clay d land financial disclosure report for 2009

8/3/2019 Clay D Land Financial Disclosure Report for 2009

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, ~ o ~ o FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e E t h i c sin Government Act of 1978R e ~ . 1 / 2 0 ~ 0 FOR CALENDAR YEAR 2009 ( 5 U . S . C . a p p . l O 1 - 1 1 1 )1. Person Repo rting (last name. first, middle initial) 2. Court or Organization 3. Date of ReportI.AND, CLAY D. Georgia - Middle District 08/10/2010

4. Title (Article Ili judges indicate active ot seaio~ status; 5a. Report Type (check appropriate type) 6. Reporting Periodmagistrate judges indicate full- or part-time)[] Nomination, Date 01/01/2009

O.S, District Judge [] Initial ,L.r-d~ A n n u a l [] Final to12/3!/20095b. [-~ Amended Rep~rl

7. Chambers or Office Address 8, On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my npinlon, in complianceP.O. Box 2017 with applicable laws and ~gulations.Columbus, GA31902 Reviewing Officer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed, Complete all parts,checking the NONE box for each part w here you have no ret~rtable information. Sign on Itut page,

I . P O S I T I O N S . I R , ~ a i . g i , a ~ . ~ , , o t o ~ l ~ ; , , , ~ p . ~ - , o Z , q ~ i . g instructions,)N O N E (No reportable positions.)

POS1TION .NAME OF ORGAN IZATION/ENTITY1.

I I . A G R E E M E N T S . ( ~ ,, o ,~ n # indi,idual only; see pp. 14.16 of filing instructions.)~ NONE (No reportable agreements.) ..... = ~ L - ~ . ; ~ : ~

~ PARSES ~D TE RMS


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FINANCIALpage 2 of 9 DISCLOSURE REPORT r~ameLAr~D,of P e r s o n C L A y R e p o r t i n g D . l D a t e 0 8 / l 0 f 2 0 1 0 f R e p o r t

I I l . N O N - I N V E S T M E N T I N C O M E . m , p o r ~ u ~ i n a i v U ~ o t a ~ d , ~ o u ~ , ; s , e p p . 1 7 -2 4 of filing inswuetions.)A. Fliers Non-lnvestment IncomeN O N E (No reportable non-investment income.)

DATE SOURCE AND TyPE 1NCO ME(yours, not spouses)1.

2.3.4.

B . S p o u s e s N o n - I nv e s tm e n t I n c o m e - 1 1 " y , , a were married during any portion of the reporting year, comptete this section.(Dollar amount not required excep t for honoraria.)

N O N E (N o reportable non-investment income,)D ATE SO U R C E A N D TY PE

1.

2.3.g.

I V . R E I M B U R S E M E N T S .-,ran~ort~on. tod~i~g,/oo~o(Includes those to spouse and dependent children," see pp. 25 -27 of filing instruc.ion.s.)

N O N E (No reportable reimbursements.)SOURCE DATES LO~ATION PURPOSE ITEM S PAID OR PROVIDED

1.2.3.4.5.


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FINANCIAL DISCLOSURE R EPORT S 0 m ~ 0 t ~ , .o . R , ~ o ~ . g Date of ReportPage 3 o f 9 L A N o , C L A Y D . 0 8 / 1 0 / 2 0 1 0

V . G I F T S . (Includes those to spouse and dependent children; see pp. 28-31 of j-cling in~,ctions.)N O N E (No reportable gi~s.)

SOURCE D E S C R I P T I O N V~1.2.3.4.5.

[~ N O N E (No reportable liabilities.)C R E D I T O R D E S C R I P T I O N VALUE CODE

1 .2.3.

5.


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FINANCIAL DISCLOSURE REPORT [ N a m e o f P e r so n R e p o r t in g D a t e o f R e p o r tPage 4 of 9

I LAND, CLAY O.08/10/2010

NONE (No reportable income, assets, or transactions.)

c .........Description of As~ts ] ln~me during G ~ o ~ v a lu e ~ t e n d Tr~saclions du~ing reporting ~riod(including trust a~ets) ~ re~ing period ~ o f ~ e p o ~ i n g p e ri o dPin= "(X)" after each ~l Amount[ Type (e.g., Value [ Value Ty~ (e.g., ] Date i Value [ Gain ] Identity 0f.... p l from priG, di~losu,e [ C~e 1 / div., rent. CoO~ 2 ~ Meth~ buy, sell, mmidd/yy [ C~ 2 i Code 1 ] buyer/~ller

1. CB&T Bank (Checking) None Closed 1/I/09 J2. Columbus Community Bank (CDs & B Interest M TChecking)3. CB&T (Money Markel) A Interest L T

4. CB&T (CDs) FKA CB& T (Cash D Interest N TEquiv a lents)5. Smith Barney (Money Markels) A ]nlerest O T6. Synovus Securities (Money Market) A Interest Closed 1 2 1 3 1 / 0 9 J7. Morgan Keegan (Cash) A Interest J T8. BB&T / Colonial Bank (CD) B Interest L T9, Wachovia (CD) (X) C Interest Matured 6/27/09 LI0. Rental property, Columbus, GA (2001 A Rent M R$12!,000)1 1 . Alpha H edged Strategies Fund None J T B uy 1/1/09 J(addl)1 2 . Sold 8/11/09 J(part)1 3 . Alpine Intl Real Estate CL-Y None Sold 8/11/09 J1 4 . Amcore Bank, N.A. - IL CD B Interest Matured 6/29/09 K

1 5 . AOL Inc. None J T Spinoff t2/10/09 J(fiom line.54)1 6 . CISCO Systems Common Stock None J T1 7 . Citadel Broadcasting Corp None J T


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FINANCIAL DISCLOSURE R EPORT ~ e o t e e ~ o ~ a e p o r , ,. g O a , e o r a ~ p o s tPage 5 o f 9 L A ~ O , C L A Y D , 0 8 / I 0 / 2 0 1 0VII. I N V E S T M E N T S a n d T R U S T S - ~come, ~, ~,ocno~s (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)A. B. C. D.D e s ~ i p ~ i o n o f A s s e ts Income during Gross value at end T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o diof ~eporting period

P l a c e " ( X ) " a f t e r e a c h a ~ e l Amounl [ Ty~ (e.g:, I u e [ Value Ty~ (e.g., D a t e Value [ Gain [ I d e n t i t y 0 fexempt from prio, di~losu,e Code l [ di ...... ,, Code2 /Meth~ buy, s~ll .... ,dd/yy C~e2 ~Codel I buyer/seller~(A-H) ~ o r i n l .) ( J - P ) ] Code3 r e d e m p t i o n ) ~ (J-P) ~(A-~ [ ( i f p r i v a t e

1 9 . Coca-Cola, Inc. Common St~k B Dividend L20. Comcast Corp Common Stock None J T

21. Compass Bank-AL CD B interest Matured 4/30/09 L22. Cousins Property Inc. Common Stock A Dividend J T B uy 5/~/09 J2 3 . Bu y 8/3/09 J( a d d ~ )24. B uy 10/26/09 J

" 2 5 . Diamond-Hill ~ng-Short Fund A- Stock None J T Sold 8/13/~Mutual Fund (paa)26. Diamond-Hill ~ng-Short Fund C- St~k None K TMutual Fund27. ETrade Bank - VA CD B Interest Matured 1/16/09 K28: Federated Strategic V alue IS A Interest J " F B uy t 1 3 0 1 0 9 J29, B uy 8 1 1 3 / 0 9 J(addl)3 0 . Bu y I/1/09 J(addl)31. Firs~bank of Puerto Ri~ - PR (CD) B Interest L T B uy I 8/3/09 K32. lntel, Inc. Common Stock B Dividend K T33. 1Shares TR D ow Jones Select Dividend A Dividend J TIndex Fund Common

" 3 4 , IVY A sset Strategy Fund Class A A Dividend J T B uy 8/13/09 J


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FINAN CIAL DISCLOSURE REPO RT ~ , ~ o t | e ,~ o . R ~ v o . i. g a = ~ o ~ a ~ p o ~ ,Page 6 o f 9 L A N D , C L A Y D . 0 8 / 1 0 / 2 0 1 0

N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s Income during Gro~ value al end / Transactions during r~ning period(including t~st a~e~s) re.fling peri~ of reporting ~riod

(A-H) I or int,) O-P) ~ Code 3 ~ redemption) (J-P) (A-H) . (if pr va e[ [ ~ ~ (O-W) i ~ [35. Japan Equity Fun~ Common Stock A Dividend J T36. Lehman Brothers Bank CD A Interest M a ~ U r e d 2/6/09 K ~ 7 . MFS International New Discover Fund A Dividend J T B u y 8/13/~ JClass A . (addt)38. Bu y 1 1 1 / 0 9 J(addl)39. Microsoft Inc. Common Stock A Dividend J T

40 . Miran1 Inc-New- C~mm on Sl~k None J T41. Miranl ]nc-New-Warran~ Scr A None J T

I42 . Powershars QOQ Tr Set I ~ NASDAQ B Dividend K T]00 Shares Inc. ~m43 . RAM Sm al l I Mid Cap Fund l None J T B uy 8 1 ~ 0 1 0 944. RS Global Nalural R~ources Stock Mutual None Sold 811 Ii09 JFund45 . Snow Capila l Opponunily Class I A Dividend K T Sold ] /30 /09 J(parl)46 . Sold 8 1 1 3 1 0 9 J

(part)4 7 . Bay III/~(addl)48. Southcn] Company Co~mon Stock D Dividend M T Donaled( p a n )49. Sunlrusl Banks ~mmon Sl~k A Dividend K T

50. TCW Growlh Equily Stock Mulua] Fund None J T Sold 811 II~ J(pan)5 1 , Thomburg Inl~mational V~ue Fund Class I None K T B uy 8/13109 J

(addl)

3 Value Mclhod Ct~dcs O =Appraisal R = Cosl ( Real F.S~ ale Only ) S -A ~ge g~ menl T =C~sh MarkeI ~(See Co)urea C2) U = Iku)k V alue V =Olher W = ~.~limaled


7/9

FINANCIAL DISCLOSURE R EPORT [ N a m e o f P e r s o n R e p o r t in g D a te o fR e p o rtP a g e 7 of 9I LAND, CLAY V,

08/10/2010

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependetlt children; $pp, 34-60 of filing in~tru6on$.)N O N E (No reportable income, assets, or transactions.)

A. B, C, D.Des~:ription of Assets Income during Gross value at end Transaclions during reporting period(including trust assets) retorting period of reporling period

Place "(X)" after each asset Amount Type (e.g,, Va lue Va lue Type (e.g../ Date / Value [ Gain

Identity ofexempt from prior disclosure I Code 1 die. ~ent Code 2 M e t h o d buy, sell, ,mm/dd/yy | Code 2 Code 1 boyer/seller

52. B u y 12/31/09 J( a d d ~ )53. Time Warner Cable, lnc Comm on Stock N o n e J T Spinoff 3/30/09 J(from line 54)54 . Time Warner, Inc Comm on Stock A Dividend J T S o l d 3/30/09( p a r t )55, UTS SPDR Trust Set I Mutual Fund B Dividend N T B u y 2/17/09( a d d q )-56,V i c t o r y F o c u s e d G r o w t h F u n d A N o n e K T B u y 8 1 1 1 / 0 9 J( a d d l )5 7 . V i r t u s R o a l E s t a l e S o c A N o n ~ B u y I / I / 0 9 J( a d d l )5 8 . S o l d 8 / I 3 / 0 9.59,W a l t D i s n g y C o , I n c . C o m m o n S t o c k A D i v i d e n d J T

6 0 , W a s h i n g t o n M u t u a l B a n k 2 . 9 5 % C D C I n t e r e s t M a t u r e d 4 1 3 0 / 0 9

Value Meth~d Cod~s Q =Appraisal R :Cosl (Real Es~a~e Only) S =Assessme nt T


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P a g e 8 o f 9 L A N O , C L ~ V O . 0 8 / 1 0 ~ 2 0 mVIII. ADDITIONAL INFORMATION OR EX PLANATIONS. (Indicatcpar~ of RcportO

I. Section VI I - Since my retirement acco unts are self directed IRAs, I did not list them in aggregate in the Investments/Trusts section; but instead, the individualassets contained in the IRAs (cash equivalents and stock) are included in the individual listings of cash equivalents and stocks in the Investments/Trusts section.2. Seetior~ VII - D ividend reinvestments hav e been indicated as a Buy (add l) with a date of 1/109. All of these transactions were ~)ery small in amount. Multipledividend reinvestments were aggregated into one line for each applicable investment.3. Section VII - I inadvertently omitted the Wac hovia CD shown on L ine 9 from the 2008 Financial Disclosure Report. This investment should have shown noincome with a value code of L and a value method code oft as of 12/31/2008.


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FINANCIAL DISCLOSURE R EPORT N a m e o f e e ~ o ~ a ~ o ~ i~ a a u o f a , p o , tPage 9 o f 9 L ~ r ~ O , C L A Y D . 0 8 / 1 0 ~ 0 1 0IX . CER TIFICATION.

I certify thai all information given above (including information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U .S.C. app. 501 eL seq., 5 U .S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WH O KNOW INGLY AND W ILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVILAND CRIMINAL SAN CTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Commitlee on Financial DisclosureAdm inistrative Office of the U nited States CourtsSuite 2-301One Columbus Circle, N,E.W ashington, D.C. 20544

clay d land financial disclosure report for 2009

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