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Centro Sviluppo Materiali SpA 2001 Simposio de Siderurgia no Século XXI ABM São Paulo de Brasil 19 e 20 de junho de 2001

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Page 1: Centro Sviluppo Materiali SpA 2001 Simposio de Siderurgia no Século XXI ABM São Paulo de Brasil 19 e 20 de junho de 2001

Centro Sviluppo Materiali SpA 2001

Simposio de Siderurgia no Século XXI

ABM São Paulo de Brasil19 e 20 de junho de

2001

Page 2: Centro Sviluppo Materiali SpA 2001 Simposio de Siderurgia no Século XXI ABM São Paulo de Brasil 19 e 20 de junho de 2001

Centro Sviluppo Materiali SpA 2001

EUROPEAN STEEL RESEARCH PROGRAMMES

Objectives, Participation, Management, Implementation and Assessment

by Manlio MirabileCentro Sviluppo Materiali SpA, Rome-Italy

Page 3: Centro Sviluppo Materiali SpA 2001 Simposio de Siderurgia no Século XXI ABM São Paulo de Brasil 19 e 20 de junho de 2001

Centro Sviluppo Materiali SpA 2001

EUROPEAN STEEL EUROPEAN STEEL RESEARCH PROGRAMMESRESEARCH PROGRAMMES

EUROPEAN STEEL EUROPEAN STEEL RESEARCH PROGRAMMESRESEARCH PROGRAMMES

• Objectives

• Participation

• Management

• Implementation

• Assessment

Page 4: Centro Sviluppo Materiali SpA 2001 Simposio de Siderurgia no Século XXI ABM São Paulo de Brasil 19 e 20 de junho de 2001

Centro Sviluppo Materiali SpA 2001

OBJECTIVESOBJECTIVES

The objectives of the European Steel Research and Technical Development (RTD) programmes within the frame of a sustainable development, are:

• to support the competitiveness of the Community steel industries;

• to support the scientific, technological and political objectives of the European Union.

Page 5: Centro Sviluppo Materiali SpA 2001 Simposio de Siderurgia no Século XXI ABM São Paulo de Brasil 19 e 20 de junho de 2001

Centro Sviluppo Materiali SpA 2001

PARTICIPATIONPARTICIPATION

Can participate in the programmes and apply for a financial contribution, any undertaking, research institute or natural person, provided that is established in the territory of a Member State and intends carrying out a RTD activity.

Page 6: Centro Sviluppo Materiali SpA 2001 Simposio de Siderurgia no Século XXI ABM São Paulo de Brasil 19 e 20 de junho de 2001

MANAGEMENTMANAGEMENT• The programme is managed by the

Commission, with the assistance of one Committee and one Steel Advisory Group (SAG). The Steel Committee composed of the representatives of the Member States assists the Commission on the allocation of funds, the drawing-up the terms of reference for the monitoring and assessing the programmes. The SAG assists the Commission on the overall development of the programme, on the evaluation of proposals and provides recommendations on the priority to be given to the proposals.

Page 7: Centro Sviluppo Materiali SpA 2001 Simposio de Siderurgia no Século XXI ABM São Paulo de Brasil 19 e 20 de junho de 2001

Centro Sviluppo Materiali SpA 2001

IMPLEMENTATIONIMPLEMENTATIONFor implementing the programme the Commission

establishes and makes publicly available a package, which provides information on:

• the programme• modalities for participation

• application forms

• rules for the submission of proposals model contract (allowable costs, maximum financial support, modalities of payment etc.)

Page 8: Centro Sviluppo Materiali SpA 2001 Simposio de Siderurgia no Século XXI ABM São Paulo de Brasil 19 e 20 de junho de 2001

Centro Sviluppo Materiali SpA 2001

ASSESSMENTASSESSMENT

An assessment of the programmes is carried out at the completion of the projects financed during the period covered by programmes. The benefits of the RTD to the society and to the sectors concerned are assessed. The assessment report is published.

Page 9: Centro Sviluppo Materiali SpA 2001 Simposio de Siderurgia no Século XXI ABM São Paulo de Brasil 19 e 20 de junho de 2001

Centro Sviluppo Materiali SpA 2001

GLOSSARYGLOSSARY• Long term: Results applied after 10 years or

more• Medium to long term: Results applied between

7-10 years. • Medium term: Results applied between 5-7

years. • Short term: Results applied within 5 years. • EU funding: financial support provided by the

EC

Page 10: Centro Sviluppo Materiali SpA 2001 Simposio de Siderurgia no Século XXI ABM São Paulo de Brasil 19 e 20 de junho de 2001

Centro Sviluppo Materiali SpA 2001

GLOSSARYGLOSSARY

• Production:Production: all activities in the product cycle, from raw-materials manufacturing to end-products recovery.

• Product: the term ranges from pre-processed raw-materials to end-products or structures and associated services.

• Targeted Research Action (TRA) Programme implementation concepts, which aim at focusing strategic priorities for the calls within a Key Action.

Page 11: Centro Sviluppo Materiali SpA 2001 Simposio de Siderurgia no Século XXI ABM São Paulo de Brasil 19 e 20 de junho de 2001

Centro Sviluppo Materiali SpA 2001

Page 12: Centro Sviluppo Materiali SpA 2001 Simposio de Siderurgia no Século XXI ABM São Paulo de Brasil 19 e 20 de junho de 2001

Centro Sviluppo Materiali SpA 2001

RESEARCH PROGRAMME

The research programme is divided in two RTD sectors:

steel research projects steel pilot and demonstration projects

The programme foresees one call for proposals per year up to 2001.

The implementation is subject to annual budgetary decisions.

The research programme is divided in two RTD sectors:

steel research projects steel pilot and demonstration projects

The programme foresees one call for proposals per year up to 2001.

The implementation is subject to annual budgetary decisions.

Page 13: Centro Sviluppo Materiali SpA 2001 Simposio de Siderurgia no Século XXI ABM São Paulo de Brasil 19 e 20 de junho de 2001

Centro Sviluppo Materiali SpA 2001

COMMUNITY AIDas percentage

of the eligible costs

up to 60% for research

up to 40% for mono-national P/D projects

up to 50% for multi-national P/D projects

up to 60% for research

up to 40% for mono-national P/D projects

up to 50% for multi-national P/D projects

Page 14: Centro Sviluppo Materiali SpA 2001 Simposio de Siderurgia no Século XXI ABM São Paulo de Brasil 19 e 20 de junho de 2001

Centro Sviluppo Materiali SpA 2001

PROJECT MONITORING

• The progress of projects is undertaken by a series of Executive Committees (research) and Experts Groups (P/D) under the responsibility of the Commission.

• The Executive Committees comprise two experts from each Member States and the Experts Groups five experts not related to any national criterion.

• The progress of projects is undertaken by a series of Executive Committees (research) and Experts Groups (P/D) under the responsibility of the Commission.

• The Executive Committees comprise two experts from each Member States and the Experts Groups five experts not related to any national criterion.

Page 15: Centro Sviluppo Materiali SpA 2001 Simposio de Siderurgia no Século XXI ABM São Paulo de Brasil 19 e 20 de junho de 2001

Centro Sviluppo Materiali SpA 2001

How is a proposal evaluated and selected?

• Evaluation and selection of proposals is carried out under the responsibility and co-ordination of the Commission, assisted by external experts chosen by the Commission. Each member will make its own evaluation on the basis of well identified criteria.

Page 16: Centro Sviluppo Materiali SpA 2001 Simposio de Siderurgia no Século XXI ABM São Paulo de Brasil 19 e 20 de junho de 2001

Centro Sviluppo Materiali SpA 2001

EVALUATION CRITERIA clear and reasonable objectives

scientific and technical merit

innovative content (progress beyond the state-of-the-art)

industrial, economic and societal interest

proposal consistency(e.g. costs vs. objectives)

European dimension;

transferability of the results

Page 17: Centro Sviluppo Materiali SpA 2001 Simposio de Siderurgia no Século XXI ABM São Paulo de Brasil 19 e 20 de junho de 2001

Centro Sviluppo Materiali SpA 2001

DISTRIBUTION by COUNTRY of DISTRIBUTION by COUNTRY of PROJECTS to be FUNDEDPROJECTS to be FUNDED

(2001)(2001)

0

5

10

15

20

25

30

AT BE DE ES FI FR GB GR IT LU NL PT SE

Partic.(%)

Funding (%)

Page 18: Centro Sviluppo Materiali SpA 2001 Simposio de Siderurgia no Século XXI ABM São Paulo de Brasil 19 e 20 de junho de 2001

Centro Sviluppo Materiali SpA 2001

DISTRIBUTION of DISTRIBUTION of PROPOSALS by DOMAINPROPOSALS by DOMAIN

Reduction of iron oresB

6%Steelmaking

C

19%

Mechanical working & rolling mills

D

16%Analytical techniques

(P.P.E.)E

3%

Properties & Services performance

F

39%

Pilot/demonstrationT

17%

Page 19: Centro Sviluppo Materiali SpA 2001 Simposio de Siderurgia no Século XXI ABM São Paulo de Brasil 19 e 20 de junho de 2001

Centro Sviluppo Materiali SpA 2001

CLASSIFICATION OF CLASSIFICATION OF PARTICIPANTSPARTICIPANTS

SME4%

Big ind

EDU8%

ROR43%

45%

Page 20: Centro Sviluppo Materiali SpA 2001 Simposio de Siderurgia no Século XXI ABM São Paulo de Brasil 19 e 20 de junho de 2001

Centro Sviluppo Materiali SpA 2001

5th Framework Programme5th Framework Programme Content

5th Framework Programme5th Framework Programme Content

A. Glossary

B. Key Actions (KAs)

C. Generic Actions (GAs)

D. Modalities for implementation

E. Indicative Budget

F. Priorities & indicative budgets for the several calls

G. Criteria for selection

Page 21: Centro Sviluppo Materiali SpA 2001 Simposio de Siderurgia no Século XXI ABM São Paulo de Brasil 19 e 20 de junho de 2001

Centro Sviluppo Materiali SpA 2001

Why Key Actions?Why Key Actions?

“We are moving from research based on performance for its own sake, to research which focuses on social and economic problems which

face society today. The 5° F.P.’s available resources have been

concentrated on carefully targeted priorities to avoid their being spread too thinly.”

Page 22: Centro Sviluppo Materiali SpA 2001 Simposio de Siderurgia no Século XXI ABM São Paulo de Brasil 19 e 20 de junho de 2001

Centro Sviluppo Materiali SpA 2001

KEY ACTIONSKEY ACTIONS

RTD actions oriented to solve clearly identified socio - economic problems in the short-medium term by developing critical technologies or methodologies.

Page 23: Centro Sviluppo Materiali SpA 2001 Simposio de Siderurgia no Século XXI ABM São Paulo de Brasil 19 e 20 de junho de 2001

Centro Sviluppo Materiali SpA 2001

GENERIC ACTIONSGENERIC ACTIONSGENERIC ACTIONSGENERIC ACTIONS

• RTD action mainly of medium-long term nature.

• A GA is not related to one specific application but to applications for more than one product or sector.

Page 24: Centro Sviluppo Materiali SpA 2001 Simposio de Siderurgia no Século XXI ABM São Paulo de Brasil 19 e 20 de junho de 2001

Centro Sviluppo Materiali SpA 2001

MODALITIES FOR MODALITIES FOR IMPLEMENTATIONIMPLEMENTATION

Calls for proposals:

periodic (for proposals within a defined scope and with fixed deadlines)

open (open until the last year of the F.P.)

dedicated (are restricted to a number of very specific topics).

Page 25: Centro Sviluppo Materiali SpA 2001 Simposio de Siderurgia no Século XXI ABM São Paulo de Brasil 19 e 20 de junho de 2001

Centro Sviluppo Materiali SpA 2001

INDICATIVE BUDGET FOR IMPLEMENTING THE ACTIONS Thematic Programme 3

Budget per research domain

KA 1 KA 2 KA 3 KA 4 MAT* M&T INFRAST. TOTALTotal (Meuros) 731 371 320 700 410 136 37 2705***Including " phasing-in" of steel reseaech

**Including costs for calls for tenders, personnel & administration. Net 2492 Meuros

Budget distribution per domain and per type of call

KA 1 KA 2 KA 3 KA 4 MAT* M&T INFRAST. TOTALPeriodic calls 565 270 255 590 324 67 2071

Dedicated calls 5 47 5 5 5 45 34 146Open calls 102 25 35 50 50 13 275

Total (Meuros) 672 342 295 645 379 125 34 2492

Budget to be committed annually according to the different type of calls

2002Periodic calls 503 2071

Dedicated calls 46 146Open calls 100 275

1999500573 495

2000 2001

0

30

45

60

55

85

Page 26: Centro Sviluppo Materiali SpA 2001 Simposio de Siderurgia no Século XXI ABM São Paulo de Brasil 19 e 20 de junho de 2001

STRUCTURE of a STRUCTURE of a PROPOSALPROPOSAL

Scientific & technical objectives, workplan (anonymous).

Community value (European dimension of the problem).

Social objectives (employment, quality of life).

Economic development S&T perspectives (exploitation, competitiveness).

Project management, resources, budget

2

1

3

Page 27: Centro Sviluppo Materiali SpA 2001 Simposio de Siderurgia no Século XXI ABM São Paulo de Brasil 19 e 20 de junho de 2001

Centro Sviluppo Materiali SpA 2001

CRITERIA FOR SELECTIONCRITERIA FOR SELECTIONCRITERIA FOR SELECTIONCRITERIA FOR SELECTION

Scientific &Technological Excellence

Quality of approach, partnership & management

Community Added Value

Social Objectives

Economic development and S&T perspectives

Page 28: Centro Sviluppo Materiali SpA 2001 Simposio de Siderurgia no Século XXI ABM São Paulo de Brasil 19 e 20 de junho de 2001

Centro Sviluppo Materiali SpA 2001

THRESHOLD LEVELSTHRESHOLD LEVELS

Minimum score(scale 0-5)

KA1 KA2 KA3 KA4 Mat M&T

S&T Excellence 3,0 3,0 3,0 3,0 4,0 3,0

CommunityValue

3,0 4,0 3,0 3,0 3,0 3,0

SocialObjectives

3,0 4,0 3,0 3,0 3,0 3,0

EconomicPerspectives

4,0 3,0 4,0 4,0 3,0 3,0

Partnership &Management

3,0 3,0 3,0 3,0 3,0 3,0

Page 29: Centro Sviluppo Materiali SpA 2001 Simposio de Siderurgia no Século XXI ABM São Paulo de Brasil 19 e 20 de junho de 2001

Centro Sviluppo Materiali SpA 2001

THEMATIC PROGRAMME 3THEMATIC PROGRAMME 3Competitive and Sustainable Growth

Key Actions• KA 1: Innovative products, processes and

organisation (150 M€) • KA 2: Sustainable mobility and intermodality

(90 M€) • KA 3: Land transport and marine

technologies (80 M€) • KA 4: New perspectives in aeronautics

(245 M€)

Page 30: Centro Sviluppo Materiali SpA 2001 Simposio de Siderurgia no Século XXI ABM São Paulo de Brasil 19 e 20 de junho de 2001

Centro Sviluppo Materiali SpA 2001

THEMATIC PROGRAMME 3THEMATIC PROGRAMME 3Competitive and Sustainable Growth

Generic Activities

• Materials and their technologies for production and transformation

• New and improved materials and production technologies in the steel field

• Measurement and testing

(indicative overall budget M€ 165)

Page 31: Centro Sviluppo Materiali SpA 2001 Simposio de Siderurgia no Século XXI ABM São Paulo de Brasil 19 e 20 de junho de 2001

Centro Sviluppo Materiali SpA 2001

GENERIC MATERIAL ACTION

STEEL

Crossing cuttingTechnologies

Structural Materials

Functional Materials

GENERIC MATERIALS

ACTION

Sustainable Chemistry