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    1

    ON THE DYNAMICS OF SWASH PLATE AXIAL PISTON

    PUMPS WITH CONICAL CYLINDER BLOCKS

    KASSEM, S.A.

    Professor, Mechanical Design and ProductionDepartment, Faculty of Engineering, Cairo University,

    Giza 12316 Egypt.

    E-mail: [email protected]

    BAHR, M.K.

    Graduate student,Mechanical Design and ProductionDepartment, Faculty of Engineering, Cairo University,

    Giza 12316 Egypt.

    E-mail: [email protected]

    ABSTRACT

    In this paper a mathematical model for swash plate

    axial piston pumps with conical cylinder blocks ispresented. Simulation runs are carried out using this

    model to evaluate the performance of a pump with

    certain design parameters under different operating

    conditions. The results show that both the moment

    acting on the swash plate in the direction perpendicular

    to its inclination and the torque acting on the driving

    shaft are nearly constants under certain operatingconditions, and increase linearly with the increase of

    the delivery pressure and/or increase of the swash plate

    inclination angle. The other component of the moment,

    which tends to change the swash plate inclination

    angle, is found to be periodic, and can be fairlyrepresented by four harmonics and an average value

    which acts in the direction that decreases the inclination

    angle. The average value increases nearly linearly with

    the delivery pressure increase and/or decrease of the

    swash plate inclination angle. Pump leakage was found

    not to affect the moment components. Results show

    also that the force tending to detach the piston from the

    swash plate decreases nearly linearly with the increaseof the cylinder block cone angle, and that the

    percentage reduction of this force is independent of the

    pump rotational speed.

    KEY WORDS

    Piston pump, swash plate, moments, piston forces,

    conical cylinder block.

    1. INTRODUCTION

    The static and dynamic characteristics of swashplate axial piston pumps with cylindrical cylinder

    blocks were extensively investigated during the last

    three decades. The variation of cylinder pressure during

    one complete revolution of the pump was studied in [ 1,

    2, 5, 6, 7 and 8] with the effects of sloping and non-sloping, square or semi-circular, and triangular

    silencing grooves on the variation of cylinder pressure

    investigated. When the pump suction pressure was

    atmospheric, cavitation in the piston chamber was

    recorded [7]. Kaliafetis and Costopoulos [3] studied

    both theoretically and experimentally the static anddynamic characteristics of a variable displacement

    swash plate pump with constant pressure regulator.Modeling and designing a variable geometric volume

    axial piston pump was carried out in [4]. Effect of the

    suction pressure, rotational speed, shape and sealingcondition of the valve plate on cavitation in an axial

    piston pump was studied experimentally by Atsushi [5].

    The average moment acting on the swash plate of an

    axial piston pump was studied experimentally in [6],

    and was shown to depend upon the swash plate

    inclination angle, rotational speed, entrapment angle,and system pressure. It decreases as the swash plate

    angle increases. Cylinder pressure and the moment

    acting on the swash plate were calculated in [7] for two

    different types of valve plate. The calculated values

    coincided well with the measured ones when a valveplate with wide, short and deep notches was used.

    Pumps with conical cylinder blocks are now widely

    used in both industrial and mobile applications. In these

    pumps the piston line of stroke is inclined to the pump

    axis of rotation in order to reduce the piston inertia

    force effect that tends to detach either the pistons fromthe slipper pads or the slipper pads from the swash

    plate. This technique allows driving the pumps at

    higher speeds, which increases the pump specific

    power. Kassem and Bahr [8] recently carried out a

    comprehensive theoretical study to investigate the

    effect of the triangular silencing groove dimensions onthe piston chamber pressure and pump flow rate

    fluctuation for this type of pumps. They showed how to

    determine the port plate configuration that causes

    gradual rise and drop of the piston chamber pressure,

    with cavitation avoided, and low delivery flow rate

    fluctuation.

    In the present work, the moment acting on the swash

    plate and the pump driving torque are investigated for

    pumps with conical cylinder blocks under different

    operating conditions. Also the effect of the cylinder

    block cone angle on the force tending to separate the

    piston from the swash plate is investigated.

    2. PUMP MODELING

    Figure 1 shows the studied pumping mechanism.The displacement s of the k

    tpiston as function of its

    angular position kis given by [8]

    ,0.5DR,tansincoscos

    LtancosRLwhere

    )1()cos/L(Ls

    22k

    1k2

    1k

    =

    +=

    =

    mailto:[email protected]:[email protected]:[email protected]:[email protected]
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    okcpck

    ksks

    skdsk

    dkdk

    dkddk

    kck

    L

    kdkkpsk

    V)s(0.5LAVand

    ),p-p(sgnp-p2

    ACQ

    ),p-p(sgnp-p2

    ACQwhere

    )2(B

    pV

    R

    pQsAQ

    +=

    =

    =

    ++=+

    Fig. 1. Layout of the pumping mechanism

    Assuming that the pump speed, the suction and delivery

    pressures ps and pd are constants, the inertia effect of

    the oil column inside the piston chamber is negligible

    and that the leakage flow rate out of the piston chamber

    is proportional to the piston chamber pressure, the

    continuity equation as applied to the control volume

    (C.V.) shown in Fig.2 takes the form [8]:

    Knowing the dimensions of the valve plate, the values

    of Askand Adkcan be evaluated at each , and thus thepiston chamber instantaneous pressure p and delivery

    flow rate Qdkcan be determined by solving the forgoing

    equations numerically. The pump instantaneous

    delivery flow rate is given by:

    Neglecting friction, the force F acting axially on the kth

    piston and its slipper pad is given by

    The normal force acting on the swash plate due to the

    force Fkcan be shown to be given by:

    In the shown coordinate system, the moment acting on

    the swash plate due to the kth

    piston normal force has

    the three components:

    The total moment acting on the swash plate has thus the

    components:

    The moment, M tends to change the swash plateinclination angle. The moment Mz equals nearly the

    pump driving torque. The resultant of the two

    components Mx and Mz; namely M , acts on the swash

    plate bearing system and is given at any instant by:

    Fig. 2. Piston chamber control volume and forces acting on the swash plate.

    angle.ninclinatioplateswashtheisand,0.5DR

    ,)/LR-(Rtan,N

    1)-(k2t

    11

    2211-

    k

    =

    =+

    =

    )3(QQ

    N

    1k

    dk

    ==

    sin)sLp5.0(Rsin)sx(Rrwhere

    )(4FsinrmampAF

    k1kc1ck

    sck2

    pkpkpk

    +=+=

    +++=

    (5))cossinsincos/(sinFF knk =

    .LLcos-zand

    cosRsinsinLy

    ,sinRsincosLxwhere

    yFxFMand

    zFxFM,zFyFM

    1k

    k2kk

    k2kk

    knxkk

    nykzk

    knxkk

    nzkykk

    nykk

    nzkxk

    +=

    +=

    +=

    =

    ==

    ===

    ===N

    1k

    zkz

    N

    1k

    yky

    N

    1k

    .,kxxMMandMMMM

    MMM2

    z2

    xb +=

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    found to be as shown in table 2. The frequency of the

    first harmonic is seen to be nine times the pump

    rotational speed, and the frequencies of the subsequent

    harmonics are multiples of the first one.

    Harmonic Myo 1 2 3 4 5 6

    Amplitude

    [ Nm ]

    -62 104 27 28 33 12 11

    Frequency

    [ Hz ]

    0 217 434 651 868 1119 1336

    3. PUMP SIMULATION

    A software package based on Matlab was developedand used in [8] to evaluate the pump kinematics. This

    package has been extended to calculate the forces and

    moments acting on the swash plate of the pump. For a

    nine piston pump with the dimensions (in mm) shown

    in table 1, running at 1450 rpm and having a leakageresistance RL equal to 107 MPa/(m

    3/s), the

    recommended valve plate dimensions were found in [8]

    to be as shown in Fig.3.

    D1 D2 D3 dp L171.75 60.20 54.70 17.00 76.60

    L2 Lc Lp 66.10 57.30 59.10 15

    Table.1. Pump dimensions

    Fig. 3. Recommended valve plate configuration

    Simulation of the pump performance with the

    recommended valve plate was carried out. The obtained

    results are shown in Fig.4, which depicts the gradual

    rise and drop of the piston chamber pressure at three

    different delivery pressures. It shows also that the pump

    delivery flow rate fluctuation increase with the increase

    of the delivery pressure. Each of the moments M z and

    M is seen to be nearly constant at each deliverypressure, and increases linearly with the increase of pd.The other component of the moment; namely M , is

    seen to depend on the pump angle of rotation . Itvaries between positive and negative values, with

    higher peak negative values. The mean value of this

    moment is always negative, i.e. it tends to decrease .For the investigated three delivery pressures, the

    moment mean values were found to be 10, 35 and 62

    Nm respectively. At any delivery pressure, the moment

    Mycan be analyzed into harmonics, such that

    For a delivery pressure of 30 MPa, the amplitude and

    frequency of each harmonic, up to the sixth one were

    Table.2. Harmonic analysis of the moment My

    Figure 5 shows a comparison between the moment

    M as predicted from pump simulation, and that

    calculated taking into account the first four harmonics

    only. The figure shows reasonable agreement betweenthe two curves. The same conclusion has been reached

    after extensive study of the moment M at different

    delivery pressures, running speeds and swash plate

    inclination angles (results are not presented). Thisverifies that, for design purposes, the moment M can

    be represented by a negative average value and fourharmonics only. The average value of the moment M ,

    has been found to increase with the increase of the

    delivery pressure and decrease of the swash plate

    inclination angle as shown in Fig. 6. The average value

    of the moment Mzwhich nearly equals the pump drive

    shaft mean torque ( since is generally small ) is seento increase with the increase of the pump delivery

    pressure and/or flow rate, as shown in Fig. 7. The

    moment Mbacting on the swash plate bearing system is

    seen not to be influenced much by the swash plate

    inclination angle as depicted in Fig. 8.

    4. EFFECT OF CONE ANGLE ON

    PISTON DETACHING FORCE

    During the suction stroke the piston chamberpressure is nearly atmospheric, and due to piston inertia

    it might be detached from its slipper pad or separated

    from the swash plate. When the cylinder block is

    conical, the centrifugal force acting on the piston due to

    its rotation has a component acting in the direction of

    the piston line of stroke, which always pushes the

    piston towards the swash plate. This componentdecreases the piston detaching force. To investigate the

    effect of the cone angle on the piston detaching force,

    the maximum value of this force is computed for

    various cone angles and rotational speeds. The obtained

    results are depicted in Fig.9. The piston maximum

    detaching force is seen to decrease nearly linearly with

    the increase of at any rotational speed, while itincreases with the increase of the speed. The percentage

    reduction of the piston detaching force is seen to

    increase nearly linearly with , while it does not dependon the pump rotational speed as depicted in Fig. 10..

    Thus it is recommended to increase to the maximum

    value allowed by design considerations.

    =

    ++=n

    1i

    iiyiyoy )tisin(MMM

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    pd= 10 MPa pd= 20 MPa pd= 30 MPa

    Fig. 4. Dynamics of a pump with a recommended valve plate

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    Fig. 5. Harmonic analysis for moment My.

    Fig. 6 Effect of swash plate inclination angle on

    average My.

    Fig. 7. Effect of swash plate inclination angle on the

    shaft average torque.

    Fig. 8. Effect of swash plate inclination angle onaverage Mb.

    Fig. 9. Effect of cylinder block cone angle on piston

    maximum detaching force

    Fig. 10. Effect of cylinder block cone angle on

    percentage reduction of the detaching force

    5. CONCLUSION

    Simulation of performance of swash plate axial piston

    pumps show that the component of the moment which

    affect the swash plate in its swinging direction isperiodic, and can be fairly represented by an average

    value and four harmonics. This average value tends to

    drive the swash plate towards the pump minimum

    geometric volume position and increases with the

    increase of the pump delivery pressure and/or decrease

    of the swash plate inclination angle. Fluctuation in the

    driving shaft torque is found to be small, and the

    average torque increases with the increase of the pump

    delivery pressure and/or geometric volume. The

    component of the moment acting on the swash plate

    bearing system is found to be nearly constant at

    constant delivery pressure and increases linearly with

    the delivery pressure. It is not affected by the swashplate inclination angle. Simulation results show the

    advantage of using conical cylinder blocks. Using such

    a block reduces the force that tends to detach the piston

    from the swash plate during the suction stroke. It is

    verified that the percentage reduction in the detaching

    force increases nearly linearly with the increase of thecylinder block cone angle.

    REFERENCES

    [1] K. A. Edge, and J. Darling, Cylinder Pressure

    Transients in Oil Hydraulic Pumps with Sliding Plate

    Valves, Proc. Instn. Mech. Engrs., Vol. 200, No. B1,

    1986, 45-54.[2] N.D. Marring, The Torque on the Shaft of an Axial

    Piston Swash Plate Type Hydrostatic Pump, Journal of

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    Dynamic Systems, Measurement, and Control, Vol120, 1998, 57-62.

    [3] P. Kaliafetis, and T. Costopoulos, Modeling and

    Simulation of an Axial Piston Variable Displacement

    Pump with Pressure Control, Mech. Mach. Theory,

    Vol. 30, No.4, 1995, 599-612.

    [4] N.D. Marring, and R.E. Johnson, Modeling andDesigning a Variable-Displacement Open-Loop

    Pump, Journal of Dynamic Systems, Measurement,

    and Control, Vol. 118, 1996, 267-272.

    [5] Y. Atsushi, Cavitation in an Axial Piston Pump,

    Bulletin of the JSME, Vol. 26, No. 211, 1983, 72-78.[6] S.J.Lin, A. Akers and G. Zeiger, The Effect of Oil

    Entrapment in Axial Piston Pumps, ASME

    Puplication G00282, 1984, 127-134.

    [7] I. Kiyoshi, and N. Masakasu, Study of the

    Operating Moment of a Swash Plate Type Axial

    Piston Pump, The Journal of Fluid Control, Vol. 22,Issue 1, 1994, 30-46.

    [8] S.A. Kassem and M.K. Bahr, Effect of Port PlateSilencing Grooves on Performance of Swash Plate

    Axial Piston Pumps, Current Advances in Mechanical

    Design and Production, Proc. of 7th

    MDP Conf., Cairo

    Pergamon press, 2000, 139-148.

    NOMENCLATURE

    a Piston acceleration m/s2

    Ad,As Delivery, suction porting area m2

    Ap Piston cross-section area m2

    B Effective bulk modulus, 1.3x103 MPaCd Coefficient of discharge, 0.611 -

    D1 Cylinders pitch circle diameter at

    cylinder block front surface

    m

    D2 Cylinders pitch circle diameter at

    cylinder block back surface

    m

    D3 Diameter of pitch circle of valve

    plate

    m

    Fk Resultant axial force acting on the

    kth

    piston

    N

    Fn

    k Normal force acting on the swash

    plate

    N

    Fs Cylinder block spring force axial

    component

    N

    Fn

    x,y,z Components of the force acting on

    the swash plate

    N

    k Piston number in the arrangement

    of the piston group

    -

    L1, L2 Lengths m

    Lc Cylinder length m

    Lp Piston length m

    Mb Moment acting on the swash platesupporting bearings

    Nm

    mp Piston mass kg

    Mx,y,z Components of the moment acting

    on the swash plate

    Nm

    n Pump rotational speed rpm

    N Number of pistons

    pk Time rate of change of chamber

    pressure

    Mpa/s

    pd Pump delivery pressure MPa

    pk Piston chamber pressure MPa

    ps Pump suction pressure MPa

    Q Pump total output flow rate m3/s

    Qd Delivery flow rate from one

    cylinder

    m3/s

    Qs Suction flow rate into one cylinder m3/s

    rck Radius of piston center of gravity m

    RL Resistance to leakage out of

    cylinder

    MPa s/ m3

    sk Piston velocity m/s

    sk Piston displacement m

    t Time s

    V Additional volume m3

    Vc Cylinder volume m3

    xc Distance between piston spherical

    head center and piston center of

    gravity

    m

    xk, yk

    & zk

    Cartesian coordinates of piston

    spherical head center

    m

    Swash plate inclination angle

    Cylinder block cone angle

    Phase shift

    k Angular position of the kth

    piston

    Oil density, 850 kg/m3

    Angular velocity rad/s

    ACKNOWLEDGMENT

    The authors would like to thank Eng. K. T. Hamza for

    his help.