collaborative decision-making in green and blue

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IN DEGREE PROJECT THE BUILT ENVIRONMENT, SECOND CYCLE, 30 CREDITS , STOCKHOLM SWEDEN 2020 Collaborative decision-making in green and blue infrastructure projects: The case of Copenhagen’s Hans Tavsens Park and Korsgade JAMIE NICOLE ZOURAS KTH ROYAL INSTITUTE OF TECHNOLOGY SCHOOL OF ARCHITECTURE AND THE BUILT ENVIRONMENT

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IN DEGREE PROJECT THE BUILT ENVIRONMENT,SECOND CYCLE, 30 CREDITS

, STOCKHOLM SWEDEN 2020

Collaborative decision-making in green and blue infrastructure projects: The case of Copenhagen’s Hans Tavsens Park and Korsgade

JAMIE NICOLE ZOURAS

KTH ROYAL INSTITUTE OF TECHNOLOGYSCHOOL OF ARCHITECTURE AND THE BUILT ENVIRONMENT

Collaborative decision-making in green and blue

infrastructure projects: The case of Copenhagen’s Hans

Tavsens Park and Korsgade

Jamie Nicole Zouras | MSc Thesis Sustainable Urban Planning and Design | KTH

School of Architecture and the Built Environment |2020

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ABSTRACT

Worsening climate change impacts, particularly in coastal areas, are forcing urban planners and designers

to find new approaches to govern cities. Traditional government approaches are failing to equip cities

with effective strategies on how to implement sustainable interventions such as green and blue

infrastructure. Adaptive governance has emerged as a way of dealing with the inherent uncertainty and

unpredictability of complex social-ecological systems. It is neither top-down nor bottom-up but involves

innovative ways of solving problems with emphasis on collaborative decision-making. This research

focuses specifically on how collaboration is undertaken in adaptive governance processes by examining

The Soul of Nørrebro case study—an integrated urban design and climate adaptation project for Hans

Tavsens Park and Korsgade in Copenhagen, Denmark. Through desk study and interviews, the study

identifies which stakeholders are involved in collaborative-decision making processes and how

stakeholders envision, implement, and contest collaborative decision-making in green and blue

infrastructure projects. This research found that participation from a wide range of local stakeholders and

citizens is an integral part of redesigning public space, as it helps create cohesive, just, and ecologically

productive environments. However, trade-offs that result in political decisions that are desirable to some

and not to others cannot be avoided in the end. While certain setbacks were unavoidable, others that

were encountered could have perhaps been prevented through increased transdisciplinary and

representative collaboration.

KEYWORDS

Green and blue infrastructure, adaptive governance, collaborative decision-making, community

involvement, social-ecological resilience, urban sustainable transitions, climate change adaptation

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ACKNOWLEDGEMENTS

I owe my deepest gratitude to my thesis supervisor, Andy Karvonen, for his guidance through all stages of

this project. From the start, Andy was supportive of my research interests and offered his insights into

relevant topics. During supervision meetings, he helped me think through ideas, navigate the degree

project process, and he encouraged me to stick to the process, especially in uncertain times. Andy’s

feedback, comments, and suggestions were clearly communicated, helping me realize and develop my

abilities in academic research and writing. Andy’s enthusiasm, humor, and easy-going nature greatly

inspired my work and made this process significantly more manageable.

Thank you to The Soul of Nørrebro interview participants for having been so generous with their time,

knowledge, and insights. Each individual was genuinely dedicated to helping me understand and analyze

the project, making for an exciting final project.

I would also like to convey my sincere thanks to Ellen Zouras who reviewed earlier drafts, motivated me

during challenges times, and nourished me with delicious food throughout my thesis journey; Andy

Muehlhausen for solving technical difficulties during online interviews and for his dependable positive

energy; and Julian Bauer for helping keep my spirits high.

Lastly, I am much obliged to my parents for their continued support, encouragement, and love.

Jamie Nicole Zouras

Stockholm, June 2020

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TABLE OF CONTENTS ABSTRACT ...................................................................................................................................................... 2

ACKNOWLEDGEMENTS ................................................................................................................................. 3

TABLE OF CONTENTS ..................................................................................................................................... 4

1. INTRODUCTION ..................................................................................................................................... 6

2. BACKGROUND ....................................................................................................................................... 8

2.1 Green and blue infrastructure ............................................................................................................ 8

2.2 The Soul of Nørrebro case study ......................................................................................................... 9

2.3 Public participation in Denmark and the need for advanced collaborative processes .................... 15

3. THEORETICAL FRAMEWORK ............................................................................................................... 17

3.1 Applying resilience thinking and new modes of governance ........................................................... 17

3.2 Collaborative decision-making .......................................................................................................... 20

3.2.1 Transdisciplinarity ...................................................................................................................... 21

3.2.2 Reflexivity ................................................................................................................................... 22

3.2.3 Sense of belonging, pride, and ownership ................................................................................. 22

3.2.4 Trade-offs ................................................................................................................................... 23

3.2.5 Representativeness .................................................................................................................... 24

3.2.6 Distribution of power ................................................................................................................. 24

4. METHODOLOGY .................................................................................................................................. 27

4.1 Research design ................................................................................................................................ 28

4.2 Data analysis ..................................................................................................................................... 31

4.3 Scope and limitations ........................................................................................................................ 31

4.4 Ethical considerations ....................................................................................................................... 33

5. FINDINGS AND ANALYSIS .................................................................................................................... 34

5.1 Actors involved in decision-making .................................................................................................. 34

5.1.1 Broad stakeholder engagement ................................................................................................. 34

5.1.2 Community involvement ............................................................................................................ 36

5.2 Stakeholder visions, implementation, and contestations of collaborative decision-making ........... 37

5.2.1 Transdisciplinarity and reflexivity .............................................................................................. 37

5.2.2 Sense of belonging, pride, and ownership ................................................................................. 41

5.2.3 Trade-offs ................................................................................................................................... 42

5.2.4 Representativeness .................................................................................................................... 45

5.2.5 Distribution of power ................................................................................................................. 47

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6. CONCLUSIONS ..................................................................................................................................... 49

6.1 Reflections on key learnings ............................................................................................................. 49

6.2 Concluding remarks .......................................................................................................................... 51

6.3 Suggestions for future research ........................................................................................................ 52

7. LIST OF FIGURES AND TABLES ............................................................................................................. 54

8. REFERENCES ........................................................................................................................................ 55

9. APPENDICIES ....................................................................................................................................... 71

Appendix A: interview questions ............................................................................................................ 71

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1. INTRODUCTION

The world population is projected to increase to over 8 billion by 2025, and by 2050, 68% of the world’s

population is expected to live in urban areas (UN DESA, 2019; UN DESA, 2018). Finding long-term solutions

for the ever-growing demand for clean air and water, habitat preservation, and reduction of carbon

emissions has become increasingly challenging for urban planners and decision-makers (IPCC, 2018). As

cities expand to accommodate the growing population, natural landscapes are increasingly disrupted by

impermeable asphalt roads, concrete sidewalks and parking lots, commercial structures, and housing

developments (Chithra et al., 2015). These impenetrable surfaces prohibit the infiltration of water into

the soil, resulting in increased pollution from runoff, degraded water quality and aquatic ecosystems, and

excessive flooding (ibid.). Furthermore, the positive correlation between urbanization and both habitat

loss and habitat fragmentation is increasingly detrimental, as urban development destroys wetlands,

forests, and grasslands (Liu, He and Wu, 2016). Altering, eliminating, and decreasing the connectivity of

habitat negatively impacts plant and animal diversity and species richness (Wilson et al., 2015). These

ecological consequences not only diminish ecosystem resilience, carbon storage, and local climate

stabilization (Jim and Chen, 2008; Stewart and Oke, 2012; Kabisch, 2015), but they also have profound

impacts on human well-being, public health, and urban livability.

To address the ecological impacts of rapid urbanization, urban planners and landscape architects have

developed green and blue infrastructure, or GBI, to decrease or replace traditional gray infrastructure,

which is concrete-dominated and single-functioned (Lovell and Taylor, 2013; Casal-Campos et al., 2015;

Sinnett, Smith and Burgess, 2015; Bingham et al., 2018; Somarakis, Stagakis and Chrysoulakis, 2019).

Incorporating GBI into urban areas fosters ecological, social, cultural, and economic resilience in many

ways. The European Union recognizes that GBI can mitigate the urban heat island effect and natural

disasters, improve water filtration and help maintain water table levels, prevent soil erosion and boost

soil functions, boost plant and animal biodiversity, and sequester carbon. Green spaces can also deliver

cleaner air and drinking water, strengthen ecological values and the human-nature connection, repair

environmental burdens, and prevent social exclusion and isolation. Furthermore, GBI instils ecological

integrity and produces essential spaces that are vital to well-being and cultural heritage (COM 2013/0249

final, 2013).

GBI offers benefits that are critical for designing multi-functionality in urbanized areas. While GBI projects

emphasize what to implement and why, cities must develop effective strategies on how to implement

them. GBI involves modifying complex ecological and social processes, but traditional, top-down

government arrangements are unidirectional, making it difficult to deal with the ‘wicked’ problems that

GBI aims to address (Acuto, 2013; Rittel and Webber, 1973). Many cities have limited resources and

knowledge to navigate urgent dilemmas in the most effective way, so they often resort to conventional

ways of controlling wicked problems like climate change, which aim to simplify complexity to arrive at a

guaranteed consensus. To use GBI as an effective tool that achieves multi-functionality, a governing

framework based on co-produced knowledge, iterative dialogues, and learning needs to be embedded in

science, policy, practice, and society (Kabisch et al., 2016; Nesshöver et al., 2017). Thus, there is an evident

and pressing need to reevaluate the way in which urban social-ecological systems are governed. A new

way of thinking and working with diverse actors is required to create solutions that plan for and accept

society’s dynamic and uncertain exchanges. One way that local governments can do this is by exploring

an adaptive governance framework, which recognizes that there is no one-size-fits-all solution to bringing

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together new networks of society and establishing long-term institutional collaborations (Frantzeskaki,

Kabisch and McPhearson, 2016).

The aim of this thesis is to investigate how collaborative decision-making supports the development of

long-term, social-ecological resilience in green and blue infrastructure projects. To gain insight into

stakeholder perceptions of collaborative decision-making, this research investigated two questions:

1) Who is involved in decision-making when planning and designing The Soul of Nørrebro GBI

project?

2) How do stakeholders envision, implement, and contest collaborative decision-making in The

Soul of Nørrebro GBI project?

This research involves an analysis of stakeholder perceptions of ‘The Soul of Nørrebro’ green and blue

infrastructure project in Copenhagen, Denmark to reveal how adaptive governance influences the

implementation of nature-based projects and how this informs social-ecological resilience. Based on desk

study and interviews, this study considered the involvement of the following stakeholder groups: the

Municipality of Copenhagen, SLA (landscape architecture design firm), the University of Copenhagen,

Rambøll (engineering consultancy company), MiljøPunkt Nørrebro (local environmental organization), the

Nørrebro community focus group (named ‘hurtiggruppen’ in Danish), and Urban Renewal Nørrebro (a

site-specific organization focused on revitalizing neighborhoods; called Områdefornyelse in Danish). This

study found that the municipality does not just want feedback from the community, but they want them

to develop and steer the project. There is an ongoing dialogue to best determine how Hans Tavsens Park

and Korsgade will be planned, but trade-offs that result in political decisions that are desirable to some

and not to others cannot be avoided in the end. While certain setbacks were unavoidable, others that

were encountered could have perhaps been prevented through increased transdisciplinary and

representative collaboration.

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2. BACKGROUND

First, this chapter summarizes the global discourse of green and blue infrastructure and how cities around

the world understand and utilize green and blue infrastructure projects. Next, The Soul of Nørrebro case

study in Copenhagen, Denmark is introduced. Lastly, a need for more advanced collaborative processes

through new modes of governance in Denmark is identified.

2.1 Green and blue infrastructure The concept of incorporating more green space into the built environment can be traced back to the

nineteenth century when landscape architect Frederick Law Olmsted touted linking together parks and

nature for the benefit of people (McMahon and Benedict, 2002; Eisenman, 2013). Soon after, concepts of

greenways, landscape ecology, and the Garden City movement became prominent in urban planning, as

consensus among academics, policymakers, and practitioners on the importance of green space grew

(Mell, 2017). Ecologists and biologists have also long recognized the benefits that interconnected green

spaces have on biodiversity to counter habitat fragmentation (McMahon and Benedict, 2002). While the

concept of green space is historically rooted, the term ‘green infrastructure’ is thought to have gained

popularity after a 1999 report from the President’s Council on Sustainable Development stated that green

infrastructure strategies “actively seek to understand, leverage, and value the different ecological, social,

and economic functions provided by natural systems in order to guide more efficient and sustainable land

use and development patterns as well as protect ecosystems” (PCDS, 1999, p.64 in McMahon and

Benedict, 2002). Since then, green infrastructure rapidly gained international recognition, and the term

was further explored, expanded, and consolidated in contemporary planning (Mell, 2017).

Green and blue infrastructure (GBI)—a particular type of green infrastructure—emerged as climate

change impacts became more evident and stormwater management became increasingly challenging in

urbanized areas (Liao, Deng and Tan, 2017). The global discourse on GBI broadly describes replacing

engineered structures with natural elements and processes to emphasize the interconnectedness of

aquatic and terrestrial systems (ibid.). GBI commonly incorporates principles of flood mitigation,

biodiversity enhancement, improved water quality, improved physical health and mental well-being,

increased social interaction, inclusion, and cohesion in communities, enhanced quality of public space,

recreation, and leisure, and increased marketability and resale value of homes (Naumann et al., 2011;

Liao, Deng and Tan, 2017; Brears, 2018). Synonyms for GBI and related terms include: Stormwater Best

Management Practices, Low Impact Development, Sustainable Urban Drainage Systems, Nature-Based

Services, Integrated Urban Water Management, Water Sensitive Urban Design, ABC (Active, Beautiful and

Clean), Waters Programme, the Sponge City Initiative, etc. (Fletcher et al., 2014). The terminology and

definitions of GBI vary depending on the source, regional perspective, and context. This study uses the

European Commission’s (COM 2013/0249 final, 2013) working definition of GBI, as follows:

A strategically planned network of natural and semi-natural areas with other environmental

features designed and managed to deliver a wide range of ecosystem services. It incorporates

green spaces (or blue if aquatic ecosystems are concerned) and other physical features in

terrestrial (including coastal) and marine areas.

While GBI emerged as a popular agenda in recent years, the practice is not new and is increasingly being

embraced as a multifunctional resiliency tool in many cities (Liao, Deng and Tan, 2017). Driven by the

worsening, burdensome financial effects of climate change, cities are more commonly using their locally

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elected officials to push forward impactful climate policy (C40.org, 2012). One example of this is Seattle,

Washington, where water and nature have historically been a large part of the region’s identity,

infrastructure, and economy (Karvonen, 2010). When late nineteenth and early twentieth century

traditional engineering of the land exacerbated widespread problems like landslides, drainage, and runoff,

the city began to rethink urban nature and created natural and low-impact projects like bioswales,

pervious paving, green roofs, and rainwater harvesting to restore the land. The lush vegetation resolved

many of the city’s ecological issues, improved social aspects of urban design, and boosted Seattle’s

resident engagement in community decision-making (ibid.). Other examples include Toronto, Canada and

several cities across the Netherlands that are vulnerable to extreme flooding from increased rainfall.

These cities have strategically invested in GBI to complement traditional pipe and sewer systems, improve

water quality, reduce rapid fluctuations in stormwater flow, act as shade cover during heat waves, foster

habitat for wildlife, increase property value, provide greenery for aesthetic purposes, and more (Empey

et al., 2016). These examples demonstrate that GBI projects are being implemented in many cities—

especially large, coastal cities—to realize the multi-faceted benefits of GBI. While there is increasing

consensus that it is in the best interest of cities to carry out GBI projects at all scales, there is a need for

detailed study of how GBI processes are being implemented.

2.2 The Soul of Nørrebro case study Copenhagen is known as a pioneer in implementing innovative climate adaptation and stormwater

management projects that provide greater social, environmental, and economic benefits to the city

(Brears, 2018). The Soul of Nørrebro is a green and blue infrastructure project that is being implemented

in Hans Tavsens Park and Korsgade in the Nørrebro neighborhood of Copenhagen, Denmark.

Figure 1: the Nørrebro neighborhood in Copenhagen, Denmark. Source: Google Maps.

Figure 2: project at Hans Tavsens Park and Korsgade. Source: SLA / Beauty and the Bit.

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Figure 3: Hans Tavsens Park before the design proposal, captured in 2016. Source: SLA.

The Soul of Nørrebro will consist of three urban spaces (Hans Tavsens Park, Korsgade street, and Blågård

School area) in a 85,000 m2 area that also serves as the home to 25,000 residents (SLA, 2016). The urban

design project—viewed as an exemplary model for Nordic cities—was the winner of the 2016 Nordic Built

Cities Challenge, which aimed at the development and visualization of innovative solutions for livable,

smart, and sustainable cities (Ramboll, 2016b). The project proposal was submitted by SLA, a group of

urban quality experts and designers specializing in the fields of landscape architecture and urban planning,

beating out 145 entries from all six Nordic countries (Ramboll Group, 2016). The initial planning and

conceptual phases for the project began in 2018, and implementation is estimated to be completed in

2024 with help from the multi-stakeholder team, which includes SLA, Rambøll, the Municipality of

Copenhagen, HOFOR Greater Copenhagen Utility, and Urban Renewal. Project completion was originally

intended for 2022, but the planning and design phases have taken longer than anticipated. The project,

funded by the Municipality of Copenhagen and HOFOR Utility, is estimated to cost EUR 18 million (135

million Danish Krone), yet this is expected to change due to unforeseen modifications to the plan (SLA,

2016).

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Figure 4: The Soul of Nørrebro proposed plan for Hans Tavsens Park – tranquility after a cloudburst. Source: SLA / Beauty and the Bit.

The Soul of Nørrebro is one of many rainwater management initiatives sought after when a sudden bout

of precipitation on 2 July 2011 resulted in extreme flooding and infrastructural damage, costing

approximately EUR 800 million in insurance claims (HOFOR, 2016). Heavy rains, or cloudbursts, are only

expected to become more frequent, especially in coastal cities like Copenhagen (IPCC, 2018). The Soul of

Nørrebro focuses on multifunctionality, addressing both climate adaptation and social renewal. The new

robust landscape will not only mitigate flooding but contribute to food growing, noise reduction, lower

CO2 emissions, and improving air quality. Furthermore, it will create more aesthetic and pleasing green

spaces for the community to enjoy—whether it be a place to meditate in tranquility or have a quiet

conversation, or a place to meet friends, make noise, or boisterously play (Nordic Built Cities Challenge,

2016). The project has been praised by the unanimous Nordic Built Cities Challenge jury for including the

local citizens in holistically integrating storm water management, biodiversity, culture, recreation, peace

of mind, learning, play, and everyday urban life for residents and visitors through its humanistic and

nature-based design of shared public space (Landezine, 2016). Greenery will create new and improved

hydrological, biological, and social ecosystems in Nørrebro that will clean water, prevent flooding, and

improve access to nature and quality of life for local inhabitants (SLA, 2016; Nordic Built Cities Challenge,

2016).

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Figure 5: proposed plan for everyday and cloudburst rain to be collected in Hans Tavsens Park and led down Korsgade street to the lake, as indicated by the author’s arrow. Source: SLA / Beauty and the Bit.

Hans Tavsens Park and Korsgade will accommodate approximately 5,000-7,000 m3 of rainwater at one

time. (It was initially estimated that 18,000 m3 of water would need to be accounted for, but after the

city’s master plan on cloudburst management changed, the team had to adjust plans to reduce capacity

by a significant two-thirds.) Instead of using traditional solutions to urban flooding like digging wider

sewers, increasing impermeable surfaces, and using technological devices, the area’s topography, soil,

and vegetation will accommodate climate change solutions by creating efficient catchment basins, green

corridors, and cleansing biotrophs. This will result in the regulation of urban microclimate and nature-

based management of torrential rains by diverting water runoff from roofs and roads into nearby lakes,

where the water will be biologically purified on its way, thereby enhancing the water quality of

Copenhagen lakes. The proposed plan will replace areas of wide-open grass with water-loving plants and

lush underbrush to increase filtration (Figure 4), replace concrete with permeable pavement and green

sidewalk gardens (Figure 7), and utilize the edges of Hans Tavsens Park to create opportunity for urban

nature to be cultivated and shared by nearby schoolchildren (Figure 9). These proposed changes aim to

establish niches for the community to shape according to changing desires, break up street monotony

while maintaining the area’s characteristic street art and red brick aesthetic, and create a smoother

transition between the park, school courtyards, and nearby church, thus bringing adults and the youth

closer together (SLA, 2016).

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Figure 6: Korsgade street, captured in December 2018. Source: Google Maps.

Figure 7: proposed plan for Korsgade street during torrential rain. Source: SLA / Beauty and the Bit.

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Figure 8: urban space between two school yards, captured in November 2012. Source: Google Maps.

Figure 9: proposed plan for urban space between two school yards. Source: SLA / Beauty and the Bit.

Located in Copenhagen’s city center, Nørrebro can be characterized as a place of cultural exchange and is

known as “the beating heart of the city” (Nordic Built Cities Challenge, 2016, p.5). Nørrebro, Copenhagen’s

most densely populated neighborhood with the least amount of green space per citizen, is also

characterized as one of six disadvantaged areas in Copenhagen that “have stagnated in relation to the

city's overall development and therefore have a special need for social development and physical

investments” (Københavns Kommune, 2012, p.14). Moreover, these challenges are unevenly distributed

within Nørrebro, particularly regarding the one-sided composition of residents with low-income, criminal

records, and from non-Western origin (ibid.). With this in mind, the green-blue project is based on

collaboration and co-creation to capture the area’s diverse inhabitants, and it has been widely

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acknowledged for its continuous community engagement efforts to understand people’s needs. This

includes informational meetings, workshops, and city walks with residents and the nearby cemetery and

church, as well as involving the two onsite schools and school children. The project also plans to engage

the community throughout the construction and maintenance phases to create a more permanent

participatory process (SLA, 2016). Based on local and site-specific knowledge, the goal is to end up with

“a greener, happier, more socially and culturally inclusive – as well as a more resilient and healthy – city”

(SLA, 2016, p.8). The Soul of Nørrebro is framed as a necessary intervention to mitigate flooding, yet it is

not simply viewed as a technical, ecological intervention but an opportunity to recast social relations.

Thus, the stakeholder team has adopted an innovative, collaborative approach to implementing plans that

touch on multiple aspects of urban life.

2.3 Public participation in Denmark and the need for advanced collaborative processes Denmark has developed a reputation for being a frontrunner in sustainable development based on its

strong political body that supports a decentralized public sector and its commitment to developing and

sustaining partnerships (Ministry of Finance, 2017). This is thought to be partially attributed to the

country’s routine planning practices that involve citizens, as “In Denmark, public participation through

public hearings is mandatory in the process of making comprehensive municipal plans” (Hedensted Lund

et al., 2012, p.615). However, climate change adaptation and spatial planning have historically “operated

with strict hierarchical orders and division of tasks and competences between different government levels

and clear boundaries between public and private actors,” creating a barrier for cross-sector collaboration

(ibid.). It is common for planning professionals to believe that expert knowledge is too technical to convey

to the public (Hedensted Lund et al., 2012), suggesting that mandatory public participation may not be

effective in sustaining partnerships, as communication remains unidirectional, where specialized

government sectors define what climate change adaptation entails and how to go about solving complex

challenges. Climate change adaptation for many planners in Denmark continues to be dominated by

sector policy and technical professionals. While building relationships between actors across scales is key

for effective collaboration, Denmark’s institutional planning processes do not foster advanced

collaborative processes. In the last decade, however, initiatives have emerged that show a trending

transition to modes of governance that incorporate values and resources from the bottom-up (Hedensted

Lund et al., 2012; Blok et al., 2019).

A study that investigated the governance arrangements around municipal green space maintenance in

ten Danish municipalities showed that, in all ten municipalities, non-government actors were included in

public involvement initiatives due to the widely recognized benefits of including local residents in the

decision-making of their environments, namely, enhanced feelings of ownership, increased sense of

community, heightened awareness of climate change issues, and decrease in vandalism (Molin and

Konijnendijk, 2014). However, the study reiterates that in Denmark, a traditional structure that reflects

hierarchical governance is used in green space projects. The study suggests that recent trends of

transitioning to co-governance in local authorities—where decision-making power is shared with other

actors—calls out a need for increased training and expertise on public involvement (ibid.). This would help

address challenges of representativeness, time constraints, managing disappointments, dividing

responsibilities, and balancing lay and scientific knowledge. In fact, a wider understanding of changing

governance arrangements in urban green space management and maintenance is necessary (Molin and

Konijnendijk, 2014).

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In The Soul of Nørrebro case study, Hans Tavsens Park and Korsgade must be transformed into a climate

adaptive system that provides long-term protection against flooding while continually accommodating

the needs of local community members and visitors. Thus, the project can be characterized as a social-

ecological system, which, in this thesis, is understood as a system that integrates the way people think,

study, and analyze humanity's dependence and influence on nature (Fischer et al., 2015;

Berkes, Colding, and Folke, 2003). Folke et al. (2010, p.3) define a social-ecological system as an

“Integrated system of ecosystems and human society with reciprocal feedback and interdependence.”

The interplay between The Soul of Nørrebro’s biological, hydraulic, and social perspectives is thus critical

to arrive at a central, agreed upon vision to move the initiative forward, move past conflicting interests,

and properly integrate the project into other systems. To do so, a holistic perspective is needed and can

perhaps be achieved through more effective collaborative processes.

Many scholars agree that the complexity of social-ecological systems must be governed holistically, taking

multiple types of information into account (Dietz, Ostrom and Stern, 2003; Pereira et al., 2015; Buizer et

al., 2015). This arguably makes collaboration in planning an even more important approach to creating

culture, knowledge, and learning processes. By telling stories, finding commonalities, increasing efforts to

establish trust, and being transparent about underlying goals, concerns, and methods, societies can

perhaps cope with and overcome problems in a way that is more unified and sustainable. However,

planners must collaborate by integrating perspectives across institutions at multiple levels—moving past

unidirectional communication that hierarchical government reinforces, despite efforts to sustain

partnerships and expand networks through mandatory public participation hearings. More advanced

collaborative processes must be fostered through new modes of governance, yet it can be challenging to

determine which governing processes are best for creating climate resilient landscapes while preserving

each neighborhood’s cultural identity and social fabric. The collaborative approach in The Soul of Nørrebro

seemingly reflects a turn towards adaptive governance that is participatory and emergent, trying to break

through the barriers that traditional governmental divisions often create.

Adaptive governance has emerged as a way of dealing with the inherent uncertainty and unpredictability

of complex social-ecological systems to achieve resilience. Collaboration is a key aspect of adaptive

governance that encourages collective decision-making and co-production of knowledge with

representatives from government agencies, businesses, non-profits, the academic sector, and the local

community to ensure that complex demands are met in the fairest way possible. As Olsson et al. (2006,

p.13) describe, “Linking different networks and creating opportunities for new interactions are important

when dealing with uncertainty and change.” While multi-stakeholder governance aims to achieve a

collective goal through diverse stakeholder partnerships, adaptive governance goes one step further to

collectively achieve resilience by emphasizing the need for flexibility to embrace the inherent uncertainty

and unpredictability of complex social-ecological systems (Folke et al., 2005). It emphasizes that not only

must collaboration be prioritized across governmental sectors, but collaborative processes must also

prepare involved actors to effectively integrate and utilize expert and local knowledge, adjust to changing

conditions, and navigate complex problems. Adaptive governance can be viewed as a lens for integrating

perspectives across institutions at multiple organizational levels. It is thought to influence the way social-

ecological systems accomplish resilience and can provide the mechanisms that planners seek to “connect

knowledge with action” in collaborative decision-making processes (Wyborn, 2015, p.3). This thesis

focuses specifically on how collaboration is undertaken in adaptive governance processes to strengthen

social-ecological resilience by examining The Soul of Nørrebro case study.

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3. THEORETICAL FRAMEWORK

The theoretical contribution of this chapter first explains how elements within resilience thinking, systems

thinking, and urban sustainable transitions intersect with adaptive governance. Next, it presents

collaborative decision-making as a key aspect to transition to long-lasting and resilient social-ecological

systems. Finally, the chapter highlights six prominent characteristics and emerging challenges in

collaborative decision-making that can help urban planners and designers build social-ecological resilience

through green and blue infrastructure projects.

3.1 Applying resilience thinking and new modes of governance The term resilience can be ambiguous and interpreted in different ways depending on the context. From

an ecological standpoint, resilience has been explained as “a measure of the persistence of systems and

of their ability to absorb change and disturbance and still maintain the same relationships between

populations or state variables” (Holling, 1973, p.14). Keck and Sakdapolrak (2013, p.8) explain that social

resilience can refer to “individuals, organizations or communities—and their abilities or capacities to

tolerate, absorb, cope with and adjust to environmental and social threats of various kinds.” When talking

about engineering, resilience is “the intrinsic ability of an organization (system) to maintain or regain a

dynamically stable state” (Hollnagel, Woods and Leveson, 2006). Resilience involves general concepts,

and the various ways of defining resilience can make it difficult for planners to adopt definitive elements

in the urban context. While it may be challenging to explicitly operationalize, resilience thinking is

important when thinking about who is governing transitions of social-ecological systems as well as whose

sustainability gets prioritized (Smith and Stirling, 2008).

When resilience thinking is applied to cities, as exemplified in The Soul of Nørrebro case study, planners

aim to reduce vulnerability from climate change impacts. Climate change during an era of rapid

urbanization threatens ecological, social, cultural, and economic systems alike, so achieving urban

resilience must build stability by balancing multiple interests. Cities’ increased vulnerability to climate

change is forcing planners to rethink land uses, spatial form, development of buildings, infrastructure

availability, and specific topography (Albers and Deppisch 2013); thus, a holistic perspective of social-

ecological systems must be used. In this thesis, the Municipality of Copenhagen is implementing a multi-

functional green and blue infrastructure project that aims to use a green, public park as a way of building

resilience against cloudburst events and everyday rain while maintaining a variety of possibilities for park

users to socially and culturally interact. The project hopes to increase urban resilience by reducing green

space occupants’ exposure to crisis.

Planning to minimize climate change impacts is inherently difficult since it is unknown exactly how and to

what extent climate change will affect urban spaces, but resilience thinking is thought to introduce

complexity as a way of making “visible synergies and ‘win–win’ situations within planning” (Erixon,

Borgström and Andersson, 2013, p.349). When design solutions consider multiple perspectives, sectors,

and scales, resources can be leveraged to drive innovation and create long-lasting change (Sellberg,

Wilkinson and Peterson, 2015). Holling (1973) suggests that recognizing human ignorance, accepting that

future events will be unexpected, and emphasizing the importance of heterogeneity are necessary facets

of managing complex systems. Furthermore, resilience thinking research recognizes that diversity—or the

combination of different elements—fundamentally contributes to complexity, as it helps build capacity

for a system to anticipate, absorb, and recover from unexpected disruptions (Albers and Deppisch, 2013;

18

Folke, Colding and Berkes, 2002; Folke et al., 2002). These elements of resilience thinking challenge

planners to use complexity as a tool to enrich and proliferate the dynamic interactions that occur in urban

systems.

Resilience thinking uses systems concepts to understand complex, adaptive problems in a new way (Biggs,

Schlüter and Schoon, 2015). Systems thinking is believed to help constructively simplify complexity

through holistic and iterative thinking, which allows decision makers to understand things differently and

more clearly (Gharajedaghi, 2006). A systems thinking approach also allows problem solvers to take a step

back from reductionist tendencies of defining problems in terms of their solutions by primarily and deeply

getting to know how a system functions, who the major actors are, how the actors do what they do, and

the role of the system as a whole. Achieving a shared vision is essential to building social-ecological

resilience since multiple complex systems are involved. As so, systems thinking promotes backcasting—

or designing a solution by working backwards from an inspirational vision of the future—as a planning

tool to reach successful, integrative outcomes. Moreover, systems thinking principles are centered around

co-producing ideas to enable compatible and coherent system solutions, greater community engagement

(as users are more likely to engage with something that they helped design), and opportunity to overcome

path dependency, where historic predispositions create institutionalized resistance to change

(Gharajedaghi, 2006; Blomkvist and Johansson, 2016). Systems thinking can help urban planners organize

thoughts and deepen their understanding of relationships and interdependencies between humans and

their environments (Biggs, Schlüter and Schoon, 2015).

Local resilience is important for social-ecological systems, as site experimentation and knowledge

production by users helps to strengthen the interconnectedness of the natural and social sciences.

However, scholars believe that inconsistency of defining the term resilience and the way in which it has

been mainstreamed in many disciplines leads to ambiguity and over-simplification (Olsson et al., 2015;

Brand and Jax, 2007). Furthermore, the way in which practitioners carry out resilience thinking can be

criticized for holding too much power during the decision making process, as well as for placing too much

responsibility on individuals to be accountable for their own well-being, thus reinforcing decentralized

governance and normalizing neoliberal ideology, or a market-oriented ideology (Baibarac and Petrescu,

2017; Brand and Jax, 2007; Joseph, 2013). A need for institutional support to make a resilience thinking

framework more explicit is recognized (Potter and Vilcan, 2020; Tyler and Moench, 2012), but since

building social-ecological resilience is largely context-based and situational, an institutionalized

framework would require broad and replicable applications. This, in a sense, is counterintuitive, because

it tailors the resilience thinking approach to meet societal needs. It would also require certain people to

decide on which aspects should be prioritized when building resilience, which begs the question: whom

is resilience for? (White and O’Hare, 2014; Cretney, 2014). As principles of resilience thinking become

increasingly common tools to plan for climate change adaptation, caution should be taken to ensure the

term resilience is not being used to push political interests and agendas, but to address climate and social

inequities.

Cities are composed of many complex social-technical systems, which “consist of a cluster of aligned

elements, e.g. artefacts, knowledge, user practices and markets, regulation, cultural meaning,

infrastructure, maintenance networks and supply networks” (Geels, 2005, p. 446). While these systems

present great opportunities for building global pathways towards sustainability, regeneration, and

resilience, it is unclear how impactful urban transition can emerge, especially with time pressures for

effective action (Wolfram, Borgström and Farrelly, 2019). Geels (2005) claims that transitions occur

19

through the alignment of multi-scale dynamics and through the interaction of social groups with different

interests, strategies, and values. Studies show that holistic thinking, transdisciplinarity, embracing

uncertainty, and long-term foresight are key elements that must be adopted to accomplish large-scale

sustainable transitions (Wolfram, Borgström and Farrelly, 2019; Folke, Colding and Berkes, 2002). Other

studies suggest increased trends towards decentralizing and reinventing policy to better facilitate

interests from the perspective of the public (Steel and Weber, 2001). Furthermore, greater ecological

considerations must take place when considering social-technical systems. If scientific and academic

research can be better understood by civic society, then increased environmental consciousness can help

influence the planning of more sustainable cities. Rethinking urban social-technical systems to prioritize

localized decision-making and community development can perhaps influence the development of new

governance concepts, visions, and guiding principles (Geels and Kemp, 2007).

Urban sustainability transitions attempt to catalyze resilience and systems thinking, but the way in which

society manages transition processes must challenge conventional governance. While many cities have

good intentions for addressing society’s most pressing, complex challenges, there seems to be a disparity

between intention and impact. For example, urban planners use densification processes to counteract

negative effects of urban sprawl, but public green space is often removed in dense urban areas because

of this (Wolsink, 2016; Haaland and van den Bosch, 2015). Current government practices prioritize

economic development over urban green space, creating disaffection towards the environment that is

associated with higher stress, decreased air quality, diminished aesthetic value, and inadequate public

spaces to socialize, mingle, and express creativity (Soga and Gaston, 2016; Ward Thompson et al., 2016;

Panagopoulos, González Duque and Dan, 2016). This is to say that conventional governing structures have

lacked proper recommendations for the integration of urbanization and urban green space conservation.

Institutional arrangements of planning that approach social-ecological systems by embracing elements of

resilience thinking, systems thinking, and urban sustainability transitions are needed (i.e., complexity,

uncertainty, diversity, holistic perspectives, iteration, co-produced knowledge, community engagement,

etc.).

Studies show that current institutional regulatory norms and top-down, neoliberal agendas contribute to

the conventional government challenges that prevent progressive initiatives from taking place (Lawrence

et al., 2013; Theodore, Peck and Brenner, 2013). Modern-day globalized markets and enhanced

privatization of city spaces and services have created complex network dynamics that rely on the

“capitalist imperative of profit making,” producing a mentality that proliferates large-scale production,

systemic social disempowerment, and detrimental effects on the environment (Brenner, Marcuse and

Mayer, 2009, p.176). Whitehead (2013, p.1348) claims, “urbanization is an expression of intersecting

regimes of social power.” Thus, this neoliberal agenda reinforces government and policy making that

corresponds to profit-making and hyper-individualistic approaches rather than social and environmental

needs, where action on climate change is, in fact, directly related to markets, finance, civic engagement,

and governance.

In this study, ‘governance’ refers to the way in which humans organize processes, institutional

arrangements, and decisions. There are many different terminologies and discourses surrounding

governance, especially in recent years as cities try to find the most effective way of managing climate

adaptation. Governance often implies that non-governmental and non-state actors participate in shaping

policy, but how and the extent to which this occurs can greatly vary (Kleinschmit, Böcher and Giessen,

2009). For example, ‘transition governance’ focuses on altering regimes by shifting roles and power

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relations, as well as by continuously articulating, integrating, and searching for new knowledge, visions,

and debates (Wittmayer et al., 2017; Smith, Stirling and Berkhout, 2005), whereas ‘climate governance’

and ‘environmental governance’ focus on engaging local actors in collaboration with higher tier

government, mobilizing city networks, and including knowledge outside of modern science (Van der

Heijden et al., 2018; Wolfram, 2018; Gulsrud, Hertzog and Shears, 2018).

As previously discussed, adaptive governance has emerged as a way of dealing with the inherent

uncertainty and unpredictability of complex social-ecological systems to achieve resilience. The way in

which society reorganizes after abrupt change, turbulence, or crisis—such as an extreme flooding event,

or cloudburst—can vastly shape how just and sustainable social-ecological systems will be moving

forward. Implementing new plans and policies with intention of increasing adaptive capacity of involved

actors is an important part of adaptive governance, as it will help them to be “able to reconfigure

themselves when subject to change without significant declines in crucial functions of the social-ecological

system” (Folke et al., 2005, p.452). According to Folke, Colding and Berkes (2002, p.354-355), adaptive

capacity entails: 1) learning to live with change and uncertainty; 2) nurturing diversity and social-ecological

memory for reorganization and renewal; 3) combining different types of knowledge for learning

(experiential-, experimental-, process-, structural-, functional-); and 4) creating opportunity for self-

organization and flexible problem solving across scales. Resilience is key for enhancing adaptive capacity,

but to build resilience for social-ecological systems, Folke et al. (2002, p.8) explain that “we need first to

clarify the human-nature relation, and identify what to sustain and why.” Thus, planning and management

of projects that involve climate change solutions in public space require the incorporation of local users’

and interests groups’ knowledge and wisdom to gain a better understanding of what people need from

the system and how they desire to interact with the physical space. Folke et al. (2002) further elaborate

that this first-hand knowledge, which is based on experience, creates flexibility in problem solving and

balances power among interest groups. Systems are strengthened from receiving dynamic feedback. Since

this input is continually in flux, managing different perceptions and stress variables creates a loop that

responds to change, rather than an end goal that aims to achieve a stable state. In this way, elements of

resilience thinking (and subsequently systems thinking and urban sustainable transitions) overlaps with

adaptive capacity, “which includes an emphasis on feedback loops rather than linear causality” (Krasny

and Tidball, 2009, p.469).

3.2 Collaborative decision-making There are synergies of collaboration across governance and planning. Adaptive governance adopts a

collaborative way of decision making, as broad stakeholder engagement and resident- and community-

based participation and are emphasized as essential components (Folke et al., 2005). The Resilience

Alliance—a research organization that focuses on resilience in social-ecological systems—also realizes a

need for collaboration and more diverse stakeholder involvement to arrive at comprehensive overviews

and to re-emphasize an integrated perspective (Sellberg, Wilkinson and Peterson, 2015). Similarly, White

and O’Hare (2014, p.941) say, “The need for partnerships, collaboration, and a shared interpretation is

viewed as essential to achieving resilience.” Whereas collaborative decision-making in adaptive

governance is based upon the collaborative elements presented in resilience thinking, the emphasis on

collaborative decision-making in planning practices originates from a need to achieve social justice and

fair representation.

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Many governmental entities fail to produce the transformative and impactful results they want, as

decision-making power can be limited when knowledge flow operates in one direction. It is argued that

collaborative dialogue is needed as a deliberative governance strategy (Innes and Booher, 2003). An

Abson et al. (2014) study that investigates participatory scenario planning in 23 social-ecological case

studies indicates that planning practices should promote collaborative and participatory methods to

enrich environmental management and long-term thinking of complex systems. The study also

emphasizes that specific considerations of each social-ecological system should be made to create tailored

objectives, build common understanding, and foster learning (Abson et al., 2014). Adaptive governance

processes embrace broad stakeholder engagement to make planning practices more democratic by

creating multi-dimensional information flows. When different viewpoints, concerns, and desires are

discussed, there is a higher likelihood that social learning could encourage participants to develop a

greater understanding and appreciation for opposing views (Stringer et al., 2006).

Additional discourses on broad stakeholder engagement and collaboration in planning processes of social-

ecological systems include: incorporating the role of local academia into decision-making, such as by

strengthening formal and informal interactions; setting time aside to make sense of and apply scientific

knowledge in a pragmatic context; strategic alignment and coordination between public, private, and civic

society actors to increase resourcefulness and share tools and visions; taking the time to help stakeholders

understanding the needs of the system, as well as the cultural and political framing of the system;

consensus building to bring transformation in a networked society; co-management, by establishing

effective and trusted intermediation to help mitigate conflict while empowering the community to share

opposing views; creating new roles and changing up existing actor roles to challenge the persistent nature

of societal problems; flexibility to allow for time- and context-specific needs; stimulating innovation by

proactively engaging youth in planning phases; and establishing the continuity of partnerships to ensure

long-term sustainability (Wolfram, Borgström and Farrelly, 2019; Stringer et al., 2006; Wittmayer et al.,

2017; Geos Institute, 2019; Baibarac and Petrescu, 2017; Innes and Booher, 1999).

Adaptive governance presents a way of achieving social-ecological resilience, urban sustainable

transitions, and nature-based solutions, where collaborative decision-making is a key aspect. This thesis

recognizes that collaborative decision-making has six prominent characteristics and emerging challenges

that can help urban planners and designers support the development of long-term, social-ecological

resilience in green and blue infrastructure projects. These characteristics are outlined below.

3.2.1 Transdisciplinarity Transdisciplinarity is a specific characteristic of collaboration that aims to spark conversations across the

social and natural sciences (Boyd and Juhola, 2014). Lang et al. (2012, p.26) define transdisciplinarity as

“an integrative, method-driven scientific principle aiming at the solution or transition of societal problems

and concurrently of related scientific problems by differentiating and integrating knowledge from various

scientific and societal bodies of knowledge.” Transdisciplinary partnerships not only include people

possessing knowledge from different disciplines (multi-disciplinary) and integrating different types and

degrees of knowledge (interdisciplinary), but transdisciplinary partnerships also aim at creating

knowledge coherence by solving a larger scope of problems presented by all participants, including

experts, academics, civil society, etc. (Pohl, 2005; Lawrence and Després, 2004).

Transdisciplinary practices seek to synthesize knowledge from multiple sources. In planning, involving

citizens to participate in the creation of public spaces is believed to be beneficial in many ways, and there

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are many community-led GBI and nature-based projects taking place that build on indigenous, local, and

informal knowledge (European Commission, 2015; Brondizio and Tourneau, 2016). Strengthening the

human relationship with nature by rethinking effective stewardship may not only be important to enhance

collectively shared values that are considered necessary to stabilize the rapidly warming climate;

stewardship of earth systems may also help human society prosper (Steffen et al., 2018). Bottom-up GBI

projects that recognize the importance of citizens’ leading decision-making aim to find solutions to

environmental injustices often by putting low-income and historically marginalized communities at the

forefront. These grassroots initiatives can be tailored to the unique features of every community if diverse

perspectives and stakeholders are included. However, transdisciplinarity in community-led projects that

do not have designated roles or leadership could lead to reduced decision-making productivity, political

gridlocks, and people seeking to demonize others rather than finding common ground (Chapin, 2020).

Thus, a mediator may be necessary to help reframe discussions and prevent false dichotomies from

derailing project objectives.

3.2.2 Reflexivity Reflexivity is another specific characteristic of collaboration (Boyd and Juhola, 2014). Reflexivity questions

and contextualizes knowledge and worldviews, thus allowing for critical conversations about balancing

diverse interests and adapting to local conditions (Buizer, Elands and Vierikko, 2016). A reflexive

governance approach could also “include learning from and being aware of failures” (Kabisch et al., 2016,

p.9). In planning, reflexivity is used as a tool for “generating critical knowledge and dialogue that can

synthesize the perspectives of multiple actors in a common understanding, existing structural constraints

and a collective imagination of alternative future possibilities” (Lissandrello and Grin, 2011,

p.223). Together, transdisciplinarity and reflexivity in adaptive governance help create a system that can

survive over a long period of time, as they aim to form self-organizing and self-enforcing processes that

enable actor groups to draw on various knowledge to sustain systems. This, in turn, helps these social

networks manage and maintain systems with a learn by doing approach. Furthermore, when leaders of

social-ecological systems orchestrate networks following a disturbance, social memory is strengthened

and allows decision-makers to link past experiences with present and future evidence-based policies.

3.2.3 Sense of belonging, pride, and ownership Collective effort to transition to more resilient social-ecological systems—especially when promoting

transdisciplinarity and citizen participation—is believed to increase values of urban nature, environmental

stewardship, and civic ecology, which integrate community and ecological values (Krasny and Tidball,

2009). The earlier that citizens are included in placemaking through community-based participation, the

greater chance those citizens will feel a sense of belonging, pride, and ownership of public space (Lepofsky

and Fraser, 2003; Brody, Godschalk and Burby, 2003). Additionally, when the youth learns about the

environment alongside adults and other community members, this sense of belongingness, pride, and

agency is thought to be enhanced in all of those who are involved (Krasny and Tidball, 2009). This may, in

turn, improve citizens’ image of public space, thus increasing the probability that the community will want

to take part in sustaining the physical environment by contributing to the management and maintenance

of space (Lynch, 1960). Time invested in environmental restoration, design, and management projects

results in increased social connectedness, as well as greater understandings of the interconnectedness of

humans and nature. There are profound benefits in community involvement in collaborative decision-

making processes, including more care for the natural resources and ecological processes that society

depends on, increased well-being from exposure to nature, and stronger social relations that emerge from

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working together with neighbors and sharing traditional knowledge and stories. When a variety of

community members engage in local decision-making, conversations lead to concrete, positive behavior

changes, thus increasing sense of belonging, pride, and ownership of public space. This is further thought

to increase democracy (Karvonen and Yocom, 2011), leading to increased freedoms and justice.

3.2.4 Trade-offs While it is important that all participants feel that their opinions are important and valid, decision-making

always results in trade-offs. Top-down governmental control has traditionally been used to create order

and certainty to minimize back-and-forth debates, but this approach has been criticized for stifling local

efforts and lacking feedback loops to respond to unforeseen issues (Kettl, 2002). Bottom-up, or grassroots,

approaches to implementing local planning projects allow for feedback through dialogue between

collaborative partnerships and networks. This on-the-ground, place-based exchange of knowledge,

expectations, and aspirations can also encourage civic engagement that can potentially influence larger

policy and institutional changes (Stringer at al., 2006). However, research points to uncertainty that

bottom-up governance approaches to green and blue infrastructure implementation is more effective

than hierarchical processes, since bottom-up processes raise questions of legitimacy, accountability, and

capacity, and they operate under the assumption that “community” as a coherent unit works towards the

same goals to fulfill the same needs and interests (Fung, 2003; Conrad and Hilchey, 2010; Cooke and

Kothari, 2001).

Scholars and practitioners believe that institutional guidance is critical for mobilizing unifying support and

building mutual trust, respect, and a sense of solidarity among actors (Folke et al., 2005; Ramboll, 2016a).

Continuous, clear, and organized leadership can help avoid ad hoc and impulsive decision-making and

integrate and communicate understanding among decision-makers (Olsson et al., 2006). According to

Somarakis, Stagakis and Chrysoulakis (2019, p.159), the adaptive governance model “intends to go beyond

the opposition between top-down and bottom-up approaches and avoid being insensitive to either local

constraints, or to the existence of larger issues related to a particular local situation.” Adaptive governance

also takes multiple aspects of scale into account: spatial, temporal, jurisdictional, institutional, and

management considerations are made throughout systems planning (Somarakis, Stagakis and

Chrysoulakis, 2019). Thus, the polycentric arrangement—which has shared authority—aims at finding a

balance between decentralized and centralized decision-making so that resilience projects can reconcile

trade-offs by leveraging culturally embedded knowledge through negotiation, openness, and flexibility.

Projects that build social-ecological resilience must be implemented inclusively within a local context, and

through shared authority, the long-term management and maintenance of the project can be optimized

(Imperial, 1999).

It can be difficult to reconcile different perspectives and manage conflict, so it is important that polycentric

governance processes include a distinct way of reconciling trade-offs to ensure a shared vision and

direction is achieved in a reasonable timeframe. Research on public participation, multi-source feedback,

and collaboration within people-centered planning shows that open-mindedness heightens the quality of

participation and is essential to foster social learning, prevent defensiveness, and practice cultural

sensitivity (Schusler, Decker and Peffer, 2003; Taylor and Bright, 2011; Callicott, 2003). Open-mindedness

and respectful listening can also prevent distortion and domination of ideas while exploring complex and

challenging issues with sensitivity and humor (Schusler, Decker and Peffer, 2003). Different actors are

expected to have different opinions and desires, likely raising tensions, so the way in which collaborative

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decision-making processes reconcile trade-offs is important for incorporating multiple perspectives into

plans while still accomplishing a unified result.

3.2.5 Representativeness Reconciling trade-offs is important to reach consensus among diverse perspectives, but collaborative

decision-making processes face challenges of representativeness. When building social-ecological

resilience with emphasis on community-based participation, planning entities must critically question who

is benefiting and who has the ability to influence change. Often, citizens who are most active in public

planning meetings are males who are older, whiter, and wealthier than their neighbors (Einstein, Palmer

and Glick, 2018; NCDD, 2013). This creates injustice that is “rooted in social patterns of representation,

interpretation, and communication” (Fraser, 1997, p.14). It is also common that individuals with high

socioeconomic status and an existing knowledgebase on local systems express interest in becoming

involved in the planning process. Furthermore, citizen participation is often based on volunteer

engagement and self-organization, making it much easier for individuals who have the time privilege to

partake. These factors can cause one-sided decisions to be made, thus reinforcing the marginalization of

people whose voices are rarely heard (Stringer at al., 2006). Here, considerations of procedural justice

become important to enact fair, representative decision-making processes.

Acknowledging procedural justice—in this study, understood as the ability of people affected by decisions

to participate in making them—is an essential part of making environmental considerations in decision-

making processes (Ottinger, 2013). Walker (2009, p.627) in Agyeman et al. (2016) explains that procedural

justice allows for “a fluidity of movement of people, ideas and perspectives across the boundaries of

institutions and between differentiated elite and lay spaces, creating open rather than constrained

networks of interaction and deliberation.” This becomes particularly important when cities create climate

change mitigation and adaptation plans, because vulnerable populations (low-income, people of color,

women, the elderly) have the most difficult time preparing for, responding to, and recovering from the

damaging effects of environmental hazards (Clar, 2019). These communities are disproportionately

affected by climate change impacts and often bear the brunt of polluted air and water, poorly maintained

infrastructure, and the lack of accessible green space, public amenities, and affordable housing in many

urban areas.

3.2.6 Distribution of power While collaborative processes aim for shared decision-making authority, they often face challenges of fair

distribution of power. When multiple stakeholders participate in planning, power and agency dynamics

should be carefully approached to challenge the power holder status quo and to avoid feelings of

alienation and distrust (Arnstein, 1969). These challenges are believed to be addressed by seeking out and

prioritizing input and feedback from participants who are directly affected by the system or who are

clearly not represented during decision-making, as well as by creating a two-way flow of information by

educating participants to ensure the knowledge about the system is understood (Reed et al., 2013).

Proactively making efforts to educate and empower all community members to take part in shaping the

places in which they occupy can help improve representativeness and fair distribution of power, which

are essential for increasing the quality of participation, ensuring transparency, and reducing social

inequalities in collaborative decision-making. Furthermore, recognition of differences between groups

and cultures is critical when planning community projects, as different ways of living may mean that

people’s perception of ‘good environmental design’ differs among individuals and various communities.

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When Persson, Harnesk, and Islar (2017) discussed ‘justice as recognition’ in relation to ecosystem

support, they examined the relations of power between many different social actors (indigenous people,

government, companies, media, etc.) and found that some stakeholders hold ‘power over,’ ‘more power,’

and ‘different power’ from other stakeholders—often leading to the neglect of cultural or socioeconomic

perspectives. One community group may be thrilled at the prospects that a park design project may bring

to the neighborhood. For some, there are only positive outcomes of environmental improvement

projects; however, if other community groups are left out of the decision-making process, concerns for

gentrification, or the displacement of marginalized residents caused by increasing property values due to

increased green space, may go unheard (BCNUEJ, 2017). Challenging the way justice is understood and

represented in governance and social-ecological resilience discourses can lead to a more equal

representation of power and fairness; this must be accomplished by thinking pluralistically and

continuously challenging perspectives of justice and power.

Table 1 on the next page summarizes the six prominent characteristics of collaborative decision-making

that this thesis uses as a lens to analyze The Soul of Nørrebro case study.

This theoretical framework provides the basis for the aim of this thesis which is to investigate how

collaborative decision-making supports the development of long-term, social-ecological resilience in

green and blue infrastructure projects. To gain insight into stakeholder perceptions of collaborative

decision-making, this research investigated two questions:

1) Who is involved in decision-making when planning and designing The Soul of Nørrebro GBI

project?

2) How do stakeholders envision, implement, and contest collaborative decision-making in The

Soul of Nørrebro GBI project?

The following chapter explains the methods used to analyze stakeholder perceptions of The Soul of

Nørrebro green and blue infrastructure project in Copenhagen, Denmark to reveal how adaptive

governance influences the implementation of nature-based projects and how this informs social-

ecological resilience.

26

Table 1: summary of six prominent characteristics of collaborative decision-making.

Characteristic Description

Transdisciplinarity − Aims at creating knowledge coherence by synthesizing perspectives from multiple sources (experts, academics, civil society, etc.)

− Builds on indigenous, local, and informal knowledge

− Strengthens the human relationship with nature

− Puts low-income and minority communities at the forefront

Reflexivity − Questions and contextualizes knowledge and worldviews

− Balances diverse interests and adapts to local conditions

− Includes learning from and being aware of failures

− Helps create a system that can survive over a long period of time through dialogue and a learn by doing approach

Sense of belonging, pride, and ownership

− Early citizen engagement is key

− Emphasizes that urban nature, environmental stewardship, and civic ecology integrate community and ecological values

− Helps sustain the physical environment by contributing to citizens’ desire to manage and maintain space

− Increases social connectedness and democracy

Trade-offs − Institutional guidance and leadership helps build mutual trust and respect

− Polycentricity, which promotes shared authority, finds balance between decentralized and centralized decision-making

− Negotiation, openness, and flexibility helps reconcile trade-offs

− Open-mindedness is essential to foster social learning, prevent defensiveness, and promote cultural sensitivity

Representativeness − Citizen participants often include males who are older, whiter, and wealthier than their neighbors, as well as individuals with high socioeconomic status and an existing knowledgebase on local systems

− Underrepresentation reinforces the marginalization of people whose voices are rarely heard

− Vulnerable populations have the most difficult time preparing for, responding to, and recovering from environmental hazards

− Considerations of procedural justice become important to enact fair and representative decision-making processes

Distribution of power − Some stakeholders hold ‘power over,’ ‘more power,’ and ‘different power’ from other stakeholders

− Recognition of differences between groups and cultures as well as pluralistic thinking is critical when planning community projects

− Prioritizing feedback from participants who are directly affected by the system or who are not represented helps power sharing

− Educating participants to ensure the knowledge about the system is understood is essential for increasing the quality of participation, transparency, and reducing social inequalities

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4. METHODOLOGY

The notion of investigating how facts and knowledge exist in lived realities is studied in ontological theory.

Epistemology can help you discover the ways that lead you to believe or justify something, where the

questioning of reality can provide insight into what you know and how you know it (Goldman and

Whitcomb, 2011). In the field of sustainable urban planning and design, society’s realities are oriented in

a world where problems are ‘wicked’ and complex; multiple realities are always changing, and discovering

the core problem requires a lot of reflection since it can be addressed in many ways (Rittel and Webber,

1973; Mol, 1999). In fact, devising ‘solutions’ can cause additional problems, and since urban planners

aim to accommodate society in the fairest way possible, they must recognize the different biases,

knowledge, and beliefs that are integrated in the practice of research. The idea that reality is multiple,

open, and contested suggests that people should constantly question how knowledge or reality is created,

discovered, or viewed, as realities can co-exist (Mol, 1999). Thus, ontological and epistemic knowledge

can be used in research to produce reliability and validity through consideration of various possibilities,

where theories, methods, and contexts contribute to transdisciplinarity when approaching sustainability

challenges more holistically (Olsson and Jerneck, 2018).

Social science research is often empirically oriented, or as Alvesson and Sköldberg (2009, p. 3) explain, it

is “research in which ‘pure data’ or uninterpreted ‘facts’ are the solid bedrock of [a study].” Empirical

research must be strictly drawn by empirical evidence, which should be gathered using methods that are

based on the researcher’s direct experience and observation (SDU and KU, n.d.). In this study, empirical

evidence is gathered through conducting desk study and interviews. Empirical research is well suited for

studies that seek deep, contextual data to investigate the nature of existing conditions; however, since

empirical data is context-specific, the generalizable findings of empirical research should not be regarded

as conclusive or exhaustive (Barnes et al., 1994-2020). When generalizable findings are transferred to

other studies, scope and variance should be considered to avoid misrepresentation (ibid.). Additionally, a

researcher’s interpretation of factual phenomena is always based on perceived theory and should be

approached with critical reflection and awareness (Alvesson and Sköldberg, 2009). Being critical can help

question the assumptions that are made about individual realities, which are not consistent, coherent, or

definite (Law, 2007).

Qualitative methodology is often used in the social sciences to gain a deeper understanding of “a complex

reality and the meaning of actions in a given context” (Queirós, Faria and Almeida, 2017, p.369). The

chosen research strategy for this study uses a combination of qualitative research methods to examine

objective reality (social facts), including desk study and interviews. Desk study through document review

is considered secondary data, where existing theories and ideas were systematically collected by other

researchers through document review (Smith, 2008). Data gathered from interviews is considered primary

data, which is collected in the specific context of The Soul of Nørrebro case study in Copenhagen. In this

study, the collection of both primary and secondary data through multiple methods is complementary

and helps understand a context-specific setting, which maximizes the basis for sound generalizations and

reduces subjectivity (Smith, 2008). Further reasoning behind conducting these two qualitative research

methods have been influenced by previous research that use similar methods; “case study research tends

to rely on multiple data collection techniques, including interviews, personal observations, and archival

research” (Sáez, 2013, p.10). Similarly, research that investigates social-ecological systems commonly use

28

interviews and literature review as methods for data collection on place-based studies (De Vos, Biggs and

Preiser, 2019).

4.1 Research design A case study approach to this thesis allows for the exploration of how adaptive governance informs the

implementation of green and blue infrastructure projects by using multiple methods of data collection.

Desk study and semi-structured interviews with individuals from seven stakeholder groups working on

The Soul of Nørrebro GBI project give specific contextual insights on the relationship dynamics,

accomplishments, and implications of using an approach to governance based on collaboration and co-

design. This exploratory case study allows for the comprehensive analysis of how stakeholders envision,

implement, and contest collaborative decision-making. Within case study research, it is assumed that data

collection will occur in multiple and various ways, which presents a great opportunity to gain a holistic

understanding of the study. This comes with the risk that the researcher will deal with an overwhelming

and staggering amount of data that is difficult and complex to manage and analyze. Yet, when a wide

variety of perspectives are considered, creative and novel insights may emerge (Eisenhardt, 1989).

The first method used to collect data in this research is desk study, where project-specific documents

were reviewed to gain a broad understanding of how the cloudburst vision in the project was thought

about and presented in the Nordic Built Cities Challenge, as well as to deeply understand more detailed

aspects that explained which stakeholder groups are involved, how rainwater would be handled, and what

outcomes the project aimed to produce. Advantages of desk study include its low cost and ability to

perform data collection anywhere there is internet access. However, desk study demands an extensive

amount of time, and in this study, several of the documents were in Danish and had to first be translated

to be interpreted, further contributing to the time-consuming process. Thus, it is important that the

researcher skillfully leverages resources and research techniques to perform a meaningful search for

information. Creating an effective and organized system for document management can also help speed-

up the workflow, keep track of critical information, and improve accuracy when referring to and accessing

information.

A wide range of sources were used to conduct a desk study. Publicly available information from websites,

social media-based community groups, reports, and government published data was largely examined.

Private documents specific to the case study were also explored, courtesy of the Municipality of

Copenhagen and University of Copenhagen. These include a project timetable, organizational chart,

internal communication, contracts, blueprints, maps, a district atlas, applications for permits, design

proposals, news articles, and other documents (accessed through a shared Dropbox folder) that were

used in a Theories and Methods of Landscape Architecture course that one of the interview participants

taught, where students dove deep into The Soul of Nørrebro project. The process of searching for relevant

information was approached by exploring a combination of key words and emailing stakeholders for

access to relevant documents. Upon exploration of the documents, a critical eye was used to identify key

points of alignment and inconsistencies to try to aggregate facts and reasoning. Document review in desk

study is iterative, so material was reexamined as new information unfolded and new perspectives were

revealed (Eisenhardt, 1989).

The second method used in this study is interviews, which are the most common type of data collection

in qualitative research (Kitchin and Tate, 2000; Creswell and Poth, 2018). In this study, eight individual

stakeholders were asked questions to give insight into how the values, beliefs, and assumptions about

29

collaborative decision-making are communicated among actors in The Soul of Nørrebro project. A semi-

structured interview is one where the researcher and interview participant engage in a formal interview,

guided by a set of questions and topics that are prepared ahead of time. While these questions are usually

presented in a specific order, they are open-ended, and the researcher can deviate from the guide to

allow the conversation to naturally unfold. This flexibility allows for the use of carefully chosen words to

ensure valid and reliable data are obtained from interviewees while also allowing for the opportunity to

expand on questions, ask for clarifications, and challenge potential assumptions (Louise Barriball and

While, 1994).

The semi-structured interview method is often questioned for its credibility, validity, and reliability, but

careful measures are taken to minimize these concerns (Udo, 2006). In this study, for example, one

interview participant made the statement that “the utility company has been challenging to work with in

this project.” Instead of jumping to the conclusion that the utility company has not been a supportive

stakeholder in the project, the researcher asked the participant to elaborate on this statement. The

participant then revealed that the utility has actually been very supportive of the project, but they simply

are very busy, and the nature of their work is time consuming, so it’s challenging to collaborate with them

to align the project timeframe. Thus, probing the interviewee for clarification, especially on topics that

may elicit emotions or deeper feelings, can be an invaluable tool in semi-structured interviews for

ensuring reliability, as it allows the interviewee to recall and retrieve information from memory and can

help establish as sense of rapport between the researcher and interviewee (Louise Barriball and While,

1994). Adjusting interview questions to sufficiently obtain complete data that captures individual

participant knowledge is also important, and an additional benefit of the flexible nature of semi-

structured interviews (Cohen and Crabtree, 2006; Galletta, 2013).

Interview participants include a variety of stakeholders involved in The Soul of Nørrebro project (see Table

2 below); several are experts who are well-informed about the city’s climate change adaptation intentions

and implementation processes, and several are ordinary community members who work in the same

sphere but offer different perspectives. Initial contact to the interviewees was made via email, and

according to Louise Barriball and While (1994) data validity and reliability can be improved simply by

approaching participants in a friendly manner. Thus, a thoughtful introduction was made to give insight

into the researcher and the project intentions. Face-to-face interviews, which were originally intended in

this study, focus on “emerging languages and the meanings individuals assign to experience…[including]

emotions, motivations, symbols and their meanings, empathy, and other subjective aspects associated

with naturally evolving lives” (Berg 2001, p.10-11). This would help build researcher-interviewee rapport

and capture situational and cultural aspects of the project planning process. Unfortunately, due to COVID-

19 restrictions, the interviews had to be conducted online, which is discussed in the scope and limitations

section below.

30

Table 2: overview of interview participants and their respective roles and responsibilities.

Interview participant Interview date Stakeholder group Responsibility

Tine Langsted Krogstrup

23 March 2020

Project Manager SLA Landscape Architecture Design Firm

Project planning and design

Ruben Filskov

25 March 2020 (joint interview)

Project Manager Municipality of Copenhagen

Project economy, time plan, and bringing people together

Michael Fabritius Tengnagel

25 March 2020 (joint interview)

Supporting Project Manager Municipality of Copenhagen

Technical components

Svava Riesto

8 April 2020

Associate Professor of Landscape Architecture and Planning University of Copenhagen

Researcher in humanities; interested in the values that drive urban development Followed the park’s development as the teacher in two university courses, where students have closely studied the case

Thomas Kruse

15 April 2020

Project Manager, Department of Climate Adaptation and Planning Rambøll

Hydraulic conditions, including environmental calculations that secure the area for 100-year rains

Anders Jørn Jensen

16 April 2020

Center Manager MiljøPunkt Nørrebro

Local driver and activist for environmental projects Participant as a local resident in community meetings Elected board official for HOFOR utility company

Tommy Jensen

23 April 2020

Resident of Nørrebro Employee at Det frie Gymnasium

Participant in Urban Renewal initiative and the community focus group (hurtiggruppen)

Mette Prag

18 May 2020

Project Manager Urban Renewal Nørrebro

Nørrebro’s social renewal initiatives

MiljøPunkt

Nørrebro

Hurtiggruppen

31

The interviews were strategically scheduled to interview the two largest stakeholder groups in the

beginning (SLA and the Municipality of Copenhagen), since they were most likely to provide the most

holistic overview of the collaborative governance tactics used in the project. Additionally, since these

participants had the most interaction with stakeholders, they could also provide the researcher with

recommendations on additional people involved in the project that might be interesting to talk to. Based

on the key concepts and recurring themes found in the academic literature review, a list of research

questions was developed to create a narrowed focus during the discussions. They were then placed in a

specific order, where certain questions were marked as critical, and others were marked as optional. A

complete list of interview questions can be found in Appendix A. Each online interview lasted between 40

minutes and one hour, and the audio was recorded on a phone. During the interview, a few hand-written

notes were taken to emphasize certain aspects, and thorough, typed-up notes were taken immediately

after each interview. The transcriptions followed a bullet-point format consisting of summary discussion

points and direct quotes. Listening back to the interview audio recording to transcribe the conversation

helped provide insight into nuances that were missed during the interview. Finally, slight adjustments to

the interview questions were made in consideration for the next interview.

4.2 Data analysis The use of several methods is preferred in qualitative research so that “the biases of any one method

might be canceled out by those of others” (Seale, 1999, p.473). A multi-method research strategy also

allows for triangulation in data analysis, and many researchers believe that triangulation can be used as a

strategy to improve the evaluation of findings (Bashir, Afzal and Azeem, 2008; Seale, 1999). Through

triangulation, this inductive study performs a thematic analysis to identify key characteristics that

emerged from the desk study and semi-structured interview empirical findings. To develop themes that

demonstrate how different datasets come together, recurring concepts were briefly summarized and

highlighted to emphasize their importance both in desk study and in interview transcriptions. Topics that

stood out as different or unexpected were also observed. These findings from each interview and desk

study were compared in order to draw the analysis and conclusions. In this study, careful consideration

was given to ensure the data collected from each method was not treated independently or separately so

that the findings cover and understand the overall case, not the various parts of the case (Baxter and Jack,

2008). To gain additional trustworthiness in the study, the analysis was shared with several interview

participants to allow for further clarification and interpretation, as well as the opportunity to add new

perspectives.

4.3 Scope and limitations The Soul of Nørrebro at Hans Tavsens Park and Korsgade is being implemented at the neighborhood level.

Before making generalized conclusions about implementing blue and green infrastructure projects, it

should be noted that GBI projects in different contexts and scales can present a different array of findings,

interactions, and challenges. Since site-specific knowledge and local characteristics are identified as an

essential part of successfully taking a more collaborative approach to governance in this project, the

analysis and interpretation drawn from this case study may not be applicable or relevant in the same way

to other GBI projects used to achieve improved social-ecological resilience. Hence, a limitation of using a

case study is that it could be difficult to establish a cause-effect relationship to arrive at generalizable

conclusions, especially when a single case is being studied, as results will vary in different geographies

(Queirós, Faria and Almeida, 2017). For example, Copenhagen is characterized as a city with historically

rooted democratic opportunity, and the Nørrebro neighborhood is known for its ethnic and cultural

32

diversity. These aspects could have potentially influenced the way that community leadership emerged in

this specific project. The Soul of Nørrebro is an ongoing project, so this study reports a work in progress.

The findings from the case study continue to evolve and emerge, and they will do so for multiple decades.

Findings in this study are based on input from eight stakeholder interviews, which were limited in part by

participants’ willingness to partake in this study. All stakeholders in the project were not interviewed in

this study due to availability of both the researcher and the stakeholders for various, uncontrollable

factors (limited window to conduct the research, stakeholders on maternity leave or on extended

vacation, stakeholders being too busy, etc.). As fair representation of the community group in the project

has been identified as a project weakness, it would have been particularly valuable to have interviewed

an underrepresented community member. However, getting in touch with a person from this group

proved not possible. Interview participants could solely share information based on their individual

experiences, and they faced the challenge of summarizing years of project involvement and experiences

during a single interview. This can hinder the validity of the findings and analysis, since there is a possibility

that important perspectives were excluded from the study or simply forgotten. Furthermore, Diefenbach

(2008) explains that semi-structured interviews can lack reliability since interviewees could be influenced

by the interview situation and are thereby not a reliable source for information because of unconscious

bias. Researcher interpretation of what has been said, along with the writing-up of the findings have also

been criticized for ambiguity (Diefenbach, 2008). When conducting desk study and interviews, it is

important to keep in mind that data can be taken out of context, outdated, or built upon insufficient or

incomplete theoretical concepts. This was addressed in this study by being reflective and critical of the

findings.

This study originally intended to use direct observation through site visit as a third qualitative research

method. Making observations and taking field notes on how Nørrebro inhabitants interact with the space

would provide first-hand insights into social interactions that may have informed aspects of community

engagement that were left out of desk study and interview findings. However, the Ministry of Foreign

Affairs of Denmark made a 13 March 2020 announcement that Denmark’s borders will be closed for a

minimum of one month (until 13 April) to all non-citizens to prevent the possible spread of COVID-19.

Border closure was later extended through June (Ministry of Foreign Affairs of Denmark, 2020). As so, the

site visit in Copenhagen, which was planned for the end of March, was postponed and later canceled given

world-wide concern for the COVID-19 pandemic. Furthermore, since Danish Prime Minister Mette

Frederiksen recommended that all non-critical public sector and private sector employees work from

home, all in-person semi-structured interviews had to be completed online through Microsoft Teams,

Skype, Zoom, and Google video software.

There are several limitations of online interviews, which are not preferred over meeting face-to-face. For

example, interviewees may act differently in front of a computer, it can be more difficult to express

enthusiasm and pick up on body language cues, and it could be challenging for both participants and the

researcher to stay engaged for the full duration of the interview (Bryman, 2008). Thus, asking direct and

brief interview questions becomes very important. Additionally, conducting online interviews increases

risk for technical problems, such as poor connection or quality, which could disrupt the interview flow,

create difficulties hearing what’s been said, or make it challenging to be fully present (ibid). Online

interviews do, however, solve challenges of time and financial constraints that face-to-face interviews

present. Online interviews may also be more flexible and logistically convenient for interviewees to work

into busy schedules (Deakin and Wakefield, 2013). In fact, several interview participants in this study

33

encouraged me to reach out again for a follow-up interview session since setting up online meetings is so

easy, especially given the situation of having to work from home from the COVID-19 restrictions. Similarly,

several interview participants seemed more willing to agree to an interview knowing that it can be

conveniently squeezed into their schedule. Lastly, online interviews could put more shy interviewees at

ease, allowing them to open up and be more comfortable online rather than in a face-to-face scenario

(Bryman, 2008).

4.4 Ethical considerations According to Plemmons and Barker (2016, p.1), “There is an ethical dimension to all professional

relationships,” and researchers have the responsibility to maintain relationships that are respectful,

considerate, supportive, honest, and transparent. Patton (1990, p.372) cited in Pyett (2003, p.1172) claims

that “the human factor is the great strength and the fundamental weakness of qualitative inquiry and

analysis.” Considering all aspects of the human experience in a neutral and impartial manner by

recognizing researcher conscious and unconscious bias, being sensitive to expectations and assumptions,

and acknowledging subjectivity helps ensure data validity (Diefenbach, 2008). Additional efforts to

challenge researcher preconceptions and search for opportunities to explore alternative pathways and

achieve deeper insights were made (Eisenhardt, 1989). Mindful ethical considerations for the study

include a personal examination of the researcher’s own motives and interests, full transparency of

research intentions, and respecting participant privacy by obtaining verbal permission to record the

conversation at the start of each interview, as well as confirming informed consent that the researcher

may use direct participant quotations in this study. In earlier drafts of the study, direct quotes were

crosschecked with each respective interview participant to further ensure accuracy and clarity. In this

study, there are no evident implications for discussing public knowledge, and vulnerable populations were

not engaged in interviews, so a consent form was not used.

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5. FINDINGS AND ANALYSIS

This research uses The Soul of Nørrebro as a specific example from Copenhagen to develop a more

thorough understanding of how collaborative decision-making—a key aspect of adaptive governance—

supports the development of long-term, social-ecological resilience in green and blue infrastructure

projects. This chapter presents the various perspectives from stakeholder interviews that describe how

The Soul of Nørrebro case study envisions, implements, and contests this key aspect. The relevant findings

of these perspectives were analyzed based on themes identified through the triangulation of the desk

study and interview data. The themes are discussed in accordance with the findings in the literature on

collaborative decision-making.

5.1 Actors involved in decision-making

5.1.1 Broad stakeholder engagement Adaptive governance involves decision-making by a diverse range of actors, social networks, and private

and public partnerships. It must involve knowledge sharing, learning, and presenting various types of

information. This allows actors in social-ecological systems to build a more holistic understanding of

complex elements. In turn, this enables system flexibility, which is necessary for coping with long-term

disturbances, uncertainty, and the integration of new perspectives. In The Soul of Nørrebro case study,

each key stakeholder group has an important role to play. The Municipality of Copenhagen is responsible

for providing funding for social elements of the project, overseeing the project economy and time plan,

and for coordinating and bringing actors together. HOFOR, the regional utility company, determines

underground technical and engineering solutions for all water-related challenges and provides project

funding for water-related elements. Rambøll performs the cost-benefit analysis and environmental and

engineering calculations for the project while also ensuring hydraulic criteria from HOFOR utility company

and the municipality are secured for 100-year rain events. SLA designs all aspects of the project with a

focus on green space and social cohesion. Local politicians ‘TMU’ approve or disapprove project plans,

and the Municipal legislative authority issues permits. Urban Renewal, the 2013-2019 municipal program

based on co-creation that initially established a bottom-up approach to social renewal in Nørrebro, is the

lead in engaging residents and addressing challenges unique to the area. Lastly, the community focus

group (called ‘hurtiggruppen’ in Danish), formed through an Urban Renewal initiative, contributes by

expressing opinions, concerns, and desires about the plan, especially regarding social dimensions of the

space. Figure 8, below, shows a depiction of when key stakeholders were engaged in the project, as well

as key stages of the project from when the destructive 2011 cloudburst rain occurred through 2024 when

the project is estimated to be completed.

All interview participants agree that setting the project agenda has always been a joint initiative that

requires close collaboration, shared responsibility, and equal decision-making power, particularly

between the municipality, HOFOR utility company, Rambøll, and SLA. The project also depends on

approval from local politicians and the legislative authority of the municipality, and input from the

community focus group is heavily considered and depended upon during the planning and design phases,

as participants give feedback directly to the municipality and SLA. When describing the way in which the

project is led and organized, one interview participant said that in a way, “everyone and no one is in charge

of moving the agenda forward.”

35

Figure 10: stakeholder engagement and project development from 2011 through estimated project end.

2011

Cloudburst rain event resulting in

extreme flooding and infrastructural

damage 2012

2013

2014

2015

2016

2017

2018

2019

2020

2021

2022

2023

2024

Urban Renewal Nørrebro is formally

established and begins organizing the

community to address concerns

Urban Renewal applies to participate in

the Nordic Built Cities Challenge

Drafting outline proposal; Urban Renewal initiative ends; hydraulic prerequisites (volume requirements) in Hans Tavsens Park drastically change

Local politicians ‘TMU’ review and

either accept or reject project proposal

Project construction

SLA, in collaboration with Rambøll,

wins Nordic Built Cities Challenge with

The Soul of Nørrebro proposal

Initial planning and drafting of an

outline proposal begins (initial design

and engineering phase)

Project proposal is finalized (detailed

design and engineering phase)

Tender process for design and

construction begins

Project completion

MiljøPunkt

Nørrebro

Hurtiggruppen

36

5.1.2 Community involvement Before SLA won the Nordic Built Cities Challenge with their The Soul of Nørrebro project proposal for

cloudburst solutions in 2016, there was an ongoing local strategy from the municipality, called Urban

Renewal (Områdefornyelse), that committed six years to on-the-ground initiatives in neighborhoods that

were socially disadvantage due to low-employment, homelessness, and violence (Københavns Kommune,

2012). Urban Renewal in Nørrebro was formally established in 2013 to address the neighborhood’s social

challenges while tackling cloudburst issues, which “no one knew how to deal with at the time,” according

to interviewee Mette, who led the Urban Renewal initiative. A community focus group called

‘hurtiggruppen’ was organized shortly after to focus on city planning by co-creation to “lift the

neighborhood physically, socially, and culturally” (Københavns Kommune, 2014, p.80). Mette explained

that in 2015, Urban Renewal had the opportunity to get involved with the Nordic Built Cities Challenge.

She explained:

This allowed us to really push the project forward—it gave Urban Renewal the muscles to use

bottom-up dialogue while also working with higher-up management. So Urban Renewal applied

to be the Danish representative in the design challenge, which allowed us locals to partner with

experts to address the long-awaited and strong desire for making improvements in the area.

The Soul of Nørrebro design team aimed to honor Nørrebro’s unique neighborhood characteristics and

prioritize the community perspective from the very beginning, and the two initiatives were able to join

forces in a convergence of social and ecological agendas gathered from local and expert knowledge.

According to interviewees, the community focus group that Urban Renewal formed in 2013—called ‘the

fast group’ when translated from Danish—became an ideal way of engaging with citizens throughout the

project in a way that grounded the radical design elements proposed in the cloudburst project proposal.

The Soul of Nørrebro seemingly created an innovative approach to citizen engagement through the

community focus group. Tine, the lead project manager and designer at SLA, described that it was

composed of about 30 participants, including “school employees, playground staff, doctors, engineers,

environmental advocates, local business owners, parents…” Tine explained that when the municipality

got involved to coordinate the project, they encouraged everyone from the community to join the focus

group to help shape the neighborhood’s new cloudburst project. Prospective participants were, however,

“informed that joining the group would require a certain level of time commitment,” said Tine. According

to the municipality, the focus group has served as a very easy way of quickly rounding up community

members for input. Participants have reportedly proven dedicated to the project throughout the years,

and the municipality can rely on them to respond to emails within a day or so and be called for

spontaneous discussions. “This format of community participation differs from general citizen meetings

which can take months to plan and occur less frequently—usually only when critical stages of the project

have been reached,” said Ruben, lead project manager at the municipality. While general citizen meetings

seek participation through a consultation approach (requesting views on pre-determined issues), focus

group meetings seek participation through an engagement approach, where an open dialog is fostered,

allowing all participants to take part in decision-making after reaching a deeper level of understanding of

dynamic project elements.

37

5.2 Stakeholder visions, implementation, and contestations of collaborative decision-

making

5.2.1 Transdisciplinarity and reflexivity The Soul of Nørrebro stakeholders envision a climate adaptation project based on collaboration and co-

creation to capture the area’s diverse inhabitants. This is accomplished through broad stakeholder

engagement and the creation of the community focus group, which allows for continuous community

communication and a more permanent participatory process (SLA, 2016). The implementation of

collaborative decision-making is facilitated by project managers of the municipality. In their joint

interview, they stated that “there are many different types of key players who bring unique knowledge

and expertise to the table.” When all aspects are discussed as a group, project values can be more fully

understood. This transdisciplinary approach is common in adaptive governance, as it aims at creating

knowledge coherence by solving a larger scope of problems presented by experts and local residents alike

(Pohl, 2005; Lawrence and Després, 2004). Co-designing processes that are initiated by practitioners in

collaboration with local communities are also thought to strengthen urban resilience (Baibarac and

Petrescu, 2017).

Evidence of reflexivity is also seen in The Soul of Nørrebro’s collaborative decision-making process.

Reflexive planning offers “the opportunity to reconsider existing ideas and new possibilities for long-term

results but setting this against a firm understanding of the situational conditions of the present”

(Lissandrello and Grin, 2011, p.245). Reflexivity also questions and contextualizes knowledge and

worldviews, thus allowing for critical conversations about balancing diverse interests and adapting to local

conditions (Buizer, Elands and Vierikko, 2016). According to interviewees, discussions often sought out

dynamic feedback which was primarily achieved through continuous dialogue that required openness and

flexibility among actors, which will be discussed in more detail in section 5.2.3. While interview

participants believe that the project has done a good job of collaborating with a wide range of actors, they

reported that the academic community was not consulted for project feedback. Interviewee Svava,

Associate Professor of Landscape Architecture and Planning at University of Copenhagen, worked with

students to study and reflect on Hans Tavsens Park and the design proposals submitted in the Nordic Built

Cities Challenge to identify, interpret, and analyze cultural and aesthetic landscape-architectural

problems. Svava recognized that “dialogues must be done on many different levels and at many different

stages in the [planning] process to gain insights on the kind of cultural values we carry with us and the

kind of decisions people make in urban development.” Despite her deep knowledge about the

implementation of The Soul of Nørrebro, she was not specifically asked to give input in the project, nor

were her colleagues, to the best of her knowledge.

Social constructivism says that science and technology substantially impact the material and social world

(Sismondo, 2010). The constructivist view states, “Successful science in the public sphere can be the result

of the co-production of science and politics” (Sismondo, 2010, p.70). Thus, both scientific knowledge and

real-world projects can benefit from collaboration. It can also be argued that real-world projects should

consider what is added to academic research, which society deems as formal knowledge, to ensure that

social activities in project plans produce orderly outcomes and thus, minimize uncertainty (Sismondo,

2010). Furthermore, the concept of knowledge spillovers suggests that cities can benefit from

collaboration with nearby universities, as it can stimulate knowledge flows and innovation (Naldi et al.,

2015; Johansson and Quigley, 2003). The Soul of Nørrebro could have potentially benefitted from this

38

knowledge diffusion and information exchange to strengthen stakeholders’ understanding of the type of

values that drive and implicate the sustainable development of social-ecological systems.

Svava also reflected in her interview that “it’s important that all parties are aware that each part of the

project is political.” In her Theories and Methods of Landscape Architecture course where students

explored the Nordic Built Cities Challenge design competition impacts both before and after the

competition was won by SLA, an important learning from students’ work highlighted that the guidelines

of a competition program often contain important decisions that will ultimately shape and impact projects

for years to come. This suggests that The Soul of Nørrebro was influenced by predetermined criteria,

which runs counter to transdisciplinarity and reflexivity and contradicts the design team’s aspirations of

deep engagement and input from community members. Svava continued:

Design competitions can be wonderful for many reasons. They often make designers emphasize

the rhetorical side of design. However, to win the competition, designers often use fantastic

visuals and a fancy title, which can sometimes simplify the discussion and put too much emphasis

on rhetoric rather than content.

The Nordic Built Cities Challenge guidelines aimed at “identify[ing] innovative climate solutions that can

inspire cities on a global scale” (Københavns Kommune, 2016, p.1), and comments from the jury on The

Soul of Nørrebro winning proposal state, “This lofty ambition is the hallmark of the competition, but it is

also its achilles heel in the sense that it makes the task exceedingly challenging” (ibid., p.2). The project

won for its ability to manage cloudbursts in the entire city of Copenhagen and its very innovative and well-

communicated concepts of urban nature.

Several interview participants believe that the far-reaching vision in The Soul of Nørrebro caused several

obstacles—discussed in greater detail below—suggesting that design challenge criteria that emphasized

large-scale innovation prevented the jury from considering that the scale and ambition of the project may

not be well-suited for Nørrebro. “Implementing a project that looks good on paper but does not deliver

has created a strained relationship between the municipality, civil service, and the citizens,” said Anders,

a resident and manager of MiljøPunkt Nørrebro, a local environmental organization. Perhaps the jury

should have looked at the proposal with a more critical lens to consider the context and perspective of

the project’s vision. Or perhaps the team that designed The Soul of Nørrebro proposal should have

foreseen the host of problems that can result from trying something too innovative. However, it may not

be reasonable to assume that design challenge guidelines should address all of the challenges of urban

development. The guidelines, along with the jury and designers, were deliberately trying to find creative

solutions for complex societal problems, and they intended to implement the project in accordance with

context-specific needs. It was not solely about creating an innovative vision; it was also about

collaborating with politicians, stakeholders, and community members to create a path toward building

more resilient environments.

Research shows reflexive planning is challenged by the fact that “complex contemporary problems, which

require novel practices, often do not correspond with [contemporary planning and governance]”

(Lissandrello and Grin, 2011, p.226). Many of the setbacks that The Soul of Nørrebro have encountered—

pushing the project completion year from 2022 to 2024—largely point towards administrative, timeframe,

and funding challenges that are standard to contemporary urban development projects. While the project

takes an adaptive governance approach to implementing a novel idea, it still operates within a

bureaucratic system where certain rigid administrative tasks must be followed. For example, The Soul of

39

Nørrebro proposal was based on Copenhagen’s 2012 Cloudburst Management Plan, but the plan was

redrafted to include updated and more detailed elements of the project, requiring The Soul of Nørrebro

plans to be redrawn to ensure compliance with the new guidelines. According to interviewee Ruben,

“compared to the original plans, new sketches have made for what is now a very different project.” The

change in the redrafted plan, causing the greatest delay, centers around the Hans Tavsens Park hydraulic

modeling prerequisites, where the original plan to accommodate 18,000 m³ of water in the park from

rainfall and road runoff from around the city was changed to 5,000-7,000 m³ of water, completely

reframing the project. According to the municipality, this was due to the development of a better planning

tool (called ‘Master Planning’) which was introduced in Copenhagen in 2019.

The project team has also had difficulties getting approval from local authorities throughout the years—

another setback that is standard in planning practices. “Smaller projects that are agreed upon one day

require entirely new plans, technical understanding, and dialogues the next day,” explained Michael,

technical manager at the municipality. “This greatly prolongs the process and has become quite costly,”

he continued.

Additionally, the team has had issues with permit acquisition and water pumps at Korsgade street. A large

part of The Soul of Nørrebro’s vision was based on the Korsgade street plan to guide excess rainwater

from Hans Tavsens Park downhill into purifying biotrophs and release the cleansed water into Peblinge

Lake—one of three distinctive lakes featured in Copenhagen’s unique topography (SLA, 2016). Once

planning began, however, stakeholders found out that it would not be possible to acquire the necessary

permits to allow this to happen, because the Copenhagen lakes are highly protected by law. Discharging

water into the lakes would require a rigorous cleaning process to remove phosphorus and toxic heavy

metals that some interviewees believe is “absurdly strict.” The legislative authority of the environmental

department of the municipality strongly opposes this essential part of the green cloudburst plan and will

not issue the water discharge permit to the project. This is a contested subject, as stakeholders believe

their plan would ultimately improve the water quality of the lake and add water to the dried lake during

the summer months. However, the municipality must comply by European regulation which has set a

strict standard that requires water to be filtered through advanced mechanical and chemical treatment

plants on every discharge point before entering the lake. This is seemingly unachievable and has created

immense frustration among the project stakeholders, as it is largely unknown how the issue will be solved.

Changing the drainage regime and water quality compliance standards in Copenhagen are large

undertakings for a neighborhood project, and it would require collaboration on a much higher level.

Interviewee Tommy, a resident of Nørrebro and on-site school employee, remains hopeful that the city

and utility company will devise a solution to implement this original feature of the plan, as it would

redefine the use of the street—slowing traffic, introducing nature into the city, and overall creating a more

pleasant experience for residents. However, he has learned that “there are a lot of good ideas in this

project, but with each good reason to implement them, there seems to be ten times more reasons not

to.”

According to Ruben and Michael, the project managers in charge at the municipality, managing the delays

mentioned above “have been ridiculously hard in this particular project,” challenging collaborative efforts.

While the stakeholders involved have reportedly always been very supportive of the project and its goals,

the unexpected additional planning, redrafting of designs, new calculations, and brainstorming of

alternative solutions has seemingly taken a toll on the team’s morale and budget. Interviewees believe

that the best way to manage these conflicts has been through dialogue, but they have stressed the

40

extreme difficulty of this when the project is constantly evolving and changing. Mette from Urban Renewal

seemingly agrees, as she stated, “the cloudburst aspects include so many technical things, and things are

always changing…It is very difficult to communicate to the locals that the huge technical aspects can

change.” It has been four years of planning, and little progress has been made due to administrative,

institutional, and funding barriers—despite the project’s efforts to collaborate with a range of

stakeholders. The setbacks may be particularly discouraging for community members who have been

promised something that cannot be accomplished, as they have dedicated so much spare time to this

project. Interviewees explained that the COVID-19 pandemic has not helped; everyone is working from

home, so it has been even more difficult to move the project along. The project’s struggles demonstrate

that collaboration is pushed to the limits when facing large challenges. They also demonstrate how the

collaborative efforts, comradery, and determination among stakeholders have persevered to embrace

system flexibility and adaptability to their unpredictable encounters.

Many of these setbacks that the project experienced are not uncommon in planning practice; interview

participants acknowledged that there were many good ideas in the original proposal, and that some

roadblocks could not have been foreseen. However, The Soul of Nørrebro also experienced setbacks that

could be attributed to lack of transdisciplinary collaboration. For instance, environmental advocate

Anders identified issues with the original design of the rainwater catchment basin in Hans Tavsens Park

early on. Yet when he voiced his concerns, he was repeatedly told to “go with the process, go with the

flow.” Students who studied the project also quickly realized that the design for the catchment basin could

never work as planned. Furthermore, Anders explained that it was falsely assumed that lake water, which

is filled with phosphorus, could be pumped uphill into the same purifying biotrophs to create a continuous,

self-cleaning water system. While this is a wonderful idea, Anders pointed out that those who are more

experienced in the technical know-how of such a system know that “pumping water uphill is completely

unrealistic and should have never been included in the plan to begin with.” When the design competition

was won, the plan relied on many assumptions that perhaps had not been thoroughly thought through,

later causing frustration, tension, and disappointment among stakeholders. Had people with local

knowledge and technical expertise been consulted during the early drafting of the original proposal, some

issues could have perhaps been avoided. There are always challenges and delays with innovative work,

but several stakeholders who were interviewed expressed disappointment, as certain setbacks could have

been avoided if the right voices were heard earlier on. Transdisciplinary collaboration seeks to prevent

this type of misinformation by creating knowledge coherence.

When discussing this matter with Svava, she reflected on the notion of ‘technological determinism’ in her

interview. Often in the case of large strategic plans that have been politically decided on, the assumption

is made that complex, technical problems (such as a city’s infrastructure not being able to cope with large

amounts of water) must only be solved by complex, technical solutions (such as a huge rainwater

catchment basin). Svava wisely explained, “We tend to narrow, far too much, the scope of possibilities.

And we think too much in sectors, for example, ‘this is a technological problem, so we need technological

solutions.’ But [solutions] should be more connected since urban spaces are so multidimensional.”

Technological determinism, which is the view that technology inevitably changes social relations and

social structure, can create tunnel vision (Haas, 2008; Hornborg, 2011), and it should be challenged by

underlining the fact that “technologies are socially constructed, shaped by people's perceptions and

cultural contexts” (Wong, 2009, p.107). This emphasizes that social-ecological systems must be designed

in a context and scale that aligns with the appropriate characteristics of the local environment. Svava

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alluded that the proposal is based on a simplistic understanding of drainage as a technical problem to be

solved by engineers. Transdisciplinary approaches would view complex problems more holistically,

seeking the opinions of non-engineers as well (such as Anders, Svava, and the university students who

saw the design differently). Transdisciplinarity involves different perspectives, so contradictions are

inevitable. Yet when tensions are discussed, helpful insights are produced, which in this project could have

reframed some of the failed design elements that were originally planned in the project, saving time,

money, and frustration.

5.2.2 Sense of belonging, pride, and ownership The earlier that citizens are included in placemaking through community-based participation, the greater

chance those citizens will feel a sense of belonging, pride, and ownership of public space (Lepofsky and

Fraser, 2003; Brody, Godschalk and Burby, 2003). One example of this in The Soul of Nørrebro is when the

municipality engaged in dialogue with the on-site school and a need for more teaching space was

identified. Together, the stakeholders found a way to incorporate teaching facilities into dedicated park

space for cloudburst solutions, boosting community ownership of the public space. This innovative

solution allows schoolkids to use the environment as an educational opportunity alongside community

members, which is thought to enhance citizen’s sense of belongingness, pride, and agency (Krasny and

Tidball, 2009).

Community members who feel a sense of belonging in their environment are potentially more likely to

take part in sustaining the physical environment by contributing to the management and maintenance of

space (Lynch, 1960). Interview participant Tine, declared, “If the residents are not onboard, then it’s

impossible to make a long-term project that works well, especially for this community.” Others reported

that “feedback from the community is taken very seriously,” and as a result, “citizens whose ideas are

implemented in plans are very happy and thus have no problem taking on the management and

maintenance responsibilities of the space.” Empirical research on perception and communication of flood-

prone areas shows that “adaptive behavior is more likely when people perceive protection as their

personal responsibility” (Kellens, Terpstra and De Maeyer, 2012, p.25).

Furthermore, interviewee Svava explained the historical meaning of Hans Tavsens Park when it was first

realized: “to many, Hans Tavsens Park symbolizes democracy, freedom of movement, and the liberation

of people in parks.” The park became a symbol of these values, and according to Svava, it also became “a

place in the city that enabled people of the working class to do a lot of things that they couldn’t do

elsewhere in the city, like sunbathing, playing, sports, and so on.” Thus, as Mette stated, “It’s important

the citizens feel that they have good influence in the project.” The Soul of Nørrebro’s approach to citizen

engagement is necessary for providing community members a platform to voice their opinions on what

they think the park design should look like. One example of residents successfully shaping the project is

demonstrated when plans, originally formed in 2015, for Copenhagen’s first ‘FabLab for City Nature’ were

turned down by the community focus group. The proposed FabLab would “increase everyday happiness

in Nørrebro” (SLA, 2016, p.8); Mette elaborated that “it included a big scale urban farming project that

would have also provided the space for residents to network and get more involved.” The FabLab once

had potential for the community, however Mette explained “the strategy has lost momentum and would

need to be boosted again…but the locals didn’t want the FabLab—it was not their dream, and they

couldn’t see it being so great, so they dropped it.” Instead, the community focus group decided a small

urban garden in the playground area would suffice, and that they would rather use the FabLab space

otherwise.

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As the community focus group has a hand in shaping how the surrounding environment can serve them

best, it can be viewed as a way of enhancing civic ecology, which integrates community and ecological

values (Krasny and Tidball, 2009) and civic environmentalism, which is thought to produce local political

action and increase deliberative democracy (Karvonen and Yocom, 2011). It may be too early in the project

to verify that this is so, and since the collaborative decision-making process has been a bit turbulent,

interviews indicate that the community is not always confident that their input is impactful. Mette

explained, “Urban Renewal has had to convince them or open their eyes to what positive contributions

and ‘wins’ they have brought to the project…The citizens are not planning experts, so they don’t see all

the positive aspects they’ve contributed to.” Since the planning phase has taken a long time and physical

changes have not yet been realized, it is difficult to assess whether long-term sense of belonging, pride,

and ownership has been manifested in the project. However, Mette also reflected:

Residents have shown huge transformation throughout the years. People who once thought the

municipality and planners are not that friendly or too bureaucratic have gotten involved, and they

have been surprised to find they really wanted to give locals a voice, and that they are on the

local’s side—they really listen, care, and try to make right decisions.

In this sense, for some, citizen engagement led to increased positive perceptions of local democratic

processes, which could result in increased feelings of social connectedness.

5.2.3 Trade-offs Interview participant Svava explained that since the 1970s, there have been mandates to require

collaboration to give citizens the option to accept or reject plans. In fact, she said, “citizen collaboration

in Denmark, especially in Copenhagen, is an element that is more comprehensively and more strongly

embedded in the planning regulations than in many other cities abroad.” This works to the project’s

advantage, since scholars and practitioners believe that institutional practice is critical for mobilizing

unifying support and building mutual trust, respect, and a sense of solidarity among actors (Folke et al.,

2005; Ramboll, 2016a). Interviewees reported that even before the project began, the residents of

Nørrebro were very vocal to the municipality about their needs and desires. This could be due to the

formal public participation hearings that are mandatory in planning practices in Copenhagen (Hedensted

Lund et al., 2012). However, formalized, top-down processes have been criticized for stifling local efforts

and lacking feedback loops to respond to unforeseen issues (Kettl, 2002). Another potential drawback to

formalized structures is that relying on routine procedures to engage with the community may speak

much more to certain populations than to others. Furthermore, with formalized processes comes the

impending risk that collaboration initiatives merely act as talking processes that do not have actual impact

on decisions that are made. This can be disappointing to people who have devoted their spare time to

provide input, ultimately damaging the relationship between state and non-state actors.

To balance these consequences, adaptive governance practices incorporate bottom-up initiatives into

decision-making to achieve a polycentric model of leadership, where state and non-state actors share

authority. The Soul of Nørrebro’s innovative approach to citizen engagement can be attributed to

partnering with Urban Renewal in the formation of the community focus group. While Svava explained

that Urban Renewal is, indeed, a formal entity, the initiative is one that strategically works with inclusive,

collaborative processes to identify and empower local grassroots movements to overcome drawbacks of

top-down governance (Københavns Kommune, 2014). The Soul of Nørrebro wisely partnering with Urban

Renewal greatly helped project leaders establish a reliable way to work on-the-ground, demonstrating

43

the benefits of working with community leaders across institutions. One interview participant explained

that moving forward, the municipality may even restructure its departments to house Urban Renewal

under the same branch that the cloudburst secretariat works under, which could further improve

coordination of community-building in future blue and green infrastructure projects. Balancing

decentralized and centralized decision-making through a polycentric arrangement in The Soul of Nørrebro

aims for shared authority so that points of contention can be reconciled in a just way.

Reconciling different perspectives and managing conflicts among stakeholders can be particularly

challenging when trying to achieve a shared vision in a specific timeframe. As previously discussed, some

of the project’s largest challenges center around the sustainable water management of Hans Tavsens Park

and Korsgade street. While conversations in the community focus group usually concern social life in the

park rather than the technical aspects of climate adaptation, the two topics are directly related. The Soul

of Nørrebro plan aims to take away the existing big lawn in Hans Tavsens Park to assist in water drainage

and foster more natural, green elements, as many believe the lawn is an outdated park typology. On one

hand, this is a compelling idea that builds a more productive ecological system, reduces damage from

cloudbursts, and sustainably circulates everyday rain through the city. It can also bring residents closer to

nature, add educational value, and reduce other climate change impacts like drought and extreme heat.

But on the other hand, it reduces the spatial affordances of what social activities can take place in the

park. The plan proposes that the lawn, which is highly valued by residents for its flexible use of space

(regular activities include yoga, music festivals, children playing, students lounging, having a beer, picnics,

etc.), be transformed into a wet, highly sloped terrain where there are simply less possibilities for activities

to take place. While the public park would aid in flood protection, residents are more concerned that the

park will become impractical in their everyday lives, especially as interviewee Svava explained, “Nørrebro

is the most dense part of Denmark in the sense that more people live on each square meter than in other

parts of the country and the city of Copenhagen. So outdoor green space is hard to come by.” There is an

ongoing dialogue to best determine how Hans Tavsens Park will be planned, but trade-offs cannot be

avoided in the end.

While the primary functions of Hans Tavsens Park have yet to be decided on, a different point of

contention that surrounds a football field has been reconciled, as a local football club that emerged as an

unexpected, prominent stakeholder has influenced the plans. Interview participants explained that the

club has been very vocal about wanting a big field with artificial grass to play in. “For locals, the

opportunity to play football all year long is very important—they argue that it is a way of integrating high-

risk, low-income children into the community because football is something that can bring children

together,” explained Mette. While Mette agrees that implementing a plan for inclusive activity is a good

thing, she is “not too fond about the artificial grass they propose,” as it conflicts with the climate adaptive

theme of the project, since utilizing natural vegetation to allow for water infiltration is a huge part of the

project. Furthermore, Mette stated that “there are citizens who do not want the football field because it

takes up too much space of the park.” The municipality and SLA have approached this conflict in several

ways: first by showing the football club what the existing plans look like and explaining why and how the

project came to be the way it is; and second, by having more detailed discussions about how the plan

would change if the field with artificial grass was implemented. Additionally, the municipality has noticed

that certain community members have influence over other community members and have been able to

steer the conversation in various ways. For example, Thomas, the project manager at Rambøll who is

responsible for the hydraulic components of the project, explained that “there is a doctor in the group

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who is quite fierce and clever, and others in the group really listen to what she has to say.” Yet even when

other residents point out the drawbacks to implementing the football field, such as the inability to manage

water in a sustainable way, the football club remains persistent about their wishes. After years of

discussing the matter, the municipality and SLA realized that flexibility in their plans has always been

desired, so they have thoughtfully taken the football club’s input into consideration and re-drawn their

plans accordingly. This demonstrates the project team’s dedication to respecting resident input and

reflexivity as discussed in section 5.2.1.

The Soul of Nørrebro makes multiple attempts to create synergy between the technical solutions of

alleviating stormwater threats while honoring the neighborhood’s social values, but all interviewees

reported significant difficulties in balancing different interests. Interviewee Thomas explained that it’s

challenging to get the community focus group to understand the rainwater management parts of the

project. He stated, “We have spent the past four years trying to explain it, and I’m not sure they

understand.” Some participants have their mind set on specific elements, focusing on one single tree, for

example. Mette explained that “The best thing to reconcile trade-offs within the group is to let the citizens

find a consensus among themselves…If we are taking part in siding with anyone, the conflict is still there.”

She continued, “For us, it’s an art to make them deal with the conflict themselves and make the space

open for them to realize all desires cannot be met.” Yet it can be difficult for participants to understand

the importance of certain plans. For example, most of the people in the focus group were not directly

affected by the large 2011 cloudburst flood event, as they live on the side of the park that is elevated.

These participants prefer to use green space for leisure rather than for flood protection. Unfortunately,

there are only a handful of residents in the focus group who live on the flooding side, and these residents

are unsurprisingly very focused on finding hydraulic solutions. This can be perceived as a case of NIMBY

(“not in my back yard”), where homeowners and residents from affluent parts of communities have

greater influence over land uses and environmental decision-making (Bullard, 2001). Issues of

representation in the community focus group will be further discussed in section 5.2.4.

Negotiation is one of the ways that stakeholders collaborate to resolve or address trade-offs. Stakeholder

engagement in the early planning phase suggests actors have a greater potential for negotiation and will

play an active role in the project process (Michels and De Graaf, 2010; Grabow, Hilliker and Moskal, 2006).

The municipality knew from the start that working alongside the residents was absolutely crucial to the

project’s success, and interviewees believe the project leaders have shown great awareness of the

importance of considering diverse perspectives, establishing trust with the residents, and working on the

project in solidarity. One interview participant theorized that “since the area has a history of

confrontations with the state, the municipality might feel like they are representing the state and have an

obligation to honor the resident perspective to the very best of their ability.” Dialogue has always been a

large part of negotiation in the project, and the community focus group is composed of many opinionated

and strong-willed people with different opinions, allowing for interesting, and sometimes intense,

conversations to take place. But for effective negotiation to take place, all decision-makers must be open-

minded and flexible. Interviewees Ruben and Michael from the municipality explained that “when

opposing views are expressed in a meeting, everyone has a chance to speak and argue for their case.

When everyone in the room is open-minded and the opposing perspective is based on reason, issues can

be easily resolved without hurt feelings.” Open-mindedness is thought to be one of the most important

parts of fostering productive dialogue during negotiation, as it demonstrates “a strong willingness to

evaluate self-perceptions by learning from others’ perspectives” (Taylor and Bright, 2011, p.432). Michael

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continued, “The municipality never turns down an idea for the sake of saying no.” All final decisions made

by the municipality are always explained to ensure all participants remain on the same playing field and

to maintain a relationship built on trust. Still, Mette noted that “Some of the meetings have really ended

up in explosions…with tears and everything, so it’s not easy.” In these instances, Mette explained:

Urban Renewal has to contact [participants] afterwards to have a chat or go on a walk to have a

discussion about it. It was very important for Urban Renewal that everyone remained an

ambassador for the project, because if they started to get angry at us and the project, then the

conflict would arise. Relation work is a very important part of the citizen group.

Admittedly, some interview participants said that it is natural for certain stakeholders, like SLA and the

community focus group, to have increasingly less involvement as the project progresses. However, Ruben

from the municipality explained, “this should not be viewed as something negative,” as these stakeholders

were still able to debate specific aspects, give input as aspects were reframed, and make direct decisions

on the project. They have been a large part of forming the foundation of the project design and will

continue to be consulted until aspects of the project are locked in. Michael continued, “But once plans

become finalized and approved by the local politicians, the project implementation becomes very detailed

and technical, and it becomes the consultant’s job to take all the predetermined ideas and visions and put

them into the actual project without making too many changes.” This process of moving plans forward is

typical in conventional governance and runs counter to The Soul of Nørrebro’s adaptive governance

approach that aims to allow the community focus group continuous communication, a more permanent

participatory process, and involvement in the management and maintenance phase of the project (SLA,

2016). Establishing permanence of the community focus group would allow community members to self-

organize through the project’s completion to ensure long-term resilience, yet based on interviews, there

are seemingly no plans for the permanence of the community focus group. When Urban Renewal ended

in 2019, Mette said:

We talked a lot about how the citizens could continue involvement in the project moving

forward…but the [focus] group had expressed that they were a little bit tired, and they only

wanted to get involved when there was something to get involved in. Sometimes the citizens felt

that Urban Renewal was inviting them for a meeting a little too often, but for Urban Renewal it

was so important to have continuous dialogue with them so they could all stay connected and so

everyone didn’t lose sight of the process and consensus that was made.

The municipal planners and SLA have been very fond of working with the community focus group and

know the importance of their involvement. But unfortunately, Mette said “they don’t have the same

resources to keep up, so the community focus group has scaled down since the end of Urban Renewal.”

Still, she said, “the planners involved in the group continue to move the dialogue forward and meet with

them when there are items to decide on.” Based on this feedback, a more permanent participatory

process may not be feasible for neither the municipality nor the citizens.

5.2.4 Representativeness Nørrebro is one of Copenhagen’s most ethnically diverse neighborhoods, yet the vast majority of the

participants in the community focus group are Danish or from other parts of Scandinavia. The ethnic

community does not participate in general public meetings either. All the interview participants have

outwardly admitted that the community has unfortunately not been represented fairly in this project.

46

Urban Renewal and the municipality have tried many times to invite and engage this part of the

community, as they genuinely want to hear their opinions and carry out projects that they could enjoy

and feel proud of. Sometimes, Mette said, “we were able to go meet with them in small groups.” Yet it

seems the underrepresented community does not want to participate, and the municipality cannot force

them to. While reflecting on why this may be, some interview participants were completely unsure. Others

proposed that it could be cultural. Ruben imagined:

In Denmark, there is a long history of citizen involvement, so Danish residents expect to have their

voices heard; if people from other countries who live in Nørrebro are not used to being heard, or

if they assume that their voices do not matter in the planning department, then perhaps they feel

no need to engage with the municipality.

Interviewee Thomas wondered if it could be a matter of not knowing how to participate, especially if

community involvement is not normal where they are from. Mette reflected that “It has to do with

language barriers, or not feeling comfortable, not feeling welcomed.” The way in which community

engagement is carried out could differ in other countries, and it’s worth considering the extent to which

different community members feel that they can engage in public projects. Interview participants also

reported that several other groups of people have not been represented in the community focus group.

This includes: the elderly, low-income residents, people without homes, and other “social outcasts” who

may struggle with substance abuse. Additionally, resident Tommy explained that “there are some

residents who join the meetings only for a short amount of time because they have small children who

prevent them from staying longer.” Ensuring representativeness in citizen engagement is a deficiency of

the collaborative decision-making process and a challenge for adaptive governance more generally.

The underrepresentation of Nørrebro’s diverse and minority residents seems to be a widely

acknowledged problem in the community focus group. But Mette added:

People may point out that there are no people of different ethnicities represented, but they do

not think about how they could be more welcoming, like by having meetings in other places to

make it more convenient for these populations. They are very used to participating in a certain

way and may not want to change their engagement process.

Multiple interview participants did, however, report that collaborative efforts by the residents have tried

very hard to make special considerations for the perceived needs and wants of this underrepresented

group. Interviewee Tommy grew up and has lived in Nørrebro all his life. He has seen some of the violence

within the community and understands the neighborhood’s character. He said he “wanted to join the

project as damage control to make sure the municipality didn’t implement plans that weren’t in the best

interest of the people.” While there are voices that try to speak for the ones who are not there, and

according to Mette, “Community members who speak for an underrepresented group is often accepted

as a solution,” Ruben admitted, “of course, it is not the same as getting direct representation.” The fact

that this is an issue that is openly and widely discussed, however, demonstrates awareness and a sincere

desire to want to improve engagement strategies in the future.

Unique to Copenhagen is the wide-spread recognition, understanding, and strategically leveraged notion

that green and blue infrastructure projects are effective tools to adapt to climate change impacts.

Copenhagen scores high among Europe’s capitals when it comes to climate change adaptation by using

nature-based designs, and in recent years, ‘Urban Nature’ has become a guiding concept for planning in

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Copenhagen to improve biodiversity, bring values of nature into the city, and inspire people to be more

ecologically conscious (European Commission, 2014; City of Copenhagen, 2011; Technical and

Environmental Management, 2015). However, discussions with interviewees point toward Denmark’s

neoliberal tendencies to privatize and promote competition based on the ideologies of Urban Nature.

From the beginning of the project, The Soul of Nørrebro has been focused on carrying out specific project

“themes,” such as “cloudburst solutions,” “Urban Nature,” or “culture.” With such a strong focus, it may

be reasonable to assume that representative community involvement could have been better prioritized.

Social justice must also be discussed alongside Urban Nature, as people do not have equal relationships

to nature. Svava thoughtfully reflected, “It’s assumed that people have identical behavioristic human

needs, but often it’s white men, having a privileged position in society, who are able to identify these

needs. We need a more politically aware discussion and a historically aware discussion.” Many researchers

try to bring these topics to the surface, so including them in planning processes would help fuel a critical

dialogue that could improve fair implementation of social-ecological projects based on collaboration and

nature. The Soul of Nørrebro is about helping Copenhagen become a leading city that uses Urban Nature

for large cloudburst solutions, but it’s more than acquiring the technological knowledge on stormwater

management—it’s about public space in one of the most socially challenged areas in Copenhagen

(Københavns Kommune, 2012).

5.2.5 Distribution of power One of the ways that the municipality has tried to establish trust and respect among collaborative

decision-makers is by immediately and outwardly presenting issues as they arise, instead of sitting on

them for a couple months while figuring out how to frame the problem. Ruben and Michael explained,

“It’s best to show the citizens how difficult it is to implement plans. They will understand.” An equal two-

way flow of information is achieved by proactively making efforts to educate participants to ensure the

knowledge about the system is understood (Reed et al., 2013). Transparency is also essential for

community involvement in decision-making, as it is thought to equalize power dynamics among

stakeholders by making things clear, holding accountability, and contributing to legitimacy (Kosack and

Fung, 2014).

Still, in The Soul of Nørrebro, there are several instances that point towards the potential misuse of power

from institutional authority, from funding sources, and from within the community. Nørrebro has a history

of violence and other social tensions, which has called attention to state actors (Københavns Kommune,

2012). Urban Renewal stepped in to help solve some of these tensions, and there are many people who

have the authority and resources to address these problems. However, it is very important that these

people with power are not speaking or acting on behalf of the community. Furthermore, it can be difficult

to prevent money from steering the conversation in different directions. One interviewee pointed out

that while there have been many dialogues during community focus group meetings, “it can sometimes

feel like a waste of time,” since many conversations also take place outside of the meeting room. These

conversations apparently do not always reflect what the residents have discussed. This raises the question

of whether decisions are made based on community involvement. Residents seemingly feel that

alternative motives, such as power dynamics and funding within the municipality, may influence certain

plans in the project. Finally, the underrepresentation of community members has allowed certain aspects

of the project to favor more privileged community members. This is why adaptive governance identifies

recognition of differences between groups and cultures as critical. This discrepancy is shown when

residents living on higher ground downplay the importance of solving flooding issues—a case of

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procedural injustice, or the lack of ability of people affected by decisions to participate in making them—

and again when the football club (a group of middle-aged white males) insisted on a large, artificial field

being located in an area that would create a physical barrier for the children in the ethnically diverse part

of the neighborhood from accessing the park. Mette explained that the football field discussion “was not

a balanced or equal discussion because the club had the politicians’ favor. If the club didn’t get what they

wanted, they would just go to the politicians who were in favor of a high-profile field being implemented.”

This shows that the football club misused their power, disregarding the open dialogue platform that the

community focus group served as. These instances of power imbalance may also stem from the

underrepresentation of Nørrebro’s community during planning and decision-making processes, as certain

stakeholders hold ‘more power,’ ‘different power,’ and ‘power over’ other stakeholders (Persson,

Harnesk, and Islar, 2017).

In The Soul of Nørrebro, all stakeholders take part in shaping project outcomes, and involving the

community has helped build synergy. The way in which the community focus group has collaborated with

stakeholders demonstrates that the municipality does not just want feedback from the community, but

they want them to develop and steer the project. This is a deeper form of engagement than in

conventional participatory planning. Mette explained, “I’ve seen so many planners who think that

involving the community is just something you have to do to check off a box—I feel like the project

succeeded at getting the municipality, SLA, and the engineers at Rambøll to really appreciate the

community group’s input.” However, the original project proposal may have set idealistic expectations to

gain leverage in the 2016 Nordic Built Cities Challenge. Tensions between the project’s predetermined

criteria and those that were developed through discussions with stakeholders made collaboration

challenging. There is an ongoing dialogue to best determine how Hans Tavsens Park will be planned, but

trade-offs that result in political decisions that are desirable to some and not to others cannot be avoided

in the end. Standard urban development challenges also tested the team’s ability to collaborate.

Inflexibility of existing infrastructures and regulations is a significant barrier to the project, making urban

sustainable transitions challenging. While certain setbacks were unavoidable, others that were

encountered could have perhaps been prevented through increased transdisciplinary and representative

collaboration. Despite the project’s struggles, the team’s dedication to making good things out of the

project is evident, even if the results are different than originally planned.

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6. CONCLUSIONS

This thesis investigated how collaborative decision-making supports the development of long-term, social-

ecological resilience in green and blue infrastructure projects. The ways in which collaborative decision-

making is envisioned, implemented, and contested in The Soul of Nørrebro case study were explored

through desk study and stakeholder interviews. Stakeholder perceptions were further analyzed in

alignment with literature on collaborative decision-making. This final chapter first reflects on the positive

and negative aspects of collaborative decision-making in the case study and provides insight into how the

approach might improve in the future. Next, concluding remarks are summarized, and finally, suggestions

for future research are presented.

6.1 Reflections on key learnings There are several positive aspects of collaborative decision-making in The Soul of Nørrebro. Leveraging

the project’s cloudburst solutions to turn the onsite school’s problem with lack of teaching space into an

educational opportunity is a great example of how The Soul of Nørrebro’s stakeholder synergies can result

in widespread benefits for the community. The project has also made great collaborative efforts to

reconcile trade-offs when opposing views arise. For instance, the municipality and SLA have been open-

minded and flexible in adjusting designs to fulfill resident desires, as understood when changing plans for

the FabLab for City Nature and implementing a football field. Moreover, the collaborative partnerships

formed during the planning and design phases have connected community members in a new way.

Resident Tommy explained, “it’s an experience we will all take with us…the process of creating a

community plan has been more important than the plan itself! We all know so many people now, which

could hopefully result in the community working together on other future projects.” In the end, Tommy

believes “it has certainly brought the community closer together.”

While many of the ideas that were put forth in The Soul of Nørrebro were compelling and innovative, they

may have been unrealistic, leading to frustration and disappointment among stakeholders and the

community. One interview participant described the project as “a pie in the sky,” insinuating that the plan

is filled with empty wishes or promises. Driven by technological determinism and neoliberal trends,

society tends to solve complex, technical problems with complex, technical solutions and rely on

marketable notions, such as Urban Nature, to gain recognition, praise, and funding. This can skew

intended outcomes, especially when plans are conducted through processes that are unequally

representative of the community. Despite Copenhagen’s inherently democratic planning practices and

long history of mandatory public participation, certain community groups have not been represented

fairly in this project. The academic community, ethnic community, low-income populations, people

without homes, the elderly, and people with small children are some of the actors left out. While the

project has reportedly tried numerous times to engage with these populations, more directed efforts to

be more inclusive could have perhaps been prioritized.

It could be argued that planners have an obligation to ensure diverse groups are involved in decision-

making. Planners must not minimize the social inequality that vulnerable populations experience, as

planning for a more resilient ecological environment must also include protection of all people. As the

community focus group is limited by its narrow representation, the project’s goal of honoring Nørrebro’s

culture to create social renewal and long-term cohesion has arguably not been met. If decisions about

public space and climate mitigation are not made to specifically counter and actively prevent social

50

disadvantages caused by unequal access to resources, Nørrebro risks pushing out the residents that

initiatives like Urban Renewal try to empower. As climate resilience cannot be sustainably addressed

without addressing housing needs and other economic or social priorities, certain aspects of

representative community involvement could have received more time and funding to find solutions to in

The Soul of Nørrebro. Seeking out leaders from preexisting local groups to lead planning conversations

may help demonstrate a willingness to accommodate needs, integrate new values into future public

spaces, and promote and celebrate different cultural traditions. Investing in initiatives to involve the youth

can also be particularly impactful in years to come. Additionally, residents should be provided with

adequate resources to participate in decision-making processes. Programs and policies that encourage

collaboration must provide support for participants, which can include compensating residents for their

time, holding meetings in spaces that belong to marginalized groups, providing transportation and meal

assistance, and offering childcare services.

It is possible that the system in which community participation has been built is fundamentally

discriminatory towards historically marginalized communities. If planners are not willing to interrogate

existing approaches to citizen engagement, underrepresentation caused by a flawed participatory system

will not be addressed. Instead of inviting minority community members to join the municipality in a group

that is largely white, well-educated, and affluent, planners should reconsider the institutional framework

for planning with community involvement to make rules of engagement that primarily serve the needs of

underrepresented groups. If the ethnically diverse residents of Nørrebro are truly unfamiliar with

Copenhagen’s collaboration processes (as presumed by interview participants), resources should be

poured into taking steps to change the participation process and educating residents to overcome this

barrier. Taking the time to get to know each household, finding individual ways of engaging residents, and

employing a variety of communication tactics can help establish a more inclusive approach to community

involvement.

The project’s turbulent journey to achieve a uniform vision among stakeholders suggests that intended

outcomes have become unclear. Is this a project about sustainable rainwater management? Or is this a

project about increasing community cohesion? The original proposal aims to address both matters, yet its

inability to do so indicates that collectively solving two, complex social-ecological problems with one large

project may result in an overwhelmed decision-making team. Berkes and Folke (1998) in Folke et al. (2005,

p.443) explain that “the term ‘social-ecological’ system to emphasize the integrated concept of humans

in nature and to stress that the delineation between social and ecological systems is artificial and

arbitrary.” Coupling these matters can lead to ‘holistic reductionism:’ “by incorporating more and more

aspects of a problem into the analysis in an overly reductive way, either the problem itself, aspects

thereof, or both, run the risk of being simplified or trivialized” (Olsson and Jerneck, 2018, p.2). Perhaps

combining social and ecological considerations to create more resilient and sustainable systems is

inherently faulty, or perhaps the scale at which it is done can greatly influence the results. As The Soul of

Nørrebro is a product of a design competition, the innovative and radical elements found within may have

been too far reaching for the neighborhood park scale. This speaks to the competitive and economically

oriented realm of design, which does not always necessarily benefit local citizens.

The ideas laid out in the proposal were designed to meet the requirements of the 2016 Nordic Built Cities

Challenge. Thus, the experts working on problem solving in Nørrebro could have gravitated towards

solving problems that they, the experts, knew how to solve, which may not be the problems of public

concern, overlooking the local knowledge. Instead of working on smaller projects that the community

51

chooses, plans, and designs themselves, the proposal has been focused on accomplishing a huge project

that perhaps nobody asked for, and in the end, not much has been accomplished. Moreover, conflict has

emerged as the design challenge criteria prioritized ‘smart, outstanding, and innovative’ Nordic design to

gain international recognition for excellence, yet the project relied on community involvement to achieve

real progress and implement the plan. To prevent the problematic disconnect between priorities/motives

and implementation in the future, design challenge guidelines could perhaps include ‘foresight of local

and contextual decision-making’ as one of the main criteria.

Many stakeholders involved in The Soul of Nørrebro have never been a part of a project that has engaged

so much with community members. The project is one of the first of Copenhagen’s cloudburst plans, so it

has also been a bit experimental. It has succeeded at challenging the way in which public parks are used,

and it has tackled a collaborative process that has never been done before. In spite of the project’s

setbacks and disagreements, The Soul of Nørrebro has created a project that has local anchorage, and the

team has done so through elements of collaborative decision-making. The conflict of how public green

space should be optimally used is a dilemma that society may see much more of in the years to come. The

Soul of Nørrebro has been a pertinent example of how new governance strategies and leadership can

shape the way forward when planning to adapt cities to the impending scenarios of climatic caused crises.

6.2 Concluding remarks The Soul of Nørrebro vision was honored with an ‘Award of Excellence’ for its innovative 2016 proposal

that aimed to achieve climate adaptation and resilience while adding social and recreational value through

urban renewal. Stakeholder interviews revealed, however, that the project has lost momentum, struggles

with low morale, and has encountered setbacks that may ultimately prevent core elements from being

implemented. This can partly be attributed to setbacks that are standard for urban development

challenges (unforeseen administrative dilemmas, political arguments, and the sheer amount of time,

money, and dedication that is required to settle debates about specific elements of the space). Innovative

projects risk encountering such challenges and delays, as they are recurrent in the management and

planning of novel ideas. Other struggles can be attributed to lack of transdisciplinarity in early

collaboration. The project can be criticized for its inability to fairly represent the neighborhood’s

population through the community focus group, and for the overly ambitious scale of its original plans.

Nevertheless, The Soul of Nørrebro proposal for Hans Tavsens Park and Korsgade has undeniably

facilitated synergies across multiple agendas in an attempt to create a ground-breaking plan that

reimagines the way in which public green spaces are used. It has created a platform for countless

dialogues among a wide range of stakeholders and community members, embraced different

perspectives, and encountered many new learnings.

The project addresses and is challenged by elements of adaptive governance, including: diversity,

embracing uncertainty and surprise, adaptive capacity, feedback loops, holistic and iterative thinking,

overcoming path dependency, building trust and respect, reconciling trade-offs through openness and

flexibility, taking the time to educate involved actors, addressing power disparities among members, and

engaging in transdisciplinary and reflexive collaborations from the start. The Soul of Nørrebro case study

has demonstrated that these elements make collaborative decision-making in planning extremely

difficult. This provides valuable insight that the adaptive governance approach may not be the most

economically feasible way of implementing plans. All governance approaches have shortcomings, and

adaptive governance is no different. Achieving resilient social-ecological systems is an idealized notion in

52

adaptive governance frameworks that cannot be easily defined and measured, as working towards

resilience is a continual process that will always have trade-offs and is constantly changing. Furthermore,

Boyd and Juhola (2015, p.1242) point out that the framework “does not explicitly consider the agency of

the actors but focuses more on the patterns of systemic interaction.” This may ignore critical

considerations of power among stakeholders. However, it is clear that cities transitioning to more

sustainable systems must approach governance in non-traditional ways, and planning processes that

address challenges by prioritizing collaboration and the just representation of community voices will be

well-received and promise the most honest attempt at working towards long-lasting social-ecological

resilience. As Jane Jacobs (1961, p.421) eloquently stated, “City administration needs to be more complex

in its fundamental structure so it can work more simply.”

There are several key learnings from The Soul of Nørrebro that can be applied to future green and blue

infrastructure projects considering a governance framework that prioritizes collaborative decision-

making. These principles include: emphasizing the importance for planners to think about what they can

realistically accomplish; small projects may be easier to contextualize, and thus more productive; engaging

in transdisciplinary collaborations before a proposal is made is best; integrating expert knowledge and

local knowledge is a delicate balance; collaboration will always result in trade-offs; partnerships, trust,

and respect take time to develop; funding has a way of setting the project priorities; collaboration is a

process and a long-term commitment; the planning and decision-making process is more important than

the outcome; fair representation must be prioritized; and new ways of inclusive engagement should be

explored—“Like knowledge, power is enhanced when it is shared” (Gharajedaghi, 2006, p.316).

6.3 Suggestions for future research All academic research must be critically examined. In this study, stakeholder perceptions of collaborative

decision-making are unique to The Soul of Nørrebro project. All planning projects have historical and

structural context and thus lack the ability to substantially contribute to future planning practice

(Diefenbach, 2008). Therefore, planning practice would benefit from additional empirical evidence

investigating how collaborative decision-making in adaptive governance is valuable to achieving long-term

social-ecological resilience in green and blue infrastructure projects.

Additional questions to be considered for future research that have derived from this study include:

• How does stormwater management and climate adaptation planning affect community

heritage, including traditional customs and how people relate to places?

• To what extent do different underrepresented community groups feel that they can engage

in public planning processes?

• What are the most productive and effective ways of engaging with residents who are

historically underrepresented in planning processes?

• How can cities establish reliable, well-known communication pathways so that large projects

can be instigated more easily from a community-need driven perspective?

This is a critical study of a globally renowned case study on green and blue infrastructure. The Soul of

Nørrebro has come a long way in its planning and decision-making process; the project has had small

victories along the way, and there have been challenges that can help advance similar urban design and

climate adaptation projects in the future. The lessons learned from navigating an innovative collaboration

strategy that combines expert and local knowledge are relevant for practitioners seeking new ways of

53

building climate resilience in urbanizing cities while improving livability and well-being for community

members. Participation from a wide range of local stakeholders and citizens is an integral part of re-

designing public space, as it helps create cohesive, just, and ecologically productive environments. This

study reinforces the need for planners to reconceptualize conventional ways of implementing sustainable

urban development projects to move past the rigid procedures, power dynamics, preconceived notions,

and competition embedded in government and within ourselves.

54

7. LIST OF FIGURES AND TABLES

FIGURES

Cover picture: proposed plan for Hans Tavsens Park (Nordic Built Cities Challenge, 2016, p.20)......... 1

Figure 1: the Nørrebro neighborhood in Copenhagen, Denmark (Google Maps, 2020) ....................... 9

Figure 2: project at Hans Tavsens Park and Korsgade (Nordic Built Cities Challenge, 2016, p.6) .......... 9

Figure 3: Hans Tavsens Park before the design proposal, captured in 2016 (Nordic Built Cities

Challenge, 2016, p.4) ............................................................................................................. 10

Figure 4: The Soul of Nørrebro proposed plan for Hans Tavsens Park – tranquility after a cloudburst

(SLA, 2016, p.2) ...................................................................................................................... 11

Figure 5: proposed plan for everyday and cloudburst rain will be collected in Hans Tavsens Park and

led down Korsgade to the lake (SLA, 2016, p.6, edited by the author) ................................. 12

Figure 6: Korsgade street, captured in December 2018 (Google Maps, 2020) .................................... 13

Figure 7: proposed plan for Korsgade street during torrential rain (Nordic Built Cities Challenge,

2016, p.38) ............................................................................................................................. 13

Figure 8: urban space between two school yards, captured in November 2012 (Google Maps, 2020)

............................................................................................................................................... 14

Figure 9: proposed plan for urban space between two school yards (Nordic Built Cities Challenge,

2016, p.2) ............................................................................................................................... 14

Figure 10: stakeholder engagement and project development from 2011 through estimated project

end, author’s own depiction .................................................................................................. 35

TABLES

Table 1: summary of six prominent characteristics of collaborative decision-making ................. 26

Table 2: overview of interview participants and their respective roles and responsibilities ........ 30

55

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9. APPENDICIES

Appendix A: interview questions

Opening

1. Could you briefly describe your role in the Hans Tavsens Park and Korsgade project?

2. What are you hoping to achieve as a stakeholder in this project?

Decision-making

3. In what way have you been consulted by the municipality, or other stakeholders, to give input in

the Hans Tavsens Park and Korsgade project?

4. Who do you perceive to be in charge of setting the agenda? Why?

5. What measures are taken to ensure mutual trust, respect, and solidarity among stakeholders?

6. What is the best way to reconcile different perspectives and manage conflict?

7. Has the project changed at all since creating the original proposal? In what ways?

Community participation

8. Based on your own personal experience, how would you describe efforts to involve local

community perspectives and input? Was anyone left out?

9. How did you build upon the area’s existing qualities and unique local spirit? What was the

greatest challenge of this?

10. Can you describe what the close dialogue with the area’s users and residents looked like?

11. Did you consider how the users of the park will change over time?

12. What will the long-term management and maintenance of the park look like?

13. Do you believe a collaborative approach has influenced residents’ behaviors on civic

engagement, local politics, and democracy?

Closing

14. Why do you think The Soul of Nørrebro was the winning project in the Nordic Built Cities

Challenge? How did it beat the other 145+ entries?

15. What aspects of governance and collaboration work well in this project? What would you want

to improve?

16. Which aspect of the project do you regard as the most promising, exiting, or important in terms

of achieving socio-ecological resilience?

17. Is there anything else that you would like to share about this project?

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