complementation in functional discourse grammar kees hengeveld amsterdam center for language and...

127
Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

Upload: maryann-white

Post on 12-Jan-2016

241 views

Category:

Documents


1 download

TRANSCRIPT

Page 1: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

Complementation in Functional Discourse Grammar

Kees HengeveldAmsterdam Center for Language and

Communication

Page 2: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

2

Introduction

- Earlier work on adverbial subordination (Hengeveld 1997) led to the identification of three parameters that govern the selection of deranked (≈non-finite) and/or balanced (≈finite) verb forms in adverbial clauses- These parameters were defined independently of the adverbial nature of the clauses studied, and should therefore be equally applicable to complement clauses

Page 3: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

3

Introduction

- The current paper tests this prediction by applying the parameters concerned to the systems of complementation in the languages of the same sample that was used for adverbial subordination.- In doing so I will also apply some new insights that have come out of work on Functional Discourse Grammar (Hengeveld & Mackenzie (2008), which allow for a more systematic treatment.

Page 4: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

4

Introduction

Page 5: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

5

Introduction

Some recurrent abbreviations:CC = complement clauseCTP = complement taking predicate

Page 6: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

6

Contents

1. Layering in Functional Discourse Grammar2. Layers and CCs3. Initial prediction4. Layers and the typology of CCs5. Factuality and the typology of CCs6. Presupposedness and the typology of CCs7. Interaction between layers, factuality, and presupposedness8. Conclusions

Page 7: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

1. Layering in Functional Discourse Grammar

Page 8: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

Frames, Lexemes,Primary operators

Templates,Auxiliaries, Secondary operators

Interpersonal Level

Representational Level

Formulation

Morphosyntactic Encoding

Morphosyntactic Level

Phonological Encoding

Phonological Level

Prosodic patterns,Morphemes, Tertiary operators

Page 9: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

Frames, Lexemes, Primary operators

Templates,Auxiliaries, Secondary operators

Interpersonal Level

Representational Level

Formulation

Morphosyntactic Encoding

Morphosyntactic Level

Phonological Encoding

Phonological Level

Prosodic patterns,Morphemes, Tertiary operators

Page 10: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

Frames, Lexemes, Primary operators

Templates,Auxiliaries, Secondary operators

Interpersonal Level

Representational Level

Formulation

Morphosyntactic Encoding

Morphosyntactic Level

Phonological Encoding

Phonological Level

Prosodic patterns,Morphemes, Tertiary operators

Page 11: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

11

Interpersonal Level

(π M1: [

Move(π A1: [

Discourse Act(π F1)

Illocution

(π P1)S

Speaker

(π P2)A

Addressee(π C1: [

Communicated Content

(π T1)Φ

Ascriptive Subact

(π R1)Φ

Referential Subact

] (C1)Φ

Communicated Content] (A1)Φ

Discourse Act] (M1))

Move

Page 12: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

12

Representational Level(π p1:

Propositional Content

(π ep1:

Episode(π e1:

State-of-Affairs

[(π f1: [Configurational Property

(π f1)Lexical Property

(π x1)Φ

Individual

] (f1))Configurational

Property(e1)Φ])

State-of-Affairs(ep1))

Episode(p1))

Propositional Content

Page 13: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

13

Operators and modifiers

- A layer can be further specified in two different ways, through operators (π) and modifiers (σ) These grammatical strategies are different, but the semantic effects are comparable. Some examples:

Page 14: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

14

Operators and modifiers

(π p1: [.....] (p1))

π = InferHe must be home.

( p1: [.....] (p1): σ (p1) σ = apparently

Apparently he is home

Page 15: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

15

Operators and modifiers

(π e1: [.....] (p1))

π = HabHe used to arrive late.

( e1: [.....] (p1): σ (p1) σ = normally

He normally arrives late

Page 16: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

16

Layers and complementation

- Layers can also occur as arguments of CTPs, and thus be the pragmatic and/or semantic counterpart of complement clauses- Every layer stands for a certain entity type, such as ‘propositional content’, ‘state-of-affairs’, etc.- The semantics of the CTP determines with which entity type it can combine, e.g.

Page 17: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

17

Layers and complementation

(CTP) (π p1: [.....] (p1): σ (e1))ϕ

CTP = seemIt seems that he is home

(CTP) (π e1: [.....] (e1): σ (e1))ϕ

CTP = customaryIt is customary for him to arrive late

Page 18: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

18

Operators, modifiers, CTPs

- As a result of this approach, interpersonal and representational layers can be interpreted as a classification of CCs, with a steadily decreasing degree of internal complexity the lower one gets in the hierarchical structure.- At the same time, the underlying layers predict what kind of distintions can and cannot be expressed in CCs of these different types, as the lower one gets, the more operator and modifier positions are lost.

Page 19: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

2. Layering and complement clauses

Page 20: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

20

Interpersonal layers underlying complement clauses

(π M1: (π A1: [… (π C1: [(T1) (R1)] (C1): Σ (C1))] (A1): Σ (A1)) (M1): Σ (M1))

ex. CTP conclude(π A1: [… (π C1: [(T1) (R1)]

(C1): Σ (C1))] (A1): Σ (A1))

ex. CTP go_without_saying

(π C1: [(T1) (R1)] (C1): Σ (C1))

ex. CTP say

Page 21: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

21

M-complement

(f1: [(f2: concludeV (f2)) (x1)A (M1: [(A1), (A2) ... ] (M1) Σ (M1 ))U] (f1))

While it is difficult to make generalizations about such a diverse public, it is easy to conclude [that, in sum these actions have led to a net loss of vegetative cover relative to pre-settlement condi-tions, as well as a substantial change in the type of vegetation present. At the same time, public consciousness regarding the importance of urban vegetation has certainly risen in the last ten years, although how much of that awareness has translated into changed behavior vis a vis urban plants in Quito is an open question.] (Internet)

Page 22: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

22

A-complement

(f1: [(f2: go_without_sayingV (f2)) (A1: [... (C1)] (A1): Σ (A1))U] (f1))

It goes without saying [that, in addition (*in sum), issues such as quality and a customer-oriented approach will be kept in mind.] (Internet)

Page 23: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

23

C-complement

(f1: [(f2: sayV (f2)) (x1)A (C1: [(T1) (R1)] (C1): Σ (C1 ))U] (f1))

He said [that reportedly (*in addition) there was some history of threats of domestic abuse in the family.] (Internet)

Page 24: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

24

Representational layers underlying complement clauses

(π p1: (π ep1: (π e1: (π f1: [(f2) (x1)] (f1): σ (f1)) (e1): σ (e1)) (ep1): σ (ep1)) (p1): σ (p1))

(ex. CTP believe)(π ep1: (π e1: (π f1: [(f2) (x1)] (f1): σ (f1)) (e1): σ (e1))

(ep1): σ (ep1))

(ex. CTP be_possible) (π e1: (π f1: [(f2)

(x1)] (f1): σ (f1)) (e1): σ (e1))

(ex. CTP see)

(π f1: [(f2) (x1)] (f1): σ (f1))

(ex. CTP continue)

Page 25: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

25

p-complement

(f1: [(f2: believeV (f2)) (x1)A (p1: (ep1) … (ep2) (p1): σ (p1))U] (f1))

We believe [that possibly (*reportedly) as much as 60 percent (or more) of the population already believe [that the government is hiding what they know about worldly visitors.] (Internet)

Page 26: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

26

ep-complement

(f1: [(f2: possibleAdj (f1)) (ep1: (e1) … (e2)) (ep1): σ (ep1))U] (f1))

It is possible [that later today or tomorrow (*probably) she will cover for the Loch Fyne allowing her larger fleet mate to go for her annual overhaul].

Page 27: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

27

e-complement

(f1: [(f2: wantV (f2)) (x1)A (e1: (f3: … (f3)) (e1): σ (e1))U] (f1))

Lili wanted me [to come over after lunch (*yesterday)]. (Internet)

Page 28: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

28

f-complement

(f1: [(f2: continueV (f2)) (x1)A (f3: [(f4) (x1)A] (f3): σ (f3))U] (f1))

The police continued [to shoot indiscriminately into the crowd (*after lunch)]. (Internet)

Page 29: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

3. Initial prediction

Page 30: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

30

Initial prediction

- The higher the highest layer underlying a complement clause is, the more likely it is that the verb form it contains is a balanced one. - The lower the highest layer underlying a complement clause is, the more likely it is that the verb form it contains is a deranked one.

Page 31: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

31

Initial prediction

- A balanced verb form is one that can be used in a main clause. - A deranked verb form is one that can only be used in a subordinate clause.

Page 32: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

32

Initial prediction

- Explanation 1: The higher the highest layer underlying a complement clause is, the more operator positions it contains. The operators occupying these positions have to be expressed, generally on the verb.- Explanation 2: The higher the highest layer underlying a complement clause is, the more the complement clause is like a main clause.

Page 33: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

4. Layering and the typology of complement clauses

Page 34: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

34

The entity type hierarchy

f ⊃ e ⊃ ep ⊃ p⊃ C (⊃ A ⊃ M)

The more to the right on the hierarchy the highest layer is that a CC expresses, the more likely it is that this CC contains a balanced verb form

The more to the left on the hierarchy the highest layer is that a CC expresses, the more likely it is that this CC contains a deranked verb form

Page 35: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

35

CCs, CTPs and layers

f e ep p CPhase

continuePerception

seeCertainty

be_certainBelief

believeAssertion

say

Page 36: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

36

The entity type hierarchyf

Phasee

Perceptionep

Certaintyp

BeliefC

AssertionAbkhaz + + + + +English + + +/– +/– +/–Dutch + + – +/– +/–Spanish + + – +/– –Basque + + – – –Polish + – – – –Greek – – – – –

Page 37: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

37

The entity type hierarchy: Immediate perception

Page 38: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

38

The entity type hierarchyf

Phasee

Perceptionep

Certaintyp

BeliefC

AssertionAbkhaz + + + + +English + + +/– +/– +/–Dutch + + – +/– +/–Spanish + + – +/– –Basque + + – – –Polish + – – – –Greek – – – – –

Page 39: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

39

The entity type hierarchy?f

Phasee

Perceptionep

Possibilityp

BeliefC

AssertionAbkhaz + + + + +English + + – +/– +/–Dutch + + – +/– +/–Spanish + + – +/– –Basque + + – – –Polish + – – – –Greek – – – – –

Page 40: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

40

The entity type hierarchy?

English

(1) a. It is certain that Tom will come.b. Tom is certain to come.

(2) a. It is possible that Tom will come.b. *Tom is possible to come.

Page 41: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

5. Factuality and the typology of complement clauses

Page 42: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

42

Factuality

- In some languages there is a major division between complement clauses that are factual in nature and those that are not. - Factuality is a cover term that hosts distinctions that apply in different ways to the different entity types.

Page 43: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

43

FactualityFactual Non-factual

C Endorsed by the speaker Not endorsed by the speakerp True Not trueep Real Not reale Realized Not realizedf Applicable Not applicable

Page 44: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

44

Factual and non-factual CCs

f e ep p CFactual Phase

continue

Percep-tionsee

Cer-tainty

certain

Belief

believe

Asser-tionsay

Non-factual

-- Wanting

want

Possi-bility

possible

Doubt

doubt

Ques-tionask

Page 45: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

45

The factuality hierarchy

factual ⊃ non-factual

Non-factual CCs are more likely to contain a balanced verb form than factual CCs.

Factual CCs are more likely to contain a deranked verb form than non-factual CCs.

Page 46: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

46

The factuality hierarchy

Explanation:

There is a tendency in languages to mark the non-factual rather than the factual status of a complement clause explicitly, e.g. by means of a subjunctive

Page 47: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

47

Factual and non-factual CCs

f e ep p CFactual Phase

continue

Percep-tionsee

Cer-tainty

certain

Belief

believe

Asser-tionsay

Non-factual

Wanting

want

Possi-bility

possible

Doubt

doubt

Ques-tionask

Page 48: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

48

The factuality hierarchy

ePerception

eWanting

Chuvash + +

Irish + +/–

Armenian +/– +/–

Polish – +/–

Albanian +/– –

Maltese – –

Page 49: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

49

Factual and non-factual CCs

f e ep p CFactual Phase

continue

Percep-tionsee

Cer-tainty

certain

Belief

believe

Asser-tionsay

Non-factual

Wanting

want

Possi-bility

possible

Doubt

doubt

Ques-tionask

Page 50: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

50

The factuality hierarchy

epCertainty

epPossibility

Turkish + +

Latin + +/–

Finnish +/– +/–

English +/– –

Armenian – –

Page 51: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

51

Factual and non-factual CCs

f e ep p CFactual Phase

continue

Percep-tionsee

Cer-tainty

certain

Belief

believe

Asser-tionsay

Non-factual

Wanting

want

Possi-bility

possible

Doubt

doubt

Ques-tionask

Page 52: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

52

The factuality hierarchy

pBelief

pDoubt

Turkish + +

Latin + +/–

Georgian +/– +/–

Danish +/– –

Hungarian – –

Page 53: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

53

Factual and non-factual CCs

f e ep p CFactual Phase

continue

Percep-tionsee

Cer-tainty

certain

Belief

believe

Asser-tionsay

Non-factual

Wanting

want

Possi-bility

possible

Doubt

doubt

Ques-tionask

Page 54: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

54

The factuality hierarchy

CAssertion

CQuestion

Abkhaz + +

German +/– –

Latvian – –

Page 55: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

55

The factuality hierarchy: Wanting

Page 56: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

56

The entity type hierarchy: Immediate perception

Page 57: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

57

Factuality and Entity Type

Arme-nian

f e ep p C

Factual Phase Percep-tion

Cer-tainty

Belief Asser-tion

+ +/– – – –Non-factual

Wanting Possi-bility

Doubt Ques-tion

+/– – – –

Page 58: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

58

Factuality and Entity Type

Abkhaz f e ep p C

Factual Phase Percep-tion

Cer-tainty

Belief Asser-tion

+ + + + +Non-factual

Wanting Possi-bility

Doubt Ques-tion

+ + + +

Page 59: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

59

Factuality and Entity Type

Bulga-rian

f e ep p C

Factual Phase Percep-tion

Cer-tainty

Belief Asser-tion

– – – – –Non-factual

Wanting Possi-bility

Doubt Ques-tion

– – – –

Page 60: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

60

Factuality and Entity Type

Latin f e ep p C

Factual Phase Percep-tion

Cer-tainty

Belief Asser-tion

+ + + + +/–Non-factual

Wanting Possi-bility

Doubt Ques-tion

+ – +/– –

Page 61: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

61

Factuality and Entity Type

Alba-nian

f e ep p C

Factual Phase Percep-tion

Cer-tainty

Belief Asser-tion

+/– +/– – – –Non-factual

Wanting Possi-bility

Doubt Ques-tion

– – – –

Page 62: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

62

The factuality hierarchy

ePerception

eWanting

Chuvash + +

Irish + +/–

Lithuanian +/– +/–

Polish – +/–

Albanian +/– –

Maltese – –

Page 63: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

63

The factuality hierarchy?

ePerception

eImpediment

Chuvash + +

Irish + +

Lithuanian +/– +

Polish – +/–

Albanian +/– –

Maltese – –

Page 64: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

64

The factuality hierarchy?Lithuanian(1) Aš nori-u, kad

ji ižei-tų.I.NOM want-PRES.1.SG that she.NOM

leave.SUBJ.3‘I want her to leave.’

(2) Aš nori-u ižei-ti.I.NOM want-PRES.1.SG leave-INF‘I want to leave.’

(3) Jis sutrukd-é Tom-uiten nuei-ti.he prevent-PST.3.SG Tom-DAT therego-INF

‘He prevented Tom from going there.’

Page 65: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

6. Presupposedness and the typology of complement clauses

Page 66: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

66

Presupposedness

- In some languages there is a major division between complement clauses that are presupposed in nature and those that are not. - Presupposedness is a cover term that hosts distinctions that apply in different ways to the different entity and factuality types

Page 67: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

67

Presupposedness

Factuale implied to be realized (force)ep presupposed to be real (commentative)p presupposed to be true (knowledge)Non-factuale implied not to be realized (prevent)ep presupposed not to be real (pretence)p presupposed not to be true (unreal wish)

Page 68: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

68

The presupposedness hierarchy

Presupposed ⊃ Non-presupposed

Non-presupposed CCs are more likely to contain a balanced verb form than presupposed CCs.

Presupposed CCs are more likely to contain a deranked verb form than non-presupposed CCs.

Page 69: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

69

The presupposedness hierarchy

Explanation

The factuality or non-factuality value of a presupposed CC is implied by the meaning of the CTP and therefore there is less need to express this value explicitly.

Page 70: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

70

Presupposed and non-presupposed CCs

f e ep p C

Factual Non-pre-supposed

Phase

continue

Perception

see

Certainty

certain

Belief

believe

Assertion

sayPresupp. Manipu-

lationforce

Com-mentregret

Know-ledgeknow

Non-factual

Non-pre-supposed

Wanting

want

Possi-bility

possible

Doubt

doubt

Question

askPresupp. Impedi-

mentprevent

Pretence

act as if

Unreal Wishwish

Page 71: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

71

Presupposed and non-presupposed CCs

f e ep p C

Factual Non-pre-supposed

Phase

continue

Perception

see

Certainty

certain

Belief

believe

Assertion

sayPresupp. Manipu-

lationforce

Com-mentregret

Know-ledgeknow

Non-factual

Non-pre-supposed

Wanting

want

Possi-bility

possible

Doubt

doubt

Question

askPresupp. Impedi-

mentprevent

Pretence

act as if

Unreal Wishwish

Page 72: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

72

The presupposedness hierarchy

e - factualManipulation

e - factualPerception

Lezgian + +

Lithuanian + +/–

Danish +/– +/–

Armenian + –

Polish +/– –

Kurmanji – –

Page 73: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

73

Presupposed and non-presupposed CCs

f e ep p C

Factual Non-pre-supposed

Phase

continue

Perception

see

Certainty

certain

Belief

believe

Assertion

sayPresupp. Manipu-

lationforce

Com-mentregret

Know-ledgeknow

Non-factual

Non-pre-supposed

Wanting

want

Possi-bility

possible

Doubt

doubt

Question

askPresupp. Impedi-

mentprevent

Pretence

act as if

Unreal Wishwish

Page 74: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

74

The presupposedness hierarchy

ep - factualComment

e - factualCertainty

Chuvash + +

English +/– +/–

Lithuanian +/– –

Ossetic – –

Page 75: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

75

Presupposed and non-presupposed CCs

f e ep p C

Factual Non-pre-supposed

Phase

continue

Perception

see

Certainty

certain

Belief

believe

Assertion

sayPresupp. Manipu-

lationforce

Com-mentregret

Know-ledgeknow

Non-factual

Non-pre-supposed

Wanting

want

Possi-bility

possible

Doubt

doubt

Question

askPresupp. Impedi-

mentprevent

Pretence

act as if

Unreal Wishwish

Page 76: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

76

The presupposedness hierarchy

p - factualKnowledge

p - factualBelief

Latin + +

Spanish +/– +/–

Chechen + –

Armenian +/– –

Bulgarian – –

Page 77: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

77

Presupposed and non-presupposed CCs

f e ep p C

Factual Non-pre-supposed

Phase

continue

Perception

see

Certainty

certain

Belief

believe

Assertion

sayPresupp. Manipu-

lationforce

Com-mentregret

Know-ledgeknow

Non-factual

Non-pre-supposed

Wanting

want

Possi-bility

possible

Doubt

doubt

Question

askPresupp. Impedi-

mentprevent

Pretence

act as if

Unreal Wishwish

Page 78: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

78

The presupposedness hierarchy

e – non-factualImpediment

e – non-factualWanting

Finnish + +

Ossetic + +/–

Russian +/– +/–

Albanian – –

Page 79: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

79

Presupposed and non-presupposed CCs

f e ep p C

Factual Non-pre-supposed

Phase

continue

Perception

see

Certainty

certain

Belief

believe

Assertion

sayPresupp. Manipu-

lationforce

Com-mentregret

Know-ledgeknow

Non-factual

Non-pre-supposed

Wanting

want

Possi-bility

possible

Doubt

doubt

Question

askPresupp. Impedi-

mentprevent

Pretence

act as if

Unreal Wishwish

Page 80: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

80

The presupposedness hierarchy

ep – non-factualPretence

ep – non-factualPossibility

Turkish + +

Irish +/– +/–

Armenian +/– –

Basque – –

Page 81: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

81

Presupposed and non-presupposed CCs

f e ep p C

Factual Non-pre-supposed

Phase

continue

Perception

see

Certainty

certain

Belief

believe

Assertion

sayPresupp. Manipu-

lationforce

Com-mentregret

Know-ledgeknow

Non-factual

Non-pre-supposed

Wanting

want

Possi-bility

possible

Doubt

doubt

Question

askPresupp. Impedi-

mentprevent

Pretence

act as if

Unreal Wishwish

Page 82: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

82

The presupposedness hierarchy

p – non-factualUnreal Wish

p – non-factualDoubt

Turkish + +

German +/– +/–

Armenian +/– –

Danish – –

Page 83: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

83

The presupposedness hierarchy: Manipulation

Page 84: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

84

The presupposedness hierarchy: Perception

Page 85: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

85

The presupposedness hierarchy: Commentative

Page 86: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

86

Presupposedness and factuality

Albanian f e ep p C

Factual Non-pre-supposed

Phase Perception Certainty Belief Assertion

+/- +/- + + +

Presupp. Manipu-lation

Com-ment

Know-ledge

+/- + + +

Page 87: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

87

Presupposedness and factuality

Lithua-nian

f e ep p C

Factual Non-pre-supposed

Phase Perception Certainty Belief Assertion

+ +/- - - -

Presupp. Manipu-lation

Com-ment

Know-ledge

+ +/- -

Page 88: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

88

Presupposedness and factuality

Arme-nian

f e ep p C

Factual Non-pre-supposed

Phase Perception Certainty Belief Assertion

+ +/- - - -

Presupp. Manipu-lation

Com-ment

Know-ledge

+ +/- +/-

Page 89: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

89

Presupposedness and factuality

Polish f e ep p C

Non-factual

Non-pre-supposed

Wanting Possi-bility

Doubt Question

+/- - - -

Presupp. Impedi-ment

Pretence Unreal Wish

+/- - -

Page 90: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

90

Presupposedness and factuality

Irish f e ep p C

Non-factual

Non-pre-supposed

Wanting Possi-bility

Doubt Question

+/- +/- +/- -

Presupp. Impedi-ment

Pretence Unreal Wish

+ +/- +/-

Page 91: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

91

Presupposedness and factuality

Lithua-nian

f e ep p C

Non-factual

Non-pre-supposed

Wanting Possi-bility

Doubt Question

+/- - - -

Presupp. Impedi-ment

Pretence Unreal Wish

+ +/- - -

Page 92: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

7. Interaction between entity types, factuality, and presupposedness

Page 93: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

93

Interaction

f e ep p CFactual Non-pre-

supposedPhase Percep-

tionCer-

taintyBelief Asser-

tionPresupp. Manipu-

lationCom-ment

Know-ledge

Non-factual

Non-pre-supposed

Wanting Possi-bility

Doubt Ques-tion

Presupp. Impedi-ment

Pre-tence

Unreal Wish

Page 94: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

94

Interaction

f e ep p CFactual Non-pre-

supposedPhase Percep-

tionCer-

taintyBelief Asser-

tionPresupp. Manipu-

lationCom-ment

Know-ledge

Non-factual

Non-pre-supposed

Wanting Possi-bility

Doubt Ques-tion

Presupp. Impedi-ment

Pre-tence

Unreal Wish

Page 95: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

95

Interaction

f e ep p CFactual Non-pre-

supposedPhase Percep-

tionCer-

taintyBelief Asser-

tionPresupp. Manipu-

lationCom-ment

Know-ledge

Non-factual

Non-pre-supposed

Wanting Possi-bility

Doubt Ques-tion

Presupp. Impedi-ment

Pre-tence

Unreal Wish

Page 96: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

96

Interaction

f e ep p CFactual Non-pre-

supposedPhase Percep-

tionCer-

taintyBelief Asser-

tionPresupp. Manipu-

lationCom-ment

Know-ledge

Non-factual

Non-pre-supposed

Wanting Possi-bility

Doubt Ques-tion

Presupp. Impedi-ment

Pre-tence

Unreal Wish

Page 97: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

97

Interaction

f e ep p CFactual Non-pre-

supposedPhase Percep-

tionCer-

taintyBelief Asser-

tionPresupp. Manipu-

lationCom-ment

Know-ledge

Non-factual

Non-pre-supposed

Wanting Possi-bility

Doubt Ques-tion

Presupp. Impedi-ment

Pre-tence

Unreal Wish

Page 98: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

98

Interaction

f e ep p CFactual Non-pre-

supposedPhase Percep-

tionCer-

taintyBelief Asser-

tionPresupp. Manipu-

lationCom-ment

Know-ledge

Non-factual

Non-pre-supposed

Wanting Possi-bility

Doubt Ques-tion

Presupp. Impedi-ment

Pre-tence

Unreal Wish

Page 99: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

99

Interaction

f e ep p CFactual Non-pre-

supposedPhase Percep-

tionCer-

taintyBelief Asser-

tionPresupp. Manipu-

lationCom-ment

Know-ledge

Non-factual

Non-pre-supposed

Wanting Possi-bility

Doubt Ques-tion

Presupp. Impedi-ment

Pre-tence

Unreal Wish

Page 100: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

100

Interaction

f e ep p CFactual Non-pre-

supposedPhase Percep-

tionCer-

taintyBelief Asser-

tionPresupp. Manipu-

lationCom-ment

Know-ledge

Non-factual

Non-pre-supposed

Wanting Possi-bility

Doubt Ques-tion

Presupp. Impedi-ment

Pre-tence

Unreal Wish

Page 101: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

101

Interaction

f e ep p CFactual Non-pre-

supposedPhase Percep-

tionCer-

taintyBelief Asser-

tionPresupp. Manipu-

lationCom-ment

Know-ledge

Non-factual

Non-pre-supposed

Wanting Possi-bility

Doubt Ques-tion

Presupp. Impedi-ment

Pre-tence

Unreal Wish

Page 102: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

102

Interaction

f e ep p CFactual Non-pre-

supposedPhase Percep-

tionCer-

taintyBelief Asser-

tionPresupp. Manipu-

lationCom-ment

Know-ledge

Non-factual

Non-pre-supposed

Wanting Possi-bility

Doubt Ques-tion

Presupp. Impedi-ment

Pre-tence

Unreal Wish

Page 103: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

103

Interaction

f e ep p CFactual Non-pre-

supposedPhase Percep-

tionCer-

taintyBelief Asser-

tionPresupp. Manipu-

lationCom-ment

Know-ledge

Non-factual

Non-pre-supposed

Wanting Possi-bility

Doubt Ques-tion

Presupp. Impedi-ment

Pre-tence

Unreal Wish

Page 104: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

104

Interaction

f e ep p CFactual Non-pre-

supposedPhase Percep-

tionCer-

taintyBelief Asser-

tionPresupp. Manipu-

lationCom-ment

Know-ledge

Non-factual

Non-pre-supposed

Wanting Possi-bility

Doubt Ques-tion

Presupp. Impedi-ment

Pre-tence

Unreal Wish

Page 105: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

105

The layering hierarchy – factual presupposed

eManipulation

epComment

CKnowledge

Chechen + + +Finnish + +/– +/–Georgian +/– +/– +/–Basque + +/– –Catalan +/– +/– –Ossetic + – –Albanian +/– – –Bulgarian – – –

Page 106: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

106

Interaction

f e ep p CFactual Non-pre-

supposedPhase Percep-

tionCer-

taintyBelief Asser-

tionPresupp. Manipu-

lationCom-ment

Know-ledge

Non-factual

Non-pre-supposed

Wanting Possi-bility

Doubt Ques-tion

Presupp. Impedi-ment

Pre-tence

Unreal Wish

Page 107: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

107

The layering hierarchy – non-factual non-presupposed

eWanting

epPossibility

pDoubt

CQuestion

Turkish + + + +Finnish + +/– +/– –English +/– – +/– –Georgian +/– +/– +/– –Basque +/– – – –Maltese – – – –

Page 108: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

108

Interaction

f e ep p CFactual Non-pre-

supposedPhase Percep-

tionCer-

taintyBelief Asser-

tionPresupp. Manipu-

lationCom-ment

Know-ledge

Non-factual

Non-pre-supposed

Wanting Possi-bility

Doubt Ques-tion

Presupp. Impedi-ment

Pre-tence

Unreal Wish

Page 109: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

109

The layering hierarchy – non factual presupposed

eImpediment

epPretence

CUnreal Wish

Turkish + + +Armenian + +/– +/–Spanish +/– +/– +/–Lithuanian + +/– –Latvian + – –Polish +/– – –Kurmanji – – –

Page 110: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

110

Interaction

f e ep p CFactual Non-pre-

supposedPhase Percep-

tionCer-

taintyBelief Asser-

tionPresupp. Manipu-

lationCom-ment

Know-ledge

Non-factual

Non-pre-supposed

Wanting Possi-bility

Doubt Ques-tion

Presupp. Impedi-ment

Pre-tence

Unreal Wish

Page 111: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

111

The factuality hierarchy - presupposed

e – presupposedManipulation

e – presupposedImpediment

Latvian + +

Basque + +/–

Danish +/– +/–

Georgian +/– –

Maltese – –

Page 112: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

112

Interaction

f e ep p CFactual Non-pre-

supposedPhase Percep-

tionCer-

taintyBelief Asser-

tionPresupp. Manipu-

lationCom-ment

Know-ledge

Non-factual

Non-pre-supposed

Wanting Possi-bility

Doubt Ques-tion

Presupp. Impedi-ment

Pre-tence

Unreal Wish

Page 113: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

113

The factuality hierarchy - presupposed

e – presupposedComment

e – presupposedPretence

Chuvash + +

Latin + +/–

German +/– +/–

Catalan +/– –

Ossetic – –

Page 114: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

114

Interaction

f e ep p CFactual Non-pre-

supposedPhase Percep-

tionCer-

taintyBelief Asser-

tionPresupp. Manipu-

lationCom-ment

Know-ledge

Non-factual

Non-pre-supposed

Wanting Possi-bility

Doubt Ques-tion

Presupp. Impedi-ment

Pre-tence

Unreal Wish

Page 115: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

115

The factuality hierarchy - presupposed

e – presupposedKnowledge

e – presupposedUnreal Wish

Turkish + +

Russian +/– +/–

Danish +/– –

Lithuanian – –

Page 116: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

116

Interaction - Types

Type 1: strictly balancingType 2: balancing > eType 3: balancing > epType 4: balancing > pType 5: deranking CType 6: strictly deranking

Page 117: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

117

Type 1: strictly balancingMaltese f e ep p C

Factual Non-pre-supposed

Phase

Percep-tion

Cer-tainty

Belief

Asser-tion

Presupp. Manipu-lation

Com-ment

Know-ledge

Non-factual

Non-pre-supposed

Wanting

Possi-bility

Doubt

Ques-tion

Presupp. Impedi-ment

Pre-tence

Unreal Wish

Page 118: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

118

Type 2: balancing > eOssetic f e ep p C

Factual Non-pre-supposed

Phase

+

Percep-tion+/–

Cer-tainty

Belief

Asser-tion

Presupp. Manipu-lation

+

Com-ment

Know-ledge

Non-factual

Non-pre-supposed

Wanting

+/–

Possi-bility

Doubt

Ques-tion

Presupp. Impedi-ment

+

Pre-tence

Unreal Wish

Page 119: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

119

Type 3: balancing > ep Basque f e ep p C

Factual Non-pre-supposed

Phase

+

Percep-tion

+

Cer-tainty

Belief

Asser-tion

Presupp. Manipu-lation

+

Com-ment+/–

Know-ledge

Non-factual

Non-pre-supposed

Wanting

+/–

Possi-bility

Doubt

Ques-tion

Presupp. Impedi-ment+/–

Pre-tence

Unreal Wish

Page 120: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

120

Type 4: balancing > pArme-nian

f e ep p C

Factual Non-pre-supposed

Phase

+

Percep-tion+/–

Cer-tainty

Belief

Asser-tion

Presupp. Manipu-lation

+

Com-ment+/–

Know-ledge+/–

Non-factual

Non-pre-supposed

Wanting

+/–

Possi-bility

Doubt

Ques-tion

Presupp. Impedi-ment

+

Pre-tence+/–

Unreal Wish+/–

Page 121: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

121

Type 5: deranking CFinnish f e ep p C

Factual Non-pre-supposed

Phase

+

Percep-tion

+

Cer-tainty

+/–

Belief

+/–

Asser-tion+/–

Presupp. Manipu-lation

+

Com-ment+/–

Know-ledge+/–

Non-factual

Non-pre-supposed

Wanting

+

Possi-bility+/–

Doubt

+/–

Ques-tion

Presupp. Impedi-ment

+

Pre-tence+/–

Unreal Wish+/–

Page 122: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

122

Type 6: strictly derankingTurkish f e ep p C

Factual Non-pre-supposed

Phase

+

Percep-tion

+

Cer-tainty

+

Belief

+

Asser-tion

+

Presupp. Manipu-lation

+

Com-ment

+

Know-ledge

+

Non-factual

Non-pre-supposed

Wanting

+

Possi-bility

+

Doubt

+

Ques-tion

+

Presupp. Impedi-ment

+

Pre-tence

+

Unreal Wish

+

Page 123: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

123

Types

Page 124: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

124

Interaction - Types

Type 1: strictly balancing blueType 2: balancing > e

lavenderType 3: balancing > ep

purpleType 4: balancing > p

redType 5: deranking C

orangeType 6: strictly deranking yellow

Page 125: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

8. Conclusions

Page 126: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

126

Conclusions

- The layered approach to complementation allows for a fine-grained classification of CCs- There is a strong crosslinguistically valid correlation between the highest layer the underlying representation a CC contains and its balanced or deranked expression- This correlation only obtains systematically when factual and non-factual and presupposed and non-presupposed CCs are distinguished and kept separate

Page 127: Complementation in Functional Discourse Grammar Kees Hengeveld Amsterdam Center for Language and Communication

127

This presentation is available at www.keeshengeveld.nl