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Clinical and Genomic Implications of Luminal and Basal Subtypes Across Carcinomas
Shuang G. Zhao 1,*, †, William S. Chen 2,3,*, Rajdeep Das 3, S. Laura Chang 3, Scott A. Tomlins 4, Jonathan
Chou 3, David A. Quigley 3, Ha X. Dang 5, Travis Barnard 3, Brandon A. Mahal 6, Ewan A. Gibb 7, Yang Liu 7,
Elai Davicioni 7, Linda R. Duska 8, Edwin Posadas 9, Shruti Jolly 1, Daniel E. Spratt 1, Paul L. Nguyen 6,
Christopher A. Maher 5, Eric J. Small 10, Felix Y. Feng 3,10,11
1Department of Radiation Oncology, 4Department of Pathology, University of Michigan 2Yale School of Medicine 3Department of Radiation Oncology, 10Department of Medicine, 11Department of Urology, University of
California San Francisco 5McDonnell Genome Institute, Department of Internal Medicine, Washington University in St. Louis 6Department of Radiation Oncology, Dana-Farber Cancer Institute 7GenomeDx Biosciences Inc. 8Department of Obstetrics and Gynecology, University of Virginia 9Samuel Oschin Comprehensive Cancer Institute, Cedars-Sinai
*These authors contributed equally †Corresponding author
Shuang (George) Zhao
1500 E. Med Ctr Drive, Ann Arbor, MI, 48109
E-mail: [email protected]
Running Title: Luminal and Basal Subtypes Across Carcinomas
Disclosures
EAG, YL, and ED are employees of GenomeDx Biosciences. SGZ, FYF, and GenomeDx Biosciences have
filed a patent application on luminal and basal subtypes in prostate cancer. SGZ has received travel/expenses
from GenomeDx Biosciences.
Disclosures unrelated to the content of this manuscript: SGZ, FYF, and SLC have patent applications with
GenomeDx on other work. SGZ and FYF have a patent application with Celgene. FYF is a founder, and SLC is
an employee of PFS Genomics. FYF has consulted for Dendreon, Sanofi Genzyme, Ferring, EMD Serono,
Janssen, Bayer, and Clovis.
Abstract
Background: Carcinomas originate from epithelial tissues, which have apical (luminal) and basal orientations.
The degree of luminal versus basal differentiation in cancer has been shown to be biologically important in
some carcinomas and impacts treatment response.
Experimental Design: While prior studies have focused on individual cancer types, we used a modified clinical-
grade classifier (PAM50) to subtype 8764 tumors across 22 different carcinomas into luminal A, luminal B, and
basal-like tumors.
Results: We found that all epithelial tumors demonstrated similar gene expression-based luminal/basal
subtypes. As expected, basal-like tumors were associated with increased expression of the basal markers
KRT5/6 and KRT14, and luminal-like tumors were associated with increased expression of the luminal markers
KRT20. Luminal A tumors consistently had improved outcomes compared to basal across many tumor types,
with luminal B tumors falling between the two. Basal tumors had the highest rates of TP53 and RB1 mutations
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and copy number loss. Luminal breast, cervical, ovarian, and endometrial tumors had increased ESR1
expression, and luminal prostate, breast, cervical, and bladder tumors had increased AR expression.
Furthermore, Luminal B tumors had the highest rates of AR and ESR1 mutations and had increased sensitivity
in-vitro to bicalutamide and tamoxifen. Luminal B tumors were more sensitive to gemcitabine, and basal tumors
were more sensitive to docetaxel.
Conclusions: This first pan-carcinoma luminal/basal subtyping across epithelial tumors reveals global
similarities across carcinomas in the transcriptome, genome, clinical outcomes, and drug sensitivity,
emphasizing the biological and translational importance of these luminal vs. basal subtypes.
Statement of Significance
Carcinomas have historically been classified by histology and anatomic site-of-origin. We present the first pan-
carcinoma luminal/basal subtyping across 8764 samples from 22 epithelial tumors from the TCGA, revealing
global similarities in the transcriptome, genome, clinical outcomes, and drug sensitivity which emphasize the
biological and translational importance of these subtypes.
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Introduction
By definition, epithelial tissues all have apical (luminal) and basal orientations (1). Tumors originating from
epithelial tissues (e.g. carcinomas) may reflect this dichotomy with relative degrees of luminal or basal
differentiation (1, 2). Understanding this key biological difference is important because the luminal-ness or
basal-ness of a particular tumor may impact both overall prognosis and response to treatment. Clinically
important luminal and basal subtypes of several different carcinomas have previously been described. The
PAM50 subtyping is a clinical-grade luminal-basal classifier which has been used to group breast cancers into
Luminal A (LumA), Luminal B (LumB), Basal, and Her2-like subsets (3, 4). The luminal breast cancer subtypes
express higher levels of ER and PR and are more responsive to hormonal therapy (5). The luminal and basal
subtypes of prostate cancer were also recently described using a slightly modified PAM50 algorithm (6).
Analogous to breast cancer, the luminal subtypes of prostate cancer exhibited higher expression of AR and
LumB-like tumors preferentially benefited from androgen deprivation therapy (6). Bladder cancers also
demonstrate luminal and basal subtypes, which predict response to front-line chemotherapy (7).
Although carcinomas have historically been classified and treated primarily based on their histology and
anatomic site of origin, there is reason to believe that a pan-carcinoma classification schema such as PAM50
could have utility across a number of cancer types independent of site of origin. Although the landmark
publication of The Cancer Genome Atlas (TCGA) pan-cancer atlas demonstrated that the cell-of-origin patterns
dominate the biological differences between cancers (8), commonalities were noted within gynecologic/breast
cancers (9), gastrointestinal adenocarcinomas (10), and squamous cell carcinomas (11). Furthermore,
numerous common biological axes transcending tumor type were found, including driver mutations (12),
oncogenic signaling pathways (13), DNA repair defects (14), metabolomics subtypes (15), immunity (16), and
stem-ness (17). To our knowledge, no pan-cancer RNA-based subtypes have yet been identified.
We hypothesized that luminal/basal subtypes represent an important and clinically meaningful measure of
tumor biology that transcends cancer type. In order to test this, we utilized a modified PAM50 (6) to classify
8764 tumors across 22 different tumor types into luminal and basal subtypes. In the first pan-carcinoma study
of its kind, we show that luminal and basal subtypes exist for of all epithelial-derived tumors, and that these
subtypes exhibit different patterns of expression, genomic alterations, clinical outcomes, and response to
therapy.
Methods
Luminal and basal subtyping
Subtyping into luminal and basal subtypes was performed using the original PAM50 algorithm (18)
(Supplemental Table 1). While other luminal/basal subtyping algorithms exist, PAM50 is the only one which
has been developed into a commercial clinical test (18), and which has been demonstrated to work in multiple
tumor types (4, 6, 7). Source code was downloaded from the University of North Carolina Microarray Database
(https://genome.unc.edu/pubsup/breastGEO/) and run without modification as has been performed in other
tumor types (3, 6). Since the majority of epithelial tumors are not known to be HER2 driven, we excluded the
HER2 subtype and instead only LumA, LumB, and Basal subtypes were assigned as previously described (6).
Gene Set Enrichment Analysis
Identification of genes correlated with subtypes was performed by first assessing Spearman’s correlation for
each gene with the LumA, LumB, and Basal-ness scores from the PAM50 algorithm. Additional subtype-
specific genes were identified by selecting genes with a Spearman’s rho ≥0.4 for one and a multiple-testing
adjusted p-value (FDR) ≤ 0.05, and with one subtype, and Spearman’s rho ≤0.2 with the other two subtypes.
The correlation coefficients were then input to Gene Set Enrichment Analysis (GSEA) pre-ranked. The
Hallmark Epithelial-Mesenchymal Transition (EMT) gene set was used, as well as a custom gene set for the
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nuclear hormone receptor family obtained from the HUGO Gene Nomenclature Committee
(www.genenames.org/cgi-bin/genefamilies/set/71).
Genomic data
TCGA pan-cancer data were obtained via the UCSC Xena Browser. The GDC HTSeq FPKM RNAseq dataset,
the Mutect2 somatic mutation dataset, and the Affymetrix SNP Array 6.0 masked copy number segment
dataset were downloaded for analysis (19). All datasets comprising epithelial tumors (carcinomas) were
included (ACC [adrenocortical carcinoma], BLCA [bladder urothelial cancer], BRCA [breast cancer], CESC
[cervical squamous cell cancer], CHOL [cholangiocarcinoma], COAD [colon adenocarcinoma], ESCA
[esophageal carcinoma], HNSC [head & neck squamous cell carcinoma], KIRC [renal cell carcinoma], KIRP
[renal papillary cell carcinoma], LIHC [hepatocellular carcinoma], LUAD [lung adenocarcinoma], LUSC [lung
squamous cell carcinoma], MESO [mesothelioma], OV [ovarian serous cystadenocarcinoma], PAAD
[pancreatic adenocarcinoma], PRAD [prostate adenocarcinoma], READ [rectal adenocarcinoma], STAD
[gastric adenocarcinoma], THCA [thyroid carcinoma], THYM [thymoma], UCEC [endometrial carcinoma]).
Cutaneous carcinomas were not included in TCGA and thus are not represented. Mutations were counted if
they were exonic and non-silent if in a coding gene. Copy number (CN) gain was defined as Log2(CN/2)≥1.
Copy number loss was defined as shallow: Log2(CN/2)≤-1 or deep: Log2(CN/2)≤-2. TCGA proliferation scores,
mutation rates, fraction altered, and aneuploidy scores were previously published (16). Comparison of luminal
and basal markers was performed by first mean-centering Log2(FPKM+1) and scaling by the standard
deviation to generate a Z-score of each gene within each individual cancer type. This standardization was
performed independently for each cancer type because gene expression ranges could vary.
Drug response
Cancer cell line Affymetrix Human Genome U219 array gene expression and drug response data were
obtained from the Genomics of Drug Sensitivity in Cancer (GDSC) project (20) (www.cancerrxgene.org). Drug
response was assessed using the IC50. Two dose ranges for bicalutamide were available, and the dosages
that had more response data from cell lines from hormone-responsive tumors was selected (0.039-10µM).
Statistical methods
Overall survival was the primary clinical outcome in the TCGA pan-cancer data, as it was available for all tumor
types. All carcinomas were included in the above genomic analyses, but we excluded breast cancer from
clinical analysis given the long natural history of the disease and the limited follow-up in TCGA, and the fact
that the prognostic implications of the PAM50 subtypes of breast cancer have been extensively explored in the
literature in more appropriate cohorts (3-5, 18). The TCGA prostate cancer cohort faces a similar issue of a
long natural history and limited follow-up, and has likewise previously been investigated in large clinical cohorts
(6). We also excluded thymoma, and thyroid cancer from the clinical analyses due to very low event rates
suggesting similar issues. We excluded cholangiocarcinoma from clinical analysis given the small number of
patients with outcomes available (N=45). Comparison of continuous variables across subtypes was performed
using ANOVA, with a post-hoc Tukey test to examine individual groups. Comparison of categorical variables
across subtypes was performed using Fisher’s exact test. All analyses performed in using R version 3.4.4. All
statistical testing was two-sided, and a p-value ≤ 0.05 was considered significant. Multiple testing correction
was performed using the Benjamini-Hochberg procedure.
Results
We first subtyped 8764 TCGA pan-cancer tumor samples across 22 carcinoma types into LumA, LumB, and
basal-like subtypes using the PAM50 clustering algorithm (Figure 1A, Supplemental Table 2, Supplemental
Figure 1). The gene expression patterns in all tumor types were roughly consistent with the patterns seen in
breast cancer. The frequently used basal markers of KRT5/6 (average of KRT5, KRT6A-C) (1) and KRT14 (21,
22) were both significantly increased across the basal-like carcinomas (T-test p<0.0001; Figure 1B) and the
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luminal marker KRT20 (1) was significantly increased across the luminal-like carcinomas (T-test p<0.0001;
Figure 1C). GSEA revealed that the Hallmark EMT gene signature was most correlated with Basal-ness
(Normalized Enrichment Score (NES) = 1.87 for Basal vs. 1.45 for LumA and -2.67 for LumB) consistent with
the literature in breast (23) and prostate (24) cancer (Supplemental Figure 2). Pan-carcinoma proliferation
scores were also modestly higher in basal-like tumors compared to LumB-like tumors (ANOVA p<0.0001,
Tukey p=0.0015), and both were much higher compared to LumA-like tumors (Tukey p<0.0001 for both),
consistent with other tumor types (3, 6) (Supplemental Figure 1). Additional subtype-specific genes are shown
in Supplemental Table 3. Silhouette scores (a measure of cluster fit (25)) were highest in breast cancer as
expected (Supplemental Figure 3).
Clinical outcomes
For each cancer type, we then examined clinical outcome differences between the subtypes. In eight (ACC,
KIRC, KIRP, LIHC, LUAD, MESO, PAAD, UCEC) out of 17 different tumor types analyzed (5 of the initial 22
were not included in the clinical analysis, see methods), we found that patients with basal-like tumors had
significantly worse survival (FDR q<0.05) compared to patients with LumA-like tumors, with LumB-like tumors
falling between the two, akin to what has been reported for breast cancer (3) (Figure 2A-H). No LumA
subgroup had significantly worse survival than basal in any cancer type.
Mutation patterns
We next explored differences in mutational profiles between subtypes. Overall, LumA-like carcinomas had
lower mutation rates, fraction altered, and aneuploidy scores than LumB or basal-like carcinomas (ANOVA
p<0.0001, Tukey p<0.0001; Supplemental Figure 4, Supplemental Table 4). When we performed an unbiased
ranking of all genes with an overall mutation rate ≥1% using Fisher’s exact multiple testing adjusted p-values
(FDR q-values), we found that the top two most differentially mutated genes were TP53 and RB1 (Figure 2I).
TP53 mutation frequency was highest in the basal-like subtype overall (49.5% in basal, 25.0% in LumA, 36.0%
in LumB, FDR q<0.0001), as well as in 15 out of 22 individual tumor types (Figure 2J). RB1 mutation frequency
was also highest in basal-like tumors overall, though only slightly less than in LumB-like tumors (5.9% in Basal,
1.9% in LumA, 5.6% in LumB, FDR q<0.0001). RB1 mutations were least frequent in LumA-like tumors overall
as well as in 12 out of 19 individual tumor types with RB1 mutations and were tied for least frequent in 4 others
(Figure 2K). These results remain similar after accounting for inactivation by deep deletion (Supplemental
Figure 5-6). The full results for genes with differential rates of deep deletion can be found in Supplemental
Table 5.
Hormone receptors
Luminal subtypes have been shown to express higher levels of hormone receptors and respond better to
hormonal therapy in hormonally-driven tumors (3, 5, 6). In breast cancer, as expected (3, 4), luminal tumors
expressed ESR1 at higher levels (ANOVA p<0.0001; Figure 3A), and LumA-like tumors expressed PGR at the
highest levels (ANOVA p<0.0001; Figure 5A). Interestingly, luminal breast tumors also expressed AR at higher
levels (ANOVA p<0.0001; Figure 3A), consistent with prior publications (26). Surprisingly, luminal cervical
squamous tumors demonstrated the same patterns of expression for ESR1, PGR, and AR (ANOVA p<0.0001,
p=0.0001, p=0.0004 respectively, Figure 3A), providing additional evidence that hormonal receptors may play
a role in cervical cancer (27, 28). We found that, similar to breast cancer, other female reproductive cancers
such as ovarian and endometrial cancers (Figure 3B) likewise expressed ER at higher levels (ovarian: ANOVA
p<0.0001; endometrial: ANOVA p<0.0001), and LumA-like tumors expressed PR at higher levels in
endometrial cancer (ANOVA p<0.0001). Analogously, we found that luminal-like prostate tumors expressed AR
at higher levels compared to basal-like tumors (ANOVA p<0.0001; Figure 3C), which is supported by existing
literature (6). A small percentage of bladder tumors are also known to express AR (29), and we found that
luminal-like bladder tumors also express AR at higher levels than basal tumors (ANOVA p<0.0001; Figure 3C).
We performed a global analysis of nuclear hormone receptors using GSEA and found a strong positive
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association only with LumA (NES = 2.39) and negative associations with LumB (NES = -2.32) and Basal (NES
= -2.02) (Supplemental Figure 2).
Exploratory drug response
We sought to determine whether the biological differences between basal and luminal subtypes could confer
differing sensitivity to specific treatments. In the GDSC cell line drug response data, we grouped 421
carcinoma cell lines into the same luminal and basal subtypes (Figure 1A, Supplemental Table 6) and
compared the response across subtypes in four hormonally-driven tumors commonly treated with anti-
hormonal therapies (breast, prostate, ovarian, and endometrial cancer). We found that in cell lines from these
tumors, LumB-like tumors were preferentially sensitive to both tamoxifen (ANOVA p=0.043, endometrial cancer
excluded since tamoxifen is a partial agonist; Figure 3D) and bicalutamide (ANOVA p=0.0028; Figure 3D).
Interestingly, when we examined mutations and CN gains for AR and ESR1 across carcinomas, we found that
AR and ESR1 mutations or CN gains were more frequent in LumB-like tumors (p=0.049 and p=0.008
respectively (Figure 3F), including in hormonally driven tumors (Supplemental Figures 7-8). The full results for
genes with differential rates of CN gain can be found in Supplemental Table 7.
We also examined drug response data across all carcinoma cell lines for 11 chemotherapeutic agents in
GDSC that are used in clinical practice to treat carcinomas. After accounting for multiple testing, we found that
gemcitabine and docetaxel had significant differences in drug response between subtypes (ANOVA FDR
q<0.05). LumB-like cell lines showed increased sensitivity to gemcitabine whereas basal cell lines showed
increased sensitivity to docetaxel (Figure 4). These results suggest that the biological differences between
subtypes may have clinical implications and provide preliminary evidence that these subtypes may be
important in selecting therapies in patients with cancer.
Discussion
Herein, we describe the first luminal-basal molecular classification scheme applied broadly across a broad
array of carcinomas and demonstrate that luminal and basal subtypes are present across all tumor histologies
regardless of site of origin. We show that across cancer types, there are consistent differences in gene
expression, mutation/CN alteration patterns, and clinical outcomes between molecular subtypes. Our
preliminary data suggest that these differences may result in differing sensitivities to specific therapies. The
basal markers KRT5/6, KRT14, and the luminal marker KRT20, are concordant with these subtypes across
carcinomas. Furthermore, the pan-carcinoma patterns of TP53 and RB1 mutation/CN loss reflect previously
reported findings in breast and bladder cancer (30, 31). The proliferation score pattern also matches what is
found in breast and prostate cancer (3, 6). The consistency of our findings across cancer types with the
published literature in breast and bladder cancer supports the biological validity of these subtypes.
Furthermore, we have shown that these molecular subtypes predict clinical outcome. In eight tumor types,
patients with basal-like tumors had significantly worse survival compared to LumA-like tumors, with LumB-like
tumors falling somewhere in-between, matching prior reports in breast cancer and bladder cancer. In breast
cancer, LumA-like tumors tend to have better outcomes than LumB-like tumors, and both tend to have better
outcomes that basal-like tumors, though with longer term follow-up out to 10 years, the LumB-like outcomes
converge with basal tumors (32). In bladder cancer, the luminal-like tumors likewise have better outcomes than
basal-like tumors (31). These results are likely driven in part by the strong difference in the proliferation-related
genes between the LumA-like and basal-like tumors. However, while LumB-like tumors have similar
proliferation scores to basal-like tumors, they do not always have similar survival or mutational or gene
expression profiles indicating other important biological differences.
Luminal and basal subtypes are perhaps best known for their implications in treatment response for hormonal
therapies. Luminal breast cancers have been shown to respond preferentially to anti-estrogen therapies (5).
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More recently, LumB-like prostate cancers have been shown to respond preferentially to anti-androgen
therapies (6), and this is now being tested in a randomized national trial (clinicaltrials.gov ID: NCT03371719).
In our exploratory cell line drug response analysis, we found that LumB-like hormonally-driven tumors overall
responded better to both anti-estrogen (tamoxifen) and anti-androgen (bicalutamide) therapies, and LumB-like
tumors also had globally increased rates of mutation or CN gain of ESR1 and AR. This is suggestive that these
subtypes may have potential in selecting patients who preferentially benefit from anti-hormonal therapies in
other hormonally-driven tumors such as endometrial and ovarian cancer.
Luminal and basal subtypes have also been implicated in treatment response to cytotoxic chemotherapies. In
breast cancer, the basal subtype has been shown to especially benefit from taxane therapy (33), consistent
with our exploratory pan-carcinoma drug sensitivity results. Basal-like bladder tumors have been shown to
preferentially benefit from several other chemotherapies (7), though we did not observe this globally in our cell
line data. LumA-like metastatic breast cancers have also been shown to benefit less from gemcitabine with
carboplatin (34), consistent with our cell line results, though other trials have shown that the benefit of
gemcitabine is primarily in basal-like breast cancers (35). Nonetheless, our exploratory analysis would suggest
that the luminal and basal subtypes across carcinomas may respond differently to chemotherapies.
This study is not without limitations. We are unable account for the effect of tumor heterogeneity, as the TCGA
performed bulk tumor sequencing, and does not include single-cell RNAseq data. Similarly, bulk sequencing
also includes other cell types such as stroma, vasculature, immune infiltrate, etc. which can affect the gene
expression. However, this is an inherent limitation of all cancer subtyping efforts performed on bulk sequencing
of tumors to date, and is not unique to our study. The cell line data should be minimally affected by these
issues.
Current systemic treatment of solid tumors is largely driven by histology and site of origin. However, the
completion of the landmark TCGA sequencing efforts has revealed that there are many commonalities
between neoplasms that transcend organ sites (12-17). We demonstrate that many epithelial tumors, including
but also extending well beyond breast, bladder, and prostate cancer, have luminal and basal subtypes which
are biologically and clinically meaningful. Observations such as this are the impetus behind moving towards a
new paradigm in oncology where molecular information is used to subgroup and ultimately target treatments
for cancer patients.
Acknowledgements
We would like to acknowledge the assistance of Steven Kronenberg with graphic design of the figures. SGZ,
BAM, DAQ, EJS and FYF are supported by the Prostate Cancer Foundation.
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31. Dadhania V, Zhang M, Zhang L, Bondaruk J, Majewski T, Siefker-Radtke A, et al. Meta-Analysis of the Luminal and Basal Subtypes of Bladder Cancer and the Identification of Signature Immunohistochemical Markers for Clinical Use. EBioMedicine. 2016;12:105-17. 32. Prat A, Pineda E, Adamo B, Galvan P, Fernandez A, Gaba L, et al. Clinical implications of the intrinsic molecular subtypes of breast cancer. Breast. 2015;24 Suppl 2:S26-35. 33. Martin M, Rodriguez-Lescure A, Ruiz A, Alba E, Calvo L, Ruiz-Borrego M, et al. Molecular predictors of efficacy of adjuvant weekly paclitaxel in early breast cancer. Breast Cancer Res Treat. 2010;123:149-57. 34. Nelli F, Moscetti L, Natoli G, Massari A, D'Auria G, Chilelli M, et al. Gemcitabine and carboplatin for pretreated metastatic breast cancer: the predictive value of immunohistochemically defined subtypes. Int J Clin Oncol. 2013;18:343-9. 35. Jorgensen CL, Nielsen TO, Bjerre KD, Liu S, Wallden B, Balslev E, et al. PAM50 breast cancer intrinsic subtypes and effect of gemcitabine in advanced breast cancer patients. Acta Oncol. 2014;53:776-87.
Figure legends
Figure 1: Luminal and basal subtypes of carcinoma
(A) Heatmaps show similar patterns of expression for the luminal and basal subtypes of all carcinomas
available in the TCGA. Rows are genes and columns are samples. Red means higher expression and green
means lower expression. Genes are ordered to arrange the luminal genes, the proliferation genes, and the
basal genes in groups from top to bottom in breast cancer. In the bar above each heatmap: Red = Basal; Dark
Blue = LumA; Light Blue = LumB. ACC = adrenocortical carcinoma; BLCA = bladder urothelial cancer; BRCA =
breast cancer; CESC = cervical squamous cell cancer; CHOL = cholangiocarcinoma; COAD = colon
adenocarcinoma; ESCA = esophageal carcinoma; HNSC = head & neck squamous cell carcinoma; KIRC =
renal cell carcinoma; KIRP = renal papillary cell carcinoma; LIHC = hepatocellular carcinoma; LUAD = lung
adenocarcinoma; LUSC = lung squamous cell carcinoma; MESO = mesothelioma; OV = ovarian serous
cystadenocarcinoma; PAAD = pancreatic adenocarcinoma; PRAD = prostate adenocarcinoma; READ = rectal
adenocarcinoma; STAD = gastric adenocarcinoma; THCA = thyroid carcinoma; THYM = thymoma; UCEC =
endometrial carcinoma. GDSC = Genomics of Drug Sensitivity in Cancer (cell lines). The 50 genes are ordered
the same across all heatmaps, and generally fall within three groups. The top group represents genes which
are expressed higher in LumA and LumB, and lower in Basal tumors. The middle group represents genes
which are expressed higher in Basal and LumB, and lower in LumA. The bottom group represents genes which
are expressed higher in Basal and LumA, and lower in LumB.
(B) Boxplots show that the basal markers of KRT5/6, and KRT14 were more highly expressed in the basal-like
carcinomas. (C) The luminal marker KRT20 was more highly expressed in the luminal-like carcinomas. The y-
axis represents the average Z-score from the Log2(FPKM+1) within each tumor type. Note that outliers were
not shown in this plot due as the large range that made it difficult to visualize the box and whiskers, but were
retained for the statistical inference. T-test: *p<0.05; **p<0.01; ***p<0.001; ****p<0.0001.
Figure 2: Associations with survival and genomic alterations
(A-H) Kaplan-Meier curves of overall survival in the 8 out of 17 tumor types where there was a significant
difference between a luminal versus basal subtype with a multiple-testing adjusted FDR q < 0.05. Basal tumors
have worse outcomes compared to LumA tumors, with LumB tumors between the two, depending on the
cancer type. (I) Scatter plot showing the -Log10 FDR q-values using Fisher’s exact test for mutation frequencies
of each gene between the subtypes show that TP53 and RB1 are the top 2 differentially mutated genes. Bar-
plots of the mutation frequencies for TP53 (J) and RB1 (K) are shown both across carcinomas and in each
tumor type individually.
Figure 3: Associations with hormone receptors
Boxplots showing that (A) ESR1 and PGR expression are highest in luminal breast cancers, with PGR being
highest in luminal A. AR is also higher in luminal breast cancers. In cervical cancer, a similar pattern of
expression is seen as in breast cancer. (B) In ovarian and endometrial cancer, ESR1 is higher in luminal
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tumors. PGR is higher in luminal A endometrial cancer. (C) In prostate and bladder cancer, AR is higher in
luminal tumors. (D) In cell lines from hormone-driven tumors from the GDSC, box-plots showing the IC50s for
tamoxifen and bicalutamide are lowest in LumB tumors. Tamoxifen was not investigated in endometrial cancer
as it is a partial agonist at the uterus rather than an ER-antagonist. (E) Barplots show that mutation + CN gain
rates across carcinomas for AR (E) and ESR1 (F) are both highest in LumB tumors. Post-hoc Tukey: #p<0.1;
*p<0.05; **p<0.01; ***p<0.001; ****p<0.0001.
Figure 4: Exploratory drug resistance
Across carcinoma cell lines from the GDSC, box-plots showing the IC50s for gemcitabine and docetaxel, the
two drugs out of 11 cytotoxic chemotherapies tested with ANOVA FDR q<0.05. LumB-like cell lines are most
sensitive to gemcitabine and basal-like cell lines are most sensitive to docetaxel. Post-hoc Tukey: *p<0.05;
**p<0.01; ***p<0.001; ****p<0.0001.
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Figure 1
****
−3
−2
−1
0
1
2
3
Basal (N=2574) Luminal (N=6190)KRT5/6
**** ****
Z−score (Log
2 FPKM)
−3
−2
−1
0
1
2
Basal (N=2574) Luminal (N=6190)KRT14
Z−score (Log
2 FPKM)
−1.0
−0.5
0.0
0.5
Basal (N=2574) Luminal (N=6190)KRT20
Basal Markers Luminal Marker
Z−score (Log
2 FPKM)
B
A
C
BRCA LUAD LUSC
PRAD THCA HNSC
OV ACC CESC
UCEC
BLCA
KIRP
KIRC
GUCOAD READ
PAAD STAD
LIHC ESCA
CHOL
GIHormonal Other Adeno SCC
GDSC
Subtype
Basal
LumA
LumB
THYM MESO
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0.0
0.1
0.2
0.3
0.4
0.5
TCGA
Muta
tion F
requency
0.00
0.25
0.50
0.75
ACC BLCA BRCA CESC CHOL COAD ESCA HNSC KIRC KIRP LIHC LUAD LUSC MESO OV PAAD PRAD READ STAD THCA THYM UCEC
Muta
tion F
requency
TP53
0.00
0.02
0.04
0.06
TCGA
Muta
tion F
requency
0.0
0.1
0.2
ACC BLCA BRCA CESC CHOL COAD ESCA HNSC KIRC KIRP LIHC LUAD LUSC MESO OV PAAD PRAD READ STAD THCA THYM UCEC
Muta
tion F
requency
Subtype
Basal
LumA
LumB
Subtype
Basal
LumA
LumB
RB1
0
10
20
30
40
50
60
70
-Log10(FDR)
TP53
RB1
80
I J
K
Months
0 12 24 36 48 60
OS
0.0
0.2
0.4
0.6
0.8
1.0
OS
0.0
0.2
0.4
0.6
0.8
1.0
OS
0.0
0.2
0.4
0.6
0.8
1.0
OS
0.0
0.2
0.4
0.6
0.8
1.0
OS
0.0
0.2
0.4
0.6
0.8
1.0
OS
0.0
0.2
0.4
0.6
0.8
1.0
OS
0.0
0.2
0.4
0.6
0.8
1.0
OS
0.0
0.2
0.4
0.6
0.8
1.0
22 18 10 7 3 1
41 41 39 33 24 20
16 16 9 5 3 3
ACC
Months
0 12 24 36 48 60
175 134 105 83 65 39
269 233 186 158 126 98
153 131 114 95 72 52
KIRC
Months
0 12 24 36 48 60
113 89 53 33 26 13
133 112 82 54 45 34
72 62 34 27 21 16
KIRP
Months
0 12 24 36 48 60
80 48 26 17 11 6
204 165 95 64 44 28
134 93 50 34 25 19
LIHC
Months
0 12 24 36 48 60
150 108 63 38 23 15
259 214 124 82 47 32
134 105 57 35 21 13
LUAD
Months
0 12 24 36 48 60
22 9 2
42 31 19 11 7
12 4 2 1
MESO
Months
0 12 24 36 48 60
54 34 9 2 1 1
84 56 21 13 8 6
43 27 8 5 2 1
Basal
LumA
LumB
PAAD
Months
0 12 24 36 48 60
186
231
143
109
143
82
159
199
120
66
99
66
46
71
49
30
57
37
UCEC
A B C D
E F G H
Figure 2
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Breast Cervix
Prostate Bladder**** ****
!!
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0
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4
6
Basal (N=303) LumA (N=506) LumB (N=396)
AR L
og2(F
PKM
+1)
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3
4
Basal (N=106) LumA (N=120) LumB (N=83)
AR L
og2(F
PKM
+1)
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AR L
og2(F
PKM
+1)
!!
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3
4
5
6
7
Basal (N=124) LumA (N=195) LumB (N=232)
AR L
og2(F
PKM
+1)
*** #
**** ******* ****
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2
4
6
8
Basal (N=303) LumA (N=506) LumB (N=396)
ESR1
Log
2(FPK
M+1
)
!!!
!
!!
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!
0
2
4
6
Basal (N=106) LumA (N=120) LumB (N=83)
ESR1
Log
2(FPK
M+1
)
****
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4
6
8
Basal (N=303) LumA (N=506) LumB (N=396)
PGR
Log 2(F
PKM
+1)
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6
Basal (N=106) LumA (N=120) LumB (N=83)
PGR
Log 2(F
PKM
+1)
**** ****
Ovarian Endometrial
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!!
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0
2
4
6
Basal (N=187) LumA (N=242) LumB (N=145)
ESR1
Log
2(FPK
M+1
)
!
!!0
2
4
Basal (N=107) LumA (N=170) LumB (N=102)
ESR1
Log
2(FPK
M+1
)
**** **** **** ***
*
!!!!!!!0
2
4
6
Basal (N=187) LumA (N=242) LumB (N=145)
PGR
Log 2(F
PKM
+1)
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2
3
4
Basal (N=107) LumA (N=170) LumB (N=102)
PGR
Log 2(F
PKM
+1)
**** ****
****##
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2
4
6
Basal (N=31) LumA (N=36) LumB (N=16)Tamoxifen
IC50
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BRCAOVPRAD
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Basal (N=36) LumA (N=34) LumB (N=19)Bicalutamide
IC50
BRCAOVPRADUCEC
0.000
0.005
0.010
0.015
0.020
Basal LumA LumB
AR
0.000
0.005
0.010
0.015
0.020
Basal LumA LumB
ESR1
Frac
tion
Alte
red
AlterationBoth
CN gain
Mutation
A
D E
B
C
Figure 3
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Figure 4
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ACC
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Published OnlineFirst December 20, 2018.Clin Cancer Res Shuang G Zhao, William S Chen, Rajdeep Das, et al. Subtypes Across CarcinomasClinical and Genomic Implications of Luminal and Basal
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