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Ecological Impact Assessment, Ecosystem Services Assessment and the interrelationship between the two Dr Steven Smith CIEEM 2016 spring conference

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Ecological Impact Assessment,

Ecosystem Services Assessment

and the interrelationship between

the two

Dr Steven Smith

CIEEM 2016 spring conference

This presentation

– Natural capital and ecosystem services

– EcIA practice, guidance and consideration of ecosystem

services

– ESA internationally: drivers and approach

– What about ESA in the UK?

– Key issues to think about

Natural capital

www.forumforthefuture.org/project/five-capitals/overview

Natural capital and ecosystem services

– “Natural capital can be

defined as the stock of our

physical natural assets

(such as soil, forests, water

and biodiversity) which

provide flows of

[ecosystem] services that

benefit people (such as

pollinating crops, natural

hazard protection, climate

regulation or the mental

health benefits of a walk in

the park)”

Types of ecosystem services

Provisioning services –provision of food, water, timber,

and fibre

Regulating services – e.g. regulation of climate, water

quality, air quality and flood risk

Cultural services – opportunities for recreation, tourism, and

cultural development

Supporting services – nutrient cycling, soil formation, and

biodiversity

Habitat for wildlife

Air quality

regulation

Timber

Woodfuel

Recreation

Flood

management

Climate

regulation

Soil

formation

Erosion

regulation

Food

(animals)

Water

quality

Food

(plants)

Landscape

aesthetics

Community

engagement

Community

cohesion

Health and

wellbeing

Habitats typically provide multiple ecosystem services

Valuing and reflecting these values in decision-making

– “Too many of the benefits we derive

from nature are not properly valued.

The value of natural capital is not fully

captured in the prices customers pay,

in the operations of our markets or in

the accounts of government or

business. When nature is undervalued,

bad choices can be made.”

The Natural Choice: securing the value of nature (HM

Government, 2011)

Source: Adapted from Potschin, M.B. and Haines-Young, R.H. (2011).

Ecosystem services: Exploring a geographical perspective. Progress in

Physical Geography 2011 35: 575.

Natural capital Ecosystem services Values

Conceptualising value

Values do not necessarily need to be

expressed in monetary terms (and, in

some instances, this is enormously

challenging); however, monetary values

can be incorporated within cost-benefit

analysis (CBA) and monetary values

may have a resonance with decision-

makers that qualitative or quantitative

values do not

Why is this important?

– “The decline in natural capital seen over the last 60 years

will continue into the future, and is likely to accelerate,

unless there is some radical departure from the

approaches of the past.”

Natural Capital Committee (2015). The State of Natural Capital, third report

New and emerging approaches (sufficiently radical?)

– Biodiversity offsetting / no net loss / net gain

– Landscape scale approach to conservation (e.g.

Nature Improvement Areas)

– Natural capital accounting (national, sub-

national and corporate for businesses)

– Market-based approaches, including payments

for ecosystem services (PES)

– Ecosystem-based mitigation (forest and

peatland carbon) and adaptation (e.g. natural

flood management)

– Government’s 25 year environment plan

– Ecosystem services assessment as part of

EIA/ESIA

“We agree with the aims

of the [Natural Capital]

Committee’s

recommendation to

develop a 25 year plan …”

The government’s response to the

Natural Capital Committee’s third

State of Natural Capital report

(September, 2015)

Consideration of ecosystem services in EcIA

– AECOM staff reviewed a series of (non-AECOM)

Preliminary Ecological Appraisals (PEAs), Environmental

Statements (ESs) and Development Consent Order (DCO)

applications downloaded from planning portals and

reviewed for reference to ecosystem services

– In general, ecosystem services not mentioned explicitly;

some reference to wildlife corridor functionality and

maintenance

– Ecosystem services appear to be addressed more clearly

in the marine context, e.g. value of commercial fisheries

EcIA guidance

– “EcIA can provide ecological information to

support the assessment of ecosystem

services. It is important to recognise cases

where ecosystem service provision might

be affected as a result of a project’s

ecological effects. However, assessment of

ecosystem services relies on separate

specialist assessments of social and

economic value. Ecologists can work

together with other specialists to ensure that

relevant data is collected during the EcIA

process to inform these separate

assessments. This can enable the social

and economic implications of ecological

changes to be taken into account.”

Indicates that EcIA should

perhaps identify instances

where a project’s ecological

impacts might undermine

ecosystem service provision

(e.g. pollination services); do

EcIAs routinely take this

additional step in terms of

analysis?

Indicates the need for early

collaboration between ecologists

and economists, social scientists

and others at the scoping stage

(or perhaps earlier at screening)

Implies two separate but related

processes, EcIA and ESA

Important ecological features

– “One of the key challenges in EcIA is to

decide which ecological features

(habitats, species, ecosystems and

their functions/processes) are

important and should be subject to

detailed assessment.”

– Is the identification of ‘ecosystems and

their function/processes’ a means to

facilitate ESA?

What’s driving ESA internationally?

– “The IFC Performance Standards are the

leading benchmark for CSR and sustainable

business practices on a global level. They are

especially important in key emerging markets.

More and more, the Performance Standards are

part of investment agreements and financing

contracts. For companies, this means that

complying with the Performance Standards may

be necessary to get the financing they need to

do business in emerging markets. Their

implementation also creates legal risks for

financial institutions and their clients.”

– IFC Performance Standards on Environmental &

Social Sustainability: A Guidebook

Source (quote and bottom right image): www.nortonrosefulbright.com/news/72221/norton-rose-lawyers-

release-ifc-performance-standards-on-environmental-social-sustainability

Ecosystem services in the IFC Performance Standards

IFC Performance

StandardSummary of requirements

PS1: Assessment and

Management of Environmental

and Social Risks and Impacts

Identify all reasonably expected risks and impacts related to ecosystem services and

use a broader definition of a project’s area of influence, which now includes indirect

project impact on ecosystem services upon which Affected Communities’ livelihoods

are dependent.

PS4: Community Health,

Safety, and Security

Assess and manage health, safety, and security risks to communities resulting from

direct project impact on provisioning and regulating ecosystem services such as the

loss of buffer areas (e.g., wetlands, mangroves, or upland forests).

PS5: Land Acquisition and

Involuntary Resettlement

Assess impacts on and compensate for loss of provisioning ecosystem services

resulting from land acquisition and involuntary resettlement.

PS6: Biodiversity

Conservation and Sustainable

Management of Living Natural

Resources

Carry out a systematic review (including participation of Affected Communities) of all

ecosystem services a project will impact or is dependent upon to identify priority

ecosystem services, and avoid, minimize, and mitigate impacts on priority ecosystem

services for which a client has direct management control or significant influence.

PS7: Indigenous Peoples Assess provisioning and cultural ecosystem services when examining projects

affecting Indigenous Peoples.

PS8: Cultural Heritage Minimize adverse impacts and implement restoration measures, in situ, that ensure

maintenance of the value and functionality of the cultural heritage, including maintaining

or restoring any ecosystem processes (consistent with requirements in Performance

Standard 6 related to ecosystem services and conservation of biodiversity) needed to

support it. Where restoration in situ is not possible, restore the functionality of the

cultural heritage, in a different location, including the ecosystem processes needed to

support it.

Is there anything driving ESA in the UK?

– Ecosystem services not featured in

the revised EIA Directive but…

• “The environmental impact assessment

shall identify, describe and assess in an

appropriate manner, in the light of each

individual case, the direct and indirect

significant effects of a project on the

following factors… land, soil, water, air

and climate” (revised Article 3)

• Does this call for a more integrated

consideration of land and regulating

services (e.g. water, air and climate

regulation)?

Key issues to think about

– If there is no direct driver for ESA in the UK through the revised

EIA Directive, should ecologists nonetheless promote and

undertake ESA as an extension to EcIA?

– Should ESA be undertaken for EcIA in a non-EIA context?

– How do we best promote cooperation between ecologists,

environmental economists, social scientists and specialists from

other technical disciplines to facilitate ESA?

– Who should undertake ESA? Can it help break down ‘silos’?

(NB is EIA ‘compartmentalised’ for a reason?)

– If ESA is undertaken should it be a standalone chapter, an

overarching synthesis, a useful cross-check or perhaps the

philosophy underpinning the whole EIA?

Key issues to think about (cont.)

– What about the technical challenges (e.g. defining the spatial

scope of the assessment)?

– Could it promote a new approach to the baseline, i.e. less of an

‘inventory’ and more of a ‘what matters to people and why’

approach (and therefore a different approach to community

engagement?)

– Could it help to identify cumulative effects and cross-disciplinary

mitigation measures?

– Could ESA help ultimately determine whether the project’s

benefits outweigh the harm caused or vice-versa?

– If ESA is undertaken, how do we ensure that the intrinsic value

of wildlife is taken into account given the anthropocentric nature

of the ecosystem services concept?

Biodiversity and natural capital / ecosystem services

Thank you

[email protected]

23 March 2016