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    Unit 5

    Climate Change Damage in

    International Law: An

    Overview

    Objectives

    After completion of this unit, the students will be aware of the

    following topics:

    Failure of Climate Regime to Address Climate Change Damage Role of IPCC in Climate Change Damage Regime Categories of rules International law Commission

    Introduction

    Climate change is a comparatively well-explored subject,

    both scientifically and lawfully. Nevertheless, "climate

    change law," as it might be termed, has primarily conducted

    with setting and determining responsibilities with respect tothe diminution of greenhouse gases, and instruments to

    attain such minimisations on the international and national

    level. A good e.g. of this has been the broad debate on

    emissions trading & the regulation of energy efficiency

    standards both domestically and internationally, Up to

    now, legal scholars for the most part have put aside the issue

    of damages due to climate change, that is the legal

    implications of the affects the climate change to nations and

    their populations. It is this gap in the analysis which this

    thesis intends to explore. Accordingly the analysis attempts

    to answer a paramount question:

    How does international law regulate damages arising from

    climate change? Does it

    1) render sufficient protection to States;

    2) sufficiently prevent climate change damage; and

    3) does it provide a basis for action should such damage

    happen?

    1UNIT 1Introduction to Port and Shipping

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    This unit starts with an analysis of the current status of

    international law (excluding the field of human rights) with

    respect to damages caused by climate.

    The concept focus on the assumption that, although

    international law is sometimes thought of a "doubtful case'

    with regard to its legal character, it in fact supplies many

    rules leading and determining State behaviour and by State

    responsibilities also

    that of private people, and thus also covers the issue of

    damages associated with climate change. Because of the

    worldwide nature of the climate change process, inter-

    national law can be thought of the natural starting point foran analysis of climate change damages even though the

    impacts of climate change might also have profound legal

    implications on a domestic law level.

    Another assumption underlying this concept is the

    judgment of conviction of the author that Nations which let

    out GHG, thereby supporting and expanding economies built

    on fossil fuels, are responsible for protecting the climate

    system for Future generations, as well a the lives and

    livelihoods of those potentially most at risk from the resultsof climate change, and that international law must and does

    respond to this (moral) duty. This thesis is consciously written

    from the perspective of the victims, be they poor

    communities in developing nations, ecosystems or whole

    geographical regions.

    5.1 Failure of Climate Regime to Address

    Climate Change Damage

    The Kyoto Protocol and the Convention comprise

    commitments on the mitigation of Green House Gases

    emissions and on adaptation to the adverse effects of climate

    change. Although, these do not guarantee to address and

    redress all the climate change damage suffered by particular

    nations.

    For the purposes of regulatory responses, there are three

    types of climate change damage. Some foreseeable loss and

    damage will be avoided, because of the mitigation of

    Greenhouse Gases emissions or timely adaptation measures.

    Some foreseeable loss and damage would not be avoided,

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    because of insufficient mitigation efforts and delays in

    accessing adequate adaptation funding and technologies, or

    challenges in institutional capacity. Ultimately, some loss and

    harm is inescapable, regardless of future adaptation

    measures to be undertaken. This ultimate category includes,

    for instance, land that has been and will be lost because of

    sea level rise, agricultural land lost to persistent drought, and

    lives that have been and will be lost due to increasingly

    severe utmost weather events.

    Table 5.1: Categories of damage

    Avoided Unavoided Unavoidable

    Avoidable damage avoidedAvoidable damage and

    loss

    Unavoidable

    damage

    not avoided and loss

    Damage prevented throughWhere the avoidance of

    further

    Damage that could

    not be

    mitigation and/or adaptation

    measures.

    damage was possible

    through

    avoided through

    mitigation

    adequate mitigation

    and/or

    and/or adaptation

    measures;

    adaptation, but where

    adaptation

    e.g., coral bleaching,

    sea level

    measures were not

    implemented

    rise, damage due to

    extreme

    due to financial or

    technical

    events where no

    adaptation

    constraints. efforts wouldhave helped

    In addition to commitments on mitigation, the climate

    regimes approach with respect to these categories of

    damage is essentially one of adaptation. It currently consists

    of:

    a. an obligation on all Convention Parties to implement

    measures to facilitate adequate adaptation, under Article

    4.1(b);

    3UNIT 1Introduction to Port and Shipping

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    b. responsibilities on Annex II Parties to finance and support

    developing country adaptation measures under Articles

    4.3, 4.4, and 4.5, reflecting the principle of common but

    differentiated responsibilities enshrined in Article 3.1and

    recognising that the extent to which developing nations

    meet their commitments on adaptation depends on these

    efforts by developed nations;

    c. evolving responsibilities to generate information on

    adaptation needs, under Article 12.1;

    d. an adaptation funding architecture under the Convention

    and Kyoto Protocol, supplemented by bilateral funding

    (see Box 2, below); and

    e. structures to generate information on adaptation needs

    and efforts through reporting under Article 12.1; through

    National Adaptation Programmes of Action (NAPAs) ; and

    through the ongoing Nairobi Work Programme.

    5.2 Role of IPCC in Climate Change Damage

    Regime

    The IPCC has noted numerous examples of future changes

    that it projects with a particularly high degree of certainty,

    and which can be expected to result in some degree of

    damage and loss. As can be seen below, developing nations

    will continue to be particularly hard hit.

    Changes expected in small islands with very high

    confidence

    Climate change is projected by mid-century to reduce

    water resources in many small islands, e.g., in the

    Caribbean and Pacific, to the point where they becomeinsufficient to meet demand during low-rainfall periods.

    Sea level rise is expected to exacerbate inundation,

    storm surge, erosion and other coastal hazards, thus

    threatening vital infrastructure, settlements and facilities

    that support the livelihood of island communities.

    Changes expected in Africa, Asia, Latin America and

    small islands with high confidence

    Africa

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    Agricultural production, including access to food, in many

    African nations and regions is projected to be severely

    compromised by climate variability and change.

    By 2020, between 75 million and 250 million individual

    are projected to be exposed to increased water stress due

    to climate change. If coupled with increased demand, this

    will adversely affect livelihoods and exacerbate water-

    related problems.

    for agriculture, the length of growing seasons and yield

    potential, particularly along the margins of semi-arid and arid

    areas, are expected to decrease. This would further

    adversely affect food security and exacerbate malnutrition in

    the continent. In some nations, yields from rain-fed

    agriculture could be reduced by up to 50% by 2020.

    Towards the end of the 21st century, projected sea-level

    rise will affect low-lying coastal areas with large

    populations. The cost of adaptation could amount to at

    least 5-10% of Gross Domestic Product (GDP). Mangroves

    and coral reefs are projected to be further degraded, with

    additional consequences for fisheries and tourism.

    Local food supplies are projected to be negatively

    affected by decreasing fisheries resources in large lakes

    due to rising water temperatures, which may be

    exacerbated by continued over-fishing.

    Asia

    Coastal areas, especially heavily-populated mega delta

    regions in South, East and South-East Asia, will be at

    greatest risk due to increased flooding from the sea and,

    in some mega deltas, flooding from the rivers.

    Freshwater availability in Central, South, East and South-

    East Asia, particularly in large river basins, is projected to

    decrease due to climate change which, along with

    population growth and increasing demand arising from

    higher standards of living, could adversely affect more

    than a billion individual by the 2050s.

    Endemic morbidity and mortality due to diarrhoeal

    disease primarily associated with floods and droughts are

    expected to rise in East, South and South-East Asia due to

    5UNIT 1Introduction to Port and Shipping

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    projected changes in the hydrological cycle associated

    with global warming. Increases in coastal water

    temperature would exacerbate the abundance and/or

    toxicity of cholera in South Asia.

    Latin America

    By mid-century, increases in temperature and associated

    decreases in soil water are projected to lead to gradual

    replacement of tropical forest by savannah in eastern

    Amazonia. Semi-arid vegetation will tend to be replaced

    by arid-land vegetation. There is a risk of significant

    biodiversity loss through species extinction in many areas

    of tropical Latin America.

    Sea-level rise is projected to cause increased risk of

    flooding in low-lying areas. Increases in sea surface

    temperature due to climate change are projected to have

    adverse effects on Mesoamerican coral reefs, and cause

    shifts in the location of south-east Pacific fish stocks.

    In drier areas, climate change is expected to lead to

    salinisation and desertification of agricultural land.

    Productivity of some important crops is projected todecrease and livestock productivity to decline, with

    adverse consequences for food security. In temperate

    zones soybean yields are projected to increase.

    Changes in precipitation patterns and the disappearance

    of glaciers are projected to significantly affect water

    availability for human consumption, agriculture and

    energy generation.

    Small islands

    With higher temperatures, increased invasion by non-

    native species is expected to occur, particularly on mid-

    and high-latitude islands.

    Deterioration in coastal conditions, for example through

    erosion of beaches and coral bleaching, is expected to

    affect local resources, e.g., fisheries, and reduce the value

    of these destinations for tourism.

    Source: IPCC AR4 WGII SPM.

    5.3 Categories of rules

    6

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    It is defined in the Article 38 of the Statute of the

    International Court of Justice (ICJ) that the customary

    international law as evidence of general practice accepted

    as law, and the it has been stated by the ICJ that customary

    law originates when a practice between nations is wide and

    almost uniform and is companioned by a conviction that it is

    obligatory under international law (opinio juris).

    The no-harm rule of customary international law is to a great

    extent accepted all around the world. This basically admits

    that no State should hurt another. This rule allows for a basis

    for consideration and negotiation in the case of

    transboundary environmental disputes. It requires a State tokeep away from damage and to minimise the risk of harm to

    other States. Both avoidable and unavoidable climate change

    damage fall within the ambit of legal effects of going against

    the no-harm rule, so that financing and enforcing adaptation

    measures as addressed in the climate regime are just as

    much a legal effect of going against the international law as

    the provision of compensation for loss and damage.

    The no-harm rule prohibits states from damaging other

    statesThe no-harm rules relevance in the environmental

    circumstance is not arguable. It has been to a great degree

    acknowledged and can provide affected States with a basis

    for diplomatic consultation and negotiation, as well as legal

    action, in transboundary environmental conflicts.

    This rule came up significantly in the 1938-1941 Trail Smelter

    Arbitration and was restated by the International Court of

    Justice (ICJ) in the 1949 Corfu Channel Case, where the court

    discovered that there were general and well-recognisedprinciples of international law pertaining every States

    obligation not to allow knowingly its territory to be used for

    acts contrary to the rights of other States and by the Arbitral

    Tribunal in the 1956 Lac Lanoux arbitration. It has also been

    restated in the preamble to the UNFCCC. In 1996, the ICJ

    declared that:

    the existence of the general obligation of States to ensure

    that activities within their jurisdiction and control respect the

    environment of other States or of areas beyond national

    7UNIT 1Introduction to Port and Shipping

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    control is now part of the corpus of international law relating

    to the environment.

    This implies that the rule is relevant every State, without

    differentiation, and without the need for a particular

    international treaty to rely on.

    States are responsible for preventing harm and minimise risk.

    The no-harm rule carries a worldwide obligation to prevent

    substantial transboundary harm and minimise the risk of

    transboundary harm. The rule thus makes legal

    responsibilities before any harm has happened.

    It is relevant to all activities that contribute to a specific riskand does not require a State to be able to prevent the harm

    completely. The rule is a pure duty of conduct, and no intent

    to cause damage is required. As long as an activity can be

    fairly demonstrated to cause harm or risk thereof, the

    prevention duty applies, irrespective of the physical

    character of the activity.

    Lately a subset of rules comprised in the no-harm rule has

    been enacted by the International Law Commission (ILC)s

    2001 Draft Articles on Prevention of Transboundary Harm

    from Hazardous Activities. Witness of the existence, and

    examples of the preparation, are plenty in number.The exact

    content of the rule could be taken from the 3rd Restatement

    of US Foreign Relations Law, which allows a intended

    representation of international law from the perspective of

    US and other scholars and practitioners:

    (1) A State is obligated to take such measures as may be

    necessary, to the extent practicable under the

    circumstances, to ensure that activities within its jurisdiction

    or control:

    (a) conform to generally accepted international rules

    and standards for the prevention, minimisation, and

    control of injury to the environment of another State or

    of areas beyond the limits of national jurisdiction; and

    (b) are conducted so as not to cause significant injury

    to the environment of another State or of areas beyond

    the limits of national jurisdiction.

    Although, as the above expression shows, not every activitythat bears a risk of transboundary damage is forbidden

    8

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    beneath the no-harm rule. In the climate context for

    example, international law would not hold a conclusion that a

    State emitting GHGs and thus imparting to global climate

    change should be held responsible for harm happening per

    se, merely because it has emitted such gases.Rather, the no-

    harm rule is a fault-based rule. A States behaviour must be

    encountered to be contradictory to a particular standard of

    care. Once this duty of care is defined, if a State fails to take

    proportionate steps to minimise the risk of predictable harm,

    the no-harm rule is violated. There is a solid parallel to what

    is widely known as negligence or due diligence under

    national law in all legal systems.

    In general, the due diligence standard can be identified as

    the conduct that can be expected of a good government, in

    terms of an objective and international standard. Common

    components discernible in writings and jurisprudence

    demonstrate the following components of a standard of care:

    (i) the opportunity to act or prevent;

    (ii) foreseeability or knowledge that a certain activity

    could lead to transboundary damage; and

    (iii) proportionality in the choice of measures to prevent

    harm or minimise risk.

    These components can be applied in the context of climate

    change damage.

    The Law of Treaties

    The primary source on the conclusion, entry into force,

    interpretation, enforcement, invalidity and termination of

    treaties is the 1969 Vienna Convention on the Law of

    Treaties. It defines a treaty as a a legal document betweenstates which is governed by international law whatsoever its

    specific designation. This explicates why the term treaty is

    often used in an interchangeable manner with convention,

    agreement, protocol or charter. What counts are the

    substantial necessities and not the formal designation? For

    aims of this unit only a few essentialia of the law of treaties

    need to be singled out.

    At the international level a state demonstrates its acceptance

    to be adhered by a treaty by ratification, acceptance,approval or accession. For a treaty to have domestic legal

    9UNIT 1Introduction to Port and Shipping

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    consequence another act of consolidation in conformity with

    national law is generally needed.

    This frequently takes the form of parliamentary legislation

    through which the treaty will be given domestic legal

    consequence.

    As soon as a treaty is in force and adhering on a state that

    state is under a legal obligation to execute the treaty in good

    faith. The good faith obligation is regarded as one of the

    basic principles governing the foundation and performance of

    legal responsibilities in international law, regardless of the

    source of the legal obligation. The principles of trust and

    assurance that underlie this obligation are inbuilt in

    international cooperation, which in many fields, is becoming

    increasingly requisite, no less in matters requiring the

    security of the environment. The good faith obligation further

    implies that a state may not appeal for the provisions of its

    national law as justification for its failure to execute the

    treaty.

    The expiry or suspension of a treaty must be accomplished in

    conformity with the directions of the Vienna Convention on

    the Law of Treaties and of the treaty to be terminated orsuspended. Non-conformity with this rule or the braechment

    of a treaty provision necessary for the accomplishment of the

    object or purpose of a treaty will establish a material breach

    of the treaty. Such a breach will give the right to the other

    parties to terminate the treaty or suspend its operation

    wholly or partially. Under certain conditions a state party may

    also invoke the disappearing or destructing an object

    indispensible for the implementation of the treaty, or a

    fundamental change of conditions which has happened since

    the time of determination of the treaty and not anticipated by

    the parties at the time as a basis for drawing back from the

    treaty. The latter rule will only apply if the conditions in

    question comprised an essential basis of the consent of the

    parties to be bound by the treaty and the consequence of the

    change will in a radical manner transform the extent of the

    responsibilities still to be executed by the parties in terms of

    the treaty.

    State Responsibility

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    In international law, the state responsibility is used in the

    objective sense of violation of an obligation, which obligation

    could derive from either treaty law or customary international

    law. The principles concerning to this concept have been

    subject to a codification process by the International Law

    Commission (ILC) which started in 1956 and which ended in

    2001 with the publication of the ILCs Draft Articles on

    Responsibility of States for Internationally Wrongful Acts.

    The fundamental approach to state responsibility is that any

    act or omission which comprises a breach of an international

    obligation and which can be assigned to the state will render

    the state responsible in international law. Acts or omissionswhich can be assigned to the state are those of organs of the

    state; of persons or entities, which, although not organs of

    the state, are empowered by the law of the state to execute

    governmental functions; or of a person or group of persons

    acting on the instructions of, or under the direction or control

    of the state.

    A state which has internationally misconducted is under an

    obligation to make redressal to the offended state which

    means that the situation must be re-established to what itwas before the misconduct happened. Restitution as a form

    of compensation in international law falls away if it is

    materially impossible to achieve or if it involves a burden out

    of proportion to the benefit that could be inferred from it. In

    such cases the responsible state is under an obligation to

    compensate the injured state for any financially assessable

    damage not covered under the redressal option. In the last

    case, compensation may also take the form of contentment

    given by a state and which may take the form of an

    acknowledgment of the violation, an expression of regret, ora formal apology.

    These considerable principles of state responsibility in

    international law may face serious obstructions in the

    discourse of the climate change phenomenon. Since a variety

    of state and non-state entities may impart in several ways to

    elements inducing climate change, ascertaining whose

    wrongful conduct can causally be linked to the harmful

    consequence is virtually impossible. In the second case, since

    it is the atmosphere which is affected and not necessarily a

    11UNIT 1Introduction to Port and Shipping

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    now an founded rule of customary international law and a

    basis of international environmental law that states have, in

    conformity with the United Nations Charter and the rules of

    international law, the sovereign right to tap their own natural

    resources consistent to their own environmental policies.

    Simultaneously, and as an inherent part of this right, states

    have the duty to ensure that activities within their legal

    power or control do not cause harm to the environment of

    other states or of areas outside the limits of domestic legal

    power.

    The obligation of a province to exert control over activities

    under its jurisdiction or control is closely linked to theobligation, in both the Stockholm and Rio Declarations, to

    develop, through international cooperation, international as

    well as domestic law considering financial obligation and

    compensation for the victims of pollution and other

    environmental damage, even if it occurs in areas beyond

    their jurisdiction. The obligation of states in this respect

    accords with the general obligation, especially well-settled in

    human rights law, to ensure that effective remedies are

    available for someone seeking redress for the violation of a

    right or interest.

    The rule of good good-neighbourliness moreover needs

    preventive standards to be adopted by a state when required

    to avoid activities which establish in its district or under its

    control or jurisdiction and which may cause important harm

    to the environment of another state or to areas beyond its

    jurisdiction. In both Pulp Mills case (Argentina v Uruguay, ICJ

    case no 135, 20 April 2010) and the Nuclear Weapons case

    (ICJ Advisory Opinion, 1996) and the the International Court

    of Justice has asserted the customary law status of theprinciple of prevention.

    To act preventively, states may be required to adopt a

    precautionary approach to the assessment of the risk of

    future harm which could necessitate the taking of

    anticipatory action. In its present form the precautionary

    approach originates from the Vorzorgeprinzip in German law

    and since the1980s has become explicitly accepted in

    several national legal systems and in environmental law

    treaties for the purpose of assessing and managingenvironmental risk in circumstances of scientific uncertainty.

    13UNIT 1Introduction to Port and Shipping

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    Applying the precautionary strategy could imply a complex

    balancing act between costs & risks, between the overall

    social and economic and advantages of the action and its

    potential damage and between the degree of risk of

    significant harm and the accessibility of way to keep the

    harm from taking place, etc.

    In essence the obligation of a state to take preventive action

    is one of due diligence against which the conduct of the state

    in question must be examined. At the national level this will

    involve an enquiry about the appropriateness and

    effectiveness of the states legal, governance and

    administrative system to achieve the necessary objectives,while at the international level it is a question about the

    states compliance with its obligation to cooperate with other

    states in good faith, which is universally considered as one of

    the basic principles governing the creation and performance

    of all legal responsibilities in international law. In the

    environmental law field, this obligation has often been

    applied in relation to the exchange of information,

    notification, consultation and monitoring when activities over

    which states exercise control involve a significant risk of

    environmental harm.

    5.4 International Law Commission

    As is well known, apart from the restrictive right to pass

    binding resolutions in the Security Council. the UN does not

    have ally formal legislative powers and thus cannot enact

    binding rules of international law. Still, the nations involved in

    drafting the UN Charter after the Second World War wanted

    to entrust the UN system at least with some recommendatory

    powers regarding international law. Accordingly, Article 13.1of the eN Charter provides:

    The General Assembly shall initiate studies and make

    recommendations for the purpose of encouraging the

    progressive development of international law and its

    codification....

    In 1947, the General Assembly laid down a preliminary

    Committee to carry out this task,'' and at its 2nd session, it

    laid down and sanctioned its Statute' which establishes the

    objective of the ILC

    14

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    In 1963, the MC mentioned that the range of its work on the

    Law on State Responsibility could also encompass damages

    due to special (risky) activities that are legal under in law,

    that is. cases where no direct violation or responsibility takes

    place but nevertheless damage may arise; and in 1977 the

    UN General Assembly assigned the TLC with the task of

    developing the topic of "International liability for injurious

    consequence.s arising out of acts not prohibited by

    international law"_ The Draft Articles on Prevention of

    Transboundary Harm from Hazardous Activities, which

    establish part of this topic and were adopted in 2001 fiarm.

    The deliberations of ILC have been affirmed on by many legalscholars, and have been the impetus for many official

    judgments of' States on components of international law. The

    resulting reports, drafts and other documents thus serve as a

    tool for discerning the status of law, both in terms of State

    practice, or opinio iurb, and the opinions of scholars. It is for

    this reason the IL C material is used widely in this thesis.

    5.5 Student Activity

    Highlight the role of state responsibility in maintaining the

    international law.

    5.6 Summary

    Climate change is a comparatively well-explored subject,

    both scientifically and lawfully. Nevertheless, "climate

    change law", as it might be termed, has primarily conducted

    with setting and determining responsibilities with respect to

    the diminution of greenhouse gases, and instruments to

    attain such minimisations on the international and national

    level.A good e.g. of this has been the broad debate on emissions

    trading & the regulation of energy efficiency standards

    both domestically and internationally, Up to now, legal

    scholars for the most part have put aside the issue of

    damages due to climate change, that is the legal implications

    of the affects the climate change to nations and their

    populations. It is this gap in the analysis which this thesis

    intends to explore.

    5.7 Keywords

    15UNIT 1Introduction to Port and Shipping

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    No-harm rule: This admits that no State should hurt another.

    Law of Treaties: It defines a treaty as a a legal document betweenstates which is governed by international law whatsoever its specific

    designation.

    The state responsibility: It is used in the objective sense of violation of

    an obligation, which obligation could derive from either treaty law or

    customary international law.

    5.8 Review Questions

    1. Explain the failure of climate regime to address climate

    change damage.

    2. Describe the role of IPCC in Climate Change Damage

    Regime

    3. Explain the categories of rules.

    4. Describe the International Law Commission.

    5.9 Further Readings

    Books

    Alexander Yankov, The Law of the Sea Conference at the Crossroads, VirginiaJournal of International Law, 1977, Vol. 18, pp. 31 and 36; Also see P. S. Rao,

    India and the Law of the Sea, World Focus, Vol. 15 (9), 1992, pp. 15 to 19.

    Web Readings

    http://www.un.org/law/ilc/index.htm

    http://assets.wwf.org.uk/downloads/beyond_adaptation_lowre

    s.pdf

    16

    Notes

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    IT Applications in Port and Shipping

    http://www.un.org/law/ilc/index.htmhttp://www.un.org/law/ilc/index.htm