consolidated client statement - · pdf fileira fbo john ballard delaware small cap value fund...

Combined Accounts

Suite 1001400 North Oxford RoadPremier Investments, Inc.

Roger Representative

Presented By

Ballard Family HouseholdFor

Consolidated Client Statement

Boston, MA 02337V: 1.800.555.1234 x 377

F: 1.800.555.4321

[email protected] www.premier.com

The Representative on this report is a registered person withAS&A brokersoftP.O. Box 1639

Mar Vista, CA 90066310.398.0232

AS&A brokersoft is a registered broker/dealer and a member of the NASD and SIPC.

Performance data quoted represents past performance and does notguarantee future results.

The investment return and principal of an investment will fluctuate so that an investor'sshares when redeemed, may be worth more or less than original cost.

The values in this report may not reflect the true original costof the client's initial investment.

For fee based accounts only:

The figures do not reflect the deduction of investment advisory fees.If the investment is being managed through a fee-based account or

agreement, the returns will be reduced by those applicable advisory fees.Refer to your Advisors Form ADV, Part II.

The information contained in these reports is collected from sources believed to be reliable.However, you should always rely on your statements received directly from

the product sponsors. If you have any questions regarding your report,please call your representative.

Consolidated Client StatementBallard Family Household

Combined Accounts

Printed On 3/31/01

Account RegistrationSource Account

SSN/EIN

Ticker

CUSIP

Market ValueAsset Description

CASH

Shares Price/Nav

CASH 555123456

ABC000001

40,797.870 40,797.871.000PERSHING MONEYLINE CASHJOHN BALLARD

CASH 555123456

ABC000020

133.260 133.261.000PERSHING MONEYLINE CASHJ & J BALLARD FAMILY TRUST

DTD 12 08 1998

BTL 555123456

BTL000001

50,000.000 50,000.001.000BANK OF AMERICAJOHN BALLARD

90,931.13


SSN/EIN

Ticker

CUSIP


MONEY MARKET FUNDS

Shares Price/Nav

ACR

ACRXX

555123456

ABC000001

66,835.760 66,835.761.000ALLIANCE CAPITAL RESERVESJOHN BALLARD

ACR

ACRXX

555123456

ABC000300

9,720.480 9,720.481.000ALLIANCE CAPITAL RESERVESJOHN BALLARD AND

JANE BALLARD JTTEN

PGA

AGRXX

555123456

ABC004000

242.170 242.171.000PERSHING GOVT ACCOUNTIRA FBO JOHN BALLARD

DLJSC AS CUSTODIAN

BTL 555123456

BTL000005

68,543.220 68,543.221.000ALLIANCE FUNDJOHN BALLARD

145,341.63


Combined Accounts

Printed On 3/31/01


SSN/EIN

Ticker

CUSIP


FIXED INCOME

Bonds Price/Nav

130621LF0 555123456

ABC000001

10.000 9,321.6093.216CALIFORNIA ST CPN PRAM INT PMT ON 8.3%

10/01/02 SER 12 0.000% 04/01/01 REG

JOHN BALLARD

630361ZL0 555123456

ABC000001

25.000 25,222.25100.889NAPA VALLEY CALIF UNI SCH DIST SER C

BK QLFD UT 4.100% 08/01/06 B/E

JOHN BALLARD

313390HE9 555123456

ABC000001

5.000 5,020.30100.406FEDERAL HOME LN BKS CONS BD

7.040% 05/24/99 REG DTD 04/24/94

JOHN BALLARD

011118AY2 555123456

ABC000300

25.000 25,533.25102.133ALAMEDA CNTY CALIF TRANSN AUTH SALES

TAX REV SUB LT 4.500% 11/01/01 B/E

JOHN BALLARD AND

JANE BALLARD JTTEN

131798AJ9 555123456

ABC000300

35.000 34,591.2098.832CAMARILLO CALIF PUB FIN AUTH REV RFDG

SER A 4.000% 12/01/07 B/E

JOHN BALLARD AND

JANE BALLARD JTTEN

513788DL0 555123456

ABC000300

25.000 25,398.50101.594LANCASTER CALIF CMNTY FAC DIST SPL

TAX RFDG-NO 90-1 4.150% 09/01/05 B/E

JOHN BALLARD AND

JANE BALLARD JTTEN

545152ER7 555123456

ABC000300

20.000 20,223.40101.117LOS ANGELES CNTY CALIF SCHS

REGIONALIZED BUSN SVCS CTFS PARTN

JOHN BALLARD AND

JANE BALLARD JTTEN

840058PX3 555123456

ABC000300

35.000 35,546.70101.562SOUTH SAN FRANCISCO CALIF UNI SCH DIST

UT 4.100% 09/01/02 B/E

JOHN BALLARD AND

JANE BALLARD JTTEN

861431BJ2 555123456

ABC000300

25.000 25,306.50101.226STOCKTON EAST WTR DIST CALIF

CTFS PARTN RFDG 1990 PROJ SER A

JOHN BALLARD AND

JANE BALLARD JTTEN

BTL 555123456

BTL000002

100.000 50,000.0050.000CA SCHOOLS 01/01/2000JOHN BALLARD

256,163.70


Combined Accounts

Printed On 3/31/01


SSN/EIN

Ticker

CUSIP


MUTUAL FUNDS

Shares Price/Nav

488438102 556345678

00000492929

2,174.434 18,743.628.620KEMPER

KEMPER US GOVERNMENT SECURITIES FUND-A

JANE BALLARD CUST

CA UNIF GIFT MIN ACT

360802102 666987654

00060892040

103.572 2,998.4128.950AMERICAN FUNDS

FUNDAMENTAL INVESTORS-A

JANE BALLARD CUST

FBO JOAN BALLARD

360802102 556345678

00069088540

9,260.041 268,078.1928.950AMERICAN FUNDS


CGTC TRUSTEE FOR

JANE BALLARD/MPPP

458809100 556345678

00069088540

2,146.514 28,527.1713.290AMERICAN FUNDS

INTERMEDIATE BOND FUND OF AMERICA-A

CGTC TRUSTEE FOR

JANE BALLARD/MPPP

939330106 555123456

00069283599

374.270 12,175.0032.530AMERICAN FUNDS

WASHINGTON MUTUAL INVESTORS FUND-A

CGTC TRUSTEE FOR

JOHN BALLARD/SEP

360802102 777987654

00069579946

128.624 3,723.6628.950AMERICAN FUNDS


JANE BALLARD CUST

FBO JILL BALLARD

24610C600 840519832

07000224224

823.045 9,786.0111.890DELAWARE INVESTMENTS - DST

DELAWARE SOCIAL AWARENESS FUND B CLASS

FIRST TRUST CORPORATION TTEE

FBO JANE BALLARD IRA #123-0001

246097109

DEVLX

555123456

ABC004000

1.756 42.4824.190DELAWARE SMALL CAP VALUE FUND CLASS AIRA FBO JOHN BALLARD

DLJSC AS CUSTODIAN

ZYX123456

ZYX12

555123456

BTL000006

111.220 4,448.8040.000ZYX CA TAX-FREE BOND FUNDJOHN BALLARD

348,523.34


Combined Accounts

Printed On 3/31/01


SSN/EIN

Ticker

CUSIP


VARIABLE ANNUITIES

Shares Price/Nav

JNL103000 556345678

000117902A

332.601 6,628.6819.930JACKSON NATIONAL LIFE INSURANCE

PERSPECTIVE FIXED AND VARIABLE ANNUITY

JNL GLOBAL EQUITIES

JANE BALLARD

JNL105000 556345678

000117902A



JNL/PUTNAM GROWTH

JANE BALLARD

JNL112000 556345678

000117902A



TRP/JNL MID-CAP GROW

JANE BALLARD

JNL102000 555123456

000121760A



JNL AGGRESSIVE GROW

JOHN BALLARD

JNL105000 555123456

000121760A



JNL/PUTNAM GROWTH

JOHN BALLARD

JNL111000 555123456

000121760A



TRP/JNL ESTAB GROWTH

JOHN BALLARD

JNL112000 555123456

000121760A



TRP/JNL MID-CAP GROW

JOHN BALLARD

JNL114000 555123456

000121760A



JNL/ALGER GROWTH

JOHN BALLARD

JNL116000 555123456

000121760A



JNL/SMALL CAP EQUITY

JOHN BALLARD

97,749.68


Combined Accounts

Printed On 3/31/01


SSN/EIN

Ticker

CUSIP


STOCKS, RIGHTS, WARRANTS, ADRs

Shares Price/Nav

046008108

AFS

555123456

ABC000001

52.000 2,275.0043.750ASSOCIATES FIRST CAP CORP CL AJOHN BALLARD

204493100

CPQ

555123456

ABC000001

200.000 6,662.6033.313COMPAQ COMPUTER CORPJOHN BALLARD

713448108

PEP

555123456

ABC000001

100.000 3,775.0037.750PEPSICO INCJOHN BALLARD

007903107

AMD

555123456

ABC000020

30.000 555.0018.500ADVANCED MICRO DEVICES INCJ & J BALLARD FAMILY TRUST

DTD 12 08 1998

478160104

JNJ

555123456

ABC000020

50.000 4,346.9086.938JOHNSON & JOHNSONJ & J BALLARD FAMILY TRUST

DTD 12 08 1998

620076109

MOT

555123456

ABC000020

50.000 3,350.0067.000MOTOROLA INCJ & J BALLARD FAMILY TRUST

DTD 12 08 1998

58440J104

UMG

555123456

ABC000300

123.000 6,857.2555.750MEDIAONE GROUP INC COMJOHN BALLARD AND

JANE BALLARD JTTEN

02364J104

AOL

555123456

ABC004000

200.000 17,250.0086.250AMERICA ONLINE INCIRA FBO JOHN BALLARD

DLJSC AS CUSTODIAN

125750109

CMGI

555123456

ABC004000

100.000 13,937.50139.375CMGI INCIRA FBO JOHN BALLARD

DLJSC AS CUSTODIAN

BTL

ASA

555123456

BTL000007

42.000 4,200.00100.000AS&A BROKERSOFTJOHN BALLARD

63,209.25


Combined Accounts

Printed On 3/31/01


SSN/EIN

Ticker

CUSIP


LIMITED PARTNERSHIPS

Shares Price/Nav

BTL 555123456

BTL000004

3,500.000 115,500.0033.000PUBLIC STORAGE IVJOHN BALLARD

115,500.00


SSN/EIN

Ticker

CUSIP


OTHER

Shares Price/Nav

BTL 555123456

BTL000003

1.000 100,000.000.000NACOLAHJOHN BALLARD

100,000.00


Combined Accounts

Printed On 3/31/01

$ 1,217,418.73Total Market Value

CASH=CASH, MF=MUTUAL FUNDS, MM=MONEY MARKET FUNDS, FI=FIXED INCOME, PM=PRECIOUS METALS, UI=UITs, VA=VARIABLE ANNUITIESSK=STOCKS or RIGHTS or WARRANTS or ADRs, OP=OPTIONS, LP=LIMITED PARTNERSHIPS, OTHER

63209

115500

100000 CASH 7.5%MM 11.9%FI 21.0%MF 28.6%VA 8.0%SK 5.2%LP 9.5%Others 8.2%Total: 100.0%

Asset Ownership % by Asset TypeAsset Ownership % by Asset Type

40K

80K

120K

160K

200K

240K

280K

320K

360K

CASH MM FI MF VA SK LP Others

90931

145342

256164

348523

97750

63209

115500100000

CASHMMFIMFVASKLPOthers

Asset Types

Asset Ownership $ by Asset TypeAsset Ownership $ by Asset Type

Asset Ownership Summary


Combined Accounts

Printed On 3/31/01

Total

VARIABLE ANNUITIES

STOCKS, RIGHTS, WARRANTS, ADRs

OTHER

MUTUAL FUNDS

MONEY MARKET FUNDS

LIMITED PARTNERSHIPS

FIXED INCOME

CASH

Total

90,931.13

256,163.70

115,500.00

145,341.63

348,523.34

100,000.00

63,209.25

97,749.68

1,217,418.73

Asset Ownership Summary


Combined Accounts

Printed On 3/31/01

NOT MF 0.0%Govt Bond 5.4%Growth and Income 82.3%Corp Bond 8.2%Growth 2.8%Aggressive Growth 0.0%Unclassified 1.3%Total: 100.0%

Asset Ownership SummaryMutual Fund Asset Allocation

consolidated client statement - · pdf fileira fbo john ballard delaware small cap value fund...

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