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Coherent Optics, Optical
Integration and
Energy Efficiency
Pierpaolo Ghiggino
Parma, 13th February 2009
P Ghiggino – Coherent Optics, Optical Integration & Energy Efficiency Parma, 13th February 20092
Agenda
� ICT, economic growth and the environment
� The effect of bandwidth growth
� Optointegration progress and high speed coherent systems
� Conclusions
P Ghiggino – Coherent Optics, Optical Integration & Energy Efficiency Parma, 13th February 20093
1997 1998 1999 2000 2001 2002 2003 2004 2005
22nd 22nd
19위위위위
14th 14th
12th
7th
Cyber Korea 21(1997)
e-Korea Vision 2006(2002)
Broadband IT KoreaVision 2007
(2003)
U-Korea
3rd
Internet users
10 mil. (1999)
Internet users
10 mil. (1999)
PC users
20 mil.(2000)
PC users
20 mil.(2000)
Internet banking
10 mil. (2001)
Internet banking
10 mil. (2001)
Korea’s advancement in National Informatization Index (NCA 2005)
Broadband internet10 mil. households
(2002)
Broadband internet10 mil. households
(2002)
Internet users
30 mil.(2004)
Internet users
30 mil.(2004)
Mobile phones
30 mil. (2002)
Mobile phones
30 mil. (2002)
E-Commerce volume
KRW 300 trillion (2004)
E-Commerce volume
KRW 300 trillion (2004)
20102006
New social demand and IT environmental change
U-Society
ICT: a catalyst for social changes
From J Yoon From J Yoon Impact of ICT Diffusion in Key Sectors of KoreaImpact of ICT Diffusion in Key Sectors of Korea
P Ghiggino – Coherent Optics, Optical Integration & Energy Efficiency Parma, 13th February 20094
Source: Bank of Korea, Ministry of Information and Communication
2001 2002 2003 2004
0
10
20
30
40
23.1
22.6
45.2
48.1
3.8 7.0 3.1 4.7
8.7
17.625.3
1.3
Real GDP Growth Rate
IT Contribution Rate to Real GDP Growth
IT Production Increase Rate
ICT and GDP growthGrowth rate indicators in S. Korea
ICT, CO2 footprint and the environment
“The IPCC has unequivocally affirmed the warming
of our climate system, and linked it directly to
human activity (greenhouse gas emissions).”
Ban Ki-moon, UN Secretary-General
P Ghiggino – Coherent Optics, Optical Integration & Energy Efficiency Parma, 13th February 20096
Global Warming / Climate Change
Ice age Today
←←←← 500 000 years →
+1°C ~15°C
-0.4°C
+0.6°C
~100 years
←←←← 2 000 years →
+1°C
Temperature 12 ± 3°C
Earth orbit variations
385 ppm+67%
1.7 ppm+180%
CO2 230 ± 40 ppm
Methane 0.5 ± 0.15 ppm
Arctic, September 2007Most of Greenland melts
in 150-800 years
North pole summer icecap melts in 5-20 years
Average 1980-2000
Sweden: +2°°°°C(2.4°C → 4.4°C,
~100 years)
North Siberia: +4°C
”Desert age”
2050*
2050*
2050*
*) IPCC predictions 2050???
2100: 650 ppm / +4°C
P Ghiggino – Coherent Optics, Optical Integration & Energy Efficiency Parma, 13th February 20097
CO2 emissions from ICT in detail
0
50
100
150
200
250
300
Mobile
telecom
Fixed
telecom
PC
industry
Data
centers
User equipmentoperation
Network operation
Manufacturing &business overhead
2 850* millionsubscribers
1 320* millionfixed lines,295* millionbroadband
+ other systems
+ transport &data networks,
35* millionservers
1 050* millionPCs, ~60%
household use
66
130
180
270
ICT total (the carbon footprint):
~1.5% of global CO2e
million ton CO2
*) per mid 2007
� ICT growth
� Improvements per unit
� Laptop, LCD and power management trends for PCs
� DC virtualization, cooling and power efficiency
� ”Moore’s law”, stand-by
ICT runs on electricity(0.6 kg CO2e / kWh)
(LCAs, div. reports)
(operator studies)
(field studies)
P Ghiggino – Coherent Optics, Optical Integration & Energy Efficiency Parma, 13th February 20098
Carbon footprint of mobile telecomNew GSM system built today
Supply chain
Ericsson / Sony Ericsson
Operation
0
5
10
15
20
25
Mobile phones RBS sites Operator
kg CO2 / average subscriber annually
Including Core network
2001 study results
1 year of mobile
telecom
compares to
< 1 hour driving
Mobile telecom total: 0.2% of global CO2
GSM world average today
∼∼∼∼25 kg / average subscriber annually, equivalent to 10.5 l of petrol
The operator’sBusiness overhead
Steel & Concrete
The PBA”12% of weight,2/3 of total CO2
from production”
≤≤≤≤ 1.5 W
P Ghiggino – Coherent Optics, Optical Integration & Energy Efficiency Parma, 13th February 20099
Latest reports with a global focus� Gartner (2007) estimates ICT’s own carbon footprint to about
1.5% of total CO2e)
� GeSI (2008) estimates ICT’s own global carbon footprint to 2% of total CO2e in its recent Smart 2020 report
– Include printers and overestimate telecom by about +50%, otherwise only smaller differencies to Ericsson/Gartner
– Uses a lower figure for total CO2e compared to IPCC
� GeSI / Smart 2020 further estimates ICT’s reduction potential in 2020 to be 15%
– Structural changes from ICT use somewhat downplayed– Emphazis is on efficiency gains in logistics, production and building management
systems– Smart grids is believed to ba able to make a large positive impact already in 2020
(not in line with other studies)
� WWF and partners has also issued a report with nearly the same figures: 2% from ICT itself, but with a reduction potential of 3%-12%-22% in a low-medium-high use scenario for ICT in 2030
2% impact with 5%-20% overall reduction potential
P Ghiggino – Coherent Optics, Optical Integration & Energy Efficiency Parma, 13th February 200910
If the world needs ICTICT needs bandwidth
„In 2015 five billion people will be connectedpermanently via telecommunication networks. The datatransport will increase by a factor of 100 compared to 2007“
Simon Beresford-Wylie, CEO NSN,
Die Welt, April 7th,2007
P Ghiggino – Coherent Optics, Optical Integration & Energy Efficiency Parma, 13th February 200911
Trends and challengesThe energy challenge – Power consumption
Sources: Jayant Baliga, COIN-ACOFT-07, Stephan Rettenberger, IIR-WDM Cannes 2008
P Ghiggino – Coherent Optics, Optical Integration & Energy Efficiency Parma, 13th February 200912
The underlying issueMarket price we pay for services
Telephony
Web Browsing
Video Rental
TV viewed
TV to home
UHDV to home
$0.05
minx
1 min
60 sx
1 s
64x103 bits= 13,000 p$/bit
1 d
3 h viewx
1 hr
60 minx
1 min
6 pagesx
1 mo
30 dx
$20
mox
1 page
5x106 bits= 1,250 p$/bit
1 hr
3600 sx
1 movie
2 hr = 70 p$/bit
$3/movie
6x106 bit/sx
1 d
7 h viewx
1 view
2 ch x 3600 s/hrx
1
30 dx
$20
mox
1 ch
5x106 bit/s= 2.5 p$/bit
1 d
24 h svcx
1 svc
100ch x 3600 s/hrx
1 mo
30 dx
$30
mox
1 ch
5x106 bit/s= 0.02 p$/bit
Note: p$ = 10-12 $
1 d
24 h svcx
1 svc
100ch x 3600 s/hrx
1 mo
30 dx
$30
mox
1 ch
25x106 bit/s= 0.004 p$/bit
7 o
rders
of m
agn
itude!
P Ghiggino – Coherent Optics, Optical Integration & Energy Efficiency Parma, 13th February 200913
Network cost rise (CAPEX + OPEX)
Traffic grows - driven by new, high bandwidth services
Revenues lower in real terms
Drive for new technologies
� Greater bandwidth needed for new revenues
� …but cost rises faster
� …and margins reduce
… and its implication
Time
P Ghiggino – Coherent Optics, Optical Integration & Energy Efficiency Parma, 13th February 200914
RBOCs expense structure (2003)
Wireline OPEX just reflects the ageing of the technology
� Competition complicates matters further when it costs money to operate a high customers churn i.e.:
� Loosing a customer means spending MORE to connect and reconnect the wire!
Source: Bernstein/Telcordia Analysis
P Ghiggino – Coherent Optics, Optical Integration & Energy Efficiency Parma, 13th February 200915
...a
nd
Mob
ile b
ackh
au
l...
...a
nd
Mob
ile b
ackh
au
l...
EdgeRouter
Broadband architecture: today’s scenario
Metro Ethernet
Resource Manager
Access Edge
xDSLAccess
FiberAccess
Fixed Wireless
Several technologies with different degree of maturity define the starting point
pt-t-pt FTTX
xPON
Remote
DSLAM
VDSL
ADSL
”CentralOffice”/
Access nodes
StreetCabinet
CustomerPremises
Wimax/
HSPA
EdgeRouter
IP Backbone
IP/MPLS/DWDMEthernet/CWDM
Eth
Switch
CableAccess
DocsisX
EdgeRouter
P Ghiggino – Coherent Optics, Optical Integration & Energy Efficiency Parma, 13th February 200916
100
50
25
13
8
4
Internet access + 1 HDTVchannel
Internet access
Internet access3 HDTV channels
100M VDSLVDSL 2
50M VDSL
20M VDSL
10M VDSL
ADSL
xDSL Technologies Broadband Services
ADSL2+
Internet access + 1 SDTV channel
Internet access + 2 HDTVchannels
ADSL2++
Today services map
Mbit/s
P Ghiggino – Coherent Optics, Optical Integration & Energy Efficiency Parma, 13th February 200917
Fiber in access is inevitable
ODN = Optical Distribution NetworkOLT = Optical Line TerminalONT = Optical Network TerminationONU = Optical Network Unit
Downstream
Upstream
ODN
ONT/U#1
ONT/U#n
OLT
Exchange End
Subscriber EndPONs
Good: Extra reach on passive infrastructure (OPEX saving)Bad: High cabling costsRisk: Scalability and future intervention
P Ghiggino – Coherent Optics, Optical Integration & Energy Efficiency Parma, 13th February 200918
Current solutions: PONs comparison
PON Type:PON Type:PON Type:PON Type: ITU-T BPONITU-T BPONITU-T BPONITU-T BPON ITU-T GPONITU-T GPONITU-T GPONITU-T GPON IEEE EPONIEEE EPONIEEE EPONIEEE EPON
Downstream data rate Downstream data rate Downstream data rate Downstream data rate
(Mbit/s)(Mbit/s)(Mbit/s)(Mbit/s)
down: 1244, 622, 155down: 1244, 622, 155down: 1244, 622, 155down: 1244, 622, 155
19 - 38 Mbps per subscriber19 - 38 Mbps per subscriber19 - 38 Mbps per subscriber19 - 38 Mbps per subscriber
down: 2488, 1244down: 2488, 1244down: 2488, 1244down: 2488, 1244
19 - 38 Mbps per subscriber19 - 38 Mbps per subscriber19 - 38 Mbps per subscriber19 - 38 Mbps per subscriber
down: 1250down: 1250down: 1250down: 1250
39 - 78 Mbps per subscriber39 - 78 Mbps per subscriber39 - 78 Mbps per subscriber39 - 78 Mbps per subscriber
Upstream data rate (Mbit/ s)Upstream data rate (Mbit/ s)Upstream data rate (Mbit/ s)Upstream data rate (Mbit/ s)up: 622, 155up: 622, 155up: 622, 155up: 622, 155
9 - 19 Mbps per subscriber9 - 19 Mbps per subscriber9 - 19 Mbps per subscriber9 - 19 Mbps per subscriber
up: 2488, 1244, 622, 155up: 2488, 1244, 622, 155up: 2488, 1244, 622, 155up: 2488, 1244, 622, 155
19 - 38 Mbps per subscriber19 - 38 Mbps per subscriber19 - 38 Mbps per subscriber19 - 38 Mbps per subscriber
up: 1250up: 1250up: 1250up: 1250
39 - 78 Mbps per subscriber39 - 78 Mbps per subscriber39 - 78 Mbps per subscriber39 - 78 Mbps per subscriber
L ine codingLine codingLine codingLine coding NRZ (+ scrambling)NRZ (+ scrambling)NRZ (+ scrambling)NRZ (+ scrambling) NRZ (+ scrambling)NRZ (+ scrambling)NRZ (+ scrambling)NRZ (+ scrambling) 8b/10b8b/10b8b/10b8b/10b
Minimum spl it (on TC layer)Minimum spl it (on TC layer)Minimum spl it (on TC layer)Minimum spl it (on TC layer) 32323232 64646464 16161616
Maximum spl i t (on TC layer)Maximum spl i t (on TC layer)Maximum spl i t (on TC layer)Maximum spl i t (on TC layer) 64646464 128128128128 not specifiednot specifiednot specifiednot specified
Maximum logical reach Maximum logical reach Maximum logical reach Maximum logical reach
supported by TC layersupported by TC layersupported by TC layersupported by TC layer20 km20 km20 km20 km
60 km (with 20 km 60 km (with 20 km 60 km (with 20 km 60 km (with 20 km
differential between ONTs)differential between ONTs)differential between ONTs)differential between ONTs)10 km, 20 km10 km, 20 km10 km, 20 km10 km, 20 km
Layer 2 protocolsLayer 2 protocolsLayer 2 protocolsLayer 2 protocols ATMATMATMATMEthernet, TDM over GEM Ethernet, TDM over GEM Ethernet, TDM over GEM Ethernet, TDM over GEM
(GPON Encapsulation Mode), (GPON Encapsulation Mode), (GPON Encapsulation Mode), (GPON Encapsulation Mode), EthernetEthernetEthernetEthernet
Standards documentsStandards documentsStandards documentsStandards documents ITU-T G.983 seriesITU-T G.983 seriesITU-T G.983 seriesITU-T G.983 series ITU-T G.984 seriesITU-T G.984 seriesITU-T G.984 seriesITU-T G.984 series IEEE 802.3ahIEEE 802.3ahIEEE 802.3ahIEEE 802.3ah
TDM supportTDM supportTDM supportTDM support TDM over ATMTDM over ATMTDM over ATMTDM over ATMnative TDM, TDM over ATM, native TDM, TDM over ATM, native TDM, TDM over ATM, native TDM, TDM over ATM,
TDM over PacketTDM over PacketTDM over PacketTDM over PacketTDM over PacketTDM over PacketTDM over PacketTDM over Packet
Typical downstream capacity Typical downstream capacity Typical downstream capacity Typical downstream capacity
(for IP data throughput)(for IP data throughput)(for IP data throughput)(for IP data throughput)
520 Mbit/s 520 Mbit/s 520 Mbit/s 520 Mbit/s
(for 622 Mbit/ s l ine rate)(for 622 Mbit/ s l ine rate)(for 622 Mbit/ s l ine rate)(for 622 Mbit/ s l ine rate)
1170 Mbit/s 1170 Mbit/s 1170 Mbit/s 1170 Mbit/s
(for 1.244 Gbit/ s l ine rate)(for 1.244 Gbit/ s l ine rate)(for 1.244 Gbit/ s l ine rate)(for 1.244 Gbit/ s l ine rate)910 Mbit/s910 Mbit/s910 Mbit/s910 Mbit/s
Typical upstream capacity Typical upstream capacity Typical upstream capacity Typical upstream capacity
(for IP data throughput)(for IP data throughput)(for IP data throughput)(for IP data throughput)
500 Mbit/s 500 Mbit/s 500 Mbit/s 500 Mbit/s
(for 622 Mbit/ s l ine rate)(for 622 Mbit/ s l ine rate)(for 622 Mbit/ s l ine rate)(for 622 Mbit/ s l ine rate)
1160 Mbit/s 1160 Mbit/s 1160 Mbit/s 1160 Mbit/s
(for 1.244 Gbit/ s l ine rate)(for 1.244 Gbit/ s l ine rate)(for 1.244 Gbit/ s l ine rate)(for 1.244 Gbit/ s l ine rate)760-860 Mbit/ s760-860 Mbit/ s760-860 Mbit/ s760-860 Mbit/ s
OAMOAMOAMOAM PLOAM + OMCIPLOAM + OMCIPLOAM + OMCIPLOAM + OMCI PLOAM + OMCIPLOAM + OMCIPLOAM + OMCIPLOAM + OMCIEthernet OAM (+ optional Ethernet OAM (+ optional Ethernet OAM (+ optional Ethernet OAM (+ optional
SNMP)SNMP)SNMP)SNMP)
Downstream securityDownstream securityDownstream securityDownstream security “Churning” or AES“Churning” or AES“Churning” or AES“Churning” or AES AES (counter mode)AES (counter mode)AES (counter mode)AES (counter mode) not definednot definednot definednot defined
P Ghiggino – Coherent Optics, Optical Integration & Energy Efficiency Parma, 13th February 200919
Is all this good enough?
� Deployment cost is mostly due to laying fiber cables
� The fiber medium offers about 200x125 GHz = 25,000 GHz of useable bandwidth
� Current pons offer on average no more than 2.5 GHz of bandwidth shared among 32 users� Not much different than xdsl technologies� It is as efficient as we were to drive ~500,000 Hp cars
� Can optical systems and devices allow significant better use of the expensive infrastructure?
Back to the issue
� Networks and ownership costs must reduce over time while delivering increasingly higher bandwidth services
Then
� More bandwidth and less equipment is required to cover the same areaSo
� (Bandwidth x Distance) product must increase for the access infrastructureAnd
� A wise use of photonics in the access network is the only likely sensible answer!
Let’s assume that:
P Ghiggino – Coherent Optics, Optical Integration & Energy Efficiency Parma, 13th February 200921
Future key focus
Infrastructures
Scalability
Opto integration
P Ghiggino – Coherent Optics, Optical Integration & Energy Efficiency Parma, 13th February 200922
TDMMux
WDM metro edge
GPONPS
Integrated Photonic
Thin Layer
40λλλλ WDM splitter
A
B
The end point reference network
P Ghiggino – Coherent Optics, Optical Integration & Energy Efficiency Parma, 13th February 200923
Optical Integrated Technology
� This is key to support the telecom evolution
� Opto-integration technology is already mature for market
– Claims of more than 10,000 cards deployed in transport networks employing 10x10Gb/s integrated modules with 130 Mhours of life traffic without failures
– 10x40 Gb/s and 40x10 Gb/s have beeen demostrated in research
– Commercial products also exists for multiple transceivers employing Silicon monolithic opto-electronic devices manufactured using conventional CMOS process
– Several traditional devices employed in conventional DWDM & R-OADM systems also have impressive level of integration
P Ghiggino – Coherent Optics, Optical Integration & Energy Efficiency Parma, 13th February 200924
IC vs Silicon Photonics Integration
Electronics� Large economy of scale
� Wafer scale integration
� Only two basic structures (transistor and interconnect)
� Focus on one material (Silicon)
� Miniaturization
� Packaging cost!
� Support the ASIC model– Pull from volume markets– Pull from different
applications– Protect design differentiation
Photonics� Too many degree of freedom
� Material types
� Many Component types
� Too many wavelength ranges
So:� No generic platform to
support different applications
� Relatively limited volume
Not an industry yet!
P Ghiggino – Coherent Optics, Optical Integration & Energy Efficiency Parma, 13th February 200925
Recent Technology Progress is Impressive
� Low loss waveguides (IMEC, IBM, NTT…)
� Compact wavelength routers (IMEC…)
� Utra-compact high Q microcavities (U. Kyoto…)
� 10-40 Gb/s receivers (LETI…)
� 10-40 Gb/s modulators (INTEL, Luxtera, Cornell…)
� Raman silicon laser (INTEL…)
� All-optical switching + λ-conversion (NICT+IMEC, Cornell, U. Karlsruhe…)
� Integration with CMOS (Luxtera…)
� Hybrid InP-SOI laser (UCSB and INTEL)
� InP microlaser on SOI (IMEC+LETI+INL)
P Ghiggino – Coherent Optics, Optical Integration & Energy Efficiency Parma, 13th February 200926
Access networks will increase further the bandwidth race
� With xDSL and mobile broadband each user will handle some 1-10 Mb/s of bandwidth
� With current PON this will rise to some 2.5 Gb/s of bandwidth 50 to 150Mb/s
� With NG PON (DWDM-PON) we will reach 100 Mb/s to 1Gb/s per
user and 10Gb/s per SOHO
� This calls for pretty powerful and high density
network elements in terms of transport and
switching capacity for metro and core networks
So where do coherent systems fit in all of this?
Answer 1 - (No brainer)
There is a call for high speed and advanced transmission
techniques
P Ghiggino – Coherent Optics, Optical Integration & Energy Efficiency Parma, 13th February 200929
New tecnology map for high speed transport
Today needs are toward a lean signal format using lean digital processing
Modulation
Polarization Mux
Multiple Carriers
Noise Performance
Robustness
Spectral Efficiency
Tools
Performance
x
y
I
Q
I
Q
Coherent Reception
Digital Equalization
Integration
Maturity
Cost
Products
Complexity
Time to Market
Modulation formats
Polarisation diversity/muxing
Multiple subcarriers
OSNR
Insensitivity to impairments
Spectral efficiency
Technologies
Performance
x
y
x
y
I
Q
I
Q
Coherent systems
Powerful signal processing
Integration
Manufacturability
Cost
Applicability
Complexity
Energy efficiency
P Ghiggino – Coherent Optics, Optical Integration & Energy Efficiency Parma, 13th February 200930
DQPSK-Modulator
datamodulation
lightsource
CWlaser
RZ pulsecarver
pulseforming
balanceddetectors
opto-electronicconversion
delay lineinterferometers
datademodulation
transmission
fiber link
Example: RZ-DQPSK Modulation and interferometric detection
clock & datarecovery
Penalities from unbalanced receiver tolerances and linear and non-linear phase noise can be mitigated using digital post processing
P Ghiggino – Coherent Optics, Optical Integration & Energy Efficiency Parma, 13th February 200931
Implementation complexity is blurringExample: DQPSK with Polarisation Multiplexing….
� Popular scheme (only useable once)
� Low baud rate (~28GBaud for 40 Gb/s) but price on polarisation multiplexing complexity
� Compatibility with DWDM sistems on 50GHz ITU-Grid
� Better tollerance to chromatic dispersion and PMD
� Sensitivity to PDL and polarisation crossmodulation.
P Ghiggino – Coherent Optics, Optical Integration & Energy Efficiency Parma, 13th February 200932
� Key: Coherent & DSP
� Low bit rate at the price of complex high speed electronics
� Compatible with DWDM sistems on a 50GHz ITU grid
� Requires high linearity fornt end (for linear parameters compensation)
� Very sensitive to non linearities in fibre especially for ULH systems
Implementation complexity is blurring… and the same employing coherent processing
P Ghiggino – Coherent Optics, Optical Integration & Energy Efficiency Parma, 13th February 200933
OFDM
16 QAM
PMC-QPSK
PM-DQPSK
DQPSK
I-QModulation
Tecnology performance mapSpectral efficiency
Dispersion tolerance
Sensitivity
OFDM
Pol. Multiplexing
Coherentsystems
DSP
Multilevel Modulation
Multiple carriers
and UDWDM
Phase Modulation
High gainFEC
Several methods can be joined together
Line coding
Is there more?
Can we use the optical integration and reborn system
concepts to help designing new switching architectures?
P Ghiggino – Coherent Optics, Optical Integration & Energy Efficiency Parma, 13th February 200935
Conclusions� ICT is a strong catalyst for social changes and a cornerstone for
developing low carbon economies
� Novel high bandwidth services are key, but do pose serious constraints to the existing infrastructures
� Efficient use of fiber in access is essential and inevitable to maintain and grow a stable service and value chain business model
� This will stretch further Metro and Core networks, requiring fewer but very powerful and integrated very high speed networks elements
� Power consumption is now a key performance parameter. Integratedphotonics technology can allow for integrated opto and electronics functionalities and enabling new efficient digital processing schemes
� New generation coherent system, opto-integration and DSP processing are likely to be key in >100Gb/s transmission systems
� Can this technology offer more?
P Ghiggino – Coherent Optics, Optical Integration & Energy Efficiency Parma, 13th February 200936
Impossible?
� Well, never answer a question with another question but…
� …what ever happened to film photography?
P Ghiggino – Coherent Optics, Optical Integration & Energy Efficiency Parma, 13th February 200937