callie v granade financial disclosure report for 2010

8/3/2019 Callie V Granade Financial Disclosure Report for 2010

1/24

AO I0Rev. 1/2011

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Re quired by the Ethicsin Governm ent Act of 1978(5 U .S.C. app..~.~ 101-111)

I . P e r s o n R e p o r t i n g ( l a s t n a m e , f ir s t , m i d d l e i n i t ia l )Granade, Callie V.

4. Title (Article II I j u d g e s i n d i c a t e active or senior status;magistrate judges indicate full- or part-time)

2 . C o u r t o r O r g a n i z a t i o nU.S. Distr ict Cour~ Sou them Distr ict of Alabama

Active U.S. Distr ict Judge

7. Chamb ers or Office AddressJohn C. Cam pbell United States CourthouseI 13 St. Joseph StreetMobi le , A labama 36602

3. Date o f R e p o r t09/05/201 I

5a. Report Type (check appropriate type)] Nomination. D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. O n t h e b a s i s o f th e i n f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ym o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , i t i s , i n m y o p i n i o n , i n c o m p l i a n c e

6 . R e p o r t i n g P e r i o d01/01/2010

to12/31/2010

with applicable laws and regulations.

Reviev,ing Officer D a te

] M P O R T A N T N O T E S : The instructions accompanying this form must be followe,t Complete all parts,checking the NONE box for each part where you have no reportable informatlon~ Sign on last page.

I . P O S I T I O N S . (Reporting individual only ; seepp. 9-13 of f i ling instructions.)[~ N O N E ( N o reportable p osit ions.)

2.

3.

4.

5.

POSITIONTrustee

Director, & V.P. , Communications

N A M E O F O R G A N I Z A T IO N / E N T I T YTrust # I

F edera l Judges A ssoc ia tion

I t . A G R E E M E N T S . m e p o . i n g individual only; see pp. 14-16 of filing instructions.)[~ N O N E (No reportable agreements.)

D A T E P A R T I E S A N D T E R M S


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FINANCIAL DISCLOSURE REPORTPage 2 of 12

N a m e o f P e r so n R e p o r t i n gGranade, Callie V.

D a t e o f R e p o r t09/05/2011

I I I . N O N - I N V E S T M E N T I N C O M E . (Reporting individual andspouse; seepp. 17-24 of filing instructions.)A. Fliers Non-Inves tment Income

~ (No reportable income.)O N E non-investmentD A TE SO U R C E A N D TY PE

2.3.4 .

I N C O M E(yours, not spouses)

B . S p o u s e s N o n - ! n v e s t m e n t ! n c o m e - i f y o u w e r e married during an y portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

~ (No reportable non-investment income.)ON E

1.20102.20103.4.

D A TE SOURCE AND TYPESouthw est Bancshares, Inc. (Directors fees)Stone , Granade & Crosby , P .C. ( law f i rm income)

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment( Includes those to spouse ond dependen t chi ldren: see pp. 25-27 of f i l ing inst ruct ions . )

~ (No reportable reimbursements.)O N ES O U R C E

I. Federal Judges Associat ion2.3.4.5.

DATES LOCATIONMay 2010 Washington, DC

PU R POSE IT E M S PA ID O R PR O V ID EDa tt en d F JA B o a rd m e e ti ng T ra ns p o rt at io n , ho te l & m e al s


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FINANCIAL DISCLOSURE REPORTPage 3 o f 12

N a m e o f P e r so n R e p o r t i n gGranade, Call ie V.

D a t e o f R e p o r t09/05,2011

V . G I F T S . a n c t u a e s t h o s e 1 o s p o u s e a n d dependent chi ldren; see p p . 2 8 - 3 1 of f i l ing instruc t ions. )N O N E ( N o r e p o r t a bl e g~ s . )

SOURCE DESCRIPTIONI.2.

3.

4.5.

V I . L I A B I L I T I E S . a n c l u d e s t h o s e o / s p o . s e a n d d e p e n d e n t c h i l d r e n ; see p p . 3 2 - 3 3 o f f i l in g instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTIONI.2.

3.

4.5.

VALUECODE


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N a m e o f P e r s o n R e p o r t i n gGrana de, Callie V.

D a t e o f R e p o r t09/05/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(l) (2)Place "(X)" after each asset A m o u n t Type (e.g.,exempt from prior disclosure Code I d i v . , r e n t ,

(A -H ) or int.)

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(I) (2)Value Value

C o d e 2 M e th o d(J-P) Code 3

( Q - W )

(1 )Type (e.g.,

buy, sell,redemption)

Transactions during reporling period(2) (3) (4)

D a t e Value G a i nm m ] d d / y y C o d e 2 C o d e 1(J-P) (A -H )

I d e n t i ty o fbuyer/seller( i f pr iva te

transaclion)

I. Southwest Bankcshares stock (see note)2. Fir st Com muni ty Bank A ccount s

E Dividend PI Q

A Interest M T

3. Wachovia Bank Accounts A Interest K T4. A rm y A v ia t ion Cen t e r Federa l Cred it U n ion A5. I/2 Interest in Virginia Properties, LL C (seenote)6. Morgan S tan ley Brokerage Account7. - Bank Depo s i t Program M organ S tan ley ABank8. - - Apple Com pute r Inc . comm on s tock9. - Biotech Holders Tr s tock

Interest J TN one K W

Interest N TN one M TN one J T

1 0 . -- Coca Cola stock A Dividend K TII. - - D iageo PPLC SponADR stock1 2 . - - Duke Energy Corp Hldg . Co. s t ock1 3 . - - I shares MSCI A ust Index Fund

C Dividend M TB Dividend K TB Dividend K T

1 4 . -- Ishares MSCI Brazil (Free) Index Fund1 5 . -- Kim berly Clark Corp. stock

1 6 . - - Microsof t Corp . comm on s tock1 7 . -- Monsanto Co. stock

A Dividend J TC Dividend L T

B Dividend K TA Dividend J T

I . Income Gain Codes: A -$ 1 ,000 or less B =$ 1 .001 - $2,500 C = $2,501 - $5 ,000 D = $5,001 - $15,000(See Columns BI and I )4 ) F = $50.001 - $100.009 G = $100.091 - $1.000.009 HI =$1.000.001 - $5.0(KI.000 H2 =More than $5.000.000

2. Value Codes J -$15.000 or less K =$1 5,001 - $50,000 L =$50,001 - $100.000 M =$ 100.001 - $250.000( See Columns CI and D31 N =$250.001 - $50~.000 O -$500.001 - $1 .0~0.000 PI =$1 .000.001 - $ 5.000.000 P2 =$5.000.001 - $25.000.000

P3 =$25.00~.0~1 - $50.00~.000 P4 -M ore than $50.000.0003. Value Mcthed Codes Q =Appraisal R C os t (Real Es ta te Only) S = Assessment T =Cash Markc!(See Colunm C2) U =Book Value V -Other W =Estimated

E =$15.001- $50.000


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N a m e o f P e r s o n R e p o r t in gGranade, Callie V.

D a t e o f R e p o r t09/05/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions anc ludes those of spouse and dependent children; see pp. 34-60 of filing instruction~)[ ~ ] NONE (No reportab le income , a sse ts , o r transact ions . )D e s c r i p t io n o f A s s e t s Income during

(including trust asse~) r e p o r t in g p e r i o d(I) (2)

Place "(x)" after each asset A m o un t T y p e ( e . g . ,exempt from prior disclosure Code I d i v . , r e n t ,( A - H ) o r int.)

Gross value a t endo f r e p o r t i n g p e r i o d(1) (2)

V a lu e V a l u eC od e 2 M e th o d

(J-P) C o d e 3

(1 )Type (e.g.,buy, sell,

redemption)

T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d(2) (3) (4)

D a t e Value G a i nm m / d d / y y Code2 Cod e 1

(J-P) (A -H )

(5 )I d e n t i ty o fbuyer/seller( i f pr iva te

transaction)

1 8 . -- Nest le Spon AD R stock (see note) B Dividend1 9 . - Peps ico Inc. NC s tock C Dividend20 . - - Powershares ExchangeTr . Fund A Dividend21 . -- Powershares Water Res PTF A Dividend

L TT

TT

22 . - - Roya l B ank of Scot land se r Q A Dividend23 . - Sh e rw i n W i ll ia m s C o . O h i o s tock A Dividend

KK

TT

24 . -- Target Corp. stock A Dividend25 . - - T he A dvisory Board C o. stock N one26 . - - U .S . Bancorp com mon s tock A Dividend27 . -- Laud erdale Cnty & Florence, AL Health B InterestRev Bond28 . - - A labama St Ser A Genl Ob l Bond C Interest

K

KL

TTT

R ed eemedT

07/01/10 K

29 . -- Seariver Marit ime Deflnterest Debenture N o n e Mzero coupon30 . - - BAC Capi t a ITmst B Interest K31 . - - JPM Chase Cap XVI B Interest K32 . - - USB Cap VI B Interest K

33 . - -Amer ican Amcap A Mu tua l Fund A Dividend L34 . - -Am er ican Growth Fund of Am er ica A A Dividend KMutual Fund

T

TTT

TT

I . Income Gain Codes: A =$ 1.0~0 or less B = $ 1.091 - $2.500 C = $ 2.501 - $5 .000 D =$ 5.001 - $15 .000(See Columns B I and D4) F =$ 50.001 - $100,000 G =$100.001 - $1,000.000 H 1 =$I.000.001 - $5.000.0~0 H2 -More than $5.0~).000

2. Value Codes J $15 .000 or les s K =$15.001 - $50.000 L =$50.001 - $100.000 M = $100.001 - $250.000(See Columns C I and D3) N =$ 250,(X11 - $500,00~ O = $500.001 - $1.0~0.00~ Pl =$ 1.000.001 - $5.000,0~0 P2 =$5.000.001 - $25 .000,090

P3 =$25 .000.001 - $50,000,000 P4 =More than $50.090.0003. Value Method Codes Q =Appraisal R =Co st (Real Estate Only) S = Assessmen t T =Cash M arke t( s ee Column C2) U =Book Value V O th e r W = E ~ , t im a t c d

E =$15.001 - $50.000


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N a m e o f P e r so n R e p o r t i n gGranade, Callie V.

D a t e o f R e p o r t0 9 / 0 5 / 2 0 1 1

V I I . I N V E S T M E N T S a n d T R U S T S - income , value , transa ctions (Includes those of spouse and depen dent children; seepp. 34-60 of f iling instructions. )N O N E ( N o reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o d

( i ) ( 2 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,exemp t from prior disclosure Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(i) (2)

Value ValueC o d e 2 M e th o d( J - P ) C o d e 3( Q - W )

O)T y p e ( e . g . ,buy, sell,

redemption)

T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d(2) (3) (4)

D a t e Value Gainmm/dd!yy C ode 2 Code I

O -P ) ( A - H )

(5 )I d e n t i ty o fbuyer/seller( i f p r i v a t et r a n s a c t i o n )

35 .36 .

37 .

-Am eric an lnv Co . o f Am eric a A M utua l A D ividendF u n d- M & I Marsha l l & I ls l ey Bank CD B Interest Redeemed 03/I 5/10 L

- Sou thwes t Bank o f S t . Lou is CD B Interest Redeemed 03/15/10 L38 .39 .40 .41 .42 .43 .44 .45 .46 .47 .48 .49 .

50 .51 .

- Alls tate Life Variable Annuity N one LMorgan S tanley R e t ir ement Account A Dividend L- A l l ianz CCM Cap A pprec B Mutua l Fund N o n e- Manager s Cadence Capp App A A Dividend L(MPAFX)--Morgan Stanley Liquid Asset Fund A Interest J

TT

Merged 07/08/I 0 K(with line 41)

Open [07/08/10 K

1/12 mineral f ights, parcel in WashingtonCounty, AL40% interest in Daphne O ffices, LLCDaphne, AL (see note)15.625% interest in office bldg, BayMinette, AL (see note)34% int in South Ba ldwin Of f ices , LLCFoley, AL (see note)16.24% interest in Stockton Oaks , LLC (seenote)I/6 interest in property inMagnol ia Spr ings , ALI/3 interest in real estate parcel #1 inWashington Cty, ALI/3 interest in real estate parcel #2 inWashington Cty, AL1/2 int in r l est . parcel #3 in W ashingtonCty, AL

D

CD

N o n e J WRent M SRent L S

Rent L QN o n e K WN o n e K W

N o n e L W

N o n e J WN one J W

I . Income Gain Codes: A =$ 1 ,000 or less B =$ 1,001 - $2,500 C =$2,501 - $5.000 D =$5,001 - $15,000(Sc Columns B I and EM) F =$50.001 - $100,000 G = $100,001 . $ 1,000.000 H I -$1,000.001 - $5.0~O.000 H2 -More than $5,000.000

2. Value Codes J =$15,000 or less K = $15,001 - $50.000 L =$50,001 - $ 100.000 M =$ 1 00,001 - $250,000( See Columns CI and D3) N =$250,001 - $500,000 O=$500,001-$1,000.000 PI $1.000.001-$5 .000.000 P2 = $ 5.000.001 - $25.000,000p3 = $25,000,001 . $50.000.000 P4 Mo re than $50.000.000

3. Value Method Codes Q =Appraisal R =Co st (Real Estate Only) S =As~ssmcnl T =Cash Marke t(Sc Colurrm C2) U = B ook Value V O th e r W =E~limalcd

E = 5 1 5 . 0 0 1 - $ 5 0 . 0 0 ~


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N a m e o f P e r s o n R e p o r t i n gGranade, Callie V.

D a t e o f R e p o r t09/05/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , t r an s ac t i o n s ( In c l u d e s t h o s e o f s p o u s e and d~pendent c h i l d re n ; se e p p . 34- 60 o f f i l i n g i n s t ruc t i o n s . )[ ~ ] NONE (No reportab le income , a sse ts , o r transact ions . )Descr ipt ion of Assets In com e d u r i n g

( inc lud ing t rus t a sse ts ) report ing pe riod(i) (2)

Place "IX)" after each asset A m o u n t Type (e.g.,exempt from prior disclosure Code I div. , rent ,

(A -H ) or in t . )

Gross value a l endof repor t ing per iodO) (_.2)

V alu e V alu eC od e 2 M e t h o d

(J-P ) C o de 3(Q-w)

T y p e ( e . g .,buy, se l l ,

r e d e m p t i on )

Transact ions dur ing repor t ing per iod

(2) (3) (4)Date V a l ue Gain

m n dd d/y y C od e 2 Code I( J - P ) (A -H )

(5 )Idmlity ofbuyer/seller

(if privatetransaction)

52. Am eritrade IRA Int./Div . N

53 .54 .55 .

56 .57 .58 .59 .60 .61 .62 .

63 .64 .

65 .66 .

67 .68 .

-Am ex SPDR Energy Select (see note inPart VIII)- Fairholme Fund

--First Eagle Global Fund Class I

-First Eagle Gold Fund Class I (see note)

- -Fores ide FD SV CS LL C Winlergreen FD- - Ivy Funds S c ience and Technology C lassA

Bu y 04 /21 /10 J(addl)Sold 05120110 K(part)Bu y 12114/10 J(addl)Bu y 1 2 1 1 7 1 1 0 J(addl)Buy 12/29110 J

(addl)Buy 02112110 K(addl)Buy 02112110 K(addl)Buy 02119110 J(addl)Bu y 0 3 1 1 5 1 1 0 K(addl)Bu y 04 /08 /10 J(addl)Bu y 1 2 1 1 7 1 1 0 J(addl)Bu y 1 2 1 1 7 1 1 0 J(addl)Bu y 1 2 1 2 9 1 1 0 J(addl)S o ld 02/10/10 JSold 01/29/I 0 K(part)

I. Incom e Gain Codes: A =$1,00~ or Ices B -$ 1 .001 - $ 2,500 C = $2.501 - $ 5,000 D =$5,0~1 - $15,000(SeColumns B I and IM ) F =$ 50.0~ I - $ 100,0~ G =$ 1 00.001 - $1.0~0.0~ H 1 ~$1,000.0O I - $5,0~,0~0 H2 =M ore than $5 ,0~.0~0

2. Value Codes J $15,0{)O or l e s s K $15.0{)1 - $50.04~ L =$50,0OI - $100,0OO M -$100,0OI - $250.000{See Columns CI and D3) N =$250,001 - $500,0~0 O = $500 .001 - $1 ,000 .~0 PI =$1,0OO.001 - $5.00~,000 P2 =$5,0~0,0~1 - $ 2 5 , 0 0 0 . 0 0 0

P3 =$25.0~0,001 - $50.0{)0.00{3 P4 =More than $50.0~0,0{)03. Value Method Codes Q =Appraisal R -Co>l IRcal [:r, lale Only) S = Assessmen t T =Cash Marke t{See Colum n C2) U = B ook Value V O th e r W =Eslimated

E =$15,001 -$50.000


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D a t e o f R e p o r t09/05/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a tu e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instruction~.)[ ~ l NONE(No reportab le income , a sse ts , o r transact ions . )Descr ipt ion of Assets In com e d u r i n g

( inc lud ing t rus t a sse ts ) report ing pe riod(J) (2)

Place "(X)" after each asset A m o u n t Type (e.g.,exempt from prior disclosure C o d e I div. , rent,(A -H ) or int. )

Gross value a t endof repor t ing per iod(i) (2)

V alu e V alu eC od e 2 M e t h o d(J-P) C od e 3( Q - W )

O)Type (e.g.,buy, se l l ,



(2) (3) (4)Date Value Gain

m m /d d/y y C od e 2 Code 1( . l -P) (A-H)

(5 )Ident i ty of

buyer/ se l le r( i f pr iva te

t ransac t ion )

69 . S o l d 02/26/10 K70 . - - A m er i lrade Cash A ccount

71 .

72 .

73 .74 .

75 .76 .77 .

78 .

79 .

8 0.

8 1.

8 2.8 3.

8 4.85 .

-- M atthews Pacif ic Tiger

-- Pimco Stockplus SH Strat Fund

Sold 01/29 /10 K(part)Sold 02112110 K(part)Bu y I 1/08110 K(addl)Bu y 12/06/10 J

(addl)Bu y 12/10/10 J(addl)Bu y 02/03 /10 JBu y 02/08/10 J(addl)Bu y 02/16/10 K(addl)Bu y 03/03 /10 J(addl)Bu y 03/19 /10 J(addl)So ld 04 /1 4 /1 0 J(part)Bu y 05 /18 /10 J(addl)Bu y 05 /21 /10 J(addl)Bu y 05 /27 /10 J(addl)Bu y 06/01110 J(addl)

I. Income Gain Codes:(S~e Columns BI and

2. Value Codes(S~e Columns C I and D3)

3. Value Method Codes( See Cotunm C2)

A = $1.000 or lessF =SS 0.0Ol - SI00.000J =$15.000 or lessN =$250.001 - $500.000P3 =$25 .0~0.0OI - $50.000.000Q =AppraisalU =Book Value

B =$1,001 - $2,500G -$100.001 - $I,000.0~0K =$15,001 - $50,000O -$500 ,001 - $1 ,000 ,~R =Co st (Real Estate Only)V -Other

C =$2,501 - $5,000H I = $ 1.000,001 - $ 5 .000.000L =$50.001 - $100.000PI =$1.000.001 - $5.00~.000P4 =M ore than $50.000,000S =As~ssmenlW =Estimated

D = $ 5 . 0 0 1 - $ 1 5H2 =More than $5.000.000I ,t $100,001 - $250.000P2 =$5,000,001 - $25 ,000.000T =Cash M arke t

E =$15.001 - $50.000


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N a m e o f P e r so n R e p o r t i n gGranade, Call ie V.

Date of Report09/05/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income , v al ue , t ran sac t i o n s (In c l ud e s t h o se o f s .p o use an d d e p e n d e n t c h i l d re n ; se e p p . 34- 60 o f f i l i n g i n s t ruc t i o n s . )N O N E (No reportable income, assets, or transactions.)

Descrip tion o f A ssets In com e du ring(inc lu d ing tru s t a ssets ) rep o rting p e rio d

(I) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I div. , rent,( A - H ) or in t . )

Gross value a t endof repor t ing per iodO) (2)Va lue Va lue

C od e 2 M e t h o d(J-P) C od e 3

( Q - W )

(I )Type (e.g.,

buy, se l l ,r e d e m p t i on )


(2) (3) (4)D a t e V alue Gain

mm/dd/yy Code 2 Code I( J - P ) ( A - H )

(5 )Ident i ty of

buyer/ se l le r( i f pr iva te

t ransac t ion )

8 6.

8 7.

8 8.8 9.

90 .

91 .

92 .

93 .94 .

95 .96 .97 .

98 .99 .1 0 0 .

I01.102.

-- Turner Emerging Growth Fund--Permanent Portfolio Fund Corn

-- Royce Fund Microcap Investment CL

B uy(addl)Buy

(addl)Buy

(addl)B uy(addl)Sold(part)Sold(part)Sold( p a r t )Sold(part)Sold

Bu y(addl)Bu y(addl)Buy(addl)Bu y

Sold(part)Sold(part)Buy

(addl)Buy(addl)

06/18 /10O6/25/I 0

08/25 /1009 /17 /1011/03/10I 1/05/1012/02/I 012/16/1005 /20/1002/26/I 008/25 /1012/09110

01/0711002109110

0 5 1 1 0 1 1 0

12/09/1012/29/10

J

J

J

JJ

J

J

J

J

J

JJ

J

J

J

K.I

I . Income Gain Codes: A =51,0OO or less B = $1,0OI - $ 2,500 C = 52,501 - 55 ,0~0 D =$ 5,001 - $15,000{Y~c Columns B I and D4) F =$50.001 - $100.0~ G =$ 100.001 - $ 1 .0~.0~ H 1 =$1.00~.001 - 5 5 . ( X ) 0 . 0 0 ~ H2 =More than

2. Value Codes J =$15,0~10 or less K $15,0OI - $50.0~O L -$50,0OI - $11~,000 M =SIOO,{X)I - $250,000( .See Columns CI and D3) N = 5250.0OI - $500.0~0 O =$500.001 - $1,0OO,000 PI =$1,000,091 - $5 ,0~O,000 P2 =$5,000,001 - $25 ,00~,000

P3 -$25.0~0,001 - $5 0.000.00(I P4 = More than $50.00~.00~3. Value Method Codes Q =Ap praisal R = Cosl (Real E~tale Only) S = As~es~.ment T =Cash Marke t

( See Column C2) U =Bo~k Value V -Oahcr W =Estimated

E =$15,0~ I - $50,0~O


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D a l e o f R e p o r t09/05/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i . e o r ~ o , , ,. I .e , t r a n s a c t i o n s (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

Descr ipt ion of Assets In com e d u r i n g( inc lud ing t rus t a sse ts ) report ing pe riod

O) (2)Place "IX)" after each assel A m o u n t Type (e.g.,

exempt from prior disclosure C o d e I div. , rent,(A -H ) or in t . )

Gross value at e n dof repor t ing per iod(l) (2)

V a l u e V a l ueC od e 2 M e t h o d(J-P) C od e 3

(i )Type (e.g.,buy, se l l ,



(2) (3) (4)D a t e V a l u e G a i n

mm/dd/yy Code 2 Code I( , ) - P ) ( A o H )

(5 )Ident i ty of

buyer/ se l le r1 if p riva te

t ransac t ion )

103.104.

105.

106.

- SPDR Gold Tr Gold SH S Closed EndFund- IShares S i lver T ru s t

--Powershares DB Agriculture Fund

Sold 12/21/10 L(part)Sold 02/24110 K

--United State Nat Gas Fund Corn Sold 02/12/10 J

107 . - -Blackrock Fds Energy & Res P or t I108. Trust #1 (see no te) (See Par t I, Line I)109. Trust #2 (see note)

110. - Southwest Bancshares stock

None M T

None PI Q

B uy 12/23/I 0

111.112.

113.

114.

115.

Morgan Stanley Smith Barney Cit igroupaccount-- Genworlh Life & Annu ity annuity None K TStone, Granade & Crosby, P.C. 401(k) (seenote)-Vanguard Prime Money M arke t

None M T

Royalty Interest, Delhi Field Unit, Delhi,LA. IX) None

Sold 07/21/10 J A JC Petrolm RoyaltyUnit

1. Income Gain Codes: A = $1,000 or less B =$ 1.001 - $2,50~ C =$2 ,501 -( See Columns B I and D4) F = $50,001 - $100,000 G = $100,0~1 - $ 1,000,000 H I = $ 1 .0 00 ,0 01 - $ 5 .0 00 .0 00 H 2 = M o re Ih an $5 .0 00 ,0 00

2. Value Code~ l -$15 .0~) or les s K =$15,001 - $50,000 L =$50,0~1 - $ 100,00~ M :$ I 0~,001 -I See Columns CI and D3) N =$250.001 - $500.0~0 O =$ 500,001 - $1,000,(~0 P I = $ 1 ,0 OQ , 0~ I - $5 ,0 00 ,0 00 P 2 = $ 5 ,0 9 0, 00 1 - $2 5 .0 ~0 ,0 00P3 =$25,000.091 - $50.000.000 P4 =M ore than $50,000,0~0

3. Value Method Cod~s Q =Appraisal R =C ost (Real Estate Only) S = Assessmen t T =Cash Marke t( See Column C2) U =Book Value V =Other W =Estimated

E =$15,001 - $50,000


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N a m e o f P e r s o n R e p o r l in gGranade, Callie V.

D a t e o f R e p o r l09/05/201 I

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lnalcate part of report.)Part I, Line 2: I have been a m em ber of the Board of D irectors of the Federal Judges Association since 2005 . I have been an officer s ince 2009. I have notpreviously reported the posit ion because I did n ot understand it to be a reportable posit ion.

Par t VII , Line I : Ap praisa l (s tock valuat ion) o fs tock value as of 9/30/2010.Part VII, Line 5: Virginia Properties owns~._~_"] of real estate in Baldwin County, AlabamaPar t VII , Line 44 : Daphne Off ices , LLC owns an o f f ice bu i ld ing in Dap hne, AL, las t appraised on 8/6/02 fo r $ 300,000. Tax valuat ion fo r 2009 was $32 5,300.40% of $325 ,300 = $13 0,120.Part VII, Line 45: Off ice Building in Bay M inette, AL ownership interest has not changed. The interest reported last year (15.25%, included a typog raphical error.It should have been reported as 15.625% ). The building and property was given a prop erty t ax evaluation by the Revenue Com m iss ioner o fBaldwin County of $ 416,000 in 2010. 15 .625% of 416,000 i s $65 ,000.Part VIi, Line 46: South Baldwin Offices, LLC owns an office building and lot in Foley, AL, last appraised in April 2002 for $200,000. Tax valuation for 2010was $264,500. 34% of $ 264,500 is $89,930. .Par t VII , Line 47: S tockton Oaks , LLC ow ns is in Nor th Baldwin County , AL w ith an es timated value o f $223,000. 16.24% of $223 ,000 is $35,680.Part VII, Line 53: A m ex SP DR Energy Select . All of this asset was sold in 2009 , and the final sale transaction, on 6/19 /09, value Code J, was inadvertentlyom it ted from the 2009 F inancial Disclosure report .Par t VII , Line 64: F ir s t Eagle Gold Fund C lass A, repor ted on the F inancia l Disclosure Form fo r 20 09 w as exchanged fo r F ir st Eagle G old Fund CI I on 6/14 /10.Part VII, Line 107 The only asset in Trust #1 is a M etropolitan Life permanent l ife insurance policy.Part VII, Line 108 : The only asset in Trust #2 is s tock of So uthwest Bancshares, som e of which w s a girl from a relative, and the rest purchases. The value ofthetrust is derived from an ap praisal of the stock value as of 09/30 /2010. There is no incom e from the t rust current ly g oing to any reportablebeneficiary.Part VII, Line 112: This is a 401(k) plan at law f i rm .


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Nam e of Person ReportingGranade, Cal l ie V.

Date of Report09/05/201 I

IX. CERTIFICATION.1 c e r t i f y t ha t a l l in fo rm a t ion g iven above ( inc lud ing in fo rm a t ion p e r t a in ing t o m y s p o us e and m ino r o r dep enden t c h i ld r en, i f any ) i s

accurate, t rue, and com plete to the bes t of my k now ledge and belief , and that any inform at ion not repor ted was withheld becau se i t m et app licable s tatu toryprovis ions permit t ing non-disc losure.I fu r t he r c e rt i f y t ha t ea rned inc om e f r om ou t s ide em p loy m en t and hono ra r ia and t he ac c ep t anc e o f g i f t s wh ic h have been r ep o r t ed a re incom pliance with the p rovis ions of 5 U.S.C. app . 501 et . seq ., 5 U.S.C. 7353 , and Judic ial Conference regu lat ions .

Signature : S /Call ie V . Gran ade

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A L L S T O F I L E T HI S R E P O R T M A Y B E S U B J E C T T O C I V ILAN D C R IM IN A L S AN C T IO N S (5 U . S . C . a pp . 104 )

Com m it tee on F inancia l Disc losureAdm inis t ra tive Off ice o f the Uni ted Sta tes Court sSui te 2-301One Colum bus Circ le , N.E.W ashington, D.C. 20544


13/24

AO IORev. 1/2011 I FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0 Report Required by the Ethicsin Government Act o f 1978(5 U.S.C. app. ~ ~ 101-111)[ I . Person R eport ing (last name, f i rst , middle ini t ia l ) 2. Court or Organizat ion 3. Date of Report

G r a n a d e , C a l l i e V . U.S. D is t r i c t Co u r t So u thern D is t r ic t o f Alabama 6/16/20114. Title (Ar tic le I I I judges ind ica te ac tive or sen ior s ta tus ;

magist rate j udges indicate ful l - or par t - t ime)5a . Repor t Type (check appropr ia te type)

] Nominat ion , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas is o f the in formation conta ined in th is Repor t and anymodif ica tions per ta in ing thereto , i t is , in my o pin ion , in compliance

Act ive U.S. D i s t r i c t Ju d g e

7. Chambers or Office Addrt~sJo hn C . Camp bel l Un i ted Sta tes Co u r tho u seI 13 St . Joseph StreetM o b i l e , A la b a m a 3 6 6 0 2

with appl icable laws and regulat ions .

Reviewing Off icer

6. Repor ting Per iod01/01/2010

to12/31/2010

Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followe,t Com plete al l parts ,check ing the NONE box for each par t where you hav e no repor table in formatlon . S ign on las t page.

I . P O S I T I O N S . m e ~ , o r t i . g i , d i v id a , l o , l y ; s , e p p . 9 . . of filing instructions.)D (No reportable posit ions. )O N E

P O S I T I O NI. Trustee

2. Di r ec t o r , & V . P . , C o m mu n i ca t i o n s

3.

N A M E O F O R G A N I Z A T I O N / E N T I T YTrust # I

F e d e ra l Ju d g e s A sso c ia t i o n

1 1 . A G R E E M E N T S . (Reporting individual only; see pp. 14-16 of filing instructions.)~] N O N E (No reportable agreements.)

DATE PARTIES AND TERMS


14/24


N a m e o f P e r s o n R e p o r t in gGranad e, Callie V.

D a l e o f R e p o r t6/16/201 I

I I I. N O N - IN V E S T M E N T I N C O M E . (Repo.i.g individual andspouse; see pp. 17-2 4 of f i ling instruct ions. )A. Fliers Non-Investm ent Incom e[~ (No reportable income.)O N E non-investment

D A T E SO U R C E A N D T Y P E

2.3.4.

I N C O M E(yours , no t spouse s )

B . S p o u s e s N o n - I n v e s tm e n t ! n c o m e - t f y o u were married during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)~ (No reportable non-investment income.)O N E

1 . 2 0 1 02 . 2 0 1 03.4.

D A T E SO U R C E A N D T Y P ESo u thwes t Ban cshares , In c . (D i rec to r s fees )S t o n e , G r a n a d e & C r o s b y , P . C . ( la w f i r m i n c o m e )

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertalnmenL( Includes those to spouse and dependen t chi ldren: see pp . 25-27 of f i l ing ins truct ions . )~ (No reportable reimbursements.)ONE

S O U R C EI. Fed era l Ju d g es Asso cia t io n2.3.4.5.

D A T E S L O C A T I O NMay 2010 Washington, DC

P U R P O SE IT E M S P A ID O R PR O V ID E Da tt en d F J A B o ar d m e e ti n g T r an s po r ta ti on , ho te l & m e a ls


15/24


N a m e o f P e r s o n R e p o r t in gGranad e, Callie V.

D a t e o f R e p o r t6/16/2011

V . G I F T S . a n c l u d e s those to spouse and dependent children; see pp. 28-31 of filing instructions.)N O N E (No reportable g~s.)

SOURCE DESCRIPTIONI.

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a n c l u d e s , h o s e o l s p o u s e o n d d e ~ , e n d e ,t children; see p p . 3 2 - 3 3 of filing instructions)N O N E (No re portable liabilities.)

CREDITOR DESCRIPTIONI.

2.

3.

4.

5.

VALUE CODE


16/24


N a m e o f P e r s o n R e p o r ti n gGranade, Callie V.

D a t e o f R e p o r t6/16/2011

V I I . I N V E S T M E N T S a n d T R U S T S - n c o , ~ e , , o l a e , transactions (Includes those of spouse and depende nt chi ldren; see pp. 34-60 of f i ling instruct ions. )D (No reportable incom e, assets, orO N E transactions.)

A. B. C. D.D e s c r i p t i o n o f A s s e t s Income during G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r in g r e p o r ti n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(1) (2) (1) (2) (1 ) (2) (3) (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., Value Value T y p e ( e . g ., D a t e Value G a i n I d e n t i t y o fexempt f rom pr ior disclosure Code I d i v . , r e n t , C o d e 2 M e th o d b u y , s e l l , m m ! d d / y y C o d e 2 Code I buyer/seller( A - H ) o r in t .) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A -H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

I. So u thwes t Ban k cshares s to ck (see n o te )2. F i r st C o m m u n i t y B a n k A c c o u n t s

3. Wachovia Bank A ccoun ts4. Army Avia t io n Cen te r Fed era l C red i t Un io n

5. 1/2 In ter es t in Virg in ia Proper t ies , LLC ( seen o te )6. Morgan S tan ley Brokerage A ccoun t7. - B a n k D e p o s i t P r o g ra m M o r g a n S t a n l e yB a n k8. - A p p l e C o m p u t e r I n c. c o m m o n s t o ck9. - - Bio tech Ho ld ers Tr s to ck1 0 . - - Co ca Co la s to ckI I . - - D i a g e o P P L C S p o n A D R s t o ck1 2 . - - D u k e E n e r g y C o r p H ld g . C o . s t o c k

1 3 . - I s h a r e s M S C I A u s t I n d e x F u n d1 4 . - - I shares MSCI Braz i l (Free) In d ex Fu n d1 5 . - - K imber ly C la rk Co rp . s to ck

1 6 . - - Micro so f t Co rp . co mm o n s to ck1 7 . - - Mo n san to Co . s to ck

E D i v i d e n d PI QA Interes t M T

A Interest K T

A Interest J TN o n e K W

A Interest N TN o n e M TN o n e J T

A D i v i d e n d K TC D i v i d e n d M TB D i v i d e n d K TB D i v i d e n d K TA D i v i d e n d J TC D i v i d e n d L T

B D i v i d e n d K TA D i v i d e n d J T

1. Incom e Gain C o des: A -$ 1,00 0 o r Ics s B = $1,001 - $2 ,500 C = $2 ,5 01 - $5 ,00 0 D =$5,001 - $15,000{ Se e C olu m ns B I an d I M) F = $5 0,0 01 - $ 10 0,0 00 G -$ 10 0. 00 1 - $ 1. 00 0.0 00 H I = $1 ,0 00 ,0 01 - $ 5, 00 0,0 00 H2 =More than $5.000,000

2. Value Codes J -$15,000 or less K = $15 ,001 - $ 50 .000 L = $ 50,001 - $ 100,000 M = $ I 0O,001 - $250,000( S e e C o l u m n s C I a n d D 3 ) N =$250.001 - $500.000 O =$500,0OI - $1.000,000 PI =$1.0~O,001 - $5,1)00,000 P 2 =$5 ,000,001 - $25 .000.000

P3 -$25.000,001 - $50,00~.000 P4 =More than $50,000,0003. Value Method Codes Q =A ppr a i s a l R =C ost (R eal Esta te On ly) S =A sse ssm ent T =C ash Marke t

{Se c Co lu m n C2 ) U = Bo o k Va lu e V - O ~h e r W = Es l im a tcd

E =$15 ,001 - $50,000


17/24


N a m e o f P e r s o n R e p o r ti n gGranade, Callie V.

D a t e o f R e p o r t6/16/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of.filing instructions)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g(including t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(~) (2)Place "(X)" a fter each asset A moun t Type (e.g.,

exempt from prior disclosure C o d e 1 div. , rent ,( A - H ) or i n t . )

Gross value at endo f r e p o r t i n g p e r i o d(i) (2)

V alu e V alu eC o d e 2 Method(J-P) C o d e 3( Q - W )

(1 )Type (e.g.,buy , s e l l ,

redemption)

T r a n s a c t i o n s during report ing p e r i o d

(2) (3) (4)D a t e V a l u e G a i n

m m!dd /yy C od e 2 C o d e I( J - P ) (A-H)

I d e n t i t y o fbuyer/seller

(if privatet r a n s a c t i o n )

1 8 . -- Nestle Spon ADR stock (see note) B Dividend1 9 . - Pepsico Inc. NC stock C Dividend20 . -- Powershares ExchangeTr. Fund A Dividend21 . -- Powershares W ater Res PTF A Dividend

L TM T

K T

L T22 . - - Royal Bank o f Sco t land se r Q A D i v i d e n d K2 3 . - - S h e r w i n W i l l ia m s C o . O h i o s t o c k A D i v i d e n d K

TT

24 . - - T arget Corp. s to ck A Dividend K T25 . - - The Advisory Board Co. stock None K T26 . - - U.S. Bancorp comm on stock A Dividend L T27 . -- Lauderdale Cnty & Florence, AL Health B I n t e r e s t RedeemedRev Bond28 . - - Alabam a St Se r A G e n l Ob l Bond C I n t e r e s t L T29 . - - Seariver Mari time Def lnteres t Debenture None M Tzero coupon30 . -- BAC CapitalTrust B I n t e r e s t K T31. -- JPM Chase Cap XVI B I n t e r e s t K T32. - - USB Cap VI B I n t e r e s t K T

33. - -Am e r ic an Am cap A Mu tu a l F und A Dividend L T34. - -American Growth Fund of America A A Dividend K TMutual Fund

07/01/10 K A

I. I n c o m e G a i n Codes : A = $1.009 o r less B = $1.001 - $2 ,500 C = $2 .5 01 - $5 ,00 0 D =$5,001 - $15.000( S e e C o l u m n s B I a n d I M ) F =$5 0.00 1 - $100 .000 G =$1 00.0 01 - $1.0 00.0 00 HI =$1.000.(JOl - $5.000.000 1t 2 =More than $5.000.000

2 . Va lu e Co d e s J =$15.000 or less K =$15,001 - $50.000 L =$50.001 - $100.000 M =$10O.001 - $250.000( S e e C o l u m n s C I and D3) N =$250.001 - $500,000 O =$ 50 0.0 01 - $ 1.0 00 .0 00 P I = $1 .0 00 .0 01 - $ 5.0 00 ,0 00 P 2 =$5 ,000.001 - $25 .000.000

P3 =$25.000.001 - $50,009,000 P4 =More than3. Value Mclhod Codes Q =A ppr a i s a l R =Cost (Real Eslale Only) S = A s ~ s s m c n t T = Ca s h M a r k e t(See C o lumn C 2) U = Bo o k Va lu e V Other W = Es l im a te d

E =$15.001 - $50,000


18/24


N a m e o f P e r s o n R e p o r ti n gG r a n a d e , C a l l i e V .

Date of Repor t6/16/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, Palue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f il ing instructions. )N O N E ( N o reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(I) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g .,exempt f rom pr ior disclosure Code I d i v . , r e n t .( A - H ) o r i n t . )

G r o s s v a l u e a t e n dof repor ting pedod(I) (2)Value ValueC o d e 2 M e th o d

(J-P) C o d e 3( Q - W )

(1 )T y p e ( e . g . ,buy, se l l ,

redemption)

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)

D a t e Value Gainmm!dd/yy C o d e 2 Code 1

O - P ) (A-H)

(5 )I d e n t i t y o f

buyer/seller( i f p r i v a t et r a n s a c t i o n )

35 . - A m e r i c a n I n v C o . o f A m e r i c a A M u t u a l A D i v i d e n dFund- M & I Marsha l l & I l s ley Ban k C D B Interest Redeemed 03/15/10 L

- - So u thwes t Ban k o f St . L o u i s CD B Interest Redeemed 03/15/10 L

3 8.3 9.40 .41 .42 .43 .44 .45 .4 6.

47 .48 .49 .

50 .51 .

- A l l s ta te L i f e Var iable A nnui ty N o n e LM o r g a n S t a n le y R e t i r e m e n t A c c o u n t A D i v i d e n d L- - Al li an z CCM C ap Ap p rec B Mu tu a l Fu n d N o n e- - M a n a g e r s C a d e n c e C a p p A p p A A D i v i d e n d L( M P A F X )- -Mo rg an Stan ley L iqu id Asse t Fu n d A Interest J

TT

M e r g e d ~ 07/08/I 0 K(w i th l ine 41)O p e n 07/08/I 0 K

1/12 m ineral r ights , parcel in Washing tonCounty , AL4 0% in te res t in Dap hn e Off ices , L L CDap hn e , AL (s ee n o te )15 .62 5% in te res t in o f f ice b ld g , BayMin e t t e , AL (s ee n o te )34% in t in Sou th Baldw in Of f ices , LLCFo ley , AL (s ee n o te )1 6 . 2 4 % i n t e re s t i n S t o c k t o n O a k s , L L C ( s e enote )I/6 in terest in property inMagno l ia Spr ings , A LI /3 in ter es t in r ea l es ta te parcel #1 inW ashin g to n C ty , ALI /3 in ter es t in r ea l es ta te parcel #2 inW ashin g to n C ty , ALI /2 in t in r l es t . parcel #3 in W ashing tonCty, AL

D

CD

N o n e J W

R en t M SRent L SRent L QN o n e K WN o n e K WN o n e L W

N o n e J WN o n e J W

1. Income Gain Codes: A = $ 1,000 or less B = $1,001 - $2 ,500 C = $2 ,5 01 - $5 ,00 0 D =$5.001 - $15 ,000( See Colurnns B 1 and D 4 ) F = $ 50.0~ I - $ 100,0~ G = $ 100,001 - $ 1,000,0~ H 1 =$ 1 .000.001 - $ 5 .~0 .000 H 2 = M ore than $ 5,00~.000

2 . Va lu e Co d e s J =SI5,000 or less K =$15,001 - $50.000 L =$50,001 - $100,000 M :$100.001 - $250.000( S e e C o l u m n s C I a n d D 3 ) N =$250.001 - $500,000 O =$500,001 - $1,090,0~0 PI -$1,000.001 - $5.1)00,000 P 2 =$5 .0~0.001 - $25 .000.009

P 3 $25 ,000,001-$50,000.000 P 4 More than$50.000,0003. Value Method Codes Q =A ppr a i s a l R =Cost (Real Estate Only) S =As~cssmcnl Y =Cash Market

( s e c C o l u m n C 2 ) U = Bo o k Va lu e V - O t h e r W = Es l im a tcd


19/24

FINANCIAL DISCLOSURE REPORTPage 7 of 19_


Date of R e p o r t6/16/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, ralue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f il ing instructions. )N O N E ( N o reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d(i) (2)

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u nt T y p e (e . g . ,e x e m p t f r o m p r io r d i s c l o s u r e Code I d i v . , r e n t ,( A - H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(i) (2)Value ValueC o d e 2 M e th o d

( J - P ) C o d e 3( Q - W )

(~ )T y p e ( e . g .,buy , s e l l ,

r e d e m p t i o n )

T r a n s a c t i o n s d u r in g r e p o r ti n g p e r i o d(2) (3) (4)

D a t e V a l u e Gai nm m / d d ! y y C o d e 2 C o d e

( J- P ) (A - H)

(5 )I d e n t i t y o fbuye r / s e l l e r

( i f p r i v a t et r a n s a c l i o n )

52 . A m e r i t m d e I R A D Int . /Div . N T53 .

54 .55 .56 .57 .58 .59 .60 .61 .62 .63 .64 .65 .66 .

67 .68 .

- - F a i r h o l me F u n d

- -F i r s t Eag le Global Fund Class

-F i r s t Eag le Gold Fund C lass I ( see no te)

- - F o r e si d e F D S V C S L L C W i n t e r g re e n F D

-- Ivy Funds Sc ience and Techno logy ClassA

Bu y( add l )So ld( p a r t )Bu y( add l )Bu y( add l )Bu y( add l )Bu y( add l )Bu y( add l )Bu y( add l )Bu y( add l )Bu y( add l )Bu y( add l )Bu y

( add l )Bu y( add l )So ld

So ld(par t )So ld

04/21110

05/20/I 0 I

12/14/1012/17/1012 /2 9 /100 2 / 1 2 1 1 0 ~

02/12 /1002/19 /1003/15/1004108/I 0

12/17/1012/17/101 2/29 /1 002 /10 /10

01/29 /1002 /2 6 / I 0

JK

J

J

JKK

JK

JJJ

JJ

KK

I. In co m e Gain C o d es: A = $1,000 o r less B = $1,0O I - $ 2 ,500 C =$2.501 - $5,000 D =$5,0OI - $15 ,000( S e e C o l u m n s B I a n d D 4 ) F =$50.001 - $100,000 G =$100.001 - $1.000.000 H I =$ 1. 00 0. 00 1 - $5 .0 00 ,0 0 0 H 2 ~ M o re th an $5 ,0 0 0, 00 0

2. Value Codes J - $ 1 5 ,0 ~0 o r l e s s K -$15.001 - $50,000 L - $ 5 0 .0 0 1 -(S Co lu m n s C I a n d D3) N =$250.001 - $500,000 O =$500,001 - $1.000.000 PI =$1J)O0.001 - $5,000,000 P 2 =$5 ,000,001 - $25 ,0~1,000

P3 =$25.000.0~1 - $50.000,000 P 4 =M or e than $50.00~ .0003. Value ~.kthod Codes Q =A ppr a i s a l R =Cost (Real Estalc Only) S = As s e s s m e n t T = Ca s h Ma rk e t(Sc C o lumn C 2) U = Bo o k Va lu e V = O lh c r W - E~l lm a tc d

E =$15.001 - $50,0OO


20/24


N a m e o f P e r so n R e p o r t i n gGranade, Cal l ie V.

D a t e o f R e p o r t6/16/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and depend ent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g( i nc l udi ng t r us t asse t s) r e p o r t in g p e r i o d

(1) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure C o d e I die., rent,( A - H ) or in t . )

G r o s s v a l u e a t e n do f r epo r t ing pe r iod(I) (2)

V a lu e V a lu eC o d e 2 M e t h o d

( J - P ) C o d e 3( Q - W )

(I )Type (e.g.,

b u y , se l l ,redemption)

Transac t ions du r ing r epo r t ing pe r iod

(2) (3) (4)D a t e V a l u e Gai n

m m / d d / y y C o d e 2 C od e I( J - P ) (A-~)

(5 )I d e n t i t y o f

buye r / s e l l e r( i f p r iva te

t r a n s a c t i o n )

69 . - Ameritrade Cash Account70 .71 .

72 .

73 .74 .

75 .

76 .77 .

78 .79 .

80 .

81 .82 .83 .

84 .85 .

- - Mat t h ew s P ac i f i c T i g e r

-- Pimco Stockplus SH Strat Fund

Sold 01/29/10 K

Sold 02 /12 /10 K( p a r t )Buy 11/08/10 K(addl)Bu y 12/06/10 J(ad d q)Bu y 12/10/10 J

(addl)Bu y 02 /03 / I 0 JBu y 0 2 / 0 8 / 1 0 J( add l )Bu y 02 /16 /10 K( add l )Bu y , 0 3 / 0 3 / 1 0 J( add l )Bu y 03 /19 /10 J( add l )So ld 04 /14 /10 J(part )Bu y 0 5 / I 8 / 1 0 J( add l )Bu y 05 /2 1 / I 0 J( add l )Bu y 05 /2 7 / I 0 J( add l )Bu y 106/01/10 J( add l )Bu y 06/18 /10 J( add l )

I. Income Gain Codes:(Se e Co lu m n s B I a n d I )4 )

2, Value Codes(Se e Co lu m n s CI a n d D3)

3. Value Method Codes(Se e Co lu m n C2 )

A :$ 1 .0 0 0 o rF :$50.001 - $100.000J $15 .0 00 o r le s sN :$ 2 5 0 .0 0 1 - $ 5 0 0 .0 0 0P 3 = $ 2 5 . 1 h 3 0 .0 O I - $50.090.000Q - Apprai~lU = Bo ~k Va lu e

B =$1,001 - $2 ,500G =$100,001 - $1,000,000K =$15.001 - $50,000O $ 5 0 0 .0 0 1 - $ 1 ,0 0 0 .0 0 0R =Cost (Real E~tate Only)V = O th e r

C =$2,501 - $5,000H I =$ 1.000.001 - $5L -$50,(~11 - $ 100,000P I = $ 1,000.001 - $5P4 =More than $50,0~0,000S - A s , , c s s m c mW = E s t i m a t ~

D = $ 5 .0 0 1 - $ 1 5 .0 00H2 =More thanM =$100,0( }1 - $250,000P 2 =$5 ,000,001 - $25 .000.000T - C a s h M a r k e t

E =$15,001 - $50,000


21/24


N a m e o f P e r s o n R e p o r t in gGran ade, Callie V.

Date of Report6/16/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i . c o r ~ e , v a l u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i nc l udi ng t r us t asse t s) r e p o r t i n g p e r i o d

(i) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I d iv . , r en t ,( A - H ) or in t . )

G r o s s v a l u e a t e n do f r e p e r t i n g p e r i o dO) (2)

V a l u e V a l u eC o d e 2 M e t h o d

( J - P ) C o d e 3( Q - W )

(1 )Type (e.g.,

buy, sell,redemption)


(2) (3) (4)D a t e Value Gain

m m /dd /yy C ode 2 C ode I(J-P) (A-H)

( 5 )I d e n t i t y o f

b u y e r / s l l e r( i f p r iva te

t r a n s a c t i o n )

86 .

88 .

89 .

90 .91 .92 .93 .94 .95 .96 .

97 .98 .9 9 .100.

1 0 1 .

-- Turner Emerging Gr owth Fund--Permanent Portfolio Fund Com

- - Royce Fund Microcap Investment CL

102. - - S P D R G o l d T r G o l d S H S C l o s e d E n dFund

Bu y( add l )Bu y( add l )Bu y

( add l )So ld(par t )So ld(part )Sold(par t )Sold(par t )So ldBu y( add l )Bu y( add l )Bu y( add l )Bu y

Sold(part )Sold(part )Bu y( add l )Bu y( add l )

06/2 5 /1008125/1009 /17 /1011/03/1011/05/1012/02/1012/16/10

05 /2 0 / I 002 /2 6 / I 008 /2 5 /101 2/0 9 /1 001/07 /1002/09/I 005 /10 /1012/09/I 0

12/29/10

J

J

J

J

J

J

J

J

J

J

J

J

J

J

K

J

I . Income Gain Codes: A = $1,000 or less B = $1,001 - $2 ,500 C = $2,501 - $5 .0~ 0 D =$5 ,001 - $15 ,000( S e e C o l tm m s B I a n d D 4 ) F =$50.0~1 - $100.000 G =$100,001 - 51,000.000 HI = 5 1 ,0 0 0 .0 O I - $ 5 , 0 0 0 , 0 0 0 H2 =More than $5,000,000

2. Value Codes J =$15,0~0 or less K =515,001 o 550,000 L -$50.0~ I - $ 100,000 M =$ 100,0~ I - $250,000(Se e Co lu m n s CI a n d D3) N =$250.001 - 5500.009 O =550~.001 - $1,000,0~0 PI = $ 1 .0 0 ~.0 ~1 - $ 5 ,0 ~0 ,0 ~0 P 2 =$5 ,000.001 - 525 ,00~ .000P3 $ 2 5 .0 0 0 .0 0 1 - 5 5 0 .0 ~3 ,0 0 0 p4 = M or e than $50,0~0,0~0~ R =Cost (Real E~tate Only) T = Ca s h Ma rk e t3 . \ a lu e Mc th o d Co d e s Q = A ppr a i sa l S = As s e s s m e n t(Se e Co lu m n C2 ) U = Bo o k Va lu c V = O th e r W = Es t im a ted

E =$15.001 - $50,000


22/24


N a m e o f P e r s o n R e p o r t in gGran ade, Callie V.

D a l e o f R e p o r l6 / 1 6 / 2 0 1 1

V I I. I N V E S T M E N T S a nd T R U S T S - i n c ~ m e ~ v a ~ u e ~ t r a n s a c t i ~ n s t ~ n c ~ u d e s t h ~ s e ~ f s p ~ u s e a n d d e p e n d e n ~ c h i ~ d r e n ; s e e p p ~ 3 4 - 6 ~ i n g i n s t r u c t i ~ n ~ - )N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(I) (2)Place "(X)" af t er each as set A m o u n t Type (e.g.,

exempt from prior disclosure C o d e 1 div., r ent ,(A-H) o r in t . )

Gross value at endo f r e p o r t i n g p e r i o d(1) (2)

V a lu e V a lu eC o d e 2 M e th o d

(J-P) C o d e 3( Q - W )

O)T y p e ( e . g . ,b u y , s e l l ,

redemption)


(2) (3) (4)D a t e V a l u e G a i n

m m / d d / y y C od e 2 C od e IO-P) (A-H)

( 5 )I d e n t i t y o f

buye r / s e l l e r( i f p r iva tetran~ction)

103. -IShares Silver Trust104. -Powershares DB Agriculture Fund

Sold 12/21/10 L( p a r t )Sold 02/24110 K

105. -United State Nat Gas Fund Com Sold 02/12/10 J106 . -B lackrock Fds Energy & Res Por t I107. Trust #1 (see note)(See Part I, Line I)108. Trust #2 (see note)109. - Southwest B ancshares stock

None M T

None PI Q

Buy 12/23/10

110. Morgan Stanley Smith Barney CitigroupaccountI I I. - - Genw orth Life & Annuity annuity None112. Stone, Granad e & Crosb y, P.C. 401(k) (seenote) M113. - -Vanguard Prime Money Market114. Royalty Interest, Delhi Field Unit, Delhi,LA. (X) None

Sold 07/21/10 J A JC Petrolm RoyaltyUnit

1. Income Gain Codes: A =$1.00~ o r l e~s B = $ 1.0 01 - $2 ,50 0 C = $2,501 - $5 ,00 0 D =$5,001 - $15,0~0( See C o lumns B I and EM ) F = $ 5 0 , 0 ~ I - $ 1 0 0 , 0 0 ( } G =$ 100.001 - $1.000.000 H 1 =$1.0~0,0~ 1 - $ 5 . 0 ~ 0 . 0 0 0 H2 =More than $5.0~0,000

2. Value Codes J =$15,0~0 or less K =$15,001 - $50.000 L = $50,001 - $100,000 M = $ I0 0 ,0 0 l - $ 2 5 0 ,0 0 0{ S e e C o l u m n s C I and D3) N =$250,001 - $509 .090 O = $5 00 .0 01 - $ 1,0 00 .0 09 P I = $1 .0 00 ,0 ~1 - $ 5,0 00 ,0 00 P 2 =$5 .000.001 - $25 .000.000

P3 =$25.00~ .091 - $50.00~ .0~0 P4 =More than $50,0~).00~3. Value Method Codes Q = A ppr a i sa l R - C o s t (Rca l Est a t e O n l y ) S = As s e s s m e n t T = C a s h M a r k e t

[Sc e Co lu m n C2 ) U = Bo o k Va lu e V = O th e r W = Es t im a ted

E =$15 ,001 - $50,0~0


23/24

IFINANCIAL DISCLOSURE REPORT I N a m e o f P e r ~ o n R e p o r t i n g Date of ReportPage 1 1 of 1:2

] G r a n a d e , Callie V.6 / 1 6 / 2 0 1 1

V III . ADDITIONAL INFORMAT ION OR EXPLANATIONS.Pan I , L ine 2 : I have been a m em ber o f the Board o f D i r ec to r s o f the Federal Judges A sso c ia t ion s ince 2005. I have been an o f f icer s ince 2009 . I have no tp rev io u s ly rep o r ted the p o s i t io n becau se I d id n o t u n d ers tan d i t t o be a rep o r tab le p o s i tio n .

Par t VI I , L ine 1: A ppraisa l ( s tock valuat ion) o f s tock value as of 9/30/2010.P a r t V I I , L i n e 5 : V i r g i n i a P r o p e r t i e s o w n s ~ _ . ~ o f r e a l e s ta t e i n B a l d w i n C o u n t y , A l a b a m aP a r t V I I , L i n e 4 4 : D a p h n e O f f i ce s , L L C o w n s a n o f f ic e b u i l d in g i n D a p h n e , A L , l a s t a p p r a i s e d o n 8 / 6 / 0 2 f o r $ 3 0 0 , 0 0 0 . T a x v a l u a t io n f o r 2 0 0 9 w a s $ 3 2 5 , 3 0 0 .4 0 % o f $ 3 2 5 , 3 0 0 = $ 1 3 0 , 1 2 0 .Par t VI I , L ine 45: O f f ice Bui ld ing in Ba y Minet te , A L ow ner ship in ter es t has no t changed . T he in ter es t r epor ted las t year (15 .25%, inc luded a typ ographical er ro r .I t sho u ld have been rep o r ted as 15 .62 5%). The bu i ld in g an d p ro p er ty was g iven a p ro p er ty t a x e v a l u a t io n b y t h e R e v e n u e C o m m i s s io n e r o fBald win Co u n ty o f $4 16 ,000 in 2 010 . 15 .62 5% o f 4 16 ,000 i s $65 ,000 .Par t Vl l , L ine 46: Sou th Baldw in O f f ices , LLC ow ns an o f f ice bu i ld ing and lo t in Fo ley , A L , las t appraised in A p r i l 2002 fo r $200,000. Tax valuat ion fo r 2010w as $264 ,500. 34% of $264 ,500 i s $89 ,930. .P a rt V II , L i n e 47 : St o ck to n O a k s , L L C o w n s is i n N o rt h B a ld w in C o u nt y, A L w it h a n e st im a te d v al ue o f $2 2 3 ,0 0 0. 1 6.2 4 % o f $ 2 23 ,0 0 0 is $ 3 5,6 8 0.Par t Vl l , L ine 64 : F i r s t Eag le Gold Fund Class A , r epor ted on the F inanc ia l Disc losure Form fo r 2009 w as ex changed fo r F i r s t Eag le Gold Fund CI I on 6/14 /10.Par t VI I , L ine 107 The on ly a sse t in Trus t #1 i s a permanen t l i fe insu rance po l icy .Par t VI I , L ine 108 : The on ly asse t in Trus t #2 i s s tock o f Sou thw es t Bancshares , some o f w hich w s a g i f t f rom a r e la t ive , and the r es t purchases . The value o f thet rus t i s der ived f rom an appraisa l o f the s tock value as o f 09 /30/2010. There i s no incom e f rom the t ru s t cu r ren t ly g o in g to an y rep o r tab lebenef ic iary .Par t VI I , L ine 112 : This i s a 401(k) p lan a t l aw f i rm.


24/24



D a te o f R e p o r t6/16/201 I

IX. CERTIFICATION.I c e r t if y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i s

a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f, a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r t he r c e r t if y t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h ha v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q ., 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S[ Call ie V. G ranad e

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L S IF I E S O R F A I LS T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

callie v granade financial disclosure report for 2010

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