clinical data review best practices - e. herbel

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Survey of Best Practices for Clinical Data Review Eric S. Herbel President www.i-review.com #CDLive13 1

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Page 1: Clinical Data Review Best Practices - E. Herbel

Survey of Best Practicesfor Clinical Data Review

Eric S. HerbelPresident

www.i-review.com

#CDLive13 1

Page 2: Clinical Data Review Best Practices - E. Herbel

Data review for ongoing clinical trials

Over the past 10 years, the duration and complexity of clinical trials have steadily increased, Pharmaceutical R&D budgets are tighten and less resources on longer and more complex clinical trials have been observed. It becomes more critical to conduct clinical trials with more effective and innovative approaches.

Introduction

#CDLive13 2

Page 3: Clinical Data Review Best Practices - E. Herbel

CRAs would review 100% of paper Case Report Forms

Data management and clinical personnel would review 100% of data listings.

Exhausting, error prone

Treats ‘all data as equal importance’

Data Review – Historical Perspective

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Current trend in many areas – Risk Based

Risk based approach to Systems …Risk Analysis …

Risk based monitoring

Risk based site selection for audits (FDA)

Risk Based …

The 5th Annual Meeting: Patient Safety - A Sustained Focus from Scientific Ideas to Innovative Medicines

May 12-15, 2013#CDLive13 4

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Current trend in many areas – Risk Based

Risk Based = Focus on highest risk issues

Don’t get ‘bogged down in the weeds’

Risk Based …

The 5th Annual Meeting: Patient Safety - A Sustained Focus from Scientific Ideas to Innovative Medicines

May 12-15, 2013#CDLive13 5

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Review clinical data – from an aggregate view – to the details.

Review summarized views of the data - for an overview of the data in your trial – lets you look into the items of interest based on the aggregate view of the data, rather than doing a patient by patient review of a detail line listing directly

Clinical Data Review

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Review summarized views of the data - for an overview of the data in your trial –

identify unexpected trends or values –especially important in safety data – that wouldn’t be recognized by detail patient data review.

Clinical Data Review

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May 12-15, 2013#CDLive13 7

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Tabular Summaries

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Summary to Detail

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May 12-15, 2013#CDLive13 9

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Demonstration of examplesAdverse EventsLabsVital Signs

*** Patient Level Drilldown very useful.

Summary to Detail

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May 12-15, 2013#CDLive13 10

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A different type of ‘aggregate’ to detail pattern – is based on starting with a graphical aggregate view – such as either scatter plots, bar charts, box whiskers, etc– with graph patient profiles or detail listings displayed at the same time – to investigate ‘outliers’.

*** Patient Level Drilldown very useful.

Graphic Aggregate Review

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Graphic Aggregate -> Detail

The 5th Annual Meeting: Patient Safety - A Sustained Focus from Scientific Ideas to Innovative Medicines

May 12-15, 2013#CDLive13 12

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Graphic Aggregate -> Detail

The 5th Annual Meeting: Patient Safety - A Sustained Focus from Scientific Ideas to Innovative Medicines

May 12-15, 2013#CDLive13 13

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Demonstration of examplesScatter Plots (Labs, Vitals, etc.)Hy’s Law (DILI)Box Whiskers (distributions)Bar Charts (distributions/values)

*** Patient Level Drilldown very useful.

Graphic Aggregate to Detail

The 5th Annual Meeting: Patient Safety - A Sustained Focus from Scientific Ideas to Innovative Medicines

May 12-15, 2013#CDLive13 14

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Types of Review

1. Clinical Data Management-Quality Review

2. Medical Monitoring-Ongoing Safety Review

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May 12-15, 2013#CDLive13 15

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Data validation – ensuring validity and consistency of data

Data checks to detectdata entry issues/errorscoding errors or inconsistencieslogical data inconsistencies

Data Quality Review

#CDLive13

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Missing data identificationData reconciliationQuery handlingOutlier detectionPreparation for data analysis.

Data Quality Review

#CDLive13

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Computer assisted data checking- check for impossible data using ranges (RDC)- check for required fields (RDC)- check for protocol violations (RDC & more advanced checks)- logical consistency checks

related date consistencieslogical relationship of answers

AE – outcome=med taken -> check if Conmed with corresponding indication

- review descriptive statistics for strange patterns

-> may lead to ‘queries’

Data Quality Review

#CDLive13

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Computer assisted data checking- Highlighted Exceptions or Exception Listings (only exceptions)

Data Quality Review

#CDLive13

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Consistency Checks- Consistency across study, across visits- check AEs, Conmeds, Dosage- Check dates – start/stop dates, overlapping?

- logical consistency checks across ‘CRF’ pagesAEs(action taken=med) -> Conmeds (indication?)

(date merge reports)

-> May lead to queries

Data Quality Review

#CDLive13

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Page 21: Clinical Data Review Best Practices - E. Herbel

Consistency Checkslogical consistency checks across ‘CRF’ pages

Data Quality Review

#CDLive13

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Coding – consistency/accuracy- Review original text vs. coded terms- Missing coded terms?- Check dates – start/stop dates, overlapping?

Coding Consistency

#CDLive13

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May 12-15, 201322

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Review protocol violations- Inclusion/Exclusion criteria- Data based protocol violations –

- disallowed meds?- objective checks of protocol entrance criteria (BP

levels, etc.)- Study drug dosing, termination- Switched group?- Expected/required page inventory

- review primary safety & efficacy endpoints

Protocol Violations

#CDLive13

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Ongoing review of accumulating, blinded, aggregated study data to:

Ensure patient safetyEnsure study integrityImprove understanding of data

Patient safety – look at safety data in aggregate to spot trends of concern then inspect patients of interest.

Medical Monitoring <> Data Review

Medical Monitoring

#CDLive13

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Medical Monitoring

Adverse EventsAggregate view(crosstab)

by highest freq.

Drill into AE cells-> Detail listings –Date Merged

(AE/Conmed)

Medical History

. . .

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Medical Monitoring

Lab Scatter PlotsBaseline/Endpoint, etc.

Looking for outliers,lab abnormalities

Click on outlier points-> Graph Patient Profiles

to see single patientview of related events

-> click conmed bar, etc.

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Medical Monitoring

Adverse EventsAE Risk Assessment.

Click on Risk Ratio point-> Detail listings –Date Merged

(AE/Conmed)

Medical History

. . .

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Medical Monitoring Protocol Adherence

Check ProtocolIncl/Excl Criteria

Important Criteria ValuesExample:Hypertensive trialwith one site enrollingmostly marginallyhypertensive patients.

Action: talk with site.

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Medical Monitoring

Lab Scatter PlotsBaseline/Endpoint, etc.

Looking for outliers,lab abnormalities

Click on outlier points-> Graph Patient Profiles

to see single patientview of related events

-> click conmed bar, etc.

The 5th Annual Meeting: Patient Safety - A Sustained Focus from Scientific Ideas to Innovative Medicines

May 12-15, 2013#CDLive13 29

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Medical MonitoringPatient Review Tracking – more later

I-Review’d checkbox-> I’ve reviewed patient

Subsequent data updates‘new/updated’ datahighlighted

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Risk Assessment

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Risk Assessments RR: HLGT Patient Subsets

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Risk Assessments RR Profiles: Patient Subsets

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Line Chart Summaries Laboratory Examples: Liver fn lab tests

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Chg from baseline Box Whiskers

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Chg from Baseline Box Whiskersselect outliers

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May 12-15, 2013#CDLive13 36

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Chg from Baseline Box Whiskers

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%Chg from Baseline Bar ChartsHematology: Platelets lab test % Chg from Baseline

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Shifts from Baseline Laboratory Analysis

Baseline vs Max, Baseline vs Min for example

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Shifts from Baseline Laboratory Analysis

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Identify patients with abnormal lab results and shift from Baseline

Hemoglobin Shift from Baseline

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May 12-15, 2013#CDLive13 41

Page 42: Clinical Data Review Best Practices - E. Herbel

Identify patients with abnormal lab results and shift from Baseline

Hemoglobin Shift from Baseline

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Kaplan Meier Rate/Time to death analysis

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Mean Time to Disposition Events

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Special Assessments HepatotoxicityHy’s Law (DILI)

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Graphical Patient Profilesfrom Hy’s Law plot – patient drilldown

The 5th Annual Meeting: Patient Safety - A Sustained Focus from Scientific Ideas to Innovative Medicines

May 12-15, 2013#CDLive13 46

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Special Assessments Hepatotoxicity

The 5th Annual Meeting: Patient Safety - A Sustained Focus from Scientific Ideas to Innovative Medicines

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Hy’s Law example –explore why patients meet

the Hy’s Law criteriaUsing

Graphical Patient Profile

Special Assessments Hepatotoxicity

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Preparation for Data Analysis

#CDLive13

• Check for Missing Data or Missed Coding, for example, AE MedDRA term mapping

Look for Reported (Verbatim) Adverse Events which don’t havecorresponding MedDRA terms (SOC, HLGT, HLT, PT, etc.)

If AE analysis is based on coded terms (SOC, etc.), and not all AEs were mapped -> analysis not including all AEs

• Verify Visit, Visitname, Epoch/Period/Phase are mapped properly

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