cmo coh 531c - updated

7/27/2019 Cmo Coh 531c - Updated

1/5

CHRIST UNIVERSITY

DEPARTMENT OF COMMERCE

COURSE PLAN JUNE 2013

Course : V SemesterB.Com (Hon)

Subject/Code : Capital Market Operation/COH531CTotal hours : 60hours

Units

/Hrs

Topics Hours Date Teaching

Methodology

Assignments Remark

s

I(2)

Introduction to the Indian

Capital Market:

4t

June

2013

Introduction- Capital Market

Regulatory Environment-

Regulators.

Functions of regulators

10 hr PPT &

Discussion

II(8)

Introduction to Depository

& its Business Partners:

22nd

June

2013

Need for a DepositorySystem -What is

Depository?

4 hrsPPT, Web

based and

Discussions

Legal Framework-

Functions of Depository

2 hrsPPT

Chalk & Talk

Discussions

Discussion in

Moodle in

various best

mutual funds

in India

Depository Participants -

Clearing Corporation /

Clearing House.

Issuers and Registrar andTransfer Agents

4 hrsPPT

Chalk & Talk

Discussions

III(12

)


Participant-Account

Opening:

08th

July

2013

Types of Account -Beneficial Owner Account

Clearing Member Account

5 hrs PPT, Web

based and

Open

discussion

Clearing Member Account- Closure of Account,

Freezing of Accounts -

5 hrsPPT, Web

based and

Discussion

Assignment

SEBI

Guidelines


2/5

Changes in Client Details with

reference to

DP

(Analyzing

any one

account)

IV

(10)


Participant:

20t

July,

2013

Transmission andNomination- Transmission

of Securities.4 hrs

PPT,

Discussion &

Web Learning

Dematerialization -International Securities

Identification Number

(ISIN)

4 hrs PPT,

Discussion &

Web Learning

DematerializationProcess Re-

materialization -

International Securities

Identification Number(ISIN) -

Dematerialization

Process

Rematerialisation .

02nd

Aug,

2013

PPT,

Discussion &

Web Learning

Mid Semester Exam

V

(12)


Participant-Trading and

Settlement:

12t

Aug

2013

PPT,

Discussion &Web Learning

Introduction - Settlementof Off-Market

Transactions - Settlement

of Market Transactions

3 hrs

20th

Aug,

2013

PPT

Discussions

Case Study

Assignment

on how

trading and

settlement

taking place

in any one

dps.


3/5

VI

(8)

Special Services:

Pledge &Hypothecation -

Introduction -

Procedure for

Pledge/Hypothecation

Corporate Actions -Important Terms

Procedure forCorporate Actions -

Public Issues

Public IssueProcedure

4 hrs

2 hrs

2 hrs

2 hrs

28t

Sep

2013

PPT

Chalk & Talk

Discussions

Case Study

Practical

assignment

on any one of

corporate

actions issues

and analysis.

PART-B MUTUAL FUNDS June

30-

Aug 4

Unit

1(4)Concept & Role Of A

Mutual Fund

Introduction, Meaning of

Mutual funds,Types of Funds,

Features of funds, Benefits of

mutual funds. Key

Developments over the

Years.

Discussion/Q&

A

Identify the

10 different

MF schemes

II(4) Fund Structure, Legal &

Regulatory Environment

Aug

13th

18th

Legal Structure of MutualFunds in India Discussion/lecturing

Key Constituents of a Mutual

Fund , Other Service

Providers

PPT,

Discussion &

Web Learning

Role of Regulators in India PPT,

Discussion &

Web Learning

Investment Restrictions for

Schemes , Investors Rights

& Obligations

PPT,

Discussion &Web Learning

Draw chart

for mutualfunds

working

process


4/5

III

(8

Hrs)

Offer document & investor

services

Aug2

9th

Sep

1st

PPT,

Discussion &

Web Learning

Offer Document - NFO, SID,

SAI ,

Case study

Information Memorandum

,Format of Scheme

Information Document

PPT,

Discussion &

Web Learning

Format of Key Information

Memorandum, KYC

Requirements for Mutual

Fund Investors

PPT,

Discussion &

Web Learning

PAN Requirements forMicro-SIPs, Additional

Documentation Requirements

applicable for Institutional

Investors

Discussion

PAN Requirements for

Micro-SIPs, Additional

Documentation Requirements

applicable for Institutional

Investors

PPT,

Discussion &

Web Learning

Collect 5

companies

offer

document,

KIM

IV(10

)Return, Risk &

Performance Of Funds

Sep3r

d to

19th

sep

Analysis of fund returns

,Drivers of Returns in a

Scheme,

PPT,

Discussion &

Web Learning

Measures of Returns, Driversof Risk in a Scheme

Discussion

Measures of Risk,

Benchmarks and Performance

PPT,

Discussion &

Web Learning

Quantitative Measures of

Fund Manager Performance.

PPT,

Discussion &

Web Learning

Analyse 10

different MF

schemes

V(4) Mutual fund Scheme

Selection

Sep

20th

Sep

29th

PPT,

Discussion &

Web Learning


5/5

Evaluation

CIA 1 Mid semester Examination 50 Marks Exam

CIA 2 Mock IPO Stall/ Assignment Moodle Evaluation and

Performance

CIA 3 Group presentation (Topics will be given by the concernedfaculty) and Mutual Fund Advise Campaign

Assessment based onclarity, content, referencing

and presentation

References:

Khan M.Y Indian Financial System (5th ed ) Khan M.YFinancial Services (4th ed) NISM-Series-VI :Depository Operations

How to choose between

Scheme Categories, How to

select a Scheme within a

Scheme Category, Which is

the Better Option within a

Scheme, Sources of Data to

track Mutual FundPerformance.

Lecturing

/PPT/Discussio

n

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