compliance essentials: cmrts
TRANSCRIPT
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CMRT Best Practices & Guidance
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Today’s Presenters
Kathryn Sweet Assent ComplianceCompliance Specialist
Seth DesjardinsAssent ComplianceProduct Specialist
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Agenda
Assent Overview
CMRTs
Common Mistakes
Best Practices
Demonstration
Questions
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[email protected] / www.assentcompliance.com / 1 866 964 6931 / © Assent Compliance 2016
Assent ComplianceINTRODUCTION
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Assent Product SuitesOur Market Leading Platform
Ethical Sourcing
Materials Management
Supplier Information Management
InspectionsConfigurable Surveys & Declarable Substance
Lists
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Feature Presentation
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Where Does the CMRT Come From?
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Dodd-Frank Street Reform and Consumer Protection Act
◆ Securities and Exchange Commission (SEC)
◆ Democratic Republic of the Congo (DRC) or the Covered Countries
◆ 3TGs (Tin, Tungsten, Tantalum & Gold)
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Where Does the CMRT Come From?
Conflict-Free Sourcing Initiative
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Who Does This Apply To?
We are a private company. How does this apply to us?
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What is the CMRT?
Conflict Minerals Reporting Template
⬥ Helps companies perform their due diligence
⬥ Discloses smelter information in their supply chain
⬥ Should be using the most updated version found on the CFSI website
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Conflict Minerals Reporting Template Overview
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Common Mistakes
No Smelter Information on CMRT 1
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Common Mistakes
Missing Information on the CMRT 2
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Common Mistakes
Too Much Text & Re-Formatting in the Template3
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Common Mistakes
Using the Wrong CMRT Version4
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Stay up to date with the newest version at
www.conflictfreesourcing.org
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Survey Your Supply Chain
Best Practices
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Clear Communication
Best Practices
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Review CMRT & Ensure It Is Complete
Best Practices
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Demo Time!
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Q&A Discussion
Questions?
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[Webinar] Compliance Essentials: Data Collection, Automation and AnalysisWednesday, November 30th | 1PM EST
[Webinar] Mapping the U.S. Regulatory LandscapeTuesday, December 6th | 1PM EST
Upcoming Educational SummitsFebruary 8, 2017 | San Jose
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