8/2/2019 Chris Sloan Resume

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CCHHRRIISSTTOOPPHHEERRSSLLOOAANN_________________________________________________________________________________________

10049 Apollo Bay Way Highlands Ranch, CO 80130Csloan1000@gmail.com

(303) 507-2316

AREAS OF EXPERTISE

- Capital markets, financial modeling, valuation analysis, NPV, IRR, statistical analysis, and Value-at-Risk

- Strong analytical skills and broad reporting experience to senior management- Advanced Microsoft Excel and Access skills- Bloomberg, SEC EDGAR, First Call, HPDI, SalesForce, and Thomson One Institutional ResearchPROFESSIONAL EXPERIENCE

BMO CAPITAL MARKETSDENVER, COEquity Research Associate, Energy and Power Apr-09 to Present

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Create and maintain financial and equity valuation models on oil and gas exploration & productioncompanies with market value from $200 million to over $16 billion. Utilize models in earningsestimate forecasting and to support investment recommendations.

- Maintain and grow industry knowledge through trade articles and participate in sector companysquarterly earnings and operational update calls.

- Assist the research analyst with investor research notes including research, analysis, and graphing ofoil and gas well results from various sources including HPDI and state websites.

- Respond to questions from investors and coverage companys investor relations department onfinancial and valuation models, and investment thesis.

- Perform ad-hoc financial analysis for Institutional Investors, BMO sales force, and the BMO SeniorEnergy Analyst including cash flow and valuation sensitivity analysis.

XCEL ENERGY

DENVER, CORisk Measurement and Reporting Analyst Feb-08 to Apr-09

- Produced daily risk reports to measure open trader positions, profit and loss, and value at risk on theproprietary trading book to the CFO and other senior management.

- Reconciled proprietary book discrepancies between commercial accounting, risk management andfront office.

- Monitored trader open positions, VaR limits, and stop loss limits on a daily basis and made formalnotifications when limits were exceeded.

- Contributed in the development and conversion of Panorama risk system to SAS Bookrunner system.- Developed reports and provided analysis to the Director of Gas Supply regarding the natural gas

winter heating season hedging program.

LEHMAN BROTHERSENGLEWOOD, CO

Asset Manager Aug-06 to Feb-08

- Responsible for tracking the profits and losses of Scratch and Dent and Non-Performing mortgageloans for the Lehman Brothers trading desk.

- Provided due diligence of potential acquisitions to including the review of broker price opinions andservicing correspondences. Provided recommendations on the mortgage loan pools to the tradingdesk which were used in the final pricing of the pools.

- Reviewed best practices to handle non-performing loans and made recommendations to the LehmanBrothers trading desk

mailto:Csloan1000@gmail.commailto:Csloan1000@gmail.com

8/2/2019 Chris Sloan Resume

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LEHMAN BROTHERSENGLEWOOD, CO

Transactions Analyst Apr-04 to Aug-06

- Worked directly with Lehman Mortgage Backed Securities (MBS) Traders in the securitizationprocess of mortgage loans, providing data on available mortgages eligible for securitization andclearing any issues that would prohibit the loan from being sold. Averaged approximately 4-6securitizations per month with portfolio values from hundreds of millions to greater than $2 billiondollars.

- Reviewed servicing and securitization legal agreements to ensure the Firms best interest wasrepresented, and coordinated the transfer of loans with various Servicers and Mortgage InsuranceCompanies.

- Responsible for generating the Aged Inventory Scorecard which identified aged inventory for seniorAurora management and the Lehman Brothers trading desk. The report was used to clear any issueswith the loans and to securitize the loan in a timely manner.

LEHMAN BROTHERSENGLEWOOD, CO

Loan Data Processor Aug-02 to Apr-04

- Imported mortgage payment data files from various servicers to the SBO2000 Master Servicingdatabase. The portfolios, valued over $75 billion dollars, were reconciled and the monthly payments

transferred to the investor.- Responsible for the transferring and reconciling of all origination loans from the origination database

to the SBO2000 database.

CABLE AUDIT ASSOCIATESGREENWOOD VILLAGE, CO

Staff Auditor Jun-01 to Aug-02

- Conducted site audits on cable and satellite companies on behalf of television networks andreconciled monthly subscriber payments to subscriber data.

- Drafted variance reports for the networks detailing discrepancies and included supportingdocumentation.

EDUCATIONMasters of Business Administration Aug-09ConcentrationFinanceUniversity of ColoradoDenver

Bachelor of Science in Business Administration May-01ConcentrationFinanceColorado State University

CERTIFICATIONS

FINRA Series 7 & 63General Securities RepresentativeFINRA Series 86 & 87Research Analyst

MILITARY EXPERIENCESecurity Policeman, Security Clearance: SecretHonorable DischargeUnited States Air Force, FE Warren AFB, Cheyenne, WY