code of best practices in fair use for academic and research libraries

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Brandon Butler Patricia Aufderheide FAIR USE AND FAIR USE AND RESEARCH RESEARCH LIBRARIANS LIBRARIANS February 16, 2012

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An overview of the Code of Best Practices in Fair Use for Academic and Research Libraries, published by the Association of Research Llibraries in 2012

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Page 1: Code of Best Practices in Fair Use for Academic and Research Libraries

Brandon ButlerPatricia Aufderheide

FAIR USE AND FAIR USE AND

RESEARCH RESEARCH LIBRARIANSLIBRARIANS

February 16, 2012

Page 2: Code of Best Practices in Fair Use for Academic and Research Libraries

OVERVIEWOVERVIEW

• Copyright and its problems

• The Best Practices Approach

• Libraries and Fair Use

• Code of Best Practices in Fair Use for Academic and Research Libraries

Page 3: Code of Best Practices in Fair Use for Academic and Research Libraries

THE PURPOSE THE PURPOSE OF COPYRIGHTOF COPYRIGHT

Page 4: Code of Best Practices in Fair Use for Academic and Research Libraries

ONE PURPOSE :ONE PURPOSE :

TO PROMOTE THE TO PROMOTE THE CREATION OF CULTURECREATION OF CULTURE

Page 5: Code of Best Practices in Fair Use for Academic and Research Libraries

BY:BY:

•Rewarding creators with limited monopoly

•Encouraging new makers to use existing culture

Page 6: Code of Best Practices in Fair Use for Academic and Research Libraries

BIGGEST BALANCING BIGGEST BALANCING FEATURE:FEATURE:

FAIR USE FAIR USE legal, unauthorized use of

copyrighted material−under some circumstances

FAIR USE FAIR USE legal, unauthorized use of

copyrighted material−under some circumstances

Page 7: Code of Best Practices in Fair Use for Academic and Research Libraries

09/30/09

Page 8: Code of Best Practices in Fair Use for Academic and Research Libraries

““FOUR FACTORS”FOUR FACTORS”

• Reason for the use

• Kind of work used

• Amount used

• Effect on the market

Page 9: Code of Best Practices in Fair Use for Academic and Research Libraries

GOOD NEWS…GOOD NEWS…• Judges love balancing

features

• Supreme Court: fair use protects free speech

• Fair use judicial interpretation shifts greatly since 1990

Page 10: Code of Best Practices in Fair Use for Academic and Research Libraries

JUDGES ASK:JUDGES ASK:

• Is your use “transformative”? (i.e., use for new purpose, context, audience, insight)

• Did you use the appropriate amount to satisfy the transformative use?

Page 11: Code of Best Practices in Fair Use for Academic and Research Libraries

““TRANSFORM?”TRANSFORM?”

• E.g., use of works for scholarly study

• Use of works for teaching

• Use for exhibits

• Etc.

Page 12: Code of Best Practices in Fair Use for Academic and Research Libraries

PLUS…PLUS…

Custom and practice of individual creative communities…

...especially when well-documented

Page 13: Code of Best Practices in Fair Use for Academic and Research Libraries

BEST BEST

PRACTICESPRACTICES

CODESCODES

Page 14: Code of Best Practices in Fair Use for Academic and Research Libraries

COMMUNITIES INTERPRET FAIR USE:

• Documentary filmmakers

• Scholars

• Media literacy teachers

• Online video

• Dance collections

• OpenCourseWare

Page 15: Code of Best Practices in Fair Use for Academic and Research Libraries

DOCUMENTARY CODE

Page 16: Code of Best Practices in Fair Use for Academic and Research Libraries

RESULTS:RESULTS:• TV programmers air films

• New kinds of films

• All insurers of errors and omissions insurance now accept fair use claims

• Lawyers use the Statement to build their practices

Page 17: Code of Best Practices in Fair Use for Academic and Research Libraries

BEST PRACTICES, BEST PRACTICES, NOT GUIDELINESNOT GUIDELINES

• Principles, not rules

• Limitations, not bans

• Reasoning, not rote

Page 18: Code of Best Practices in Fair Use for Academic and Research Libraries

WHYWHYFAIR USE FAIR USE MATTERS TO MATTERS TO LIBRARIANSLIBRARIANS

Page 19: Code of Best Practices in Fair Use for Academic and Research Libraries

FAIR USE ENABLESFAIR USE ENABLESMISSIONMISSION

• Mission to serve knowledge past, present, future

• Need to access copyrighted work

• Digital innovation/obsolescence

Page 20: Code of Best Practices in Fair Use for Academic and Research Libraries

BUT…BUT…• Insecurity and hesitation=staff

costs, mission deformed

• Fair use would help, but is under-used

• Risk aversion substituted for fair use analysis

Page 21: Code of Best Practices in Fair Use for Academic and Research Libraries

THE CODE OF THE CODE OF BEST PRACTICES BEST PRACTICES IN FAIR USE IN FAIR USE FOR ACADEMIC FOR ACADEMIC AND RESEARCH AND RESEARCH LIBRARIESLIBRARIES

Page 22: Code of Best Practices in Fair Use for Academic and Research Libraries

CREATED BY CREATED BY LIBRARIANS LIBRARIANS Deep deliberation by 90 librarians from 64 inst’ns in nine 4-hour discussions.

Review by diverse panel of legal experts.

Page 23: Code of Best Practices in Fair Use for Academic and Research Libraries

NEW INPUT FOR NEW INPUT FOR RISK MANAGEMENTRISK MANAGEMENT

• Put legal risks into perspective, “mission risk”

• Consider views of librarians

• Grounding for solidarity

Page 24: Code of Best Practices in Fair Use for Academic and Research Libraries

Fair Use Applies Fair Use Applies in 8 Common in 8 Common SituationsSituations

Page 25: Code of Best Practices in Fair Use for Academic and Research Libraries

ONE:ONE:Digital access to teaching materials for students and profs

-limitations!

-enhancements

Page 26: Code of Best Practices in Fair Use for Academic and Research Libraries

12/17/09

Page 27: Code of Best Practices in Fair Use for Academic and Research Libraries

TWO:TWO:

Exhibits, both physical & virtual

…with limitations

…and enhancements!

Page 28: Code of Best Practices in Fair Use for Academic and Research Libraries

12/17/09

Page 29: Code of Best Practices in Fair Use for Academic and Research Libraries

THREE:THREE:Digitizing to preserve at-risk items

…when you can’t buy it (plus more limitations & enhancements).

Page 30: Code of Best Practices in Fair Use for Academic and Research Libraries

12/17/09

Page 31: Code of Best Practices in Fair Use for Academic and Research Libraries

NOTICING A NOTICING A TREND? TREND?

Yup. All those limitations and enhancements mean you will need to read the Code with care.

Page 32: Code of Best Practices in Fair Use for Academic and Research Libraries

FOUR:FOUR:Digital collections of archives and special collections

(+ limitations and enhancements)

Page 33: Code of Best Practices in Fair Use for Academic and Research Libraries

12/17/09

Page 34: Code of Best Practices in Fair Use for Academic and Research Libraries

FIVE:FIVE:Access to research and teaching materials for disabled users

(+ limitations and enhancements)

Page 35: Code of Best Practices in Fair Use for Academic and Research Libraries

12/17/09

Page 36: Code of Best Practices in Fair Use for Academic and Research Libraries

SIX: SIX: Institutional repositories, e.g., dissertations, multimedia research

(+ limitations and enhancements)

Page 37: Code of Best Practices in Fair Use for Academic and Research Libraries

12/17/09

Page 38: Code of Best Practices in Fair Use for Academic and Research Libraries

SEVEN: SEVEN: Create digital databases for “non-consumptive uses” (digitizing, indexing for search)

(+ limitations and enhancements, of course)

Page 39: Code of Best Practices in Fair Use for Academic and Research Libraries

12/17/09

Page 40: Code of Best Practices in Fair Use for Academic and Research Libraries

EIGHT:EIGHT:Making topically-based collections of Web-based material

(+ limitations and enhancements)

Page 41: Code of Best Practices in Fair Use for Academic and Research Libraries

12/17/09

Page 42: Code of Best Practices in Fair Use for Academic and Research Libraries

FAIR USEFAIR USE::

Practice Practice Makes Makes PracticePractice

Page 43: Code of Best Practices in Fair Use for Academic and Research Libraries

MORE MORE INFORMATIONINFORMATION

Page 44: Code of Best Practices in Fair Use for Academic and Research Libraries

The code and much The code and much more (videos! more (videos!

Presentations! FAQs!)Presentations! FAQs!)• www.arl.org/fairuse• Centerforsocialmedia.org/fair-

use

Page 45: Code of Best Practices in Fair Use for Academic and Research Libraries
Page 46: Code of Best Practices in Fair Use for Academic and Research Libraries

Please feel free to share thispresentation in its entirety.For excerpting, kindly employthe principles of fair use.

Please feel free to share thispresentation in its entirety.For excerpting, kindly employthe principles of fair use.

Page 47: Code of Best Practices in Fair Use for Academic and Research Libraries

THANK YOU!THANK YOU!

The Andrew W. Mellon The Andrew W. Mellon Foundation Foundation

Research librarians Research librarians everywhereeverywhere

Page 48: Code of Best Practices in Fair Use for Academic and Research Libraries

CONTACT INFOCONTACT INFO

Brandon [email protected]

Peter [email protected]

Patricia [email protected]