compensation program guide
TRANSCRIPT
8/13/2019 Compensation Program Guide
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CCoommppeennssaattiioonn PPr r ooggr r aamm GGuuiiddee
8/13/2019 Compensation Program Guide
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6054 Drexel Avenue
Chicago, IL 60637Phone: 773-702-8900
Web site: hr.uchicago.edu
Table of Contents
Overview ................................................................................................................................................................................. 3
Staff Compensation Philosophy .............................................................................................................................................. 3
Classification System ............................................................................................................................................................... 3
New Job Coding System .......................................................................................................................................................... 4
Job Descriptions ...................................................................................................................................................................... 5
Market Data ............................................................................................................................................................................ 5
Compensation Procedures ...................................................................................................................................................... 6
1) Classifications .............................................................................................................................................................. 6
2) Base Pay Adjustments ................................................................................................................................................. 7
3) Non-Union Incentives/Bonuses .................................................................................................................................. 8
4) Temporary Arrangements ........................................................................................................................................... 9
5) Local 743 Union ......................................................................................................................................................... 10
6) Data Updates ............................................................................................................................................................ 11
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Overview
The University of Chicago seeks to recognize the unique contributions of each employee by providing a competitive
compensation package that ties the application of knowledge and skills to the achievement of the University's strategic
goals.
The Compensation Program strives to:
Be competitive with the marketplace and promote equity within the University;
Meet the University's business needs and follow the University's compensation philosophy;
Be service oriented and easy to use for supervisors and employees; and
Ensure compliance with federal and state laws and regulations through a streamlined and consistent set of job
descriptions.
Staff Compensation Philosophy
The University of Chicago is committed to providing a comprehensive total rewards program to attract, retain, and
reward highly qualified, diverse, and productive employees. The total rewards program emphasizes alignment of
employee efforts to support the University's mission of discovering, improving, and disseminating knowledge. The
components of the program include compensation, benefits, learning and development opportunities, work-life balance
and recognition of employee performance. The University strives to be externally competitive in relevant labor markets
while encouraging internal equity. The program also promotes fiscally responsible pay decisions, encourages efficient
use of University resources and ensures compliance with applicable legal and contractual requirements.
Classification System
The University of Chicago is a large, complex, and decentralized workplace. Such a unique work environment results in a
large number of staff members, with a wide variety of skill sets, knowledge and experience, and a broad range and
diversity of positions. The classification system provides a consistent structure that recognizes fluctuations in the market
value of staff jobs and rewards high performance.
The University of Chicago Compensation Program groups staff jobs requiring similar competencies into “families” based
on their comparable functions and required skills. Similar staff jobs are aligned both hierarchically and across job
families. The organization of the system is intended to assist University Managers in succession planning, and to recruit
and retain staff employees. The system also allows staff employees to view position descriptions and target skills neededfor advancement opportunities.
Within the classification system, jobs have standardized descriptions and are organized into career tracks within larger
job families. A job family is a group of jobs having the same nature of work but requiring different levels of skill, effort,
responsibility, or working conditions. Career tracks are a series of progressive levels within job families where the nature
of the work is similar and the levels represent the University's requirements for increased skill, knowledge, and
responsibility as an employee advances along a career path. For example, the Accounting career track in the Finance job
family contains the following jobs: Accountant 1, Accountant 2, Accountant 3, Accounting Supervisor, Accounting
Manager, and Accounting Director.
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New Job Coding System
A B CD E F
Job Family and
Job Search Criteria
Career Track within a
Job Family
Number of a Job
within a Career Track
EEO Level Benefits Eligibility
and FLSA Status
DIGIT A – Job Family and Job Search Criteria
Digit A Job Family
A Administration and Business
B Healthcare and Medical Services
C Communications
D Development & Alumni Relations
E Executive
F Facilities
G Customer Service and Sales H Human Resources
I Information Technology
J Religious Services
K Library
L Legal & Regulatory Affairs
M Museum and Arts Administration
N Finance
P Police and Security
R Research
S Student Affairs and Services
T Teaching and Education
DIGIT B – Career Track within a Job Family
A – Z
DIGIT CD – Number of a job within a Career Track
00 – 99 (Consider using 10s first – 10, 20, 30, then split for additional jobs – 15, 25, etc.)
DIGIT E – EEO Level
Digit EEO Category
0 Executive/Senior Level Officials and Managers
1 First/Mid Level Officials and Managers
2 Professionals
3 Technicians
4 Sales Workers
5 Administrative Support Workers
6 Craft Workers
7 Operatives
8 Laborers and Helpers
9 Service Workers
DIGIT F – Benefits Eligibility and FLSA Status
(Placeholders: A-Exempt; B-Non-Exempt until identified
with an employee)
A – Benefits Eligible/Exempt
B – Benefits Eligible/Non-Exempt
C – Benefits Ineligible/Exempt
D – Benefits Ineligible/ Non-Exempt
E – 8 Hour Shift/ Union
F – 8 Hour Shift/ Non-Union
T – Time & Attendance
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Job Descriptions
Each staff job classification has a standardized job description that describes the work performed in general terms. A job
description highlights the most important features of a job; it may not describe specific duties related to an employee's
position. Job descriptions include a job title, job family and job family levels (if applicable), job summary, and minimum
required qualifications. The standardized job descriptions are compliant with federal and state employment laws withspecial emphasis on the Fair Labor Standards Act, Affirmative Action & Equal Employment Opportunity laws, and the
American with Disabilities Act. All standardized job descriptions are available on the UChicago Career Planner Website.
Market Data
To ensure salaries are competitive with the marketplace—with what people outside the University are earning for
comparable jobs—the University reviews pay data from salary surveys covering universities and other organizations withwhom it competes for employees. This “market pricing” approach provides a simplified compensation system that can
more readily accommodate frequent organizational and job/role changes and employee skill growth, characteristic of
today's workplace. It places greater emphasis on competitiveness with the external market and allows the University to
align its pay practices more precisely with the market at the individual position level.
Annually, pay data is obtained and reviewed for each job classification. In some cases, positions that are in very high
demand are reviewed more often to ensure that we are keeping pace, as appropriate. The University determines what
to pay for jobs by ensuring pay is competitive and fair internally and externally. Human Resources Administrators will be
able to access internal and external salary data to ensure fair and competitive staff compensation rates.
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Compensation Procedures
The processes for submitting staff compensation-related requests to Compensation can be found by
referencing the following tables. In some instances, other Human Resource Services departments may be
involved in the processing and approval of the request.
Category 1) Classifications
Sub-Category 1.1 New Position 1.2 Vacancy 1.3 Reclassification
Definition 1.1.1 A position not currently or
previously held by an employee.
Results in a hire, demotion,
transfer, or promotion
1.2.1 Unfilled or soon to be
unoccupied position that is
already assigned a job
classification.
1.3.1 An employee is slotted into a
newly created position due to a
department’s
reorganization resulting from new
technology and/or developments
in the field or because
University/business needs have
changed and/or to create greater
workflow efficiency, AND there is
only one employee in thedepartment who is eligible,
qualified and could be considered
for the new position. If there are
other employees similarly
situated, and therefore possible
candidates, the position must be
posted and a competitive
selection process must be
completed.
Required
Documentation
UChicago Jobs
Requisition
UChicago Jobs
Requisition
UChicago Jobs
Requisition
Post in UChicago
Jobs?Yes Yes No
Decision Criteria Newly created job
Additional employees are
requested because of a
business need /reorganization
Others in job code in
department are eligible to
apply
An employee left the position
and an employee is
needed to replace him/her
Job duties significantly changed
and old job is not being filled (If
old job is being filled, request is
for a new position - see 1.1)
Other employees similarly
situated are not eligible to apply
or there are no other
employees similarly situated
Approver Compensation Compensation Compensation
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Category 2) Base Pay Adjustments
Sub-Category 2.1 Equity2.2 Compensation for
New Duties2.3 Counter Offer
Definition 2.1.1 Internal Equity: A
change in an
employee's base paydue to the pay
relationships among
positions in a job
classification within a
single unit in the
University or among all
positions in the
University within the
same job classification
2.1.2 External Equity: A
change in an
employee's base paydue to the relationship
between the pay of a
job and the prevailing,
external market rates
for comparable
positions, as
determined by market
pricing
2.2.1 A base pay
adjustment for an
employee based on theemployee performing new
duties on an ongoing basis
2.3.1 A base pay
adjustment for a current
employee to retain himor her after receiving job
offer from another
company or another
School/Division/Unit
(not department)
Required
Documentation
UChicago Jobs
Requisition, including a
rationale for request inthe notes field
UChicago Jobs
Requisition, including a
rationale for request inthe notes field
UChicago Jobs
Requisition, including a
rationale for request in thenotes field
UChicago Jobs
Requisition, including a
rationale for request inthe notes field
Post in
UChicago Jobs?No No No No
Decision Criteria Pay in relation to
others in job
classification in unit
and/or University
Maintenance of Equal
Employment
Opportunity
Education,
experience,knowledge, skills, and
abilities
Market data Job has changed but
not significantly enough
to warrant
reclassification
Other employees
similarly situated are
not eligible to apply or
there are no other
employees similarlysituated
Maintenance of Equal
Employment
Opportunity
Reasonableness of
request
Approver Compensation Compensation Compensation Compensation
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Category 3) Non-Union Incentives/Bonuses
Sub-Category 3.1 Incentive/Bonus for Monthly
Employees
3.2 Incentive/Bonus for Non-union,
Biweekly employees
Definition 3.1.1 Incentive for
Monthly Employees: A
pay plan that is designed
to reward theaccomplishments of
specific results. An
incentive payment is tied
to specific results which
are identified at the
beginning of a
performance cycle. An
incentive plan is forward-
looking in contrast to a
bonus; it is a
nondiscretionary lump-
sum payment in addition
to an employee’s base
pay.
3.1.2 Bonus for Monthly
Employees: A pay plan
that is designed to
reward an employee'sspecial efforts and high
level of performance on
projects or special
assignments. A bonus is
an after-the-fact
discretionary lump-sum
payment in addition to an
employee’s base pay.
3.2.1 Incentive for Non-
union, Biweekly
Employees: A pay plan
that is designed toreward the
accomplishments of
specific results. An
incentive payment is tied
to specific results which
are identified at the
beginning of a
performance cycle. An
incentive plan is
forwardlooking in
contrast to a bonus; it is a
nondiscretionary lump-
sum payment in addition
to an employee’s base
pay.
3.2.2 Bonus for Non-
union, Biweekly
Employees: A pay plan
that is designed toreward an employee's
special efforts and high
level of performance on
projects or special
assignments. A bonus is
an ‘after-the-fact’
discretionary lump-sum
payment in addition to an
employee’s base pay.
Required
Documentation
Monthly Extra Service
Payment Request Form,
documentation to justify
request
Monthly Extra Service
Payment Request Form,
documentation to justify
request
Biweekly Additional
Payment Form,
documentation to justify
request
Biweekly Additional
Payment Form,
documentation to justify
request
Post in
UChicago Jobs? No No No No
Decision Criteria Documentation is
sufficient to justify
request
Frequency of request is
no more than 1 per
person per project or
year
Amount is up to $2,000
and not a repeated
request
If amount is over$2,000, reasonableness
of request is judged
Incentive Plan has been
approved by HRS
Documentation is
sufficient to justify
request
Frequency of request
is no more than 1 per
person per project or
year
Amount is up to
$2,000 and not a
repeated request
If amount is over$2,000,
reasonableness of
request is judged
Documentation is
sufficient to justify
request
Frequency of request is
no more than 1 per
person per project or
year
Amount is up to $2,000
and not a repeated
request
If amount is over$2,000, reasonableness
of request is judged
Incentive Plan has been
approved by HRS
Documentation is
sufficient to justify
request
Frequency of request is
no more than 1 per
person per project or
year
Amount is up to $2,000
and not a repeated
request
If amount is over$2,000,
reasonableness of
request is judged
Approver Records Records Records Records
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Category 4) Temporary Arrangements
Sub-Category 4.1 Temporary Compensation for Additional Duties4.2 Temporary
Employment
Definition 4.1.1 Performing
Additional Duties Outside
Scope of Primary Job
Responsibilities: A lump-sum payment (exempt
employees) or hourly
payment (non-exempt
employees) that is used
to recognize performance
of unusual duties outside
the scope of one's
primary job
responsibilities, but in the
same unit
4.1.2 Performing
Additional Duties for
Another Unit: A lump-sum
payment (exemptemployees) or hourly
payment (non-exempt
employees) that is used to
recognize performance of
unusual duties/special
projects outside the
employee's unit
4.1.3 Performing Duties of
a Vacant Position
(Acting/Interim): A lump
sum payment (exemptemployees) or hourly
payment (non-exempt
employees) for a person
who has temporarily
assumed major
responsibility for, and
performance of, a vacant
position (in addition to
performing his/her regular
job duties)
4.2.1 A request to hire an
individual on a temporary
basis
Required
Documentation
Monthly Extra Service
Payment Request Form(exempt employees) or
Biweekly Additional
Payment Form (non-
exempt employees),
documentation to
justify request
Monthly Extra Service
Payment Request Form(exempt employees) or
Biweekly Additional
Payment Form (non-
exempt employees),
documentation to
justify request
Monthly Extra Service
Payment Request Form(exempt employees) or
Biweekly Additional
Payment Form (non-
exempt employees),
documentation to justify
request
Temporary Employment
Form, job description, newhire paperwork
Post in
UChicago Jobs?
No No No Only if requested by a
department. This is
typically done when a
department needs to
recruit for the position.
Criteria for
Decision
Documentation is
sufficient to justify
request
Work involves a special
project or duties being
performed more than
1 day per week
Work was either
requested or approved
by the employee's
supervisor
Additional work is
performed on a short-
term basis
Documentation is
sufficient to justify
request
Work involves a special
project or duties being
performed no more than
3 days per month
Permission to perform
the duties was granted
by employee's primary
unit
Additional work is
performed on a short-
term basis
Rate should have a
beginning and an end
date
Documentation is
sufficient to support that
someone has vacated a
position and the work
needs to be completed
while the job search is
being conducted
Compensation
corresponds to the
percent of effort given to
the secondary duties
Completeness of forms
Pay requested is within
pay range for
classification
If performing exempt
duties, pay meets salary
threshold
Approver Records Records Records
Records (if the
exemption status of a job is
uncertain - Compensation)
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Category 5) Local 743 Union
Sub-Category 5.1 Bonus for a Local 743
Employee
5.2 Local 743 Equity/Market
Adjustment Request
5.3 Local 743 Request in Schedule
Workweek
Definition 5.1.1 A type of lump-sum
payment, separate from base pay,
that is used to Labor Relationsreward Local 743 employees for
exceptional achievement,
exceptional service, budget
savings, or special projects
5.2.1 An increase in the hourly rate
of an employee to correct an
internal wage rateinequity/compression which may
have occurred between Local 743
employees in similar positions
within the same unit or to attract
or retain Local 743 employees with
special skills or experience that is
uniquely critical to the unit in
comparison to the external market
5.3.1 A request to change a Local
743 employee's weekly work
schedule from 37.5 hours to 40hours
Required
Documentation
Bonus Request Form - Local
743 Employees,
documentation to justify request
Local 743 Equity/Market
Adjustment Request Form,
memo detailing the reason for
the request, including any
other supporting documentation
Request for Increase in
Scheduled Workweek Form
Post in
UChicago Jobs?
No No No
Criteria for
Decision
Documentation is sufficient to
justify request
Amount is up to $500
Documentation is sufficient to
justify request
Pay in relation to others
similarly situated
Relevant experience
Market data
Completeness of form
Approver Labor Relations Local 743 Equity Committee
(Submit to Labor Relations)
Labor Relations
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Category 6) Data Updates
Sub-Category 6.1.1 Personal Data Updates,
Change in Hours in
Proportion to Salary, Funding
Distribution Changes
Definition General updates to employee/job
information that do not require
approval of Compensation PAF
Required
Documentation
PAF
Post in
UChicago Jobs?
No
Criteria for
Decision
Request is submitted by
deadlineInformation on PAF is accurate
Approver Records