cambridge university press 978-0-521-86097-0 - modern treaty...
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A new edition of a book first published in 2000. Written from the
viewpoint of an experienced practitioner, it provides a comprehen-
sive account of the law of treaties. As such, it is the first, and only,
book of its kind. Aust provides a wealth of examples of the problems
experienced with treaties on a daily basis, not just when they are the
subject of a court case. The numerous precedents from treaties and
other treaty-related documents are invaluable for the practitioner.
The book aims to supply the reader with a full understanding of
treaties. Technical language is avoided as far as possible, making the
book accessible to non-lawyers. Although not primarily an acade-
mic work, there is still plenty to interest and inform students and
academics, including those specialising in political science, interna-
tional relations or diplomacy.
anthony aust is a former Deputy Legal Adviser of the Foreign
and Commonwealth Office, London. He is now a visiting professor
at the London School of Economics and other academic institu-
tions; a consultant on international and constitutional law to gov-
ernments and international organisations, and with the London
solicitors, Kendall Freeman.
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MODERN TREATY LAW
AND PRACTICE
S E C O N D E D I T I O N
A N T H O N Y AU S T
London School of Economics; Kendall Freeman, London; formerly DeputyLegal Adviser, Foreign and Commonwealth, London
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cambrid ge universit y press
Cambridge, New York, Melbourne, Madrid, Cape Town, Singapore, São Paulo, Delhi
Cambridge University PressThe Edinburgh Building, Cambridge CB2 8RU, UK
Published in the United States of America by Cambridge University Press, New York
www.cambridge.orgInformation on this title: www.cambridge.org/9780521678063
© Anthony Aust 2007
This publication is in copyright. Subject to statutory exceptionand to the provisions of relevant collective licensing agreements,
no reproduction of any part may take place withoutthe written permission of Cambridge University Press.
First edition published by Cambridge University Press 2000Reprinted five times
Second edition published by Cambridge University Press 2007
Printed in the United Kingdom at the University Press, Cambridge
A catalogue record for this publication is available from the British Library
ISBN 978-0-521-86097-0 hardbackISBN 978-0-521-67806-3 paperback
Cambridge University Press has no responsibility for the persistence oraccuracy of URLs for external or third-party internet websites referred to
in this book, and does not guarantee that any content on suchwebsites is, or will remain, accurate or appropriate.
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For Kirsten
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CONTENTS
Foreword to the first edition by Sir Arthur Watts xxiiiPreface to the second edition xxviArticles of the Convention cited in the text xxviiiTable of treaties xxxiiTable of MOUs xlviiiTable of cases lGlossary of legal terms lvList of abbreviations lix
Introduction 1How to use this book 4
The footnotes and references 4
Emphasis 5
Errors, omissions, comments and material 5
1 Vienna Convention on the Law of Treaties 1969 6Flexibility of the Convention 7
Scope of the Convention 8
Treaties with or between other subjects of international
law 8
International organisations 8
Oral agreements 9
No retrospective effect 9
State succession, state responsibility and the outbreak
of hostilities 10
Bilateral and multilateral treaties 10
The Convention and customary international law 11
To what extent does the Convention express rules
of customary international law? 12
vii
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Effect of emerging customary law on prior treaty rights
and obligations 13
Reference material on the Convention 14
2 What is a treaty? 16Definition of ‘treaty’ 17
‘an international agreement’ 17
‘concluded between states’ 18
‘in written form’ 19
‘governed by international law’ 20
‘whether embodied in a single instrument or in two or
more related instruments’ 22
‘whatever its particular designation’ 23
A treaty does not have to be signed 24
Memorandum of Understanding 25
Exchange of notes 27
Protocol 27
Optional Protocol 28
Less usual treaty names 28
Colloquial names 29
Treaties between states governed by, or referring to,
domestic law 30
Pactum de contrahendo 31
Modus vivendi 31
3 MOUs 32Evidence of intention to conclude (or not conclude) a treaty 33
Content 34
Express provisions as to status 34
Circumstances in which the instrument was concluded 35
Registration and non-registration 36
Disagreement as to status 37
The practice of states 38
Commonwealth states 38
European Union states 38
The United States 39
How and why MOUs are used rather than treaties 42
viii contents
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Confidentiality 43
Lack of formality 45
Amendment 45
Termination 46
Dispute settlement 46
Interpretation 47
Agreements with non-states 47
Dangers in using MOUs 47
Respect for MOUs may be seen as less important than for
treaties 47
Possible lack of care in drafting 48
Lack of implementing legislation 48
Difficulty in finding MOUs 49
Are MOUs really treaties? 49
Are MOUs ‘soft law’? 52
The possible legal consequences of MOUs 53
Estoppel 54
MOUs in domestic courts 55
4 Capacity to conclude treaties 58Odd cases 59
The Cook Islands and Niue 59
Vatican City/Holy See 60
Taiwan 61
Palestine 61
TRNC 62
Western Sahara 63
Federations (and analogous entities) 63
Belgium 65
Scotland and Northern Ireland 66
Bosnia and Herzegovina, Republika Srpska and the
Federal Republic of Yugoslavia 67
Hong Kong and Macau Special Administrative Regions 67
Overseas territories 71
Agreements with the parent state or between
its overseas territories 74
contents ix
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5 Full powers 75Credentials 76
Meaning of full powers 76
General rule 77
Bilateral treaties 77
Multilateral treaties 78
When full powers are never required 78
General full powers 79
Procedure 80
Sending full powers by telegram, fax or e-mail 82
Proxy signature 82
Invalid acts 83
6 Adoption and authentication 84Adoption 84
Bilateral treaties 85
Treaties adopted at international conferences 85
Consensus 86
Authentication 89
Bilateral treaties 89
Multilateral treaties 89
Treaties adopted within an international organisation 90
Final Act 91
When is a treaty ‘concluded’? 92
7 Consent to be bound 94Participation in a treaty 94
Signature 96
‘Open for signature’ 98
Signature ad referendum 98
Place of signature 98
Doubt about signature 100
Initialling 100
The Dayton Agreement 101
Witnessing 101
Exchange of instruments constituting a treaty 102
Ratification 103
x contents
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Exchange or deposit of instruments of ratification 105
Conditional ratification? 106
No obligation to ratify 106
Period for ratification 106
Ratification of part of a treaty 107
Instrument of ratification 107
Who can sign it? 107
Form and content of an instrument of ratification 108
Place of deposit of instruments 109
Acknowledgment and date of deposit 109
Acceptance or approval 109
Provisional or definitive application 110
Accession 110
Preconditions for accession 111
Any other agreed means 113
‘Signatory’, ‘party’, ‘signed-up to’ and ‘adherence’ 114
The ‘all states’ and ‘Vienna’ formulas 115
Rights and obligations prior to entry into force 116
Obligation not to defeat the object and purpose of a
treaty prior to its entry into force (Article 18) 117
Withdrawal of consent to be bound before entry
into force 119
Withdrawal and re-ratification? 121
Unratified treaties 121
Development of treaties 121
Framework treaties 122
Measures 122
International tribunals 124
8 Reservations 125Interpretative declarations 126
Political declarations 129
Disguised reservations 129
Reservations 131
Bilateral treaties 131
Multilateral treaties 132
Reservations generally not prohibited 133
contents xi
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Exception (a): the reservation is prohibited by the
treaty 134
Exception (b): the treaty provides that only specified
reservations may be made 135
Exceptions (a) and (b) do not apply, and the reservation
is incompatible with the object and purpose of the treaty
(compatibility test) 136
Acceptance of, and objection to, reservations 138
Plurilateral treaties 139
Constituent instrument of an international
organisation 139
All other cases 140
The law before the Convention 140
The rules of the Convention 141
The legal effect of reservations and objections to
reservations 143
Some unresolved issues 144
Reservations to human rights treaties 146
Treaty-monitoring bodies 150
Some ways of minimising the problem of reservations 151
Procedure 153
Reservations 154
Objections to reservations 155
Withdrawal of reservations and of objections to
reservations 156
Functions of the depositary in relation to reservations 156
Treaties with provisions on reservations 157
Treaties silent as to reservations 158
Late reservations 158
Can a reservation be made on ‘re-accession’? 159
The International Law Commission study 160
9 Entry into force 162Express provisions 163
No provision or agreement on entry into force 168
Date of entry into force 168
Ratification after the treaty has entered into force 169
Who determines the date of entry into force? 170
xii contents
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Time of entry into force 170
Date from which the treaty speaks 171
Effect of withdrawal of an instrument or extinction of
a state 171
Reservations attached to instruments 172
Provisional application 172
Preparatory commissions 175
Retroactive effect of a treaty 176
Revival of a treaty 177
10 Treaties and domestic law 178Duty to perform treaties 179
Constitutional provisions 181
Monism 183
France 183
Germany 184
The Netherlands 185
Poland 185
Russia 185
Switzerland 186
Dualism 187
UK constitutional practice 189
Scotland and Northern Ireland 192
Interpretation and application of treaties by UK
courts 193
EU law and the United Kingdom 194
Other dualist states 194
Is one approach better? 195
The United States 196
Treaties as the law of the land 197
Hierarchy of norms 198
Interpretation of treaties by US courts 198
Implementation by states of the United States 199
11 Territorial application 200Territorial extension clauses 202
Bilateral treaties 202
contents xiii
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Multilateral treaties 202
Transfer of an overseas territory 205
Declaration on signature or ratification 205
UK practice 206
Application of a treaty to an overseas territory alone 209
Objections to territorial extensions 209
Political sub-divisions of metropolitan territory 209
Territorial clauses 210
Federal clauses 211
Federal reservations or statements 212
Hong Kong and Macau Special Administrative Regions 213
12 Successive treaties 215Bilateral treaties 216
Multilateral treaties 216
Express provisions 218
The treaty prevails over all other treaties, past and
future 219
The treaty is subordinate to an earlier one 220
The parties shall not enter into later inconsistent
treaties 220
An existing treaty shall not be affected 221
For parties to the treaty it prevails over earlier treaties 223
Compatible supplementary treaties are permitted 224
Comprehensive provisions 225
The best of both worlds 226
Neutral provisions 226
The residual rules of Article 30 227
13 Interpretation 230Article 31 (General rule of interpretation) 233
Article 32 (Supplementary means of interpretation) 233
Article 31 234
Paragraph 1 (basic rule) 234
Paragraph 2 (context) 235
Paragraph 3 (subsequent agreements and practice) 238
Subsequent agreements 238
xiv contents
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Subsequent practice 241
Relevant rules of international law 243
Special meaning 244
Article 32 (Supplementary means of interpretation) 244
Other supplementary means of interpretation 248
Implied terms 249
Interpretation of treaties in more than one language 250
Article 33 253
14 Third states 256General rule 256
Treaties providing for obligations for third states 257
Treaties providing for rights for third states 257
Erga omnes status or regime 258
Revocation or modification of obligations or rights of third
states 259
Rules in a treaty becoming binding on third states through
international custom 260
Third state nationals 260
15 Amendment 262Bilateral treaties 264
Multilateral treaties 266
Automatically and comprehensively binding amendment
mechanisms 266
Deemed acceptance of amendment 270
The percentage problem 270
No effective amendment procedure 271
Review clauses 272
Residual rules 272
Proposal to amend a treaty as between all the
parties 272
Supplementary treaties 273
Agreement to modify a multilateral treaty between
certain parties only 274
Amendment before entry into force 275
contents xv
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16 Duration and termination 277Express provisions 278
Indefinite duration with right to terminate 278
Duration for a fixed period with possibility of
extension 281
Indefinite duration with conditional right to
withdraw 281
Duration until a specific event 283
Duration for a specified period of years with no provision
for extension or withdrawal 283
Extension of treaties 283
Comprehensive clauses 284
Differing termination formulas 286
Duration for an indefinite period with no withdrawal
clause 286
Transitional provisions 286
Termination or withdrawal by consent 288
Reduction of parties below the number necessary for entry
into force 289
No provision for termination or withdrawal 289
Termination or suspension by conclusion of later
treaty 292
Termination or suspension for breach 293
Bilateral treaties 293
Multilateral treaties 294
Material breach 295
Fundamental breach 296
Supervening impossibility of performance 296
Fundamental change of circumstances (rebus sic
stantibus) 297
Paragraph 1 298
Paragraph 2 299
Paragraph 3 300
Procedure 300
Article 66 301
Instruments for termination, withdrawal or
suspension 301
Consequences of termination, suspension or withdrawal 302
Miscellaneous 303
xvi contents
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Obligations imposed by international law independently
of a treaty 303
Separability of treaty provisions 304
Loss of rights by acquiescence 304
Can one validly withdraw from a treaty and then immediately
accede to it? 305
Other grounds for termination 305
By implication 305
Execution 306
Desuetude (disuse) or obsolescence 306
Extinction of the international legal
personality of a party 307
Severance of diplomatic or consular relations 307
Outbreak of hostilities 308
17 Invalidity 312Violation of internal law on competence to conclude
treaties 312
Violation of specific restrictions on authority to express
consent 315
Error 315
Fraud 316
Corruption 316
Coercion of a representative of a state (duress) 317
Coercion of a state by the threat or use of force 317
Peace treaties 318
Conflict with a peremptory norm of general international
law (jus cogens) 319
‘Unequal treaties’ 320
Consequences of invalidity (other than for jus cogens) 321
Procedure 321
General points 322
Separability of treaty provisions 323
Loss of rights by acquiescence 323
18 The depositary 324Bilateral treaties 324
Designation of the depositary 325
contents xvii
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One or more states as depositary 326
An international organisation as depositary 327
The UN Secretary-General as depositary 328
Duty to act impartially 329
Functions of the depositary 331
Notifications and communications 334
The depositary as state 334
Correction of errors 335
Administrative functions 338
19 Registration and publication 339Registration 339
Registration regulations and procedure 341
Associated documents 343
Joint registration 343
Legal effect of registration or non-registration, and disputes 344
Publication 346
Publication by the United Nations 347
Publication by states 348
Other sources of treaty texts 350
Treaty indexes 351
20 Dispute settlement and remedies 352Voluntary settlement 352
Negotiations and consultations 352
Involvement of third parties 354
Conciliation 354
Compulsory binding settlement 355
Arbitration 355
Judicial settlement 358
Failure to provide for a compulsory dispute settlement
mechanism 360
Remedies 361
Countermeasures 362
Objects and limits of countermeasures 364
Proportionality 364
Procedural conditions 365
Sacrosanct obligations 366
xviii contents
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21 Succession to treaties 367Vienna Convention on Succession of States in respect of
Treaties 1978 368
Customary law principles 369
Former colonies and other overseas territories 372
The two German states 374
The former Soviet Union 375
Russia 375
Former Soviet republics 376
The Baltic States 377
Former Yugoslav republics 378
Bosnia and Herzegovina, Croatia, Macedonia and
Slovenia 378
The Federal Republic of Yugoslavia (Serbia and
Montenegro) 379
Former Czechoslovakia 381
The European Community 383
Multilateral treaties: role of the depositary 384
‘Yugoslavia’ 384
Date of succession 385
Domestic implications of treaty succession 385
Hong Kong and Macau 386
Continued application of treaties 386
Multilateral treaties 387
Bilateral treaties with third states 390
Legal effect of the arrangements for third states 391
22 International Organisations 392Establishment by treaty 393
Interpretation of the constituent instrument 394
Membership 396
International legal personality 398
Treaties between states and international organisations or
between international organisations: the 1986 Convention 399
Negotiation of multilateral treaties 403
Treaties adopted within an international organisation 403
UN Sixth Committee 404
UN International Law Commission 404
contents xix
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UN Specialised Agencies 405
Regional international organisations 405
Authentication of treaties adopted within an international
organisation 406
Responsibility for the acts of an international
organisation 406
Dispute settlement 407
United Nations 408
UN Specialised Agencies 409
Staff disputes 410
Human rights treaty-monitoring bodies 410
Special cases 411
The European Community/European Union 414
What’s in a name? 414
Capacity of the EC and the EU to conclude treaties 417
23 Drafting and final clauses 420Title 421
Name 421
Purpose 421
Preamble 424
Bilateral treaties 424
Multilateral treaties 424
Preambular paragraphs 425
MOUs 427
Main text 427
Layout 428
Headings 429
Numbering 429
Paragraph numbering 430
Cross-references 430
Footnotes 431
MOUs 431
Terminology 431
Definitions 432
Privileges and immunities 432
Table of contents 433
Final clauses 434
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MOUs 435
Relationship to other treaties 436
Settlement of disputes 436
Amendment and revision 436
Status of annexes 436
Signature 437
Ratification 438
Accession 438
Entry into force 439
Duration and denunciation, withdrawal or
termination 439
Provisional application 439
Territorial application 439
Reservations 440
Depositary 440
Registration 440
Authentic texts 441
Testimonium 441
Bilateral treaties 442
MOUs 444
Attachments 444
Exchanges of notes 445
MOUs 446
Procedure 447
Drafting techniques 448
How to begin 449
Style 449
Numbering 450
Languages 450
Amendment/consolidation 450
Substance 451
Presenting the draft 451
Appendices 453A Vienna Convention on the Law of Treaties 1969 453
B Single instrument treaty 488
C Single instrument MOU 489
D Model single instrument MOU 492
contents xxi
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E Treaty constituted by an exchange of notes 493
F Model exchange of notes recording an understanding 495
G Treaty and MOU terminology: comparative table 496
H Credentials 497
I Full powers 498
J General full powers 499
K Final Act of the Vienna Conference 500
L Instrument of ratification 503
M Certificate of exchange of instruments of ratification 505
N Model exchange of notes correcting an error 506
O Procès-verbal of rectification 507
P UN Registration Regulations 508
Q List of overseas territories 513
Index 515
xxii contents
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FOREWORD TO THE FIRST EDITION
The law of treaties is one of the branches of international law whose roots
go back furthest in time. With the emergence of political communities
came the need for them to deal with each other, to settle questions in
dispute without having to go to war, to arrange the consequences of
success or failure after a war had been fought, to strike alliances, organise
matters of trade, settle territorial limits to their power, and so on. For
such matters they needed from early times some accepted rules covering
two matters, the sending of envoys and the making of agreements. Both
have remained central to the conduct of what we now call international
relations.
Over centuries, the rules and practices governing those agreements
have evolved into the modern law of treaties. The evolutionary process is a
continuing one. A book on the law of treaties written at the end of the
nineteenth century is recognisably about the same subject as its equivalent
written today. Yet, while the general body of the law remains broadly
stable, times change and bring with them changes in the law. International
organisations have emerged as significant actors in the treaty-making
process; multilateral treaties are nowadays concluded more frequently,
and have more parties, than used to be the case – a reflection of the enor-
mous increase in the number of states during the course of the present
century – and there have been great technological changes, especially in
communications, which have noticeably affected the process by which
treaties are negotiated and concluded.
The modern law is now authoritatively set out in the Vienna
Convention on the Law of Treaties 1969, and in its parallel Convention of
1986 on treaties made by international organisations. They are, however,
not only far from a complete code on the subject, they are also not free
from continuing controversy even in respect of matters which they do deal
with (such as the vexed topic of reservations, which the International Law
Commission is presently studying once again, having previously reported
xxiii
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on the matter in 1951); moreover, as is so often the way, new issues have
arisen which were not envisaged when the principal Vienna Convention of
1969 was concluded. A new book on the law of treaties, surveying the
subject some thirty years after the Vienna Convention was concluded, is
timely.
What, however, makes the present volume particularly welcome is its
manifest concern with the practical aspects of the law of treaties.
Undoubtedly the law of treaties exercises a great intellectual fascination.
Many issues directly or indirectly raise large questions of legal theory.
Furthermore, some treaties are of enormous historical significance, like
the Peace of Westphalia of 1698 and the Treaty of Rome of 1957. But it
must always be recalled that treaties are essentially instruments for regu-
lating by agreement the myriad day-to-day affairs of states. International
travel and broadcasting, international posts and telecommunications,
international trade – these and many other matters, which are usually
taken for granted, are dependent upon a network of often very detailed
treaties, both bilateral and multilateral.
For this array of treaties – essential for the conduct of international
relations, but seldom eye-catching – the negotiating process is well
established. So too are most of the relevant legal rules. But however well
developed international rules and processes may be, they have a practi-
cal dimension to which much less attention is usually paid. This is
doubly unfortunate. The true significance of many rules is illuminated
by being seen in the perspective of their application in practice, while
the steps which need to be taken in applying the rules can be as
important as the rules themselves, going far to explain why many things
are as they are.
It is the great virtue of this volume that in looking at the law and its
practical context, it grounds the treatment of the law of treaties firmly in
the real world of international relations, foreign ministries and diplomacy.
That is the world about which Anthony Aust is exceptionally well qualified
to write. As one of the senior legal advisers in the Foreign and
Commonwealth Office,1 who has served not only in London but also in
diplomatic posts abroad (including as Legal Adviser to the United
Kingdom Mission to the United Nations in New York from 1988 to 1991),
he brings to this book a wealth of experience on all aspects of treaty law
xxiv foreword to the first edition
11 He retired as Deputy Legal Adviser in 2002.
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and practice. That experience, and the insights which flow from it,
pervade every chapter.
Everyone concerned with treaties and the law relating to them, whether
on a day-to-day basis, occasional practitioners in the field, or as outside
observers of the treaty process, will benefit greatly from Anthony Aust’s
up-to-date and practical treatment of the subject. I warmly commend this
volume, which is a welcome addition to the literature in this field.
Sir Arthur Watts KCMG QC
London, January 1999
foreword to the first edition xxv
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PREFACE TO THE SECOND EDITION
I am, in plainer words, a bundle of prejudices – made up
of likings and dislikings.2
The first edition of this book was written and published when I was still
employed by the British Diplomatic Service. Although I was generally
allowed to express my own views, being still a public servant, I had some-
times to exercise restraint. Since retiring in 2002, I have been free to say
and write what I like. Although I hope I am no more prejudiced than
anyone else, in this edition I can give more of my personal views.
Identifying them is a simple matter; merely compare what I said in the first
edition with what I say now, as on reservations made on ‘re-accession’.
Although this edition may look much like the first, since it follows its
general form and layout, every page has changes, some substantial; and
even a few corrections. A lot of the material has been updated. Some argu-
ments have been refined, for example, on the legal rationale for MOUs.
New material has been added, for example, the use of MOUs in litigation;
the treaty-making capacity of some odd ‘states’, such as the Cook Islands,
the Vatican, Taiwan and Palestine; Article 46; the effect of hostilities on
treaties; third state nationals and treaties; ‘unsigning’ a treaty; reviving a
treaty; and so-called unequal treaties. Given their increasing importance
for treaties, there is a new chapter on international organisations, includ-
ing an attempt to explain the sometimes baffling role in treaty-making
played by the European Community/Union. The long passage on Hong
Kong and treaties has been updated and distributed among three chapters:
capacity, territorial application and succession. Even some of the quota-
tions are new. The bibliography has been omitted.
In response to popular request, the tables of treaties, MOUs and cases
list the pages where the each instrument or decision is referred to. They are
xxvi
12 Charles Lamb, Essays of Elia (1823), ‘Imperfect Sympathies’.
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also listed using the name by which they are more commonly known,
thereby, making them that bit easier to find. Knowing how most people
work today, whenever possible a reference to an online source is given,
whether it be the registration number of a treaty published in the UNTS;
ILM (accessible also online with ‘Athens’); or a website.
I have again to thank my wife, Kirsten Kaarre Jensen, for her support.
But, since this edition was prepared when she was away at work, not when
I came home from my office, her quality time has not been so badly
affected.
Unless otherwise indicated, all views expressed in this book are my own.
But, for this edition, various people have provided valuable facts and
material: Jill Barratt, Paul Berman, Alan Boyle, Elise Cornu, Francis
Delon, Susan Dickson, James Ding, Gabrielle Dumont, Novella Galli,
Joanna Harrington, Frank Hoffmeister, Jan Klabbers, Pieter-Jan Kuiper,
Don Mackay, Adeline Pillet, Jean-Claude Piris, Peter Slinn, André Surena,
Andrew Townend, Luzius Wildhaber and Susan Williams. I am sorry if I
have omitted anyone.
No lawyer can work effectively without a well-run library. I therefore
wish to thank the staff of the FCO Legal Library, as well as of the Library of
the Institute of Advanced Legal Studies, London. I also owe a big debt to
Nevil Hagon and his colleagues in the FCO Treaty Section, and Arancha
Hinojal of the United Nations Treaty Section, for helping me with infor-
mation, finding material, and for reading and commenting on drafts on
the practical aspects of treaties.
My thanks also go to Finola O’Sullivan, Richard Woodham and Wendy
Gates of Cambridge University Press, and Elizabeth Doyle for copyediting
and Maureen MacGlashan for compiling the index.
I must again express my appreciation to the following for giving per-
mission to reproduce certain of the Appendices: A, B and E (the Controller
of the Her Majesty’s Stationary Office; C (the Austrian and British
Ministries of Defence); H, I and L (the Foreign and Commonwealth
Office); and K and P (the United Nations).
preface to the second edition xxvii
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Article Page
11 8
12 482
(1)(a) 9, 16, 180, 402
(b) 103, 108
(c) 76, 80
(d) 129, 131
(e) 84, 158
(f) 94
(g) 94, 105, 110 n. 68, 162, 449
(h) 256
(i) 392
(2) 110 n. 65
13 263
(a) 9
(b) 400
(c) 8, 400
14 9–10, 93, 155, 317, 319, 394
15 9, 90, 154, 227, 278, 394, 400, 403
16 58, 394
17 83
(1) 7
(2) 78–9, 83
18 83
19 84–5, 403
10 89, 91
11 95, 113
12 24, 96, 98, 100
13 24, 102
14 104, 109
xxviii
ARTICLES OF THE CONVENTION CITED IN THE TEXT
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Article Page
15 110
16 105, 334
17 107
18 2, 117, 120, 180
19 125, 133–6, 138, 143–4, 154, 158
20 125, 133, 143–4
(1) 139, 155
(2) 139
(3) 139, 396
(4) 141–4, 157
(5) 142–4, 153–5, 157, 159
21 125, 133, 143–4, 153
22 125, 133, 156
23 125, 133, 143, 144, 153
24 334
(1) 163
(2) 168
(3) 169
(4) 117, 162
25 172–3
26 94, 179–80, 353
27 138, 147–8, 180, 315
28 176
29 199, 202, 206
30 93, 218, 223, 227–9, 293
(1) 220
(2) 228
(3) 216, 218
(4) 224, 228, 274
(5) 275
31 10 n. 16, 12, 37, 127, 146, 193, 231–5, 244–5, 394
(1) 234, 245
(2) 47, 57, 128, 235–8
(3) 47, 57, 238–44, 263
(4) 244
32 12, 127, 146, 193, 231–3, 235, 244–9, 394
33 193, 253–4, 394
articles of the convention xxix
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Article Page
34 256, 260
35 257, 259–60
36 257, 259–60, 288
37 259–60, 288
38 258, 260
39 264
40 10, 227, 272–4, 394
41 10, 216, 228–9, 272–4, 289
42 277, 305, 322
43 303
44 322
(1) 304
(2) 304
(3) 304
(4) 304, 316–17, 323
(5) 304, 317, 319, 323
45 301, 322–3
(a) 304–5
(b) 299, 305
46 312–14, 323
47 83, 312, 315, 323
48 312, 315–16, 323, 336–7
49 312, 316, 323
50 312, 316–17, 323
51 312, 317, 323
52 12, 312, 317–18, 323
53 312, 319–20, 322–3
54 278, 288
55 289
56 397
(1)(a) 290
(b) 290–1
(2) 290
57 288
xxx articles of the convention
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Article Page
58 10, 216, 289
59 93, 215–16, 227–8, 292–3
60 10, 12, 13, 229, 293, 295, 402
61 13, 293, 300, 303
(1) 10, 296
(2) 297
62 12–13, 290, 293–4, 297–300, 402
63 307
64 312, 319–20, 322–3
65 293–4, 300–2, 321–2
66 156, 293–4, 300–1, 322
67 293–4, 300–2
68 293–4, 302
69 321
70 302–3
71 320
72 303
73 10, 303, 321, 362, 367
74 308 n. 134
75 318
76 325, 329
77 440
(1) 332, 334, 440
(2) 331–3
78 332, 334
79 316, 336–8
80 333, 344
81 98, 111, 116
82 438
83 98
84 111, 163, 168, 170
85 254, 440
Annex 354
articles of the convention xxxi
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TABLE OF TREATIES
Where appropriate, a treaty is listed under either the name or acronym by
which it is most commonly known, or the subject matter is mentioned first.
AJIL ......................American Journal of International Law
ATS .......................Australian Treaty Series
CoE.......................Council of Europe
CTS.......................Consolidated Treaty Series
EHRR ...................European Human Rights Reports
ETS/CETS.............European Treaty Series/Council
of Europe Treaty Series
Herslet ..................Hertslet’s Commercial Treaties
ILM.......................International Legal Materials
ILR........................International Law Reports
LNTS ....................League of Nations Treaty Series
TIAS .....................Treaties and Other International Acts
Series (United States)
OJ .........................Official Journal of the European Community/Union
UKTS....................United Kingdom Treaty Series
UNTS ...................United Nations Treaty Series
Multilateral treaties
AETR II Agreement 1970 (993 UNTS 143 (No. 14533)) 152
Agreement concerning the Adoption of Uniform Technical Prescriptions for
Wheeled Vehicles, Equipment and Parts which can be Fitted and/or
Used on Wheeled Vehicles and the Conditions for Reciprocal
Recognition of Approvals Granted on the Basis of these Prescriptions
1958 (335 UNTS 211 (No. 4789)) 422
Agreement on Succession 2001 (2262 UNTS 253 (No. 40296); ILM (2002) 1)
102, 381, 385
xxxii
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