div class=ts-pagebutton class=gotoPage data-page=1Page 1button div class=ts-imagea href=https:reader030vdocumentsnetreader030viewer20220221165c802dd709d3f21e288c8beehtml5page1jpg target=_blank img data-url=consent-order-alabama-securities-whereas-lpl-as-part-of-this-settlementhtmlpage=1 data-page=1 class=ts-thumb lazyload alt=Page 1: Consent Order - Alabama Securities CommissionascalabamagovOrders2016CO-2016-0002pdf · WHEREAS LPL as part of this settlement agrees to comply with all state and federal loading=lazy src=data:imagegifbase64iVBORw0KGgoAAAANSUhEUgAAAAIAAAACCAQAAADYv8WvAAAAD0lEQVR42mP8X8AwAgiABKBAv+vAXklAAAAAElFTkSuQmCC data-src=https:reader030vdocumentsnetreader030viewer20220221165c802dd709d3f21e288c8beehtml5thumbnails1jpg width=140 height=200 adivdivdiv class=ts-pagebutton class=gotoPage data-page=2Page 2button div class=ts-imagea href=https:reader030vdocumentsnetreader030viewer20220221165c802dd709d3f21e288c8beehtml5page2jpg target=_blank img data-url=consent-order-alabama-securities-whereas-lpl-as-part-of-this-settlementhtmlpage=2 data-page=2 class=ts-thumb lazyload alt=Page 2: Consent Order - Alabama Securities CommissionascalabamagovOrders2016CO-2016-0002pdf · WHEREAS LPL as part of this settlement agrees to comply with all state and federal loading=lazy src=data:imagegifbase64iVBORw0KGgoAAAANSUhEUgAAAAIAAAACCAQAAADYv8WvAAAAD0lEQVR42mP8X8AwAgiABKBAv+vAXklAAAAAElFTkSuQmCC data-src=https:reader030vdocumentsnetreader030viewer20220221165c802dd709d3f21e288c8beehtml5thumbnails2jpg width=140 height=200 adivdivdiv class=ts-pagebutton class=gotoPage data-page=3Page 3button div class=ts-imagea href=https:reader030vdocumentsnetreader030viewer20220221165c802dd709d3f21e288c8beehtml5page3jpg target=_blank img data-url=consent-order-alabama-securities-whereas-lpl-as-part-of-this-settlementhtmlpage=3 data-page=3 class=ts-thumb lazyload alt=Page 3: Consent Order - Alabama Securities CommissionascalabamagovOrders2016CO-2016-0002pdf · WHEREAS LPL as part of this settlement agrees to comply with all state and federal loading=lazy src=data:imagegifbase64iVBORw0KGgoAAAANSUhEUgAAAAIAAAACCAQAAADYv8WvAAAAD0lEQVR42mP8X8AwAgiABKBAv+vAXklAAAAAElFTkSuQmCC data-src=https:reader030vdocumentsnetreader030viewer20220221165c802dd709d3f21e288c8beehtml5thumbnails3jpg width=140 height=200 adivdivdiv class=ts-pagebutton class=gotoPage data-page=4Page 4button div class=ts-imagea href=https:reader030vdocumentsnetreader030viewer20220221165c802dd709d3f21e288c8beehtml5page4jpg target=_blank img data-url=consent-order-alabama-securities-whereas-lpl-as-part-of-this-settlementhtmlpage=4 data-page=4 class=ts-thumb lazyload alt=Page 4: Consent Order - Alabama Securities CommissionascalabamagovOrders2016CO-2016-0002pdf · WHEREAS LPL as part of this settlement agrees to comply with all state and federal loading=lazy src=data:imagegifbase64iVBORw0KGgoAAAANSUhEUgAAAAIAAAACCAQAAADYv8WvAAAAD0lEQVR42mP8X8AwAgiABKBAv+vAXklAAAAAElFTkSuQmCC data-src=https:reader030vdocumentsnetreader030viewer20220221165c802dd709d3f21e288c8beehtml5thumbnails4jpg width=140 height=200 adivdivdiv class=ts-pagebutton class=gotoPage data-page=5Page 5button div class=ts-imagea href=https:reader030vdocumentsnetreader030viewer20220221165c802dd709d3f21e288c8beehtml5page5jpg target=_blank img data-url=consent-order-alabama-securities-whereas-lpl-as-part-of-this-settlementhtmlpage=5 data-page=5 class=ts-thumb lazyload alt=Page 5: Consent Order - Alabama Securities CommissionascalabamagovOrders2016CO-2016-0002pdf · WHEREAS LPL as part of this settlement agrees to comply with all state and federal loading=lazy src=data:imagegifbase64iVBORw0KGgoAAAANSUhEUgAAAAIAAAACCAQAAADYv8WvAAAAD0lEQVR42mP8X8AwAgiABKBAv+vAXklAAAAAElFTkSuQmCC data-src=https:reader030vdocumentsnetreader030viewer20220221165c802dd709d3f21e288c8beehtml5thumbnails5jpg width=140 height=200 adivdivdiv class=ts-pagebutton class=gotoPage data-page=6Page 6button div class=ts-imagea href=https:reader030vdocumentsnetreader030viewer20220221165c802dd709d3f21e288c8beehtml5page6jpg target=_blank img data-url=consent-order-alabama-securities-whereas-lpl-as-part-of-this-settlementhtmlpage=6 data-page=6 class=ts-thumb lazyload alt=Page 6: Consent Order - Alabama Securities CommissionascalabamagovOrders2016CO-2016-0002pdf · WHEREAS LPL as part of this settlement agrees to comply with all state and federal loading=lazy src=data:imagegifbase64iVBORw0KGgoAAAANSUhEUgAAAAIAAAACCAQAAADYv8WvAAAAD0lEQVR42mP8X8AwAgiABKBAv+vAXklAAAAAElFTkSuQmCC data-src=https:reader030vdocumentsnetreader030viewer20220221165c802dd709d3f21e288c8beehtml5thumbnails6jpg width=140 height=200 adivdivdiv class=ts-pagebutton class=gotoPage data-page=7Page 7button div class=ts-imagea href=https:reader030vdocumentsnetreader030viewer20220221165c802dd709d3f21e288c8beehtml5page7jpg target=_blank img data-url=consent-order-alabama-securities-whereas-lpl-as-part-of-this-settlementhtmlpage=7 data-page=7 class=ts-thumb lazyload alt=Page 7: Consent Order - Alabama Securities CommissionascalabamagovOrders2016CO-2016-0002pdf · WHEREAS LPL as part of this settlement agrees to comply with all state and federal loading=lazy src=data:imagegifbase64iVBORw0KGgoAAAANSUhEUgAAAAIAAAACCAQAAADYv8WvAAAAD0lEQVR42mP8X8AwAgiABKBAv+vAXklAAAAAElFTkSuQmCC data-src=https:reader030vdocumentsnetreader030viewer20220221165c802dd709d3f21e288c8beehtml5thumbnails7jpg width=140 height=200 adivdivdiv class=ts-pagebutton class=gotoPage data-page=8Page 8button div class=ts-imagea href=https:reader030vdocumentsnetreader030viewer20220221165c802dd709d3f21e288c8beehtml5page8jpg target=_blank img data-url=consent-order-alabama-securities-whereas-lpl-as-part-of-this-settlementhtmlpage=8 data-page=8 class=ts-thumb lazyload alt=Page 8: Consent Order - Alabama Securities CommissionascalabamagovOrders2016CO-2016-0002pdf · WHEREAS LPL as part of this settlement agrees to comply with all state and federal loading=lazy src=data:imagegifbase64iVBORw0KGgoAAAANSUhEUgAAAAIAAAACCAQAAADYv8WvAAAAD0lEQVR42mP8X8AwAgiABKBAv+vAXklAAAAAElFTkSuQmCC data-src=https:reader030vdocumentsnetreader030viewer20220221165c802dd709d3f21e288c8beehtml5thumbnails8jpg width=140 height=200 adivdivdiv class=ts-pagebutton class=gotoPage data-page=9Page 9button div class=ts-imagea href=https:reader030vdocumentsnetreader030viewer20220221165c802dd709d3f21e288c8beehtml5page9jpg target=_blank img data-url=consent-order-alabama-securities-whereas-lpl-as-part-of-this-settlementhtmlpage=9 data-page=9 class=ts-thumb lazyload alt=Page 9: Consent Order - Alabama Securities CommissionascalabamagovOrders2016CO-2016-0002pdf · WHEREAS LPL as part of this settlement agrees to comply with all state and federal loading=lazy src=data:imagegifbase64iVBORw0KGgoAAAANSUhEUgAAAAIAAAACCAQAAADYv8WvAAAAD0lEQVR42mP8X8AwAgiABKBAv+vAXklAAAAAElFTkSuQmCC data-src=https:reader030vdocumentsnetreader030viewer20220221165c802dd709d3f21e288c8beehtml5thumbnails9jpg width=140 height=200 adivdivdiv class=ts-pagebutton class=gotoPage data-page=10Page 10button div class=ts-imagea href=https:reader030vdocumentsnetreader030viewer20220221165c802dd709d3f21e288c8beehtml5page10jpg target=_blank img data-url=consent-order-alabama-securities-whereas-lpl-as-part-of-this-settlementhtmlpage=10 data-page=10 class=ts-thumb lazyload alt=Page 10: Consent Order - Alabama Securities CommissionascalabamagovOrders2016CO-2016-0002pdf · WHEREAS LPL as part of this settlement agrees to comply with all state and federal loading=lazy src=data:imagegifbase64iVBORw0KGgoAAAANSUhEUgAAAAIAAAACCAQAAADYv8WvAAAAD0lEQVR42mP8X8AwAgiABKBAv+vAXklAAAAAElFTkSuQmCC data-src=https:reader030vdocumentsnetreader030viewer20220221165c802dd709d3f21e288c8beehtml5thumbnails10jpg width=140 height=200 adivdivdiv class=ts-pagebutton class=gotoPage data-page=11Page 11button div class=ts-imagea href=https:reader030vdocumentsnetreader030viewer20220221165c802dd709d3f21e288c8beehtml5page11jpg target=_blank img data-url=consent-order-alabama-securities-whereas-lpl-as-part-of-this-settlementhtmlpage=11 data-page=11 class=ts-thumb lazyload alt=Page 11: Consent Order - Alabama Securities CommissionascalabamagovOrders2016CO-2016-0002pdf · WHEREAS LPL as part of this settlement agrees to comply with all state and federal loading=lazy src=data:imagegifbase64iVBORw0KGgoAAAANSUhEUgAAAAIAAAACCAQAAADYv8WvAAAAD0lEQVR42mP8X8AwAgiABKBAv+vAXklAAAAAElFTkSuQmCC data-src=https:reader030vdocumentsnetreader030viewer20220221165c802dd709d3f21e288c8beehtml5thumbnails11jpg width=140 height=200 adivdiv
