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CARBON ISOTOPE ANALYSIS OF MAMMALIAN HERBIVORE TEETH FROM A 10 MILLION-YEAR-TIME SPAN, INCLUDING THE MID MIOCENE CLIMATIC OPTIMUM, FLORIDA By MICHELLE MARIE BARBOZA-RAMIREZ A THESIS PRESENTED TO THE GRADUATE SCHOOL OF THE UNIVERSITY OF FLORIDA IN PARTIAL FULFILLMENT OF THE REQUIREMENTS FOR THE DEGREE OF MASTER OF SCIENCE UNIVERSITY OF FLORIDA 2018

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CARBON ISOTOPE ANALYSIS OF MAMMALIAN HERBIVORE TEETH FROM A 10 MILLION-YEAR-TIME SPAN, INCLUDING THE MID MIOCENE CLIMATIC OPTIMUM,

FLORIDA

By

MICHELLE MARIE BARBOZA-RAMIREZ

A THESIS PRESENTED TO THE GRADUATE SCHOOL

OF THE UNIVERSITY OF FLORIDA IN PARTIAL FULFILLMENT OF THE REQUIREMENTS FOR THE DEGREE OF

MASTER OF SCIENCE

UNIVERSITY OF FLORIDA

2018

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© 2018 Michelle Marie Barboza-Ramirez

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To my parents, who instilled in me a sense of wonder and a love of learning.

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ACKNOWLEDGMENTS

I would like to begin by thanking my advisor, Bruce MacFadden, for not only

providing invaluable guidance for the development of this thesis but encouraging me to

pursue my projects in science communication, diversity, and women's studies. My other

committee members Andrea Dutton and Marta Wayne also helped me develop the skills

necessary for conducting this study, and I thank them for their patience and

encouragement.

I thank all contributors to the completion of this work. Sean Moran, Dr. Jay

O’Sullivan, Dr. Larisa DeSantis, and Dr. Bruce MacFadden contributed unpublished

isotope data to this study.

The curators of the vertebrate paleontology collections of the Florida Museum of

Natural History allowed me access to the materials used in this study, and Dr. Richard

Hulbert helped in identifying and cataloging material relevant to this study that had not

yet been accessioned. The members of my lab group provided much feedback

throughout the two years of developing and writing this thesis.

Funding for this work was provided by the National Science

Foundation (1115210, 1547229) in support of the Integrated Digitized Biodiversity

Collections (iDigBio) project at the University of Florida. Support was also provided by

the Vice President for Research and Department of Geological Sciences at the

University of Florida.

Finally, I would like to thank my family and my fiancé, who have supported me in

every way.

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TABLE OF CONTENTS page

ACKNOWLEDGMENTS .................................................................................................. 4

LIST OF TABLES ............................................................................................................ 7

LIST OF FIGURES .......................................................................................................... 8

LIST OF ABBREVIATIONS ............................................................................................. 9

ABSTRACT ................................................................................................................... 11

CHAPTER

1 INTRODUCTION ........................................................................................................ 13

Background ............................................................................................................. 13

Stable Isotopes ....................................................................................................... 15 A Review of δ13C .................................................................................................... 15

C3, C4, and CAM Photosynthesis ..................................................................... 15 δ13C values of Vegetation ................................................................................. 18 δ13C values of Fossil Tooth Enamel ................................................................. 20

A Review of δ18O .................................................................................................... 22 Paleoenvironment ............................................................................................ 22

Precipitation and Aridity .................................................................................... 22 Miocene Ecology and the Mid Miocene Climatic Optimum ..................................... 23

Cenozoic Climate Trends ................................................................................. 23 Origin and Expansion of C4 Vegetation ............................................................ 24

2 MATERIALS AND METHODS ................................................................................... 27

Sample Selection .................................................................................................... 27 Tooth Selection ................................................................................................ 27 Fossil Localities ................................................................................................ 29

Sample Pretreatment and Analysis ......................................................................... 33

3 RESULTS ................................................................................................................... 35

δ13C: Results ........................................................................................................... 35 δ13C values in Early to Mid Miocene Florida ..................................................... 35 δ13C values by Taxa and Feeding Habit ........................................................... 37

δ18O: Results .......................................................................................................... 39 Average δ18O values in Early to Mid Miocene Florida ...................................... 39

δ13C and δ18O by Site ............................................................................................. 41

4 DISCUSSION ............................................................................................................. 43

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Paleoecology of Mid Miocene Florida ..................................................................... 43

No Evidence for C4 Vegetation in Florida During the MMCO ............................ 43

Evidence of Open Canopy System ................................................................... 43 Aridity ............................................................................................................... 45 Local Meteoric Water ....................................................................................... 46

Herbivore Diets ....................................................................................................... 46 Ungulate Species Richness and Composition .................................................. 46

Further Research: Mean Annual Precipitation ........................................................ 46

5 CONCLUSION ........................................................................................................... 48

APPENDIX

A ISOTOPE DATA ........................................................................................................ 49

B VALIDITY OF LEGACY DATA ................................................................................... 56

C WOMENS STUDIES: THE FEMMES OF STEM ....................................................... 64

Summary ................................................................................................................ 64 Introduction ............................................................................................................. 64 Background ............................................................................................................. 65

Perceptions of Scientists .................................................................................. 65 History of Women in Science and Feminist Science Studies ........................... 66

Research ................................................................................................................ 67 Product And Press .................................................................................................. 68

Mentorship .............................................................................................................. 70 Conclusion .............................................................................................................. 70

LIST OF REFERENCES ............................................................................................... 72

BIOGRAPHICAL SKETCH ............................................................................................ 85

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LIST OF TABLES

Table page 2-1 Taxonomic representation of mammalian herbivores from 7 Mid Miocene

sites in Florida. ................................................................................................... 28

3-1 Average carbon isotope values of sites sampled................................................ 35

3-2 Results of Kruskal-Wallis rank sum test on the δ13C data from all sites under study. .................................................................................................................. 37

3-3 Average oxygen isotope values of sites sampled. .............................................. 40

3-4 Results of Kruskal-Wallis rank sum test on the δ18O data from all sites under study. .................................................................................................................. 41

B-1 Taxonomic representation of mammalian herbivores resampled from the late Miocene Love site in Florida. .............................................................................. 57

B-2 Results of Kruskal-Wallis rank sum test on the δ18O data from all sites under study. .................................................................................................................. 59

B-3 Results of Kruskal-Wallis rank sum test on the δ18O data from all sites under study. .................................................................................................................. 60

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LIST OF FIGURES

Figure page 1-1 Histogram showing normal distribution of δ 13C values from C3 and C4 plants.. . 18

1-2 Average carbon isotope values in terrestrial foodwebs for herbivorous mammals. ........................................................................................................... 19

2-1 Chronologic scale and map of Early to Mid Miocene Fossil Sites in Florida. ...... 30

3-1 Box and whisker plot for δ13C (V-PDB) values of sites sampled.. ....................... 36

3-2 δ13C (V-PDB) values of herbivore tooth enamel by feeding habit. ..................... 39

3-3 Box and whisker plot for δ18O (V-PDB) values of sites sampled. Dark orange: Northern site, light orange: Southern site. .......................................................... 40

3-5 δ13C (V-PDB) plotted against δ18O (V-PDB), by site. ......................................... 42

4-1 Variation of δ13C values in plants, reflected in δ13C enrichment of herbivores feeding on vegetation.. ....................................................................................... 44

4-2 Variation of δ18O values in plants, reflected in δ18O enrichment of herbivores feeding on vegetation.. ....................................................................................... 44

4-3 Interpretation of mean annual precipitation based on carbon isotope composition of fossil tooth enamel.. .................................................................... 47

B-1 Original δ13C data compared with new δ13C data. .............................................. 59

B-2 Original δ18O data compared with new δ18O data. .............................................. 60

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LIST OF ABBREVIATIONS

CAM Crassulacean acid metabolism, also referred to as the CAM photosynthesis carbon fixation pathway

FLMNH Florida Museum of Natural History

M1 Upper first molar

m1 Lower first molar

M2 Upper second molar

m2 Lower second molar

M3 Upper third molar

m3 Lower third molar

Ma Millions of Years

MAP Mean Annual Precipitation

MMCO Mid Miocene Climatic Optimum

NALMA North American Land Mammal Age

P4 Upper fourth premolar

p4 Lower fourth premolar

pCO2 Partial pressure of carbon dioxide

UF Denotes specimen housed in the collections of the Florida Museum of Natural History at the University of Florida

UF/FGS Denotes specimen housed in the collections of the Florida Museum of Natural History at the University of Florida, accessioned from the Florida Geologic Society

UF/TRO Denotes specimen housed in the collections of the Florida Museum of Natural History at the University of Florida, accessioned from the Timberlane Research Organization

V-PDB Vienna Pee Dee Belemenite, international reference standard for reporting isotope values

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δ 13C abundance of 13C relative to 12C, reported in parts per mil (‰) relative to V-PDB

δ 18O abundance of 18O relative to 16O, reported in parts per mil (‰) relative to V-PDB

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Abstract of Thesis Presented to the Graduate School of the University of Florida in Partial Fulfillment of the Requirements for the Degree of Master of Science

CARBON ISOTOPE ANALYSIS OF MAMMALIAN HERBIVORE TEETH FROM A 10

MILLION-YEAR-TIME SPAN, INCLUDING THE MID MIOCENE CLIMATIC OPTIMUM, FLORIDA

By

Michelle Marie Barboza-Ramirez

August 2018

Chair: Bruce MacFadden Major: Geology

Stable carbon and oxygen isotopes of fossil tooth enamel are used here as a

proxy to reconstruct the diets and ecology of terrestrial herbivores from Florida in a ten

million year time span covering the Mid Miocene Climatic Optimum (MMCO) in order to

better understand the effect of this global climate event on regional terrestrial ecology;

specifically its effect on the spread of C3 and C4 vegetation in the Southeastern US.

Specimens herbivorous mammals within the orders Perissodactyla, Artiodactyla, and

Proboscidea are analyzed across 7 localities spanning the Southern to Northern

boundaries of the state. The age of the sites ranges from late Early Miocene

(Hemingfordian) through Middle Miocene (Clarendonian), or about 18 Ma to 9.5 Ma

years, providing a view of Florida ecology in “steady state” preceding, during, and

following the event. Results show an average of less than a 2‰ change on average in

either carbon or oxygen isotopes from the sites throughout this period. Mean δ 13C

values across the sites range from -9.67‰ to - 11.75‰, indicating a dominant C3 diet

for the animals sampled, likely in open environments. In Florida, the effect of the MMCO

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is limited and there is no indication of an early radiation of C4 grasses prior to the

worldwide radiation of C4 dominated ecosystems around 8 Ma.

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CHAPTER 1 INTRODUCTION

Background

Stable isotope analysis of carbon and oxygen from fossilized bone and tooth

material is used by vertebrate paleontologists to understand paleodiet (Wang, Y.,

Cerling, 1994), paleoecology (MacFadden and Cerling, 1996; Clementz and Koch,

2001; MacFadden and Higgins, 2004), and paleoclimate (Bryant et al., 1994). Carbon

isotope values of animal tissue reflect the carbon signal in plants comprising the diet of

the animal being sampled (Quade, Cerling, et al., 1992; Wang, Y., Cerling, 1994; Koch

et al., 1997), while oxygen isotope values reflect the composition of water being drunk

by the animal (Bryant and Froelich, 1995), which in turn serves as a proxy for aridity

(Levin et al., 2006), and amount of precipitation (Dansgaard, 1964).

Organic collagen in bone is rarely found in fossils older than late Pleistocene age

(Van der Merwe, 1982) and the remaining mineral portion of the bone is highly porous,

making it prone to introduction of secondary chemicals such as carbonate dissolved in

groundwater which can alter its carbon values (Kohn and Cerling, 2002; Schoeninger

and DeNiro, 1982). Thus, analysis of dental apatite (hydroxylapatite) from fossilized

tooth enamel is most common. It is worth noting that δ18O values are more prone to

diagenetic alteration in biogenic apatite than δ13C (Kohn and Cerling, 2002).

This study looks at the results of carbon and oxygen isotopes from a sample of

mammalian herbivore teeth from taxa in terrestrial sites spanning the majority of the

Miocene throughout the state of Florida in order to examine the effects of the Mid

Miocene Climate Optimum (MMCO). The MMCO was a period of intense global

warming that spanned from 18.5 Ma to 14.5 Ma (Zachos et al., 2001; Barnosky et al.,

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2003), but has so far been examined mainly in the context of marine ecosystems. Using

the extensive vertebrate paleontology collections from the Florida Museum of Natural

History (FLMNH), this study will provide a record of terrestrial ecosystems in the period

leading up to, during, and following this global climate event.

A total of 203 samples of dental apatite from fossilized mammalian herbivore

teeth from 6 Miocene age Florida fossil sites (Table A-1) are included in this study. Two

well-studied sites serve as end members to the study: Thomas Farm (17.5 Ma) and the

Love Bone Bed (9.5 Ma). These sites are two of the richest samples of Tertiary

vertebrate life in eastern North America (Hulbert Jr., 2001). The other localities from

which specimens are analyzed do not have extensive publications associated with

them, but are mentioned in related works (Webb and Hulbert, 1986), field guides

(Morgan and Pratt, 1988; Morgan, 1989), and in a figure from Hulbert's Fossil

Vertebrate of Florida (2001).

The purpose of this paper is to present the results of carbon isotopic analysis

from mammalian herbivore teeth of middle Miocene Florida in order to examine how the

MMCO affected the terrestrial ecology of Florida. Specifically, this paper is interested in

exploring the response of C3 and C4 vegetation during a period of intense global climate

change. Current understanding of the spread of C4 vegetation is that while this pathway

evolved independently in various taxa throughout the Cenozoic, C4 dominated

ecosystems did not expand until the late Miocene; however, evidence for an earlier

radiation of these ecosystems has been presented. Given that the factors under which

C4 vegetation outcompetes C3 are the same factors being taken to extreme during the

MMCO, it is an interesting time to study. Previous isotope work of herbivorous

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mammals in Florida has examined the period preceding the MMCO (Moran, 2014;

O’Sullivan, 2013) and the period during which C4 ecosystems expand overall

(MacFadden, 1999; MacFadden and Cerling, 1996) , leaving a 10 million year gap in our

knowledge of the paleoecology and climate of Miocene Florida. An extensive collection

of specimens in the FLMNH makes this study possible. Though their representation in

published literature is scarce, fossils from this time period in Florida are not lacking.

Carbon isotopes sampled from specimens of fossil teeth will serve as a proxy for

understanding the ecology of mid Miocene Florida, and my expectation is to see a

significant shift in local δ13C and δ18O values in response to the MMCO.

Stable Isotopes

Stable isotope analysis is conducted by comparing the ratio of two isotopes from

an element to that of a laboratory standard. In this case, the abundance of 12C/13C or

16O /18O ratios to belemnites from the Vienna Pe Dee Belemnite (V-PDB). The

calculation for deriving these ratios is as follows:

δX = [(Rsample/Rstandard)−1] × 1000. (1-1)

Where X is the δ 13C or δ 18O value, and R represents the abundance of the

heavy isotope relative to the light isotope, reported per mil (‰) relative to V-PDB.

A Review of δ13C

C3, C4, and CAM Photosynthesis

Due to the differential fractionation of carbon between plant groups with different

methods of CO2 fixation, carbon isotope ratios of animal tissue such as bone collagen

and biogenic apatite are a distinct marker for the diet of herbivores (Tykot, 2004; Kohn,

1999; DeNiro and Epstein, 1978; Wang et al., 1994). Carbon fixation in vegetation is

possible by photosynthesis using the metabolic pathway of either C3, C4, or

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crassulacean acid metabolism (CAM) carbon cycles, each of which results in a distinct

δ12C /δ13C ratio in plants (O’Leary, 1981; Farquhar et al., 1989). This signal carries

through to the animals who eat them, and the predators who eat those animals in turn

(Ben-David and Flaherty, 2012).

Plants that evolved using C3 fixation predate plants using C4 and CAM fixation by

several hundred million years: C3 plants first appear in the Paleozoic, while the first C4

and CAM plants appear in the Cenozoic (Osmond et al., 1982; Monson, 1989;

Ehleringer and Monson, 1993). C4 and CAM photosynthesis are both derived from C3,

but each have evolved independently within different taxa (Christin et al., 2008) and

have adapted to account for shortcomings in the C3 plants– specifically, the inability to

successfully function in hot, dry conditions.

Plants using the C3 photosynthetic pathway, otherwise known as the Calvin

Cycle, include trees, shrubs, and cool season grasses. The carbon fixing enzyme

employed by these plants is ribulose biphosphate carboxylase (rubisco) (Ehleringer and

Monson, 1993). Rubisco is not completely efficient however, as it will fix O2 instead of

CO2 during photorespiration, despite the fact that this results in no glucose for the plant.

Rubisco’s affinity to O2 increases under warmer conditions, which is compounded by

the fact that under these same conditions a plants stomata will close. This is done to

preserve water from evaporating through its pores, but it also prevents CO2 from

diffusing in and O2 from diffusing out. Thus, C3 plants do best under moderate

conditions.

The C4 pathway, also called the Hatch-Slack Cycle, and the CAM pathway

evolved to minimize photorespiration, allowing plants to better survive in high-

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temperature and low-CO2 environments (Hatch, 1971). This is accomplished by

separating CO2 fixation and the Calvin Cycle into different cell types in C4 plants, and

separating these steps between night and day in CAM plants. CAM plants do not

account for a significant amount of vegetation consumed by herbivores, however, so

they will not be explored further in this study.

C4 plants includes tropical grasses, sedges, and economically important species

such as maize, sugarcane, sorghum, and switchgrass. C4 grasses currently dominate

wide regions of the Earth, and it is estimated that they account for up to 25% of global

annual terrestrial primary production (Still et al., 2003). The C4 photosynthetic pathway

results in an enrichment of the heavy carbon isotope 13C, resulting in a higher mean

δ13C value relative to C3 plants.

The history of C4 photosynthesis reveals that along with multiple origins, the

development of this mode of photosynthesis experienced reversals and demonstrated a

significant lag time between the evolution of the C4 pathway and the formation of C4

dominated ecosystems (Strömberg, 2005; Christin et al., 2008). One theory regarding

the dramatic change in vegetation of the late Miocene considers the effects of CO2.

While the C3 plants evolved in a CO2-rich atmosphere (Edwards, Osborne, et al., 2010),

C4 plants evolved in an environment where the global climate has been considerably

different. The depletion of atmospheric CO2 in the mid-Cenozoic negatively affected the

efficiency and rate of carbon uptake in C3 plants (Edwards, Osborne, et al., 2010) while

studies have shown that C4 species are favored in reduced atmospheric CO2

(Ehleringer et al., 1997). The Late Miocene, the time in which C4 grasslands expanded,

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has been shown to have undergone a worldwide reduction in CO2, correlating with this

hypothesis.

The distribution of vegetation in the world at present also reflects this line of

thought: plants with C3 photosynthetic pathways are concentrated at high latitudes and

altitudes which can provide them with high pCO2 while plants with C4 photosynthetic

pathways take over the tropical to subtropical lowlands, where heat and low pCO2

prevent C3 vegetation from thriving. Other literature, however, finds mean annual

temperature as the main factor governing the altitudinal distribution of C3 and C4 grass

species (Bremond et al., 2012).

δ13C values of Vegetation

The differences in the physiology of C3 and C4 plants results in distinct carbon

isotope signatures (Figure 1-1). The δ13C values of C4 plants range from -9‰ to -19‰

with a mean of -13.0‰ while C3 plants range from -22‰ to -35‰ with a mean of -

27.0‰ (Deines, 1980; Boutton, 1991; Ehleringer and Monson, 1993; Koch, 1998a;

MacFadden, 2000; Dawson et al., 2002; Fung et al., 1997).

Figure 1-1. Histogram showing normal distribution of δ 13C values from C3 and C4 plants. Values based on Cerling et al. (1997), figure based on Tipple and Pagani (2007).

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These values are reflected in the carbon isotopic composition of herbivores

(DeNiro and Epstein, 1978; Kohn, 1999) with a consistent enrichment factor of +14‰

(Figure 1-2) (Kohn and Cerling, 2002; MacFadden and Cerling, 1996). Because the

isotopic ranges of C3 and C4 plants do not overlap, the isotopic signatures of animals

with a pure C3 or C4 diet will also be distinct, and animals with intermediate δ13C values

can be interpreted as mixed feeders (Macfadden et al., 1999; Koch, 1998a; Cerling and

Harris, 1999).

Figure 1-2. Average carbon isotope values in terrestrial foodwebs for herbivorous mammals. Values based on Deines (1980), Cerling and Harris (1999), and (MacFadden and Cerling, 1996); figure based on Tykot (2004)

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While photosynthetic pathway is the main control on the carbon isotope values of

plants, it is not the only factor at play. The availability of water, light, and nutrients

affects photosynthetic rates, causing isotope signatures to vary even within plants using

the same pathway (Ben-David and Flaherty, 2012; O’Leary, 1981). An increase in light

availability and nutrient values will result in higher δ13C values, while an increase in

water availability results in lower δ13C values (Heaton, 1999; Farquhar et al., 1989).

These factors being controlled in part by local environment, it follows that a gradient of

δ13C values exists between individual biomes. Vegetation in temperate grasslands and

open canopy environments have less shade to protect them from heat and water stress,

resulting in higher δ13C values compared to vegetation within forested environments,

which experience not only higher levels of shade but also higher levels of humidity,

resulting in lower δ13C values (Van der Merwe, 1982; Cerling and Harris, 1999; Cerling

et al., 2004a). In what is referred to as the canopy effect, leaves in the upper canopy of

forests have 3-4‰ higher δ 13C values than vegetation in the undergrowth (van der

Merwe and Medina, 1991; Heaton, 1999; Cerling et al., 2004b). Variations due the

aforementioned factors may affect δ13C values by 1 or 2‰ (Heaton, 1999).

The isotopic composition of a plant is controlled not only by the isotope

fractionation accompanying CO2 incorporation and the factors affecting the health of the

plant, but by the isotopic composition of the CO2 source itself. When considering

isotope composition from fossils, climatic changes affecting the concentration of

atmospheric CO2 may also play a part in the interpretation of δ13C values.

δ13C values of Fossil Tooth Enamel

Carbon from feeding sources is incorporated into vertebrate tissue during

skeletal formation, thus the isotopic signature of vegetation is preserved in mammalian

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bone, enamel, and dentine (Kohn, 1999; Ben-David and Flaherty, 2012; Longinelli,

1984; Clementz, 2012; DeNiro and Epstein, 1978). The dominant mineral composition

of this substance is Ca10(PO4)6(OH)2, where carbonate (CO3)-2 substitutes in place of

phosphate to form a common variation of apatite, hydroxylapatite. Because bone is

highly porous, it is prone to introduction of secondary chemicals such as carbonate

dissolved in groundwater which can alter its initial carbon isotope values (Schoeninger

and DeNiro, 1982; MacFadden and Cerling, 1996). Dentine and enamel are less

susceptible to diagenesis as dentine has a similar size crystalline structure but much

lower porosity than bone, and enamel has both larger crystalline structure and lower

porosity (Quade, Cerling, et al., 1992; MacFadden et al., 1994; Koch et al., 1997; Wang

et al., 1994; Kohn and Cerling, 2002).

The isotopic composition of bioapatite will reflect an enrichment factor specific to

the feeding habit of an animal. Studies show carnivores and small mammals undergo a

consistent enrichment factor of ~9‰ (Lee-Thorp et al., 1989; Koch, 1998a) while large

herbivores show a consistent offset of ~14‰ (Cerling and Harris, 1999; Kohn and

Cerling, 2002). The dietary habits of herbivores further affect the δ13C values recorded:

browsers feed on trees and shrubs, which primarily use the C3 photosynthetic pathway,

resulting in lower δ13C values, grazers feed on grasses, which at lower latitudes (<

~40°) primarily use the C4 pathway, resulting in higher δ13C values (Figure 1-2).

Therefore, for the analysis of herbivore diet interpretation of δ13C values is as follows:

> –2 ‰ : dominantly C4 feeders (grazing taxa)

–2 ‰ to –8 ‰ : intermediate feeders (grazing and browsing)

< -8 ‰ : dominantly C3 feeders (browsing taxa)

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A Review of δ18O

Paleoenvironment

While carbon isotope values recorded in an animals body serve as a proxy for

diet, oxygen isotope values reflect local precipitation via the water being ingested by an

animal; this in turn serves as a proxy for regional climates (Dansgaard, 1964; Longinelli,

1984; Bryant and Froelich, 1995; Fricke and O’Neil, 1996; Luz et al., 1984). The ratio of

18O to 16O is based on preferential evaporation: H2O16 evaporates more readily that the

heavier H2O18, resulting in water vapor and precipitation enriched in 16O and source

water enriched in 18O. Thus, an increase in precipitation will result in lower 18O values,

and warmer, drier conditions result in higher 18O values (Dansgaard, 1964; Rozanski et

al., 1993; Feranec and MacFadden, 2000).However, interpretation of oxygen isotopes is

difficult to disentangle, as δ18O values are influenced by multiple factors, including

aridity, temperature, water source, the weight of each which varies based on altitude,

latitude, distance from a coast, and seasonality.

Precipitation and Aridity

Furthermore, while δ18O values from terrestrial animals reflect water source,

different types of taxa reflect different water sources. Obligate drinkers, or taxa which

are dependent on liquid water, will reflect the δ18O composition of ingested rainwater

(Kohn, 1996) while taxa which acquire most of their water via the plant material they

ingest will reflect the relatively enriched in δ18O composition of plant leaf water (Kohn,

1996; Levin et al., 2006).

The main influence on δ18O composition of ingested rainwater is temperature

(Dansgaard, 1964), where increased temperatures result in increased precipitation and

therefore increased fractionation of δ18O, resulting in more positive δ18O precipitation

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values at warmer temperatures and more negative δ18Oprecipitation values at cooler

temperatures. However, one must consider that change in temperature may be affected

not only by global climate, but factors such as elevation and latitude, the increase of

which result in lower δ18O values ((Dansgaard, 1964). Aridity, on the other hand, is the

main influence on δ18O composition of plant leaf water. Thus obligate drinkers and

drought resistant taxa will have an offset of δ18O values, each of which reflects a

different aspect of the same environment

Work on modern mammals has shown that an aridity index can be created by

examining the oxygen isotope values of tooth enamel against meteoric water values

(Levin et al., 2006), and this process has been extended to fossil mammals as well

(Yann et al., 2013).

Miocene Ecology and the Mid Miocene Climatic Optimum

Cenozoic Climate Trends

The general trend for the past 65 million years of Cenozoic climate is a transition

from the warm, ice free climate of the Mesozoic to a cool, glaciated climate, with

understanding of Cenozoic temperature based on reconstruction of deep sea oxygen

isotope records (Miller et al., 1987; Zachos et al., 2001). Despite the general cooling

trend throughout the Cenozoic, significant global climate anomalies took place; one of

these was a prolonged global warming event during the Miocene epoch referred to as

the Mid Miocene Climatic Optimum (MMCO). The extreme warming event of the MMCO

took place from ~18.5 - 14.5 Ma (Barnosky et al., 2003; Zachos et al., 2008, 2001), with

a peak at 17 Ma. During the MMCO, ocean temperatures increased in high to mid

latitudes as well as the deep ocean to 58 - 68°C (Lear et al., 2000; Böhme et al., 2007;

Zachos et al., 2008), leading to a major decline in Antarctic ice sheets.

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The Miocene epoch represents a transitional time in Earth’s history when long

term Cenozoic cooling was intercut with a severe warming event – the MMCO –

followed by the establishment of modern terrestrial ecosystems around the world. But,

while evidence of MMCO warming in is clear in marine records, there has been less

study of MMCO warming on land and the effects it had on terrestrial biota.

Fossil flora from Europe provide evidence of evergreen forests from the early-

middle Miocene (Ivanov et al., 2011) and stomatal frequency data from fossil leaves in

Austria, the Czech Republic, and Germany show that during the MMCO, CO2 was

elevated to 500 ppm (Kurschner et al., 2008a). Phytolith data from South America show

an increase in vegetation immediately following the peak of the MMCO, followed by a

decline in leaf area index as the climate cooled once more (Dunn et al., 2015); and

carbon isotope data from fossil tooth enamel in Central America show exclusively C3

vegetation during the MMCO (MacFadden and Higgins, 2004).

In North America, paleosols (Retallack, 1997; Fox and Koch, 2003), phytolith

assemblages (Strömberg, 2004; Smiley et al., 2017), and carbon isotope data from

fossil herbivore teeth (MacFadden, 2000; Wang et al., 1994; MacFadden and Cerling,

1996) show a transition from C3 woodlands to C4 grass dominated ecosystems as

groups of herbivorous mammals in North America transitioned from primarily browsing

feeding methods to primarily grazing feeding methods to exploit the new grasslands

following the MMCO (Janis et al., 2004; MacFadden, 2000).

Origin and Expansion of C4 Vegetation

The origin of C4 grasslands is established in the Mid Miocene (Fox and Koch,

2003; Smiley et al., 2017), while the transition from C3 dominated to C4 dominated

ecosystems appears to have taken place at about 8 Ma (Thure E. Cerling et al., 1993;

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Christin et al., 2008; Kurschner et al., 2008b; Vicentini et al., 2008). The apparently

synchronous timing and widespread occurrence of grassland expansion in tropical

regions suggested it was triggered by a single, global mechanism (Ehleringer et al.,

1997). One theory regarding the dramatic change in vegetation of the late Miocene

considers the effects of CO2. C3 vegetation originated in the Paleozoic, while C4

vegetation originated in the Cenozoic. While the C3 plants evolved in a CO2 rich

atmosphere (Edwards, Smith, et al., 2010), C4 plants evolved to survive in an

environment where the global climate is considerably different. The depletion of

atmospheric CO2 in the mid-Cenozoic negatively affected the efficiency and rate of

carbon uptake in C3 plants (Edwards, 2010), while studies have shown that C4 species

are favored in reduced atmospheric CO2 (Ehleringer et al., 1997). The Late Miocene,

the time in which C4 grasslands expanded dynamically, has been shown to have

undergone a worldwide reduction in CO2, correlating with this hypothesis (Tipple and

Pagani, 2007).

The distribution of vegetation in the world at present also reflects this line of

thought: plants with C3 photosynthetic pathways are concentrated at high latitudes and

altitudes which can provide them with high pCO2 while plants with C4 photosynthetic

pathways take over the tropical to subtropical lowlands, where heat and low pCO2

prevent C3 vegetation from thriving (Hartley 1973).

Current understanding of the spread of C4 grasses at this time is that higher

temperatures and lower concentrations of atmospheric CO2 played into the decline of C3

plants, and the rise of C4 ecosystems, but our understanding of this transition on local

scales, however, is not refined. Some authors believe this later shift is an

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oversimplification, and that pockets of C4 grasses expanded earlier (Fox and Koch,

2003; Clementz and Koch, 2001).

Studies indicate the expansion of C4 grasslands occurred earlier at lower

latitudes, as the threshold for C3 photosynthesis is higher at warmer temperatures

(Macfadden et al., 1999). This indicates that while pCO2 played a role, regional controls

were equally important factors on the development of C4 dominated ecosystems (Tipple

and Pagani, 2007). Mean annual temperature governs the altitudinal distribution of C3

and C4 grass species (Bremond et al., 2012), while an increase in aridity and wind

strength during the late Miocene may have created space for C4 grasslands (Tipple and

Pagani, 2007).

Data from phytolith assemblages and δ13C records from paleosols imply grass C4

dominated habitats spread in the Northern Rockies by the early Miocene (Harris et al.,

2017), and carbon isotope data from tooth enamel of herbivorous ungulates in

California, Oregon, and Nebraska from the mid Miocene (12-10 Ma) show C4 plants as

a significant component of terrestrial vegetation (Clementz and Koch, 2001). However,

newer studies of carbon isotope data from tooth enamel of herbivorous ungulates of the

California Barstow Formation supporting the spread of C4 grasses as prominent in

middle Miocene Southern California (Feranec and Pagnac, 2013), seem to be refuted

as reflecting a false signal from water stressed C3 plants (Bowman et al., 2017).

Reviewing the 10-million-year span of fossils from Florida in this study will provide us

with the first view of regional environmental and ecological response in the

Southeastern United States.

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CHAPTER 2 MATERIALS AND METHODS

Sample Selection

Tooth Selection

All specimens were selected from previously collected material stored in the

vertebrate paleontology collection of the FLMNH. Some material came from museum

led excursions, while other material was donated to the museum by avocational

paleontologists. Fossils were identified as close to species level as possible using

information from published biostratigraphic ranges (Tedford et al., 2004; Janis et al.,

1998) as well as reference material from the FLMNH.

The following criteria was put forth in order to avoid specimens that might skew

isotope values due to effects of fractionation or diagenesis. Specimens must be from

herbivores, as isotopic fractionation is less affected in herbivories than in carnivores and

omnivores (Krueger and Sullivan, 1984). Specimens of fossil teeth only are examined in

this study, as tooth enamel is more resistant to alteration than porous bone (Fricke and

O’Neil, 1996; Bryant et al., 1994). Only late forming teeth (molars and the fourth

premolar) were sampled, as previous studies have also shown that tooth position can

affect both carbon and oxygen ratios by several parts per mil (Bryant et al., 1996; Fricke

and O’Neil, 1996). In order to avoid false signals from intra-tooth variance teeth were

sampled from the same position and bulk samples were taken parallel to the growth

axis (Passey and Cerling, 2002). No teeth from juveniles were included in the study, as

unerupted or deciduous teeth carry the signal of the mother’s milk rather than an

external signal (Jenkins et al., 2001).

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Isotopic data from previously conducted analysis that was incorporated into this

study was reviewed with the same selection process. Samples processed following

older methods were tested for validity (see appendix) and confirmed to be valid under

updated processes.

Based on availability of specimens and selection criteria, this resulted in viable

samples over 200 medium to large bodied Perrisodactyla, Artiodactyla, and

Probscideans (Table 2-1).

Table 2-1. Taxonomic representation of mammalian herbivores from 7 Mid Miocene sites in Florida.

Grandorder Ungulata

Order Proboscidea Family Equidae (continued)

Family Ambeledontidae (shovel tuskers) Calippus (2) Ambeledon (2) Hiparionini (2) Order Artiodactyla Nannippus (1) Family Camelidae (camels, llamas) Neohipparion (3) Camelidae (2) Merychippus (11) Procamelus 1 Miohippus (19) Family Merycoidodontinae (oreodonts) Parahippus (95) Merycoidodontinae undetermined (1) Pliohippus (3) Family Tayassuidae Protohippus (3) Prosthenops (1) Pseudhipparion (1) Order Perissodactyla Family Tapiridae (tapirs) Family Equidae (horses, zebras) Tapirus (1) Acritohippus (4) Family Rhinocerotidae (rhinoceroses) Anchitherium (6) Aphelops (2) Archaeohippus (21) Rhinocerotidae (2) Cormohipparion (10) Teleoceras (3) Numbers in parentheses indicate number of specimens from each taxa analyzed for δ13C and δ18O.

More detailed information provided in appendix table A-1.

Through funding provided by the integrated digitized biodiversity collections

(iDigBio), previously uncatalogued specimens were prepared, identified, and entered

into the FLMNH digital catalog. Notably, isotope data both collected for and produced

from this study were added to the museum catalog files (Appendix C).

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Through collaboration with iDigBio, this data will become public ally accessible to

not only researchers at the Florida Museum, but any person who wishes to access the

iDigBio database. Attaching stable isotope data to vouchered museum specimens in

their digital catalogs is not yet standard practice among museums, but it is our hope the

development of iDigBio as a major database will encourage this practice as a means for

big data analysis.

Fossil Localities

A total of 11 Miocene age fossil localities from Florida were identified as being of

interest to this study (Figure 2-1), the fossils of which are all housed in the paleontology

collections at the Florida Museum of Natural History, at the University of Florida. Based

on the availability of viable samples, 4 sites were removed from the study, leaving 7

sites to be studied in total.

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Figure 2-1: Chronologic scale and map of Early to Mid Miocene Fossil Sites in Florida. Orange points mark locations and surrounding areas from which samples were obtained. All specimens housed at the Florida Museum of Natural History.Sites in dark orange represent Northern localities, sites in light orange represent Southern localities, sites with strike through removed from study due to lack of appropriate fossils (see sample selection, chapter 2). Ages based on Tedford (2004). Abbreviations as follows: Ma – millions of years; NALMA – North American Land Mammal Age; He1 - Hemingfordian Interval 1 and He2 - Interval 2, Ba1 - Barstovian Interval 1 and Ba2 - Interval 2, Cl1 - Clarendonian Interval 1, Cl2 - Interval 2, and Cl3 - Interval 3.

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The oldest and most well studied fauna of this time period is the late Early

Hemingfordian Thomas Farm site in North Florida. The 17-18 Ma age is estimated

based on biostratigraphy, specifically four mammals, whose age has been confirmed as

Early Miocene with indirect radiometric and paleomagnetic methods (Tedford et al.,

2004). The mammals are: the canid Metatomarctus, the mustelid Leptarctus, the bear

Phoberocyon, and the rhinoceros Floridaceras. The site was discovered in 1931

(Simpson, 1932) and was excavated under the care of the Harvard University Museum

of Comparative Zoology until the 1950s, when it was given to the University of Florida

where it continues to be actively excavated (Macfadden, 2017). Both macro and micro

fossils are found in the site, resulting in over 100 species of animals, mostly vetebrates,

having been identified from the site. Isotopic analysis of fossil teeth from the site began

in the 1990’s (Wang et al., 1994), and data from these studies will be incorporated here.

The 16 Ma North Florida Brooks Sink Fauna (UF locality number BF001) is

considered Late Hemingfordian based on biostratigraphy. Morgan and Pratt (1988)

provide an overview of the paleontology of the site. No previous isotopic analysis of

fossils from this site has been done, but no fossil teeth from this site met our criteria for

moving forward with isotopic analysis.

The North Florida Willacoochee Creek, South Florida Sweetwater Branch, and

Bird Branch represent Early Barstovian Florida. The Willacoochee Creek fauna was first

as part of a geochronological study of horses from Miocene Florida (Bryant, 1991), and

is dated to 15.5 ma years based on the presence of the small rodents Copemys,

Perognathus, Rakomeryx, and Ticholeptus as well as Sr-isotope ages. No carbon

isotope analysis has been conducted on fossils of any of these sites, and while no fossil

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teeth from the Sweetwater Branch or Bird Branch met our criteria for moving forward

with isotopic analysis, there are viable fossils for sampling from the Willacoochee Creek

fauna.

The Bone Valley Formation in Central Florida, first discovered in the early 1900s

(Simpson, 1929, 1930) has produced four major faunal assemblages spanning in age

from Barstovian to Hemphillian. The oldest, the Bradley Fauna, is loosely dated to the

Late Barstovian, which is the least well represented NALMA in Florida. The Bradley

Fauna is first reported in Webb and Hulbert’s (1986) paper on the systematics and

evolution of Pseudhipparion. No full faunal list or isotope work has previously been done

from specimens in this site, but viable specimens were identified for analysis in this

study.

The 11 Ma South Florida Agricola Fauna is considered Early Clarendonian

(Morgan, 1989). Along with the Bradley Fauna, the Agricola Fauna is first reported in

the same 1986 paper by Webb and Hulbert. No previous isotopic analysis of fossils

from this site has been done, but viable specimens were identified for analysis in this

study.

The North Florida Suwannee River Mine straddles the Florida Georgia border.

Fossils of varying Miocene ages have been found in the Hamilton County mine and

donated by collectors to the museum; Clarendonian specimens from this mine come

from the Statenville Formation and are known as the Occidental Local Fauna. Morgan

first reported this early Clarendonian site in the Miocene paleontology and stratigraphy

of the Suwannee River Basin of North Florida and South Georgia, written for the 1989

guidebook for the annual field trip of the Southeastern Geological Society (Morgan,

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1989). No previous isotopic analysis of fossils from this site has been published, but

viable specimens were identified for analysis in this study.

The 9.5 Ma North Florida Love Bone Bed from the Alachua Formation,

Hawthorne Group is considered Late Clarendonian (Cl3) age based on biochronologic

data (Webb et al., 1981; Tedford et al., 2004). Like the Thomas Farm site, the Love

Bone Bed has been studied extensively, with multiple papers on its geology and

paleontology published. Previous work on the 9.5 ma Love Site fauna, includes a

seminal paper by Webb et al. (Webb et al., 1981) describing the geology and

paleontology of the site. Subsequent papers highlight individual taxa from the site . Over

80 marine and terrestrial vertebrate taxa recognized, half of which are mammals

(Feranec and MacFadden, 2006). The variety of taxa from the site seems to indicate

that it represents more than one habitat, likely including open, riparian, and forest.

Previously published data from isotopic analysis of Love Bone Bed specimens will be

included in this study. Taxa sampled in these studies include rhinos, camels, equids,

proboscideans, and tapirs (MacFadden and Cerling, 1996; MacFadden, 1998; Feranec

and MacFadden, 2006).

Sample Pretreatment and Analysis

Sample pretreatment was conducted in the Stable Isotope Geochemistry

Laboratory of the FLMNH Vertebrate Paleontology Department. Because previous

studies have shown that cementum and dentine are prone to alteration by diagenesis

(Quade, Cerlinga, et al., 1992; Wang et al., 1994), the surface of each tooth was

prepared by removing excess cementum and soil with a drill, and 15mg of powdered

enamel only was collected from the base of tooth. The teeth were drilled on weighing

paper and the enamel powder was transferred to labeled 1.5 mL graduated

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microcentrifuge vials. To remove organic surface contaminants, the samples were

treated with H2O2 for 1 hour without sonication, then rinsed three times with deionized

water. To remove secondary carbonate, the samples were treated with 0.1 N acetic acid

for a half hour without sonication, then rinses 3 times with deionized water. To facilitate

drying, the samples were then rinsed with methanol and left overnight.

The dried samples were then analyzed using the light stable isotope mass

spectrometer in Department of Geology at University of Florida in Finnigan mass

spectrometer coupled with a Kiel III carbonate preparation device. Carbon and oxygen

were measured relative to the NBS-19 standard, and converted to according the Pee

Dee Belemnite standard, as set by the Vienna Convention (Coplen, 2011). Analysis is

reported in per mil (‰).

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CHAPTER 3 RESULTS

δ13C: Results

δ13C values in Early to Mid Miocene Florida

Enamel carbon isotope compositions over the 10 Ma interval examined ranged

from -5.96‰ to -15.11‰ (Table A-1), with the average carbon isotope values for all taxa

ranging from -9.53‰ to -11.79‰ between sites (Table 3-1, Figure 3-1).

Table 3-1. Average carbon isotope values of sites sampled. Site Specimens

Analyzed Average Age (MA)

Latitude Average

δ13C‰

Love Site 23 9.5 North -11.79 Occidental Fauna 5 11 North -9.89 Agricola Fauna 11 11.5 South -9.53 Bradley Fauna 9 13.5 South -10.23 Willacoochee Creek Fauna 17 15.5 North -10 Midway Quincy Fauna 4 16.5 North -10.18 Thomas Farm 143 17.5 North -10.88

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Figure 3-1: Box and whisker plot for δ13C (V-PDB) values of sites sampled. Dark orange: Northern site, light orange: Southern site. Numbers indicate amount of specimens from each taxa sampled at that site.

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Because the data are not normally distributed, a Kruskal-Wallis rank sum test

followed by a post test (Dunn’s Multiple Comparison) was used to explore the

differences between the study sites (Table 3-2), and it was concluded that the data

demonstrate statistically significant differences, meaning that there is a shift in δ13C

values throughout the time span.

Table 3-2. Results of Kruskal-Wallis rank sum test on the

δ13C data from all sites under study. chi-squared p value

Kruskal-Wallis 31.15 0.000024

The data resulting from this study show that throughout the Mid Miocene, carbon

values are consistently below -8‰, which is interpreted as reflecting purely C3

vegetation. It is worth noting that the average δ13C values of the C3 fauna does not

remain static throughout this period, however. There is an average of 1.43‰ enrichment

of δ13C between the Thomas Farm site (representing an environment before the

MMCO) and the Midway Quincy and Willacoochee Creek sites (representing

environments during the MMCO). Values remain an average of 1.18‰ higher than the

pre-MMCO Thomas Farm site for sites during and following the MMCO, until the nearly

10 million year younger Love Site (9.5 Ma), when δ13C values drop -11.75‰.

δ13C values by Taxa and Feeding Habit

Mean δ13C values by order are as follows: -10.07‰ for artiodactyla, -10.99‰ for

perissodactyla, and -11.9‰ for proboscidea. Mean δ13C values of individual taxa can be

found in Table 3-3 and by dietary habits in Figure 3-2.

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Table 3-3: Average δ13C‰ of taxa sampled

Order Family Ge Diet n Average δ13C‰

Artiodactyla Camelidae Undetermined B 2 -8.06

Artiodactyla Camelidae Procamelus B 1 -11.2

Artiodactyla Tayassuidae Prosethnops M 1 -11.3

Artiodactyla Undetermined Undetermined B 1 -10.67

Artiodactyla Merycoidodontinae Undetermined M 1 -10.25

Perissodactyla Equidae Acritohippus isonesus G 3 -8.89

Perissodactyla Equidae Anchitherium clarenci B 3 -9.70

Perissodactyla Equidae Archaeohippus blackbergi B 21 -10.92

Perissodactyla Equidae Calippus martini G 4 -9.82

Perissodactyla Equidae Cormohipparion M 7 -10.66

Perissodactyla Equidae Hiparionini 2 -9.09

Perissodactyla Equidae Merychippus gunteri G 12 -10.15

Perissodactyla Equidae Miohippus B 19 -9.53

Perissodactyla Equidae Nanippus B 2 -8.62

Perissodactyla Equidae Neophipparion trampense G 1 -10.1

Perissodactyla Equidae Parahippus leonensis M 95 -11.42

Perissodactyla Equidae Protohippus perditus M 3 -12.06

Perissodactyla Equidae Psuedhipparion M 1 -11.19

Perissodactyla Equidae Pliohippus G 1 -12.1

Perisodactyla Rhinocerotidae Aphelops B 2 -10.87

Perisodactlya Rhinocerotidae Teleocereas B 3 -12.49 Perisodactyla Rhinocerotidae Undetermined B 2 -11.48

Perisodactyla Tapiridae Tapirus B 1 -13.3

Proboscidea Amebledontidae Ambeledon G 2 -11.9

For diet G: grazing, M: mixed, B: browsing. N represents number of taxa sampled.

Bulk δ13C compositions range from -8.06‰ to -13.3‰, indicating that the

herbivores sampled at these sties fed exclusively on C3 vegetation, likely in an open

habitat

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Figure 3-2: δ13C (V-PDB) values of herbivore tooth enamel by feeding habit.

δ18O: Results

Average δ18O values in Early to Mid Miocene Florida

The average oxygen isotope values for each site range from -0.42‰ to +0.87‰

(Figure 3-2, Table 3-2) over the course of 10 ma. The data resulting from this study

show that throughout the Mid Miocene, oxygen values range just over 1.5‰. There is

less than a 1‰ shift in δ18O between the Thomas Farm site (representing an

environment before the MMCO) and the Midway Quincy and Willacoochee Creek sites

(representing environments during the MMCO). Values remain an average of 0‰

throughout the rest of the sites for the remainder of the period.

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Table 3-4. Average oxygen isotope values of sites sampled. Site Specimens

Analyzed Average Age (MA)

Latitude Average

δ18O‰

Love Site 23 9.5 North -0.42 Occidental Fauna 5 11 North 1.13

Agricola Fauna 11 11.5 South 0.19

Bradley Fauna 9 13.5 South 0.05

Willacoochee Creek Fauna 17 15.5 North -0.10

Midway Quincy Fauna 4 16.5 North 0.20

Thomas Farm 143 17.5 North 0.08

Figure 3-3: Box and whisker plot for δ18O (V-PDB) values of sites sampled. Dark orange: Northern site, light orange: Southern site.

Because the data are not normally distributed, a Kruskal-Wallis rank sum test

and Dunn’s Multiple Comparison test was used to qualify the differences between the

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study sites (Table 3-4), both of which conclude that there is no statistically significant

difference between the values in each site as compared to the other.

Table 3-5. Results of Kruskal-Wallis rank sum test on the δ18O data from all sites under study.

chi-squared p value

Kruskal-Wallis 6.267 0.393904

δ13C and δ18O by Site

The absolute δ13C and δ18O values of all specimens sampled are displayed in

Figure 3-5.

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Figure 3-5: δ13C (V-PDB) plotted against δ18O (V-PDB), by site.

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CHAPTER 4 DISCUSSION

Paleoecology of Mid Miocene Florida

No Evidence for C4 Vegetation in Florida During the MMCO

Based on the δ13C enamel values indicate of the herbivores examined, there is

no evidence of an early radiation of C4 vegetation in early-Mid Miocene Florida.

Including outliers, δ13C enamel values fall well within the range expected of animals with

a dominant or exclusive diet of C3 vegetation.

This is consistent with findings from other fossil studies (Quade, Cerlinga, et al.,

1992; MacFadden and Cerling, 1996; Clementz and Koch, 2001; Harris, 2016), carbon

isotopes of paleosols (Cerling et al., 1989), and molecular dating studies (Spriggs et al.,

2014) which show that C3 plants were the dominant flora in North America and most of

the world until the late Miocene ~7 Ma (Thure E. Cerling et al., 1993).

Evidence of Open Canopy System

Stable carbon isotopes can also be used to reconstruct biomes, especially when

taking into account the effect that closed canopy environments have on δ13C and δ18O

values (Figure 4-1, Figure 4-2). Closed canopy environments experience higher

humidity, higher precipitation, and higher shade, leading to less evaporative stress in

plants, which is expressed as an enrichment of 12C (Cerling et al., 1999, 2004a).

Conversely, open canopy woodlands to grassland environments experience higher

evaporation, less shade, and more water stress, leading to an enrichment of 13C

(Farquhar et al., 1989; Cerling et al., 2004a).

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Figure 4-1: Variation of δ13C values in plants, reflected in δ13C enrichment of herbivores feeding on vegetation. Based values from Ehleringer (Ehleringer et al., 1986) and Figure 2 from Quade (Quade et al., 1995).

Figure 4-2: Variation of δ18O values in plants, reflected in δ18O enrichment of herbivores feeding on vegetation. Based on Figure 3 from Quade (Quade et al., 1995).

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The data from the sites studied here indicate that mid Miocene Florida was covered by

an open canopy system nearer to a dense woodland savanna. This falls in line with

previous research which indicates that throughout North America, closed-canopy forest

environments were being replaced by open-canopy woodlands and grasslands (Harris

et al., 2017; Retallack, 2007; Janis et al., 2004; Strömberg, 2004). While grasslands are

today associated with C4 dominant vegetation, paleosol, pollen, and phytolith data from

western North America, the Northern Rocky Mountains, the Great Plains, and now the

Southeastern United States indicate that the woodlands and grasslands of the early to

mid-Miocene were primarily composed of C3 vegetation.

Aridity

Evaporation sensitive taxa are those animals who can survive on little to no

water, and get the majority of their water from plants, thus, the δ18O values of tooth

enamel from these animals can be interpreted as a reflection of aridity (Levin et al.,

2006; Yann et al., 2013). Comparing the difference between evaporation insensitive

taxa and evaporation sensitive taxa allows for the creation of an aridity index for a site

(Levin et al., 2006).

However, in order to reconstruct the aridity index of an environment from d18O

values of tooth enamel, one needs to have a significant sample of both evaporation

sensitive and evaporation insensitive taxa. Due to their dependence on liquid water,

Proboscideans and Rhinocerotidae are understood to be evaporation insensitive taxa

(Levin et al., 2006), while Camelidae are considered evaporation insensitive (DeSantis

and Wallace, 2008); these three taxa are the least well represented in the study. More

specimens would need to be collected and analyzed in order to allow analysis of aridity

at these sites.

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Local Meteoric Water

Evaporation insensitive taxa are animals who need to ingest liquid water daily,

rather than survive from the water gleaned from their diet (plant water). Thus, the δ18O

values of the tooth enamel from these animals has been shown to reflect the 18O values

of local meteoric water (Levin et al 2006). Yann and DeSantis (2013) have shown that

we can apply this knowledge to the fossil record and interpret tayassuidae and tapiridae

as evaporation insensitive families. However, only two specimens out of all sites

sampled fit within these families, which is insufficient data for further interpretation.

Herbivore Diets

Ungulate Species Richness and Composition

The woodland environments of Mid Miocene North America serve as ideal

spaces for browsing taxa, as documented by the high species richness of browsing

ungulates as compared to modern environments (Janis et al., 2004). Toward the late

Micene, a shift is recorded from taxa with low-crowned teeth ideal for a browsing on

trees and shrubs in forests and woodlands to taxa with high-crowned teeth ideal for

grazing in open savannas such as the C4 dominated environments spreading at 8 Ma

(Strömberg, 2006; Janis et al., 2000). The composition of the taxa sampled supports

these views, as the majority are browsers and mixed feeders

Further Research: Mean Annual Precipitation

δ13C values of fossil tooth enamel can also be used to estimate mean annual

precipitation of paleoenvironments (Figure 5-1). Is increase in δ13C values has been

shown to correlate with a decrease in MAP (Kohn, 2010; Diefendorf et al., 2010), but

interpretation of MAP is not advisable in environments with C4 plants, as they can

confuse the signal (Kohn, 2010). Considering the pure C3 environment of the sites

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examined here, the data gathered could be used to confidently estimate MAP of Early to

Mid Miocene Florida. In order to compare our data, further work must be done to correct

δ13C values for changes in atmospheric CO2, altitude, and latitude. Some studies

suggest correcting for pCO2 as well, but recent work from Kohn (2010) shows the effect

is not significant enough to affect interpretation of these values.

Figure 4-3: Interpretation of mean annual precipitation based on carbon isotope composition of fossil tooth enamel, corrected for altitude, latitude, and δ13C of atmospheric CO2 (δ13Catm). Figure based on Kohn, 2010, values based on Kohn, 2010 and Cerling and Harris, 1999.

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CHAPTER 5 CONCLUSION

This study examined the stable carbon and oxygen isotope values from dental

apatite of herbivorous mammals in middle Miocene Florida. Specimens from 7 FLMNH

fossil locales spanning a 10 million year time span were examined to see how the global

climate change associated with the MMCO affected local Florida paleoecology and

paleoenvironment. δ13C values from taxa of all ages consistently reflect C3 flora,

showing no evidence for early radiation of C4 grasses in Florida prior to the worldwide

radiation of C4 dominated ecosystems around 8 Ma. Regardless of interpreted feeding

habit, the taxa sampled here show mean δ13C values indicating a dominant or pure C3

diet. Combined with the relatively enriched δ18O mean values, the space in which these

taxa were feeding can be interpreted as an open canopy woodland to grassland

environment. Browsers and mixed feeders are most common across the sites.

Despite the intense change in global climate associated with the MMCO, δ18O

values remain consistent across all the sites sampled, indicating the effects of MMCO

on land may have varied regionally. An interpretation of local aridity and meteoric water

based on the comparison of evaporation sensitive and evaporation insensitive taxa is

not possible due to low sample size of ideal taxa. However, because of the complete

lack of C4 signal in the sites studied, there is protentional to examine the MAP of early-

mid Miocene Florida using the δ13C values produced. Further work will need to be done

to in order to correct offset caused by changes in altitude, latitude, and atmospheric

CO2

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APPENDIX A ISOTOPE DATA

This appendix provides a Table (A-1) showing the values of all isotope data collected for and analyzed in this study. This includes previously sampled specimens from MacFadden & Cerling (1996), MacFadden (1998), O’Sullivan (2013, unpublished), and Moran (2014). Table A-1. Isotopic values of fossil herbivore tooth enamel from Mid Miocene sites in Florida. Data provided by the following: 1996,

MacFadden & Cerling; 1998, MacFadden; 2013, O’Sullivan; 2014, Moran; 2017 and 2018, Barboza. All specimens housed at the Florida Museum of Natural History. Uppercase denotes upper dentition, lowercase denotes lower dentition; uncat, uncatalogued specimen.

Site Age (Ma)

Sample ID Taxon Sample Analyzed δ13C (V-PDB) ‰

δ18O (V-PDB) ‰

Love Site 9.5 UF uncat 2A Cormohipparion plicatile - 1994 -10.3 - Love Site 9.5 UF uncat 2B Neohipparion trampense - 1994 -10.1 - Love Site 9.5 UF uncat Aphelops M3 1996 -12.4 - Love Site 9.5 UF uncat Procamelus M1 1996 -11.2 - Love Site 9.5 UF 26162 Tapirus M2 1996 -13.3 - Love Site 9.5 UF 29044 Prosthenops M3 1996 -11.3 - Love Site 9.5 UF uncat Rhinocerotidae M 1996 -13.1 - Love Site 9.5 UF uncat Ambeledon M 1996 -12.2 - Love Site 9.5 UF uncat Ambeledon M 1996 -11.9 - Love Site 9.5 UF 32265 (123) Cormohipparion plicatile P4 2018 -10.27 0.42 Love Site 9.5 UF 32265 (124) Cormohipparion plicatile M1 2018 -11.95 2.76 Love Site 9.5 UF 403160 Teleoceras proterum M3 2018 -13.06 -0.28 Love Site 9.5 UF 27182 Teleoceras proterum p4 2018 -11.16 -1.17 Love Site 9.5 UF 403159 Teleoceras proterum M3 2018 -13.25 1.01 Occidental Mine 11 UF 50755 cf. Pseudhipparion P3 or P4 2017 -10.28 0.14 Occidental Mine 11 UF 408144 Calippus martini M3 2017 -9.82 1.58 Occidental Mine 11 UF 408293 Cormohipparion ingenuum p4 2017 -10.22 1.26 Occidental Mine 11 UF 408302 Calippus M3 2017 -8.92 1.77 Occidental Mine 11 UF 408803 Merycoidodontinae m3 2017 -10.25 0.88 Agricola Fauna 11 UF 98205 Nannippus M3 2017 -9.66 0.52 Agricola Fauna 11 UF 98366 Camelidae M3 2017 -8.95 1.28 Agricola Fauna 11 UF 107667 Psuedhipparion M3 2017 -11.19 2.22

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Table A-1. Continued

Site Age (Ma)

Sample ID Taxon Sample Analyzed δ13C (V-PDB) ‰

δ18O (V-PDB) ‰

Agricola Fauna 11 UF 107848 Camelidae P4 2017 -8.06 -0.81 Agricola Fauna 11 UF 162908 Calippus martini M3 2017 -10.26 -1.5 Agricola Fauna 11 UF 217095 Hiparionini M3 2017 -9.18 -0.4 Agricola Fauna 11 UF 217125 Hiparionini M3 2017 -9 -0.75 Agricola Fauna 11 UF 217201 Cormohipparion plicatile P3 or P4 2017 -10.87 0.79 Agricola Fauna 11 UF 217172 Cormohipparion ingenuum P4 2017 -10.46 0.19 Agricola Fauna 11 UF 220200 Pliohippus pernix p3 or p4 2017 -9.08 0.23 Agricola Fauna 11 UF 211931 Cormohipparion M3 2017 -10.52 0.42 Agricola Fauna 11 UF 107668 Pseudhipparion M3 2017 -7.1 0.1 Bradley Fauna 12.5 UF/TRO 1685 Protohippus perditus M3 2017 -11.64 0 Bradley Fauna 12.5 UF/TRO 1686 Protohippus perditus P4 2017 -12.72 -0.73 Bradley Fauna 12.5 UF/TRO 1324 Pliohippus mirabilis P4 2017 -12.1 1.18 Bradley Fauna 12.5 UF 93292 Merychippus goorisi m3 2017 -9.4 -0.42 Bradley Fauna 12.5 UF 93295 Merychippus goorisi M3 2017 -10.5 0.1 Bradley Fauna 12.5 UF 93296 Merychippus goorisi M3 2017 -11.1 0.1 Bradley Fauna 12.5 UF/TRO 25545 Teleoceras medicornutum P4 2017 -9.85 -0.17 Bradley Fauna 12.5 UF/TRO 28953 Protohippus perditus M3 2017 -11.81 0.59

Willacoochee Creek 15.5 UF 221405 Anchitherium isonesus M3 2017 -8.9 -1.7 Willacoochee Creek 15.5 UF 217562 Acritohippus isonesus M3 2017 -11.5 -0.7 Willacoochee Creek 15.5 UF 221407 Acritohippus isonesus P3 or P4 2017 -10.4 0.8 Willacoochee Creek 15.5 UF 221427 Merychippus primus M3 2017 -9.4 1.1 Willacoochee Creek 15.5 UF 221419 Merychippus primus P4 2017 -10.3 0.2 Willacoochee Creek 15.5 UF 221408 Mercyhippus gunteri M3 2017 -10.4 -0.8 Willacoochee Creek 15.5 UF 114721 Merychippus gunteri M3 2017 -11.3 -0.5 Willacoochee Creek 15.5 UF 221426 Merychippus primus M3 2017 -10.3 -0.7 Willacoochee Creek 15.5 UF 221434 Artiodactyla M3 2017 -11.0 -0.6 Willacoochee Creek 15.5 UF 221402 Anchitherium clarenci M1 2017 -8.5 0.2 Willacoochee Creek 15.5 UF 217565 Aphelops P 2017 -10.9 -0.1 Willacoochee Creek 15.5 UF 221416 Merychippus gunteri P3 or P4 2017 -8.9 -1.6 Willacoochee Creek 15.5 UF 107522 - - 2017 -10.62 1.06 Willacoochee Creek 15.5 UF 116815 Dromomerycidae P4 2017 -9.41 -0.02 Willacoochee Creek 15.5 UF 98209 Nannippus M3 2017 -10.88 -0.05 Midway Quincy Fauna 16.5 UF 4980 Anchitherium clarencei p3 or p4 2017 -10.54 0.61 Midway Quincy Fauna 16.5 UF 9934 Merychippus gunteri m3 2017 -10.2 0.5

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Table A-1. Continued

Site Age (Ma)

Sample ID Taxon Sample Analyzed δ13C (V-PDB) ‰

δ18O (V-PDB) ‰

Midway Quincy Fauna 16.5 UF 9938 Merychippus gunteri m3 2017 -10.3 0.2 Midway Quincy Fauna 16.5 UF/FGS 9960 Merychippus gunteri m3 2017 -9.6 -0.5 Thomas Farm 19 UF/FGS 5243 Anchitherium clarenci m1 2017 -10.0 0.7 Thomas Farm 19 UF uncat 1A Parahippus leonensis - 1994 -10.80 - Thomas Farm 19 UF uncat 1B Archaeohippus blackbergi - 1994 -8.80 - Thomas Farm 19 001 A Archaeohippus - 2014 -12.51 -1.66 Thomas Farm 19 001 B Archaeohippus - 2014 -11.43 1.36 Thomas Farm 19 001 C Archaeohippus - 2014 -11.49 -1.50 Thomas Farm 19 002 A* Archaeohippus - 2014 -11.49 -1.50 Thomas Farm 19 002 B Archaeohippus - 2014 -11.56 0.96 Thomas Farm 19 002 C Archaeohippus - 2014 -10.83 1.62 Thomas Farm 19 003 A Archaeohippus - 2014 -9.77 2.55 Thomas Farm 19 003 B Archaeohippus - 2014 -10.37 2.00 Thomas Farm 19 003 C Archaeohippus - 2014 -10.46 -1.92 Thomas Farm 19 004 A Archaeohippus - 2014 -10.35 1.32 Thomas Farm 19 004 B Archaeohippus - 2014 -15.11 -9.93 Thomas Farm 19 004 C Archaeohippus - 2014 -8.86 4.27 Thomas Farm 19 005 A Archaeohippus - 2014 -11.07 -0.59 Thomas Farm 19 005 B Archaeohippus - 2014 -9.93 2.69 Thomas Farm 19 005 C Archaeohippus - 2014 -10.22 1.19 Thomas Farm 19 005 D Archaeohippus - 2014 -9.85 2.27 Thomas Farm 19 006 A Archaeohippus - 2014 -12.51 -2.09 Thomas Farm 19 006 B Archaeohippus - 2014 -10.90 1.03 Thomas Farm 19 006 C Archaeohippus - 2014 -11.18 0.00 Thomas Farm 19 006 D Archaeohippus - 2014 -10.67 -0.16 Thomas Farm 19 007 A Miohippus - 2014 -9.84 -2.99 Thomas Farm 19 007 B* Miohippus - 2014 -9.84 -2.99 Thomas Farm 19 008 A Miohippus - 2014 -9.01 -5.29 Thomas Farm 19 008 B Miohippus - 2014 -8.80 -6.97 Thomas Farm 19 008 C Miohippus - 2014 -9.93 -4.13 Thomas Farm 19 009 A* Miohippus - 2014 -9.93 -4.13 Thomas Farm 19 009 B Miohippus - 2014 -11.42 -4.31 Thomas Farm 19 009 C Miohippus - 2014 -11.42 -4.31 Thomas Farm 19 010 A Miohippus - 2014 -9.61 -4.76

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Table A-1. Continued

Site Age (Ma)

Sample ID Taxon Sample Analyzed δ13C (V-PDB) ‰

δ18O (V-PDB) ‰

Thomas Farm 19 010 B Miohippus - 2014 -8.55 -1.38 Thomas Farm 19 010 C Miohippus - 2014 -9.36 -4.34 Thomas Farm 19 011 A Miohippus - 2014 -8.79 -4.36 Thomas Farm 19 011 B Miohippus - 2014 -9.36 -3.91 Thomas Farm 19 011 C Miohippus - 2014 -9.34 -2.67 Thomas Farm 19 011 D* Miohippus - 2014 -9.34 -2.67 Thomas Farm 19 012 A Miohippus - 2014 -8.87 -2.92 Thomas Farm 19 012 B Miohippus - 2014 -8.82 -3.41 Thomas Farm 19 012 C Miohippus - 2014 -8.94 -2.90 Thomas Farm 19 012 D* Parahippus leonensis - 2014 -8.94 -2.90 Thomas Farm 19 0013 B Parahippus leonensis - 2014 -10.70 1.40 Thomas Farm 19 0013 C Parahippus leonensis - 2014 -10.02 2.53 Thomas Farm 19 0014 A Parahippus leonensis - 2014 -10.52 2.38 Thomas Farm 19 0014 B Parahippus leonensis - 2014 -10.52 2.38 Thomas Farm 19 0014 C Parahippus leonensis - 2014 -10.10 -0.16 Thomas Farm 19 0015 A Parahippus leonensis - 2014 -9.95 -0.32 Thomas Farm 19 0015 B Parahippus leonensis - 2014 -10.63 -2.67 Thomas Farm 19 0015 C Parahippus leonensis - 2014 -9.99 -1.24 Thomas Farm 19 0016 A Parahippus leonensis - 2014 -9.62 0.89 Thomas Farm 19 0016 B Parahippus leonensis - 2014 -11.07 -3.22 Thomas Farm 19 0016 C Parahippus leonensis - 2014 -9.79 0.25 Thomas Farm 19 0017 A Parahippus leonensis - 2014 -11.34 -2.23 Thomas Farm 19 0017 B Parahippus leonensis - 2014 -10.11 0.81 Thomas Farm 19 0017 C Parahippus leonensis - 2014 -10.40 -0.90 Thomas Farm 19 0017 D Parahippus leonensis - 2014 -10.08 0.16 Thomas Farm 19 0018 A Parahippus leonensis - 2014 -11.94 -1.97 Thomas Farm 19 0018 B Parahippus leonensis - 2014 -11.94 -1.97 Thomas Farm 19 0018 C Parahippus leonensis - 2014 -10.08 1.23 Thomas Farm 19 0018 D Parahippus leonensis - 2014 -10.50 0.40 Thomas Farm 19 60 Parahippus leonensis m2 2014 -12.35 2.03 Thomas Farm 19 60 Parahippus leonensis m2 2014 -11.18 1.26 Thomas Farm 19 UF 40020 Parahippus leonensis m2 2014 -12.01 1.71 Thomas Farm 19 UF 40020 Parahippus leonensis m2 2014 -11.76 0.88 Thomas Farm 19 UF 44815 Parahippus leonensis m3 2014 -13.11 -0.69

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Table A-1. Continued

Site Age (Ma)

Sample ID Taxon Sample Analyzed δ13C (V-PDB) ‰

δ18O (V-PDB) ‰

Thomas Farm 19 UF 44815 Parahippus leonensis m3 2014 -11.62 0.04 Thomas Farm 19 UF 95364 Parahippus leonensis m1 2014 -12.88 0.84 Thomas Farm 19 UF 95364 Parahippus leonensis m1 2014 -12.16 -0.96 Thomas Farm 19 UF 99392 Parahippus leonensis m2 2014 -11.84 2.7 Thomas Farm 19 UF 155373 Parahippus leonensis m3 2014 -12.68 2.47 Thomas Farm 19 UF 155373 Parahippus leonensis m3 2014 -12.1 1.07 Thomas Farm 19 UF 157579 Parahippus leonensis m2 2014 -11.2 1.14 Thomas Farm 19 UF 157579 Parahippus leonensis m2 2014 -10.21 1.59 Thomas Farm 19 UF 158290 Parahippus leonensis m3 2014 -13.23 -1.49 Thomas Farm 19 UF 158290 Parahippus leonensis m3 2014 -12.63 -0.91 Thomas Farm 19 UF 164767 Parahippus leonensis m2 2014 -11.8 1.64 Thomas Farm 19 UF 164767 Parahippus leonensis m2 2014 -11.44 1.54 Thomas Farm 19 UF 176616 Parahippus leonensis m1 2014 -13.09 0.54 Thomas Farm 19 UF 176616 Parahippus leonensis m1 2014 -10.96 0.6 Thomas Farm 19 UF 192280 Parahippus leonensis m3 2014 -11.7 0.38 Thomas Farm 19 UF 192280 Parahippus leonensis m3 2014 -11.75 0.81 Thomas Farm 19 UF 192310 Parahippus leonensis m3 2014 -11.75 1.04 Thomas Farm 19 UF 192310 Parahippus leonensis m3 2014 -10.92 2.9 Thomas Farm 19 UF 201702 Parahippus leonensis m3 2014 -10.86 1.98 Thomas Farm 19 UF 201702 Parahippus leonensis m3 2014 -11.33 1.53 Thomas Farm 19 UF 203391 Parahippus leonensis m3 2014 -11.42 1.45 Thomas Farm 19 UF 203391 Parahippus leonensis m3 2014 -11.06 2.24 Thomas Farm 19 UF 213777 Parahippus leonensis m3 2014 -12.45 2.47 Thomas Farm 19 UF 213777 Parahippus leonensis m3 2014 -11.69 1.6 Thomas Farm 19 UF 214560 Parahippus leonensis m1 2014 -12.92 0.78 Thomas Farm 19 UF 214560 Parahippus leonensis m1 2014 -12.41 2.12 Thomas Farm 19 UF 214590 Parahippus leonensis m1 2014 -12.73 1.83 Thomas Farm 19 UF 214590 Parahippus leonensis m1 2014 -10.42 0.45 Thomas Farm 19 UF 214867 Parahippus leonensis m2 2014 -11.96 0.2 Thomas Farm 19 UF 214867 Parahippus leonensis m2 2014 -11.72 1.28 Thomas Farm 19 UF 215280 Parahippus leonensis m3 2014 -10.88 0.73 Thomas Farm 19 UF 215280 Parahippus leonensis m3 2014 -10.22 0.08 Thomas Farm 19 UF 215289 Parahippus leonensis m2 2014 -12.22 0.6 Thomas Farm 19 UF 215289 Parahippus leonensis m2 2014 -10.42 0

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Table A-1. Continued

Site Age (Ma)

Sample ID Taxon Sample Analyzed δ13C (V-PDB) ‰

δ18O (V-PDB) ‰

Thomas Farm 19 UF 215308 Parahippus leonensis m3 2014 -11.52 0.48 Thomas Farm 19 UF 215308 Parahippus leonensis m3 2014 -11.29 1.89 Thomas Farm 19 UF 215783 Parahippus leonensis m2 2014 -12.13 1.06 Thomas Farm 19 UF 215783 Parahippus leonensis m2 2014 -11.85 2 Thomas Farm 19 UF 216291 Parahippus leonensis m1 2014 -12.59 2.73 Thomas Farm 19 UF 216291 Parahippus leonensis m1 2014 -10.43 0.02 Thomas Farm 19 UF 257391 Parahippus leonensis m2 2014 -10.87 2.56 Thomas Farm 19 UF 257785 Parahippus leonensis m2 2014 -11.49 1.76 Thomas Farm 19 UF 258694 Parahippus leonensis M1 2014 -12.76 2.95 Thomas Farm 19 UF 258694 Parahippus leonensis M1 2014 -11.7 1.16 Thomas Farm 19 UF 258802 Parahippus leonensis m3 2014 -9.43 2.31 Thomas Farm 19 UF 259493 Parahippus leonensis m1 2014 -11.82 -2.12 Thomas Farm 19 UF 259493 Parahippus leonensis m1 2014 -13.73 1.78 Thomas Farm 19 UF 259495 Parahippus leonensis m1 2014 -13.85 1.69 Thomas Farm 19 UF 259495 Parahippus leonensis m1 2014 -12.51 0.16 Thomas Farm 19 UF 262997 Parahippus leonensis m3 2014 -9.51 0.98 Thomas Farm 19 UF 262997 Parahippus leonensis m3 2014 -11.23 1.29 Thomas Farm 19 UF 269846 Parahippus leonensis m1 2014 -12.36 0.51 Thomas Farm 19 UF 269846 Parahippus leonensis m1 2014 -11 1.4 Thomas Farm 19 UF 270907 Parahippus leonensis m2 2014 -12.62 0.14 Thomas Farm 19 UF 270907 Parahippus leonensis m2 2014 -10.78 1.77 Thomas Farm 19 UF 276773 Parahippus leonensis m3 2014 -11.4 1.24 Thomas Farm 19 UF 276773 Parahippus leonensis m3 2014 -10.82 2.27 Thomas Farm 19 UF/FGS 6427 Parahippus leonensis m3 2014 -10.85 0.58 Thomas Farm 19 UF/FGS 6427 Parahippus leonensis m3 2014 -11.27 0.48 Thomas Farm 19 UF/FGS 6441 Parahippus leonensis m1 2014 -11.92 0.82 Thomas Farm 19 UF/FGS 6441 Parahippus leonensis m1 2014 -10.99 1.57 Thomas Farm 19 UF/FGS 6749 Parahippus leonensis m1 2014 -12.54 1.59 Thomas Farm 19 UF/FGS 6479 Parahippus leonensis m1 2014 -11.46 1.12 Thomas Farm 19 UF/FGS 7171 Parahippus leonensis m3 2014 -11.8 2.13 Thomas Farm 19 UF/FGS 7171 Parahippus leonensis m3 2014 -11.46 1.15 Thomas Farm 19 UF/FGS 7172 Parahippus leonensis m3 2014 -11.83 1.65 Thomas Farm 19 UF/FGS 7172 Parahippus leonensis m3 2014 -11.52 0.58 Thomas Farm 19 UF/FGS 11004 Parahippus leonensis m2 2014 -12.43 1.8

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Table A-1. Continued

Site Age (Ma)

Sample ID Taxon Sample Analyzed δ13C (V-PDB) ‰

δ18O (V-PDB) ‰

Thomas Farm 19 UF/FGS 11004 Parahippus leonensis m2 2014 -11.18 1.91

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APPENDIX B VALIDITY OF LEGACY DATA

Stable isotope analysis is a valuable proxy for vertebrate paleontologists,

who use analysis of carbon and oxygen isotopes from fossilized bone and tooth

material to understand paleodiet (Wang et al., 1994), paleoecology (Macfadden

et al., 1999; Clementz and Koch, 2001; MacFadden and Higgins, 2004), and

paleoclimate (Bryant et al., 1994). Original data may come from first hand

analysis conducted with each new study, but researchers also rely on previously

published data to provide additional context for their interpretations. The Florida

Museum of Natural History (FLMNH) in Gainesville, Florida serves as the official

repository for fossils found in the state, and thus has amassed an extensive

collection of invertebrate and vertebrate fossil specimens which provide

researchers with a significant set of data available for isotope analysis. Florida

Miocene fossils are especially abundant, and have been collected from southern,

central, and northern localities throughout the state. While the studies focus on

the same type of material, they have been conducted by researchers of various

affiliations using varying methods in varying labs. Mass spectrometry in its initial

stages required skilled practitioners (Sharp, 2017) and even in the 1970s-80s,

when manufacturers began to produce mass spectrometers that could be

operated by a greater range of scientists, these processes left much room for

human error. While adherence to lab standards should correct for systematic

biases in the data it is worth revisiting this data to see if the legacy data can be

directly compared to data generated in modern scientific studies.

This supplemental study examined 10 out of 26 original stable oxygen and

carbon isotope data points from older publications using gas extraction

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techniques on fossil teeth housed at the Florida Museum of Natural History. Not

all of the samples from the original publications are represented in this study for

two main reasons. First, some of the fossil teeth sampled in these two previous

studies had not yet been accessioned into the FLMNH vertebrate paleontology

collections, thus they had no associated FLMNH UF identification number and

could not be relocated. Efforts were made to track down these specimens, but

lack of documentation made it unclear if they eventually were accessioned into

the collection. Second, other fossil teeth were removed from the study because

they were unerupted or deciduous teeth. Previous studies (Bryant et al., 1996)

have shown that baby teeth carry the signal of the mothers milk, thus providing a

false signal of stable isotope interpretation. Using these filters, out of 16 samples

from MacFadden and Cerling (1996) and 10 samples from MacFadden (1998)

10 specimens were located and deemed viable for re-sampling.

Specimens sampled are from three early Miocene members of the

Perissodactyla (Table B-1).

Table B-1. Taxonomic representation of mammalian herbivores resampled from the late Miocene Love site in Florida.

Order Perissodactyla Family Equidae (horses, zebras) Cormohipparion (6) Family Rhinocerotidae (rhinoceroses) Aphelops (1) Teleoceras (4)

The two methods being compared in this study are individual-sample-gas

extraction techniques and automatic extraction using a Keil device. The samples

from both MacFadden and Cerling (1996) and MacFadden (1998) follow the

same methods of preparation and analysis. These samples were removed of

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dentine or cement with a Dremel tool or dental drill, and the remaining enamel

was then pulverized using a mortar and pestle. The powdered enamel was then

treated with NaOCI, followed by acetic acid to remove organic surface

contaminants. Following this treatment, 50 mg of the sample was transferred to a

glass reaction vessel, where 5 ml of 100% H3PO4 added to the finger, then

evacuated using a glass carbonate extraction line for 1-2 hours in a vacuum at 5

X 10-5 T. The container was then placed in a 25°C temperature bath for half an

hour, after which the H3PO4 was mixed with the sample and left in the 25°C

temperature bath for forty eight hours. The CO2 resulting from this reaction was

analyzed in the University of Utah Department of Biology Finnigan mass

spectrometer, whose analytical precision is reported as being within 0.2%. The

new samples were analyzed using an updated treatment of H2O2 and acetic acid

to remove organic surface contaminants, then analyzed in the University of

Florida in finnigan mass spectrometer coupled with a Kiel III carbonate

preparation device.

The offset between the data run using gas extraction techniques at the

University of Utah in the 1990s and the data run using automatic extraction

techniques at the University of Florida ranged from .05 ‰ to 2.54 ‰ (Table B-2).

Most of the offset shifted towards more positive δ13C and δ18O values, but two

points shifted toward more negative δ13C and δ18O values.

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Figure B-1. Original δ13C data (blue) compared with new δ13C data (red).

Results from a Kruskal-Wallis rank sum test qualify that the difference

between the two data points is statistically significant, and thus the older data

points can be confidently used moving forward.

Table B-2 Results of Kruskal-Wallis rank sum test on the δ18O data from all sites under study.

chi-squared degrees of freedom

p value

Kruskal-Wallis 9 6 0.4373

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Figure B-2. Original δ18O data (blue) compared with new δ18O data (red).

Results from a Kruskal-Wallis rank sum test qualify that the difference

between the two data points is statistically significant, and thus the older data

points can be confidently used moving forward.

Table B-3. Results of Kruskal-Wallis rank sum test on the δ18O data from all sites under study.

chi-squared degrees of freedom

p value

Kruskal-Wallis 7.6364 8 0.4698

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APPENDIX C DIGITIZATION

Overview of vouchered museum specimens to which isotope data was added. This includes specimens from the following publications: Macfadden et al., 1999; MacFadden, 2005; Yann and DeSantis, 2014; Secord et al., 2012; Feranec and MacFadden, 2006; Zanazzi et al., 2007; MacFadden and Cerling, 1996; Whiting et al., 2016; Feranec, 2002; MacFadden, 1998; Koch, 1998; Hoffman, 2006. Table C-1. Vouchered museum specimens to which isotope data was added.

UFID Taxon Specimen Publication

221407 cf. Acritohippus isonesus P3 or P4, right upper partial Hoffman, 2006

221415 Merychippus primus P3, right upper Hoffman, 2006

221419 Merychippus primus P4, left upper Hoffman, 2006

26162 Tapirus webbi maxilla, with left P3-M3 MacFadden and Cerling, 1996

55824 Pseudhipparion simpsoni m2, right upper MacFadden and Cerling, 1996

115776 cf. Tapirus veroensis mandible, left partial with p3, m1-m3 MacFadden and Cerling, 1996

13814 Negaprion sp. tooth, lower MacFadden and Cerling, 1996

13885 Carcharhinus sp. tooth, upper MacFadden and Cerling, 1996

17730 Equus sp. molar, lower Koch, 1998

59606 Teleoceras proterum P3, right upper MacFadden, 1998

59775 Aphelops malacorhinus p3 or p4, left lower, partial MacFadden, 1998

59776 Aphelops malacorhinus p3, right lower, partial MacFadden, 1998

202890 Aphelops malacorhinus M3, right upper MacFadden, 1998

403159 Teleoceras proterum M3, left upper MacFadden, 1998

403160 Teleoceras proterum M3, left upper MacFadden, 1998

17730 Equus sp. M3, right upper MacFadden et al., 1999

17731 Mixotoxodon larensis incisor, left upper MacFadden, 2005

17734 Mixotoxodon larensis cheektooth, left upper MacFadden, 2005

162371 Toxodon sp. P2 or P3, left upper MacFadden, 2005

162373 Toxodon sp. tooth, partial MacFadden, 2005

Table C-1. Vouchered museum specimens to which isotope data was added.

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UFID UFID UFID UFID

162378 Toxodon sp. tooth, partial MacFadden, 2005

162380 Toxodon sp. tooth, partial MacFadden, 2005

202890 Aphelops malacorhinus M3, right upper Feranec and MacFadden, 2006

403151 Tapirus webbi p2, left lower, partial Feranec and MacFadden, 2006

403159 Teleoceras proterum M3, left upper Feranec and MacFadden, 2006

403160 Teleoceras proterum M3, left upper Feranec and MacFadden, 2006

209563 Mesohippine grade equids dentary, right partial with p3-m3 Zanazzi et al., 2007

206864 Hemiauchenia macrocephala p4, left lower Feranec, 2012

249223 Ectocion osbornianus dentary, left with m2 Secord et al., 2012

249297 Ectocion osbornianus m3, right lower Secord et al., 2012

249331 Ectocion osbornianus m2, left lower Secord et al., 2012

249376 cf. Ectocion osbornianus Molar, upper partial Secord et al., 2012

249379 cf. Ectocion P4, left upper Secord et al., 2012

249816 Ectocion parvus M2, right upper Secord et al., 2012

249817 Copecion davisi M2, left upper Secord et al., 2012

249819 Copecion davisi M1, right upper Secord et al., 2012

249854 Hyracotherium sandrae m3, right lower Secord et al., 2012

249856 Ectocion parvus p3, right lower Secord et al., 2012

249858 Ectocion parvus m1, left lower Secord et al., 2012

249859 Copecion davisi m1, right lower Secord et al., 2012

250169 Ectocion osbornianus m2, left lower Secord et al., 2012

250208 Hyracotherium sandrae maxilla, right with M3 Secord et al., 2012

250211 Hyracotherium sandrae M3, left upper Secord et al., 2012

250825 Ectocion osbornianus p3, left lower Secord et al., 2012

250876 Ectocion osbornianus M2, right upper Secord et al., 2012

250890 Ectocion osbornianus dentary, left with m3 Secord et al., 2012

250965 Ectocion osbornianus dentary, left with m2-m3 Secord et al., 2012

251619 Copecion davisi p4, left lower Secord et al., 2012

Table C-1. Vouchered museum specimens to which isotope data was added.

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UFID UFID UFID UFID

252156 Hyracotherium sandrae M3, left upper Secord et al., 2012

252501 Coryphodon eocaenus tooth, partial Secord et al., 2012

252519 Copecion davisi m2, right lower Secord et al., 2012

252541 Copecion davisi dentary, right with m1-m2 Secord et al., 2012

252672 Coryphodon sp. tooth, enamel fragment Secord et al., 2012

253628 Ectocion sp. m1, right lower partial Secord et al., 2012

253630 Ectocion osbornianus P4, left upper Secord et al., 2012

7559 Bison latifrons partial associated skeleton Yann and DeSantis, 2014

27546 Equus sp. P4, right upper Yann and DeSantis, 2014

259941 Bison latifrons p3, left lower Yann and DeSantis, 2014

259942 Bison latifrons p3, left lower Yann and DeSantis, 2014

33419 Equus sp. P4, left upper Yann and DeSantis, 2014

33421 Equus sp. p4, right lower Yann and DeSantis, 2014

272289 Alligator olseni tooth Whiting et al., 2016

289279 Alligator mississippiensis tooth Whiting et al., 2016

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APPENDIX D WOMENS STUDIES: THE FEMMES OF STEM

Summary

In addition to my paleontology research for a Master of Science degree, I spent

two semesters developing an independent, multidisciplinary web based project as

partial fulfillment for a certificate in women’s studies from the University of Florida. The

purpose of the project, entitled the Femmes of STEM.

(https://www.femmesofstem.com/), is to use feminist science studies as a basis for

research into the history of women in STEM fields (science, technology, engineering,

mathematics). The results are shared with a general audience online via blog posts,

podcast episodes, and development of an open access online database of women in

the history of science.

Introduction

The history of science all too often is presented as a history without people of

color, women, or nonwestern knowledge. While there is discourse regarding the status

of women and minorities in STEM today in academia and between STEM academics

(National Sciecne Foundation, 2017; Wyer et al., 2013), there is less conversation about

the place of women and minorities in STEM history. Historical women scientists are

presented as outliers, if at all, and historical scientists of color are often completely left

out of the picture. Thus, the history of science is presented as an accomplishment of

white, western men. Clearly, this is not the case, but finding the stories of women as

scientists is difficult, and this feeds the narrative that women either do not belong in the

sciences or are not even capable of being scientists.

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From personal experience, many scientists and citizens alike assume that this is

simply because Women and people of color were not a part of science history. These

casually sexist, racist attitudes assume women and people of color are newcomers to a

field which was built upon the labor of white, western, males. Science texts used in

classrooms and pop culture depictions of scientists only serve to reinforce these ideas,

as they present the history of science through a white, western, male perspective. The

lack of histories of women in stem perpetuate the idea that women are newcomers to

science - outsiders, who have not contributed to our knowledge, and may not be

capable of succeeding in the field.

The purpose of the research and its development in podcast form is to refute

these ideas by presenting the history of women, especially women of color and non

western women, in science. The questions to be addressed are:

• What are the stories of women in stem history?

• Why have we not seen these stories before?

Background

Perceptions of Scientists

Studies show that when people envision a scientist, they call to mind the image

of a middle aged, white male (Mead and Metraux, 1957; Basalla, 1976). Such

perceptions are shown to have been formed as early as the end of a student's

elementary education (Entwisle and Greenberger, 1972) and continues on to inform

adult’s bias about scientists, including their own place - or lack thereof - in the world of

science (Nosek et al., 2002).

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Perceptions like these lead to the association of science as a masculine, white

field, and inform both public and private attitudes towards who can succeed in science.

Arguments against women’s entry to science range from the proposition that women's

nature is incompatible to science to the idea that women's nature allows them to be

successful in only certain types of science.

History of Women in Science and Feminist Science Studies

Modern feminist critique of science began in the 1970s and 80s (Schiebinger,

1997, 2004) and is being addressed by scientists as well as scholars in women's

studies, philosophy of science, and history of science. In a review essay regarding the

study of women in the history of science, Schiebinger (1987) outlines four conceptual

approaches to feminist science studies:

• recover the work of early women scientists who have been overlooked by historians

• to analyze the limits of women's access to science

• to study how science has characterized/defined women

• to study the masculinity of science Interestingly, these approaches can be seen as having differing views of women

in science, from trying to prove simply that women are capable of doing science, to the

idea that the lack of women in science is due to barriers to entry, to the idea that neither

case is as important as the fact that science itself needs an overhaul (Schiebinger,

1987).

Feminist science studies examine not only the history of women in science fields,

but also provides a critical analysis of how gender, sexism, and racism play a part

science studies (Harding, 1986, 1998, 2006). Science is presented as a pure form of

knowledge, above the influence of human bias, and thus believe there is no way that

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sexism, racism, or prejudice has played a part in science (Harding, 1986). It only takes

a short look into our history, and even our present, to see this is not the case: eugenics

has been taught as science at the university level (Bashford and Levine, 2010), gender

has been presented as a binary despite our understanding of biology (Kitzinger, 1999),

and current studies fail to take into account the presence and knowledge of native

people (Dussel, 1997; Smith, 2012). Women's studies is one of many fields that

encourages a critical look at scientific structures and the people who play a part in them,

including issues like:

• Who is Viewed as a Scientist

• Research Priorities

• Study Populations

• Scientific Language

• What is Considered "Science"? Feminist science studies encourage analysis how choices are being made about

what to research and what research to fund, who is in the position of power to make

these decisions, and who benefits from these decisions. Do the groups correlate? Do

populations used in experiments (mice in clinical trials, for example) accurately reflect

the population who stands to benefit? (Often not) How is scientific language gendered,

and what effect does it have on scientists and scientific research? How do patriarchal

structures and colonialist views inform what we consider “science” versus “indigenous

knowledge,” “women’s work,” etc?

Research

Literature pertinent to understanding the context around perspectives on women as

scientists, history of science, and science studies are available, but the literature falls

short is on describing or analyzing the lives of individual scientists. Research into the

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lives of scientists who have not yet been written about will require access to archives

with periodicals, government documents, photographic images, and interviews. In cases

possible, new interviews are being recorded with available sources for this project.

While some STEM researchers write about feminist and postcolonial approaches to

science (Walker, 2014; Whitten, 2012) the majority of these studies come from non-

STEM fields, such as philosophy, sociology, and women's studies (Dussel, 1997;

Wilson, 2001; Harding, 2006). Many, if not most, scientists are not introduced to feminist

or postcolonial issues, and have not been given reason to believe that either issues of

gender or colonialism affect science (Harding, 2006). As a researcher initially trained in

the natural sciences, it was unfamiliar to me to use social science methodologies to

analyze STEM, but as a woman, especially as a woman of color in this field, the

importance of and need for this discussion is clear.

Thus, while the project is meant for a general audience, it is most crucial to place before

an audience of scientists. This requires explanations of feminist theory, postcolonial

theory, feminist science studies, and so forth to be presented to a set of listeners mostly

untrained in the humanities and unfamiliar with these theories or their

importance/relation to science. The discourse between humanities and science is often

nonexistent, but this project serves as one bridge in the gap.

Product And Press

The overall goal of the Femmes of STEM project is twofold. First, to rethink the narrative

of women - or the apparent lack of women - in science. Second, to use historical

women's success and struggles as a way to call attention to and discuss feminist issues

in STEM today.

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Over the year since the projects launch, the amount of research undertaken has

surpassed the capacity of a biweekly show, and what began as a podcast is now

expanding into a growing website which features reference lists, biographies, open

access resources, and guest posts from fellow contributors thinking about the

intersection of feminism, history, and science.

The Femmes of STEM blog publishes weekly on Mondays and Wednesdays, with

Monday posts alternating between four series: the Resource Round Up, Social Media

Scientists, Reading Recommendations, and Listening Recommendations. Wednesday

posts are written by guests, typically women in STEM, and highlight women in science

history.

Since January, a preliminary reference list of historical women in science and historical

women of color in science has been made public on the website, but a two new, in

depth, searchable databases will be officially launching this July.

The first is an expanded version of the historical women in science database, with over

900 unique entries of women from science history, spanning the 20th century to the

23rd century BCE. Fields of study include archeology, astronomy, biology, chemistry,

earth science, engineering, invention, mathematics, medicine, natural philosophy,

physics, and technology. Women are represented from Asia, Australia, Europe, North

America, and South America.

The second is a database showing notable events in science history which involve

women in STEM. Events include issues of patents by women inventors, award dates,

and birth/death dates. Currently, there is at least one event per calendar day, but this

will be supplemented with birth/death dates from the historical women database above.

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The beta pages for each page are available via the following links: Historical Women in

STEM database (https://www.femmesofstem.com/database), On This Day database

(https://www.femmesofstem.com/onthisday). Press for the project can be found at

https://www.femmesofstem.com/press/.

Our current social media reach is as follows:

• Facebook (600+)

• Instagram (1.2k+)

• Twitter (2.7k+) Mentorship

Over the past two semesters I mentored two undergraduate biology students who

worked as interns for the Femmes of STEM project. During the first semester, one

student focused primarily on research while the other focused on our social media and

publicity. During the second semester, they each added on primary responsibility for a

database, with the goal of having the database in beta mode by the end of Spring 2018.

As undergrads, the students did not yet have experience using university research

resources, citation managers, and other organizational tools, so our focus the first

semester was reviewing research basics, while our focus the second semester was

research reporting through personal publication online and academic submissions.

Conclusion

The Femmes of STEM project was created to combat this false narrative and show that

women and minorities are not newcomers to the world of science, technology,

engineering, and mathematics (STEM) by presenting research that shows we have

always been a part of the past - the problem is that simply that we have not always

been a part of history. Research in the fields of women's studies, the philosophy of

science, science and technology studies, and the history of science have made some

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headway into these issues, but most remains trapped behind paywalls and generally

inaccessible to the public. The Femmes of STEM pairs this research with popular

science writings, primary sources, and personal narratives to produce an accessible

project that shares the history of women in STEM fields one story at a time

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BIOGRAPHICAL SKETCH

Michelle Barboza was born in 1993 in Los Angeles County, CA. She is a first

generation Mexican American, and the oldest of two girls. She graduated from Ramona

Convent Secondary School in Alhambra, California with honors, and began her

undergraduate career at California State University Fullerton with honors upon entrance

in 2011. Michelle graduated with a minor in Geography and a major in Geological

Sciences in 2016. The same year, Michelle began her graduate studies at the University

of Florida and published her undergraduate thesis “The age of the Oso Member,

Capistrano Formation, and a review of fossil crocodylians from California.” While in

graduate school, Michelle also began a project dedicated to the history of women in the

fields of science, technology, engineering, and mathematics. Upon graduation, Michelle

will move back to the West Coast to marry her partner of five years.