chapter 2 research methodology 2.1 introduction
TRANSCRIPT
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CHAPTER 2
RESEARCH METHODOLOGY
2.1 Introduction
The research approach applicable to this study is aimed at providing inputs into the
current Land Reform Policy and its programmes for women’s benefits. A further addition
to this research would be to improve circumstances around the Land Reform Policy
processes for women’s sustainable development as beneficiaries of the Land Reform
Programmes. The two research approaches applicable to scientific enquiry are the
quantitative and the qualitative research approaches, each with its emphasis on
attributes, such as numbers or social understanding, respectively.
The manner in which a problem is presented guides the type of research approach to
be used. The stated problem in Chapter One provides guidance in terms of issues that
need investigation; and the research methodology serves as the parameter which can
be used to arrive at possible solutions.
The study necessitates an evaluation of the processes towards establishing,
implementing and assessing the Land Reform Programmes in terms of women’s equity,
empowerment and sustainable development. This chapter describes the relevance of
Public Administration research in improving Land Reform Policy processes. Applicable
research instruments include the case study method, qualitative interviewing and the
use of a literature review. These issues will all be discussed. A description of the case
study will be briefly explained, and the chapter will discuss the acceptable ethical
aspects of conducting research in Public Administration.
Ethical considerations of all the participants in the study will be discussed with the
emphasis on protecting the research participants through their informed consent.
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2.2 Public administration research
Clough and Nutbrown (2002: 5) provide clarity on the two concepts of research and
methodology. Research may be defined as the investigation of an idea, subject or topic
for a particular purpose; an area of interest is investigated from a particular context. On
the other hand, methodology is the justification of specific methods that are used in a
given study (Clough & Nutbrown, 2002: 26).
The qualitative research method will be used in the study to provide an investigative
process and the results thereof. Qualitative research uses descriptive measures, in
contrast to quantitative research, which uses figures and numbers to assess the
performance of the phenomenon under study, as will be defined in this chapter.
Kuye et al. (2002:5) describe Public Administration as the study of the selective practice
of the tasks associated with the behaviour, conduct and protocol of the affairs of the
State. Activities involved in realising that a problem exists and taking action to resolve
that problem implies that a process has been initiated towards a possible solution.
Public policy is formulated as a result of processes or a set or series of stages that
government engages in to arrive at a solution (LeMay, 2006: 10).
The processes involved in ensuring that the implementation of a specific public policy is
successful are lengthy, intensive and sensitive issues.
Public administration plays an important role in the formulation of public policy, and is
thus part of the political process, because the electorate becomes the public that has
needs which must be addressed through a policy. Even though it is different in
significant ways from private administration; it is, nevertheless, closely associated with
private groups and individuals (Rosenbloom et al. 2009: 4). Public administration
involves a vast number of activities; however, knowing what public administration can
accomplish does not necessarily involve solving the challenge faced by its definition
(Rosenbloom et al., 2009: 3).
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As defined earlier in Chapter One, public administration consists of actions involved in
effecting the intent and wishes of government, as part of its business (Rosenbloom et
al. 2009: 4). South Africa is not unique in ensuring that public administrators are
concerned with the provision of public goods and semi-public goods. These goods and
semi-public goods comprise services, such as roads, political voice, recreational and
cultural facilities, safety, economic security, health and education to the public
(Rosenbloom et al., 2009: 429).
The above services provided by public administrators involve costs and budgetary
functions. These are some of the key roles of public administrators. These services are
some of the activities in public administration.
The day-to-day practice of public administration can be done with or without financial
allocations, because it is made up of co-operative efforts of human action with a high
level of prudence (Waldo, 1955 in Rosenbloom et al., 1994: 12). Public Administration
as a discipline must have financial injections as there are cost-related activities that
have to be undertaken to achieve a set goal, such as policy-making; organising;
financing; work procedures; exercising control and personnel provision and utilisation.
As may be seen in any organisation, the realisation of these functions requires
budgetary allocations; hence, the Land Reform Policy is allocated a budget by the
DRDLR. The challenge then is whether such an allocation is enough to empower
women’s land needs and improve their sustainable development. Land reallocation and
sustainable use of such land, as a matter of national interest, is supported by more than
one government department. The land acquisition budget is located within the DRDLR;
and support funding for land use is situated within the national and provincial
Departments of Agriculture.
Budget allocation is done by National Treasury, based on funding motivational
submissions made by the different departments. It is possible, therefore, to find that
funding allocation in various departments varies drastically.
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This difference in allocation can lead to the skewed release of funds towards the
support of beneficiaries. Land can be acquired because there is sufficient funding for
this – only to discover that there is not enough funding for support towards the
sustainable use of such land.
According to Wagner and Gill (2005: 6), Public Administration relies on other related
fields for its methodological tools, despite the specific research challenges that the field
presents. Three real dilemmas are described in an effort to try and address the
boundaries and weaknesses of Public Administration research: the theory dilemma; the
methods dilemma; and the focus dilemma (McCurdy & Cleary, 1984, in Streib & Roch,
2005: 37).
Theory, in the field of Public Administration, is not well developed; and hence, it reduces
the value of Public Administration research. Furthermore, the increased focus on theory
is foundational because the field is not developing the verifiable knowledge base
necessary for the advancement of Public Administration as an applied science
(McCurdy and Cleary, 1984, in Streib & Roch, 2005:41).
The methods’ dilemma details the lack of agreed-upon methods and generally accepted
research criteria. At the basic level, the focus dilemma concerns the value of Public
Administration research for practitioners (McCurdy and Cleary, 1984, in Streib & Roch,
2005: 45). Assessments of the field, which are negative – as depicted by McCurdy and
Cleary, 1984, in Streib and Roch, 2005: 45), stirred up the concerns that critics seek to
increase the academic rigour of the field at the expense of the practical issues.
A general lack of sophistication in Public Administration methods has been
acknowledged. The overall reason for the lack of growth in the field is attributed to a
general lack of funding support for research in Public Administration (McCurdy and
Cleary, 1984, in Streib & Roch, 2005: 45). The question that remains is: How, therefore,
can scholars of Public Administration bring the necessary growth and interest to the
discipline which could benefit the practice of public administration?
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Investment in other sciences, such as the Natural and Physical Sciences is prioritised,
as these are regarded as disciplines that make life possible. On the contrary, Public
Administration is regarded as both as a science and as an art (Waldo, 1955, in
Rosenbloom et al., 1994: 4).
It is regarded as a science in relation to its eclectic manner, as it borrows substance
from other disciplines, and as an art because of its creative quality in actual
administration, with intangibles such as leadership, judgment, decision-making and
control.
Robbins and Borders (2005: 1) also emphasise the lack of proper methods in Public
Administration research. These writers confirm that Public Administration research
tends to be forward looking, offering implications as a result of policy change; this
approach is different from research in other fields, such as Political Science or
Sociology, which tries to explain behaviour. It is, therefore, clearly evident that Public
Administration is not an easy field, either as an art or as a science.
As defined earlier, Public Administration and its applicability to the Land Reform Policy
processes – as highlighted in the WPSALP (1997), in particular towards improving
women’s sustainable development -- is a complex process moving in the direction of
development. Research in Public Administration for sustainable development needs
clear targets and a proper choice of the research design, as will be discussed in the
section that follows.
The distinction that occurs between basic research, as in gathering knowledge to enrich
existing information, and applied research which aims to discover, interpret and develop
methods to deal with practical problems, is not immediately evident for Public
Administration; both basic and applied research are appropriate. However, the clear
distinction between the two should not be oversimplified (Kuye et al., 2002: 4).
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Mathebula (2003: 40), quoting Johnson (2000: 10), confirms that the scientific reality of
Public Administration research uses systematic observation and experimentation to test
ideas, and to seek to understand why the world works as it does. Unlike other natural
sciences, the laboratory of Public Administration is represented by an environment in
which the researcher is both amongst and within the phenomenon to be observed, as
opposed to observing some incubated phenomenon (Mathebula, 2003:40). A criticism
has been raised that research in Public Administration is at times too theoretical and
abstract; it is communicated in complex and incomprehensive jargon, and tends to be
morbidly pessimistic about what is possible (Kuye et al., 2002: 4).
Public Administration research relates to aspects of real life, and the inclusion of the
researcher within the environment of the phenomenon being researched makes it more
realistic. It should, consequently, be easy to understand and forecast the results of
Public Administration research.
2.3 Qualitative research and its applicability to the study
Silverman (2005:10) describes qualitative research as emphasising the socially
constructed nature of reality, the intimate relationship between the researcher and what
is studied, and the situational constraints that shape inquiry. Qualitative research is not
based on prescribed methods and detailed hypotheses that would rigidly guide the
researcher throughout the study (Willis, 2007: 197).
Qualitative research further involves some kind of direct encounter with the world;
whether it takes the form of ongoing daily life, or of the interactions with a selected
individual or group (May, 2002:199). This type of research describes, either explicitly or
implicitly, the purpose of the qualitative research, the role of the researcher(s), the
stages of the research, and the method of data analysis.
It becomes clear, that with more exposure and involvement in the qualitative research
methods, one should even be able to pick up related themes and concepts in areas of
study which might need further research in such a discipline.
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Common themes or concepts in the process of gathering information can be grouped
together and made to constitute a new phenomenon for further studies. Such new
discoveries might have to be dealt with at a different level and for different purposes.
According to Rubin and Rubin (2005:211), concepts and themes that are identified
during interviews can in turn suggest new related concepts and themes. The qualitative
research methodology studies individuals in their natural setting, as mentioned earlier in
the chapter, with design characteristics that are flexible, evolving and emergent
(Merriam, 2009: 18).
The number of women who have received support as a result of the Land Reform Policy
is not a critical aspect in this study as the nature of the study is not about numbers of
women, but it is of importance because it provides a base sample for qualitative
analysis, since herein lies the impact of the Land Reform Policy on women’s sustainable
development and empowerment. Impact (as in impact of the Land Reform Policy on
women’s sustainable development) is regarded as a concept and not as a variable.
Kumar (2005:56) states that concepts are mental images or perceptions, and their
meanings vary markedly from individual to individual, whereas variables are
measurable, but with varying degrees of accuracy.
Concepts, themes and events – as identified during the interviews – guide what is to be
included in the coding categories (Rubin & Rubin, 2005: 210). Ideas for concepts and
themes can also be developed by focusing on what and how the different interview
participants have responded to a similar question (Rubin & Rubin, 2005: 211).
Table 2.1 below describes some of the concepts and variables in relation to this study.
The impact of land reform on women’s sustainable development -- impact being the
concept in this case, and women’s sustainable development being the variable.
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Table 2.1: The difference between concepts and variables
Concept Variable
Impact Productivity (hectares used; number of jobs
created; number of tons/kg produced; level of
poverty reduced)
Effectiveness of the Land Reform Policy Women beneficiaries (rural or urban women;
educated or not educated)
Success of the Land Reform Policy Income (Income per annum, per month, per
semester)
Source: Adapted from Kumar, R. 2005. Research Methodology: Second Edition: A step-
by-step guide for beginners. London: SAGE Publications Ltd. p57.
Variables are measurable and determine whether the idea or concept imagined or
expected is realised and can be visible. Access to land for women is assumed in the
form of concepts to improve the lives of women but that is further justified by providing
measurable units to the expected outcomes which are reduced poverty and a better life.
The use of land, the type of enterprises and level of production which would be
variables in this case, are all expected to result in the outcomes above.
Denzin and Lincoln (2008:3) confirm that qualitative research is a complex,
interconnected family of terms, such as concepts and assumptions. According to Flick
(2002:226 – 227), as quoted by Denzin and Lincoln (2008:7), qualitative research is
inherently multi-method in its focus, and it involves the use of multiple methods or
triangulation. It reflects an attempt to secure an in-depth understanding of the
phenomenon being studied.
Qualitative researchers use semiotics, narrative as in storytelling, content, dialogue and
archival documents – to arrive at a conclusive result (Denzin & Lincoln, 2008:9). There
is separate and detailed literature on the many methods and types that fall under the
category of qualitative research, such as case studies, politics and ethics, participatory
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inquiry, interviewing and participant observation, as confirmed by Denzin and Lincoln
(2008: 3); Lunenburg and Irby 2008: 90-92 and Flick (2007: 78).
The use of research types, such as the case study, participatory inquiry and participant
observation provide reality in research – as opposed to imagination or even estimations.
Some of these qualitative research types will be discussed in the next section of the
chapter.
2.4 Qualitative research types
Qualitative research is oriented towards assessing and analysing specific cases in their
locality – starting with people’s expressions and activities in their natural setting (Flick,
2009: 21). The use of qualitative methods, as opposed to quantitative methods,
compels the research to reach consequences that are at the level of socio-political
topics and relations (Flick, 2009:25). Qualitative research is appropriate in this enquiry
because of its relevance to the topic. Prioritising the Land Reform Policy in South Africa
has been on the agenda for both the politicians and society.
This study seeks to describe and interpret the findings on sustainable development for
women as a result of the Land Reform Policy. The focus in this enquiry will be on a
number of cases, since their experience and understanding with regard to land reform
and their interactions with the programme for their sustainable development are the
important issues in this study (Silverman, 2005: 9).
Quantitative research data lead to results in the actual sense of the word, whereas
qualitative research is an illustrative approach (Flick, 2009: 25). Qualitative implies that
the emphasis should be placed on the qualities of entities and on processes and
meanings that cannot be experimentally measured in terms of quantities, amounts,
intensity or even frequencies. The answers that are needed in qualitative enquiry relate
to how social experience is structured and given meaning (Denzin & Lincoln, 2008: 14).
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This chapter will be used to provide the choice of the qualitative methods for the study,
as the study is of a socio-political nature.
According to Creswell (2007), quoted in Lunenburg and Irby (2008: 89), a qualitative
study may be defined as an inquiry process of understanding based on distinct
methodological traditions of inquiry that explore a social or human problem. In other
words, the researcher builds a complex, holistic picture, analyses words, reports
detailed views of the informants, and conducts the study in a natural setting (Creswell
(2007) in Lunenburg and Irby (2008:89)).
Merriam (2009: 19) defines qualitative research as the type of research that
encompasses a number of philosophical orientations and approaches.
The goal of investigation with qualitative research is understanding, discovery and
meaning, as opposed to quantitative research which is more focused on prediction,
control and confirmation (Merriam, 2009: 18). The researcher works on seeking to
understand why specific behavioral patterns occur as they do, and the meanings
attached to their understanding.
Qualitative research, therefore, emphasises understanding – by closely examining
people’s words, actions and records and attached meanings. On the other hand,
quantitative research investigates such words, actions and records at a mathematically
significant level, thus, quantifying the results of observation (Lunenburg & Irby, 2008:
89). Qualitative research uses texts as empirical material, as opposed to using
numbers. The everyday perspectives of the participants are looked at, in conjunction
with their daily practices and any knowledge that relates to the subject under study
(Flick, 2007: 2).
This research will use the interpretive, natural approach to the situations of women as
beneficiaries of the Land Reform Policy.
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A table of both qualitative and quantitative research approaches is used to demonstrate
differences in these research approaches.
Table 2.2: Distinctions between quantitative and qualitative research methods
Table adapted from: Seale, C., Gobo, G., Gubrium, J.F. and Silverman, D. 2002.
Qualitative Research Practice. London: SAGE Publications. p312.
Table 2.2 above depicts why the two research methods are different and unique; hence,
their application for this research inquiry. The importance of housing and land as the
two lead programmes considered important in addressing poverty has been confirmed
by the Presidency in the 2003 publication termed: Towards a Ten-Year Review
(Presidency, 2003: 25). The challenge is to ensure that legislation developed since
1994 is fully implemented (Presidency, 2003: 11).
Land is an important resource and asset for women. As an asset that can be used for
shelter / housing, production, collective production or letsema (this is a method of group
production where all women gather at a particular farm and work on that farm for the
day).
Qualitative Result /
consequences
Quantitative Result /
consequences
Uses words Can be easily
misinterpreted, hence
yielding wrong results
Uses numbers Easy to use and be
generalised
Focuses on meanings Different words can
mean different things
to different people
Concerned with
behavioural patterns
Information can be
extrapolated
Relies on inductive
logic of inquiry
States facts first and
conclusions are based
on facts
Utilises the hypothetic
deductive method
Moves from known to
the unknown
Lacks the quantitative
research power to
generalize
Confined to observed
facts
Can generalize Can move from a
representative sample
towards a population
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They bring refreshments and ensure that the work that had to be done on that day is
finished before they start work at a different farm. Land can be used as collateral for
accessing loans, and even as a way of enhancing women’s self esteem. The above is
an indication of the social relationship that is inherent in women’s access to sustainable
development. This highlights the importance of the qualitative approach to the study.
In the execution of this research, the interpretive approach will be applied, as this
approach is related to qualitative research. Qualitative research has been adopted
because the thrust of this study is an inquiry on how the land reform has empowered
women in their drive towards sustainable development, as well as what has been the
process of ensuring that women have equal access to land. Qualitative research is
concerned with process rather than outcome; and the Land Reform Policy formulation is
a process with, for the purpose of this study, a target focused on women’s
empowerment and sustainable development.
It therefore becomes important to conduct an inquiry on how the Land Reform Policy
has improved women’s access and ability to facilitate their sustainable development.
Flick (2009:14) indicates that the essential features of qualitative research are correct
choices of methods and theories; various participant perspectives with their uniqueness
in diversity; the reflections of researchers on the research done, as part of the
knowledge-production process and a variety of methods.
The perspectives and feelings of women, as unique and diverse individuals, are
expressed tacitly by researchers in the qualitative inquiry.
The process of inquiry using the qualitative research approach requires that the
researcher should understand the strategic classes of the methodology. McNabb
(2002:269) confirms that qualitative research methods can be grouped into three broad
categories, namely: explanatory research studies; interpretive research studies; and
critical research studies.
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Interpretive research, as described by McNabb (2002: 271), looks at research elements
that explain people’s actions in social circumstances and situations.
Interpretive research goes beyond explaining the social phenomenon being studied to
interpreting what the phenomenon means, providing an interpretation of its meaning
and application (McNabb, 2002: 271). The meaning of land reform, as defined in
Chapter One, is placed within the context of women’s attitudes, opinions and behaviour,
and whether women understand its developmental nature. Conducting the study within
this category reveals realities that benefit both the researcher and the target group.
Interpretive research investigates the manner in which humans make sense out of the
events in their lives, either planned or unplanned (McNabb, 2002: 271). The history of
land reform, as the key event, needs to be understood thoroughly for the study to be
successful. This will be possible based on the available literature on land reform in
South Africa. The research process occurs in the context of the women’s projects, and
the discussions are interpreted in terms of the meanings that are understood by all
parties involved.
An examination on patterns of meaning that emerge from data gathered occurs in
qualitative research; these patterns are then presented in the participant’s own words
(Lunenburg & Irby, 2008: 89).
Klein and Myers (1999) in McNabb (2002:272) further provide a set of seven principles
which they developed. These can be used to assist in contextualising interpretive
research studies. These seven principles are briefly described. The first of the seven
principles is the hermeneutic circles, which were devised to illustrate learning or
understanding of a phenomenon. This is a discipline of interpretation inclusive of
interpretative processes.
People understand concepts by focusing on the parts that constitute a particular
concept, such as words, phrases and how these were brought together.
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Accessibility of land reform documents for this research is critical for the successful
interpretation of the concepts, intentions and goals of the Land Reform Policy and its
programmes. The second principle is the contextual nature of the phenomenon under
investigation, and in the case of this study, the context within which women were
dispossessed of their land – and as a result of social and even historical patterns, this
then becomes an important feature of the research.
The third principle is the interaction between the researcher and the participants, which
focuses on gathering further information towards understanding the phenomenon being
studied. While describing the meanings of words, better opportunities can be created
between a researcher and the participants towards understanding the phenomenon.
Land reform information is currently only available in written format, and mostly in
English. There are some documents which have already been translated into the other
11 official languages by the Department of Rural Development and Land Reform
(DRDLR).
The fourth principle is abstraction and generalisation, which brings disunited parts of a
concept together and categorises them into generalisations and concepts with a wider
application. The three Land Reform Programmes are known and accepted in South
Africa, but their implementation and results are unique. All Land Reform Programmes
are aimed at ensuring access to land, but the focus area for each Land Reform
Programme is unique and the implementation differs from one programme to the next.
The uniqueness of each Land Reform Programme makes it a disunited part, but
because there is a common goal, that of access to land, generalisations can be made.
The fifth principle is dialogical reasoning – in the sense that through dialogues between
the researcher and the participants, improvements can be achieved in the final research
product. The initial concepts might have been too vague for the research to proceed,
but through ongoing engagements these vague concepts find better meaning and
applicability.
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Continuous dialogue on a matter being discussed brings better understanding and
clarity to both the participants and the researcher on such a matter.
The sixth principle being that of multiple interpretations, requires that the researcher
should compare historical and contextual interpretations of a phenomenon against all
other available interpretations, as well as the reasons offered for them. The researcher’s
preconceptions and biases are subjected to those competing interpretations, including
those of the participants. Conclusive and convincing interpretations are expected from
the researcher as an expert in the field. The seventh principle is suspicion, which
cautions the researcher not to accept any interpretation at face value, that is, without
further questioning of such interpretations.
All phenomenological interpretations should be done with absolute scrutiny (McNabb,
2002: 272 -273).
The principles above are of an educational nature for researchers and research
participants. For land reform to be beneficial to women, such women need to be fully
engaged as key participants in any discussions that affect their livelihoods. The basis
for a genuine and truthful engagement with the researcher is provided by means of the
above principles.
Some of the qualitative research types are discussed in the section that follows. The
purpose again is to clarify why the use of qualitative research is preferred over
quantitative research. A combination of case studies, a literature review and interviews
will be the focus in the next section.
2.4.1 A case study
A case study is a research type used to engage in social research when the inquirer
wants to answer questions on the how and why in a scenario. Case studies are specific
explorations and the inquiries of individuals which can be on groups, cultures,
communities or even programmes (Lunenburg & Irby, 2008:96).
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Case studies embrace several approaches and purposes, as they can be used as
illustrations, examples and anecdotes, in which they do not necessarily prove anything,
but facilitate the understanding of a concept by making it more concrete (Thorpe & Holt,
2008: 388). They can be used to describe how an organisation performs and also in the
case of classroom cases for training purposes, in terms of how the class is performing
(Thorpe & Holt, 2008: 38).
The case study is the study of particularity and complexity of a single case, coming to
understand its activity within important circumstances (Simons, 2009: 19). Case study
research is effective in approaching phenomena that are less understood, ambiguous,
fuzzy, and even chaotic sometimes; and it includes relationships which are complex and
often difficult to predict (Thorpe & Holt, 2008: 38). To get an in-depth understanding of
such phenomena, quantitative instruments should prove to be inadequate.
Merriam (2009: 40-41) defines a case study as an in-depth description and analysis of a
bounded system. If the phenomenon under study is not intrinsically bounded, it is not a
case. Case studies make it possible to understand mechanisms, such as what is done,
and how is it done, rather than counts of what has been done and how often (Thorpe &
Holt, 2008: 39). The above is further confirmed by Cresswell (2007: 73), who defines a
case study research as one involving the study of an issue explored through one or
more in a closed system.
The research question, as stated in Chapter One of this study, poses the question of
how the Land Reform Policy contributes to women’s sustainable development in South
Africa. In order to provide an answer to this question, the use of multiple sources of
information should be considered. Land reform is guided by multiple pieces of
legislation, aimed at ensuring access to land for the sustainable development of women.
Thus, the use of a qualitative approach is appropriate, in which an in-depth inquiry into
the phenomena being studied is made.
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According to Denzin and Lincoln (2008: 129), the beginning of a scenario starts with
phenomena, and cases provide opportunities to study such phenomena. A case study is
an intensive inquiry of a specific individual or groups in a specific context under
investigation.
Lunenburg and Irby (2008: 96) further provide clarity on multiple-case study design, as it
is related to this thesis, because this inquiry targets multiple individuals in projects of
land reform, but the phenomenon remains the same: land reform for the sustainable
development of women.
Mafunisa and Maserumule (2004: 4) in their discussion of the case-study method of
instruction define a case study as a description of a specific administrative situation or
challenge needing a decision that has to be made to solve it.
Case studies are also known to assist in instances where a referral to best practice
methods is necessary in order to arrive at a conclusive level for solving a problem. One
uses cases as referral points, such as referring back on how success stories of men
that have accessed land through the Land Reform Policy compare with those of women.
Another visible aspect would be why men are more successful in accessing land than
women, even before aspects of sustainable use for such land have been dealt with.
Simon (1980, as quoted by Mafunisa & Maserumule, 2004: 4) provides further clarity on
the advantages of using case study methods in research. Even though these
advantages are categorised as leaning more towards using case studies which are
attractive to teachers, these advantages are applicable even in other investigative
situations, because:
(i) case studies are said to be down-to-earth and attention-grabbing, and in
agreement with the reader’s own experience; thereby providing a natural basis
for generalisation;
(ii) case studies allow generalisations about, or from a particular instance to a bigger
group;
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(iii) case studies are used as reference points, and may form an archive of
descriptive material that provides for different interpretations and uses by the end
users; and
(iv) case studies can be used to serve multiple audiences, thereby allowing the end-
user to judge the implications of the case for themselves.
It is clear from the above that case studies have the ability to fulfill different intentions,
and can be adopted as reference points or even best-practice scenarios. Qualitative
case studies can further be characterised as being particularistic, descriptive and
heuristic (Merriam, 2009: 43). The writer describes these characteristics as follows:
(i) particularistic means that case studies’ foci are looking into particular events,
situations or phenomena, and what the case reveals about a particular phenomenon
and what that phenomenon might represent;
(ii) descriptive qualitative cases mean that the end-product of a case is rich and thick in
terms of its description of the phenomenon under study; and
(iii) the heuristic qualitative case study means that the reader’s understanding of a
phenomenon is enlightened, and they can bring the discovery of new meanings and
even confirm what is new.
The different qualitative case study features above enable the researcher to discover,
obtain insight and interpretation rather than merely focusing on hypothesis testing
(Merriam, 2009: 42). The case studies that will be used for this research are a sample of
projects that have benefited from land reform. The use of redistribution-related projects
such as the LRAD, PLAS and SLAG projects is chosen. The selection and use of these
projects as case studies is based on their focus towards the productivity of land, which
is further related to development.
The criteria used to select projects within these programmes are their goal of using land
accessed for agricultural production; sustaining their livelihoods through agricultural
produce and ensuring that land as a resource is not utilised exhaustively, and not
merely to sustain future generations.
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The use of land acquired through the Redistribution Programme is solely for agricultural
purposes, as confirmed by Lahiff (2007: 6). Lahiff (2007:6) states the following issues in
relation to the land redistributed for agricultural purposes:
(i) Agriculture is the most common type of land-use amongst the beneficiaries of
land; it is more a requirement than a person’s choice. Experience and knowledge
of agricultural practices are requirements to qualify for land access under these
programmes.
(ii) The emphasis on agriculture is appropriate, given the nature of land acquired
and its previous use (which is more rural and was previously used for agricultural
purposes).
(iii) The characteristics of land reform beneficiary groups are dominated by rural
people with limited education and skills.
(iv) The pressing needs to acquire food for households and generate cash from
excess produce are some of the reasons for land reform.
The restitution-related land acquisitions, as explained in Chapter One, are excluded
from the cases chosen for this study, since the use of land is not necessarily aimed at
agriculture. Land Restitution beneficiaries can become partners on land use activities,
so the access to land is for addressing the rights of historically displaced individuals
(Lahiff, 2007: 3). Restitution covers cases of forced removals, which took place after
1913 (WPSALP, 1997: 7). Initial case studies of settled restitution claims in 2005 – 2006
found that the vast majority of these projects had failed to deliver significant benefits to
their members through agriculture (Lahiff, 2007: 6).
Some of the reasons for this failure were that business plans drawn up for these
projects were of poor quality, with poor co-ordination of support services (including
delays in the release of grants) by the Regional Land Claims Commission, inadequate
capital for investment and production, and the lack of any organisation amongst
claimant communities (Lahiff, 2007:6).
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According to the Department of Land Affair’s Strategic Plan (2005:5), restitution should
provide for the equitable redress to persons or communities dispossessed of land as a
result of the past racially discriminatory laws or practices.
It is against this background that the cases selected are based on land access and the
use of such land for production, and the subsequent development, such as that of the
LRAD, SLAG and PLAS, as indicated earlier. The geographic boundaries of the study
area and the amount of resources available have a direct influence on the population
size that the study will engage.
It is critical to demarcate the boundaries of the study area as these will also inform the
amount of resources required to complete the study (Czaja & Blair, 2005: 132).
The success and existence of the then Departments of Land Affairs and Agriculture
relied on the successful execution of the Land Reform Policy by the two departments.
Roux et al. (1997: 147) confirm that in discussions around policy-making, the interests
of legislators, interest groups or more prominent participants often take precedence
over the interests of the individual citizens. It is therefore, of great interest to interrogate
this statement further – with the intention of categorising these individual citizens, so as
to focus on women, as the one category of the individual citizens intended to benefit
from policy-formulation processes.
The assumption based on the discussion in section 1.5 of Chapter One is that women’s
needs are not well attended to. It is not clear whether the failure to meet women’s needs
is due to the lack of women representatives at the elite or prominent level, or whether it
is due to their dependency on their male partners. The purpose of selecting the cases
discussed below is to verify the status of women in terms of their prominence in policy
knowledge.
Land reform projects in which women as beneficiaries have benefited are identified and
a set of questions are administered through an interview.
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The inquiry looks at the impact of the Land Reform Policy on women’s sustainable
development. The sample is selected from a group of land reform projects that
benefited in the Gauteng Province. The overall or larger sample comprises all projects
that have benefited from the Land Reform Programmes; followed by a further selection
of fewer projects that are within the larger sample and have benefited women. A total of
five projects (herein referred to as cases) with a majority of women or with women only
will be used as the final target population to be finally selected. The minimum number of
women is one in each case category.
2.4.2 Unstructured interviewing
An interview schedule is used as a tool that guides the interview. The interview
schedule is defined as the conduit through which information flows from the world of
everyday behaviour and opinion into the world of research and analysis (Czaja & Blair,
2005: 59). Questions with regard to farm size and the capacity of the farm to produce;
farming experience and family relations and profit margins are amongst those included
in the inquiry. The unstructured interview questions are attached as Annexure A. The
five selected cases are one SLAG, two LRAD and two PLAS projects for the
administration of the qualitative interview schedule.
Four of the cases, two PLAS and two LRAD, are located in the Metsweding District
Municipality within the Bronkhorstspruit area; and one case, SLAG, is situated in the
Ekurhuleni District Municipality in the Eastern Region of Pretoria close to Germiston.
Interviews were conducted with beneficiaries of these projects and details of the cases
will be discussed further in Chapter Five.
Unstructured interviewing involves direct interaction and discussion between the
researcher and a respondent or group. It differs from traditional structured interviewing
in several important ways. The researcher may have some initial guiding questions or
core concepts to ask about, although there is no formal structured instrument or
protocol. This method has the advantage of not confining the interviewee, sometimes
channeling answers and creating restricted or hostile environments for the interviewees.
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In unstructured interviews questions are asked but respondents are not provided with
choices to use as answers, because follow-up questions are developed as the interview
progresses; and these are based on the participant’s responses (Luneneburg & Irby,
2008: 192). In the interviews conducted with the women that are land reform
beneficiaries, some questions were developed in advance, but specific follow-up
questions evolved as the interview progressed. Basic questions asked included the
following:
(i) land acquisition details in terms of which programme was used to acquire land;
(ii) the level of education of women participants;
(iii) the age of women involved and their farming enterprises;
(iv) the amount of time spent on the farm. This also affects the participant’s level of
management and decision-making, which were termed the economic inputs for
sustainable development; and
(v) any other aspects in the form of social, cultural and environmental inputs from
women who had benefited from sustainable development.
The interview schedule was prepared in advance, as a standard tool that would be used
to engage all participants. Rehearsals on the interview schedule proved that the
interviewer is able to move the conversation in any direction of interest that may come
about during the interview process. Consequently, unstructured interviewing is
particularly useful for exploring a topic in the broad sense. However, there is a price for
this lack of structure, because each interview tends to be unique, with no predetermined
set of answers provided by respondents.
The various answers from which the interviewer has to select are usually more tedious
to analyse, especially when synthesising across respondents used in the study.
To unravel the complexities of large-scale social change, it is necessary to examine the
intricacies of individual lives (May, 2002: 201).
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In the interview schedules, questions are based on personal experiences and the
meaning-making of personal or more general issues – by addressing the what and the
how of a social problem or historical event (Flick, 2007: 79). May (2002: 201) further
explains that interviews provide the opportunity to examine how large-scale social
transformations are experienced, should be interpreted and are ultimately shaped by
the responses of strategic social actors. The applicability of the unstructured interview is
relevant to the study on Land Reform Policy and its Programmes because these Land
Reform Programmes are different, as was described in Chapter One, and to get an
acceptable result that is representative of all these Programmes, a more unstructured
method of interviewing is necessary.
Through qualitative interviews, the experiences and the historical occurrence of events
can be understood – even if the researcher is not part of the participants (Rubin &
Rubin, 2005: 3). The close interactions with the participants create an air of reality on
discussions and emotions from participants; and these afford the interviewer an
opportunity to understand the participant’s true feelings, as expressed through the
process.
2.4.3 Documents as sources of data
Documents on land reform have been used; and because land redistribution in South
Africa is a matter of national interest, documents on this topic are readily available.
Information on women and land acquisition is available, but of interest particularly is the
contribution of land use to women’s sustainable development. There is always a need to
refer back, before one goes forward, because lessons can be learned from past
experiences.
In this study the use of documents has also been very important in contributing to the
solution which is ideally conclusive and most-needed. Permission has been obtained
from the DRDLR to use documents in the form of annual reports; strategic plan
documents; journals and books towards the fulfillment of this study.
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Books, journals, publications and papers on land reform and women’s empowerment
have been used to inform the content of the research. Griffin, et al. (2002:13) confirms
that land reform can make a major contribution to reducing both rural and urban
poverty. Gandhi (1972: 1) stated that removal of poverty is a prerequisite for the
protection of the environment.
European settlements, in the form of the colonial invasion, led to the displacement of
African populations to less fertile land (Griffin, et al., 2002: 14). Jacobs (2002: 887)
questions whether land reform policies are still worthwhile instruments of struggle for
women, based on the historical experience and current changes. Jacobs (2002: 888)
confirms that land reform which includes women would be of great benefit, as it would
improve food security for all, it would allow women the independence of their own
income and would improve their status.
According to the American Journal of Economics and Sociology (2006:115), land reform
is one of the alternative methods used in bringing about development. According to
Mokgope (2000: 23), it has been proven that people are more likely to use land
intensively and positively if their rights to land are secure. Ngqaleni and Makhura (1996:
338) in Mokgope (2000: 23) attest to the fact that a lack of secure tenure rights can also
mean that such land could be taken away at any time, especially when opportunities for
deriving income and other benefits become available.
The scenario described herein is that of the two PLAS cases in which land tenure is of
use rather than outright ownership. As DRDLR is the owner of such land, it becomes
difficult for these women farmers to make any significant investment in terms of farm
infrastructure. Turner (2002: 30) states that the quality of land and the manner in which
it is being used will determine the number of people it can support sustainably. The
current use of land that does not cater for future generations will not contribute to
sustainable development, which is the main theme of this study.
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Tilley (2007: 9) separates poverty from land ownership on the basis that not all people
on the land are farmers. Land can, however, provide people with a base from which to
launch other livelihood ventures, such as houses for rental, tourism and hospitality. The
nature of written texts is that there is a need for further interpretation of the concepts
used within the text to allow common understanding between the researcher and
participants.
An additional challenge is that the participants (in this case women) are not as educated
as they are assumed to be, which puts a further challenge to the researcher in terms of
the interpretation of the results, and makes it more time-consuming. The use of the
South African archives was also helpful for finding some of the old laws related to land
access and allocation in South Africa.
Documents on land acquired for women and its use will, consequently, be dealt with to
check the level of sustainable development that is attained through land acquisition and
use.
2.5 Ethical considerations in Public Administration research
Public policies are central to the fulfillment of public needs in terms of their
implementation, especially because they bring in resources for the realisation of such
needs. It is common to find public administrators yielding to the powers that are
regulatory at that point in time and compromising any consultative processes. Even
though in a democratic scenario public administrators must be subordinate to the
legislature and political executive (Rosenbloom et al., 1994: 497), they are obliged to
confirm the developmental needs with the beneficiaries of such needs.
Consultation may be costly and time-consuming, but it is an indication of the respect
which forms part of ethical behaviour. Ethics are often conceptualised in the form of an
inner check on behaviour; someone’s conscience tells them if they are contemplating a
wrong act; and it is the inner person that tells that the bad act must end. McKinney and
Howard (1998:4) define ethics as the study of and philosophy concerned with morality in
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human conduct, with the emphasis on determining right and wrong values in any
specific situation.
Ethics may be defined as the set of standards by which human actions are determined
to be right or wrong (Vasu, et al., 1998: 381). Depending on the person’s conscience
and the desired results in pursuing the act, there is a continuation or discontinuation of
such actions.
Laws are put in place to guide and monitor citizens’ behaviour. Ethical behaviour would
generally preclude violating the law, even in minor ways, for the sake of one’s self-
interest, family or even friends.
Section 195 (1) (a) of the Constitution, 1996 states that a high standard of professional
ethics must be promoted and maintained. Beyond a person’s consciousness of knowing
the difference between right and wrong, the law of the country states that doing what is
right is a requirement and rule. The researcher or scientist has the right to search for
truth, but not at the expense of the rights of other individuals (Mouton, 2001: 239). The
concern in research, as far as ethics are concerned, is how to ensure that the interests
of those willing to participate in the research are protected – to encourage their
continued voluntary participation.
Section 14 of the Constitution, 1996, states that everyone has a right to privacy, and this
includes – according to sub-section (d), the right to having the privacy of their
communications infringed. The enquirer-enquired relationship is important in terms of
the trust and confidentiality required for future research endeavours. According to
Mathebula (2003: 69), morality is related to issues of trust, confidentiality, harm, consent
and deception. In Public Administration research, ethics are looked at in terms of re-
using information and concluding policies without involving the initiators of such policies.
In this study, consultation with the relevant department responsible for land reform has
been acquired, as part of ensuring that the process is transparent and ethically clear.
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Mafunisa (2003: 197 in Mathebula, 2003:70) describes ethics as the branch of
philosophy that deals with values that prescribe human conduct in terms of what is
wrong and right for specific actions and to the good or bad of the motives and results of
such actions. Ethics in public administration are related to principles, discipline, morality
and truthfulness. It is important that these aspects be respected and adhered to in any
published study, because the publisher’s reputation runs the risk of losing respect,
dignity and self-worth.
Immorality and ill-discipline result in disrespectful behaviour; hence, in scientific papers,
such as this one, referral to used documents, web sites and referral material used
should be, and has been, properly acknowledged.
Ethical considerations during the research process define the moral integrity of the
researcher and ensure that the findings are factual and trustworthy.
Hesse-Biber and Leavy (2006: 86) confirm that every research should engage with the
ethical dimensions and guiding issues that must be interrogated. Amongst others are:
(i) Moral principles that guide research: this looks at matters of respect, courtesy
and the approach used in the process of conducting the research.
(ii) Which ethical issues formed part of the research problem and need to be carried
throughout the research. An example in this case would be that the
empowerment of women should not be used as a way of exposing their lack of
skills and ability, but it must be used to their advantage.
(iii) Ethical issues that must be considered in the selection of the sample and in the
design of the study. The selection of a sample should not be to disadvantage
other possible participants who are not part of the chosen group. Caution should
be taken in explaining why a selection of a specific category of people is chosen
above any others. This will ensure that even those that are not selected do not
necessarily feel excluded.
(iv) The researcher has responsibility to indicate to the participants, referred to as
subjects by Hesse-Biber and Leavy (2006: 86). The referral to research
participants as subjects is a matter of concern, because people are human
65
beings, regardless of whether they are research participants or not, and respect
for them as such is important. The use of incorrect or belittling language is
equally unethical. The beneficiaries of the research results should be identified
on time to allow for no exclusion of relevant and critical role players.
(v) The protection of participants has been ensured by changing some of their
names; farms that are used as cases are defined in relative terms, and not given
their actual project names – in order to protect the identities of the participants.
The descriptions of the cases are for academic purposes only, in contrast to
exposing any of the challenges faced by the participants in the successful
farming of the land.
In the case of the land-reform beneficiaries in this study, the fact that non-female
beneficiaries have not been involved does not make them any less important, but the
current focus is on women as land-reform beneficiaries.
The threat of farm repossessions has also added more pressure to the research study
inquiry. This fear adds pressure to the sampling of participants, because less
knowledgeable or uneducated participants tend to have a fear of the unknown and
make last-minute refusals to participate, and thereby delay the process. Results that will
be published will be shared with the participants and policy-makers of land reform. It is
hoped that the research results will benefit both the participants and the non-
participants.
In this study, consent was first received from the departments involved, and later this
approval was negotiated with the prospective participants.
The use of some women as participants in the study had to be approved telephonically
by their husbands. Consent, consequently, has been strengthened from all avenues that
might be affected by the study. Letters of consent have been received from the
Department of Rural Development and Land Reform. They are the custodians of the
Land Reform Policy.
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The Provincial Department of Agriculture in the Gauteng Province was contacted as
well, because it is the office that is responsible for the projects that are used as case
studies.
Further consent has been received from the participants who agreed to sign the
interview schedule’s letter of consent – as, an indication of their agreement and support
for the research.
2.6 Conclusion
The study moves from the premise that information exists on this topic, and the
research wants to interrogate whether the developed legislation has succeeded in
bringing sustainable development to women, as well as benefits that women can enjoy
in terms of accessing land. The use of the above-mentioned qualitative research
approach will be critical for the conclusive recommendations made.
The selection of a research methodology plays an important role in the expected
outcome and the findings. The lack of appropriate research methods and the lack of
methodological rigour in the Public Administration research have been highlighted as
reasons for concern. The public administration approach is different from research in
other fields, such as political science or sociology, which merely try to explain
behaviour.
The choice has been to use the qualitative research method, and the rationale for this
type of research is because the focus of the study is on the how and what with regard to
the subject under investigation. The research question, as phrased in Chapter One, is:
“How has the Land Reform Policy and its related Programmes contributed to the
promotion of women’s sustainable development in South Africa?”
It is obvious from the aforementioned question that the enquiry is on how the Land
Reform Policy has – or even what role this Policy has – played, in promoting
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sustainable development for women in South Africa. The chapter has paved a way for
further interrogation of the literature on what other writers portray, and the manner in
which research methodologies are applicable and relevant to Public Administration.
The chapter that follows will describe the function of policy-making and analysis in
relation to the study of Public Administration. Chapter Three will also engage in a
discussion about the origin and development of Public Administration. The chapter will
discuss the policy implementation that facilitates sustainable development. The focus is
on the applicability and efficiency of the Land Reform Policy and its relation to public
administration in seeking the empowerment of women.