used on different surfaces to fabricate
zero-dimensional (0D) quantum dots or one-dimensional (1D) chains and two-
dimensional (2D) covalent nanostructures. The dimension of the products can be
controlled by the number of reactive groups in combination with their positions in the
precursors. These polymers could allow researchers to achieve functionality not
available from graphene.16 Thus, the surface science approach has attracted
tremendous interest over the last decade and continues to provide an important
approach to the production of nanostructures.
1.2 CONTEXT
Molecular nanostructures confined to surfaces can be classified into self-
assembled and polymer categories based on the nature of the chemical bonds in the
organic nanostructures. Self-assembled structures are stabilized by non-covalent
interactions such as hydrogen bonds17-19 van der Waals interactions20 and metal–ligand
interactions.21 These non-covalent interactions are reversible and therefore lead to
well-defined and long-range ordering of molecules on the surface. However, the weak
nature of these interactions causes the self-assembled molecular networks to have poor
mechanical and thermal stability and also affect the charge transport of the stucture.22
The lack of robustness of self-assembled architectures can be overcome using covalent
coupling. Covalent coupling of targeted precursors can also be used to synthesize
conjugated polymers allowing efficient charge transport through their bonds.23-24
These properties have made covalently-connected organic networks a core focus of
the bottom-up approach for research in nanotechnology. Here, I limit the term
“polymers” to architectures that involve covalently-linked structures with repeating
units of the same building block.
It must be noted that most covalent bonds are irreversible in contrast to their non-
covalent counterparts. In a non-covalent reaction, post-correcting and modification of
defects is possible via breaking and reforming bonds. However, covalent coupling,
which provides a highly robust structure, can minimise the ability for optimising the
Chapter 1: Introduction 3
structure or modification of morphology. As a result, both the spatial extent and
ordering of surface-polymerized architectures tend to be very poor.25 This creates a
challenge, since the geometrical dimensions and topology of products, which depends
on different parameters e.g. entropic effect, are inherently linked to the electronic
properties. Thus, a detailed understanding of the reaction is necessary to optimise the
growth and produce high-quality polymers.
1.3 PURPOSES
Surface-confined covalent coupling in ultra-high vacuum (UHV) is a promising
approach to achieve molecular devices by fabricating well-ordered polymers directly
on a surface. However, since this topic is relatively new, it is poorly explored in terms
of a detailed understanding of the reaction mechanisms and the substrate influence in
the reaction process. There is a particular lack of understanding around molecules
incorporating heteroatoms; while heteroatoms are commonly used to adjust the
electronic properties of organic semiconducting molecules, they can perturb
adsorption geometries on the surface and can introduce reaction pathways that
compete with the polymerization process.26-27
To bridge the gap between fundamental studies of covalent 2D polymers and
practical technological applications, it is necessary to develop a thorough
understanding of surface-confined coupling reactions by which well-ordered and large
molecular networks can be grown. This work is targeting two specific reactions for
on-surface molecular coupling to produce useful and well–ordered networks and
chains. Additionally, some part of research has been devoted to investigating
heteroatoms in the molecular structure of polymers. Heteroatom-containing molecules
are organic compounds in which one or more of their hydrogen or carbon atoms are
replaced with other atoms such as nitrogen, boron etc. The presence of, e.g. nitrogen,
can modify the bandgap in a predictable manner.28-30 However, nitrogen-containing
molecules rarely have been studied.31 The other key challenge in adopting 2D
polymers in device applications is their structural order, which is generally poor, and
does not allow the polymers to be grown large enough for many applications. In order
to be able tailor the band gap of structure for nitrogen-containing polymers, the
polymer’s network need to be spatially extended. To address the challenge of both
structural order and spatial extension of the polymers, it is critical to expand our
4 Chapter 1: Introduction
fundamental understanding on reaction, intermediate state of product. Therefore, this
study could contribute to two main objectives:
1. Investigating of decarboxylative coupling, an emerging polymerization
reaction that has a number of advantages for maximizing polymer
coverage on the surface.
2. Study the reaction and the possible resultant product from a nitrogen-
containing carboxyl monomers.
3. Optimizing the polymer structural quality by removing the by-product in
the Ullmann reaction.
1.4 THESIS OUTLINE
This chapter has introduced the research problem and thesis objectives, followed
by literature review in chapter 2 which expands the description of on-surface
synthesised polymers and highlights the research gap introduced in chapter 1. In
chapter 3, the methodology used in this research, the key parameters in on-surface
reactions as well as a brief introduction of surface sensitive analysis techniques
including X-ray photoemission spectroscopy (XPS), scanning tunnelling microscopy
(STM) and near edge x-ray adsorption fine structure (NEXAFS) is given. The
following two chapters present studies of the decarboxylation reaction of a
heteroatom-containing molecule as a building block against its carbon-containing
counterpart. Chapter 6 tackle the question to improve the order of Ullmann-derived
polymers by removing the halogens.
Chapter 1: Introduction 5
1.5 REFERENCES
1. Joachim, C.; Gimzewski, J. K.; Aviram, A. Electronics using hybrid-molecular
and mono-molecular devices. Nature 2000, 408 (6812), 541-548.
2. Solís-Fernández, P.; Bissett, M.; Ago, H. Synthesis, structure and applications
of graphene-based 2D heterostructures. Chemical Society Reviews 2017, 46 (15),
4572-4613.
3. Chen, Z.; Molina-Jirón, C.; Klyatskaya, S.; Klappenberger, F.; Ruben, M. 1D
and 2D Graphdiynes: Recent Advances on the Synthesis at Interfaces and Potential
Nanotechnological Applications. Annalen der Physik 2017, 529 (11), 1700056-n/a.
4. Feynman, R. P. There's plenty of room at the bottom [data storage]. Journal of
Microelectromechanical Systems 1992, 1 (1), 60-66.
5. Binnig, G.; Rohrer, H. Scanning tunneling microscopy. Surface Science 1983,
126 (1-3), 236-244.
6. Novoselov, K. S.; Geim, A. K.; Morozov, S. V.; Jiang, D.; Zhang, Y.;
Dubonos, S. V.; Grigorieva, I. V.; Firsov, A. A. Electric field effect in atomically thin
carbon films. Science 2004, 306 (5696), 666-669.
7. Novoselov, K. S.; Falko, V. I.; Colombo, L.; Gellert, P. R.; Schwab, M. G.;
Kim, K. A roadmap for graphene. Nature 2012, 490 (7419), 192-200.
8. Novoselov, K.; Jiang, D.; Schedin, F.; Booth, T.; Khotkevich, V.; Morozov,
S.; Geim, A. Two-dimensional atomic crystals. Proceedings of the National Academy
of Sciences of the United States of America 2005, 102 (30), 10451-10453.
9. Kim, M.; Safron, N. S.; Han, E.; Arnold, M. S.; Gopalan, P. Fabrication and
characterization of large-area, semiconducting nanoperforated graphene materials.
Nano letters 2010, 10 (4), 1125-1131.
10. Eroms, J.; Weiss, D. Weak localization and transport gap in graphene antidot
lattices. New Journal of Physics 2009, 11 (9), 095021.
11. Bai, J.; Zhong, X.; Jiang, S.; Huang, Y.; Duan, X. Graphene nanomesh. Nature
Nanotechnology 2010, 5 (3), 190.
12. Terrones, H.; Lv, R.; Terrones, M.; Dresselhaus, M. S. The role of defects and
doping in 2D graphene sheets and 1D nanoribbons. Reports on Progress in Physics
2012, 75 (6), 062501.
13. Son, Y.-W.; Cohen, M. L.; Louie, S. G. Energy gaps in graphene nanoribbons.
Physical Review Letters 2006, 97 (21), 216803.
14. Han, M. Y.; Özyilmaz, B.; Zhang, Y.; Kim, P. Energy band-gap engineering
of graphene nanoribbons. Physical Review Letters 2007, 98 (20), 206805.
15. Tao, C.; Jiao, L.; Yazyev, O. V.; Chen, Y.-C.; Feng, J.; Zhang, X.; Capaz, R.
B.; Tour, J. M.; Zettl, A.; Louie, S. G. Spatially resolving edge states of chiral graphene
nanoribbons. Nature Physics 2011, 7 (8), 616.
16. Bouju, X.; Mattioli, C.; Franc, G.; Pujol, A.; Gourdon, A. Bicomponent
supramolecular architectures at the vacuum–solid interface. Chemical Reviews 2017,
117 (3), 1407-1444.
17. Barth, J. V.; Weckesser, J.; Trimarchi, G.; Vladimirova, M.; De Vita, A.; Cai,
C.; Brune, H.; Günter, P.; Kern, K. Stereochemical Effects in Supramolecular Self-
Assembly at Surfaces: 1-D versus 2-D Enantiomorphic Ordering for PVBA and
PEBA on Ag(111). Journal of the American Chemical Society 2002, 124 (27), 7991-
8000.
18. Nath, K. G.; Ivasenko, O.; MacLeod, J. M.; Miwa, J. A.; Wuest, J. D.; Nanci,
A.; Perepichka, D. F.; Rosei, F. Crystal Engineering in Two Dimensions: An
6 Chapter 1: Introduction
Approach to Molecular Nanopatterning. The Journal of Physical Chemistry C 2007,
111 (45), 16996-17007.
19. MacLeod, J. M.; Ivasenko, O.; Fu, C.; Taerum, T.; Rosei, F.; Perepichka, D. F.
Supramolecular Ordering in Oligothiophene−Fullerene Monolayers. Journal of the
American Chemical Society 2009, 131 (46), 16844-16850.
20. De Feyter, S.; Miura, A.; Yao, S.; Chen, Z.; Würthner, F.; Jonkheijm, P.;
Schenning, A. P. H. J.; Meijer, E. W.; De Schryver, F. C. Two-Dimensional Self-
Assembly into Multicomponent Hydrogen-Bonded Nanostructures. Nano Letters
2005, 5 (1), 77-81.
21. Dmitriev, A.; Spillmann, H.; Lin, N.; Barth, J. V.; Kern, K. Modular Assembly
of Two‐Dimensional Metal–Organic Coordination Networks at a Metal Surface.
Angewandte Chemie 2003, 115 (23), 2774-2777.
22. Gourdon, A. On‐Surface Covalent Coupling in Ultrahigh Vacuum.
Angewandte Chemie International Edition 2008, 47 (37), 6950-6953.
23. Perepichka, D. F.; Rosei, F. Extending polymer conjugation into the second
dimension. Science 2009, 323 (5911), 216-217.
24. Champness, N. R. Surface chemistry: Building with molecules. Nature
Nanotechnology 2007, 2 (11), 671-672.
25. El Garah, M.; MacLeod, J. M.; Rosei, F. Covalently bonded networks through
surface-confined polymerization. Surface Science 2013, 613, 6-14.
26. Dinca, L. E.; Fu, C.; MacLeod, J. M.; Lipton-Duffin, J.; Brusso, J. L.; Szakacs,
C. E.; Ma, D.; Perepichka, D. F.; Rosei, F. Unprecedented Transformation of
Tetrathienoanthracene into Pentacene on Ni (111). ACS Nano 2013, 7 (2), 1652-1657.
27. Dinca, L. E.; MacLeod, J. M.; Lipton-Duffin, J.; Fu, C.; Ma, D.; Perepichka,
D. F.; Rosei, F. Tailoring the Reaction Path in the On-Surface Chemistry of
Thienoacenes. The Journal of Physical Chemistry C 2015, 119 (39), 22432-22438.
28. Bronner, C.; Stremlau, S.; Gille, M.; Brauße, F.; Haase, A.; Hecht, S.; Tegeder,
P. Aligning the band gap of graphene nanoribbons by monomer doping. Angewandte
Chemie International Edition 2013, 52 (16), 4422-4425.
29. Cai, J.; Pignedoli, C. A.; Talirz, L.; Ruffieux, P.; Söde, H.; Liang, L.; Meunier,
V.; Berger, R.; Li, R.; Feng, X. Graphene nanoribbon heterojunctions. Nature
Nanotechnology 2014, 9 (11), 896-900.
30. Kawai, S.; Saito, S.; Osumi, S.; Yamaguchi, S.; Foster, A. S.; Spijker, P.;
Meyer, E. Atomically controlled substitutional boron-doping of graphene
nanoribbons. Nature Communications 2015, 6, 8098.
31. Basagni, A. Covalent stabilization of 2D self-assembled nanostructures on
surfaces. 2016.
Chapter 2: Literature Review 7
Chapter 2: Literature Review
This chapter begins with a historical background of low-dimensional materials
(section 2.1) and reviews the literature on the different polymerisation approaches as
well as strategies employed so far for improving the quality of polymers (section 2.2
to 2.4). Section 2.5 highlights the implications from the literature and develops the
conceptual framework for the study.
2.1 HISTORICAL BACKGROUND
Although the 0D and 1D family of graphene i.e. fullerenes1 and nanotubes2-3
were synthesised in 1985 and 1991, respectively, it took until 2004 for the
experimental discovery of the first 2D material, graphene,4-5 to revolutionise solid state
physics. This discovery won the 2010 Nobel Prize in Physics "for groundbreaking
experiments regarding the two-dimensional material graphene" 6 for Andre Geim and
Konstantin Novoselov. In fact, the existence of graphene invalidated Peierls’7 and
Landau’s8 theories which argued that 2D material could not exist due to
thermodynamic instability. So, it is not exaggerated to say that graphene opened the
door of experimental research to synthesising new engineered low-dimensional
materials and caused an exponential growth in the field of surface science.9-11
However, the electronic and optoelectronic applications of graphene are limited by its
inherent zero energy-gap.6 For example, a band gap in the range of 0.4 eV (or more)
is required to make a field-effect graphene transistor.12 The band gap in this range
provides excellent switching capabilities, as well as an acceptable on–off ratio (Ion/Ioff,
of between 104 and 107) for the transistor.
A few years after the discovery of graphene many other 2D structures were
obtained by the mechanical exfoliation of layered materials that occur in nature like
BN, MoS2 WS2, and many others.13-16 Nowadays more than 5000 2D materials have
been identified. Amongst these natural 2D crystals many have an electronic gap and
could potentially be used for electronic and optoelectronic applications, but important
advantage in growing customized structures using surface science tools: the possibility
to fabricate novel low-dimensional materials with the desired physical and chemical
properties by tailoring the topology and chemistry of the structures.
8 Chapter 2: Literature Review
Polymers are typically fabricated by exploiting solution-based organic chemistry
approaches.17 These flask type approaches provide polymerisation in solution, but the
structures produced with these approaches tend to be folded and limited in lateral size
owing to insufficient solubility of the products (unless they specifically functionalized
for solubility) which occurs as result of the increasing size of the structures.
Transferring the classical reactions to a solid surface in ultrahigh vacuum (UHV)
conditions provides control over the reactions and also offers the possibility to
fabricate complex polymers with tunable bandgap. UHV offers control over the
thickness of deposited organic films down to the monolayer range.18 Deposition on an
atomically clean substrate by evaporation under UHV conditions potentially offers
advantages over the solution-based growth in liquid environments for the following
reasons:
• On-surface synthesis in UHV widens the available reaction temperature
range.
• The substrate employed in the UHV approach also offers an addition control
over the reaction due to the different reactivity and catalytic properties of
different surfaces.
• Eliminates the chance of out-of-plane polymer aggregation compared to
solution synthesis owing to the templating role of surface as well as the self-
limiting catalytic effect of the surface.
• The precursors do not need to be functionalized for solubility.
The main distinction between a flask-type reaction and a surface-confined
reaction is a difference in the reaction pathway as well as in the kinetics on the surface.
This difference could arise from either the reaction environment and presence of
surface atoms (catalysis role of surface) or confinement of the monomers to the surface
(template role of the surface). Despite all the advantages afforded by the presence of
the surface, the available approaches comprise some intrinsic limitations due to the
irreversible nature of many reactions under UHV condition which prevent the self-
repairing process. Therefore, polymers formed by surface-confined reactions tend to
be irregular and defective. Thus, fabricating high-quality and extended low-
dimensional materials is a demanding objective in surface science. Apart from this
challenge, it is not possible to use polymer architectures directly on metal surfaces for
Chapter 2: Literature Review 9
electronic and optoelectronic applications, as this metal surface is conductive.
Recently some decoupling approaches have been developed to address this issue
(section 2.5). Identifying and/or implementing a solution to separate the polymer from
the metal substrate is out of the scope of this thesis, though it is very important to find
an answer for this. In this thesis, I am focusing on understanding new surface-confined
reactions and investigating new technique to grow high-quality polymers, and in the
following section, I will review the main publications that demonstrate the
considerable progress made to date in the synthesis of covalent architectures through
on-surface reactions and their limitations.
2.2 ULLMANN REACTION
In this section, I review the basic concepts behind the Ullmann reaction. Then, I
highlight the progress made in understanding the key parameters that influence the
reaction mechanism and the quality of the products. Additionally, the challenges in the
Ullmann reaction and the corresponding approaches for overcoming them will be
critically discussed.
2.2.1 Ullmann reaction: an important on-surface reaction
The term “Ullmann reaction” typically refers to aryl-aryl coupling and involves
catalytic activation of halogenated moieties which leads to the formation of C-C bonds.
This reaction was named after Fritz Ullmann, who in 1901 reported the synthesis of
symmetric biphenyls from aryl halides in sulphuric acid and in the presence of fine
copper powder.19 It took nearly 100 years before Bent et al. successfully translated the
Ullmann reaction into UHV conditions.20-21 Soon after, in 2000, the pioneering work
by Hla et al.22 illustrated the coupling of biphenyls via the Ullmann reaction using
STM tip manipulation. The STM tip was used to cleave the halogen from iodobenzene,
lift the phenyl radicals into proximity with one another and finally to trigger the C-C
coupling. This work provided an important proof-of-principle as well as a fundamental
insight into on-surface reaction mechanisms. However, this approach is not promising
for up-scaling.
It was after the seminal work of Grill et al. in 200723 that numerous research
groups began to widely employ the Ullmann reaction to synthesise 1D and 2D
polymers. Grill et al. reported the covalent linkage of tetraphenylporphyrin (TPP)
molecules. Their experiments showed that control over the dimension of the product
10 Chapter 2: Literature Review
can be imposed by carefully selecting the chemical structure of the building blocks.
The authors used n-bromo TPP molecules (with n=1, 2, 4 for synthesis of 0D, 1D and
2D structure, respectively) and deposited them onto Au (111) at room temperature.
Subsequently, thermal activation of the sample at 607 K was performed to trigger the
reactions including both the dissociation of C-Br and association of C-C. Alternatively,
they found that the molecules could be activated prior to deposition by annealing them
in the evaporator. The desired covalently-bonded structures were achieved by thermal
activation in both approaches.
Grill’s report was a significant development in using the Ullmann method for
producing both 1D and 2D structures on different surfaces.24-25 Since then, the
Ullmann reaction has been widely used to fabricate GNRs.26 GNRs are an important
class of 1D polymers with a number of attractive electronic characteristics like
excellent carrier transport properties in presence of a controllable bandgap introduced
through confinement.27
2.2.2 Reaction mechanism, limitation and developments
Figure 2-1 shows the reaction scheme for Ullmann coupling. In the first step, the
halogen (X=I, Br or Cl) is removed from the precursor and phenyl radicals are
produced. The abstraction of halogens can be triggered by thermal annealing, however
in some cases- depending the surface and halogen- the catalytic effect of the surface
at room temperature is enough for cleavage of the halogen. The C-X bond can be
cleaved without risking decomposition of the phenyl ring (C-H or C-C cleavage)
because the C-C bond is much stronger than the C-X bond. The radicals produced in
the first step diffuse on the surface and subsequently form an organometallic (OM)
intermediate with carbon–metal–carbon (C–M–C) bonds.28 In the second step, an
external stimulus such as thermal activation is employed to eject the metal atom from
the intermediate, and consequently, C-C coupling occurs to form covalently cross-
linked networks.29 The C-C coupling at the last step is irreversible, and this prevents
any self-healing processes in the networks, i.e. scission and reformation of bonds in
the defect and irregular networks to form defect-free and regular 1D or 2D structures.
Figure 2-1: Schematic reaction for Ullmann coupling.
Chapter 2: Literature Review 11
Recent work by Fan et al. attempted to shed light on the mechanism of the
Ullmann reaction by studying 4,4′′-dibromo-m-terphenyl (DMTP) precursor at low
temperature.30 DMTP was deposited onto Cu(111) held at 90 K and also on Ag(111)
held at 88 K followed by annealing at different temperatures to investigate the
structural transformation of the sample described below and shown in Figure 2-2.
• Annealing at 97 K led to a large-area ordered 2D network stabilised by
Br···Br halogen bonds is formed (Figure 2-2a).
• Annealing up to 113 K resulted in densely packed DMTP−Cu(Ag)
coordination network (Figure 2-2b), which is stabilized by the weak
Coulomb attraction between the precursor molecule and metal adatoms.
XPS revealed that the molecule remained intact during this step.
• In the case of Ag, the molecule dehalogenated at 333 K and
Br−(MTP)−Ag−(MTP)−Br organometallic dimers formed (Figure 2-2c).
The halogen remained bonded to a coordination network. The DMTP−Ag
organometallic network counts as direct intermediate phase to transfer to C-
C covalently-bonded product for the Ullmann reaction.
Figure 2-2: Overview STM images representing transformation of DMTP molecules from a) halogen-
bonded network to b) DMTP−Cu coordination network and on Ag c) to organometallic networks.
Reprinted with permission from [30]. Copyright (2018) American Chemical Society.
Additionally, this study highlights that the C-Br bonds cleavage is likely
catalysed by metal adatoms, not by the metal atoms in the terraces, since metal adatoms
were found in close proximity to C-Br bonds.
But what happens to the cleaved halogen on the surface? Normally, the halogen
remains as a by-product chemisorbed on the surface, and the presence of surface-
adsorbed reaction by-products may play a role in the formation of the polymer product.
12 Chapter 2: Literature Review
For example, following Ullmann dehalogenation, surface-adsorbed halogens may
have a negative influence on the formation of high-quality extended polymers, since
they can disturb radical diffusion31 and block the surface from further polymerization
of the desirable product,32 as shown in Figure 2-3, or even re-bond to the activated
monomer or intermediate.29, 33 It is debatable whether the halogen presence on the
surface is detrimental to the long-range ordering of the polymer or not, but it appears
that the halogens have some influence on the structure of polymer.34-35
Figure 2-3 a) As-deposited at RT and b) thermally activated hexaiodo-substituted macrocycle
cyclohexa-m-phenylene (CHP) on Cu(111). The white circle highlights radicals surrounded by iodine
atoms. Reprinted with permission from [32]. Copyright (2010) American Chemical Society, c)
organometallic and biphenyl formed from bromobenzene on Cu(111). Reproduced from [28] with
permission from The Royal Society of Chemistry.
Additionally, the electronegativity of the halogen can create the possibility to
release metal atoms; in the case of Au(111), this can lead to a reconstruction of the
surface.36-37 Hence, removing the halogens has been a major pursuit in this field, and
to circumvent the challenge of halogen adsorption, studies have been carried out to
find a solution for the so-called by-product problem.38 One alternative approach is
using a reaction that either does not produce any by-products (e.g. cycloaddition
reactions) or alternatively, produces volatile by-products (reactions such as
dehydrogenation, decarboxylation and Glaser coupling). These low-by-product
reactions are known as “clean reactions”. While these reactions remove the possibility
for polymer/by-product interactions, this is itself not a panacea and will not cure the
Chapter 2: Literature Review 13
defect and irregularity of polymers. Furthermore, they can pose their own drawbacks.
For example, in the case of Glaser coupling, a variety of reaction pathways such as
cross-coupling, homocoupling, cyclotrimerization and trimerization can occur
simultaneously and thus lead to non-uniformity in the resultant products.39 Similarly,
the Bergman reaction suffers from simultaneous isomerization of monomers during
cyclization.40 Amongst these clean reactions, the decarboxylation reaction, which has
volatile by-products leaving the surface (H2 41
and CO2 42), has rarely been studied. A
discussion about this reaction has been provided in section 2.3, since part of this thesis
is devoted to an investigation on decarboxylation with the goal of enhancing our
understanding of this reaction.
On the other hand, the negative influence of halogens on product quality is still
debated. In fact, recent papers argued that the retention of the halogen on the surface
could have a positive effect. For example, Lipton-Duffin et al.43 found that the
detached halogens adsorb between polymer lines, and both the halogens and the
polymers exhibit a high degree of order, suggesting a symbiotic ordering (see Figure
2-4).
Figure 2-4: STM image of 1,4-diiodobenzene lines after annealing at 500K on Cu(110). Reproduced
with permission from [43].
Recently the contribution of halogens to the structure of OM and polymers has
been studied, revealing that the type of halogen can also affect the final product
structure.35, 44 Galeotti et al. reported a comprehensive comparison of five different
halogenated-molecules para-positioned on Cu(110) to reveal the halide by-product35
1,4-dibromobenzene (dBB), 1,4-diiodobenzene (dIB), 1,4-dichlorobenzene (dCB), 1-
bromo-4-chlorobenzene (BCB) and 1-bromo-4-iodobenzene (BIB). The authors used
fast-XPS spectra of the C 1s core level as a function of temperature to study the
evolution from the OM to polymeric phase for the five precursors. As shown in Figure
14 Chapter 2: Literature Review
2-5, the transition of OM to the polymer is halogen-dependent. The fully
dehalogenated phase of the OM formed for dIB, dBB and BIB precursors form
immediately upon deposition due to C–I and C–Br dissociation occurring below RT,
whereas the partially dehalogenated dCB and BCB precursors, which are stable up to
393 K, form short OM chains upon deposition. The fast-XPS maps not only reveal the
temperature range of the polymerization reaction, they also illustrate the behaviour of
the C–C coupling step of the reaction; i.e. dIB shows a gradual shift in C1s towards
higher binding energy (BE) with temperature in contrast to the sharp and sudden shift
for bromine and chlorine-containing molecules. A difference was seen in STM images
where the OM and polymer for dIB followed the same direction on the surface whereas
this is not the case for all other molecules. This is due to the difference of preferred
adsorption site for different halogens, i.e. iodine adsorbed on hollow sites whereas Br
and Cl adsorbed on short bridge sites on Cu(110). Thus, authors inferred that the
transition of OM to polymer in dIB occurs without disturbances to neighbouring
chains, and therefore, the reaction occurs gradually, but for other precursors an
additional barrier are required due to a rotation diffusion needed for the phenyl groups.
Figure 2-5: Fast-XPS C 1s spectra during annealing of each precursor on Cu(110) dosed at RT.
Reproduced with permission from [35].
However, to further complete the understanding of the halogen impact on
polymerization, one must be mindful that other factors such as substrate and precursor
etc. need to be considered, because a combination of factors can act in concert to
determine the reaction pathway and/or the resultant products. Section 3.1 briefly
reviews the monomer and substrate effects on the reaction and products.
Chapter 2: Literature Review 15
2.2.3 Using post-reactions to remove by-products from the surface
To improve the quality and spatial extension of the polymer, in particular 2D,
halogens may need to be removed from the surface to limit their interference with the
product. Halogens are chemisorbed on the surface, and the halogen-halogen
interactions are much weaker than the halogen−surface interactions. Therefore, it is
more likely that two halogens will desorb atomically rather than molecular halogen
due to the energy cost of desorbing of them, however, the surface is also important in
the desorption form of halogen. For example, atomic halogens desorb from Ag and Au
surfaces,29, 45 while desorb from Cu surface as CuX, where X is halogen.46
To desorb halogens from the surface using thermal treatment, it should be
considered that the halogen binding energies with the surface are much higher than
dehalogenation barriers. Thus, desorption of halogens from the surface can require
considerably higher temperatures than the dissociation temperature of the polymer, as
indicated by the energies in Table 2-1. For example, the halide by-products from the
polymerization of CHP were desorbed after annealing at 825 K47 while the
polymerization temperature is 570 K. This is challenging owing to the fact that the
required temperature for desorbing halogen might surpass of dissociation temperature
of the polymer.
The prerequisite of such high thermal energy for desorption of the halogen raises
a number of problems: a) the physisorbed reaction product (oligomer/polymer) can be
co-desorbed or even destroyed,36 b) the release of metal adatoms which can bond with
the dehalogenated molecules and form metal-organic architectures48 and c) the
reconstruction of the surface owing to the high temperature annealing.36 Therefore,
removing the halogen is strongly dependant on the type of halogen and the surface,
and it is a challenging undertaking.
Table 2-1: Comparison of atomic and molecular desorption energies as well as energy barriers for the
dehalogenation for bromine and iodine on Cu(111), Ag(111) and Au(111).29 All values are in eV.
Bromine Iodine
eV Eatom Emol Edehalogenation Eatom Emol Edehalogenation
Cu(111) 3.19 3.83 0.66 2.97 3.64 0.40
Ag(111) 3.23 3.93 0.81 3.01 3.74 0.52
Au(111) 2.80 3.07 1.02 2.76 3.24 0.71
16 Chapter 2: Literature Review
In 2014, Bronner et al. tracked the halogen during the on-surface formation of
GNRs using a Br-substituted molecular precursor by employing temperature-
programmed desorption (TPD).33 They found that the halogens left the surface as HBr
(not Br2) after initiating the second step of the reaction called cyclodehydrogenation.
The cyclodehydrogenation reaction produces molecular hydrogen as a by-product, and
exposure of the sample to this molecular hydrogen led to removal of the halogen from
the surface. Figure 2-6 shows TPD curves for various masses during desorption of a
multilayer of 10,10′-dibromo-9,9′-bianthryl (DBBA).
Figure 2-6: Tracking the desorption of different masses during annealing DBBA multilayer using
TPD, the desorbing fragments assigned in the figure nest to related curve and the correspond
schematic cartoon for desorption process are shown in the bottom of image. Reprinted with
permission from [33]. Copyright (2015) American Chemical Society.
This work inspired other groups to study the possibility for the removal of
halogens using hydrogen dosing by XPS and STM as well49 (see Figure 2-7). In 2017,
Fasel’s group also proposed that the iodine desorption temperature from Au(111),
Chapter 2: Literature Review 17
which occurs after annealing up to 683 K for iodine alone, was reduced to 646 K, if
atomic hydrogen resulting from the cyclodehydrogenation is available on the surface.44
Figure 2-7: Confirming the halogen removal of surface resulted from polymerization of 4,5,9,10-
tetrabromo-2,7-di-tertbutylpyrene precursor on Au(111), using molecular hydrogen dosing and
thermal annealing. Republished with permission from [49]. Copyright (2017) Royal Society of
Chemistry.
However, this alternative approach has been rarely studied and, for example, was
not examined on more reactive surfaces such as Cu. I investigated the bromine removal
from the Cu(111) and Cu(110) using atomic hydrogen in chapter 5.
2.2.4 Error correction by exploiting the metal-organic intermediate
As previously discussed in the section describing the Ullmann mechanism, the
intermediate product obtained from dehalogenation can bond with surface metal atoms
or diffusing adatoms on the surface and thus form surface-stabilized radicals. The
signature of the metal atoms in the organometallic intermediate can be tracked by both
STM and XPS. STM shows the presence of an organometallic in two ways. Firstly, it
can be visualized through a different contrast in a STM image, sometimes discernible
as bright features, as shown in Figure 2-8. In addition, the length of intermolecular
18 Chapter 2: Literature Review
linkage from the image can reveal if the chemical identity of the bond is covalent C-C
or C-M-C.
Figure 2-8: a,b) STM image presenting the OM and polymer network of 1,3,5-tris(4-
bromophenyl)benzene (TBB) on Cu(111), and c,d) the corresponding models, respectively. The red
circle in (a) shows the coper atom and the arrow shows the backbone of (TBB) molecule. Adapted
with permission from [50] Copyright (2014) American Chemical Society.
In 2004, Weiss et al.51 found that there is a strong intermolecular interaction that
aligned the partially-reacted para-diiodobenzene monomer units. They named these
structure “protopolymer chains”. Although these authors did not visualize the metal
adatoms and the subsequent carbon-metal linkage, they suggested that the appropriate
choice of substrate and monomer is a key factor for components to align in this orderly
way. A few years later, the chemical nature of these strong intermolecular interaction
was attributed to the C-Cu-C,43 where the spacing of periodicity of the protopolymer
measured 5.5 Å, 30% larger than the one for covalent bonded poly-para-phenylene.
Annealing this metal-organic polymer reduced the periodicity to 4.1 Å, consistent with
the covalently-bonded polymer. In the same year, Lackinger’s group were able to
capture the metal adatoms in STM image as bright spots between adjacent molecules.52
XPS also provides the possibility to confirm the presence of an organometallic
phase. XP spectra of the carbon core level include an extra feature peak at low binding
energy (with respect to the carbon peak of the aromatic ring of monomer)
Chapter 2: Literature Review 19
corresponding to the C-M chemical signature. Figure 2-9 shows the organometallic
peak at lower binding energy.53 The transformation from organometallic to covalently-
bonded polymers is accompanied by a shift in the main C 1s peak to higher binding
energy.
Figure 2-9: C1s core level XPS for dBB on Cu(110), peak 1 is attributed to the OM species, peak at
286.4 eV corresponding to carbon-bromine bonds in intact molecule at LT vanishes at RT, peak 2 and
3 are assigned to C2 carbons in the aromatic ring of the dehalogenated molecules. Adapted with
permission from [53] Copyright (2013) American Chemical Society.
Bjork et al. simulated the expected core level shifts for the carbon and halogen
for both bromobenzene and iodobenzene on the 111 facets of Cu, Ag and Au, and
provided a reference for XPS experiments.29
20 Chapter 2: Literature Review
Figure 2-10: a) The C1s and b) the Br3d and I4d core-level shifts simulation, for the systems depicted
above each plot. For the methine C-atoms (C-atoms with an H-atom) the average core level shifts are
indicated. Adapted with permission from [29]. Copyright (2013) American Chemical Society.
Within the general groundwork established above, and considering the reversible
nature of the C-M linkage, error correction of the OM structure and that could
potentially enhance the quality of the final products,54-55 i.e. once the C-M bond
scission occurring, the radicals can rearrange to impair the errors and defects of the
networks. One main prerequisite to take advantage of the reversible nature of the OM
is that the temperature at which the OM converts to the covalent structure is
sufficiently higher than the temperature at which the C-M linkage is reversible. In this
aspect, the Ag substrate is a better candidate amongst the coinage metals, due to its
intermediate reactivity compare to Au and Cu. The C-M bond is very strong on Cu,
which reduces the reversibility of C-Cu bond of OM. On the other hand, the OM are
not very stable on Au and to date only a few studies have observed OM structures on
Au.37, 56-57
Lackinger’s group investigated the possibility of the improving the structural
quality of 2D covalent polymers using metastable organometallic networks.54 1,3-
bis(p-bromophenyl)-5-(p-iodophenyl) benzene (BIB) was deposited on Ag held at
different temperatures to investigate equilibration of the OM before forming the
covalent structure. BIB adsorbed partially dehalogenated upon RT deposition and thus
formed irregular OM networks. The OM structures rearrange into hexagonal networks
after annealing up to 398 K. This is useful, owing to the fact that the OM structure is
topologically similar to covalent network structure and thus during transformation of
the OM to covalent network the topology of networks remains unchanged. The
Chapter 2: Literature Review 21
conversion of OM to covalent structure started at about 443 K and completed at 523
K, as illustrated in Figure 2-11.
Figure 2-11: transformation of a) self-assembled BIB molecules to b) a well-ordered hexagonal OM
and to C) covalently-linked networks. Published by The Royal Society of Chemistry [54].
2.2.5 Hierarchical fabrication: Sequential activation
The ideal conditions for the formation of well-ordered 2D networks are largely
dictated by the radical recombination step of the polymerization process, which
includes diffusion and coupling. Achieving high-quality and extended covalently
bonded networks in 2D is even more challenging than in 1D, owing to the increased
complexity of monomers. 2D networks suffer from lack of uniqueness of product, i.e.
usually there are variety of unwanted polygons in the network. These defects can be
attributed to two major issues: formation of undesired C-C connections and the
incomplete coupling of related radicals. Although these issues are not arising from the
by-product obstacle which was discussed for Ullmann in section 2.2.2, the Ullmann
reaction can offer a nice trick to address the latter issue in some cases. Improving the
quality of 2D networks can be possible by exploiting the difference in bond
dissociation energy for Cl, Br and I. This difference in energy implies that the
dehalogenation temperature is different for different C-X bonds. Thus, sequential
growth of 2D polymers is possible using rational pre-defined building block with two
different halogens. In 2012, hierarchical Ullmann coupling, established by Lafferentz
et al., exploited the different activation temperatures of the different halogens, and as
such, has become a promising methodology for enhancing the structural quality of 2D
polymers.58
A comparison between the hierarchical polymerization pathway of 5,15-bis(4′-
bromophenyl)-10,20-bis(4′-iodophenyl)porphyrin (trans-Br2I2 TPP)58 and the BIB
precursor59 illustrates an instructive lesson about importance of symmetric monomer
effects on the product. The deiodination of BIB was followed by the formation of a
22 Chapter 2: Literature Review
dimer (called TBQ), and finally, sequential debromination led to the formation of 2D
networks with relatively high defect densities, see Figure 2-12. The defects occurred
due to the unsymmetrical substitution of bromine and iodine in the precursor.
Figure 2-12: Scheme of the sequential activation mechanism and corresponding STM images of
hierarchical Ullmann reaction of BIB precursor onto Au(111). Adapted with permission from [59]
Copyright (2014) American Chemical Society.
In contrast, trans-Br2I2 tetraphenyl porphyrin is a fourfold-symmetric monomer.
The deiodination of trans-Br2I2 tetraphenyl porphyrin resulted in the formation of 1D
chains followed by subsequent interlinking into 2D networks, as shown in Figure 2-13.
Changing from a low-symmetry isomer to the higher symmetry trans-Br2I2 tetraphenyl
porphyrin significantly increased the structural quality as well as the spatial extension
of the products due a zipper effect of the 1D chains.
Figure 2-13: Scheme of the sequential activation mechanism and corresponding STM images of
hierarchical Ullmann reaction of trans-Br2I2TPP molecules on Au(111).Reprinted with permission
from [58]. Copyright (2012) Springer Nature.
Chapter 2: Literature Review 23
This approach has also been adopted for different halogens.60-62 The sequential
activation temperature idea has also been implemented through the combination of
different types of reactions using different activation groups, such as halogen and
hydrogen63 or bromine functionalization group and halogen.64 This approach has been
a valuable tool for improving the increasing length of GNR.44 In addition, the
sequential reaction concept was adapted to pairing Glaser coupling with a subsequent
dehydrogenative coupling reaction.65 The domino reactions of a bifunctional precursor
with carboxyl and alkyne groups (6-ethynyl-2-naphthoic acid (ENA) molecule)
resulted in chains with lengths up to 100 nm. In addition, conceptually similar
hierarchical reaction pathway has been employed in a number of studies.55, 66-67
2.3 DECARBOXYLATION REACTION
On-surface C-C coupling through decarboxylative polymerization is a relatively
recent achievement. The formation of 2D metal−organic coordination networks
(MOCNs) on Cu(100) substrate was published by Kern's group in 2002.68 This work
and the following studies on carboxylic acids69-71 produced MOCNs based on
deprotonation of carboxylic group, however probably inspired to the decarboxylation
reaction as a new polymerization approach. This approach is based on the removal of
a –COOH group to form reactive moieties for polymerization.72 The covalent coupling
of 2,6-naphthalenedicarboxylic acid (NDCA) reported by Gao is completed in a three-
step process:
Dehydrogenation, which leads to the formation of metal carboxylate (-
COO-M).
Decarboxylation, which leads to the corresponding organometallic
intermediate species.
Polymerization of chains, which happens at higher temperature via
elimination of metal atoms and covalent coupling of the radicals.
A schematic of the reaction pathway and corresponding STM images of OM and
poly-2,6 naphthalene from the decarboxylative polymerization of NDCA are shown in
Figure 2-14.
24 Chapter 2: Literature Review
Figure 2-14: a) Reaction pathways for decarboxylation of NDCA; b) STM images of organometallic
of NDCAs surface; c) poly-2,6 naphthalene on Cu(111). Adapted with permission from [72].
Copyright (2014) American Chemical Society.
The decarboxylation reaction has also been employed by Kern’s group to grow
2D networks using the 1,3,5-tris(4-carboxyphenyl)benzene (TCPB) precursor.73 They
used photoemission spectroscopy in addition to the microscopy to study the
decarboxylation reaction including deprotonation, decarboxylation and covalent
coupling. During deposition on Cu(111), the TCPB fully deprotonated and STM
revealed a well-ordered self-assembled structure linked by strong ionic hydrogen
bonds. Thermal treatment up to 453 K triggered the coupling reaction to form an
organometallic network with different pore sizes and geometries including pentagonal,
hexagonal and heptagonal structures. STM confirmed the formation of the covalent
structure after annealing up to 493 K. However, only 5-10% of the product constituted
an ordered hexagonal structure. The variation in the pore size of the structure was
attributed to the hydrogen abstraction on the phenyl due to the annealing treatment at
493 K. This is demonstrated in Figure 2-15. The resulting network is not well-ordered.
Chapter 2: Literature Review 25
Figure 2-15: STM image of a) self-assembled b) organometallic (Cu adatoms are visible as circular
protrusions) and c) covalently-bonded network obtained from decarboxylative coupling of TCPB. The
inset shows a high-resolution image with a superimposed molecular structure. d-f) XPS spectra of the
C 1s and O 1s. Adapted with permission from [73]. Copyright (2016) American Chemical Society.
Covalent coupling via decarboxylation has not yet been well-studied (only the
two above mentioned studies). Many of the details of the process of the
decarboxylation reaction need to be further studied to shed light on the mechanism of
the reaction. An investigation of the decarboxylation reaction of isophthalic acid (IPA)
is provided in chapter 5.
2.4 PYRIDINE-BASED POLYMER
As previously mentioned, chemical control is a promising route for opening the
band gap in polymers. In this aspect, azabenzenes (azines) are very good candidates.
They are organic molecules consisting of a benzenic ring where one or more carbon
atoms are replaced by nitrogen atoms. In the past few years, pyridine and its derivatives
have been studied for fabricating metal-organic frameworks (MOFs) 74 or self-
assembled structures.75 However the C-C coupling reaction of these important ligands
has been rarely studied.76 There are a few studies investigating the growth of nitrogen
doped graphene via different approaches, as well as looking at N-graphene’s
applications.77-81 Here, I provide an overview of the main studies using pyridine-based
molecules as precursors, and in chapter 4 I present my study, aimed at understanding
whether the presence of nitrogen changes the adsorption of molecules as well as the
reaction pathway.
26 Chapter 2: Literature Review
When compared to benzenes, azines can have different adsorption behaviour on
metal surfaces owing to the presence of the nitrogen lone pair.82 Pyridine can be either
in a flat-lying configuration affected by π orbitals of the ring or vertical/tilted with
respect to the surface owing to the nitrogen lone pairs. For example, the study of single
pyridine molecules on Ag(110) using STM and DFT revealed that:
a) molecule adsorbs on the surface either in the stand-up or flat-lying
configuration at low temperature (see Figure 2-16),
b) the configuration strongly depends on the surface coverage, and the stand-up
configuration is favoured with increasing the coverage due to increasing
molecule–molecule interactions,83 as shown in Figure 2-17,
c) both configurations (in particular the flat-lying one) were influenced by the
electrostatic interaction between pyridine (the donor) and metal atoms of the
surface (the acceptor).
Figure 2-16: a,b) STM images of two types of single pyridine molecules adsorbed on Ag(1 1 0) at 13
K, and c,d) Equilibrium atomic structures of vertically upright (stand-up) and flat-lying configuration
(Pf) configurations of pyridine on Ag(1 1 0) surfaces. Top views of the two topmost layers and cross-
section views of the four topmost layers of the 3 × 4 Ag(1 1 0) surface in a supercell are shown in
each configuration. Large and small gray spheres represent Ag atoms on the surface layer, and on a
layer below it, respectively. The black, green, and red circles represent carbon, hydrogen, and nitrogen
atoms, respectively. Reprinted with permission from [83].
Chapter 2: Literature Review 27
Figure 2-17: a-c) STM images of 0.04, 0.07, and 0.17 nm2 for pyridine coverage. The height of feature
a was always higher than that of feature b. d) Plot showing the dependency of the configuration to the
coverage surface by comparing relative population ratio of pyridine configurations as a function of the
total surface concentration. Reprinted with permission from [83].
In addition to the coverage, the temperature and the type of metal surface also
influence the adsorption behaviour of the pyridine-based molecule. This is because the
competitive bonding of the nitrogen lone pair and π-aromatic ring of the molecule is
strongly affected by the molecule-molecule or substrate-molecule interaction. Lee et
al. 84 proposed four possible adsorption configurations for pyridine on metal surfaces:
a) a stand-up configuration via the nitrogen lone pair, b) tilted adsorption owing to
interaction of both the nitrogen lone pair and π orbital with the surface, c) flat-lying
adsorption via interaction of π orbital of ring and metal surface, and finally, d) edge-
on adsorption through the N and its neighbouring C atom, as shown in Figure 2-18.
28 Chapter 2: Literature Review
Figure 2-18: The possible adsorption geometries of pyridine on a metal surface. Reprinted with
permission from [84].
Recent reports of the reactions of heterocyclic aromatic halides highlighted the
importance of the influence of the adsorption configuration of pyridine-based molecule
for on-surface reactions.85-86 For example, Lin et al. employed reflection−absorption
infrared spectroscopy (RAIRS), XPS, NEXAFS and temperature programmed
reaction/desorption (TPR/D) to investigate the adsorption configuration of 2,4-
dibromopyridine and 2,3-dibromopyridine on their debromination reaction on
Cu(100).85 Their XPS and RAIRS results show that 2,4-dibromopyridine adsorbed
mainly intact at 100 K and then mono-dehalogenated upon annealing 250 K.
Annealing up to 450 K increased the debromination, but the molecule started to
decompose upon 400 K annealing and as a result evolved H2, as shown in Figure 2-19.
TPR/D confirmed that H2 desorption mainly occurred above 550 K, which is consistent
with XPS showing multiple peaks in the N1s and C1s core levels.
The relative geometry of the bromines and nitrogen led to the distinct C-Br
scission kinetics, and therefore the authors conducted the same experiments for the
2,3-dibromopyridine precursor. In this case, the molecule adsorbed intact at 110 K and
mono-debrominated at 180 K but underwent full debromination at lower temperature
compared to that of 2,4-dibromopyridine molecule. The difference in debromination
of the molecules has been attributed to the different vicinity of the Br atom to the
surface, as shown in the Figure 2-20.
Chapter 2: Literature Review 29
Figure 2-19: C1s and N1s XPS spectra for 2,4-dibromopyridine on Cu(100) at different temperature.
Reprinted with permission from [85]. Copyright (2015) American Chemical Society.
Figure 2-20: Proposed adsorption configurations for mono-debrominated a, b) 2,4-dibromopyridine
and c,d) 2,3-dibromopyridine, Reprinted with permission from [85]. Copyright (2015) American
Chemical Society.
In chapter 4, I investigate the adsorption and decarboxylation reaction of 2,5-
dicarboxylic acid on Cu(111).
2.5 SUMMARY AND IMPLICATIONS
On-surface reactions provide a versatile route to the synthesis of covalent
organic nanostructures using simple precursor molecules as building blocks. Amongst
30 Chapter 2: Literature Review
the different available reactions, the Ullmann reaction has been intensively studied to
synthesize 1D and 2D polymers. Although this reaction usually includes an annealing
treatment to induce C-C coupling, it leaves metal-halide as a by-product on the surface.
The presence of the by-product has been a hotly-debated issue owing to presumed
detrimental effects on the spatial extension and quality of the product. There have been
a few approaches suggested to overcome this problem:
• Using post-reactions to remove by-products from the surface
• Error- correction of the structure by exploiting of the OM intermediate
• Stepwise activation of precursor to improve the structural-quality
• Using clean reactions which produce no or volatile by-product.
In the case of clean reactions, up to now, only two papers employed the
decarboxylation reaction to synthesize 1D and 2D structures (Gao and Kern’s groups,
respectively), and this reaction is still considered as an unexplored synthetic approach.
In the case of 1D chains, Gao achieved 50 nm extension of the polymer chain. In the
present work, I have focused on the decarboxylation reaction of IPA and PDC
molecules on Cu(111) and Ag(111) surfaces.
As previously discussed using heteroatom in molecular scaffold is an elegant
way to control the physical properties of the products. The PDC molecule has a
nitrogen atom in the core of its structure and is a very interesting candidate for studying
the decarboxylation reaction of nitrogen containing molecules. But it has been reported
that the presence of nitrogen for nitrogen-containing molecule with halogen group
affect the adoption geometry. What is the effect of nitrogen for a molecule with
carboxylic acid group? What is the effect of nitrogen in the reaction pathway of
decarboxylative coupling? These questions are discussed and addressed in chapter 4
where PDC molecule has been studied.
In order to better understand the interplay of carboxyl/carboxylate group and
surface and its influence the adsorption geometry of IPA, an analogous molecule that
does not contain nitrogen has been studied in chapter 5. This provides an interesting
comparison to PDC study in chapter 4
As discussed previously, work is being done towards removing the unwanted
halogen from the surface after reaction. Halogens can be removed by dosing hydrogen
Chapter 2: Literature Review 31
together with using thermal annealing during NGRs formation on a gold surface.
However, this approach has not been widely studied and needs to be investigated on
different surfaces to clarify its impact on the products. It is particularly interesting to
remove halogens from copper due to the strong adhesion of halogen to Cu surfaces in
comparison to Ag and Au. To contribute to this understanding, I have studied the
removal of halogen by-products resulting from the polymerization of dBB on Cu(111)
and Cu(110), using STM and XPS and the results are discussed in chapter 6.
Finally, it should be noted that even if a perfect covalent structure can be made,
there is still an important question to address: what is the point of having a tailor-made
polymer structure on a metal surface? Although this topic is out of the scope of this
thesis, it is important to consider the next steps after having ideal polymers, since the
metal substrate may preclude certain applications of the polymer. It may be useful to
consider adopting the approaches that have been used to transfer chemical vapour
deposition (CVD)-grown graphene to arbitrary substrates.87-88 For example, poly-
methyl methacrylate (PMMA) or polydimethylsiloxane (PDMS) can be spin-coated
on top of the polymer structure, and then the underlying metal is removed via different
approaches, like chemical etching. In this case, thin metal films instead of single
crystals are used as the substrate. This facilitates the decoupling of products from the
surface without compromising the catalytic role of the metal in the reaction. For
example, thin Au(111) or Ag(111) films on mica (or similarly Cu(111) on sapphire)
can be used as a substrate, and the product polymer can be decoupled from the metal
film via standard etching approaches. For example, Au grown on mica can be etched
away using an aqueous potassium iodide (KI) solution and the polymer network
transfer to a dielectric surface. The first successful transformation of the porphyrin
polymer grown by Ullmann coupling on Au(111) has been reported by Beton et al..89
The main drawback of this strategy is the possible contaminations which can be
introduced to the structure.
Although the above-mentioned approaches for transferring the polymer have
been successful, there is still more work to do in this regard. Additionally, it would be
interesting to pursue further studies attempting an alternative approach based on the
direct growth of the polymer on semiconductor or insulator surfaces.
32 Chapter 2: Literature Review
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Chapter 3: Research Design 39
Chapter 3: Research Design
This chapter is devoted to introducing the research design used in this thesis to
achieve an understanding of the decarboxylation reaction, the effect of using nitrogen-
containing precursors and to investigate an approach to removing the halogens after
covalent coupling in the Ullmann reaction. Section 3.1 provides an overview of some
key parameters including monomer and substrate which play vital role in surface-
confined reactions.
Molecular beam epitaxy (MBE) growth of molecular layer and XPS and STM
characterisation of the sample have been done in the UHV system at QUT.
Synchrotron radiation-based techniques including photoemission spectroscopy (PES)
and NEXAFS have also been used for some experimental development of this thesis.
Section 3.2 provides an overview of all the instruments used in the study and the basic
principles of these techniques.
3.1 IMPORTANT PARAMETERS IN SURFACE-CONFINED REACTIONS
3.1.1 Precursor molecules*
In general terms, the idea of on-surface synthesis is to use a predesigned
monomer with a carefully-selected type and number of reactive groups. These groups
will leave the monomer after triggering the appropriate reaction and the resultant free
radicals will diffuse on the surface to covalently bind to each other and saturate the
coordination. To form a 1D polymer the precursor needs two reactive groups while to
form a 2D polymer the precursor needs three or more reactive groups. *Additional
control can be introduced via the relative position of substituents within the precursor,
which can be used to define the shape of the polymer. For example, while linear chains
can be produced by a para-substituted precursor, meta-substituted precursors can result
in the 1D chains and 0D macrocyclic structures shown Figure 3-1. Additionally, the
obtained 1D chains from meta-substituted precursors does not have a unique structure,
i.e. there are multiple possible chain structures including zig-zag and armchair.
Therefore, when comparing the para-substituted precursor with the meta-substituted
counterpart, the former tends to produce well-ordered 1D polymers more consistently
owing to the uniqueness of the product. For instance, Lipton-Duffin et al.
The paragraphs in this chapter denoted by the * sign have been published in the following book chapter:
doi.org/10.1016/B978-0-12-803581-8.09239-0. The author is the main contributor to the sections of the book
chapter that appear here.
40 Chapter 3: Research Design
demonstrated the first synthesis of surface-confined conjugated polyphenylene chains
using 1,4- and 1,3-diiodobenzene as precursors, which shows the effect of the relative
position of substituents on the final products.1 Using 1,4-diiodobenzene as the
precursor led to linear polymers (poly-para-phenylene, PPP), whereas 1,3-
diiodobenzene results in a zig-zag chain (poly-meta-phenylene, PMP) as well as
macrocycle oligomers.*
Figure 3-1: Schematic dependence of relative substitution pattern of precursors and their products. X
represents any possible reactive group in the precursor.
In a manner conceptually similar to 1D, the 2D structure can be predefined using
an appropriate monomer. For example, tri-, tetra-, and hexa-functional monomers
ideally result in structures with hexagonal, square and triangle-shape pore,
respectively. However, the product’s topology is not only dependent in the structure
of monomer and the conditions of experiment results to non-optimal bonding and
consequently various polygonal products. For example, a variety of products with the
tetragonal, pentagonal, heptagonal or octagonal pores can formed from a three-fold
symmetric monomer2 owing to different deposition rates, surface temperatures, etc.
In addition, the monomer size can affect the structure quality and morphology
of the products3 as well. For example, Lackinger et al. compare the resulting products
grown from 1,3,5-triiodobenzene (TIB) and 1,3,5-tris(4′-iodophenyl) benzene (TIPB)
precursors on Au(111). TIB and TIPB are three-fold symmetric iodinated molecules
which differ in size. The schematic molecular structure and corresponding STM
images for TIPB and TIB are shown in Figure 3-2. The small precursor resulted in
irregular networks whereas the larger precursor produced only patches of immobile
XX
XX
Chapter 3: Research Design 41
oligomers. Post-annealing of the TIPB led to an oligomeric covalently-linked network.
The main distinction between using two different sizes of precursor is the ratio of split-
off halogen (by-products) to the resulting organic network due to abundance of
halogen atoms abstracted from the small molecules compare to large ones. Therefore,
the ratio of surface covered by iodine to the surface covered with organic network for
TIB is 1.4 while it is 0.2 for TIPB. This ratio could be a determining factor in the
quality of the product and polymerization reaction, in particular in Ullmann reaction
in which by-product passivate active sites on the surface and might interfere with the
diffusion and polymerization of products.
Figure 3-2: STM images of (a) TIPB in which covalent-bonded oligomers, including dimers and
trimers mostly near step-edges and (b) TIB which result in covalent networks and iodine by-products
on Au(111). Adapted with permission from [3].
Finally, the rigidity of molecular structural also might enhance the uniformity of
the product.4 For example, the 3,5-tris(4-bromophenyl) benzene (TBPB) monomer on
Au(111) led to various polygonal networks (4 to 8 edges). The diversity of the products
can be attributed to the intrinsic flexibility of backbone of the monomer.5 In contrast,
a rigid monomer such as hexaiodo-substituted cyclohexa-m-phenylene (CHP) result in
a more uniform hexagonal network, which was attributed to the stiff and interlinked
skeleton of CHP.6
3.1.2 Substrate
In general, the ordering of a molecular layer on a metal surface is influenced by
both molecule-molecule and molecule-surface interactions.7 Therefore, the substrate
can play a vital role in the resultant structure. Substrates can have two significant
influences on surface-confined reaction, i.e. the substrate can act as a catalyst for the
reaction in addition to acting as a template for molecules during the reaction process.
42 Chapter 3: Research Design
This section is devoted to the comparison of different metal surfaces and their effect
on the organic product.
The most frequently used surfaces are coinage (noble) metals with a face
centered cubic (fcc) structure including copper, silver and gold. The reactivity of noble
metal surfaces is closely correlated to their electronic structures. The electronic
structure of noble metals depends on coexistent of s and d states in the valence band.
In contrast to the electrons in s state which are localized, the electrons in the d band
are spatially localized and lead to complex hybridization at the surface. The electronic
properties of the surface such as work function, surface energy and reactivity can be
explained by the hybridization of d band.8-9 Work function (WF) is the required energy
to transfer an electron from the Fermi level to vacuum, and is one of the valuable
indicator of electronic properties of surfaces and thus the reactivity of surface.10 WF
is determined by the both chemical composition and the crystallographic orientations
of the surface.10
Substrate Chemistry
The physical definition of noble metals is strict, only including metals that have
a filled d band. Using this definition only copper, silver and gold are noble metals in
which the highest occupied energy level is the d band. Some other precious metals (Pt,
Rh, Pd) are catalytically important and have also been employed in surface-confined
reaction. For example, platinum has a 5d band -in addition to a 4d band- which crosses
the Fermi level and therefore imparts a higher reactivity compared to noble metals.
Hammer et al. 8 suggested that the reactivity of a metal surface is strongly depends on
the entire valance band and not on the Fermi level or empty d band individually. The
Hammer–Nørskov d-band model nicely explains the correlation of chemisorption
bond strengths to the d-band density of state (DOS).11 For noble metals, the valence d
band is several eV below the Fermi level. This means that the anti-bonding states of
an adsorbate are below the Fermi level and therefore filled, i.e. both bonding and anti-
bonding states of surface -molecule are occupied. This interaction generates only a
repulsive energy contribution which increases with orbital size. This explains the order
of strength of adsorption bonds of molecule with noble metal: Cu˃ Ag ˃ Au.
Moreover, if adsorbates strongly interact with the substrate, they anchor where they
hit the surface and cannot diffuse easily on the surface and leave a disordered film.12
Chapter 3: Research Design 43
In a study by Lackinger’s group the dehalogenation reaction of 1,3,5-tris 4-
bromophenyl benzene (TBB) was investigated for different substrates; Cu(111),
Ag(111), and Ag(110).13 The reaction proceeded on Cu(111) and Ag(110) but not on
Ag(111). This reveals the interesting reactivity differences for various substrate which
is dependent on both material (Cu(111) versus Ag(111)) and also the surface
orientation (Ag(110) versus Ag(111)). The influence of molecule- substrate interaction
result from different metal surfaces (Cu(111) versus Au(111)) for dehalogenation and
cyclodehydrogenation of 10,10ʹ-dibromo-9,9ʹ bianthracene (DBBA) has been reported
as well.14 While DBBA adsorbed intact on Au, it fully dehalogenated on Cu. Similarly,
the cyclodehydrogenation reaction which result in formation of GNRs occurred at two
different temperature for theses surface: 400 and 200℃ on Au and Cu, respectively.
The variety in substrate chemistry also can be exploited to trigger a selective
reaction to precisely synthesise selective products. For example, as illustrated on while
C-C coupling dehalogenated (R)-(−)-6,6′-dibromo-1,1′-bi-2-naphthol (DN) molecule
are predominant on Au(111), new organic molecules formed on Ag(111) owing to the
selective C-H coupling of dehalogenated DN.15
Figure 3-3: Scheme of two different reaction pathways of DN on Ag(111) and Au(111) illustrating
C−C or C−H coupling of DN on different surfaces. Reprinted with permission from [15] Copyright
(2017) American Chemical Society.
Substrate Structure
Different surface facets can be exposed at the surface by orienting and cutting
fcc metal single crystals. Atoms on the obtained surface have fewer neighbouring
atoms (known as coordination number, CN) than those in the bulk crystal. The atoms
44 Chapter 3: Research Design
on the surface can also rearrange so that the energy of the atoms is reduced. This
usually occurs through vertical or lateral relaxation of surface atoms.
The metal (111), (100) and (110) facets for FCC are the most commonly studied
in surface science. The (111) facet is the closest-packed layer of atoms and has a three-
fold symmetry (or six-fold symmetry considering mirror symmetry). All atoms in the
111 facet of fcc crystals are equivalent and formed a surface that is atomically smooth
(see Figure 3-4) while this is not the case for (100) and (110) facets. For example, the
surface layer atoms in (110) are in a rectangular symmetry so that atoms are close-
pack along the row and have substantial spacing of √2 a0 along the orthogonal
direction. This result in surface atoms that are more open and thus have a lower
coordination number, i.e. the second layer of atoms are exposed to the surface. The top
views of the (111), (100) and (110) surfaces are shown in Figure 3-4.
Figure 3-4: Top view of atoms in the first layer of different planes.
The difference in the orientation of metal surfaces can dictate significant change
in the adsorption topology and geometry of molecules and the corresponding reactions.
Table 3-1 compares the unit cell and possible adsorption site for (111), (100) and (110)
surfaces of noble metals. The coordination number of surfaces determines their
chemical reactivity of surfaces10 in which the surface reactivity decreases with
increasing of surface coordination number16: (100), (110) and (111) respectively.
Table 3-1 Comparisons of structural symmetries of Cu, Ag and Au, reproduced from.10
Surface Area unit cell of 2D /Å2 Possible adsorption sites
(111) √3/4 a02 on-top sites, bridging sites and hollow sites
(100) 1/2 a02 on-top sites, bridging sites, hollow sites
(110) √2/2 a02 on-top sites, short (in a single row) and long bridging sites
(in adjacent rows)
Chapter 3: Research Design 45
To gain a detailed understanding of substrate template effects and how reactions
can be steered by the substrate lattice, different groups have provided comparison
between different facets of surface for single molecular precursors. For example, a
study revealed that while 10,10ʹ-dibromo-9,9ʹ bianthracene (DBBA) transformed to
GNRs on Cu(111), only 0D nanographene structures were formed on Cu(110) (Figure
3-5).17 This has been attributed to the strong molecular-substrate interaction surpassed
the intermolecular interaction on Cu(110) which limits the diffusion of adsorbate on
the surface and prohibit the lateral interaction between them.
Figure 3-5: Comparison of reactivity effect on polymerization of DBBA between Cu(111) and
Cu(110). Reprinted with permission from [17].
A conceptually similar study showed that 4,4ʺ-dibromo-meta-terphenyl (DMTP)
forms zigzag oligophenylene chains on Cu(110)18 while the product of polymerisation
of the same molecule on Cu(111) is hydrocarbon macrocycles with 18 phenyl rings19
due to substrate effect on the products.
It should be noted that intrinsic adatoms and defects on surfaces can play
important roles as “active site” and are favourable for chemical reactions. In addition,
stepped surfaces can be used as a template because of diffusion barriers.20 They are
also more reactive because of their high density of undercoordinated atoms.20
3.2 SURFACE SENSITIVE ANALYSIS TECHNIQUES
As previously has been implied, surface science is a multidisciplinary field and
employs different techniques to study the physical and structural properties of the
monolayer/multilayer of the material on a solid surface. Surface sensitive techniques
enable us to study the surface-confined reaction pathway and electronic and structural
46 Chapter 3: Research Design
properties of the resultant polymers. This section briefly describes the theory of XPS,
STM and NEXAFS as three important probes in the analytical tool box used in this
thesis.
3.2.1 X-ray Photoelectron Spectroscopy (XPS)
The photoelectric effect describes the emission of the photoelectrons from a
metal surface induced by photons. The discovery of the photoelectric effect (Nobel
Prize–Einstein 1921) underpins XPS. The Nobel Prize in Physics 1981 was awarded
to Kai Siegbahn21 because of his contribution to the development of electron
spectroscopy.
Electrons bound to atoms (in the core level) are excited by using an X-ray
photon, generating free electrons, commonly termed as photoelectrons. By using a
hemispherical analyser, the ejected photoelectron is filtered based on its energy, and
is recorded by a detector. Identification of the elements in the sample can be made
directly by determining the binding energy based on measurement of the kinetic
energies of these ejected photoelectrons according to the following equation:
Ebinding = EPhoton – (EKinetic+ φ), (1)
where Ephoton is the energy of the X-ray photons being used (often Al Kα X-rays with
Ephoton = 1486.7 eV or Mg Kα X-rays with Ephoton = 1253.6 eV), Ekinetic is the kinetic
energy of the electron as measured by the instrument, and φ is the work function which
is dependent on the spectrometer. Synchrotron-based radiation sources provide a
tuneable energy for Ephoton. The binding energy of the electron is an intrinsic property
of the element from which it originated,22 and identifies elements on the sample. The
relative concentrations of elements can also be determined from the photoelectron
intensities.
Different materials can be distinguished based on the peaks visible in the XPS
spectrum. As an example, an XP survey spectrum for trimesic acid (TMA) on a copper
surface shown in Figure 3-6. The spectrum was collected with an Al Kα x-ray source.
The spectrum identified three elements: copper, oxygen and carbon. The copper peak
originates from the substrate, while oxygen and carbon peaks result from the TMA
molecule deposited on the surface. The Cu 2p peaks demonstrates the spin-orbit
splitting effect, i.e. the energy level splits into two different energies induced by two
possible spin direction of electron with orbital quantum number bigger than zero (l >
Chapter 3: Research Design 47
0). The carbon and oxygen also can be deconvolved to reveal different chemical states
in the molecule. The inset shows the fitted carbon fit as well as the schematic structure
of the TMA.
Figure 3-6: XP spectrum for as-deposited TMA on Cu(111) surface. In addition to the copper peaks, C
1s and O 1s peaks originating from TMA are discernible. The insets show the Cu 2p and C 1s
highlighted region of the spectrum in more detail.
Resolution of characteristic core level shifts due to changes in the local chemical
environment is one of the strong features of the XPS technique.23
3.2.2 Scanning Tunnelling Microscopy (STM)
Gerd Binnig and Heinrich Rohrer won the Physics Nobel Prize in 1986 for the
invention of the scanning tunnelling microscope.24 The invention of STM, which
visualizes molecules in real space, has greatly aided nanotechnology research, and has
become a very powerful atomic-scale tool in surface science. This probe has been
applied in a diverse range of environments; for instance, in UHV, at the liquid–solid
interface and under ambient conditions.
The STM concept is based on quantum tunnelling whereby a particle can tunnels
through a barrier larger than total energy of particle. This can only be explained by
quantum mechanics owing to the particle-wave nature of electrons.
In this technique, the tip is moved close to a flat surface with an accuracy of
better than 0.1 nm using a piezoelectric positioner. The piezoelectric scanner provides
48 Chapter 3: Research Design
a precise control in any of the three perpendicular axes (x,y,z) of sample. Schematic
view of the scanning tunnelling microscope is shown in Figure 3-7.
Figure 3-7: left: Sketch of tunnelling current through sample to tip. Efs and Eft are the Fermi level of
the sample and tip, respectively. Right: Schematic view of the scanning tunnelling microscope.25
When the tip is brought very close to the surface of the sample, electrons will
tunnel between tip and surface, i.e. a finite tunnelling conductance. If a voltage bias
(V) is applied between tip and the sample, a tunnelling current is generated. The
solution of Schrӧdinger's equation for one-dimensional rectangular barrier reveals that
the wave function 𝜓 decays exponentially within the barrier distance (d).26 The current
of these tunnelling current (I) at the bias voltage is a function of the transmission
probability of electrons:
𝐼 =4𝜋𝑒
ћ∫ 𝜌𝑠 (𝐸𝐹 − 𝑒𝑉 + 𝜀)𝜌𝑇
𝑒𝑉
0(𝐸𝐹 + 𝜀)|𝑀|2 𝑑𝜀, (3)
where f is the Fermi function the ρs and ρT are the density of states (DOS) of
sample and tip, respectively. M is the tunnelling matrix element in the Bardeen
tunnelling theory and given by27
𝑀 = −ℎ2
2𝑚∫ (𝜒∗∇𝜓 − 𝜓∇𝜒∗). 𝑑𝑆
∑
,
where ψ and χ are the wavefunction of the sample and tip, respectively.
Accordingly, the tunnelling current is exponentially dependent on distance between
the tip and the surface (d) and therefore, a small change in d dramatically change the
tunnelling current. Thus, STM is very sensitive to the tip-sample spacing.
In order to map the surface with atomic resolution, the tunnelling current is
precisely monitored as a function of lateral position. The obtained STM images contain
Chapter 3: Research Design 49
information about both topography and LDOS, which together define the contrast in
the images. Vibration isolation is essential to achieve atomic resolution.
There are two possible modes for scanning an STM image: constant height mode
and constant current mode. The spacing between tip and sample is unchanged for the
constant height mode and the therefore the tunnelling current changes during imaging.
The resultant image from this mode is a function of the variations of the current signal.
In the current constant mode, which is more common, the tunnelling current is held
constant using a feedback loop. In this mode the tip-sample spacing d is controlled by
a feedback system to maintain the tunnelling current constant. The voltage on the
piezoelectric in z direction represents the local height of the topography. For example,
molecules on a flat single crystal, corrugation of the sample, plotted on STM image
due to variation of d over scanning.
STM is a challenging technique and to get high resolution images (especially on
the atomic scale), an atomically clean surface and stable and sharp tip and excellent
vibration isolation are necessary. STM is not able to directly characterize the charge
state or local chemical environment of neither the molecular network components nor
the surface.
3.2.3 Near Edge X-Ray Absorption Fine Structure (NEXAFS)
NEXAFS is a synchrotron-based spectroscopic technique which was first
established in the early 1980s. This technique is sensitive to the chemistry and bonding
in materials and can reveal orientation of adsorbed molecules.28 NEXAFS cannot be
performed in the home laboratory owing to two important required properties of the
X-ray source which are only provided in synchrotron facilities: the X-ray light must
be tunable and polarized.29
In this technique an electromagnetic beam (X-ray beam in which its energy
varies around/less an ionization edge) is shone on the sample. Absorption of photons
promotes core level electrons (for instance, the K shell) into unoccupied states. This
generates a core hole and leaves the molecule in an excited state.
The created hole can relax in two different ways: (a) an electron from higher
level goes to the core level, this is accompanied with a fluorescence emitted (see Figure
3-8b). Alternatively, relaxation process will occur via emission an Auger electron,
shown in Figure 3-8c. Therefore, the existence of the core hole and therefore the
50 Chapter 3: Research Design
absorption cross section ()*, can be detected either by measuring the florescence
photon (by a fluorescence detector) or by employing a channeltron to measure the
Auger electrons. The electron detection offers higher surface sensitivity (as well as
higher intensity in the case of low-Z molecule, where Z is the number of the proton)
than fluorescence detection.
Figure 3-8: Energy diagram representing electron transition in NEXAFS.
In general, NEXAFS spectra reveals the unoccupied orbitals that electrons can
occupy over excitation. The transition of the core electron to unfilled molecular orbital
for a diatomic molecule is shown in Figure 3-9.
Figure 3-9: scheme of X-ray absorption in a diatomic molecule (bottom), and the corresponding k-
shell absorption spectrum (top). Reprinted with permission from [29].
Chapter 3: Research Design 51
Combining atomic orbitals from each atom of the molecule leads to the
formation of molecular orbitals. For example, pairing of two s orbitals or px orbitals
constructs and * orbitals, and interactions of two equivalent pys (or pzs) leads to π
and π* molecular orbitals. Considering that molecular orbitals have a specific
directionality and the incident beam is polarized, this can be used to extract
information on the orientation of the orbitals with respect of the substrate. An electric
field of the light parallel to the direction of a molecular orbital has a maximum of an
absorption transition probability. While an electric field of light is perpendicular to
direction of a molecular orbital, the probability of adsorption transition will be
minimized. This characteristic can be used to determine the orientation of molecules
with respects to surface, see Figure 3-10.
Figure 3-10: Schematic representation of photon incident with normal angle (left) and grazing angle
(right). The diatomic molecule adsorbed parallel to the surface. Reprinted with permission from [29].
52 Chapter 3: Research Design
3.3 REFERENCES
1. Lipton‐Duffin, J.; Ivasenko, O.; Perepichka, D.; Rosei, F. Synthesis of
Polyphenylene Molecular Wires by Surface‐Confined Polymerization. Small 2009, 5
(5), 592-597.
2. Blunt, M. O.; Russell, J. C.; Champness, N. R.; Beton, P. H. Templating
molecular adsorption using a covalent organic framework. Chemical Communications
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3. Schlögl, S.; Heckl, W. M.; Lackinger, M. On-surface radical addition of triply
iodinated monomers on Au (111)—the influence of monomer size and thermal post-
processing. Surface Science 2012, 606 (13), 999-1004.
4. Zhang, Y.-Q.; Kepcija, N.; Kleinschrodt, M.; Diller, K.; Fischer, S.;
Papageorgiou, A. C.; Allegretti, F.; Björk, J.; Klyatskaya, S.; Klappenberger, F.;
Ruben, M.; Barth, J. V. Homo-coupling of terminal alkynes on a noble metal surface.
Nature Communications 2012, 3, 1286.
5. Faury, T.; Clair, S.; Abel, M.; Dumur, F. d. r.; Gigmes, D.; Porte, L. Sequential
linking to control growth of a surface covalent organic framework. The Journal of
Physical Chemistry C 2012, 116 (7), 4819-4823.
6. Bieri, M.; Nguyen, M.-T.; Groning, O.; Cai, J.; Treier, M.; Ait-Mansour, K.;
Ruffieux, P.; Pignedoli, C. A.; Passerone, D.; Kastler, M. Two-dimensional polymer
formation on surfaces: insight into the roles of precursor mobility and reactivity.
Journal of the American Chemical Society 2010, 132 (46), 16669-16676.
7. Rosei, F.; Schunack, M.; Naitoh, Y.; Jiang, P.; Gourdon, A.; Laegsgaard, E.;
Stensgaard, I.; Joachim, C.; Besenbacher, F. Properties of large organic molecules on
metal surfaces. Progress in Surface Science 2003, 71 (5–8), 95-146.
8. Hammer, B.; Nørskov, J. Electronic factors determining the reactivity of metal
surfaces. Surface Science 1995, 343 (3), 211-220.
9. Fall, C.; Binggeli, N.; Baldereschi, A. Work-function anisotropy in noble
metals: Contributions from d states and effects of the surface atomic structure.
Physical Review B 2000, 61 (12), 8489.
10. Pedio, M.; Cepek, C.; Felici, R., Organic molecules on noble metal surfaces:
the role of the interface. In Noble Metals, InTech: 2012.
11. Hammer, B. Special sites at noble and late transition metal catalysts. Topics in
catalysis 2006, 37 (1), 3-16.
12. Tautz, F. Structure and bonding of large aromatic molecules on noble metal
surfaces: The example of PTCDA. Progress in Surface Science 2007, 82 (9-12), 479-
520.
13. Walch, H.; Gutzler, R.; Sirtl, T.; Eder, G.; Lackinger, M. Material- and
Orientation-Dependent Reactivity for Heterogeneously Catalyzed Carbon−Bromine
Bond Homolysis. The Journal of Physical Chemistry C 2010, 114 (29), 12604-12609.
14. Simonov, K. A.; Vinogradov, N. A.; Vinogradov, A. S.; Generalov, A. V.;
Zagrebina, E. M.; Mårtensson, N.; Cafolla, A. A.; Carpy, T.; Cunniffe, J. P.;
Preobrajenski, A. B. Effect of Substrate Chemistry on the Bottom-Up Fabrication of
Graphene Nanoribbons: Combined Core-Level Spectroscopy and STM Study. The
Journal of Physical Chemistry C 2014, 118 (23), 12532-12540.
15. Kong, H.; Yang, S.; Gao, H.; Timmer, A.; Hill, J. P.; Díaz Arado, O.; Mönig,
H.; Huang, X.; Tang, Q.; Ji, Q.; Liu, W.; Fuchs, H. Substrate-Mediated C–C and C–H
Coupling after Dehalogenation. Journal of the American Chemical Society 2017, 139
(10), 3669-3675.
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16. Peljhan, S.; Kokalj, A. DFT study of gas-phase adsorption of benzotriazole on
Cu (111), Cu (100), Cu (110), and low coordinated defects thereon. Physical
Chemistry Chemical Physics 2011, 13 (45), 20408-20417.
17. Simonov, K. A.; Vinogradov, N. A.; Vinogradov, A. S.; Generalov, A. V.;
Zagrebina, E. M.; Svirskiy, G. I.; Cafolla, A. A.; Carpy, T.; Cunniffe, J. P.; Taketsugu,
T. From graphene nanoribbons on Cu (111) to nanographene on Cu (110): critical role
of substrate structure in the bottom-up fabrication strategy. ACS Nano 2015, 9 (9),
8997-9011.
18. Dai, J.; Fan, Q.; Wang, T.; Kuttner, J.; Hilt, G.; Gottfried, J. M.; Zhu, J. The
role of the substrate structure in the on-surface synthesis of organometallic and
covalent oligophenylene chains. Physical Chemistry Chemical Physics 2016, 18 (30),
20627-20634.
19. Fan, Q.; Wang, C.; Han, Y.; Zhu, J.; Hieringer, W.; Kuttner, J.; Hilt, G.;
Gottfried, J. M. Surface‐Assisted Organic Synthesis of Hyperbenzene Nanotroughs.
Angewandte Chemie International Edition 2013, 52 (17), 4668-4672.
20. Saywell, A.; Schwarz, J.; Hecht, S.; Grill, L. Polymerization on stepped
surfaces: alignment of polymers and identification of catalytic sites. Angewandte
Chemie International Edition 2012, 51 (21), 5096-5100.
21. Siegbahn, K.; Nordling, C.; Fahlman, A.; Nordberg, R.; Hamrin, K.; Hedman,
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22. Lee, S. M., Reference book for composites technology. CRC Press: 1989; Vol.
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23. Baraldi, A.; Comelli, G.; Lizzit, S.; Kiskinova, M.; Paolucci, G. Real-time X-
ray photoelectron spectroscopy of surface reactions. Surface Science Reports 2003, 49
(6), 169-224.
24. Elemans, J. A.; Lei, S.; De Feyter, S. Molecular and Supramolecular Networks
on Surfaces: From Two‐Dimensional Crystal Engineering to Reactivity. Angewandte
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https://commons.wikimedia.org/wiki/File:ScanningTunnelingMicroscope_schematic.
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26. Meyer, E.; Hug, H. J.; Bennewitz, R., Scanning probe microscopy: the lab on
a tip. Springer Science & Business Media: 2013.
27. Chen, C. J., Introduction to scanning tunneling microscopy. Oxford University
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28. Stöhr, J., NEXAFS spectroscopy. Springer Science & Business Media: 2013;
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29. Hähner, G. Near edge X-ray absorption fine structure spectroscopy as a tool to
probe electronic and structural properties of thin organic films and liquids. Chemical
Society Reviews 2006, 35 (12), 1244-1255.
Chapter 4: Adsorption and Reactivity of Pyridine Dicarboxylic Acid on Cu(111) 55
Chapter 4: Adsorption and Reactivity of
Pyridine Dicarboxylic Acid on
Cu(111)
As previously discussed, decarboxylation reaction is a promising approach to
fabricate byproducts-free polymer. At the same time, precursors with heteroatoms in
their scaffold offer an elegant way to engineer the band gap of the products. In this
regard, chapter 4 provides results from the study regarding the influence of nitrogen in
the aromatic core of a molecule undergoing a decarboxylation reaction. The findings
reported in this chapter could be interpreted from two viewpoints: (a) investigating a
nitrogen-containing molecule as an important class of precursor in surface-confined
reactions and (b) studying the decarboxylation reaction and pathway of a nitrogen-
containing molecule for the first time. The primary experiment has been done on
Omicron (Scienta-Omicron GmbH) at QUT and PES and NEXAFS have been done at
the Australian Synchrotron.
The results of this study has been published in The Journal of Physical Chemistry
C: Abyazisani, M.; Bradford, J.; Motta, N.; Lipton-Duffin, J.; MacLeod, J. Adsorption
and Reactivity of Pyridine Dicarboxylic Acid on Cu (111). The Journal of Physical
Chemistry C 2018, 122 (31), 17836-17845.
56 Chapter 4: Adsorption and Reactivity of Pyridine Dicarboxylic Acid on Cu(111)
Statement of Contribution of the Co-Authors for Thesis by
Published paper
The authors listed below have certified that:
• They meet the criteria for authorship in that they have participated in the
conception, execution, or interpretation, of at least that part of the publication in their
field of expertise;
• They take public responsibility for their part of the publication, except for the
responsible author who accepts overall responsibility for the publication;
• There are no other authors of the publication according to these criteria;
• Potential conflicts of interest have been disclosed to (a) granting bodies, (b) the
editor or publisher of journals or other publications, and (c) the head of the responsible
academic unit, and
• They agree to the use of the publication in the student’s thesis and its publication
on the QUT’s ePrints site consistent with any limitations set by publisher requirements.
In the case of this chapter:
Adsorption and reactivity of pyridine dicarboxylic acid on Cu(111):
J. Phys. Chem. C, 2018,122(31), pp 17836–17845, DOI: 10.1021/acs.jpcc.8b04858.
Contributor Statement of contribution
Maryam Abyazisani Conducted lab-based experiments, conducted synchrotron
experiments, analysed data, drafted manuscript. Signature
Jonathan Bradford Conducted synchrotron experiments, revised manuscript
Nunzio Motta Revised manuscript, supervision.
Josh Lipton-Duffin Revised manuscript, supervision.
Jennifer MacLeod Conceived the project, conducted synchrotron experiments,
analysed data, revised manuscript, supervision.
Date Signature Name
I have sighted email or other correspondence from all co-authors confirming their
certifying authorship.
Principal Supervisor Confirmation
Jennifer MacLeod 6/12/2018
QUT Verified Signature
QUT Verified Signature
Chapter 4: Adsorption and Reactivity of Pyridine Dicarboxylic Acid on Cu(111) 57
4.1 ABSTRACT
A detailed understanding of the reaction of a range of molecules on surfaces will
be key to developing targeted strategies for on-surface synthesis. Here, we have the
deprotonation and decarboxylation reactions of 3,5-pyridine dicarboxylic acid (PDC)
on Cu(111) using synchrotron radiation photoelectron spectroscopy (SRPES), near-
edge X-ray absorption fine structure (NEXAFS) and density functional theory (DFT).
PDC partially deprotonates upon deposition on Cu(111) at room temperature and
adsorbs with the plane of its aromatic ring inclined at an average of ∼45° with respect
to the surface. By heating to 100°C, the deprotonation of the molecule increases. When
the PDC is partially deprotonated, the plane of its aromatic ring adopts a more upright
orientation with respect to the surface. Additional heating to 160°C causes complete
deprotonation, upon which the molecule returns to a more planar molecular adsorption
geometry. By examining both the N 1s core level and the NEXAFS results, we ascribe
these changes in adsorption to a reaction-induced change in the predominant
molecule−surface interaction, which is driven by the nitrogen lone pair prior to
deprotonation, and by the carboxylate groups after deprotonation of the −COOH
groups. These interaction channels and adsorption geometries are supported by our
DFT calculations. Heating above 200°C induces decarboxylation of the molecule; by
observing the rate of reaction over a range of fixed temperatures, we extract an
activation energy of 1.93 ± 0.17 eV for the decarboxylation reaction. Around this
temperature we also begin to observe the ring opening of the molecule, suggesting that
if PDC is to be used as a building block for on-surface synthesis of polymers, careful
control of temperature is necessary for obtaining decarboxylation and covalent
coupling of the molecule without destroying the aromatic core.
58 Chapter 4: Adsorption and Reactivity of Pyridine Dicarboxylic Acid on Cu(111)
4.2 INTRODUCTION
On-surface covalent polymerization has grown into an active research domain1-
4 owing to promising applications in nanotechnology and molecular electronics.5-6 A
variety of surface-confined reactions performed under ultrahigh vacuum (UHV)
conditions have been translated from established solution-chemistry methodologies.
In particular, the Ullmann reaction for C–C coupling of aryls7 has been thoroughly
studied, and many of the details of the process are understood.8 However, this reaction
inevitably produces halogen by-products which tend to remain chemisorbed on the
surface, resulting in spatial restriction of the polymer as well as in catalyst poisoning
through a reduction of active sites on the surface. To address this problem, alternative
reactions that do not produce any byproducts or that have volatile byproducts are
actively being pursued. Typical examples include the Glaser reaction,9-10 Bergman
reaction,11 and dehydrogenation.12 More recently, on-surface decarboxylation has been
explored as a “clean” reaction.13
Decarboxylative coupling is appealing since the byproducts, H2 and CO2, are
unlikely to remain adsorbed on the surface under reaction conditions; CO2 is volatile,
and molecular hydrogen remains adsorbed on Cu(111) only until 330 K.14 On-surface
covalent coupling via decarboxylation was demonstrated for the first time when poly-
2,6-naphthalene was formed using 2,6-naphthalenedicarboxylic acid as a precursor.13
Scanning tunnelling microscopy (STM) confirmed that molecules first undergo
deprotonation upon annealing, followed by decarboxylation with further increase of
the reaction temperature, and subsequent coupling to form polynaphthalenes. More
recently, decarboxylative coupling of 1,3,5-benzenetribenzoic acid (BTB) was used to
fabricate a 2D network.15
To date, studies of decarboxylative coupling have focused only on benzene-
based precursors. However, incorporation of heteroatoms in the aromatic ring is a
powerful approach for tuning the physical properties of polymers in a controlled
way.16-19 For example, nitrogen substitutions have been used to modify the electronic
properties of nano-graphenes.20-21 The presence of nitrogen in the precursor may also
have implications for the adsorption geometry of the monomer.22-23 Interaction
between the substrate and the nitrogen lone pair can lead to adsorption with the
molecular plane tilted or vertical with respect to the surface in small molecules.24-27
On the other hand, the π orbitals also present an interaction channel between the
Chapter 4: Adsorption and Reactivity of Pyridine Dicarboxylic Acid on Cu(111) 59
molecule and the surface and can result in flat adsorption of pyridine under some
circumstances, e.g. electrochemical conditions.28 The addition of carboxylic groups to
small molecule precursors add some complication to this scenario, since the copper–
carboxylate bond strength is comparable to copper–copper bonding of the surface,29
and therefore, the carboxylate group can also influence adsorption geometries.30
Moreover, additional effects on adsorption are known to relate to molecular
coverage,31 number of COOH groups,32 and/or availability of metal adatoms.29
This is a matter of some importance for on-surface coupling, since the adsorption
geometry of the monomer has been shown to critically affect molecular reactions on
surfaces.33 A surface-catalysed reaction requires proximity of the molecular reaction
site to the metal surface, and consequently, the presence of nitrogen in an aromatic
ring can result in an adsorption-based reaction barrier. For example, dibromobenzene
fully dehalogenates upon room temperature adsorption on Cu(110),34-35 whereas only
one of the two C−Br bonds of dibromopyridine is broken at room temperature on
Cu(100); this difference is attributed to the adsorption geometry induced by the
presence of the nitrogen in the aromatic ring, which orients the nitrogen into the
surface, leaving the unreacted C−Br oriented out of the surface.36
In this work, we aim to contribute to the understanding of on-surface
decarboxylation by studying the reaction of 3,5-pyridinedicarboxylic acid (PDC) on
Cu(111). Studying this molecule gives us the opportunity to understand how
decarboxylation progresses in a nitrogen-containing molecule. It also enables us to
understand the interplay between the different parts of the molecule as well as its
interaction with surface. The changes in chemistry and adsorption geometry with
annealing were investigated through synchrotron radiation photoelectron spectroscopy
(SRPES), near-edge X-ray absorption fine structure (NEXAFS) spectroscopy, and
density functional theory (DFT), and the kinetics of decarboxylation were studied by
measuring the decarboxylation rate at different temperatures.
4.3 EXPERIMENTAL METHODS
All experiments were carried out under UHV conditions (base pressures of 2
×10-10 mbar) at the Soft X-ray beamline at the Australian Synchrotron. Cu(111) and
Ag(111) single crystals were cleaned by repeated cycles of Ar+ sputtering (E = 1 keV)
and annealing (~400°C) until no impurities were detected by SRPES. 3,5-
60 Chapter 4: Adsorption and Reactivity of Pyridine Dicarboxylic Acid on Cu(111)
Pyridinedicarboxylic acid (PDC) (98%, Alfa Aesar, shown schematically in Figure
4-1a) was thoroughly degassed at 120°C in UHV. Results from Ag(111) are not
reported in the main manuscript but selected results are included in the SI. Briefly,
PDC deposited onto Ag(111) held at −130°C adsorbed intact, then partially
deprotonated and finally desorbed from the surface with heating to 100°C (Figure S1).
We additionally performed a beam damage test of PDC on Ag(111) and found that a
486 eV beam caused deprotonation of the PDC (Figure S2). Although the same test
was not performed on Cu(111), we assume a similar effect is present, and hence that
the level of deprotonation of any sample may be dependent on the exposure to the
beam. To minimize this effect, we moved the sample frequently so that we were not
exposing any one region for more than one spectrum. Every spectrum took 30 s to
acquire. The PDC was deposited onto the room-temperature Cu(111) substrate from a
Knudsen cell (Eberl-MBE Komponenten) held at 135°C. The sample was annealed at
different temperatures in order to trigger the deprotonation and decarboxylation
reactions (shown in Figure 4-1b). The presented SRPES and NEXAFS data were
acquired in separate experiments. For SRPES experiments, the sample was annealed
at 100, 160, 240 and 270°C, with each step performed for 10 min. For NEXAFS
experiments, the sample was annealed at 100, 160 and 280°C, with each step
performed for 5 min. SRPES spectra were collected with beam energies of 486 eV for
C 1s and N 1s regions and 908 eV for the O 1s region. The pass energy of the analyser
was set to 10 eV for an overall energy resolution of 0.29 eV. For quantitation, survey
spectra were recorded using a beam energy of 1487 eV with the pass energy set to 20
eV. All PES spectra were analysed using CasaXPS software.37 Spectra were calibrated
with respect to the Fermi level and were fitted using a Shirley background. For time-
resolved experiments, the sample was kept at fixed temperatures (220, 230 and 240°C,
all ±1°C) and C 1s spectra were sequentially collected using a beam energy of 486 eV
over a period of 30 s per spectrum. Lineshape fitting of the C 1s region for each of the
spectra permits a determination of the proportion of reacted molecules and was used to
find the activation energy of the decarboxylation reaction. An estimate for the uncertainty
of the fitted species was obtained by applying a Monte Carlo method to the fitted
intensities. NEXAFS spectra were collected using linearly polarized light at three
different incidence angles with respect to the surface plane: glancing incidence at =
20°, the so-called “magic” (tilt-independent) angle at = 55°, and normal incidence at
Chapter 4: Adsorption and Reactivity of Pyridine Dicarboxylic Acid on Cu(111) 61
= 90°. All spectra were analyzed using the QANT software package.38 NEXAFS
spectra were double normalized against the incoming photon flux determined by
measuring the current, I0, collected from a gold mesh in the path of the beam and
against spectra collected over the same energy range and at the same angle from a
clean Cu(111) substrate.
DFT calculations were performed using the projector-augmented wave (PAW)
pseudopotentials in Quantum ESPRESSO v6.2.139 under the generalized gradient
approximation (GGA) with Perdue‒Burke‒Ernzerhof (PBE) parameterization for the
exchange-correlation functional.40 The exchange correlation was modified by adding
an ab initio nonlocal van der Waals correlation contribution (vdW-DF), which is
known to improve the description of the long-range dispersive forces of the standard
GGA.41-43 After relaxing the bulk Cu face-centered cubic (FCC) cell, the Cu(111)
surface was modeled using an eight-layer slab, holding the bottom three layers fixed
and allowing the top five layers to relax using a 12121 k-point grid. The top three
layers were then used to model the absorption of PDC in a 55 supercell at high-
symmetry sites in a variety of starting geometries, allowing the top two copper layers
to relax along with the molecule while holding the bottom layer fixed in the geometry
from the bare metal slab relaxation. A vacuum gap of at least 10 Å (more for the more
planar starting geometries) between the slabs was used to prevent communication of
the molecules in the top layer with the Cu atoms of the bottom layer. The k-point
sampling for these geometry optimizations was restricted to the gamma point.
Figure 4-1: (a) molecular structure of 3,5-pyridinecarboxylic acid (PDC). (b) Decarboxylation
reaction schematic for PDC molecule.
62 Chapter 4: Adsorption and Reactivity of Pyridine Dicarboxylic Acid on Cu(111)
4.4 RESULTS
4.4.1 SRPES Study of the Annealing of 3,5-Pyridinedicarboxylic Acid/Cu(111)
Figure 4-2a-c shows the photoemission spectra of the C 1s, O 1s and N 1s core
levels of PDC on Cu(111) deposited at RT, annealed to 100°C, and annealed to 270°C.
The C 1s spectra for the as-deposited sample exhibit two well-separated peaks centered
at 285.2 and 289.3 eV which we assign to the aromatic ring and carboxylic group
(−COOH) in the PDC molecule, respectively. The binding energy (BE) splitting
between the carboxyl and the aromatic peaks, 4.1 eV, is in agreement with the
previously reported values for carboxylated phenyls.30, 44-49 The peak assigned to the
aromatic ring contains two contributions due to the two inequivalent types of carbon
atoms in the ring: two carbons adjacent to nitrogen, C−N (285.8 eV), and three carbons
that bond only to other carbons, C−C (285.4 eV).50 The ratio of these components is
fixed at 2:3 based on the stoichiometric ratio between C−C and C−N in the pyridine.
This is in contrast to previous work, where the five carbon atoms in the pyridine ring
have been treated as indistinguishable.36 Three additional components contribute to
the spectrum: the carboxylate group (−COO−) at a BE of 288.1 eV, C−Cu at a BE of
284.1 eV, and finally the π−π shakeup transition of the aromatic system at 291.7 eV.44
The carboxylate signature implies that PDC has already partially deprotonated upon
adsorption on Cu(111) at room temperature. This is in agreement with the O 1s
spectrum for the as-deposited sample, where the peak at 531.3 eV originates from the
two equivalent oxygen atoms in the −COO associated with deprotonated molecules.51
Two additional contributions arise from carbonyl (C=O at 532.3 eV) and hydroxyl
(−OH at 533.6 eV)44-45 (see Figure 4-2b). Additionally, for a very precise fit of the
spectra one small feature at 532.5 eV is required. The ratio of deprotonated to intact
molecule determined from the O 1s core level is 0.86, which is reasonably close to the
ratio derived from the C 1s core level (0.75). The spacing between the −COO peak and
the carbonyl is 1 eV, which is consistent with previous reports.44 This is indicative of
the simultaneous presence of deprotonated and intact carboxylic groups, in agreement
with previously reported studies for carboxylated precursors that adsorb partially
deprotonated onto different Cu surfaces.15, 44, 46, 51
Chapter 4: Adsorption and Reactivity of Pyridine Dicarboxylic Acid on Cu(111) 63
Figure 4-2: C 1s, O 1s and N 1s spectra for PDC deposited onto Cu(111) at RT and annealed up to
270°C. Line plot with black circle markers represents the acquired data, and solid gray lines show the
envelope of the fitted peaks. Fitted components are color-coded and detailed in the text.
Following room-temperature deposition, two main regions of intensity are
observed in the N 1s core level: a feature at lower binding energy that we attribute to
the nitrogen in the first layer and a higher binding energy feature consistent with
multilayer adsorption24 in which molecules interact with each other through hydrogen
bonding between the carboxyl/carboxylate group and nitrogen. The peak at lower BE
can be deconvolved into two components, suggesting the existence of different
adsorption configurations,52 which imply different orientations of the nitrogen with
respect to the surface. Figure 4-3 shows the calculated adsorption geometries and
energies for the configurations suggested for PDC on Cu(111) when (a) intact, (b)
singly deprotonated and (c) completely deprotonated. In Figure 4-3a, we show the
minimum-energy adsorption geometry for a single molecule in isolation, which is
inclined slightly from the plane of the surface and stabilized by an adsorption energy
of −0.92 eV. The peak at 399.8 eV is assigned to the nitrogen atom for molecules
chemisorbed to the surface via the lone pair24, 52 consistent with the calculated
geometry for the intact molecule, and the peak at 399.1 eV can be assigned to non-
surface-adsorbed nitrogen, consistent with a monopodal adsorption geometry of PDC
via carboxylate−Cu bonding with the nitrogen oriented away from the surface. The
calculated geometry corresponding to this state is shown in Figure 4-3b and
corresponds to an adsorption energy of −3.18 eV.
64 Chapter 4: Adsorption and Reactivity of Pyridine Dicarboxylic Acid on Cu(111)
Figure 4-3: Calculated adsorption geometries and energies for configurations for PDC on Cu(111)
when (a) intact, (b) singly deprotonated and (c) completely deprotonated.
After annealing the sample to 100°C for 10 min the integrated intensity of the
phenyl peak is reduced by about 50%, suggestion that the multilayer has desorbed,
leaving only one monolayer. This desorption produces a shift to lower binding energy
by 0.4 eV for all peaks. The shift arises from enhanced core-hole screening for the
surface monolayer. In addition, the carboxyl peak at 289.2 eV almost vanishes,
indicating that deprotonation has nearly completed at this point. However, we cannot
exclude the scenario in which some fraction of molecules in the first layer were
completely deprotonated immediately upon adsorption, and that desorption of the
multilayer reveals the previously attenuated signal from these molecules. The
corresponding O 1s spectrum corroborates the complete deprotonation of the PDC: the
hydroxyl and carbonyl peaks have disappeared, and the only remaining oxygen peak
at 531.1 eV corresponds to ‒COO‒. This is consistent with reported XPS studies on
other carboxylic acids on copper.15, 44 Deconvolution of N 1s spectra reveals that the
configuration of the molecule changes upon completion of the deprotonation reaction:
the integrated intensity of the peak assigned to the chemisorbed nitrogen at 399.5 eV
decreases in conjunction with an increase in peak intensity at 398.8 eV, reflecting that
the carboxylate-dominated geometry is the favored geometry compared to the
chemisorbed nitrogen geometry for deprotonated PDC. This is consistent with a
bipodal adsorption configuration via carboxylate−Cu bonding, as shown in Figure
Chapter 4: Adsorption and Reactivity of Pyridine Dicarboxylic Acid on Cu(111) 65
4-3c, which corresponds to an adsorption energy of −5.67 eV. Deprotonated trimesic
acid (TMA) on Cu(100) has also been reported to adsorb with the carboxylate group
oriented into the surface.53 The higher binding energy peaks at 401.4 and 402.1 eV
have almost disappeared following desorption of the multilayer, as expected for
second-layer species.
Annealing the sample to 270°C causes the peak at 531.1 eV in the O 1s to vanish,
confirming that the carboxylate has been fully cleaved from the molecule.
Decarboxylation is also indicated by the C 1s region, where the peak at 288.1 eV has
vanished as well, as shown in Figure 4-2a. There is an obvious decrease in the intensity
of the peak corresponding to the pyridine ring as a result of annealing at 270°C, in
conjunction with the appearance of two peaks at 284.1 and 286.3 eV. One possible
explanation for these new states is that PDC undergoes ring opening due to scission of
a C−N bond. It has similarly been reported that annealing pyridine at 260°C on Ni(111)
leads to decomposition of the molecule.52
The N 1s core level spectra shown in Figure 4-2c reveal that after annealing PDC
at 270°C the two molecular adsorption peaks are no longer observable, while three
new peaks appear: the peak at 398.6 eV, assigned to nitrogen in a fully decarboxylated
molecule, and two peaks at 398.1 and 400.5 eV, which are attributed to broken
molecules which arise from N−C bond scission.
The thermal stability of this product was studied by annealing the sample to
480°C. The C 1s and N 1s spectra suggest that after this high-temperature treatment
the PDC has fully decomposed (see, Figure S3). The two N 1s peaks assigned to the
decomposed molecule at 270°C dramatically increase after full decomposition of the
molecule at 480°C, in agreement with other works.36 Those studies reported that
decomposition of the molecule produces fragments such as CH2, (CH)n52 and (CN)2,
36
suggesting that the decomposed molecule will leave behind diminished and non-
stoichiometric on-surface residue, consistent with our measurements.
4.4.2 Activation Energy for the Decarboxylation Reaction of PDC
The decarboxylation reaction was further studied to examine the reaction
kinetics. The Arrhenius equation can be applied to determine the activation energies
for thermally-activated reactions;54-55
66 Chapter 4: Adsorption and Reactivity of Pyridine Dicarboxylic Acid on Cu(111)
𝑘 = 𝐴 𝑒−𝐸𝑎𝑘𝐵𝑇,
where k is the reaction rate, A is the pre-exponential factor which is dependent
on the rate of transfer of energy to a decomposition site, Ea is the activation energy, kB
is Boltzmann’s constant and T is the temperature. By assuming that A and Ea are
independent of temperature,56-57 linearization of the equation yields;
ln(𝑘) =−𝐸𝑎
𝑘𝐵 (
1
𝑇) + 𝑙𝑛 (𝐴),
such that the activation energy can be calculated from the slope of a plot of ln(k)
versus 1/T.
To determine the decarboxylation rate, spectra were acquired continuously over
the C 1s region with the sample held at a fixed temperature.58 The spectra could then
be deconvolved to determine how the spectral intensity in the −COO− region varied
with time. Data sets acquired at 225, 230 and 235°C are shown in Figure 4-4.
Figure 4-4: Stacked plots of the C 1s region for PDC on Cu(111) with the sample held at a constant
temperature of 225 (a), 230 (b) and 235°C (c). Each spectrum was collected over ~30 s.
From the fitted components of the C 1s region, the proportion of reacted
molecules can be defined as 1 − (3ICOO/2IC-C). A plot of the proportion of reacted
molecules as a function of time for each of the three data sets is shown in Figure 4-5a.
The plots are linear, suggesting zero-order kinetics, and the slope of the linear fit for each
data set gives the decarboxylation rate at the respective temperature. The plot of the
natural logarithm of the obtained rates as a function of 1/T, shown in Figure 4-5b,
Chapter 4: Adsorption and Reactivity of Pyridine Dicarboxylic Acid on Cu(111) 67
allows calculation of the activation energy for decarboxylation directly from the slope.
In this case, Ea = 1.93 ± 0.17 eV.
Figure 4-5: (a) Decarboxylation rate and (b) Arrhenius plot for the decarboxylation reaction of PDC
on Cu(111) derived from analysis of PES spectra of the C 1s region at 225, 230 and 235°C, where k is
the reaction rate determined from a.
NEXAFS Study of the Annealing Treatment of 3,5-Pyridinedicarboxylic Acid on
Cu(111)
The adsorption geometry of the molecule on the surface was further investigated
using near-edge X-ray absorption fine structure (NEXAFS) spectroscopy. Typical
NEXAFS spectra for an as-deposited multilayer film are shown along with indicative
peak fitting in Figure 4-6.
68 Chapter 4: Adsorption and Reactivity of Pyridine Dicarboxylic Acid on Cu(111)
Figure 4-6: NEXAFS spectra collected at the carbon (a), nitrogen (b) and oxygen (c) K-edges for an
as-deposited multilayer sample (sample 1) with = 20°. Indicative peak-fitting analyses are shown
through the multicoloured components ascribed to each spectrum. (Inset) Angular dependence of each
set of NEXAFS spectra is shown. The inset of (a) shows the experimental geometry and the definition
of the angle θ, which relates the orientation of the electric field polarization to the sample surface.
The carbon K-edge has two distinct spectral components that can be associated
with the PDC molecule: the signal originating from the aromatic ring, apparent
between 283 and 287 eV, and the signal from the carboxylic groups, apparent between
287 and 291 eV. NEXAFS of pyridine has previously been studied with a combined
Chapter 4: Adsorption and Reactivity of Pyridine Dicarboxylic Acid on Cu(111) 69
experimental and theoretical approach59, and the contributions to the spectral structure
are well understood. The split peak centered at 285 eV arises from C 1s → 1π*
transitions, with the splitting attributable to the chemical difference between the
proximity of carbon atoms to the nitrogen atom in the pyridine ring. The ortho-carbons
give rise to the higher energy component at 285.5 eV, and the carbons in the meta and
para positions give rise to the lower energy component at 284.8 eV. NEXAFS of small
carboxylated aromatics have also been previously studied experimentally and
theoretically60 allowing us to interpret the spectral region between 287 and 289 eV.
Here, the peaks at 288.3 and 291 eV can be attributed to C 1s → π* transitions
originating from the carboxylic carbon. At higher energies, the spectral features arise
from C 1s → * transitions.
The primary spectral component at the nitrogen K-edge (399.5 eV) can be
assigned to an N 1s → 1π* transition, with a high-energy shoulder (400.8 eV) arising
from a vibrationally-assisted N 1s → 2π* transition. The peak at 402.4 eV occurs due
to a N 1s → 3π* transition.59 At the oxygen K-edge, well-defined peaks arising from
carbonyl O 1s → π* transitions are evident at 532.1 and 534.3 eV, with an extended
structure due to both carbonyl- and hydroxyl-related transitions extending through the
region above 535 eV.60
Previous work on carboxylated aromatics at metal surfaces suggests that neither
the carbon nor oxygen-related π* resonances show a significant dependence on the
chemical state of the carboxylic/carboxylate group.30, 47 By taking NEXAFS data
through our annealing range, we have obtained data that directly address this point.
Figure 4-6 shows the carbon and oxygen K-edges for PDC films annealed to different
temperatures. We find that the primary resonances are not significantly changed. In
the carbon K-edge, the aromatic-related feature stays at a constant position. A slight
reduction in the relative intensity of the high energy split peak with respect to the low-
energy split peak can be seen in the deprotonated molecule, but we cannot
unequivocally ascribe this to deprotonation. In the carboxylic/carboxylate region, the
peaks at 288.3 and 291 eV are relatively unchanged in position and shape as the
molecule goes from intact to partially deprotonated to deprotonated. A small shoulder
peak at ~289 eV loses intensity with reaction; this peak is related to the carbon in the
carboxylic/carboxylate group60 and may be sensitive to the deprotonation. The spectral
contributions above 290 eV are associated with * orbitals.60 A small peak at ~290 eV
70 Chapter 4: Adsorption and Reactivity of Pyridine Dicarboxylic Acid on Cu(111)
is present at RT, disappears after annealing to 100°C, and is restored after annealing
to 155°C. Data taken at 55° radiation incidence through the same annealing steps
appear to show the same trend but are much noisier so do not unequivocally support
this behavior. At the oxygen K-edge, the primary carbonyl-related resonances at 532.1
and 534.3 eV stay constant in position and shape as the molecule deprotonates.
Spectral changes, mostly in the form of intensity loss, occur throughout the region
above 536 eV with deprotonation of the molecule. Since there are hydroxyl-related
contributions in this range, this spectral loss is expected.60 In both the carbon and the
oxygen spectra, the molecule is clearly changed after annealing to 280°C. In oxygen,
this corresponds to the loss of all signal intensity, as expected for a decarboxylated
molecule. In carbon, this corresponds to the loss of well-defined spectral features
associated with the aromatic ring and carboxylic region. The sharp double peak
indicative of the pyridine ring has been replaced by a broad, poorly-defined resonance
that we ascribe to molecular remnants following the disintegration of the pyridine ring.
Figure 4-7: Evolution of the carbon (a) and oxygen (b) K-edges with annealing of the PDC film. RT
corresponds to an as-deposited multilayer, 100°C to a film of partially deprotonated molecules, 155°C
to a film of fully deprotonated molecules, and 280°C to the remnants of a broken, decarboxylated
molecule (carbon K-edge) and to near-complete desorption of all oxygen from the surface (oxygen k-
edge). All spectra were collected at = 20°.
Through consideration of the selection rules for the electric dipole transitions
associated with photon absorption, NEXAFS spectra acquired at different incident
radiation angles can be analyzed to determine the orientation of molecular orbitals with
respect to the surface. The formalism for this process is described by Stöhr,61 with the
geometry dependence of the intensity of a given NEXAFS transition described by the
Chapter 4: Adsorption and Reactivity of Pyridine Dicarboxylic Acid on Cu(111) 71
following relation for a 3-fold-symmetric surface and a polarization factor of 1, as is
typical for an undulator beamline
𝐼(𝛼, 𝜃) = 𝐴 [1 +1
2(3 cos2𝜃 − 1)(3 cos2𝛼 − 1)]
where A is a constant, is the angle between the incident radiation and the
sample plane, and α is the angle between the sample normal and the transition dipole
moment of the molecular orbital, which for a π* orbital is perpendicular to the plane
of the aromatic ring or –COO–/COOH group.
We acquired NEXAFS spectra at three different incident angles: glancing
incidence at = 20°, magic (tilt-independent) angle at = 55°, and normal incidence
at = 90°. For planar adsorption of an aromatic molecule like PDC, the selection rules
dictate that that intensity associated with π* transitions should vanish for normal
incidence radiation and should be maximized as → 0°. The insets in Figure 4-6a–c
clearly show that for all three absorption edges measured a pronounced angular
dependence (dichroism) is observed. Similar considerations can be made for the *
orbitals,61 but we focus here on the π* transitions since these transitions are clearly
defined by sharp peaks and can be used to fully characterize the adsorption geometry
of the molecule.
Table 4-1 summarizes the calculated adsorption geometries for the PDC
molecule in a submonolayer film, a multilayer film, and thorough annealing at 100
(leading to partial deprotonation) and 155°C (full deprotonation). Similar results were
obtained on a second sample, described in Table S1 in the SI. In the submonolayer
film, the molecules adsorb at a relatively low inclination with respect to the surface
(∼35°), whereas in the multilayer film the molecules assume a more upright geometry
(∼45°). In both sub-ML and multilayer films the inclination of the aromatic ring and
the carboxylic group agree within uncertainty and to high precision, so we assume that
the molecule remains untwisted in its intact form.
72 Chapter 4: Adsorption and Reactivity of Pyridine Dicarboxylic Acid on Cu(111)
Table 4-1. NEXAFS average adsorption angles (relative to the surface plane) for submonolayer and
Multilayer PDC on Cu(111) α
Pyridine Carboxylic/carboxylate C K-edge N K-edge calcd C K-edge O K-edge calcd
as-deposited sub-
monolayer 31° ± 3° 25.2° 36° ± 3° 17.2° / 16.9°
as-deposited
multilayer
45° ± 3° 41° ± 1°
44° ± 1° 44° ± 1°
annealed to 100°C
(partially
deprotonated)
52° ± 5° 58° ± 2° 60.0° 51° ± 7° 44° ± 1° 65.1° / 59.4°
annealed to 155°C
(fully deprotonated) 31° ± 10° 24° ± 7° 24.9° 30° ± 20° 25° ± 4° 40.5° / 38.4°
α Following annealing to 100°C, the uncertainty on the inclination angles calculated from the carbon K-
edge increase but the uncertainties associated with the nitrogen and oxygen edges remain relatively low.
The partially deprotonated molecule assumes a more upright geometry in the aromatic ring (from ∼52°
to ∼ 58°), whereas data from the oxygen K-edge suggest that the carboxylic/carboxylate groups may be
slightly out-of plane with respect to the ring, with an inclination of only 44°. However, the carbon K
edge/nitrogen K-edge data put the inclination of the ring and carboxylic/carboxylate in agreement with
one another, suggesting that any distortion of the molecule is minimal. This is borne out by the
calculation results for a singly deprotonated PDC molecule, which is found to have a minimum
adsorption energy when the deprotonated group points down into the substrate, leaving the ring tilted at
an angle of 60° with respect to the surface normal and with the carboxylic/carboxylate essentially
aligned with the aromatic ring.
Annealing the film to 155°C produced a completely deprotonated PDC layer.
NEXAFS measurements from all edges provide a consistent result, with calculated
adsorption tilt geometries from ∼25° to ∼30°. The uncertainties on all calculated
values are quite large (4−20°), which may arise from inhomogeneities in the film due
to adsorption at step edges and defects. These results are in partial agreement with the
calculated adsorption geometry of a fully deprotonated molecule, where the ring is
found to tilt by ∼25°. In the calculated geometry, the carboxylate groups twist out of
plane to form backbonds to the substrate, but our experimental data do not reveal this
twist, which may be obscured by the large uncertainties and/or by the existence of a
minority adsorption phase, as suggested by the spectral signature of surface-adsorbed
nitrogen in the SRPES data (Figure 4-2b). As shown in Figure 4-7, spectra collected
after annealing to 280°C are indicative of a broken molecule.
Chapter 4: Adsorption and Reactivity of Pyridine Dicarboxylic Acid on Cu(111) 73
4.5 DISCUSSION
We learn two important things from our SRPES data: (1) the PDC molecule
assumes different adsorption geometries on the surface, with the nitrogen coordinated
both into and out of the surface, even as it deprotonates completely, and (2) the process
of molecular fragmentation is competitive with the process of decarboxylation. The
former finding indicates that additional adsorption geometries may be energetically
similar to the ones identified in Figure 4-3. The latter finding suggests that obtaining
a polymer product from PDC may be challenging, since fragmentation may occur
before the on-surface diffusion of decarboxylated moieties that is required to form
oligomers/polymers. Similar competitive activation/fragmentation reactions have been
observed in other heteroatom-containing molecules,62-63 where they can preclude the
formation of the desired polymer product.64
From our kinetic study, we obtain a reaction barrier that is higher than the free
energy barrier predicted from a DFT-based calculation of the transition state involved
in the decarboxylation of biphenyl-4-carboxylic acid on Cu(111).15 This difference can
be rationalized in the context of the variable adsorption geometry of PDC on Cu(111).
As evidenced in our study, the PDC molecule adopts a semi-upright configuration
during deprotonation, and a similar dependence of adsorption geometry with state of
reaction could occur during decarboxylation. If the adsorption geometry reduces the
proximity of the molecular reaction site to the catalytic metal surface or places the
−COO− in some other unfavorable geometry, we would expect to see a corresponding
increase in the reaction barrier as compared to the case of planar adsorption. The DFT-
calculated structure for biphenyl-4-carboxylic acid suggests that it is adsorbed
relatively flat on Cu(111), putting the carboxylic group close to the Cu surface. This
is consistent with the experimental decarboxylation activation barrier for PDC on
Cu(111), Ea = 1.93 ± 0.17 eV, exceeding the one calculated for biphenyl-4-carboxylic
acid on Cu(111), Ea = 1.63 eV.
As shown in Figure 4-4, annealing time is a determining factor for the state of
reaction of the molecule. PES data suggest that the molecule is partially decomposed
after annealing for 10 min at 270°C, whereas the NEXAFS data show the molecule is
fully decomposed after annealing for 5 min at 280°C. This molecular fragmentation
result suggests that ring opening could onset at temperatures below 270°C and may be
74 Chapter 4: Adsorption and Reactivity of Pyridine Dicarboxylic Acid on Cu(111)
a significant factor in samples that are held for a long time at temperatures in the range
where decarboxylation occurs.
The NEXAFS-observed changes in adsorption geometry of the PDC could arise
from two different sources: (1) the coverage of the molecule on the surface, and (2)
the chemical state of the molecule. The coverage clearly has an impact on the
adsorption geometry: the sub-ML and multilayer films of unreacted molecules have
different adsorption geometries, due to intermolecular interactions within the film.
This effect has previously been observed for other systems, e.g., benzene on Pd(111),
which evolves from a flat adsorption geometry at low coverage (< 0.16 ML) to a more
upright geometry with increasing coverage,65 and pyridine on Ag(111) at 100 K, where
the molecular tilt angle increases from 45° ± 5° to 70° ± 5° with increasing coverage.66
However, as shown in Figure 4, even annealing at temperatures above 225°C does not
cause significant desorption. Deprotonation of the molecule is likely much more
important for this change in adsorption geometry, since coordination of the –COO–
groups into the surface provides a favorable charge compensation and a strong
surface–molecule interaction, as indicated by our DFT calculations. A transition from
planar to upright adsorption has previously been associated with the deprotonation of
a similar small carboxylated aromatic molecule, trimesic acid, on Cu(100).53 Here, the
modification of the adsorption geometry is consistent with a transition from the
nitrogen-dominated surface interaction of the intact molecule to a carboxylate-
dominated interaction for the deprotonated molecule, where simultaneous surface
adsorption of both carboxylated groups in a low-density film results in a lower tilt
angle than the nitrogen-dominated interaction in a dense film. Between these two
points, the molecule is adsorbed in a more upright position, consistent with the
monopodal adsorption shown in Figure 4-3b, which accommodates one surface-bound
carboxylate group and one –COOH oriented out of the surface. Hence, our results
indicate that the molecule may assume a variety of adsorption geometries during the
reaction process, with each of the configurations in Figure 4-3 defining the majority
adsorption geometry at some step of the process, and the molecule-surface interaction
increasing successively as the molecule deprotonates first once, and then twice.
Finally, we note that in low-temperature studies of pyridine on Pt(111),
annealing increases the tilt angle of the molecule to normal adsorption on the surface,
a phenomenon attributed to C–H dehydrogenation and the formation of a carbon–metal
Chapter 4: Adsorption and Reactivity of Pyridine Dicarboxylic Acid on Cu(111) 75
bond at an ortho position.67 We do not anticipate that this phenomenon is relevant here,
since our observed tilt angle does not consistently increase with annealing, and since
we do not see an increase in spectral intensity in the C–Cu region following annealing
to 155°C.
4.6 CONCLUSIONS
Following room temperature deposition, SRPES indicates that PDC is partially
deprotonated and adsorbs in two different configurations on Cu(111): (1) via the
nitrogen lone pair and (2) via a carboxylate group. NEXAFS confirms that the
molecules are tilted with respect to the surface, and that the angle of inclination
depends on coverage. Following annealing at 100°C, which causes further
deprotonation of the molecules, N 1s SRPES indicates that the molecules shift away
from a lone-pair-driven adsorption geometry. DFT suggests that the molecules reorient
into a predominantly monopodal adsorption geometry in which carboxylate–Cu
bonding prevails, and NEXAFS at this point indicates that the molecules are more
upright, consistent with monopodal adsorption. With full deprotonation, the molecules
assume a lower inclination with respect to the surface, as expected for the bipodal
adsorption that orients both carboxylate groups into the surface. Continuous
observation of the C 1s core level during annealing at different temperatures allowed
us to investigate the kinetics of the decarboxylation reaction, for which we extract an
activation energy of 1.93 ± 0.17 eV. This is larger than the previously calculated
activation energy for decarboxylation of a planar aromatic molecule15 and suggests
that adsorption geometry may influence this reaction barrier. The statistical
implications of this activated process are quite apparent in our data, where the time at
temperature, rather than just the highest annealing temperature reached, dictates the
final state. This is particularly evident in the high-temperature range (i.e. at
temperatures greater than 220°C), where decarboxylation and molecular
fragmentation, through C−N bond scission, are competitive processes. This
competition means that achieving a polymeric product through decarboxylation of
PDC may be more challenging than obtaining a polymer from a molecule where
fragmentation does not significantly occur in the same temperature range. Vibrational
spectroscopy can be quite useful in identifying these fragments and could be
illustrative in future work. The results presented in this paper contribute to our
fundamental understanding of how decarboxylation proceeds in molecules that are
76 Chapter 4: Adsorption and Reactivity of Pyridine Dicarboxylic Acid on Cu(111)
subject to a variety of evolving interactions with the surface during the reaction
process.
Chapter 4: Adsorption and Reactivity of Pyridine Dicarboxylic Acid on Cu(111) 77
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82 Chapter 4: Adsorption and Reactivity of Pyridine Dicarboxylic Acid on Cu(111)
4.8 SUPPORTING INFORMATION
4.8.1 Desorption prior to complete deprotonation for PDC on Ag(111)
PDC was deposited onto Ag(111) held at -130°C, and was then stepwise
annealed up to 100°C. A stack of spectra, shown in Figure S4-8, reveals that the
molecule desorbs before the deprotonation reaction is completed.
Figure S4-8: C 1s spectra for PDC deposited onto Ag(111) kept at -130°C and annealed up to 100°C.
The beam energy is 486 eV.
4.8.2 Beam-induced deprotonation of PDC on Ag(111)
PDC was deposited onto Ag(111) at room temperature and spectra were
collected continuously as the sample was held in front of the synchrotron beam (h =
486 eV). A stack of C1s PES spectra acquired from sample is shown in Figure S4-9
and illustrates that the beam deprotonates the sample. The molecule adsorbed intact on
Ag, however a small contribution of COO- is observable in the spectrum indicating very
small fraction of the molecule deprotonated which is consistent with beam-induced
damage. Beam exposure to an identical spot for 5 minutes doubles the proportion of
deprotonated molecule.
Chapter 4: Adsorption and Reactivity of Pyridine Dicarboxylic Acid on Cu(111) 83
Figure S4-9: Beam damage test for PDC on Ag(111). The beam energy is 486 eV and each scan was
acquired over 50 seconds. The as-deposited sample is at the bottom, with increasing beam damage
moving up the stack.
4.8.3 PES data at N1s for partially and completely decomposed PDC
The signature of the decomposition of the molecule is the red and orange peaks
in N1s peaks. At 270°C, the molecule is partially broken, and the red and yellow peaks
appear at binding energies of 398.1 eV and 400.4 eV. Further annealing up to 480°C
leads to full molecular decomposition, and a concominant increase in these two peaks.
Assigning these peaks as decomposition products is in agreement with reported results
for a simlar pyridine-based molecule after ring opening.1
84 Chapter 4: Adsorption and Reactivity of Pyridine Dicarboxylic Acid on Cu(111)
Figure S4-10 C 1s and N 1s spectra for PDC deposited onto Cu(111) at 270°C and annealed up to
480°C.
4.8.4 NEXAFS data for an additional sample with over one ML of PDC
Table 4-2: NEXAFS calculated average adsorption angles for multilayer PDC on Cu(111). Based on
deposition time, with no consideration of the reduced sticking coefficient after monolayer completion,
coverage on this sample should be slightly more than double the coverage on the multilayer sample
reported in the main manuscript.
Pyridine Carboxylic/carboxylate
C K-edge N K-edge C K-edge O K-edge
As-deposited multilayer 59±5 58±1 57±7 51±1
Annealed to 80°C (partially deprotonated) 61±3 60±1 59±6 56±1
Annealed to 150°C (fully deprotonated) 46±10 32±3 40±10 43±40
Chapter 4: Adsorption and Reactivity of Pyridine Dicarboxylic Acid on Cu(111) 85
References
1. Lin, J.-L.; Ye, C.-H.; Lin, B.-C.; Li, S.-H.; Yang, Z.-X.; Chiang, Y.-H.; Chen,
S.-W.; Wang, C.-H.; Yang, Y.-W.; Lin, J.-C. Thermal Reaction of 2, 4-
Dibromopyridine on Cu (100). The Journal of Physical Chemistry C 2015, 119 (47),
26471-26480.
Chapter 5: Adsorption, deprotonation and decarboxylation of isophthalic acid on Cu(111) 87
Chapter 5: Adsorption, deprotonation and
decarboxylation of isophthalic
acid on Cu(111)
The findings from the last chapter show that 3,5-pyridine dicarboxylic acid
decarboxylated on Cu(111), however decarboxylation and molecular fragmentation,
through C−N bond scission, are competitive processes for this molecule. The
following chapter discusses research that I carried out in collaboration with my
research group and that was a study of the decarboxylation of isophthalic acid, a similar
molecule to 3,5-pyridine dicarboxylic acid but without nitrogen in the molecular
scaffold. In fact, replacing nitrogen with carbon in the central group of the precursor
may help to simplify the challenge for completing the decarboxylation reaction. The
deprotonation and decarboxylation of isophthalic acid on Cu(111) has been studied
using PES and NEXAFS collected at the Australian Synchrotron, as well as by using
STM on the Omicron (Scienta-Omicron GmbH) available at QUT.
The results of this study have been published in Langmuir: Abyazisani, M.;
Bradford, J.; Motta, N.; Lipton-Duffin, J.; MacLeod, J. Adsorption, Deprotonation,
and Decarboxylation of Isophthalic Acid on Cu(111). Langmuir 2019
88 Chapter 5: Adsorption, deprotonation and decarboxylation of isophthalic acid on Cu(111)
Statement of Contribution of the Co-Authors for Thesis by
Published paper
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• They meet the criteria for authorship in that they have participated in the
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responsible author who accepts overall responsibility for the publication;
• There are no other authors of the publication according to these criteria;
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• They agree to the use of the publication in the student’s thesis and its publication
on the QUT’s ePrints site consistent with any limitations set by publisher requirements.
In the case of this chapter:
Adsorption, deprotonation and decarboxylation of isophthalic acid on Cu(111): DOI:
10.1021/acs.langmuir.8b04233
Contributor Statement of contribution
Maryam Abyazisani Conducted lab-based experiments, conducted synchrotron
experiments, analysed data, drafted manuscript. Signature
Jonathan Bradford Conducted synchrotron experiments, revised manuscript
Nunzio Motta Revised manuscript, supervision.
Josh Lipton-Duffin Revised manuscript, supervision.
Jennifer MacLeod Conceived the project, conducted synchrotron experiments,
analysed data, revised manuscript, supervision.
RSC, Level 4, 88 Musk Ave, Kelvin Grove Qld 4059
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I have sighted email or other correspondence from all co-authors confirming their
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Chapter 5: Adsorption, deprotonation and decarboxylation of isophthalic acid on Cu(111) 89
5.1 ABSTRACT
The surface-assisted reaction of rationally designed organic precursors is an
emerging approach towards fabricating atomically precise nanostructures. Recently,
on-surface decarboxylation has attracted attention due to its volatile by-products which
tend to leave the surface during the reaction, which means that only the desired
products are retained on the surface. However, in addition to acting as the reactive site,
the carboxylic acid groups play a vital role in the adsorption configuration of small-
molecule molecular precursors and therefore in the reaction pathways. Here, scanning
tunnelling microscopy (STM), synchrotron radiation photoelectron spectroscopy
(SRPES) and near-edge x-ray absorption fine structure (NEXAFS) spectroscopy have
been employed to characterize the mono-deprotonated, fully deprotonated and
decarboxylated products of isophthalic acid (IPA) on Cu(111). IPA is partially reacted
(mono-deprotonated) upon adsorption on Cu(111) at room temperature. Angular
dependent x-ray photoelectron spectroscopy reveals that IPA initially anchors to the
surface via the carboxylate group. After annealing, the molecule fully deprotonates
and reorients so that it anchors to the surface via both carboxylate groups in a bipodal
configuration. NEXAFS confirms that molecule is tilted upon adsorption as well as
after full deprotonation. Following decarboxylation, the flat-lying molecule forms into
oligomeric motifs on the surface. This work demonstrates the importance of molecular
adsorption geometry for on-surface reactions.
90 Chapter 5: Adsorption, deprotonation and decarboxylation of isophthalic acid on Cu(111)
5.2 INTRODUCTION
The fabrication of surface-confined covalent polymers from molecular precursors has
drawn attention in the past decade due to potential relevance to nanoscale electronic
and optical devices.1-2 Different on-surface reactions and precursors are being
explored with the goal of optimizing the resultant nanostructures. In this regard,
precursors functionalized with carboxylic acid3-5 have recently attracted attention as
they present a route to surface-confined polymer formation that may offer advantages
over Ullmann coupling, a reaction that has been widely used to grow 1D and 2D
polymers.6 The Ullmann reaction produces halogen by-products, which can remain
chemisorbed on the surface and might have a negative effect on the diffusion of
surface-stabilized radicals and the spatial extension of the polymers. In contrast, the
by-products resulting from decarboxylation, H2 and CO2 leave the surface.7-10
Gao et al. reported that the polymerization of 2,6-naphthalenedicarboxylic acid
via decarboxylative coupling proceeds in a three-step process: deprotonation to
convert the carboxylic groups to carboxylate, followed by cleavage of the carboxylate
groups and finally diffusion of the activated moieties to allow the formation of C-C
coupling. Each of these processes can be triggered through thermal activation.3 On
reactive surfaces, the presence of carboxylic acid can affect the adsorption geometry
of small molecules, since the molecule can deprotonate on deposition and the
molecular plane can be oriented upright or tilt with respect to the substrate.9, 11-13
Benzoic acid, a simple monocarboxylic acid, deprotonates upon adsorption on copper
surfaces and assumes an upright configuration with respect to the surface, i.e., the
molecules are oriented with their phenyl rings perpendicular to the substrate.14-21 This
adsorption geometry arises from the strong carboxylate-copper interaction.19 The
addition of more than one carboxylic group to a molecule introduces some
complication to this scenario owing to competition between copper-carboxylate and
carboxylate-carboxylate interactions.9, 22-23 For example, the copper-carboxylate
interaction suppresses hydrogen bonding between molecules in terephthalic acid
(TPA), a dicarboxylated phenyl, since TPA adsorbs in a perpendicular orientation with
Chapter 5: Adsorption, deprotonation and decarboxylation of isophthalic acid on Cu(111) 91
respect to the Cu(110) surface.9 In the TPA study, one of the carboxyl groups of
molecule deprotonates upon adsorption and forms a carboxylate group which anchors
to the copper surface and leaves the other acid group intact and oriented away from
the surface.
A central theme in these studies of aromatic carboxylic acid-functionalized
molecules has been the importance their adsorption configuration on the surface.
Systematic investigations of the adsorption of the various aromatic carboxylate acid
precursors will ultimately result in recipes for a deliberate design of precursors with a
rational number of carboxylate acid groups in a specific geometry to fabricate ordered
polymers via decarboxylative coupling. Understanding of molecule-substrate
interactions is a key step towards controlling the growth of polymer films at surfaces.24
Here, we present a study of the adsorption, deprotonation and decarboxylation
of 1,3-benzenedicarboxylic acid (isophthalic acid, IPA) on Cu(111). Photoemission
spectroscopy (PES) was used to monitor the chemistry of the IPA molecules.
Measurements collected at different angles with respect to the surface provide insight
into the orientation of the different parts of the molecule during the reactions. We
obtained additional insight into the adsorption geometry using near-edge x-ray
absorption fine structure (NEXAFS) spectroscopy, and by imaging the molecular films
using scanning tunnelling microscopy (STM). Together, these investigations provide
a complete picture of the adsorption, deprotonation, decarboxylation, and subsequent
C-C coupling of IPA on Cu(111).
5.3 EXPERIMENTAL
The ultrahigh vacuum (UHV) system at Queensland University of Technology
has a base pressure better than 2 × 10−10 mbar and comprises two chambers: the first
is equipped with a dual-anode x-ray lamp (ScientaOmicron GmbH DAR 400) and a
hemispherical electron energy analyzer (iSphera), as well as standard facilities for
sample preparation, and the second chamber houses a scanning tunnelling microscope
(ScientaOmicron GmbH VT-AFM/XA). All STM images for this study were recorded
in constant current mode and at room temperature with an electrochemically etched
tungsten tip. Bias voltages are measured with respect to the tip. For every STM data
set, corresponding XP spectra were measured with the Al Kα x-ray laboratory source
to check the chemistry of the surface before STM scanning.
92 Chapter 5: Adsorption, deprotonation and decarboxylation of isophthalic acid on Cu(111)
Synchrotron radiation photoelectron spectroscopy (SRPES) experiments were
performed on the soft x-ray (SXR) Beamline of the Australian Synchrotron. Survey
spectra were recorded using a beam energy of 1487 eV with a pass energy of 100 eV.
Core level spectra of the C 1s and O 1s regions were acquired using photon energies
of 486 and 980 eV, respectively. The pass energy was set at 20 eV during high
resolution scans for an overall energy resolution of 0.29 eV. CasaXPS software was
used to analyze the PES spectra 25 and all spectra were energy-calibrated by rigidly
shifting to set the Fermi level to zero binding energy. Shirley and linear backgrounds
were used for the C 1s and O 1s regions, respectively. The PE spectra of C 1s core
level were acquired with the surface normal at different angles with respect to the
analyzer to elucidate the carboxyl/carboxylate group location with respect to phenyl
group. PE spectra of the C 1s core level were also collected with different beam
energies between 380 eV and 908 eV.
NEXAFS spectra were collected using linearly polarized light at glancing
incidence (Ө = 20°), magic angle (Ө = 55°) and normal incidence (Ө = 90°) with
respect to the surface plane. The QANT software package were used to analyze all
spectra.26
Sample Preparation: a Cu(111) crystal was cleaned by repeated cycles of Ar+
ion sputtering (1 keV) at room temperature and flash annealing to 780 K. Low-energy
electron diffraction (LEED) and PES of C 1s and O 1s verified the sample cleanliness.
Commercially purchased isophthalic acid (IPA) (98%, Sigma Aldrich Corp.) was
thoroughly degassed at 383 K in UHV and was deposited by organic molecular beam
epitaxy (OMBE) from a Knudsen cell held at 393 K onto a room temperature (RT)
substrate for 10 minutes. The sample was subsequently heated stepwise until the
molecule fully decarboxylated.
5.4 RESULTS AND DISCUSION
The polymerization of IPA via decarboxylative coupling is shown in Figure
5-1a. In the decarboxylative reaction, bonds are successively cleaved at the carboxylic
group: deprotonation as a result of O-H bond scission and then decarboxylation as a
cleavage of COO– from the ring. Following decarboxylation, the activated moieties
can form the organometallic through participation of surface atoms/adatoms. Scission
of the C-Cu bond and coupling of the resultant activated moieties results in formation
Chapter 5: Adsorption, deprotonation and decarboxylation of isophthalic acid on Cu(111) 93
of polymeric structures. The carboxylate groups in the IPA are in the meta positions,
thus three well-defined products are possible: zig-zag chains, crinkled chains and
rosette macrocycles (see Figure 5-1b).
Figure 5-1: (a) Decarboxylation reaction schematic for IPA molecule in the presence of copper and (b)
three possible structural products of polymerization of IPA, from left to right: zig-zag, crinkled and
rosette macrocycles respectively.
5.4.1 XPS study
The C 1s and O 1s photoemission spectra of IPA on Cu(111) are compiled in
Figure 5-2. The experimental data points are shown as black circles and the
corresponding fit with a gray line. The main feature consists of two peaks 284.9 eV
and 285.3 eV, which are assigned to the carbon atoms of phenyl rings in the first and
second layers respectively. Peaks at 288.0 and 289.4 eV originate from the carboxylate
and carboxylic groups, respectively, of molecules in the first layer.27-28 Additional
spectral intensity mandates the use of a second feature at 289.4 eV to account for
carboxylic groups of intact molecules in the second layer, which forms due to
deposition of slightly more than 1 ML of molecules. The small peak at 291.5 eV is
assigned to the π−π* shake-up transition of the aromatic system.27. It is well-known
that carboxylic acids either fully or partially deprotonate upon adsorption on copper
surfaces.4, 27, 29 Here, both intact (–COOH) and deprotonated (–COO–) groups are
evident in the spectrum originating from the first layer, with the deprotonation
contribution 40% larger than the intact contribution. After annealing to 373 K the
phenyl and carboxylic acid peaks originating from molecules in the second layer
disappear, consistent with desorption of intact molecules from the second layer, and
the –COOH and –COO– peaks become equal in magnitude (See Figure S1). The
presence of equal COO– and COOH in the first monolayer could arise from two
different scenarios: (a) fully deprotonated and intact IPA molecules coexisting on the
94 Chapter 5: Adsorption, deprotonation and decarboxylation of isophthalic acid on Cu(111)
surface, (b) mono-deprotonated molecules. We believe that scenario (b) is more likely
and the first monolayer of IPA mono-deprotonates upon adsorption on Cu(111) at
room temperature. The adsorption geometry of the mono-deprotonated molecule will
be further discussed later, based on angular and energy dependent PES, which
illustrates the location of carboxyl (–COOH) and carboxylate groups (–COO–) respect
to the surface and phenyl ring.
The O 1s spectrum confirms the coexistence of chemical states for carboxylate
and carboxylic groups for the as-deposited sample: a peak at 531.6 eV is assigned to
the carboxylate group,28 while the hydroxyl (533.8 eV) and carbonyl (532.4 eV) peaks,
locked to a 1:1 ratio, are attributed to the two chemical state of oxygen in a carboxylic
group. This is in accordance with the results from the C 1s core level. Furthermore, a
pair of extra peaks at 532.9 and 534.4 eV is attributed to the carboxylic groups of
molecules in the second layer.
Figure 5-2: (a) C 1s and (b) O 1s spectra for IPA deposited onto Cu(111) at 300 K, followed by two
annealing steps at 453 K and 488 K. The black markers represent the acquired data, and the coloured
peaks show synthetic fits.
Before discussing the structural model of molecule in different stages, we turn
to spectroscopic data that can provide insight into the adsorption geometry of the
molecules. Comparing PE spectra collected at different angles with respect to the
Chapter 5: Adsorption, deprotonation and decarboxylation of isophthalic acid on Cu(111) 95
surface normal provides information about the relative geometry of –COOH, –COO–
and phenyl with respect to the surface. All spectra were fitted with the same peak set
determined from normal-incidence data collected at 380 eV. The intensity ratios of –
COOH, –COO– and phenyl normalized to the total C 1s region for the as-deposited
sample are plotted in Figure 5-3. The change in the ratio between the phenyl and the
functional groups depends on the escape depth of the electrons.30-31 The distance that
a photoelectron has to travel to escape the surface is shorter when the optical axis of
the detector lies along the surface normal and increases when the emission angle is
off-normal, meaning that the chemical species closest to the substrate will decrease in
intensity with increased angle.
The comparison of the intensities of different signals reveals that –COOH
intensity increases with off-normal measurements, while the intensities of both phenyl
and –COO– decrease. This indicates that the molecule is not adsorbed planar, and that
the carboxylate group is buried beneath the aromatic ring. On the other hand, both the
–COOH and phenyl intensity are reduced at off-normal angles, suggesting that the
carboxyl group is in the outer-most plane surface of as-deposited sample. This is
consistent with the molecule being anchored to the copper via the –COO– group in a
monopodal configuration while the phenyl ring is perpendicular/tilted with respect to
the surface and –COOH pointing out of the surface.
A variation in intensity for spectra collected at different angles can arise from
photoelectron diffraction effects.32-33 To verify that the observed variation was due to
the adsorption geometry of the molecules and not photoelectron diffraction, we
confirmed our findings by varying the photon energy of the probe beam, which
provides similar information to the angle-resolved measurements, but without the
possibility for photoelectron diffraction effects (see Figure S2). This measurement
agrees with our angle-dependent results, supporting that the observed variation in the
angle-resolved measurements arises from the adsorption geometry of the molecules.
This interpretation is further supported by STM and NEXAFS measurements, which
will be discussed later. The same adsorption geometry has been reported for mono-
deprotonated IPA on Au(111) molecules on Au(111).34-35.
96 Chapter 5: Adsorption, deprotonation and decarboxylation of isophthalic acid on Cu(111)
Figure 5-3: Angular dependence of the apparent stoichiometry of IPA deposited at room temperature
collected at hυ=380 eV using four different angles with respect to the surface normal. The intensity of
carboxylate, carboxyl and phenyl components have been normalized with repect to the total C 1s.
Inset shows a schematic of the adsorption geometry.
Annealing the sample at 453 K results in the disappearance of the carboxyl peak
in C 1s (c.f. Figure 5-2), demonstrating that the molecule is fully deprotonated at this
stage. This agrees well with the O 1s spectrum shown in the same figure, which
confirms that the hydroxyl and carbonyl peaks have vanished. We also note that the C
1s peak shifts towards lower binding energy. The shift is attributed to desorption of
second-layer molecules after the first annealing step, which enhances core-hole
screening for the surface monolayer.36
PE spectra of the fully deprotonated sample acquired at different angles and the
corresponding normalized intensities of –COO– and phenyl are shown in Figure 5-4.
Comparison of the two trends reveals that the relative intensity of –COO– signal is
highest at angles close to surface normal and in contrast the phenyl signal is stronger
for the off-normal measurements. This implies that both –COO– groups are beneath the
phenyl ring suggesting that the molecule has re-oriented so that both –COO– groups
coordinate to the surface. This implies a bipodal configuration where two –COO– are
facing the surface while the phenyl ring is tilted/perpendicular to the surface.
Chapter 5: Adsorption, deprotonation and decarboxylation of isophthalic acid on Cu(111) 97
Figure 5-4: Angular dependence of the apparent stoichiometry of fully deprotonated IPA collected at
hυ=380 eV using four different angles with respect to the surface normal The intensity of carboxylate,
carboxyl and phenyl peak has been normalized with respect to the total C 1s. Inset shows a schematic
of the adsorption geometry.
Annealing up to 488 K induces decarboxylation of the molecule. Both the C 1s
and O 1s spectra shown in Figure 5-2 confirm that the majority of molecules have lost
their carboxylate groups.
5.4.2 NEXAFS study
The adsorption geometry of the molecule on the surface was further studied
using NEXAFS spectroscopy. Figure 5-5 shows the carbon K-edge and oxygen K-
edge NEXAFS spectra for surfaces with partially and fully deprotonated IPA, and for
a surface with decarboxylated IPA. Comparing the spectra obtained with s-polarized
(normal incidence), p-polarized (glancing incidence at 20°) and magic-angle (55°)
incidence light reveals the dichroism of the π* resonance of aromatic ring and
carboxylate/carboxylic acid groups, as shown in Figure 5-5. Consistent with previous
work on similar systems, we assign the two sharp peaks at 285 and 288 eV in the
carbon spectra to the π* resonance of the aromatic ring and carboxylate/carboxylic
acid group in the molecule, respectively, and the peaks at 532.7 and 535.3 eV in the
oxygen spectrum to the π* resonance of the carboxylic/carboxylate groups.30-31, 37 The
wide peaks at 293 and 300 eV in the carbon spectrum originate from the * resonance
of the aromatic ring and carboxylic acid group, respectively, with the * resonance of
the carboxylic/carboxylate group also responsible for the broad feature starting at ~540
eV in the oxygen spectrum.
98 Chapter 5: Adsorption, deprotonation and decarboxylation of isophthalic acid on Cu(111)
Figure 5-5: NEXAFS spectra collected (a) at the carbon K-edge for half-deprotonated, fully-
deprotonated, and decarboxylated IPA on Cu(111) with s-polarized (normal incidence), magic angle
(55° incidence) and p-polarized (glancing incidence, 20°), and (b) at the oxygen K-edge for the half-
and fully-deprotonated samples using the same incident beam geometries.
Chapter 5: Adsorption, deprotonation and decarboxylation of isophthalic acid on Cu(111) 99
We are able to characterize the adsorption geometry of the partially and fully
deprotonated molecules by creating synthetic (Gaussian) fits to the NEXAFS spectra
obtained at different incident radiation angles, considering the selection rules for the
electric dipole transitions associated with photon absorption, and applying the
formalism laid out in the book by Stöhr for π* resonances.38 Plotted intensities are
provided in the Figure S3. This analysis reveals that the half-deprotonated molecules
adsorb with their π* orbitals at 52°±3° with respect to the surface normal, whereas the
fully deprotonated molecules assume a less upright geometry ( = 46°±3°). In the half-
deprotonated molecules the carboxyl/carboxylic group tilt matches the phenyl ring tilt
( = 51°±3°), but in the fully-deprotonated molecules the carboxylates are less upright
than the ring ( = 33°±7°). The oxygen K-edge provides redundant information for the
carboxylic/carboxylate groups, and corroborates these findings. For the
decarboxylated molecule, the π* resonance at 289 eV has disappeared, and the average
inclination calculated from the phenyl-derived π* resonance is = 40°±3°. The
oxygen K-edge data shown in Figure 5-5b are similar to the carboxyl/carboxylic
orientations obtained from the carbon K-edge data. The extracted tilt angles are shown
in Table 5-1.
Table 5-1: NEXAFS-derived tilt angles for the phenyl and carboxylic/carboxylate of IPA in different
states of reaction. Angles are averages, and specify the angle of the π* orbital with respect to the
surface normal.
Reacted state of
molecule
Carbon K-edge Oxygen K-edge
Phenyl ring (°)
Carboxylic/carboxylate
(°)
Carboxylic/carboxylate
(°)
Half-deprotonated 52±3 51±3 46±1
Deprotonated 46±3 33±7 40±1
Decarboxylated 40±3 - -
5.4.3 STM study
Figure 5-6 shows STM images of IPA deposited on Cu(111) at RT. The as-
deposited self-assembled IPA is hard to scan, lacks lateral order, and the molecules
cannot be imaged individually. The corresponding XP spectrum reveals that 39% of
the carboxylate groups are deprotonated at this stage (see figure S2), which we
100 Chapter 5: Adsorption, deprotonation and decarboxylation of isophthalic acid on Cu(111)
interpret as being due to a small amount of unreacted molecules in a second layer, on
top of a layer of singly-deprotonated molecules.
Figure 5-6: STM image of an IPA layer deposited onto Cu(111) at room temperature. Image
parameters: U=-360 mV, I=0.3 nA, 72 nm × 72 nm.
After annealing the sample to 373 K for 5 minutes the molecules rearrange into
small domains of chain-like lines aligned with their long axes along <2 -1 -1>, <-1 2 -
1> and ˂ -1 -1 2˃, shown in Figure 5-7. XPS reveals that 48% of the carboxylate groups
are deprotonated, which we take as an indication that the second layer has been
desorbed and that the layer comprises only singly-deprotonated molecules in contact
with the copper surface. Angle-resolved PES (see previous) indicated that these mono-
deprotonated molecules adsorb in an upright orientation with the carboxylate group
facing into the Cu(111) and the carboxyl group pointing up, i.e. molecules anchor to
Cu in a monopodal adsorption geometry via the carboxylate group. The intact carboxyl
groups are free to engage in hydrogen bonding with adjacent molecules, however, if
present, this interaction may not be highly stabilizing since scanning with the STM tip
easily perturbs the structure (see Figure S4). Previously, a disturbance caused by a
tunnelling current of more than 30 pA has also been reported for IPA in a monodentate
configuration on Au(111).34 Although additional stabilization of the structure is
provided via − stacking of the tilted phenyl rings, the structure of monopodal IPA
on the surface is fragile, as the intact carboxyl group hinders molecule from optimal
adsorption on the surface.34
Chapter 5: Adsorption, deprotonation and decarboxylation of isophthalic acid on Cu(111) 101
Figure 5-7: STM image of the IPA layer after annealing to 373 K, U=-470 mV, I=0.01 nA. The inset
shows the tentative adsorption configuration of mono-deprotonated IPA superimposed on the high
resolution STM of chains, 19.7 nm × 19.7 nm, inset: U=-760 mV, I=0.01 nA, 3.7×1.9 nm2.
A tentative model for the adsorption structure IPA at 373 K on Cu(111) is shown
Figure 5-7. The carboxylate group anchors to the surface via an adatom while the intact
carboxylic group orients out of the surface and towards neighboring molecules.
Annealing the sample to 433 K gives rise to a distinctly different pattern of
striped structures. In Figure 5-8, the STM image illustrates single-feature rows that are
aligned in three domains, reflecting the symmetry of the substrate. At domain
boundaries between these striped regions, both amorphous and locally ordered
structures can be seen. Under different tip conditions (bias and/or tip termination), the
single-row structure appears as a double-stacked row. The periodicity measured
perpendicular to the row direction is 0.93 ± 0.20 nm and measurement along the row
is 0.48 ± 0.10 nm. These values are in agreement with value of row and intermolecular
distances for IPA solution-deposited onto Cu/Au(111).39 In the proposed model for the
IPA/Cu/Au(111) system, IPA is anchored to the substrate via two carboxylate groups,
leading to the formation of a highly crystalline stripe-like arrangements of molecules.
This is consistent with what we observed for deprotonated IPA on Cu(111).
102 Chapter 5: Adsorption, deprotonation and decarboxylation of isophthalic acid on Cu(111)
Figure 5-8: STM image of the fully-deprotonated IPA layer after annealing to 433 K. Image
parameters: U=-1100 mV, I=0.2 nA, 49 nm × 49 nm. Inset: U=-1100 mV, I=0.1 nA. The inset is a
tentative model.
After annealing at 513 K for 160 minutes, XPS showed that the molecule was
fully decarboxylated (see Figure S1). Figure 5-9 shows the overview and detailed STM
images of the corresponding structures, which are disordered and scattered on the
surface. Small fragments of both zig zag and crinkled polymers, as well as the
macrocycle product, are observable in the STM image Figure 5-9. The diameter
(distance between diametrically opposed phenyl rings) of the macrocycle is found to
be 0.75 ± 0.16 nm, which is consistent with the formation of a covalent bond between
phenyls and is in agreement with previous reported values4, 40 and with molecular
mechanics calculations of the pore diameter (see Figure S5). Inspection of the bonding
geometries of the macrocycles suggests that the molecule may have experienced some
C-H bond scission, as threefold bonding geometries are apparent in the images;
activation at only the meta-sites would lead to isolated macrocycles, but the observed
macrocycles appear as substituents of extended oligomeric structures.
Chapter 5: Adsorption, deprotonation and decarboxylation of isophthalic acid on Cu(111) 103
Figure 5-9: STM images showing the polymer resulting from IPA annealed at 513 K at different
magnification, (a) U=-1100 mV, I=0.1 nA, 80.9×80.9 nm2, (b) U=-140 mV, I=0.2 nA, 22.6×22.6 nm2.
5.5 DISCUSSION
PES reveals that IPA adsorbs partially deprotonated following deposition onto
Cu(111) at RT. Carboxylated molecules are known to partially/fully deprotonate on
different facets of copper at RT,23, 27-28, 41 and our result is consistent with these
previous findings. From the angular and beam energy dependence of the C 1s core
level components we find that IPA adopts a monopodal upright adsorption geometry,
wherein the molecule is bound to the surface via the carboxylate group. This is in
agreement with our expectations that the deprotonation/decarboxylation reactions are
metal-catalyzed, and consistent with a previous study that revealed that proximity of
the copper surface is required for the deprotonation of carboxylic acid.4 The carboxylic
groups in the molecules present in a second layer appear to be intact, as expected for -
COOH not in contact with the metal surface. Following desorption of the multilayer
with annealing at 373 K, the ratio of the carboxyl and carboxylate intensities becomes
1:1, and is accompanied by a 59% decrease of the phenyl intensity. The integrated
intensity of phenyl is only negligibly reduced following annealing to 488 K. This
corroborates that the multilayer desorbs after annealing at 373 K, leaving the
monolayer IPA on the surface and suggests that only a negligible amount of molecules
desorb after annealing the surface-bound layer at higher temperatures.
At the monolayer molecular coverage presented here, the deprotonation of IPA’s
two carboxylic groups occurs in two steps: the first carboxyl group deprotonates upon
adsorption of the IPA on the surface, whereas the second group deprotonates only after
annealing at 453 K, suggesting that the lack of proximity between the second
104 Chapter 5: Adsorption, deprotonation and decarboxylation of isophthalic acid on Cu(111)
carboxylic group and the surface, which arises due to the molecular adsorption
geometry, increases the activation barrier for the second deprotonation. This second
deprotonation event is associated with a change in the adsorption configuration from
monopodal to bipodal geometry. The NEXAFS spectra demonstrate that this
reorientation of the molecule does not significantly change the inclination of the
molecule with respect to the surface. As has been observed previously,30 the
carboxylate groups maintain a slightly different orientation angle with respect to the
surface, likely to accommodate coordination to surface atoms. It should be noted that
the molecular coverage also has influence on the adsorption geometry, i.e., a flat
adsorption geometry is generally favorable at low coverages while more upright
standing geometries are reported for high coverages.42-43 This adsorption geometry in
turn affects the deprotonation reactions - our PES data collected from a low-coverage
surface show that the molecule is fully deprotonated at 300 K (see Figure S7).
We attribute the chain-like structure of the monodeprotonated molecules to a
motif in which one Cu adatom sits between the carboxylate groups of four IPA
molecules in each unit cell. A somewhat similar cloverleaf structure has been observed
for flat-laying 1,3,5-benzenetricarboxylic acid (trimesic acid, TMA) on Cu(110), with
a bright protrusion at the center indicative of formation of coordinative bonds between
four carboxylate ligands and one Cu adatom [Cu(TMA)4]n-.41 Important differences
arise in our study, since the molecules are oriented upright with respect to the surface.
The second deprotonation of the molecule creates a well-ordered, metal-coordinated
linear structure consistent with one observed previously.39
Decarboxylation of the IPA leads to covalent coupling of the molecules, but the
resulting oligomeric structures suffer from poor crystallinity and limited spatial
expansion. NEXAFS spectra acquired on the decarboxylated product indicate that the
phenyl rings may be inclined with respect to the surface; since we expect the oligomer
product to adsorb relatively flat on the surface, we attribute this apparent non-planar
adsorption to molecules trapped at defects and step edges, which may account for a
significant proportion of the retained molecular product after high-temperature
annealing and the accompanying desorption (c.f. the low signal to noise for the
NEXAFS scan of the decarboxylated sample in Figure 5-5a, which is consistent with
low molecular coverage relative to the previous annealing step.) Further optimization
of the experimental conditions may lead to increased spatial extent of the structures,
Chapter 5: Adsorption, deprotonation and decarboxylation of isophthalic acid on Cu(111) 105
but is unlikely to improve the crystallinity due to the number of polymorphs allowed
by the precursor molecule, and by the possibility for additional activation via
dehydrogenation at C-H bonds.44
5.6 CONCLUSIONS
We found that isophthalic acid mono-deprotonates upon adsorption on Cu(111)
at room temperature. By collecting PE spectra at different angles and also at different
beam energies, we reveal the relative geometry of carboxyl group, carboxylate group
and the phenyl ring, and find that the molecule stands up via the surface-bound
carboxylate group upon adsorption. Annealing at 453 K causes full deprotonation of
the molecule, which re-orientates and anchors to the surface via both carboxylate
groups. NEXAFS confirms that the molecule is inclined from the surface in both
mono-deprotonated and fully-deprotonated forms, and that the inclination angle with
respect to surface is larger for the monopodal configuration compared to the bipodal
configuration. STM demonstrates the structure of molecules at different steps of
deprotonation. The tentative structural model for mono-deprotonated molecules
consists of four mono-deprotonated molecules anchor to the surface via carboxylate
group with one copper adatom siting between them.
Following annealing at 513 K, the molecule fully decarboxylates and forms C-
C bonds that define oligomeric structures on the surface. The results presented in this
work add to our understanding of the important balance between adsorbate-adsorbate
and substrate-adsorbate interactions as a key factor in the defining the pathway through
which molecular reactions proceed on a surface. In this case, we find successive
deprotonation steps for the meta-configured carboxylic groups. This suggests that the
number and relative geometry of the carboxylic acid groups in a molecule will affect
both adsorption and reactivity on surfaces, and should be carefully considered in
selecting molecules for on-surface materials design and synthesis.
106 Chapter 5: Adsorption, deprotonation and decarboxylation of isophthalic acid on Cu(111)
5.7 REFERENCES
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24. Sandoval, T. E.; Bent, S. F. Adsorption of Multifunctional Organic Molecules
at a Surface: First Step in Molecular Layer Deposition. 2013.
25. Fairley, N., CasaXPS Manual 2.3. 15: Introduction to XPS and AES. Casa
Software: 2009.
26. Gann, E.; McNeill, C. R.; Tadich, A.; Cowie, B. C.; Thomsen, L. Quick AS
NEXAFS Tool (QANT): a program for NEXAFS loading and analysis developed at
the Australian Synchrotron. Journal of Synchrotron Radiation 2016, 23 (1), 374-380.
27. Stepanow, S.; Strunskus, T.; Lingenfelder, M.; Dmitriev, A.; Spillmann, H.;
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28. Classen, T.; Lingenfelder, M.; Wang, Y.; Chopra, R.; Virojanadara, C.; Starke,
U.; Costantini, G.; Fratesi, G.; Fabris, S.; de Gironcoli, S.; Baroni, S.; Haq, S.; Raval,
R.; Kern, K. Hydrogen and Coordination Bonding Supramolecular Structures of
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29. Payer, D.; Comisso, A.; Dmitriev, A.; Strunskus, T.; Lin, N.; Wöll, C.; DeVita,
A.; Barth, J. V.; Kern, K. Ionic Hydrogen Bonds Controlling Two‐Dimensional
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of isophthalic acid based monolayers and its relation to the initial stages of growth of
metal–organic coordination layers. Chemical Science 2012, 3 (6), 1858-1865.
31. Cebula, I.; Lu, H.; Zharnikov, M.; Buck, M. Monolayers of trimesic and
isophthalic acid on Cu and Ag: the influence of coordination strength on adsorption
geometry. Chemical Science 2013, 4 (12), 4455-4464.
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of terephthalic acid assembly on epitaxial graphene: NEXAFS and XPS study.
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monolayers. Angewandte Chemie International Edition 2010, 49 (35), 6220-6223.
40. Bieri, M.; Treier, M.; Cai, J.; Aït-Mansour, K.; Ruffieux, P.; Gröning, O.;
Gröning, P.; Kastler, M.; Rieger, R.; Feng, X. Porous graphenes: two-dimensional
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Molecule Imaging of the Formation and Dynamics of Coordination Compounds.
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42. Lee, A. F.; Wilson, K.; Lambert, R. M.; Goldoni, A.; Baraldi, A.; Paolucci, G.
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Chapter 5: Adsorption, deprotonation and decarboxylation of isophthalic acid on Cu(111) 109
5.8 SUPPORTING INFORMATION
Beam energy dependence PES, additional XPS data, additional STM images and
measurement of macrocycle diameter.
5.8.1 XPS data for IPA before STM imaging
Here, both intact (–COOH) and deprotonated (–COO–) groups are evident in the
spectrum, with the intact contribution 1.6 times larger than the deprotonated
contribution. This could arise from fully deprotonated and intact IPA molecules
coexisting on the surface, or singly deprotonated molecules coexisting with intact
ones. After annealing to 100°C the C 1s peak intensity decreases and the –COOH and
–COO– peaks become equal in magnitude. These changes indicate desorption of the
multilayer upon annealing leaving a monolayer of mono-protonated IPA on Cu(111)
at room temperature, while intact molecules existed only in the second layer.
Figure S5-10: C 1s spectra for IPA deposited onto Cu(111) at RT and annealed up to 240°C.
5.8.2 Orientation of singly-deprotonated molecules: beam-energy dependence
We additionally compared spectra acquired at different photon energies where
lower beam energies produce lower energy electrons which have a different electron
attenuation length.1-3 The dependence of the intensity of the different moieties with
beam energy shown in Figure S2 further supports the picture obtained from angular
dependence experiment for the singly-deprotonated molecule. The –COO– signal
normalized with respect to the whole C 1s region is increasing with increasing the
110 Chapter 5: Adsorption, deprotonation and decarboxylation of isophthalic acid on Cu(111)
beam energy from 380 eV to 908 eV, this is contrast with the trend for phenyl and –
COOH group. Increasing the beam energy increases the corresponding kinetic energy
of the photoelectrons ejected from the surface, which in this energy range means the
electrons have a larger escape depth. This confirms again that –COO– signal, which
increases with the increasing beam energy, originates from beneath the phenyl and –
COOH group.
Figure S5-11: Apparent stoichiometry of IPA deposited at room temperature collected with different
beam energies: 380, 486, 650 and 908 eV.
5.8.3 Additional NEXAFS fitting data.
These plots show the peak areas corresponding to each of the components of
interest (carbon phenyl, carbon carboxylic/carboxylate, oxygen
carboxylic/carboxylate) for the half-deprotonated and fully-deprotonated samples.
Chapter 5: Adsorption, deprotonation and decarboxylation of isophthalic acid on Cu(111) 111
Figure S5-12: The red data points (with error bars) indicate the component area. The blue line shows
the fit to the vector symmetry formula Stöhr 9.16a.4 The resulting inclination angles are reported in
each panel of the figure. (a) Half-deprotonated carbon phenyl, (b) half-deprotonated carbon
carboxylic/carboxylate, (c) half-deprotonated oxygen carboxylic/carboxylate, (d) deprotonated carbon
phenyl, (e) deprotonated carbon carboxylate, (f) deprotonated oxygen carboxylate.
112 Chapter 5: Adsorption, deprotonation and decarboxylation of isophthalic acid on Cu(111)
5.8.4 STM images showing the easily perturbed structure during scanning
Figure S5-13: STM image of IPA annealed at 100°C, a) U=-480 mV, I=0.01 nA, 14.5×14.5 nm2, b)
U=-480 mV, I=0.01 nA, 19.7×19.7 nm2.
5.8.5 Measurement of macrocycle diameter
Figure S5-14: (a) STM image showing macrocycles and other oligomeric products. The blue line
indicates the location of the line profile shown in (b). Image parameters: U=-140 mV, I=0.2 nA, 4.4
Chapter 5: Adsorption, deprotonation and decarboxylation of isophthalic acid on Cu(111) 113
nm × 4.4 nm. (b) The blue line is the profile indicated in (a). An indicative measurement of the pore
diameter, 0.76 nm, is shown; the values in the main manuscript comprise multiple measurements and
uncertainty propagation. At the top of the figure is a molecular mechanics (MMFF94) optimized
structure for the macrocycle produced via Avogadro, which has a diameter of 0.76 nm.
5.8.6 Estimation of coverage based on carbon to copper ratio
Figure S5-15: The carbon to copper ratio of IPA at room temperature and annealed at 180°C
5.8.7 Plot of the ratio of C1s intensity to Cu 2p as a function of annealing
temperature
Figure S5-16: The carbon to copper ratio of IPA from deprotonated to decarboxylated state.
114 Chapter 5: Adsorption, deprotonation and decarboxylation of isophthalic acid on Cu(111)
5.8.8 Monitoring deprotonation of low coverage of IPA deposited on a cold
surface
A small coverage (<0.5 ML) of IPA was deposited into surface held at -120°C.
The sample was then annealed up to 10°C in increments of 10°C, and after that the
increment step was reduced to 5°C to monitor the deprotonation reaction. The
molecule is fully deprotonated at 35°C.
Figure S5-17: Monitoring of deprotonation of low coverage IPA.
Chapter 5: Adsorption, deprotonation and decarboxylation of isophthalic acid on Cu(111) 115
References
1. Shen, C.; Cebula, I.; Brown, C.; Zhao, J.; Zharnikov, M.; Buck, M. Structure
of isophthalic acid based monolayers and its relation to the initial stages of growth of
metal–organic coordination layers. Chemical Science 2012, 3 (6), 1858-1865.
2. Cebula, I.; Shen, C.; Buck, M. Isophthalic acid: a basis for highly ordered
monolayers. Angewandte Chemie International Edition 2010, 49 (35), 6220-6223.
3. Cebula, I.; Lu, H.; Zharnikov, M.; Buck, M. Monolayers of trimesic and
isophthalic acid on Cu and Ag: the influence of coordination strength on adsorption
geometry. Chemical Science 2013, 4 (12), 4455-4464.
4. Stöhr, J., NEXAFS spectroscopy. Springer Science & Business Media: 2013;
Vol. 25.
Chapter 6: Cleaning up after the Party: Removing the Byproducts of On-surface Ullmann Coupling 117
Chapter 6: Cleaning up after the Party:
Removing the Byproducts of On-
surface Ullmann Coupling
In the two previous chapters, I have framed the decarboxylation reaction as a
“clean reaction” to achieve by-product free polymers. However, the results from the
decarboxylation reaction for both PDC and IPA molecules show obstacles that arise
from this clean reaction. As has been previously discussed, the unwanted halogen by-
product can be removed after Ullmann coupling. In this chapter the Ullmann coupling
of 1,4-dibrombenzene (dBB) has been investigated to fabricate poly-paraphenylene
(PPP) chains, which coexist with surface-bound bromine. The surface has been
exposed to a flux of atomic hydrogen at room temperature and remove the bromine
from the surface. This alternative approach can be applied to achieve halogen-free
polymers on surface.
XPS and STM (Omicron (Scienta-Omicron GmbH), QUT) have been employed
to study the sample before and after hydrogen etching. The results are under review
for publication.
118 Chapter 6: Cleaning up after the Party: Removing the Byproducts of On-surface Ullmann Coupling
Statement of Contribution of the Co-Authors for Thesis by
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• They take public responsibility for their part of the publication, except for the
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• There are no other authors of the publication according to these criteria;
• Potential conflicts of interest have been disclosed to (a) granting bodies, (b) the
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• They agree to the use of the publication in the student’s thesis and its publication
on the QUT’s ePrints site consistent with any limitations set by publisher requirements.
In the case of this chapter:
Cleaning up after the party: removing the byproducts of on-surface Ullmann
coupling: submitted in ACS NANO, ID: nn-2018-09581m
Contributor Statement of contribution
Maryam Abyazisani Conducted experiments, analysed data, and drafted manuscript. Signature
Jennifer MacLeod Revised manuscript, supervision.
Josh Lipton-Duffin Conceived the project, conducted experiments, analysed data,
revised manuscript, supervision.
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Chapter 6: Cleaning up after the Party: Removing the Byproducts of On-surface Ullmann Coupling 119
6.1 ABSTRACT
Ullmann coupling is one of the most frequently employed methodologies for
producing π-conjugated surface-confined polymers. One unfortunate side product of
the reaction is the creation of metal halide islands formed from liberated halogen
atoms. Following the coupling reaction, these halide islands can account for a large
proportion of the substrate surface area, and thus inhibit domain growth and effectively
poison the catalyst. Here, we describe an efficient and reliable methodology for
removing the halogen byproduct at room temperature by etching with a beam of atomic
hydrogen; this action removes the halogen atoms in a matter of minutes, with minimal
impact to the polymer structure. We also find that it is possible under certain
circumstances to preserve the pre-etch epitaxy after removal of the halogen. This
finding provides a convenient and straightforward technique for addressing the most
oft-cited drawback of the on-surface Ullman coupling methodology, and provides
access to a previously inaccessible parameter space for these types of experiments.
6.2 INTRODUCTION
The field of surface-confined polymerization has been the subject of intense
study for the last ten years since its inception in the mid-late 2000s.1-6 The concept of
building new materials from the bottom-up, using rationally designed building blocks,
is an alluring approach to generate new materials that address challenges in electronics,
sensing, energy storage and other areas.7 The use of a flat surface as a template for the
material bypasses the entropic penalties against forming planar materials that are
inherent in solution synthesis. A wide variety of coupling methodologies have been
studied in this context, including Glaser-Hay coupling,8-9 Sonogashira coupling,10
Bergman cyclization,11 Schiff-Base coupling,12 and decarboxylative coupling,13-14 all
of which have been demonstrated to produce 1D or 2D materials on surfaces. However
the most popular methodology to date has been on-surface Ullmann coupling (Figure
6-1).15 Ullmann coupling is a particularly attractive approach as the substrate acts as a
catalyst for the coupling reaction, meaning that only moderate thermal inputs are
required to initiate the reaction. The reactants and products are readily identifiable both
by morphological characterizations by scanning tunnelling microscopy (STM), as well
as chemical characterizations like x-ray photoelectron spectroscopy (XPS).
120 Chapter 6: Cleaning up after the Party: Removing the Byproducts of On-surface Ullmann Coupling
Figure 6-1: On-surface Ullmann coupling of dibromobenzene and subsequent removal of bromine by
exposure to atomic hydrogen.
One drawback of surface-confined Ullmann reaction is that the byproducts,
halogen atoms abstracted from the aryl-containing building blocks, remain on the
surface after the reaction. These halogen atoms are often chemisorbed to the surface,
where they inhibit the diffusion of radicals,16-19 which in turn inhibits polymer
growth.20 The polymers grow surrounded by halogen networks,21 which effectively
block catalytic sites of the surface,22 preventing additional dehalogenation and
coupling events.18, 20 This problem is often exarcerbated by the tendency of small
building blocks to undergo dehalogentative desorption during the deposition process,23
leaving a surface that is far richer in halogen content than would be suggested purely
by the stoichiometry of the precursors.
There is therefore a concerted effort to either identify "clean" methodologies for
producing surface-confined polymers,13-14, 24 or to find reliable procedures for
removing the adsorbed halogen atoms after the polymerisation step from the substrate.
A recent publication by Stöhr and coworkers25 demonstrated the effect of annealing
Ullmann-coupled systems in a molecular hydrogen background: after a ~2 hour
annealing in a background of 10-7 mbar H2 the halogen content of this surface was
significantly reduced. The most likely mechanism is that the halogen is removed by
splitting of the hydrogen molecule to form and subsequently desorb as HBr.26 Here,
we report on a significantly more efficient method of using a beam of atomic hydrogen
to achieve halogen-free poly-paraphenylene (PPP) from 1,4-dibrombenzene (dBB) on
both Cu(111) and (110) after Ullmann coupling. Notably, the procedure may be
performed at room temperature, with a light annealing subsequent to halogen removal
to improve ordering on the surface.
6.3 EXPERIMENTAL
All experiments were performed in an ultrahigh vacuum chamber with a base
pressure of 10-11 mbar (Scienta-Omicron GmbH). The system consists of two
chambers, the first containing a dual-anode x-ray lamp (DAR 400) and a hemispherical
Chapter 6: Cleaning up after the Party: Removing the Byproducts of On-surface Ullmann Coupling 121
electron energy analyzer (iSphera). The second chamber contains a scanning tunneling
microscope (VT-AFM/XA), which was operated at room temperature for this study.
High resolution XPS core level spectra were collected in fixed analyzer transmission
mode using Al K- radiation with a pass energy of 20 eV and a step size of 0.1 eV.
Intensity ratios were computed using the area beneath full entire core level regions
(both peaks in the case of doublets), with Scofield sensitivity factors and the
empirically determined transmission function for the analyser. STM measurements
were acquired in constant current mode, with the quoted bias voltages measured with
respect to the tip.
Sample Preparation: 111 and 110-oriented single crystals of copper (Mateck
GmbH and MTI Corp) were cleaned by repeated cycles of Ar+ sputtering (1 keV) and
annealing (450°C) until no carbon or oxygen surface contaminants were detectable by
XPS. The 1,4-dibromobenzene (98%, Sigma Aldrich Corp) was deposited by allowing
a room temperature vapor of the molecules to leak into the chamber via a drift tube
pointed at the sample. Typical apparent pressures were in the mid 10-8 mbar range,
with depositions lasting 1 to 5 minutes. This corresponds to an estimated coverage of
1-10 Langmuir, though we have not corrected the pressure reading for
dibromobenzene from the default tuning for nitrogen. The substrates were annealed
with a resistive element embedded in the sample manipulator, and temperatures
controlled via a Eurotherm 2048 PID controller feeding back on a k-type thermocouple
mounted on the manipulator in proximity to the sample. Atomic hydrogen etching was
achieved with a hot-capillary-type thermal H2 cracker (EFM-H, Focus GmbH)
operated at 40 watts, with an inlet pressure of approximately 1 bar and an in-vacuum
pressure reading of 5E-7 mBar (equivalent N2 pressure as read by an ionization gauge).
The source was mounted at an angle of 52° with respect to the sample normal at a
working distance of 62.5 mm. The flux of hydrogen on the surface was estimated to
be (6±3)x1017 /s/m2 based on the erosion rate of an amorphous carbon film (see SI).
Density functional theory calculations: Gas-phase ab initio calculations were
performed at the B3LYP/6-31G(d,p) using Gaussian 09.27 The 1-dimensional PPP
conformation was determined by allowing all atoms to relax in a 1D periodic boundary
condition (PBC), with no geometrical constraints. Single point energy calculations
were performed from this relaxed geometry by incrementing the size of translation
122 Chapter 6: Cleaning up after the Party: Removing the Byproducts of On-surface Ullmann Coupling
vector, but without further relaxation. HOMO and LUMO energies were extracted
from the resultant energy calculation and are referenced to the vacuum level.
6.4 RESULTS
Cu(110): Figure 6-2 shows an STM image of dBB deposited on Cu(110) held at
200°C. The molecule dehalogenates upon adsorption and forms arrays of
organometallic (OM) chains. The structure depicted is well-known from previous
work; the phase appearing in Figure 6-2 corresponds to a saturated single monolayer
of dBB OM assemblies.28-29 The bright features in these arrays correspond to the metal
atoms separating each phenyl ring, and the smaller features are halogen atoms.
Chemically similar but structurally distinct features are observed when the experiment
is repeated using Cu(111) as the substrate (see below).
Chapter 6: Cleaning up after the Party: Removing the Byproducts of On-surface Ullmann Coupling 123
Figure 6-2: STM images of the organometallic assemblies resulting from dBB on Cu(110) (a: I=0.5
nA, U=-0.5 V, 98x98 nm2, b: I=0.5 nA, U = 0.5 V, 28x28 nm2, c: I=0.05 nA, -0.01 V, 10 x 10 nm2).
Annealing to 275°C converts the OM chains to PPP. On Cu(110) this results in
ordered arrays of PPP,28-29 with each polymer strand interdigitated with a row of
bromine. The polymers are epitaxially matched to the substrate, running along the <1
-1 2> direction (a subset of polymers may also run along <1 -1 0>, which has been
124 Chapter 6: Cleaning up after the Party: Removing the Byproducts of On-surface Ullmann Coupling
correlated with lower starting coverages).29-30 DFT calculation relating the spacing of
the phenyl rings as a function of lattice constant suggests that epitaxial matching may
drive significant modulation of the electronic properties of surface-confined polymers
(See Figure S1).
Exposing the surface to a flux of atomic hydrogen at room temperature
eventually completely removes the bromine from the surface, as seen in the
photoelectron spectra in Figure 6-3. The removal rate follows 1st-order kinetics, as
evident from the logarithmic decrease of the ratio of the Br 3p signal to C 1s with
respect to etch time, presented in Figure 6-4. No substantive change in the intensity of
the C 1s core level is observed after hydrogen etching, but a progressively increasing
shift towards higher binding energy is observed as the exposure continues. We
presume that the removal rate is tied both to the binding energy of the bromine to the
metal surface as well as the interaction between bromine and the organic species
themselves. Since there appears to be a higher cohesive interaction between polymers
and bromine on Cu(110) we expect the time required to remove Br to be substantially
shorter on Cu(111), due to the absence of forces associated with halogen-polymer
interaction. This is consistent with the results from our single etch experiments where
all the Br was removed on Cu(111) after just five minutes (see below).
Figure 6-3: Photoelectron spectroscopy of a) the carbon 1s and b) the bromine 3p core levels of dBB
on Cu(110) as a function of atomic hydrogen etching time.
Chapter 6: Cleaning up after the Party: Removing the Byproducts of On-surface Ullmann Coupling 125
Figure 6-4: Evolution of Br 3p:C 1s and C 1s:Cu 2p as a function of hydrogen etching time.
The removal of a substantial amount of Br from Cu(110) is correlated with a
dramatic change in the surface morphology, , as summarized in Figure 6-5. STM
images collected from successively etched surfaces show polymer features with a
progressively fuzzier appearance and a reduction in lateral cohesion and epitaxial
alignment. While pristine polymer surfaces (Figure 6-4a-c) show short oligomers
aligned either along surface <1,0> or <1,±1> directions, this ordering is progressively
lifted as the etching continues. By the time that all of the bromine has been removed
from the surface (corresponding to an etch time of 960 s) the surface is nearly
impossible to image with STM, with substantial tip-fouling and diffusion present at
room temperature, and an apparent loss of ordering in regions where imaging was
possible (see Figure 6-5d-f). We also note a progressive up-shifting in binding energy
of the C 1s core level with etching time, suggestive of introduction of sp3-type defects
in the polymer framework by superhydrogenation.31-33 We anticipate that this induces
an upward shift of the binding energy for those affected carbons, eg cyclohexene
manifests a higher energy (284.8 eV)34 than benzene (284.5 eV)35 on the same Pt(111)
surface. The original position of the carbon core level is restored by annealing for 5
minutes to 275°C. This change is accompanied by a ~20% reduction of intensity in the
C/Cu ratio, and a sharpening appearance of the STM images, and a reorientation of the
polymers to lie along the surface <10> azimuth (Figure 6-5g-i). This suggests
126 Chapter 6: Cleaning up after the Party: Removing the Byproducts of On-surface Ullmann Coupling
desorption of the sp3-like carbon species that may have arisen from interaction with
the atomic hydrogen, leaving only well-formed PPP structures on the surface. This
intuitive description is supported by deconvolution of the C 1s core level in Figure 6-6
(details of the fitting procedure are found in SI), where a sp3-like component (blue,
BE=285.2 eV) is found to grow as a function of etching time, and is subsequently
removed by annealing leaving only the original sp2-like component (yellow,
BE=284.8 eV). This spectroscopic interpretation along with the appearance of the
STM images post-annealing (Figure 6-6g-i) suggests that the polymers are mostly left
intact by the hydrogen etching treatment. The overall decrease in intensity of the C 1s
peak after annealing implies that the rehybridised carbon species formed during the
removal of the bromine are desorbed, but the majority of the surface sp2 carbon
character is recovered subsequent to heating at the synthesis temperature.
On surfaces with saturated monolayer coverage we find that the PPP lines
predominantly run along the <1 -1 0> direction, the close-packing orientation of the
Cu atoms on the 110 surface, and is generally known to be the more facile direction
for diffusion of surface species. The surface maintains this preferential direction over
regions larger than (100 nm2) (see SI), which is a substantial departure from the starting
geometry of short segments running along <1 -1 0> and <1 -1 2> in Figure 6-5 a-c.
This implies that the epitaxy observed upon growth may in some part be driven by a
co-operative assembly in which the halogens play a critical role in positioning and
aligning the polymers. Cu(110) surfaces with submonolayer starting coverage show a
preferential orientation of the polymers along the <1 -1 0> direction, but the dense
arraying observed for the monolayer surfaces is not present, and in certain cases entire
islands of polymer are observed to exhibit a diffusive motion (see SI).
Chapter 6: Cleaning up after the Party: Removing the Byproducts of On-surface Ullmann Coupling 127
Figure 6-5: STM images of Cu(110) surface after growth of PPP polymers from DBB precursor (ac),
etching procedure (d-f), and after final annealing (h-j). Image dimensions are identical by column, and
a z-height colour scale is given beside each image. a, c) I=630 pA, U=-1.26 V, b)I=630 pA, U=-280
mV , d) I=50 pA, U=-1.14V, e, f) I=100 pA, U=-180 mV, g,i) I=20 pA, U=-980 mV, h) I=100 pA,
U=-300 mV.
128 Chapter 6: Cleaning up after the Party: Removing the Byproducts of On-surface Ullmann Coupling
Figure 6-6: C1s XPS as a function of atomic hydrogen etching. a) After deposition, b) After H-etching
for 16 minutes, c) After annealing to 275°C.
Cu(111): As with Cu(110), the organometallic assembly on Cu(111) grows
epitaxially in very large defect-free domains. It consists of bright chains spaced by
6.78±0.05 Å along the crystal <3 -2 -1> directions (substrate <-1 2> directions), which
corresponds to an epitaxial spacing of √7𝑎 = 6.773 Å, where a=2.56 Å is the nearest-
neighbour spacing on Cu(111). This provides a reasonably close match to the expected
gas-phase dimension of the OM structure (6.74 Å), and is qualitatively similar to arrays
of OM chains on Cu(110) at ~0.5 ML coverage. On Cu(110) the chains kink every five
units to relieve internal strain caused by the epitaxial mismatch.3 By contrast no
kinking is observed on Cu(111), consistent with adsorption along a substrate direction
that yields a periodicity very close to that predicted for the gas phase. The chains on
Cu(111) pack into dense arrays described by epitaxy matrices of the form
(−1 25 2
),
Chapter 6: Cleaning up after the Party: Removing the Byproducts of On-surface Ullmann Coupling 129
with very large domains reflecting mirror symmetry along sample <-1 1 0>
azimuths simultaneously present on the surface. Next to the arrays of OM lines we
observe regions bearing a √3×√3R30° lattice (left of Figure 6-7c), which is the
expected arrangement for Br on Cu(111).36 As on Cu(110), we also observe features
consistent with Br atoms between every OM chain (see SI),3, 29 though these are not
visible at all STM biases. Together these regions of Br amount to substantially more
Br on the surface than would be expected by the stoichiometry of the molecule,
supporting the hypothesis of dehalogenative desorption during the preparation of the
surface.
130 Chapter 6: Cleaning up after the Party: Removing the Byproducts of On-surface Ullmann Coupling
Figure 6-7: STM micrographs of organometallic chains on Cu(111) (: 100 x 100 nm2, I = 10 pA, U = -
0.5 V, b: 39x39 nm, I=5 pA, U=-100 mV, c: 10 x 10nm2, I = 20 pA, U=-1.0V).
Chapter 6: Cleaning up after the Party: Removing the Byproducts of On-surface Ullmann Coupling 131
Figure 6-8: STM images of dBB on Cu(111) annealed for 5 minutes at 275°C, with local spatial
characteristics. a) I=10 pA, U=-300 mV, 200 x 200 nm2 b) I= 0.1nA and U= -250 mV, 7.2 x 7.2 nm2,
c) I=0.2 pA, U = -710 mV, 50x50 nm2.
Unlike on the 110 surface (see prior work),3, 28-29 the polymers on Cu(111) are
generally not ordered on the surface. After heating to 275°C disordered aggregates of
‘spaghetti’ are found, with patches of organometallic chains still present on the surface,
as shown in Figure 6-8a. In close vicinity of the OM island edges we find morphologies
similar to those in Figure 6-8b, where individual nucleate from the ends of OM lines
and split off from the edge of the islands, leading to partially-converted OM chains,
with polymers nucleating out of the ends of OM chains, and regions of Br-√3×√3
between the polymer and OM regions. This image suggests that the conversion of
organometallic to polymer is non-dissociative, with the reaction progressing step-wise
from the end of the OM, ejecting the metal atoms from the OM without significantly
disrupting the chains. In this localized region the conversion to polymer is
accompanied with a reorientation along a new surface direction.
However, most of the non-OM surface comprises disordered and meandering
polymers with no evidence of ordering, as shown in Figure 6-8c, with the localized
regions of order between Br, OM and polymer presented in Figure 6-8b being the
exception rather than the norm. . This suggests that once formed the mediating action
of bromine atoms found on the Cu(110) surface plays no significant role on Cu(111).
132 Chapter 6: Cleaning up after the Party: Removing the Byproducts of On-surface Ullmann Coupling
Figure 6-9: a) Carbon 1s and b) bromine 3p core levels during etching of dBB on Cu(111).
The removal rate of halogen from Cu(111) is substantially faster than on
Cu(110), with complete removal of the bromine occurring after just 5 minutes of
atomic hydrogen etching, as shown in the XPS spectra in Figure 6-9. We note an slight
offsets in both the Br 3p and C 1s core levels when comparing spectra taken on the
two different surfaces, which are summarized in xx. In the case of C1s, this can
plausibly correspond to differences in workfunction between the 110 and 111 surfaces;
the 110 surface is known to have a ~400 meV shallower workfunction,37 which should
correspond to higher observed binding energies for a physisorbed species.
Table 6-1: Summary of binding energies of carbon and bromine core levels on Cu(110) and Cu(111)
surfaces.
The surface morphology is largely unchanged from the as-polymerised sample,
with strings of PPP following random directions on the surface with no sign of
epitaxial ordering. Further images of the polymer phase post hydrogen etching can be
Cu(111) Cu(110)
C 1s (sp3) 285.0 285.2
C 1s (sp2) 284.6 284.8
Br 3p 3/2 182.3 182.2
Chapter 6: Cleaning up after the Party: Removing the Byproducts of On-surface Ullmann Coupling 133
found in the SI. We also note that there is no apparent shifting of the carbon 1s core
level after complete removal of the bromine from the 111 suface. It is presumed that
the etching time is not long enough to induce defects on the scale of those observed on
Cu(110) and as such the perceived change to the PPP on the surface is vanishingly
small.
6.5 DISCUSSION
Our STM images reveal that the PPP chains show a strong degree of epitaxial
alignment to the <1 -1 0> direction (surface <1 0> direction) on Cu(110) subsequent
to bromine removal and annealing. This suggests that the domain orientations along
<1 -1 2> (surface <1 1> direction), cf Figure 6-5a observed for monolayer surfaces
subsequent to deposition are driven largely by cooperative assembly effects with
halogens, and that the ordering observed in arrays of products produced by Ullmann
coupling is significantly influenced by the interaction of the halogen byproducts with
the polymers. This phenomenon has been implied by previous works where the species
of halogen (i.e. iodine, bromine, chlorine) is found to have a direct relation to the
topology of the resultant surfaces.30 However, it is clear that this is not a result of
chemical bonding, as the XPS signature of each of the polymers produced by this
method is identical: no halogen-carbon association is discernible in the C 1s or Br 3p
core levels, and as such we propose that the interaction proceeds a modulation of the
local potential energy landscape surrounding the surface containing each halogen-
monomer triplet; as nucleation and growth of the organometallics proceeds, there is
apparently a net attraction between the detached halogen atoms and their parent
molecule that drives the assembly based on the preferred adsorption site for each
species. This produces a cooperative assembly effect that drives self-assembly of the
islands of alternating organometallic chains and rows of bromine. This effect must
persist during the conversion to polymer, which as illustrated above, is nucleated at
the end of organometallic chains and proceeds step-by-step down each of the rows,
with surrounding halogens driving the epitaxy into the new energetic minimum for the
PPP and Br system. The complete removal of the bromine from the surface suppresses
the attractive interactions between adjacent chains and releases the PPP from its
epitaxial constraints, and the alignment observed on Cu(110) is likely driven by
diffusion considerations. As suggested by our calculations, the straining of the PPP
likely also produces an electronic modification to the molecular orbitals, as the strain-
134 Chapter 6: Cleaning up after the Party: Removing the Byproducts of On-surface Ullmann Coupling
induced gap modification will be released through this process. Furthermore, it appears
that the energetic input required to remove the halogen from the 110 surface is larger
than for the 111 surface, implying local increase of adsorption energy between halide
and substrate that is enhanced by the presence of the polymer.
6.6 CONCLUSION
In conclusion, we found that room temperature etching with atomic hydrogen
effectively removes the byproduct of Ullmann dehalogenation of dBB, surface-bound
bromine. Prior to etching, the bromine aligns in interstitial rows between the PPP lines.
The pre-etch surface is highly ordered and clearly adheres to epitaxy. Following
etching, when no trace of Br can be detected on the surface, the PPP polymers are
observed to exist in disordered clumps. These results suggest that the surface-bound
bromine drives the ordering of the PPP polymer, and that this ordering is compromised
by removal of the bromine. We further found that the slight epitaxial strain induced by
commensurability may have a significant effect on the HOMO-LUMO gap energy. It
may therefore be instructive to interrogate the orbital energies by spectroscopic
methods (i.e scanning tunnelling spectroscopy, ultraviolet photoemission
spectroscopy, inverse photoemission spectroscopy) to correlate the measured gap with
strain effects induced by surface commensurability; since this commensurability is
released by atomic hydrogen etching, we should presumably be able to measure an
electronic difference between pre- and post-etch PPP. This will be the focus of a future
study.
Chapter 6: Cleaning up after the Party: Removing the Byproducts of On-surface Ullmann Coupling 135
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Chapter 6: Cleaning up after the Party: Removing the Byproducts of On-surface Ullmann Coupling 137
Ochterski, J. W.; Martin, R. L.; Morokuma, K.; Zakrzewski, V. G.; Voth, G. A.;
Salvador, P.; Dannenberg, J. J.; Dapprich, S.; Daniels, A. D.; Farkas, O.; Foresman, J.
B.; Ortiz, J. V.; Cioslowski, J.; Fox, D. J. Gaussian 09, Revision B.01; Gaussian, Inc.:
Wallingford CT, 2010, 2010.
28. Lipton‐Duffin, J.; Ivasenko, O.; Perepichka, D.; Rosei, F. Synthesis of
Polyphenylene Molecular Wires by Surface‐Confined Polymerization. Small 2009, 5
(5), 592-597.
29. Vasseur, G.; Fagot-Revurat, Y.; Sicot, M.; Kierren, B.; Moreau, L.; Malterre,
D.; Cardenas, L.; Galeotti, G.; Lipton-Duffin, J.; Rosei, F. Quasi one-dimensional band
dispersion and surface metallization in long-range ordered polymeric wires. Nature
Communications 2016, 7, 10235.
30. Galeotti, G.; Di Giovannantonio, M.; Lipton-Duffin, J.; Ebrahimi, M.; Tebi, S.;
Verdini, A.; Floreano, L.; Fagot-Revurat, Y.; Perepichka, D.; Rosei, F. The role of
halogens in on-surface Ullmann polymerization. Faraday Discussions 2017.
31. Rauls, E.; Hornekær, L. Catalyzed routes to molecular hydrogen formation and
hydrogen addition reactions on neutral polycyclic aromatic hydrocarbons under
interstellar conditions. The Astrophysical Journal 2008, 679 (1), 531.
32. Skov, A. W.; Andersen, M.; Thrower, J. D.; Jørgensen, B.; Hammer, B.;
Hornekær, L. The influence of coronene super-hydrogenation on the coronene-
graphite interaction. The Journal of Chemical Physics 2016, 145 (17), 174708.
33. Sánchez-Sánchez, C.; Martínez, J. I.; Ruiz del Arbol, N.; Ruffieux, P.; Fasel,
R.; López, M. F.; de Andres, P. L.; Martín-Gago, J. Á. On-Surface Hydrogen-Induced
Covalent Coupling of Polycyclic Aromatic Hydrocarbons via a Superhydrogenated
Intermediate. Journal of the American Chemical Society 2019.
34. Rodriguez, J.; Campbell, C. T. Cyclohexene adsorption and reactions on clean
and bismuth-covered Pt (111). Journal of Catalysis 1989, 115 (2), 500-520.
35. Zhang, R.; Hensley, A. J.; McEwen, J.-S.; Wickert, S.; Darlatt, E.; Fischer, K.;
Schöppke, M.; Denecke, R.; Streber, R.; Lorenz, M. Integrated X-ray photoelectron
spectroscopy and DFT characterization of benzene adsorption on Pt (111), Pt (355)
and Pt (322) surfaces. Physical Chemistry Chemical Physics 2013, 15 (47), 20662-
20671.
36. Inukai, J.; Osawa, Y.; Itaya, K. Adlayer structures of chlorine, bromine, and
iodine on Cu (111) electrode in solution: In-situ STM and ex-situ LEED studies. The
Journal of Physical Chemistry B 1998, 102 (49), 10034-10040.
37. Gartland, P.; Berge, S.; Slagsvold, B. Photoelectric work function of a copper
single crystal for the (100),(110),(111), and (112) faces. Physical Review Letters 1972,
28 (12), 738.
138 Chapter 6: Cleaning up after the Party: Removing the Byproducts of On-surface Ullmann Coupling
6.8 SUPPORTING INFORMATION
6.8.1 Fitting algorithm for carbon 1s core level
It was assumed that the lineshape for the C 1s core level spectrum in PPP/Cu
surfaces could be modeled by a single sp2-like antisymmetric peak. It was further
assumed that sp3-type defects induced by prolonged hydrogen exposure could be
modeled by the addition of a single additional peak at 300-800 meV higher binding
energy with a symmetric lineshape, as has been previously published for pure sp2 and
sp3 forms of carbon (graphite and diamond).1 To determine the position/width for the
sp3 peak we fit the spectrum from the sample corresponding to the maximum hydrogen
exposure time (960s) allowing the intensity, width, and position of the new peak to
vary as free parameters, while fixing all parameters save the amplitude of the original
sp2 peak. The resultant peak was then used along with the original sp2 peak to fit the
entire dataset, keeping all parameters save amplitude fixed.
6.8.2 Estimated flux atomic hydrogen source and etching rates
An estimate of the flux of the atomic hydrogen source was made by etching an
amorphous C:H film, following the procedure described previously2. A commercial
sputter coater <Leica EMACE600> was used to produce a nominal 10 nm carbon film
on a 10x10 mm silicon chip. The film thickness was measured by ellipsometry to be
t=11.9 nm in thickness.
The film was loaded into our UHV system and exposed to cycles of atomic
hydrogen etching at a substrate temperature of 325°C, followed by photoelectron
spectroscopy to determine the removal rate of the carbon film by the change in
intensity of the C 1s and Si 2p core levels. The time required to remove the entire film
(ie – to reduce the C 1s signal to zero) was linearly extrapolated from these XPS
measurements, and the flux rate was computed by 𝜙 =𝑡𝜌𝑛
𝜏𝑌, where n is the number
density of the aC:H film (9.2±0.9)E28 atoms/m3, and Y=(2.0±0.7)E-2 is the
empirically determined etch yield for the carbon film on silicon at this temperature.
The results of this procedure are shown below in Figure S6-10.
Our analysis produces an estimated flux of =(6±3)E17 /s/m2, a figure
substantially lower than the one described in reference 1, but entirely reasonable given
the longer working distance for our source. With this empirically determined measure
Chapter 6: Cleaning up after the Party: Removing the Byproducts of On-surface Ullmann Coupling 139
of the flux we are able to calculate an etching yield of (4±2)E-3 for bromine atoms
interdigitated with dense polymers on Cu(110), assuming a filled polymer surface of
the type described in prior work,3 which contains one bromine atom per unit cell in a
(4 1
−1 1) reconstruction.
We note that the assumption of a linear etch rate for Br from polymer-coated
Cu(110) is inconsistent with our observations in the manuscript, and as such the
uncertainty on the yield may well be larger than reported above. The substantially
faster etch rate on Cu(111) could be explained by the lack of regular interdigitation of
polymers with bromine on this surface, and that the additional energy due to the
observed halogen-polymer bonding on Cu(110) decreases the effectiveness of the
atomic hydrogen beam.
Figure S6-10: Summary of XPS experiments for etched aC:H film. Presented are survey spectra (top),
high resolution of C 1s (left inset, top) and Si 2p (left inset, bottom). At the bottom right, the intensity
vs time trend is shown for both these core levels, along with the extrapolated linear fit.
140 Chapter 6: Cleaning up after the Party: Removing the Byproducts of On-surface Ullmann Coupling
6.8.3 Long-range domain-orientation stability of monolayer H-etched polymers
on Cu(110)
Figure S6-11: Long-range image (100×100 nm2) of Cu(110) surface following hydrogen etching
treatment and annealing. The surface presents a near 100% orientation of the polymers along the <1-
10> direction. I=50 pA, U=-340 mV
6.8.4 Low surface coverages of dBB on Cu(110)
On surfaces where the starting coverage is substantially lower than 1 monolayer
the hydrogen etching treatment still removes the bromine, but this is accompanied with
a substantial loss of order. The lines maintain a preference for alignment along the [1-
10] direction, but are substantially less coherent than when the halogen is present. This
lends credence to the hypothesis that the halogens play an important part in the
cooperative assembly of the ordered structures previously observed on this facet.
Figure S6-12: (a) Wide and (b) close range STM images of PPP chains on Cu(110) after completely
removing bromine from a submonolayer surface, U=-1V, I=0.005nA, 73.7×73.7 nm2, U=-1.8V,
I=0.002nA, 25.3×25.3 nm2.
Chapter 6: Cleaning up after the Party: Removing the Byproducts of On-surface Ullmann Coupling 141
6.8.5 Additional images of dBB-derived polymer on Cu(111)
The figures at left show the details of the polymer surface grown on the 111 facet
of copper. There is substantial disorder present, but none further distinguishable from
the appearance of the surface prior to hydrogen etching. Because the required exposure
time to bromine removal is minimal, it is presumed that very little damage (if any) to
the polymers is introduced.
Figure S6-13: STM images of atomic hydrogen-etched the PPP on Cu(111). I= 0. 1 nA, U= -1.5 V,
100×100 nm2, and I=0.01 nA, U=-0.05V, 11×11 nm2.
6.8.6 Diffusion of PPP domains on Cu(110)
On Cu(110), partial removal of bromine from submonolayer surfaces by H
etching followed by light annealing results in surfaces like those shown in manuscript
Figure 6-7a. Islands of PPP chains oriented along the [1 -1 0] direction are dominant
on this surface, but their appearance is ragged and their morphology is variable scan-
to-scan. The islands of PPP undergo a collective motion back and forth along the [1-1
1 1 0
1 0 1
1 1 0
1 0 1
a
b
142 Chapter 6: Cleaning up after the Party: Removing the Byproducts of On-surface Ullmann Coupling
0] axis, either as a result of random thermal motion at room temperature, or by effect
of the tip scanning. To illustrate this effect, we have included a movie comprising 23
sequentially acquired STM images of the same area of the surface (subject to
instrumental drift).
The imaging parameters for each frame are U=-1.94V, I= 5 pA, at a nominal 50
x 50 nm2 field of view, and each image is acquired over a period of 450 seconds. Two
frames from the movie are presented below, with indications of the apparent motion
of features.
Figure S6-14: Two STM images of PPP on Cu(110) after partial bromine removal, collected
sequentially over a period of 450 seconds (each). The white circles are meant as a guide to the eye to
indicate changes in the PPP island morphology scan-to-scan.
References
1. Poirier, D.; Weaver, J. Carbon (as graphite, buckminsterfullerene, and
diamond) by XPS. Surface Science Spectra 1993, 2 (3), 232-241.
2. Schwarz-Selinger, T.; von Keudell, A.; Jacob, W. Novel method for absolute
quantification of the flux and angular distribution of a radical source for atomic
hydrogen. Journal of Vacuum Science & Technology a-Vacuum Surfaces and Films
2000, 18 (3), 995-1001.
3. Vasseur, G.; Fagot-Revurat, Y.; Sicot, M.; Kierren, B.; Moreau, L.; Malterre,
D.; Cardenas, L.; Galeotti, G.; Lipton-Duffin, J.; Rosei, F.; Di Giovannantonio, M.;
Contini, G.; Le Fevre, P.; Bertran, F.; Liang, L. B.; Meunier, V.; Perepichka, D. F.
Quasi one-dimensional band dispersion and surface metallization in long-range
ordered polymeric wires. Nat Commun 2016, 7, 10235.
Chapter 7: Conclusions 143
Chapter 7: Conclusions
7.1 CONCLUSIONS
In this thesis, I presented two approaches for the formation of surface-confined
nanostructures which are devoid of by-products. The first approach was the
investigating the promising “clean” reaction called decarboxylative reaction of two
monomers -with nitrogen and without nitrogen- as a which produces volatile by-
products, and the second approach focused on removing the chemisorbed halogen by-
products produced during Ullmann coupling using atomic hydrogen etching. In this
regard, three molecules has been selected, namely 3,5 pyridine dicarboxylic acid,
isophthalic acid and 1,4-dibrombenzene. The adsorption configuration and reaction for
PDC and IPA were characterized by synchrotron-based photoemission spectroscopy
and near edge x-ray adsorption fine structure techniques, while scanning tunnelling
microscopy and x-ray photoelectron spectroscopy has been employed to study both
dBB and IPA.
PDC and IPA were particularly interesting due to the same relative geometry of
two carboxylic acids in both molecule. The only difference between them was the
presence of nitrogen in the aromatic ring of PDC. The introduction of nitrogen into the
aromatic ring is an elegant way of tuning the electronic properties of the resultant
structure, although the results suggest that retaining the nitrogen in a polymeric
product may be difficult.
In the case of PDC, it was not possible to study the resultant product. This was
because of decarboxylation and molecular fragmentation, through C−N bond scission,
are competitive processes. PDC is partially deprotonated upon adsorption and adsorbs
in two different configurations on Cu(111): (1) via the nitrogen lone pair and (2) via a
carboxylate group. Following annealing at 100°C, which causes further deprotonation
of the molecules, N 1s SRPES indicates that the molecules shift away from a lone-
pair-driven adsorption geometry. With full deprotonation, the molecules assume a
lower inclination with respect to the surface, as expected for the bipodal adsorption
that orients both carboxylate groups into the surface. The activation energy of the
decarboxylation reaction has been studied by means of continuous observation of the
C 1s core level during annealing around decarboxylation temperature. The extracted
144 Chapter 7: Conclusions
activation energy of (1.93 ± 0.17) eV was higher than calculated activation energy for
decarboxylation of a planar aromatic molecule. The difference may be an indication
of the influence of adsorption geometry on the reaction barrier. This finding
demonstrates the importance of molecule-surface interactions in determining the
adsorption geometry of a molecule on the surface. The induced tilted adsorption
geometry accordingly dictates that higher temperature (and maybe for longer time) as
a prerequisite to trigger the desired reaction. Here, both the nitrogen lone pair and the
carboxylate groups influence the adsorption geometry of the molecule, suggesting for
fabrication of polymeric product containing nitrogen a careful design of building block
is imperative.
The synthesis of poly-metaphenylene polymer has been studied using IPA
precursor. IPA partially deprotonated upon adsorption on Cu(111). Data from
collecting PES at different angles indicate that molecule anchored to the surface via
deprotonated carboxylic group. These results have further been supported by using
different beam energy for the collection of PES. Following fully deprotonation of the
molecule at higher temperature the molecule reoriented and anchored to the surface
via both deprotonated carboxyl groups in a bipodal configuration. NEXAFS confirmed
the absolute inclination of the molecule for mono-deprotonated and fully deprotonated
species. Additionally, STM illustrated a poly-meta-phenylene polymer formed after
annealing at 215°C. Although STM reveals that decarboxylative coupling has
occurred, the spaghetti-like products suffer from lack of order and the coverage was
very poor. Considering the final products, decarboxylative coupling may not be the
decisive approach for fabrication of high-quality structures. It would be interesting to
employ various different building blocks -including larger molecules- since larger
molecules may adsorb flat and consequently influence the different steps of the
reaction e.g. the molecule may deprotonate in one step. Additionally, number and
relative geometry of the carboxylic acid groups in a molecule may affect both
adsorption and reactivity on surfaces and may be the focus of a future study.
In the case of dBB, a beam of H+ atoms has been used to achieve halogen-free
poly-para-phenylene from dBB on both Cu(111) and Cu(110) after Ullmann coupling.
STM showed that halogens align in interstitial rows between the PPP lines prior to
hydrogen etching. Further support of presence of halogens in the surface provided by
XPS of Br 3p core level. Dosing H+ to the samples effectively removed halogens from
Chapter 7: Conclusions 145
surface and STM showed no trace of Br on the surface. This claim was further
substantiated by the results from XPS measurements of Br 3p core level spectra that
showed Br peak completely vanished. However, STM revealed that the hydrogen
etching changed the highly ordered PPP lines to into disordered clumps. There are two
possible explanation for this: (a) Hydrogen etching not only removed the halogen but
might have had a negative effect on the polymer as well (for example, led to defective
structure in the aromatic ring), (b) the high ordering and epitaxy of PPP lines has been
dictated by halogens on the surface The platform developed here is promising to tackle
the oft-cited halide by-product challenge in surface-confined polymers fabricated by
the Ullmann reaction and helps to provide a fundamental understanding of the halogen
effect on the ordering of the products.
7.2 OUTLOOK
The main part of the presented thesis focused on decarboxylation reaction.
Although it successfully illustrated the decarboxylation of PDC and IPA with special
focus on the influence of adsorption geometry of these molecules on the reaction
pathway, of course, there are still important open questions. What would be the
molecular adsorption configuration, reaction barrier etc. for different polyfunctional
carboxylic acid precursors? For example, would terephthalic acid, which has two
carboxylic acids on the para position, adsorb flat on the surface due to the relative
geometry of the carboxylic acid groups? Would this improve the structure of the
resultant product, e.g. increase the regularity of the product? How about molecules
with two or three nitrogen in the aromatic ring instead of just one nitrogen, would for
example three nitrogens in 1,3,5-triazine molecule drives the molecule to adsorb flat?
Additionally, molecules with bigger central group -e.g. 1,3,5-triphenylbenzene or
phenelene- can be a good candidate for this reaction since the larger molecules may be
more likely to adsorb flat on the surface. This can be the focus of future work.
In the case of the Ullman reaction, it would be interesting to examine the
universality of removing halogens by atomic hydrogen etching for molecules with
three halogens in order to synthesise by-product-free 2D polymers. Furthermore,
precursors with different halogens and substrate may be the focus for a future study.
Appendices 147
Appendices
Appendix A
Comparison of dehalogenation temperature for different molecule on different
surfaces
The following table provides a simple compendium of dehalogenation
temperatures for molecules with different halogen terminations on different metal
surfaces
Table A-1: Some results of Ullmann coupling reported in the literature, classified as a function of
surface and halogen
C-I C-Br C-Cl
Au(111) CHP1, BIB2,
TIB, TIPB3,
DIB@ RT4,
DITP@ 805
BIB @185 C, TBQ @175 2, TBB did not
happened6,
TDBB starts @185 and complete @2607,
DBBA @1008, Br4Py @2009,
DBTP@ 1705
DBCTP@ 300 10
Ag(111) CHP1, 11, DITP
@RT12,
BIB @starts RT and completed 12513,
TBB not@ RT
TBTTA partially @RT 14, DMTP @60 15
DCTP@12010
Cu(111) CHP@ RT1 TBB@ RT16-17, DBBA @RT18, Br4Py @RT9,
DMTP @RT19, DBTP and TBB (sub-ML)@
between 170 and 240K, ML @473 K 20
CTP, DCTP@
8010
Au(110) DBBA @1008
Ag(110) DITP @RT12 TBB@ RT16,
Cu(110) DMTP @RT19, BCB, dCB@
15021
It should be noted that a number of additional factors may influence the reaction
temperature, including adsorption geometry (as shown in this thesis), and, for example,
the density of metal adatoms present on the surface.22
148 Appendices
Table A-2 Abbreviation definition of molecules
1,3-bis(p-bromophenyl)-5-(p-iodophenyl) benzene BIB
cyclohexa-m-phenylene CHP
1,3,5-tris(4-bromophenyl) benzene TBB/TBPB
1,3,5-tris(4′-iodophenyl) benzene TIPB
1,3,5-triiodobenzene TIB
1,3,5-tris(4-bromophenyl)-benzene TBB
1,4-diiodobenzene DIB
2,5,9,12-tetrabromoanthra(1,2-b:4,3-b′:5,6-b′′:8,7-b′′′) tetrathiophene TB2TTA
1,3,5-tris(3,5-dibromophenyl) benzene (C24H12Br6) TDBB
10,10’-dibromo-9,9’bianthryl DBBA
4,4″-diiodo-m-terphenyl, 3′,6′-diiodo-1,1′:2′,1″-terphenyl DITP
4,4′′-dibromo-1,1′:3′,1′′-terphenyl (4,4′′-dibromo-m-terphenyl) DMTP
4,4″-dibromopara-terphenyl, 3′,6′-dibromo-1,1′:2′,1″-terphenyl DBTP
4,4″-dibromo-5′-(4-chlorophenyl)-1,1′:3′,1″-terphenyl DBCTP
4-chloro-1,1′:4′,1″-terphenyl CTP
4,4″-dichloro-1,1′:4′,1″-terphenyl DCTP
1,3,6,8-tetrabromopyrene Br4Py
3,3ʹʹʹ,5,5ʹʹʹ -tetra(p-bromophenyl)1,1ʹ:4ʹ,1ʹʹ:4ʹʹ,1ʹʹʹ -quaterphenyl TBQ
1-bromo-4-chlorobenzene BCB
1,4-dichlorobenzene dCB
Appendices 149
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