consensus statement on concussion in sport—the

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  • Special Feature

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    Prin .012255ividualized basis. Readers are encouraged to copy and distribute freely the Zurichnsensus document, the Concussion Recognition Tool (CRT), the Sports Concussionsessment Tool version 3 (SCAT3), and/or the Child SCAT3 card, and neither is subject toy restriction, provided it is not altered in any way or converted to a digital format. Thethors request that the document and/or the accompanying tools be distributed in their fulld complete format.This consensus paper is broken into a number of sections

    A summary of concussion and its management, with updates from the previousmeetings.Background information about the consensus meeting process.A summary of the specific consensus questions discussed at this meeting.The Consensus paper should be read in conjunction with the SCAT3 assessment tool,the Child SCAT3, and the Concussion Recognition Tool (designed for lay use).

    This article will also appearof Sports Medicine, AmeSports Medicine, ClinicalMedicine, Journal of Athleticof Clincal Neuroscience, JSports Medicine (Japaneseence and Medicine in SpoSportsmedicine, NeurosurgJournal of Science & MedicAfrican Sports Medicine Jodian Medical Association J

    Author affiliations can be fo

    &R 2013 Concussion in Sport Gro4-1482/13/$36.00 Vol. 5, 255-279, April 2

    ted in U.S.A. http://dx.doi.org/10.1016/j.pmrj.2013.02onsensus Statement on Concussion in Sportth International Conference on Concussioneld in Zurich, November 2012

    thors:ul McCrory, MBBS, PhD, Willem H. Meeuwisse, MD, PhD, Mark Aubrbert C. Cantu, MD, Jir Dvork, MD, Ruben J. Echemendia, PhD,rs Engebretsen, MD, PhD, Karen M. Johnston, MD, PhD, Jeffrey S. Kartin Raftery, MBBS, Allen Sills, MD, Brian W. Benson, MD, PhD, Gavin A. Dahard Ellenbogen, MD, Kevin M. Guskiewicz, PhD, Stanley A. Herring, MDant L. Iverson, PhD, Barry D. Jordan, MD, James Kissick, MD, Michael Mcdrew S. McIntosh, PhD, David L. Maddocks, LLB, PhD, Michael Makdissi,ura Purcell, MD, Margot Putukian, MD, Kathryn Schneider, PhD,arles H. Tator, MD, PhD, Michael Turner, MD

    EAMBLE

    is paper is a revision and update of the recommendations developed following the 1stienna 2001), 2nd (Prague 2004), and 3rd (Zurich 2008) International Consensusnference on Concussion in Sport, and is based on the deliberations at the 4thernational Conference on Concussion in Sport held in Zurich, November 2012 [1-3].The new 2012 Zurich Consensus statement is designed to build on the principlestlined in the previous documents and to develop further conceptual understanding of thisblem by using a formal consensus-based approach. A detailed description of the

    nsensus process is outlined at the end of this document under the background section.is document is developed for use by physicians and health care professionals who areolved in the care of injured athletes, whether at the recreational, elite, or professionalel.While agreement exists pertaining to principal messages conveyed within this document,authors acknowledge that the science of concussion is evolving, and therefore manage-TheSport

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    256 McCrory et al ZURICH CONSENSUS STATEMENT ON CONCUSSION IN SPORTCTION 1: SPORT CONCUSSION AND ITSANAGEMENT

    e Zurich 2012 document examines sport concussion andnagement issues raised in the previous Vienna 2001,gue 2004, and Zurich 2008 documents, and applies the

    nsensus questions from Section 3 to these areas [1-3].

    finition of Concussion

    nel discussion regarding the definition of concussion andseparation from mild traumatic brain injury (mTBI) was

    ld. There was acknowledgement by the Concussion inort Group (CISG) that, although the terms mTBI andncussion are often used interchangeably in the sportingntext and particularly in the U.S. literature, others use them to refer to different injury constructs. Concussion is

    historical term representing low-velocity injuries thatse brain shaking, resulting in clinical symptoms andt are not necessarily related to a pathologic injury.ncussion is a subset of TBI and the term concussion willused in this document. It was also noted that the termmotio cerebri is often used in European and other

    untries. Minor revisions were made to the definition ofncussion, and it is defined as follows:

    Concussion is a brain injury and is defined as acomplex pathophysiological process affecting thebrain, induced by biomechanical forces. Severalcommon features that incorporate clinical, patho-logic, and biomechanical injury constructs that maybe utilized in defining the nature of a concussivehead injury include

    1. Concussion may be caused either by a direct blowto the head, face, neck, or elsewhere on the bodywith an impulsive force transmitted to the head.

    2. Concussion typically results in the rapid onset ofshort-lived impairment of neurologic function thatresolves spontaneously. However, in some cases,symptoms and signs may evolve over a number ofminutes to hours.

    3. Concussion may result in neuropathologic changes,but the acute clinical symptoms largely reflect afunctional disturbance rather than a structural in-jury, and, as such, no abnormality is seen on stan-dard structural neuroimaging studies.

    4. Concussion results in a graded set of clinical symp-toms that may or may not involve loss of conscious-ness. Resolution of the clinical and cognitive symp-toms typically follows a sequential course. However, it

    is important to note that in some cases symptoms maybe prolonged.

    (e)covery of Concussion

    e majority (80%-90%) of concussions resolve in a short10 day) period, although the recovery time frame may beger in children and adolescents. [2].

    mptoms and Signs of Acute Concussion

    e diagnosis of acute concussion usually involves the as-sment of a range of domains, including clinical symptoms,ysical signs, cognitive impairment, neurobehavioral fea-es, and sleep disturbance. Furthermore, a detailed concus-n history is an important part of the evaluation, both in theured athlete and when conducting a preparticipation ex-ination. The detailed clinical assessment of concussion istlined in the SCAT3 and Child SCAT3 forms, which is anpendix to this document.The suspected diagnosis of concussion can include one orre of the following clinical domains:

    Symptomssomatic (eg, headache), cognitive (eg,feeling like in a fog), and/or emotional symptoms (eg,lability)Physical signs (eg, loss of consciousness, amnesia)Behavioral changes (eg, irritability)Cognitive impairment (eg, slowed reaction times)Sleep disturbance (eg, insomnia)

    ny one or more of these components is present, a concus-n should be suspected and the appropriate managementategy instituted.

    n-field or Sideline Evaluation of Acuteoncussion

    hen a player shows ANY features of a concussion:

    The player should be evaluated by a physician or otherlicensed health care provider onsite by using standardemergency management principles, and particular at-tention should be given to excluding a cervical spineinjury.The appropriate disposition of the player must be deter-mined by the treating health care provider in a timelymanner. If no health care provider is available, theplayer should be safely removed from practice or playand urgent referral to a physician arranged.Once the first aid issues are addressed, then an assess-ment of the concussive injury should be made by usingthe SCAT3 or other sideline assessment tools.The player should not be left alone following the injury,and serial monitoring for deterioration is essential overthe initial few hours following injury.

    A player with diagnosed concussion should not be al-lowed to return to play on the day of injury.

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    257PM&R Vol. 5, Iss. 4, 2013Sufficient time for assessment and adequate facilitiesould be provided for the appropriate medical assessment,th on and off the field, for all injured athletes. In someorts, this may require rule change to allow an appropriate-field medical assessment to occur without affecting thew of the game or unduly penalizing the injured playersm. The final determination regarding concussion diagno-and/or fitness to play is a medical decision based on clinicalgment.Sideline evaluation of cognitive function is an essential

    mponent in the assessment of this injury. Brief neuropsy-ological test batteries that assess attention and memoryction have been shown to be practical and effective. Such

    ts include the SCAT3, which incorporates the Maddocksestions [4,5], and the Standardized Assessment of Concus-n (SAC) [6-8]. It is worth noting that standard orientationestions (eg, time, place, person) have been shown to bereliable in the sporting situation when compared withmory assessment [5,9]. It is recognized, however, that

    breviated testing paradigms are designed for rapid concus-n screening on the sidelines and are not meant to replacemprehensive neuropsychological testing, which shouldally be performed by trained neuropsychologists who aresitive to subtle deficits that may exist beyond the acute

    isode; nor should they be used as a stand-alone tool for thegoing management of sports concussions.It should also be recognized that the appearance of symp-s or cognitive deficit might be delayed several hours

    lowing a concussive episode and that concussion shouldseen as an evolving injury in the acute stage.

    aluation in Emergency Room or OfficeMedical Personnel

    athlete with concussion may be evaluated in the emer-cy room or doctors office as a point of first contact

    lowing injury or may have been referred from another carevider. In addition to the points outlined above, the keytures of this examination should encompass:

    A medical assessment including a comprehensive his-tory and detailed neurological examination, including athorough assessment of mental status, cognitive func-tioning, gait, and balance.A determination of the clinical status of the patient,including whether there has been improvement or de-terioration since the time of injury. This may involveseeking additional information from parents, coaches,teammates, and eyewitness to the injury.A determination of the need for emergent neuroimagingin order to exclude a more severe brain injury involvinga structural abnormality.large part, these points above are included in the SCAT3essment.

    tioduoncussion Investigations

    ange of additional investigations may be utilized to assistthe diagnosis and/or exclusion of injury. Conventionaluctural neuroimaging is typically normal in concussiveury. Given that caveat, the following suggestions are made:in CT (or where available MR brain scan) contributes little

    concussion evaluation but should be employed wheneverspicion of an intracerebral or structural lesion (eg, skullcture) exists. Examples of such situations may includelonged disturbance of conscious state, focal neurologic

    ficit, or worsening symptoms.Other imaging modalities such as fMRI demonstrate acti-ion patterns that correlate with symptom severity andovery in concussion [10-14]. While not part of routineessment at the present time, they nevertheless provideditional insight to pathophysiological mechanisms. Alter-tive imaging technologies (eg, positron emission tomogra-y, diffusion tensor imaging, magnetic resonance spectros-py, functional connectivity), while demonstrating somempelling findings, are still at early stages of developmentd cannot be recommended other than in a research setting.Published studies, using both sophisticated force platehnology as well as those using less sophisticated clinicallance tests (eg, Balance Error Scoring System [BESS]), haventified acute postural stability deficits lasting approxi-tely 72 hours following sport-related concussion. It ap-ars that postural stability testing provides a useful tool forjectively assessing the motor domain of neurologic func-ning and should be considered a reliable and valid addi-n to the assessment of athletes suffering from concussion,rticularly where symptoms or signs indicate a balancemponent [15-21].The significance of apolipoprotein (Apo) E4, ApoE pro-tor gene, tau polymerase, and other genetic markers in thenagement of sports concussion risk or injury outcome isclear at this time [22,23]. Evidence from human andimal studies in more severe traumatic brain injury demon-ate induction of a variety of genetic and cytokine factors,ch as insulin-like growth factor-1 (IGF-1), IGF bindingtein-2, fibroblast growth factor, Cu-Zn superoxide dis-tase, superoxide dismutase-1 (SOD-1), nerve growth fac-, glial fibrillary acidic protein (GFAP), and S-100. Howch factors are affected in sporting concussion is not knownthis stage [24-31]. In addition, biochemical serum andebral spinal fluid biomarkers of brain injury (including00, neuron specific enolase [NSE], myelin basic proteinBP], GFAP, tau, etc) have been proposed as means byich cellular damage may be detected if present [32-38].ere is currently insufficient evidence, however, to justifyroutine use of these biomarkers clinically.

    Different electrophysiological recording techniques (eg,ked response potential [ERP], cortical magnetic stimula-n, and electroencephalography) have demonstrated repro-cible abnormalities in the postconcussive state; however,

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    258 McCrory et al ZURICH CONSENSUS STATEMENT ON CONCUSSION IN SPORTt all studies reliably differentiated concussed athletes fromntrols [39-45]. The clinical significance of these changes

    ains to be established.

    uropsychological Assessment

    e application of neuropsychological (NP) testing in con-ssion has been shown to be of clinical value and contrib-s significant information in concussion evaluation [46-]. Although in most cases cognitive recovery largelyerlaps with the time course of symptom recovery, it hasen demonstrated that cognitive recovery may occasionallycede or more commonly follow clinical symptom resolu-

    n, suggesting that the assessment of cognitive functionould be an important component in the overall assessmentconcussion and, in particular, any RTP protocol [52,53]. Itst be emphasized, however, that NP assessment should

    t be the sole basis of management decisions. Rather, itould be seen as an aid to the clinical decision-makingcess in conjunction with a range of assessments of differ-

    t clinical domains and investigational results.It is recommended that all athletes should have a clinicalurologic assessment (including assessment of their cogni-e function) as part of their overall management. This willrmally be done by the treating physician, often in conjunc-n with computerized NP screening tools.Formal NP testing is not required for all athletes, however,en this is considered necessary, then it should ideally be

    rformed by a trained neuropsychologist. Although neuro-ychologists are in the best position to interpret NP tests bytue of their background and training, the ultimate returnplay decision should remain a medical one in which altidisciplinary approach, when possible, has been taken.the absence of NP and other (eg, formal balance assess-nt) testing, a more conservative RTP approach may bepropriate.NP testing may be used to assist RTP decisions and isically performed when an athlete is clinically asymptom-

    c; however, NP assessment may add important informa-n in the early stages following injury [54,55]. There may berticular situations where testing is performed early to assistdetermining aspects of management, for example, returnschool for a pediatric athlete. This will normally be besttermined in consultation with a trained neuropsychologist,57].Baseline NP testing was considered by the panel and wast felt to be required as a mandatory aspect of every assess-nt, however, may be helpful or add useful information tooverall interpretation of these tests. It also provides an

    ditional educative opportunity for the physician to discusssignificance of this injury with the athlete. At present,re is insufficient evidence to recommend the widespreadtine use of baseline NP testing.

    pareconcussion Management

    e cornerstone of concussion management is physical andgnitive rest until the acute symptoms resolve and then aded program of exertion before medical clearance andP. The current published evidence evaluating the effect oft following a sport-related concussion is sparse. An initialriod of rest in the acute symptomatic period followingury (24-48 hours) may be of benefit. Further research toluate the long-term outcome of rest, and the optimalount and type of rest, is needed. In the absence of evi-nce-based recommendations, a sensible approach involves

    gradual return to school and social activities (beforentact sports) in a manner that does not result in a signifi-t exacerbation of symptoms.Low-level exercise for those who are slow to recover mayof benefit, although the optimal timing following injuryinitiation of this treatment is currently unknown.As described above, the majority of injuries will recover

    ontaneously over several days. In these situations, it ispected that an athlete will proceed progressively through apwise RTP strategy [58].

    raduated Return to Play Protocol

    P protocol following a concussion follows a stepwise pro-s, as outlined in Table 1.With this stepwise progression, the athlete should con-ue to proceed to the next level if asymptomatic at therrent level. Generally, each step should take 24 hours sot an athlete would take approximately 1 week to proceedough the full rehabilitation protocol once they are asymp-atic at rest and with provocative exercise. If any postcon-

    ssion symptoms occur while in the stepwise program, thenpatient should drop back to the previous asymptomatic

    el and try to progress again after a further 24-hour periodrest has passed.

    me-day RTP

    was unanimously agreed that no RTP on the day of con-ssive injury should occur. There are data demonstratingt, at the collegiate and high school level, athletes allowedRTP on the same day may demonstrate NP deficits postin-y that may not be evident on the sidelines and are moreely to have delayed onset of symptoms [59-65].

    e Difficult or Persistently Symptomaticoncussion Patient

    rsistent symptoms (10 days) are generally reported in%-15% of concussions. In general, symptoms are notecific to concussion, and it is important to consider other

    thologies. Cases of concussion in sport where clinicalovery falls outside the expected window (ie, 10 days)

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    259PM&R Vol. 5, Iss. 4, 2013ould be managed in a multidisciplinary manner by healthe providers with experience in sports-related concussion.

    ychological Management and Mentalalth Issues

    chological approaches may have potential application ins injury, particularly with the modifiers listed below,67]. Physicians are also encouraged to evaluate the con-

    ssed athlete for affective symptoms, such as depression andxiety, because these symptoms are common in all forms ofumatic brain injury [58].

    e Role of Pharmacologic Therapy

    armacologic therapy in sports concussion may be applied2 distinct situations. The first of these situations is thenagement of specific and/or prolonged symptoms (eg,ep disturbance, anxiety). The second situation is whereg therapy is used to modify the underlying pathophysiol-

    y of the condition with the aim of shortening the durationthe concussion symptoms [68]. In broad terms, this ap-ach to management should be only considered by clini-

    ns experienced in concussion management.An important consideration in RTP is that concussedletes should not only be symptom free but also should nottaking any pharmacologic agents or medications that maysk or modify the symptoms of concussion. Where antide-ssant therapy may be commenced during the manage-nt of a concussion, the decision to return to play while stillsuch medication must be considered carefully by the

    ating clinician.

    e Role of Preparticipation Concussionaluation

    recognizing the importance of a concussion history and

    ble 1. Graduated return to play protocol

    Rehabilitation StageFunctional Exercise at

    Rehabilitati

    No activity Symptom limited physical aLight aerobic exercise Walking, swimming, or stati

    keeping intensity 70% maheart rate. No resistance t

    Sport-specific exercise Skating drills in ice hockey,soccer. No head impact a

    Non-contact training drills Progression to more compleg, passing drills in footbaMay start progressive resis

    Full contact practice Following medical clearancnormal training activities.

    Return to play Normal game play.preciating the fact that many athletes will not recognize allconcussions they may have suffered in the past, a detailed

    Femoncussion history is of value [69-72]. Such a history may-identify athletes who fit into a high-risk category andvides an opportunity for the health care provider to

    ucate the athlete in regard to the significance of concussiveury. A structured concussion history should include spe-c questions as to previous symptoms of a concussion andgth of recovery, not just the perceived number of past

    ncussions. It is also worth noting that dependence uponrecall of concussive injuries by teammates or coaches has

    en demonstrated to be unreliable [69]. The clinical historyould also include information about all previous head,e, or cervical spine injuries because these may also havenical relevance. It is worth emphasizing that, in the settingmaxillofacial and cervical spine injuries, coexistent con-ssive injuries may be missed unless specifically assessed.estions pertaining to disproportionate impact versusptom severity matching may alert the clinician to a pro-

    ssively increasing vulnerability to injury. As part of thenical history, it is advised that details regarding protectiveuipment employed at time of injury be sought, both forent and remote injuries.There is an additional and often unrecognized benefit ofpreparticipation physical examination insofar as the eval-

    tion allows for an educative opportunity with the playerncerned as well as consideration of modification of playinghavior if required.

    odifying Factors in Concussionanagement

    range of modifying factors may influence the investiga-n and management of concussion and, in some cases, maydict the potential for prolonged or persistent symptoms.wever, in some cases, the evidence for their efficacy isited. These modifiers would be important to consider in a

    tailed concussion history and are outlined in Table 2.

    Stage ofObjective of Each Stage

    gnitive rest. Recoverycyclingpermitted

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    Increase heart rate

    g drills ines.

    Add movement

    ning drills,ice hockey.training.

    Exercise, coordination, and cognitiveload

    ticipate in Restore confidence and assessfunctional skills by coaching staffuacobe

    MM

    AtiopreHolimdemale Gender. The role of female gender as a possibledifier in the management of concussion was discussed at

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    260 McCrory et al ZURICH CONSENSUS STATEMENT ON CONCUSSION IN SPORTgth by the panel. There was not unanimous agreementt the current published research evidence is conclusive

    ough for this to be included as a modifying factor, althoughas accepted that gender may be a risk factor for injury

    d/or influence injury severity [73-75].

    e Significance of Loss of Consciousness (LOC). Inoverall management of moderate-to-severe traumatic

    in injury, duration of LOC is an acknowledged predictoroutcome [76]. While published findings in concussionscribe LOC associated with specific early cognitive deficits,as not been noted as a measure of injury severity [77,78].nsensus discussion determined that prolonged (1 min-duration) LOC would be considered as a factor that maydify management.

    e Significance of Amnesia and Other Symptoms.ere is renewed interest in the role of posttraumatic amnesiad its role as a surrogate measure of injury severity,79,80]. Published evidence suggests that the nature,

    rden, and duration of the clinical postconcussive symp-s may be more important than the presence or duration of

    ble 2. Concussion modifiers

    Factors Modifier

    ptoms NumberDuration ( 10 d)Severity

    ns Prolonged loss ofconsciousness (1 min),amnesia

    quelae Concussive convulsionsporal Frequencyrepeated

    concussions over timeTiminginjuries closetogether in timeRecencyrecentconcussion or TBI

    eshold Repeated concussionsoccurring with progressivelyless impact force or slowerrecovery after eachsuccessive concussion.

    e Child and adolescent (18 yold)

    - and pre-morbidities Migraine, depression or othermental health disorders,attention deficithyperactivity disorder,learning disabilities, sleepdisorders

    dication Psychoactive drugs,anticoagulants

    havior Dangerous style of playort High-risk activity, contact

    and collision sport, highsporting levelnesia alone [77,81,82]. Further, it must be noted thatrograde amnesia varies with the time of measurement

    eredastinjury and hence is poorly reflective of injury severity,84].

    otor and Convulsive Phenomena. A variety ofmediate motor phenomena (eg, tonic posturing) or con-lsive movements may accompany a concussion. Althoughmatic, these clinical features are generally benign anduire no specific management beyond the standard treat-nt of the underlying concussive injury [85,86].

    pression. Mental health issues (such as depression)ve been reported as a consequence of all levels of traumaticin injury, including sports-related concussion. Neuroim-ng studies with use of fMRI suggest that a depressed moodlowing concussion may reflect an underlying pathophysi-gical abnormality consistent with a limbic-frontal modeldepression [34,87-97]. While such mental health issuesy be multifactorial in nature, it is recommended that theating physician consider these issues in the management ofncussed patients.

    ecial Populations

    e Child and Adolescent Athlete. The evaluationd management recommendations contained herein can beplied to children and adolescents down to the age of 13rs. Below that age, children report concussion symptomsferent from adults and would require age-appropriate

    ptom checklists as a component of assessment. An addi-nal consideration in assessing the child or adolescentlete with a concussion is that the clinical evaluation by the

    alth care professional may need to include both patient andrent input, and possibly teacher and school input whenpropriate [98-104]. A child SCAT3 has been developed toess concussion (see Appendix) for subjects aged 5-12rs.The decision to use NP testing is broadly the same as theult assessment paradigm, although there are some differ-ces. Timing of testing may differ in order to assist planningschool and home management. If cognitive testing is

    rformed, then it must be developmentally sensitive untile teen years due to the ongoing cognitive maturation thatcurs during this period, which, in turn, makes the utility ofmparison to either the persons own baseline performanceto population norms limited [20]. In this age group, it isre important to consider the use of trained pediatric

    uropsychologists to interpret assessment data, particularlychildren with learning disorders and/or ADHD who mayed more sophisticated assessment strategies [56,57,98].It was agreed by the panel that no return to sport orivity should occur before the child/adolescent athlete hasnaged to return to school successfully. In addition, the

    ncept of cognitive rest was highlighted with special ref-

    nce to a childs need to limit exertion with activities ofily living that may exacerbate symptoms. School atten-

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    261PM&R Vol. 5, Iss. 4, 2013nce and activities may also need to be modified to avoidvocation of symptoms. Children should not be returned

    sport until clinically completely symptom free, which mayuire a longer time frame than for adults.Because of the different physiological responses andger recovery after concussion and specific risks (eg,fuse cerebral swelling) related to head impact duringildhood and adolescence, a more conservative RTP ap-oach is recommended. It is appropriate to extend theount of time of asymptomatic rest and/or the length ofgraded exertion in children and adolescents. It is not

    propriate for a child or adolescent athlete with concus-n to RTP on the same day as the injury regardless of theel of athletic performance. Concussion modifiers apply

    en more to this population than adults and may mandatere cautious RTP advice.

    te Versus Nonelite Athletes

    l athletes, regardless of level of participation, should benaged by using the same treatment and RTP paradigm.e available resources and expertise in concussion eval-tion are of more importance in determining manage-nt than a separation between elite and nonelite athletenagement. Although formal NP testing may be beyondresources of many sports or individuals, it is recom-

    nded that, in all organized high-risk sports, consider-on be given to having this cognitive evaluation, regard-s of the age or level of performance.

    hronic Traumatic Encephalopathy

    inicians need to be mindful of the potential for long-m problems in the management of all athletes. How-er, it was agreed that CTE represents a distinct tauopa-

    with an unknown incidence in athletic populations. Its further agreed that a cause and effect relationship hast yet been demonstrated between CTE and concussionsexposure to contact sports [105-114]. At present, theerpretation of causation in the modern CTE case studiesould proceed cautiously. It was also recognized that it isportant to address the fears of parents and/or athletesm media pressure related to the possibility of CTE.

    jury Prevention

    tective Equipment: Mouthguards and Helmets.ere is no good clinical evidence that currently availabletective equipment will prevent concussion, althoughuthguards have a definite role in preventing dental andfacial injury. Biomechanical studies have shown a reduc-

    n in impact forces to the brain with the use of head gear

    d helmets, but these findings have not been translated toow a reduction in concussion incidence. For skiing and

    As(IOowboarding, there are a number of studies to suggest thatlmets provide protection against head and facial injury andnce should be recommended for participants in alpineorts [115-118]. In specific sports, such as cycling andtor and equestrian sports, protective helmets may preventer forms of head injury (eg, skull fracture) that are relatedfalling on hard surfaces and may be an important injuryvention issue for those sports [118-130].

    le Change. Consideration of rule changes to reducehead injury incidence or severity may be appropriate

    ere a clear-cut mechanism is implicated in a particularort. An example of this is in football (soccer) where re-rch studies demonstrated that upper limb to head contactheading contests accounted for approximately 50% of

    ncussions [131]. As noted earlier, rule changes also may beeded in some sports to allow an effective off-field medicalessment to occur without compromising the athletes wel-e, affecting the flow of the game, or unduly penalizing theyers team. It is important to note that rule enforcementy be a critical aspect of modifying injury risk in thesetings and that referees play an important role in thisard.

    k Compensation. An important consideration in thee of protective equipment is the concept of risk compen-ion [132]. This is where the use of protective equipmentults in behavioral change such as the adoption of morengerous playing techniques, which can result in a paradox-l increase in injury rates. This may be a particular concernchild and adolescent athletes where head injury rates areen higher than in adult athletes [133-135].

    gression Versus Violence in Sport. The competi-e and/or aggressive nature of sport that makes it fun to playd watch should not be discouraged. However, sportinganizations should be encouraged to address violence thaty increase concussion risk [136,137]. Fair play and re-

    ect should be supported as key elements of sport.

    owledge Transfer

    cause the ability to treat or reduce the effects of concussiveury after the event is minimal, education of athletes, col-gues, and the general public is a mainstay of progress ins field. Athletes, referees, administrators, parents, coaches,d health care providers must be educated regarding thetection of concussion, its clinical features, assessment tech-ues, and principles of safe RTP. Methods to improve

    ucation, including Web-based resources, educational vid-s, and international outreach programs, are important inlivering the message. In addition, concussion workingups, plus the support and endorsement of enlightened

    ort groups such as Fdration Internationale de Football

    sociation (FIFA), International Olympic CommissionC), International Rugby Board (IRB), and International

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    262 McCrory et al ZURICH CONSENSUS STATEMENT ON CONCUSSION IN SPORTHockey Federation (IIHF) who initiated this endeavorve enormous value and must be pursued vigorously. Fairy and respect for opponents are ethical values that shouldencouraged in all sports and sporting associations. Simi-ly, coaches, parents, and managers play an important partensuring these values are implemented on the field of play,138-150].

    CTION 2: STATEMENT ON BACKGROUNDTHE CONSENSUS PROCESS

    November 2001, the 1st International Conference onncussion in Sport was held in Vienna, Austria. This meet-was organized by the IIHF in partnership with FIFA andMedical Commission of the IOC. As part of the resulting

    ndate for the future, the need for leadership and futuredates were identified. The 2nd International ConferenceConcussion in Sport was organized by the same group,

    th the additional involvement of the IRB and was held ingue, Czech Republic, in November 2004. The originals of the symposia were to provide recommendations forimprovement of safety and health of athletes who suffer

    ncussive injuries in ice hockey, rugby, football (soccer) asll as other sports. To this end, a range of experts wereited to both meetings to address specific issues of epide-ology, basic and clinical science, injury grading systems,gnitive assessment, new research methods, protectiveuipment, management, prevention, and long-term out-me [1,2].The 3rd International Conference on Concussion in Sports held in Zurich, Switzerland, on October 29-30, 2008,d was designed as a formal consensus meeting following

    organizational guidelines set forth by the U.S. Nationaltitutes of Health. (Details of the consensus methodology

    be obtained at http://consensus.nih.gov/ABOUTCDP..) The basic principles governing the conduct of a con-

    sus development conference are summarized below:

    A broad-based nongovernment, nonadvocacy panel wasassembled to give balanced, objective, and knowledgeableattention to the topic. Panel members excluded anyonewith scientific or commercial conflicts of interest andincluded researchers in clinical medicine, sports medi-cine, neuroscience, neuroimaging, athletic training, andsports science.These experts presented data in a public session, followedby inquiry and discussion. The panel then met in anexecutive session to prepare the consensus statement.A number of specific questions were prepared and posedin advance to define the scope and guide the direction ofthe conference. The principal task of the panel was to

    elucidate responses to these questions. These questionsare outlined below. injA systematic literature review was prepared and circu-lated in advance for use by the panel in addressing theconference questions.The consensus statement is intended to serve as the sci-entific record of the conference.The consensus statement will be widely disseminated toachieve maximum impact on both current health carepractice and future medical research.

    The panel chairperson (W.M.) did not identify with anyvocacy position. The chairperson was responsible for di-ting the consensus session and guiding the panels delib-tions. Panelists were drawn from clinical practice, aca-mics, and research in the field of sports-relatedncussion. They do not represent organizations per se butre selected for their expertise, experience, and under-nding of this field.The 4th International Conference on Concussion in Sports held in Zurich, Switzerland, on November 1-3, 2012,d followed the same outline as for the 3rd meeting. Alleakers, consensus panel members, and abstract authorsre required to sign an ICMJE Form for Disclosure oftential Conflicts of Interest. Detailed information related toh authors affiliations and conflicts of interests are at the

    d of this article.

    edical-Legal Considerations

    is consensus document reflects the current state of knowl-ge and will need to be modified according to the develop-nt of new knowledge. It provides an overview of issuest may be of importance to health care providers involvedthe management of sports-related concussion. It is notended as a standard of care and should not be interpretedsuch. This document is only a guide and is of a generalture, consistent with the reasonable practice of a healthe professional. Individual treatment will depend on thets and circumstances specific to each individual case. It isended that this document will be formally reviewed anddated before December 1, 2016.

    CTION 3: ZURICH 2012 CONSENSUSUESTIONS

    te that each question is the subject of a separate systematiciew that is published in the British Journal of Sports Medi-e (2013;47:5). As such, all citations and details of eachic will be covered in those reviews.1. When you assess an athlete acutely and they do notve concussion, what is it? Is a cognitive injury the keymponent of concussion in making a diagnosis?

    The consensus panel agreed that concussion is an evolvingury in the acute phase with rapidly changing clinical signs

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    263PM&R Vol. 5, Iss. 4, 2013d symptoms, which may reflect the underlying physiolog-l injury in the brain. Concussion is considered to beong the most complex injuries in sports medicine tognose, assess, and manage. The majority of concussions in

    ort occur without loss of consciousness or frank neurologicns. At present, there is no perfect diagnostic test or markert clinicians can rely on for an immediate diagnosis of

    ncussion in the sporting environment. Because of thislving process, it is not possible to rule out concussionen an injury event occurs associated with a transient

    urological symptom. All such cases should be removedm the playing field and assessed for concussion by theating physician or health care provider as discussed below.as recognized that a cognitive deficit is not necessary forte diagnosis as it either may not be present or detected on

    amination.2. Are the existing tools/examinations sensitive andiable enough on the day of injury to make or exclude agnosis of concussion?Concussion is a clinical diagnosis based largely on theserved injury mechanism, signs, and symptoms. Thest majority of sport-related concussions (hereafter, re-red to as concussion) occur without loss of consciousnessfrank neurologic signs [151-154]. In milder forms of

    ncussion, the athlete might be slightly confused, with-t clearly identifiable amnesia. In addition, most concus-ns cannot be identified or diagnosed by neuroimaginghniques (eg, computed tomography or magnetic reso-nce imaging). Several well-validated neuropsychologi-tests are appropriate for use in the assessment of acute

    ncussion in the competitive sporting environment.ese tests provide important data on symptoms andctional impairments that clinicians can incorporate

    o their diagnostic formulation but should not solely beed to diagnose concussion.3. What is the best practice for evaluating an adultlete with concussion on the field of play in 2012?Recognizing and evaluating concussion in the adultlete on the field is a challenging responsibility for the

    alth care provider. Performing this task is often a rapidessment in the midst of competition with a time con-aint and the athlete eager to play. A standardized objec-e assessment of injury, which includes excluding moreious injury, is critical in determining disposition deci-ns for the athlete. The on-field evaluation of sport-ated concussion is often a challenge given the elusive-ss and variability of presentation, difficulty in making aely diagnosis, specificity and sensitivity of sidelineessment tools, and the reliance on symptoms. Despitese challenges, the sideline evaluation is based on rec-

    nition of injury, assessment of symptoms, cognitive and

    nial nerve function, and balance. Serial assessments areen necessary. Concussion is often an evolving injury,

    thecod signs and symptoms may be delayed. Therefore, err-on the side of caution (keeping an athlete out of

    rticipation when there is any suspicion for injury) isportant. A standardized assessment of concussion iseful in the assessment of the athlete with suspectedncussion but should not take the place of cliniciangment.4. How can the SCAT2 be improved?It was agreed that a variety of measures should beployed as part of the assessment of concussion to

    ovide a more complete clinical profile for the concussedlete. Important clinical information can be ascertaineda streamlined manner through the use of a multimodaltrument such as the Sport Concussion Assessment ToolAT). A baseline assessment is advised wherever possi-. However, it is acknowledged that further validitydies need to be performed to answer this specific issue.A future SCAT test battery (ie, SCAT3) should includeinitial assessment of injury severity using the Glasgowma Scale (GCS), immediately followed by observingd documenting concussion signs. Once this is complete,

    ptom endorsement and symptom severity, neurocog-ive function, and balance function should be assessed iny athlete suspected of sustaining a concussion. It isommended that these latter steps be conducted follow-a minimum 15-minute rest period on the sideline to

    oid the influence of exertion or fatigue on the athletesrformance. While it is noted that this time frame is anitrary one, nevertheless, the expert panel agreed that a

    riod of rest was important prior to assessment. Futureearch should consider the efficacy for inclusion ofion tests such as the King Devick Test and clinicalction time tests [155,156]. Recent studies suggest thatse may be useful additions to the sideline assessment of

    ncussion. However, the need for additional equipmenty make them impractical for sideline use. It was further

    reed that the SCAT3 would be suitable for adults anduths age 13 years old and over, while a new tool (ChildAT3) has been developed for younger children.5. Advances in neuropsychology: Are computerizedts sufficient for concussion diagnosis?Sport-related concussions are frequently associatedth one or more symptoms, impaired balance, and/orgnitive deficits. These problems can be measured bying symptom scales, balance testing, and neurocognitiveting. All 3 modalities can identify significant changes infirst few days following injury, generally with normal-

    tion over 1-3 weeks. The presentation of symptoms andrate of recovery can be variable, which reinforces the

    lue of assessing all 3 areas as part of a comprehensiveort concussion program.Neuropsychological assessment has been described byConcussion in Sport Group as a cornerstone ofncussion management. Neuropsychologists are uniqu-

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    264 McCrory et al ZURICH CONSENSUS STATEMENT ON CONCUSSION IN SPORTqualified to interpret neuropsychological tests and cany an important role within the context of a multifacet-

    -multimodal and multidisciplinary approach to manag-sport-related concussion. Concussion management

    ograms that use neuropsychological assessment to assistclinical decision making have been instituted in profes-nal sports, colleges, and high schools. Brief computer-d cognitive evaluation tools are the mainstay of theseessments worldwide given the logistical limitation inessing trained neuropsychologists; however, it shouldnoted that these are not substitutes for formal neuro-

    ychological assessment. At present, there is insufficientidence to recommend the widespread routine use ofseline neuropsychological testing.7. What evidence exists for new strategies and/orhnologies in the diagnosis of concussion and assess-nt of recovery?A number of novel technological platforms exist toess concussion, including (but not limited to) iPhone/art phone apps, quantitative electroencephalography,oticssensory motor assessment, telemedicine, eye-

    cking technology, functional imaging and/or advanceduroimaging, and head impact sensors. At this stage, onlyited evidence exists for their role in this setting, and

    ne have been validated as diagnostic. It will be impor-t to reconsider the role of these technologies once

    idence is developed.8. Advances in the management of sport concussion:hat is evidence for concussion therapies?The current evidence evaluating the effect of rest andatment following a sport-related concussion is sparse.

    initial period of rest may be of benefit. However,ther research to evaluate the long-term outcome of rest,d the optimal amount and type of rest, is needed.w-level exercise for those who are slow to recover mayof benefit, although the optimal timing following injury

    initiation of this treatment is currently unknown.ltimodal physiotherapy treatment for individuals with

    nical evidence of cervical spine and/or vestibular dys-ction may be of benefit. There is a strong need forh-level studies evaluating the effects of a resting period,armacologic interventions, rehabilitative techniques,d exercise for individuals who have sustained a sport-ated concussion.9. The difficult concussion patient: What is the bestproach to investigation and management of persistent10 days) postconcussive symptoms?Persistent symptoms (10 days) are generally reported10%-15% of concussions. This may be higher in certainorts (eg, elite ice hockey) and populations (eg, chil-en). In general, symptoms are not specific to concus-n, and it is important to consider and manage coexis-

    t pathologies. Investigations may include formal

    uropsychological testing and conventional neuroimag-siobeto exclude structural pathology. Currently, there isufficient evidence to recommend routine clinical use ofvanced neuroimaging techniques or other investigativeategies. Cases of concussion in sport where clinicalovery falls outside the expected window (ie, 10 days)

    ould be managed in a multidisciplinary manner byalth care providers with experience in sports-relatedncussion. Important components of management after

    initial period of physical and cognitive rest includeociated therapies, such as cognitive, vestibular, physi-, and psychological therapy; consideration of assess-nt of other causes of prolonged symptoms; and consid-tion of commencement of a graded exercise program at

    evel that does not exacerbate symptoms.10. Revisiting concussion modifiers: How should thealuation and management of acute concussion differ inecific groups?The literature demonstrates that number and severity ofptoms and previous concussions are associated withlonged recovery and/or increased risk of complications.ef loss of consciousness (LOC), duration of posttraumaticnesia, and/or impact seizures do not reliably predict out-

    me following concussion, although a cautious approachould be taken in an athlete with prolonged LOC (ie, 1nute). Children generally take longer to recover fromncussions, and assessment batteries have yet to be vali-ted in the younger age group. Currently, there are insuffi-nt data on the influence of genetics and gender on out-me following concussion. Several modifiers are associatedth prolonged recovery or increased risk of complicationslowing concussion and have important implications fornagement. Children with concussion should be managed

    nservatively, with the emphasis on return to learn beforeurn to sport. In cases of concussion managed with limitedources (eg, nonelite players), a conservative approachould also be taken such that the athlete does not return toort until fully recovered11. What are the most effective risk-reduction strate-s in sport concussion? From protective equipment tolicy?No new valid evidence was provided to suggest that the

    e of current standard headgear in rugby or mouthguards inerican football can significantly reduce players risk of

    ncussion. No evidence was provided to suggest an associ-on between neck strength increases and concussion riskuction. There was evidence to suggest that eliminating

    dy checking from Pee Wee ice hockey (ages 11-12 years),d fair-play rules in ice hockey were effective injury preven-n strategies. Helmets need to be able to protect frompacts resulting in a head change in velocity of up to 10 m/sprofessional American football, and up to 7 m/s in profes-

    nal Australian football. It also appears that helmets mustcapable of reducing head resultant linear acceleration to

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    265PM&R Vol. 5, Iss. 4, 2013low 50 g and angular acceleration components to below00 rad/s2 to optimize their effectiveness. Given that altifactorial approach is needed for concussion prevention,ll-designed and sport-specific prospective analytical stud-of sufficient power are warranted for mouthguards, head-r and helmets, facial protection, and neck strength. Mea-

    ring the effect of rule changes should also be addressedth future studies, not only assessing new rule changes orislation but also alteration or reinforcement to existinges.12. What is the evidence for chronic concussionated changes? Behavioral, pathologic, and clinical out-mes.It was agreed that CTE represents a distinct tauopathyth an unknown incidence in athletic populations. It wasther agreed that CTE was not related to concussionsne or simply exposure to contact sports. At present,re are no published epidemiologic, cohort, or prospec-e studies relating to modern CTE. Due to the nature ofcase reports and pathologic case series that have been

    blished, it is not possible to determine the causality ork factors with any certainty. As such, the speculationt repeated concussion or subconcussive impacts causeE remains unproven. The extent to which age-relatedanges, psychiatric or mental health illness, alcohol orug use, or coexisting medical or dementing illnessesntribute to this process is largely unaccounted for in theblished literature. At present, the interpretation of cau-ion in the modern CTE case studies should proceedtiously. It was also recognized that it is important to

    dress the fears of parents and/or athletes from mediaessure related to the possibility of CTE.13. From consensus to action: How do we optimizeowledge transfer, education, and ability to influencelicy?The value of knowledge transfer (KT) as part of concus-n education is increasingly becoming recognized. Targetdiences benefit from specific learning strategies. Concus-n tools exist, but their effectiveness and impact requirether evaluation. The media are valuable in drawing atten-n to concussion, but efforts need to ensure that the publicaware of the right information. Social media as a concus-n education tool are becoming more prominent. Imple-ntation of KT models is one approach that organizations

    use to assess knowledge gaps; identify, develop, andluate education strategies; and use the outcomes to facil-

    te decision making. Implementing KT strategies requires afined plan. Identifying the needs, learning styles, and pre-red learning strategies of target audiences, coupled withluation, should be a piece of the overall concussion edu-

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    269PM&R Vol. 5, Iss. 4, 2013sed on clinical neuropsychology, sports neuropsychology, and forensic applica- NFLs Head Neck and Spine Committee, and NFLPAs Mackey-White Committee;tnotes Continued From Page 255.

    ting Group. Associate Professor, The Florey Institute of Neuroscience and Mental Health, Heidel-, Australia. Address correspondence to: P.M.; e-mail:

    or affiliations can be found on page 269.losure: co-investigator, collaborator, consultant on grants relating to mild TBIed by several governmental organizations; co-chair, Australian Centre for ResearchSports Injury and its Prevention, one of the International Research Centres forention of Injury and Protection of Athlete Health supported by the Internationalpic Committee; clinical and consulting practice in general and sports neurology;ives book royalties, McGraw-Hill; employed in an editorial capacity, British Medicalrnal Publishing Group, 2001-2008; reimbursed by the government, professionalntific bodies, and sporting bodies for presenting research relating to mild TBI andrt-related concussion at meetings, scientific conferences, and symposiums; receivedsultancy fees, 2010, Axon Sports (US) for development of educational materialich was not renewed); received research funding since 2005, CogState Inc.;under and shareholder in 2 biomedical companies (involved in eHealth andpression garment technologies) but does not hold any individual shares in anypany related to concussion or brain injury assessment or technology. He did notive any form of financial support directly related to this manuscript.

    .M. Professor and Co-chair, Sport Injury Prevention Research Centre, Faculty ofsiology and Hotchkiss Brain Institute, Faculty of Medicine, University of Calgary,ary, Alberta, Canadalosure: received research grant support, University of Calgary from the Canadianitutes of Health Research, Alberta Innovates Health Solutions, the Internationaltball Association (FIFA), Alberta Childrens Hospital Research Institute, and thechkiss Brain Institute; co-chair, Sport Injury Prevention Research Centre, one of thernational Research Centres for Prevention of Injury and Protection of Athlete Healthported by the International Olympic Committee; clinical and consulting practice inrt medicine, University of Calgary Sport Medicine Centre, focus on sport relatedcussion; received travel funding, FIFA and the Medical Commission of the IOC;or-in-chief, 1998-2012, Clinical Journal of Sport Medicine and received editorialport funding, Lippincott-Wolters Kluwer; receives compensation as a medicalsultant, National Hockey League; may receive royalty, BKIN Technologies; share-er, Safebrain Canada and PrivIT Healthcare. He did not receive any form of financialport directly related to this manuscript.

    . Chief Medical Officer, International Ice Hockey Federation, Switzerland; Member of the IOCical Commission Games Group; Co-director, Ottawa Sport Medicine Centre, Ottawa, Ontario,adalosure: receives travel funding, IIHF and IOC Medical Commission Games Group fortings, IIHF Championships, and Olympic Games. He did not receive any form ofncial support directly related to this manuscript.

    .C. Clinical Professor, Neurosurgery and Co-director, Center for the Study ofmatic Encephalopathy, Boston University Medical Center, Boston, MAlosure: vice president, National Operating Committee on Standards for Athleticipment; co-founder and chairman medical director, Sports Legacy , Waltham, MA,; senior advisor, NFLs Head, Neck and Spine Committee; expert witness, trialimony. He did not receive any form of financial support directly related to thisuscript.

    Professor of Neurology, University of Zurich; Senior Consultant, Schulthess Clinic Zurich,zerland; Chairman F-MARC (FIFA Medical Assessment and Research Center) Zurich Switzer-

    losure: received compensation, chief medical officer, FIFA. No other compensationsrants have been received. He did not receive any form of financial support directlyted to this manuscript.

    .E. Psychological and Neurobehavioral Associates, Inc, State College, PA, USA;nct Associate Professor of Psychology, University of Missouri, Kansas City, MO, USAlosure: receives financial compensation, consultant, National Hockey League,or League Soccer, and the U.S. Soccer Federation; receives financial compensation,sultant, Princeton University; served as PI or co-PI on grants, NOCSAE, AMSSM, ands of neuropsychology. He did not receive any form of financial support directly relatedis manuscript.

    receprofProfessor, Department of Orthopaedic Surgery, Oslo University Hospital and Facultyedicine, University of Oslo, Norway; Co-chair, Oslo Sports Trauma Research Center,, Norway; Head, Scientific Activities, International Olympic Committee (IOC),sanne Switzerlandlosure: received research grant support, University of Oslo from the Norwegianitutes of Health Research, The Health South East, the International Footballociation; co-chair, Sport Injury Prevention Research Centre, one of the Internationalearch Centres for Prevention of Injury and Protection of Athlete Health supported byInternational Olympic Committeel; professor and chair, Oslo University Orthopedicartment; 2008-present, editor-in-chief, BJSM IPHP; January 2012-present, co-or, The Journal of Bone and Joints. He did not receive any form of financial supportctly related to this manuscript.

    .J. Neurosurgeon, Division of Neurosurgery, University of Toronto; Concussionagement Program, Athletic Edge Sports Medicine, Toronto, Canadalosure: neurosurgeon subspecialized in brain trauma; clinical and research focus inrt concussion; received research funding through the CIHR, ONF, and Innovationd, American College of Surgeons, McGill University, Pashby Sport Safety Fund, andk First Canada; independent consultant, many sport organizations. She has nevera formal reimbursed affiliation with any sport team or sport governing body. She didreceive any form of financial support directly related to this manuscript.

    .K. Associate Professor and Director, Michigan NeuroSport, Department of Neurol-,