BKSJBC2015 trinh DHDCDTrang 1/9

^t Tang 8 -Vincom Center, 72 Le Thanh Ton &45A LyTii Trong, P. Ben Nghe, Q.1, TP.HCM, Viet Nam

S (84 8)38210056 ^ (84 8)38216913 © Swift: EBVIVNVX ^ www.eximbank.com.vn

BAO CAO CUA BAN KIEM SOATVE HO AT DONG NAM 2015 VA DINH HU6NG NAM 2016

Kinh trinh: BAA HOI DONG CO DONG

Can cic vdo chicc ndng nhiem vu cua Ban Kiem sodt ("BKS") dupe quy dinh trong Ludt

Cdc to chicc tin dung 2010; Dieu 14 cua Ngdn hang TMCP Xudt Nhdp Khdu Viet Nam("Eximbank") vd Quy che To chuc vd hoot dong cua Ban Kiem sodt;

Can cu Quy che qudn tri Cong ty dp dung cho Cong ty niem yet;

Can cic tlnh hlnh hoqt dong cua Ngdn hang TMCP Xudt Nhdp Khdu Viet nam, bdo cdocua Hoi dong qudn tri ("HDQT"), Ban dieu hanh ("BDH") vd kit qua hoqt dong cua Ban

kiem sodt trong nam 2015;

Ban Kiem soat Ngan hang TMCP Xuat Nhap Khau Viet Nam ("Eximbank") xin bao caotruac Dai hoi d6ng C6 dong Ngan hang TMCP Xult Nhap Khau Viet Nam ("DHDCD") cac

noi dung nhu sau:

I. HO AT DONG CUA BAN KIEM SOAT TRONG NAM 2015.

Tu thai di^m 01/01/2015 den 15/12/2015, BKS nhiem ky cu (2010-2015) gdm 04 thanh

vien, va ca 04 thanh vien la thanh vien chuyen trach, g6m 01 truong ban, 02 pho ban va 01

thanh vien.

Tu 15/12/2015 d^n 31/12/2015, BKS nhiem ky mai (2015-2020) g6m 05 thanh vien,

trong do co 04 thanh vien la chuyen trach va 01 thanh vien khong chuyen trach. BKS co 01

truong ban va 04 thanh vien. BKS nhiem ky mdi co 02 thanh vien tu nhiem ky cu tiep tuc

tning cu nhiem ky mdi (ong Tran Le Quyet va ong Dang Huu Tiln). True thuoc BKS co Ban

Kilm toan noi bo (KTNB).

Trong nam 2015 BKS da thuc hien va hoan thanh cac nhi^m vu duac qui dinh tai Dieu le

td chuc va hoat dong cua Eximbank bao gom cac noi dung chinh nhu sau:

Tp.HCM, NgdyM.thdngM..ndm...2rt.^

DAI HOI DONG CO DONG BAT THlTC^NG EXIMBANK NAM 2016(DAI HOI DONG CO DONG LAN THlT 33)

^CONG HOAXAH0ICHUNGHIA VIET NAME^IfflBANKDoc Lap - Tu Do - Hanh Phuc

BKSJBC2015Oinh DHDCDTrang2/9

1.Gidm sat cac hoat dong vd vifc tuan thu cua Eximbank theo quy dinh cua phap

luat vd dieu 1^ Eximbank:

Hoat dqng gidm sat da duqc tien hdnh thuang xuyen c6 tinh hf thong tir Hoi so chinh

den cac chi nhdnh vd cong ty true thuoc, trong do tap trung gidm sat cong tdc qudn tri, dieu

hdnh cua Eximbank, hoat dong qudn trj rui ro trong cac linh vuc hoat dqng trqng yeu cua

Eximbank hodc nhung linh vuc tilm an rui ro, gidm sat vd ddnh gid vifc th\ic hif n vd tuan thu

cac quy dinh ve an todn hoat dong cua ngan hang theo quy dinh Luat To chuc tin d\ing.

Ban Kilm sodt da to chuc 16 phien hop trong ndm 2015 va 23 phien hop trong 6 thdng

dau ndm 2016 (c6 syr tham gia cua Truong KTNB) de thdo lufn, trien khai vd thuc hi^n chuc

ndng nhiem v\i cua minh.

Hang thdng BKS du yeu cau KTNB lap bdo cdo hoat dong cua Eximbank de gidm sat:

vi^c thyrc hi^n ke hoach dd duqc DHDCD giao; viec tuan thu cac ty 1? dam bdo an toan trong

hoat dong; co cau nguon von - tdi sdn vd hieu qud mang lai tir co cau do; can doi ky han dam

bdo tinh thanh khoan; theo d5i ngf qud han, ng ca cau, ng ban VAMC; cong tdc trich lap vd su

dung du phong rui ro; cong tdc ddu tu tdi chinh cung nhu cong tdc ddu tu, khai thdc tdi sdn co

dinh, tdi sdn can tru nq, ...

Thong qua kk qud gidm sat, BKS dd chi ra nhang t6n tai trong qud trinh hoat dong, kip

thori dua ra nhung tu van, de xuat, kiln nghi vdi HBQT, BDH cac bi^n phdp tdng cucmg kilm

sodt, sua doi/hodn thi^n quy dinh noi bQ,... nhdm han chi, gidm thilu rui ro, dam bdo tuan thu

cac quy dinh cua phdp luat, nang cao chit luqng vd hi^u qud hoat dong.

2.Gidm sat vifc thirc hifn cac nghi quyet cua DHDCD:

Tren ca sd ede dinh hudng vd muc tieu kinh doanh, nhan syr cua Eximbank ndm 2015

duqc DHDCD thong qua, HDQT vd BDH dd cu the hoa bdng cac chi tieu theo tung mang

nghiep vu nhdm dat muc tieu do DHDCD giao. Din nay, Ban kilm sodt phoi hqp ch^t chS vdd

Hoi ding qudn tri vd Ban dieu hdnh d! gop phan thqc hien kl hoach kinh doanh cua Ngan

hang. Ban Kilm sodt tham dyr ddy du cac phien hqp cua Hqi dong qudn tri, cac cuqc hqp giao

ban gitta HDQT - Ban Kilm sodt - Ban Dieu hdnh vd cac Chi nhdnh/Cty con trqc thuqc tren

toan hf thong, hqi nghi tong kit. Tai cac phien hqp nay, Ban Kilm sodt cung tham gia thdo

luan, dong g6p y kiln vdo cac nqi dung cua tung phien hqp.

BKS_BC2015 binh DHDCDTrang 3/9

3. Thyc hien cong tac Idem toan noi by:

Tinh d^n 31/12/2015, Bo may KTNB Eximbank c6 73 nhan su glm 01 tru<!mg ban, 02

phd ban va 70 nhan vien, kilm toan vien.

Trong ndm 2015, BKS phan cong cdc Thanh vien chuyen trdch tryc tilp cung vdd Ban

KTNB thuc hien kilm toan ting cong 51 dot kilm todn (ke hoach 53 dgt kilm toan) tai cac

don vi Chi nhdnh/PGD, Cong ty con, Phong/Ban nghiep vy tai Hoi sd chinh glm day du cac

nghiep vy, cu thl:

+ Kilm toan 47 dot theo kl hoach bao gom: 09 dot tai Hoi sd (trong do CNTT: rd sodt

06 dot, kiem toan 01 dot), 37 dot tai cac Chi nhdnh Eximbank (149 phdng giao dich

true thuoc), 01 dot kiem toan tai Trung Tam Xu Ly Ng Eximbank

+ Chua kilm toan theo ke hoach 06 don vi (Chi nhanh) gom Cty AMC, Binh Tan,

Buon Ma Thuot, Quang Nam, Long An, Da Lat; 06 don vi nay sS mi tien duoc kiem

toan ngay dau nam 2016. Ngoai ra trong n^m c6 Chi nhanh Nha Trang da dugc Co

quan Thanh tra Giam sat NHNN dia phuong thanh tra.

+ Phat sinh ngoai ke hoach 04 dot kiem toan theo yeu cau ciia Co quan Thanh tra giam

sat ngan hang NHNN Viet nam (CQ TTGSNH NHNN) theo cac chuyen de nhu:

kilm toan tinh hinh cho vay cac du an giao thong (BOT); Thuc hien nhiem vy quyln

han cua DHDCD, HDQT cua TCTD la cong ty co ph^n; trien khai khuyen nghj

kilm soat noi bo va KTNB bao cao cho Co quan thanh tra cac vi pham nghiem trong

va rui ro cao xay ra tai cac TCTD; thuc hien mot so noi dung theo kit qua kilm toan

chat luong tin dung cua cong ty Kiem toan doc lyp E&Y.

Kit qu^ kilm toan cho thdy vl co ban cac chi nhdnh da tuan thu quy trinh, quy dinh ve

cac mat hoat dong. Cac tin tai, sai sot ghi nhan tai bao cao kilm to^n da duoc cc don vi

nghiem tuc rut kinh nghiem va tich eye tang cuong ede bien phap gidm sdt, quan ly nh^m khic

phyc ton tyi sai sot. Tuy nhien so ton tai, sai sot din nay chua khic phyc tu nam 2014 tr^ ve

trudc con khoang 17% va cua nam 2015 la 52% trong tong so sai sot dugc phat hi?n. Cac sai

sot c6n tin dpng tu nam 2014 trd vl trudc lien quan din khdeh hdng qud han, dang trong giai

doan khdi kien, thi hdnh an, hodc da xu ly tai san can tru, bdn VAMC, nhthig sai sdt ndy khd

hodc can thdi gian dai de khdc phyc. Cac sai sdt chua kh&c phyc cua ndm 2015 dang duoc cac

chi nhanh tich eye khdc phyc chinh sua.

BKS_BC2015 tiinh DHDCDTrang4/9

4.Lap vd theo doi danh sach co dong sang lap, co dong Ion vd ngucri c6 lien quan

cua Thanh vien HDQT, Thanh vien BKS, Tong Giam doc:

Vide lap vd theo d5i danh sach co dong sang lap, co dong Ion vd ngufti co lien quan cua

Thanh vien HDQT, Thanh vien BKS, T6ng giam d6c da duqc BKS thuc hien dinh ky. Trong

ndm 2015 I^ ndm ket thuc nhiem ky HDQT/BKS cu (2010-2015) vd HDQT/BKS nhifm ky

mdi (2015-2020) da duqc bau ra. Trong do 04 thdnh vien HDQT nhifm ky cu duqc tin nhifm

tidp tuc ddc eft trong nhidm ky moi, 05 thdnh vien HDQT mdi deu Id nhftng ngudi cd kinh

nghiem lau ndm trong ngdnh ngan hang. Thdnh vien BKS cung cd thay d6i nhu dd trinh bdy d

phan dau I. Trong nam 2015 Eximbank cung cd thay ddi Tong giam ddc, dng Pham Hflu Phii

thdi chdc danh Tong giam ddc va dng Tran Tan Lqc duqc bo nhiem Quyen Tong giam doc tir

ngdy 10/12/2015.

Bao cao giam sat viec ndm gift cd phan cua cd dong ldn vd ngudi cd lien quan cfta Thdnh

vien HDQT, Thanh vien BKS, Tdng giam doc duqc lap dinh ky. Trong ndm 2015, tai

EXIMBANK khdng phat sinh giao dich mua ban co phieu cua thdnh vien HDQT, thdnh vien

BKS, Tong giam doc.

5.Ve phoi hqp hoat dqng cua BKS vdi HDQT, BDH:

HDQT vd Tdng giam doc dd phoi hqp vd tao dieu ki^n de BKS thuc hi^n chuc ndng

nhiem vu cua minh;

Tong giam doc vd cac thdnh vien BDH da thudng xuyen cung cap cac thong tin, bdo cao

vd dft liqu lien quan theo dinh ky vd theo dd nghi cua BKS dd BKS thuc hi^n nhi^m v\i cua

minh;

Ket qua giam sat, kiem tra kiem toan cua BKS deu duqc thong bao day du, kip thdi tod

Chu tich/Thdnh vien HDQT, Uy ban Quan ly rui ro thudc HDQT vd Tong giam d6c. Cac f

kien, kidn nghi cua BKS trong ndm 2015 ddu duqc HDQT vd BDH ghi nhan, tiep tqc bo sung,

chinh sua hodn thi^n gop phan vdo su phat tridn bdn vftng cua Eximbank.

6.Cac cong viec khac theo quyet dinh cua DHDCD, quy dinh cua Dieu If:

Trong nSm 2015, BKS cung da lap bao cao 06 thang vd bao cdo ndm vd tinh hinh hoat

dong cua Eximbank gui den HDQT/BDH. Qua cac bdo cao ndy BKS cung da danh gid tat cd

cac hoat dqng cua Eximbank vd kien nghi HDQT/BDH trong cong tdc quan trj, dieu hdnh

nhdm tuan thu dung qui dinh phdp luat vd nang cao hidu qua hoat dqng cua Eximbank.

II. DANH GIA HOAT DQNG CUA EXIMBANK TRONG NAM 2015

1.Vi?c thyc hi?n cac dinh hirdng, muc tieu do DHDCD thong qua:

Nam 2015, moi trudng kinh doanh c6n nhieu diln bien phuc tap va canh tranh gay gat

gitta cac ngan hang thuong mai. D6i vdi Eximbank con phai ddi dien vdd nhieu kh6 khan

trong cong tac nhan su cdp cao, cdng tac truy^n thong nen tat ca cdc chi tieu deu khdng dat

nhu ke hoach dugc DHDCD thong qua. C\i the: Tong tai san: 124.850 ty ddng, giam 22% so

vai nam 2014, hoan thanh 69,4% ke hoach; Von huy dpng tur t6 chiic kinh te va dan cu:

98.431 ty ddng, giam 3% so vdi nam 2014, hoan thanh 78,1% ke hoach; T6ng du n<? cap tin

dung: 96.188 ty dong, giam 1,8% so vcd nam 2014, hoan thanh 88,4% ke hoach; Lgd nhuan

truce thu^: 61 ty dong, giam 83% so vai nam trudc va chi dat 6,1% ke hoach; ket thuc nam tai

chinh 2015 du kien trinh DHDCD khong chia co hie nam 2015 (Nghi quyet DHDCD

21/7/2015 dh ra muc c6 hie la 4,8%); Vh md rong mang ludi: Theo ke hoach nam 2015 du

kien dua vao hoat dong 10 dilm giao dich gom 08 chi nhanh va 02 PGD tuy nhien den cuoi

n3m 2015 van khong tang them di^m giao dich nao; Ve thu lao, phu cap chuyen tr^ch ciia Hoi

dong quan tri va Ban kiem soat nam 2015: Eximbank da chi trong nam 2015 la 19,9 ty dong

(so thu lao da chi khong tinh luong va phiic l^i ciia thanh vien HDQT dai di?n doi tdc chien

luac SMBC theo Bien ban ghi nh<5 ve Chuyen vien bi?t phai va thoa thuan lien minh chien

luge). Nghi quyet DHDCD nam 2015 chap thuan t6ng muc chi thh lao, luong va phq cap cho

HDQT, BKS la 1,5% lgi nhuan sau thue. Theo do, tong miic HDQT, BKS dugc hudng la 600

tri^u dong. Nhu vay, tong so chi vugt la 19,3 ty dong. Ngay 15/10/2015 HDQT nhiem ky cu

co ra Nghi quyk thong nhat trinh DHDCD sip tai thu lao HDQT, BKS la s6 tuy?t doi nhimg

tai DHDCD ngay 15/12/2015 van chua trinh noi dung nay. BKS khuyen nghi HDQT cin xii ly

thu lao chi vugt va co bao cao DHDCD.

2.Tuan thu cac gioi han, ty 1? dam bao an toan:

Trong nam 2015, hau het cac chi so chinh ve ty 1? dam bao an toan hoat dong cua

Eximbank tuan thu theo quy dinh Thong tu 36/2014/TT-NHNN cua Ng^n hang Nha nude, cu

the:

Ty le ngudn von ngin han dugc su dung de cho vay trung dai han: 48,79% (theoquy dinh cua NHNN < 60%);

Ty 1? du ng cho vay so vdi tong tibn gui: 78,65% (quy dinh cua NHNN < 80%);

He so an toan v6n (CAR): 16,52% (cao han nhi^u so vdi mure quy dinh ciia NHNNia'9%);

Ben canh do, con 02 chi tieu chua tuan thu quy dinh TT 36 tii 31/12/2015 gom:

BKS_BC2015 trinh DHDCDTrangS/9

BKS_BC2015 trinh DHDCDTrang 6/9

Dau tu vao co phan Sacombank (STB): Eximbank dang gdp von vao STB Id 9,16%(muc theo luat djnh t6i da la 5%);

Ty le du ny cho vay chung khodn/tlng du ny cua Eximbank Id 6,86% (muc theoluat dinh t6i da la 5%).

3. Hoat dong quan tri rui ro:

Eximbank tiep tyc xay dung vd hodn thien mo hinh ve quan tri rui ro 6 tdt cd cdc cap d^

quan ly tu Hoi ding quan tri, Ban Kilm sodt den Ban Dilu hdnh vd cac Khdi phh hop vdi quy

mo va dinh hudng hoat dong kinh doanh nhSm dam bdo phdt trien an todn he thing, han che

rui ro den muc thap nhdt. Trong co cau to chiic nhan su cua Uy ban quan ly rui ro, Eximbank

con chii trong vi^c b6 tri cac thanh vien ngucri nude ngoai thong thao cc chuan muc qu^n tri

rui ro qudc te k^t hop vdi cac thanh vien ngufri Viet Nam co su thiu hieu e^e dSc trung rui ro

cua thi trudng Vi?t Nam.

Trong nm 2015, Eximbank da thuc hien xong dy an danh gid thyc tryng quan tri rui ro

va xay dyng chi tiet 16 trinh trien khai Basel II thong qua su ho tro tvr don vi tu van tai chinh

quoc te. Hien tai, Eximbank d5 hoan tat du dn nay vd tilp tyc xiic tiln ede du dn ldn nh6 khdc

nhau nhdm thu hep khoang edeh vdi hiep dinh qudc te Basel II, dam bdo thuc hi^n dung theo

ly trinh do Ngan hang Nhd nude da dl ra.

Cong tdc quan ly rui ro tin dung, rui ro thanh khoan va rui ro hoat dong duoc Eximbank

chii trong, dam bdo tuan thu phdp luat va phu hop vdi dieu ki^n kinh doanh tdng thai ky. D6ng

thdi, xdc dinh qudn ly chdt ch6 chat luang tin dung cua cac khoan vay mdi s6 giup Eximbank

han chl toi da chi phi trich lap du phong rui ro, cong tdc theo d5i chat che chat luang xii ly hd

sa tin dung vd gidm sdt sau gidi ngan luon duac dpi ngu kiem tra, kilm soat noi bQ don doc xur

ly kip thdi tai tung chi nhdnh, phong giao dich cua Eximbank.

III. KET QUA THAM DINH BAO CAO TAI CHINH NAM 2015

BKS da thuc hi^n vi?c tham tra Bdo cdo tai chinh hop nhat sau kiem toan cua ngan hang

va cong ty con den het ngdy 31/12/2015 va thing nhdt xdc nhan ket qud nhu sau:

+ Bdo cdo tai chinh hop nhat da phdn dnh ddy dil tinh hinh hoat dong kinh doanh, tinh

hinh tai chinh cua Eximbank va cong ty con, duac trinh bay theo cac mau bdo cdo

quy dinh tai Quyet dinh s6 16/2007/QD-NHNN ngay 18/4/2007 cua Ngan hang Nhd

nude ve che d bdo cdo tai chinh d6i vdi cac TCTD, phu hap vdi ede Chuan muc ke

toan Viet Nam va cac quy dinh hi^n hdnh.

BKSJBC2015 Oinh DHDCDTrang 7/9

+ Bdo cdo tdi chinh hgp nhat da trinh bay trung thuc vd hop ly tren cdc khia c^nh trgng

yeu tinh hinh tai chinh cua Eximbank vd cong ty con tai thfri diem 31/12/2015 ciing

nhu k^t qud hoat dgng kinh doanh hgp nhat ndm 2015.

Cdc s6 lieu ve v6n vd tai san tai thfri dilm 31/12/2015 vd ket qud hoat dQng kinh doanh

hgp nhat cua Eximbank ndm 2015 nhu sau:

1.Tong tai san:124.850 ^^ ding

2.Von chii so him:13.145 ty dong

3.Ket qua kinh doanh ndm 2015:-Lgi nhuan thuan tur KQKD trudc chi phi DPRRTD:1.495 ty ding

-Chi phi DPRRTD:1.434 ty dong

-Tong lgi nhuan trudc thue:61 ty dong-ThueTNDN:21 ty ding

Lgi nhuan sau thue:40 ty dong

IV. PHtTONG HlTCfNG HO^T DQNG NAM 2016 VA KIEN NGHJ

1. Phu-otig huung hoat dgng nam 2016:

Cdn cu chuc nang nhiem vu cua BKS, phuong hudng hoat dong n^m 2016 cua

Eximbank, BKS tap trung vdo cac cong viec chinh nhu sau:

1)Tham dinh bao cao tai chinh 06 thang vd bao cao tdi chinh ndm, soat xet s6 lieu

hang thang/quy doi voi mot so khoan muc/hoat dong c6 anh hu^ng ldn toi ket qud

tdi chinh.

2)Gidm sdt vigc chap hdnh qui dinh noi bg, Dieu 1^ vd Nghi quyet, quylt dinh cua Dai

hgi d6ng C6 dong vd Hgi d^ng quan tri Eximbank.

3)Trien khai cong tac kiem todn nOi bo theo kl hoach dd ddng ky vdi NHNN; rd soat,

danh gia dgc lap, khach quan ve tinh thich hgp, day du, hi^u l\rc vd higu qud cua hg

thong kiem soat ngi bO-

4)Tiep tuc kiem soat viec thuc hien khdc ph\ic chinh sua cua cac dcm vi/chi nhanh.

Dong th^i kien nghi len HDQT dp dung hinh thuc xii ly phu hgp doi vdi cac dom

vi/chi nhanh chua co y thuc trong cong tac khdc ph^c chinh sua.

5)Rd soat cdc vdn bdn, qui trinh tai Eximbank (gom cd Dilu lg hoat dgng): Tiep tuc

ting hgp vd co khuyen nghi vdi Hoi sd chinh. BKS tiep tiic theo d6i vigc thuc hign

khuyln nghi cua BKS doi vdi HDQT vl vigc sua ddi dieu lg Eximbank cho phu hgp

vdi cdc vdn ban phdp luat hign hdnh.

6)Ttii ciu true Ban KTNB nhdm gia tang chat luang kiem sotit cung nhu cong tie van

hdnh bo may kiem totin duyc dl dang, thong suit vd chit luang han.

7)Xay dung h^ thong chim diem rui ro ctic dan vi trong todn h^ thong, tu do lam ca sd

xay dung ke hoach kiem toan hang n&m.

2. Kien nghi:

Tu ctic nhan xet, dtinh giti tren, BKS kien nghi vdi DHDCD, HDQT vd BDH Eximbank:

1)Tiep tyc ca ciu, kiem sodt chit ch6 danh muc tin dung de dam bio ca ciu danh muc

vi chit luang tin dung an toan phu hap vdi muc tieu de ra. Tiep tuc chu trpng cong

tac thu h6i no xiu, ng da ban VAMC, ng ngoai bang. Tdng cu^ng cong tdc nhan

di^n, quan ly cac khdeh hang co moi quan h lien quan; tdng cuang qudn ly du ng

khdeh hdng/ngdnh hang chiu nhieu tdc dong tvr su thay doi lien tyc cua gid cd thi

truang the gidi hodc trong nuac, ede khdeh hang co du ng Ion tiim in rui ro.

2)Tiep tuc duy tri cac ty le an todn trong hoat dong dam bao tuan thu quy dinh cua

NHNN. C6 16 trinh khdc phuc cac ty le an todn chua tuan thu dung quy dinh cua

NHNN.

3)Doi vai cong tdc diu tu tdi sdn co dinh: rd sodt lai nhu ciu stir dung trong hi^n tai vd

du kiin trong tuang lai, thanh ly cac tdi sdn khong c6 nhu cau stir dung di trdnh lang

phi.

4)Qudn ly tot chi phi hoat dong nhdm dam bao hieu qua kinh doanh de ra.

5)Doi vdi cong tdc nhan sy: can c6 ca chi chim diim hodn thdnh nhi^m vy hyp 1^

han, dinh luyng han, quy che phdn phoi luang hap ly han nhdm ddnh gid chinh xdc

su dong gop cua turng cd nhan vdo ket qud cua Eximbank. Dong thdi tinh gidm

nhung vi tri khong thyc su cin thiet di gidm chi phi. Ben canh d6, cac phong

ban/dan vi 6 Hoi sd chinh vd Ph6 TGD phu trdch cung phdi duyc chim diem hodn

thdnh theo nhiem vy duac giao de gdn trdch nhi?m cua HSC vdi chi nhdnh.

6)Tiip tuc rd sodt, hodn thien cac quy che, quy dinh cua Eximbank dam bao phu hop

vdi cac vdn ban phdp luat hien hanh vd nhung thay doi trong muc tieu kinh doanh

cua hoat dong Eximbank.

7)Cd gidi phdp diy nhanh tiin do thyc hien, sdm dua vdo hoat dong, stir dung cac dy

tin, cong trinh tryng diem cd tdc dong ldn den hoat dong kinh doanh cua Eximbank

nhu: dy tin Corebank vd Trung tarn dft lifu, xay dung try sd chinh, he thong xep

hang tin dung.

BKS_BC2015 binh DHDCDTrang8/9

BKS_BC2015 trinh DHDCDTrang9/9

Nai nhan:

-NHNH (di bdo cdo);-DHDCD (d$ trinh);-HDQT, TGD (diphSi hpp);• Lieu BKS.

Tran Le Quyet

TM. BAN KIEM SO ATTRlTCfNG BAN

8)Tang cuong hoat dong gidm sat, kiem todn npi bp, tiep tpc hoan thien he thong phdt

hipn rui ro tiem kn trong hoat dong ciia Eximbank de cdnh bdo va dua ra bipn phdp

chan chinh, phong ngua kip thdi.

9)Ban dieu hanh chi dao quyet li^t cac Phong/Ban/Ban vi nhanh chong thirc hi^n khac

phuc chinh siia theo cdc kdt luan cua Thanh tra va cac khuyen nghi ciia BKS, KTNB

con ton dong.

10)Tiep tuc lp trinh dua ho^t dong cua Eximbank dp dung cac tieu chi danh gid theo

tieu chuan Basel 2.

11)HDQT, BDH cdn tuan thu vd thuc hipn dung theo Nghi quyet da dupe DHDCB

Eximbank thong qua.

12)Tiep nhan, xem xdt, chi dao xu ly theo cac khuyen nghi cua Thanh tra NHNN,

khuyen nghi cua Ban kiem sodt vd Ki^m toan npi bp.

Tren day Id bdo cdo cua Ban Kiem sodt ve ket qud gidm sat hoat dong ciia ngan hdng

n3m 2015.

Tran trpng kinh trinh Bai hoi dong Co dong.