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    Chapter2

    Mathematical Modeling of

    Chemical Processes

    Mathematical Model (Eykhoff, 1974)a representation of the essential aspects of an existing

    system (or a system to be constructed) which

    represents knowledge of that system in a usable form

    Everything should be made as simple as possible, butno simpler.

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    General Modeling Principles

    The model equations are at best an approximation to the real

    process. Adage: All models are wrong, but some are useful.

    Modeling inherently involves a compromise between model

    accuracy and complexity on one hand, and the cost and effort

    required to develop the model, on the other hand.

    Process modeling is both an art and a science. Creativity is

    required to make simplifying assumptions that result in an

    appropriate model.

    Dynamic models of chemical processes consist of ordinary

    differential equations (ODE) and/or partial differential equations

    (PDE), plus related algebraic equations.

    Chapter2

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    Table 2.1. A Systematic Approach for

    Developing Dynamic Models

    1. State the modeling objectives and the end use of the model.They determine the required levels of model detail and model

    accuracy.

    2. Draw a schematic diagram of the process and label all process

    variables.3. List all of the assumptions that are involved in developing the

    model. Try for parsimony; the model should be no more

    complicated than necessary to meet the modeling objectives.

    4. Determine whether spatial variations of process variables are

    important. If so, a partial differential equation model will be

    required.

    5. Write appropriate conservation equations (mass, component,

    energy, and so forth).

    Chapter2

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    6. Introduce equilibrium relations and other algebraic

    equations (from thermodynamics, transport phenomena,chemical kinetics, equipment geometry, etc.).

    7. Perform a degrees of freedom analysis (Section 2.3) to

    ensure that the model equations can be solved.

    8. Simplify the model. It is often possible to arrange the

    equations so that the dependent variables (outputs) appear

    on the left side and the independent variables (inputs)

    appear on the right side. This model form is convenient

    for computer simulation and subsequent analysis.

    9. Classify inputs as disturbance variables or as manipulated

    variables.

    Table 2.1. (continued)

    Chapter2

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    Chapter2

    Modeling Approaches Physical/chemical (fundamental, global)

    Model structure by theoretical analysis Material/energy balances

    Heat, mass, and momentum transfer

    Thermodynamics, chemical kinetics

    Physical property relationships

    Model complexity must be determined

    (assumptions)

    Can be computationally expensive (not real-

    time)

    May be expensive/time-consuming to obtain

    Good for extrapolation, scale-up

    Does not require experimental data to obtain

    (data required for validation and fitting)

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    Conservation Laws

    Theoretical models of chemical processes are based on

    conservation laws.

    Conservation of Mass

    rate of mass rate of mass rate of mass(2-6)

    accumulation in out

    Conservation of Component i

    rate of component i rate of component i

    accumulation in

    rate of component i rate of component i(2-7)

    out produced

    Chapter2

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    Conservation of Energy

    The general law of energy conservation is also called the First

    Law of Thermodynamics. It can be expressed as:

    rate of energy rate of energy in rate of energy out

    accumulation by convection by convection

    net rate of heat addition net rate of work

    to the system from performed on the sys

    the surroundings

    tem (2-8)

    by the surroundings

    The total energy of a thermodynamic system, Utot, is the sum of itsinternal energy, kinetic energy, and potential energy:

    int (2-9)tot KE PE U U U U

    Chapter2

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    Chapter2

    Black box (empirical)

    Large number of unknown parameters

    Can be obtained quickly (e.g., linear regression)

    Model structure is subjective

    Dangerous to extrapolate

    Semi-empirical

    Compromise of first two approaches

    Model structure may be simpler

    Typically 2 to 10 physical parameters estimated(nonlinear regression)

    Good versatility, can be extrapolated

    Can be run in real-time

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    Chapter2

    linear regression

    nonlinear regression

    number of parameters affects accuracy of model,but confidence limits on the parameters fitted mustbe evaluated

    objective function for data fitting minimize sum ofsquares of errors between data points and modelpredictions (use optimization code to fit

    parameters)

    nonlinear models such as neural nets arebecoming popular (automatic modeling)

    2

    210 xcxccy

    /1 teKy

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    Chapter2

    Number of sightings of storks

    Number of

    births (West

    Germany)

    Uses of Mathematical Modeling

    to improve understanding of the process

    to optimize process design/operating conditions

    to design a control strategy for the process

    to train operating personnel

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    Development of Dynamic Models

    Illustrative Example: A Blending Process

    An unsteady-state mass balance for the blending system:

    rate of accumulation rate of rate of (2-1)

    of mass in the tank mass in mass out

    Chapter2

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    The unsteady-state component balance is:

    1 1 2 2

    (2-3)

    d V xw x w x wx

    dt

    The corresponding steady-state model was derived in Ch. 1 (cf.

    Eqs. 1-1 and 1-2).

    1 2

    1 1 2 2

    0 (2-4)

    0 (2-5)

    w w w

    w x w x wx

    or

    where w1, w2, and w are mass flow rates.

    1 2

    (2-2)

    d Vw w w

    dt

    Chapter2

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    The Blending Process Revisited

    For constant , Eqs. 2-2 and 2-3 become:

    1 2 (2-12)dV w w wdt

    1 1 2 2 (2-13)

    d Vxw x w x wx

    dt

    C

    hapter2

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    Equation 2-13 can be simplified by expanding the accumulation

    term using the chain rule for differentiation of a product:

    (2-14)

    d Vx dx dV V x

    dt dt dt

    Substitution of (2-14) into (2-13) gives:

    1 1 2 2 (2-15)dx dV

    V x w x w x wxdt dt

    Substitution of the mass balance in (2-12) for in (2-15)

    gives:/dV dt

    1 2 1 1 2 2 (2-16)dx

    V x w w w w x w x wxdt

    After canceling common terms and rearranging (2-12) and (2-16),

    a more convenient model form is obtained:

    1 2

    1 21 2

    1(2-17)

    (2-18)

    dVw w w

    dt

    w wdxx x x xdt V V

    Chapter2

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    Chapter2

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    Stirred-Tank Heating Process

    Figure 2.3 Stirred-tank heating process with constant holdup, V.

    Chapt

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    Stirred-Tank Heating Process (contd.)

    Assumptions:

    1. Perfect mixing; thus, the exit temperature Tis also the

    temperature of the tank contents.

    2. The liquid holdup Vis constant because the inlet and outletflow rates are equal.

    3. The density and heat capacity Cof the liquid are assumed to

    be constant. Thus, their temperature dependence is neglected.

    4. Heat losses are negligible.

    Chapt

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    For the processes and examples considered in this book, it

    is appropriate to make two assumptions:

    1. Changes in potential energy and kinetic energy can be

    neglected because they are small in comparison with changesin internal energy.

    2. The net rate of work can be neglected because it is small

    compared to the rates of heat transfer and convection.

    For these reasonable assumptions, the energy balance in

    Eq. 2-8 can be written as

    int (2-10)dU

    wH Qdt

    int the internal energy of

    the system

    enthalpy per unit mass

    mass flow rate

    rate of heat transfer to the system

    U

    H

    w

    Q

    denotes the differencebetween outlet and inlet

    conditions of the flowing

    streams; therefore

    - wH = rate of enthalpy of the inlet

    stream(s) - the enthalpyof the outlet stream(s)

    Chapt

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    For a pure liquid at low or moderate pressures, the internal energy

    is approximately equal to the enthalpy, Uint , andHdependsonly on temperature. Consequently, in the subsequent

    development, we assume that Uint=Hand where the

    caret (^) means per unit mass. As shown in Appendix B, a

    differential change in temperature, dT, produces a correspondingchange in the internal energy per unit mass,

    H

    intU H

    ,intdU

    int (2-29)dU dH CdT

    where Cis the constant pressure heat capacity (assumed to be

    constant). The total internal energy of the liquid in the tank is:

    int int

    (2-30)U VU

    Model Development - I

    Chapt

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    An expression for the rate of internal energy accumulation can be

    derived from Eqs. (2-29) and (2-30):

    int (2-31)dU dT

    VCdt dt

    Note that this term appears in the general energy balance of Eq. 2-

    10.

    Suppose that the liquid in the tank is at a temperature Tand has an

    enthalpy, . Integrating Eq. 2-29 from a reference temperature

    Tref to Tgives,

    H

    (2-32)ref ref H H C T T where is the value of at Tref. Without loss of generality, we

    assume that (see Appendix B). Thus, (2-32) can be

    written as:

    refH

    H 0refH

    (2-33)refH C T T

    Model Development - II

    Chapt

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    (2-34)i i ref H C T T

    Substituting (2-33) and (2-34) into the convection term of (2-10)

    gives:

    (2-35)i ref ref wH w C T T w C T T

    Finally, substitution of (2-31) and (2-35) into (2-10)

    (2-36)idT

    V C wC T T Qdt

    Model Development - III

    For the inlet stream

    Chapt

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    steam-heating: s vQ w H

    ( ) (1) i s v

    dT

    V C wC T T w H dt

    0 ( ) (2) si vwC T T w H

    subtract (2) from (1)

    ( ) ( ) ss vdT

    V C wC T T w w H dt

    divide by wC

    ( )

    v ssHV dT

    T T w ww dt wC

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    Chapt

    er2

    Define deviation variables (from set point)

    1

    1

    is desired operating point( ) from steady state

    Vnote that and

    w

    dynote when 0dt

    General linear ordinary differential equation solution:

    s ss

    v vp

    p

    p

    y T T Tu w w w T

    H HV dyy u K

    w dt wC wC

    y K u

    dyy K u

    dt

    1

    sum of exponential(s)

    Suppose u 1 (unit step response)

    ( ) 1

    t

    py t K e

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    Chapt

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    Chapt

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    Examp le 1:

    C0=TC,90=TC,40=T oioo

    i

    wC(T - T ) = w Hi s v

    6

    s

    v

    o

    4

    3 3

    3

    4

    w =0.83 10 g hr

    H =600 cal g

    C=l cal g C

    w=10 kg hr =10 kg m

    V=20 m

    2 10 kgV

    4

    4V 2 10 kg 2hr

    w 10 kg hr

    dynamic model2dy

    dt= -y + 6 10 u-5

    y T T

    u w ws s

    s.s. balance:

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    Chapt

    er2

    Step 1: t=0 double ws

    final

    T(0) = T y(0) = 0

    hrg10+0.83=u 6

    2 dydt

    = -y + 50

    y = 50 l - e-0.5t

    T = y + T = 50 + 90 = 140 Csso

    Step 2: maintain

    Step 3: then set

    hr24/C140=T o

    u = 0, w = 833 kg hr s

    2

    dy

    dt = -y + 6 10 u, y(0) = 50

    -5

    Solve for u = 0

    y = 50e ty 0

    -0.5t (self-regulating, but slow)

    how long to reach y = 0.5 ?

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    Chapt

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    Step 4: How can we speed up the return from 140C to 90C?

    ws = 0 vs. ws = 0.83106

    g/hrat s.s ws =0

    y -50C T 40C

    Process DynamicsProcess control is inherently concerned with unsteady

    state behavior (i.e., "transient response", "process

    dynamics")

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    Chapt

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    Stirred tank heater: assume a "lag" between heating

    element temperature Te, and process fluid temp, T.

    heat transfer limitation = heA(Te T)

    Energy balances

    Tank:

    Chest:

    At s.s.

    Specify Q

    calc. T, Te2 first order equations 1 second order equation in T

    Relate T to Q (Te is an intermediate variable)

    i e e

    dTwCT +h A(T -T)-wCT=mC

    dt

    dt

    dTCm=T)-A(Th-Q eeeee

    0dt

    dT0,

    dt

    dT e

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    Chapt

    er2

    fixedTQ-Q=uT-T=y i

    Note Ce 0 yields 1st order ODE (simpler model)

    Fig. 2.2

    hR

    1=q

    v

    Rv: line resistance

    Rv

    uwC

    1

    ydt

    dy

    w

    m

    wC

    Cm

    Ah

    Cm

    dt

    yd

    Awh

    Cmm ee

    ee

    ee

    2

    2

    ee

    ee

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    linear ODE

    If

    nonlinear ODE

    Chapt

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    57)-(21

    h

    R

    q

    dt

    dhA

    v

    i

    * (2-61)i v i v

    dhA q C gh q C h

    dt

    ghpP

    pressureambient:PP-P=q aa*

    vCghP p

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    Chapt

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    Table 2.2. Degrees of Freedom Analysis

    1. List all quantities in the model that are known constants (or

    parameters that can be specified) on the basis of equipment

    dimensions, known physical properties, etc.

    2. Determine the number of equationsNEand the number of

    process variables,NV. Note that time tis notconsidered to be a

    process variable because it is neither a process input nor aprocess output.

    3. Calculate the number of degrees of freedom,NF= NV- NE.

    4. Identify theNEoutput variables that will be obtained by solving

    the process model.

    5. Identify theNF input variables that must be specified as either

    disturbance variables or manipulated variables, in order to

    utilize theNFdegrees of freedom.

    Chapt

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    D f F d A l i f th Sti d T k

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    Thus the degrees of freedom areNF= 41 = 3. The process

    variables are classified as:

    1 output variable: T

    3 input variables: Ti, w, Q

    For temperature control purposes, it is reasonable to classify the

    three inputs as:

    2 disturbance variables: Ti, w

    1 manipulated variable: Q

    Degrees of Freedom Analysis for the Stirred-Tank

    Model:

    3 parameters:

    4 variables:

    1 equation: Eq. 2-36

    , ,V C

    , , ,iT T w Q

    Chapt

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    Biological Reactions

    Biological reactions that involve micro-organisms and enzyme catalysts

    are pervasive and play a crucial role in the natural world.

    Without such bioreactions, plant and animal life, as we know it, simply

    could not exist.

    Bioreactions also provide the basis for production of a wide variety of

    pharmaceuticals and healthcare and food products.

    Important industrial processes that involve bioreactions include

    fermentation and wastewater treatment.

    Chemical engineers are heavily involved with biochemical and

    biomedical processes.

    Chapt

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    Bi i

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    Chapt

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    Bioreactions

    Are typically performed in a batch or fed-batch reactor.

    Fed-batchis a synonym for semi-batch.

    Fed-batch reactors are widely used in the pharmaceutical

    and other process industries.

    Bioreactions:

    Yield Coefficients:

    substrate more cells + products (2-90)cells

    / (2-92)P Smass of product formed

    Y

    mass of substrate consumed to form product

    / (2-91)X S mass of new cells formedYmass of substrate consumed to form new cells

    F d B h Bi

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    Fed-Batch Bioreactor

    Figure 2.11. Fed-batch reactor

    for a bioreaction.

    Monod Equation

    Specific Growth Rate

    (2-93)gr X

    max (2-94)s

    S

    K S

    Chapt

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    Modeling Assumptions

    1. The exponential cell growth stage is of interest.

    2. The fed-batch reactor is perfectly mixed.3. Heat effects are small so that isothermal reactor operation can

    be assumed.

    4. The liquid density is constant.

    5. The broth in the bioreactor consists of liquid plus solidmaterial, the mass of cells. This heterogenous mixture can be

    approximated as a homogenous liquid.

    6. The rate of cell growth rg is given by the Monod equation in (2-

    93) and (2-94).

    Chapt

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    General Form of Each Balance

    / (2-96)P Xmass of product formed

    Ymass of new cells formed

    Modeling Assumptions (continued)

    7. The rate of product formation per unit volume rp can be

    expressed as

    / (2-95)p P X gr Y r

    where theproduct yield coefficientYP/X is defined as:

    8. The feed stream is sterile and thus contains no cells.

    (2-97)Rate of accumulation rate in rate of formation

    Chapt

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    Individual Component Balances

    Cells:

    Product:

    Substrate:

    Overall Mass Balance

    Mass:

    ( )(2-98)g

    d XVV r

    dt

    1 1(2-100)f g P

    X / S P / S

    d( SV )F S V r V r

    dt Y Y

    ( )(2-101)

    d VF

    dt

    (2-99)p

    d PVVr

    dt

    Chapt

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    Chapt

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    Previous chapter Next chapter

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