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www.cilas.com [email protected] Combined Analysis of the Size and Shape of Particles in the Pharmaceutical Industry 015 Introduction Many analytical methods exist for the characterization of products manufactured in the pharmaceutical industry. Measuring the size and shape of particles or emulsions is undoubtedly one of the simplest and quickest methods, but provides indispensable qualitative data to assess the feasibility of a manufacturing process or the final effectiveness of a formulation. Measuring size and shape is part of the precise requirements of the standards taken as the basis for the assessment of the possibilities for particle size analysis techniques and the benefits of morphological analysis for this application. The pharmaceutical industry and standards All of the activities of the pharmaceutical activity are controlled to ensure that the production of drugs is as safe as possible. All of the phases in the manufacture of a drug must therefore meet the requirements of the Food and Drug Administration (FDA). The most common standards are the USP standards (United States Pharmacopeia). These standards standardize the methods used to measure physical and chemical properties or the use of pharmaceutical products based on ISO standards (International Standardization Organization). Standards ISO 13320 and 13322 These standards indicate the particularities of the equipment required for the analysis of the size of particles by diffraction laser and the analysis of images obtained using optical microscopy. These standards particularly include a few recommendations on the type of solvents required for the dispersion of particles, recommendations on equipment (figure 1) and the calibration of equipment, the application of the theories of Mie or Fraunhofer and the values of variation coefficients to be applied for repeatability and reproducibility measurements or to statistics for morphological analysis (figure 2). The table shown in figure 2 indicates an estimation of the number of particles to be analyzed in order to obtain a statistical measurement of particle size based on image analysis. The measurement of 60,000 particles appears appropriate for a statistical determination of size. Figure 1 : Diagram of a laser particle size analyzer [1] Figure 2 : Recommendations for a representative morphological analysis [2]

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Page 1: Combined Analysis of the Size and Shape of Particles in ......info.particle@cilas.com Combined Analysis of the Size and Shape of Particles in the Pharmaceutical Industry 015 Introduction

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Combined Analysis of the Size and Shape of Particles in the Pharmaceutical Industry

015

Introduction

Many analytical methods exist for the characterization of products manufactured in the pharmaceutical

industry. Measuring the size and shape of particles or emulsions is undoubtedly one of the simplest and

quickest methods, but provides indispensable qualitative data to assess the feasibility of a manufacturing

process or the final effectiveness of a formulation.

Measuring size and shape is part of the precise requirements of the standards taken as the basis for the

assessment of the possibilities for particle size analysis techniques and the benefits of morphological analysis for this application.

The pharmaceutical industry and standards

All of the activities of the pharmaceutical activity are controlled to ensure that the production of drugs is

as safe as possible. All of the phases in the manufacture of a drug must therefore meet the requirements

of the Food and Drug Administration (FDA).

The most common standards are the USP standards (United States Pharmacopeia). These standards standardize the methods used to measure physical and chemical properties or the use of pharmaceutical

products based on ISO standards (International Standardization Organization).

Standards ISO 13320 and 13322

These standards indicate the particularities of the

equipment required for the analysis of the size of

particles by diffraction laser and the analysis of

images obtained using optical microscopy.

These standards particularly include a few

recommendations on the type of solvents required for

the dispersion of particles, recommendations on

equipment (figure 1) and the calibration of equipment,

the application of the theories of Mie or Fraunhofer

and the values of variation coefficients to be applied

for repeatability and reproducibility measurements or

to statistics for morphological analysis (figure 2).

The table shown in figure 2 indicates an estimation of

the number of particles to be analyzed in order to

obtain a statistical measurement of particle size

based on image analysis. The measurement of

60,000 particles appears appropriate for a statistical

determination of size.

Figure 1: Diagram of a laser particle size analyzer [1]

Figure 2: Recommendations for a representative morphological analysis [2]

Page 2: Combined Analysis of the Size and Shape of Particles in ......info.particle@cilas.com Combined Analysis of the Size and Shape of Particles in the Pharmaceutical Industry 015 Introduction

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Standards USP <429>, USP <776> and <1058> Standard 21 CFR Part 11

The importance of the morphology of particles can, for

example, be demonstrated by the representation of the intrinsic viscosity of the solution, which influences the

thixotropic behavior of a viscous solution [6].

Figure 3 shows changes to this size based on aspect

ratio for particles at constant concentrations and

volumes. This representation demonstrates a rapid

increase in intrinsic viscosity when the particles have a

strong shape anisotropy. This property can have a

significant impact on the cream or pomade formulation.

Compactation phenomena are directly related to size and

shape parameters (figure 4). The control of these

parameters therefore enables improvements to

manufacturing and compacting processes [7-9].

These particle size and morphological data

are also important as they influence the dissolution, bio-availability and therefore

effectiveness of the pharmaceutical

preparations.

Figure 4: Microscopic observations of a sample with an inhomogeneous shape

Figure 3: Influence of the shape on intrinsic viscosity

The benefits of analyzing the size and morphology of particles

The first two USP standards [3-4] include the

content of the above ISO standards.

Standard USP <1058> [5] covers IQ (Installation

Qualification), OQ (Operational Qualification) and

PQ (Performance Qualification) processes.

The IQ-OQ-PQ validation plans provided by

CILAS are used to install and maintain instruments in accordance with the GMP (Good

Manufacturing Practices) required by the WHO

(World Health Organization)

Regulation 21 CFR Part 11 defines the bases for

the electronic signatures on documents transmitted

to the FDA (Food and Drug Administration).

This standard:

-Speeds up the exchange of information

-Improves data searches

-Reduces errors and variability-Reduces data storage costs

SizeExpert software meets the requirements of the

standards and mainly manages multi-level access.

0

2

4

6

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22

24

0 0.2 0.4 0.6 0.8 1

Aspect Ratio (AR)

Intr

ins

ic v

isc

os

ity,

[ ηη ηη]

AR = 0.2

AR = 0.5AR = 1

AR = 0.1

0

2

4

6

8

10

12

14

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18

20

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24

0 0.2 0.4 0.6 0.8 1

Aspect Ratio (AR)

Intr

ins

ic v

isc

os

ity,

[ ηη ηη]

AR = 0.2

AR = 0.5AR = 1

AR = 0.1

Page 3: Combined Analysis of the Size and Shape of Particles in ......info.particle@cilas.com Combined Analysis of the Size and Shape of Particles in the Pharmaceutical Industry 015 Introduction

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Figure 4: Particle size distributions for an active ingredient and excipients

Most compounds used for their pharmaceutical properties, active ingredients or excipients, are in powder

or emulsion form.

Depending on the circumstances, the particle size distributions obtained by diffraction laser can be

measured using dry or wet modes.

Figure 5 shows the particle size distributions of an active ingredient, domperidone, and excipients,

aluminum and silicon oxides (alumina and silica) and magnesium carbonate

A few examples of particle size distribution measurements for compounds used in the pharmaceutical industry

a) b)

D10 = 7.1 µm, D50 = 11.7 µm, D90 = 16.6 µm

Figure 5: Processing of an image of a microemulsionused in cosmetics

a) original image b) processed image

In the case shown in figure 5.a, a concentrated emulsion has been placed on a microscope plate. The specimen

was carefully prepared in view of obtaining fully separated

drops and ensuring optimal conditions for the analysis.

For this type of image, digital processing (figure 5.b)

involves thresholding to convert the image into black and

white. A selection filter was then applied to select isolated

particles and exclude agglomerates. In the example

shown, the filter applied allowed the most spherical particles to be selected.

The size of the drops of this emulsion was determined on the

basis of the analysis of 1049 particles. The corresponding

particle size distribution is shown in figure 6. The typical diameters of this monomode and monodisperse

distribution are as follows:

Figure 6: Particle size distribution of a micro-emulsion

0

1

2

3

4

5

0.1 1 10 100

Particle size (µm)

Vo

lum

e (

%)

0

20

40

60

80

100Histogram

Cumulative curve

0

1

2

3

4

5

6

0.1 1 10 100

Particle size (µm)

Vo

lum

e (

%)

Alumina

Silica

Magnesium carbonate

0

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16

0.1 1 10 100 1000

Particle size (µm)

Vo

lum

e (

%)

Page 4: Combined Analysis of the Size and Shape of Particles in ......info.particle@cilas.com Combined Analysis of the Size and Shape of Particles in the Pharmaceutical Industry 015 Introduction

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Whether handling emulsions, dry powders or powders dispersed in a liquid, diffraction

laser particle size analysis combined with morphological analysis is an indispensable

tool at all phases in the life of a drug.

Research and development phases, the request for marketing authorization or the

acceptance inspection of raw materials or the inspection of the quality of the

production of pharmaceutical preparations can be analyzed using these methods.

Conclusion

References

[2] International Standard , ISO 13322-1, “Particle Size Analysis - Image Analysis

Methods Part 1 : Static Image Analysis Methods”

[3] United State of Pharmacopeia : USP <429> Light Diffraction Measurement of

Particle Size

[4] United State of Pharmacopeia : USP <776> Optical Microscopy

[5] United State of Pharmacopeia : USP <1058> Analytical Instrument Qualification

[1] International Standard , ISO 13320-1, “Particle Size Analysis - Laser Diffraction

Methods”, General Principles

[8] What is the role of particle morphology in pharmaceutical powder aerosols

Expert Opinion on Drug Delivery, Volume 5, Number 8, pp. 909-914, (2008)

[6] Intrinsic viscosity and the polarizability of particles having a wide range of shapes

Advances in Chemical Physics, Volume XCI, (1995)

[7] Compaction Simulator Studies of a New Drug Substance: Effect of Particle Size and Shape, and Its Binary Mixtures with Microcrystalline Cellulose

Pharmaceutical Development and Technology, Volume 1, Issue 2, p. 119-126, (1996)

[9] Divided solids characterization as part of pharmaceutical development

STP Pharma pratiques, Volume 13, Number 4, p. 245-251, (2003)