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Constitutive models for geotechnical practice in ZSoil v2016 Rafal OBRZUD ZSoil ® August 2016 1

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Constitutive models for geotechnical practice

in ZSoil v2016

Rafal OBRZUD

ZSoil® August 2016

1

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Introduction

Initial stress state and definition of effective stresses

Saturated and partially-saturated two-phase continuum

Introduction to the Hardening Soil model (HSM)

Undrained behavior analysis using HSM

Practical applications of HSM

Assistance in parameter identification

Contents

2

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Constitutive laws for finite element analysis

Goal of FE analysis:

reproduce as precisely as possible stress-strain response of a

system subject to different or complex stress paths

3

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Continuum models available in ZSoil v2014

Basic laws

Advanced laws

(more or less complex)

01

2

3

4

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Better approximation of soil behavior for simulations of practical cases

Plasticity (yielding) before reaching the ultimate state

Why do we need advanced constitutive models?

q = s1-s3

s3

5

Stress path

3

2' 31 ss p

qTriaxial stress conditions

(e.g. under footing)

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Why do we need advanced constitutive models?

Accounting for stress history and volumetric plastic straining

6

sv

error …

Odometer test conditions

(e.g. very wide foundation)

'p

q

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

ENGINEERING CALCULATIONS

ULTIMATE STATE ANALYSIS

Bearing capacity

Slope stability

DEFORMATION ANALYSIS

Pile, retaining wall deflection

Supported deep excavations

Tunnel excavations

Consolidation problems

Basic models e.g. Mohr-Coulomb Advanced soil models

Why do we need advanced constitutive models?

7

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Mohr-Coulomb

p’

q

K0-line

yield

surface

Linear

elastic

domain

e1

q

E Eur

E = Eur

p’

q

K0-

unloading

Basic differences between implemented soil models

8

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Tunneling

Standard Mohr-Coulomb Hardening-Soil

Practical applications of the Hardening Soil model

9

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Mohr-CoulombVolumetric cap

models

p’

q

K0-line

yield

surface

p’

q

e1

q

E Eur

e1

q

Eur

E=Eur

Stiffness

degradation

isotropic

hardening

mechanism

E

E < Eur

p’

q

s1’ constant

Linear

elastic

domain

Linear

elastic

domain

Basic differences between implemented soil models

10

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Standard Mohr-Coulomb Hardening-Soil

Berlin sand excavation

Practical applications of the Hardening Soil model

11

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Mohr-CoulombVolumetric cap

modelsHardening Soil

models

p’

q

K0-line

yield

surface

Linear

elastic

domain

p’

q

p’

q

e1

q

E Eur

e1

q

Eur

e1

q

Eur

E0

E=Eur

Stiffness

degradation

Stiffness

degradation

isotropic

hardening

mechanism+ shear

hardening

mechanism

E

E<EurEur

Linear

elastic

domain

E0

E

NON-LINEAR elastic domain

Basic differences between implemented soil models

12

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Introduction

Initial stress state and definition of effective stresses

Saturated and partially-saturated two-phase continuum

Introduction to the Hardening Soil model (HSM)

Undrained behavior analysis using HSM

Practical applications of HSM

Assistance in parameter identification

Contents

13

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Defining type of analysis

14

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Setting parameters: Initial state setup

15

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Setting unit weight

DEFORMATION

ANALYSIS

DEFORMATION + FLOW

ANALYSIS

GWTPartially saturated

Unsaturated

Fully saturated

Total

stress

analysis

Effective

stress

analysis Always effective stress analysis

Material 1

Material 2 Mate

rial 1

16

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Imposing initial stresses using superelements

NB. Effective initial stresses setup is mandatory for Modified Cam-clay

s'YY h D F n0 1-

s'XX K0 s'YY

s'ZZ s'XX

Below GWT

´ sat F-Below GWT

17

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Introduction

Initial stress state and definition of effective stresses

Saturated and partially-saturated two-phase continuum

Introduction to the Hardening Soil model (HSM)

Undrained behavior analysis using HSM

Practical applications of HSM

Assistance in parameter identification

Contents

18

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Od nienasyconego do pełnego stanu nasycenia gruntu

19

from Nuth (2009)

S - saturation degree

pw – pressure in liquid phase

NB. fluid = liquid + gas

Interstitial pressureSaturation degree

+

-

p>0

p<0

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Effective stress in ZSoil

20

Bishop’s effective stress in single-phase model for fluid

Fluid is considered as a mixture of air and water (single-phase model of fluid)

p – pore water pressure

S = S(p) – degree of saturation depending on pore water pressure

suction stressif p > 0 (above GWT)

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Deformation + flow analysis (soil water retention curve)

Effect of an apparent cohesion can be easily reproduced by coupling:

o constitutive model described by effective parameters

o Darcy’s flow in consolidation analysis

o Soil water retention curve model (van Genuchten’s model)

from Nuth (2009)

21

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Effective stress principle

Bishop stress

All constitutive models are formulated in terms of effective stresses

Therefore effective stress parameters should be used

o Effective stiffness parameters E′, E′0, E′ur, E′50, n′, n′ur

o Effective strength parameters f′, c′

Deformation + flow analysis (uncoupled or coupled)

22

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Suction pressure effect in ZSoil

23

0 S·p

c’=0 kPa

Apparent cohesion effect

in unsaturated, unstructured clay

p

p<0

p>0sij'= sij – p+·dij

Let’s consider stress sign convention

from classical soil mechanics

sij'= sij – p– ·S·dij

𝑞𝑓 =2 sin𝜙′

1 − sin𝜙′𝜎′1 + 𝑐′ ⋅ cot 𝜙′Soil resistance:

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Setting flow parameters

Darcy’s law

coefficients

Soil water retention curve

constants

Setup for

Driven Load (Undrained)

analysis type

24

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Setting flow parameters

from Nuth (2009)

Flow parameters from Yang & al. (2004)

Soil type a [1/m] Sr [-]

Gravely Sand

100 0

Medium Sand

10 0

Fine Sand 8 0

Clayey Sand

1-1.7 0.09-0.23

Fines content , constant a

25

a can be taken as an inverse of height

of the capillary rise

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Setting flow parameters

26

Saturation constant taken as the inverse of the capillary rise

Soil type a [1/m]

Silt 0.2 – 0.5

Clay: low plasticity (lean clay) 0.2 – 0.5

Clay: medium plasticity 0.083 – 0.25

Clay: high plasticity (fat clay) 0.125 – 0.05

Clay: very high plasticity 0.033 – 0.067

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Effect of SWRC constants on soil strength

Reproducing an apparent cohesion

o Effective stress principle (Bishop)

o Find a limit for S·p (for p ) using van Genuchten’s model

o For Sr = 0.0 and p

a

FpS

Suction(apparent cohesion)

Positive pore pressure above GWT

27

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Effect of SWRC constants on soil strength

Reproducing an apparent cohesion

o For Sr > 0.0 and p S·p (for p )

Suction(apparentcohesion)

Positive pore pressure above GWT

NB.To avoid too much apparent cohesion above the GWT set Sr = 0.0 and an

appropriate a value(e.g. if a 1.0, the apparent

cohesion will not exceed 10 kPa)

28

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Effect of SWRC constants on soil strength

29

Max suction S·p = 13 kPa

Single phase (Deformation): Instability at initial state analysis

Two-phase (Deformation+Flow): Stability at initial state analysis

f =30°

c = 0 kPa

a=45°

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Effect of SWRC constants on soil strength

30

Max suction S·p = 8 kPa

Heavy rain bydistributed fluxes

Instability

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Effect of SWRC constants on soil strength

31

Excavation

Steady-state analysis Consolidation

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Exercise 1 – Determining the initial state

32

Medium sand Clayey sand Clay

D (SAT)[kN/m3] 16.5 (20.3) 17.6 (21.4) 16.5 (20.9)

e0 [-] 0.6 0.6 0.8

a [1/m] 10 1.0 0.25

Open file:Ex_1_InitialState.inp

-10.00

0.00

-20.00

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Exercise 1 – Determining the initial state

33

Defining physical properties and hydraulic constants

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Exercise 1 – Determining the initial state

34

Problem type:

Deformation+Flow

Analysis type:

Initial State

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Exercise 1 – Determining the initial state

35

Import sections Ex_1_Sections.sec

Profiles of saturation degree

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Exercise 1 – Determining the initial state

36

S*p profiles

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Introduction

Initial stress state and definition of effective stresses

Saturated and partially-saturated two-phase continuum

Introduction to the Hardening Soil model (HSM)

Undrained behavior analysis using HSM

Practical applications of HSM

Assistance in parameter identification

Contents

37

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

List of soil models and description of the most versatile one

Mohr-Coulomb

Drucker-Prager

Cap (+DP)

Modified Cam-Clay

Hardening Soil SmallStrain

Main features

• non-linear elasticity including hysteretic behavior

• strong stiffness variation for very small strains

• stress dependent stiffness (power law)

• volumetric hardening (accounting for

preconsolidation effects)

• deviatoric hardening (prefailure nonlinearities

before reaching ultimate state)

• failure: Mohr-Coulomb

• Rowe’s dilatancy

• flow rule

non-associated for deviatoric mechanism

associated for isotropic mechanism

38

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

HSM – Dialog windows

39

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Small strain stiffness in geotechnical practice

Strain range in

which soils can be

considered truly

elastic is very small

Once a certain

shear strain

threshold is reached

a strong stiffness

degradation is

observed

On exceeding the

domain of non-linear

elasticity, plastic

(irreversible) strains

develop

40

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Hardening Soil model framework

41

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Hyperbolic Hardin-Drnevich relation to describe S-shaped stiffness

HS-SmallStrain: Non-linear elasticity for very small strains

e1 - e3 )

42

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Determination of G0 from geophysical tests, SCPT, SDMT and others

with r denoting density of soil and Vs shear wave velocity. (n=0.15..0.25 for small strains)

In situ tests with seismic sensors:

• seismic piezocone testing (SCPTU)

(Campanella et al. 1986)

• seismic flat dilatometer test (SDMT)

(Mlynarek et al. 2006, Marchetti et al. 2008)

• cross hole, down hole seismic tests

Geophysical tests: (see review by Long 2008)

• continuous surface waves (CSW)

• spectral analysis of surface waves (SASW)

• multi channel analysis of surface waves (MASW)

• frequency wave number (f-k) spectrum method

HS-SmallStrain: Non-linear elasticity– estimation of E0

43

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

HS-SmallStrain: Non-linear elasticity– estimation of Vs from SPT

For correlations see report on HS model in Zsoil Help

44

𝐺0 = 𝜌 ⋅ 𝑉𝑠2

Vs measured at given depth at s’v0

𝐺0 = 𝐺0(𝜎′3)

where:

𝜎′3 = 𝑚𝑖𝑛 (𝜎′

𝑣0 ⋅ 𝐾0, 𝜎′𝑣0)

then 𝐺0 can be scaled to 𝜎𝑟𝑒𝑓 :

(correlations for all types of soil)

𝐺0𝑟𝑒𝑓

(𝜎𝑟𝑒𝑓) =𝐺0(𝜎

′3)

𝜎′3 + 𝑎

𝜎𝑟𝑒𝑓 + 𝑎

𝑚

with : 𝑎 = 𝑐′ ⋅ cot 𝜙′

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

HS-SmallStrain: Non-linear elasticity– estimation of E0

45

Approximative relation between "static" Es and "dynamic“ modulus Ed

corresponding to E0 proposed by Alpan (1970)

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

after Robertson and Campanella (1983)

Determination of G0 for sands from CPT

HS-SmallStrain: Non-linear elasticity– estimation of E0

Rix & Stokoe (1992)

Typically for soils G0/Gur = 2 10

Average ratios

granular soils (G0/Gur)avg= 3 4

clays (G0/Gur)avg = 6

NB.

46

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Relation between E0 and E50

HS-SmallStrain: Non-linear elasticity– estimation of E0

Natural clays

E0 / E50 = 5 30higher values for the ratio are

suggested for aged, cemented and

structured clays, whereas the lower

ones for insensitive, unstructured and

remoulded clays

Granular soils

E0 / E50 = 4 18higher values are suggested for

normally-consolidated soils

See HS Report

47

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

after Wichtmann & Triantafyllidis (2004)

Granular soils 0.7 mainly depends on magnitude of mean eff. stress p’

Typically for clean sands and pref = 100kPa:

810-5 < 0.7 < 2 10-4

HS-SmallStrain: Non-linear elasticity at small strains

For more correlations see report on HS model in Zsoil Help

48

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Cohesive soils

Influence of soil plasticity

after Vucetic&Dobry (1991) Stokoe et al. 2004

0.7 depends on soil plasticity PI, wL, , wP

HS-SmallStrain: Non-linear elasticity for small strains

For more correlations see report on HS model in Zsoil Help

49

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Hardening Soil: Double hardening model

Why do we need two hardening mechanisms?

1. Volumetric plastic strains are often dominant in normally consolidated

clays and loose sands

2. Deviatoric (shear) plastic strains are dominant in overconsolidated and

dense sands

3. In practice, all depends on stress paths …

50

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Hardening Soil: Double hardening – shear hardening

Pure deviatoric shear in overconsolidated material with HS Standard model

s0 Initial stress state

s0 -sp Linear elastic

sp -sf Elasto-plastic

sf On failure surface

sf -su Linear elastic

q = s1-s3

51

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

E50 – secant stiffness modulus corresponding to 50% of the ultimate

deviatoric stress qf described by Mohr-Coulomb criterion

Eur – unloading/reloading modulus

For most soils Rf falls between 0.75 and 1

Hardening Soil: Hyperbolic approximation of the stress-strain

hardening parameter which tracks the evolution of the deviatoric mechanism that evolves with the deviatoricplastic strains

52

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Hardening Soil: Stiffness moduli

Typically for most soils:

Eur / E50 = 2 ÷ 6

Must be satisfied: Eur / E50 >2

53

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Hardening Soil: Stiffness moduli

loose sands:

Eur / E50 = 3 ÷ 5

Secant vs unloading-reloading modulus in

drained test on sand

dense sands:

Eur / E50 = 2 ÷ 3

In the case of cohesive soils

the analogy to Cs/Cc can be

considered

typical Cs/Cc ratios are 3 ÷ 6

54

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

HSM: Parameter identification based on drained triaxial test

Stiffness characteristics

0.1% being resolution of a standard triaxial apparatus

E50 < Es (e1=0.1%) < Eur

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Identification of E50 and Rf

HSM: Identifying E50 from drained triaxial test

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

HSM: Identifying E50 based on known Es

Shear strain-shear stress

hyperbolic relation in HSM

E50 < Es < Eur

Classical, geotechnical modulus

so-called « static » modulusEs corresponds to e1=0.1%

f

f

q

R

E

q

001.0

2

1

1

001.0

50

Assumption e1=0.1% Es =

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

HSM: Identifying E50 based on known Es

1

1.1

1.2

1.3

1.4

1.5

1.6

1.7

1.8

1.9

2

10 20 30 40 50

E s/

E 50

fo

r s

3 =

10

0kP

a

Friction angle [deg]

),(

001.0

2

1

1

50 cq

R

E

E

f

fs

f

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

0

200

400

600

800

1000

1200

0.00% 5.00% 10.00% 15.00%

Dev

iato

ric

stre

ss [

kPa]

q

= s

1-s

3

Axial Strain e1

Triaxial drained compression test - Texas sand

SIG3 = 34.5kPa

SIG3 = 138kPa

SIG3 = 345kPa

E(1)

E(2)

E(3)

Hardening Soil: Stress dependent stiffness

s3(1) < s3

(2) < s3(3)

E(1) < E(2) < E(3)

59

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

E0ref , E50

ref, , Eurref correspond to reference minor stress sref

where

i.e. stiffness degrades with decreasing s3

up to the limit minor stress sL

NB.Setting m=0 -> constant stiffness like in the standard M-C model

Hardening Soil: Stress dependent stiffness

60

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

1. Find three values of E50(i) corresponding s3

(i) to respectively

2. Find a trend line y = ax + b by assigning variables

y =

x =

3. Then the determined slope of the trendline a is the parameter m

- HS Standard

HSM: Identyfikacja parametru m

q = s1-s3

s3

II identification method for E50

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Hardening Soil: Stress dependent stiffness – Setting sref

sref -reference minor stress so if K0 < 1 then s’3 s’h

62

Let’s assume that the geotechnical report suggests assuming the stiffnessmodulus E for a given layer which is located at given depth …

1. Define what is given E with respect to E50 and Eur

2. Evaluate reference stress sref

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Hardening Soil: Stiffness exponent m

after Viggiani&Atkinson (1995) , and Hicher (1996)

Cohesive soilsCoarse-grained soils

Typically m > 0.5 Typically m = 0.4 to 0.6

63

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

0.0

2.0

4.0

6.0

8.0

10.0

12.0

14.0

16.0

18.0

20.0

0 50000 100000 150000 200000

z [m

]

E [kPa]

m = 0.4

m = 0.6

m = 0.8

0.0

2.0

4.0

6.0

8.0

10.0

12.0

14.0

16.0

18.0

20.0

0 50000 100000 150000 200000

z [m

]

E [kPa]

phi = 20

phi = 30

phi = 40

0.0

2.0

4.0

6.0

8.0

10.0

12.0

14.0

16.0

18.0

20.0

0 50000 100000 150000 200000

z [m

]

E [kPa]

c = 0

c = 15

c = 30

Level of reference stress

Hardening Soil: Stress dependent stiffness at initial state

During computation, stiffness moduli will evolve

according to actual stress magnitudes

64

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

A typical value for the elastic unloading/reloading Poisson’s ratio of nur = 0.2 can be

adopted for most soils.

Hardening Soil: Unloading/reloading Poisson’s ratio nur

65

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

- HS Standard

Dilatancy

Initial

configuration

Configuration

at failure

d

de

d

d v

h

vtan

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

- HS Standard

Dilatancy

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Dilatancy in HS model

Non-associated flow for

deviatoric mechanism

Mobilized dilatancy m increases

from 0 up to the input dilatancy

angle once M-C line is reached

Associated flow for volumetric

mechanism

Contractancy increases from zero

to maximum value at M-C failure

only when cap is mobilized

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Typical dilatancy angles

Cohesive soils

Coarse soils

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Experimental measurements from local strain gauges show that the initial values of

Poisson’s ratio in terms of small mobilized stress levels q/qmax varies between 0.1 and 0.2 for

clays, sands.

0.0

0.1

0.2

0.3

0.4

0.5

0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1

-e 3

/ e 1

[-]

Mobilized stress level q / qmax

Toyoura Sand (Dr=56%) Ticino Sand (Dr=77%)

Pisa Clay (Drained Triaxial) Sagamihara soft rock

Typically elastic domain

results after Mayne et al. (2009)

Hardening Soil: Unloading/reloading Poisson’s ratio nur

70

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

H controls the rate of volumetric

plastic strains

Evolution of the hardening

parameter pc :

Hardening Soil: Parameters M and H

71

d𝜀𝑣𝑝

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Typical stress path in the oedometric test

M and H must fulfil two conditions:

1. K0NC produced by the model in oedometric

conditions is the same as K0NC specified by

the user

2. Eoed generated by the model is the same

Eoedref specified by the user

Hardening Soil: Parameters M and H

72

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Eoedref E50

ref

srefsoedref = sref / K0

NC

Hardening Soil: selection of oedometric modulus Eoed

In case of lack of oedometric test data for granular

material the oedometric modulus can approximately

be taken as:

Eoedref ≈E50

ref

if so soedref should be matched to the reference

minor stress sref since the latter typically

corresponds to the confining (horizontal) pressure

On the other hand, when defining

soedref sref in the model, the

following relationship should be

taken:

Eoedref ≈E50

ref (K0NC)m

73

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

where Cc is the compression index

Since we look for tangent Eoed, Ds’0, and

s*=2.303soedref

Hardening Soil: Tangent oedometric modulus Eoed

74

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

0

0.02

0.04

0.06

0.08

0.1

0.12

1 10 100 1000

Vo

lum

etri

c st

rain

e v

[-]

Vertical stress sv' [ kPa]

Simulation

Experiment

Vertical preconsolidationpressure s‘vc

Notion of overconsolidationratio:

Typical oedometer test

s‘v0 – current in situ stress

s‘vc – past vertical preconsolidation pressure

NB. In natural soils, overconsolidation

may stem from mechanical unloading

such as erosion, excavation, changes in

ground water level, or due to other

phenomena such as desiccation,

melting of ice cover, compression and

cementation.

Initial state variables - OCR

sv

75

𝐎𝐂𝐑 =𝝈𝒗𝒄′

𝝈𝒗𝟎′

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Laboratory:

- Oedometer test (Casagrande’s method, Pacheco Silva

method (1970), cf. report on HS model)

Field tests:

- Static piezocone penetration (CPTU)

(for correlations see report on HS model in Zsoil Help)

- Marchetti flat dilatometer (DMT)

(correlations by Marchetti (1980), Lacasse and Lunne,

1988), see report on HS model in Zsoil Help)

Estimation of preconsolidation pressure and OCR

sv

76

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

K0NC consolidation – most cases of natural soils; the

value is automatically copied from

Isotropic consolidation – for running triaxial

compression test after isotropic consolidation

Anisotropic consolidation – for running triaxial

compression test after anisotropic consolidation

Initial state variables – OCR and K0

77

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

A – past stress s’SR

B – current in situ stress s’0

Horizontal

effective stress

Vertical

effective

stress

s’v

s’h

A B

s’v

s’h

A

B

p’

q

Excavation

Initial state variables – K0 and K0NC

K0NC

s’h0

s’v0

s’c

K0SR K0

NC

K0

nur

1-nur

qPOP

78

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Preconsolidation stress configuration

corresponding to K0NC

Current in situ stress configuration

corresponding to K0(at the beginning of numerical simulation)

s’ SR

s’0

Initial state variables – K0 and K0NC

79

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Estimation of earth pressure at rest

Normally-consolidated soils

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

0 20 40 60

K0

NC

f' [deg]

1-sin(phi')

Brooker&Ireland(1965)

Simpson(1992)

Overconsolidated soils

0.0

0.5

1.0

1.5

2.0

2.5

0 5 10 15 20

K0

OCR [-]

phi=20deg

phi=30deg

phi=40deg

Initial state variables – K0 vs. OCR

so-called (Jaky’s formula)

80

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

1. Through K0 (Materials)

2. Through Initial Stress (PrePro->FE->Initial conditions)

sy = “depth”

sx = sxK0(x)

Setting initial effective stresses

81

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

What to do if a model does not converge at

Initial State even though for a specified K0

1. try to start Initial State analysis from a small

Initial loading Fact. and Increment

2. otherwise, define initial conditions through

Initial Stresses option

Setting initial state variables - troubleshooting

Numerics, like engineers,

they like regularity and elegancy.

Privilege regular meshes

to avoid spourious oscillations

and lack of convergence.

82

embanking – troubleshooting

by means of Initial stresses

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

1. through OCR (gives constant OCR profile)

At the beginning of FE analysis, Zsoil sets the stress reversal point (SR) with:

2. through qPOP (gives variable OCR profile)

Initial state variables – preconsolidation effect

83

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

0

2

4

6

8

10

12

14

16

18

1 3 5 7 9 11 13

De

pth

[m

]

OCR [-]

0

2

4

6

8

10

12

14

16

18

0 500 1000 1500

De

pth

[m

]

Effective stress [kPa]

SigEff vertical

SigEff preconsolidation

0

2

4

6

8

10

12

14

16

18

0.00 0.50 1.00 1.50

De

pth

[m

]

Ko [-]

Deposits with constant OCR over the depth (typically deeply bedded soil layers)

Stress history through OCR

84

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Profiles for Bothkennar clay

Deposits with varying OCR over the depth (typically superficial soil layers)

85

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

0

2

4

6

8

10

12

14

16

18

0 0.5 1 1.5

De

pth

[m

]

Ko [-]

0

2

4

6

8

10

12

14

16

18

1 3 5 7 9 11 13

De

pth

[m

]

OCR [-]

0

2

4

6

8

10

12

14

16

18

0 200 400 600

De

pth

[m

]

Effective stress [kPa]

SigEff vertical

SigEff preconsolidation

qPOP

K0OC = K0

NC OCR

K0OC = K0

NC OCRsin(f) (Mayne&Kulhawy 1982)

Variable K0 can be introduced merely through Initial Stress option

Deposits with varying OCR over the depth (typically superficial soil layers)

Stress history through qPOP

86

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Versatility of Hardening Soil model

87

Good approximation of stress-strain relation for different and complex stress

paths that can be encountered in geotechnical engineering

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Hardening Soil Model - Report

88

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Report contents

Short introduction to the HS models (theory)

Parameter determination

Experimental testing requirements for direct parameter identification

Alternative parameter estimation for granular materials

Alternative parameter estimation for cohesive materials

Benchmarks

Case studies including parameter determination

retaining wall excavation

tunnel excavation

shallow footing

The HS model – a practical guidebook

89

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Introduction

Initial stress state and definition of effective stresses

Saturated and partially-saturated two-phase continuum

Introduction to the Hardening Soil model (HSM)

Undrained behavior analysis using HSM

Practical applications of HSM

Contents

90

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Hardening Soil model is formulated in effective stresses (s’1, s’2, s’3 and p’)

and therefore it requires:

o Effective stiffness parameters E′0, E′ur, E′50, n′ur

o Effective strength parameters f’, c’

Undrained or Partially drained conditions can be obtained by in Deformation+Flow, Consolidation type analysis depending on action

time and adequate permeability coefficients

Undrained behavior analysis (1st approach)

91

Advantages:1. Partial saturation effects included2. Possibility of running any analysis type after consolidation analysis

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Undrained behavior analysis

92

Schematic representation of shear strength for normally-consolidated material in drained and undrained conditions

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Undrained behavior can be simulated in effective stress analysis Deformation+Flow, Driven Load (Undrained)

Undrained behavior analysis (2nd approach)

93

It follows any other like Driven load+Steady state, Driven load+Transientor Consolidation then the condition for the suction pressure is verified for pressure

p = S(p0) p0 + Dp

(Dp is produced exclusively by the undrained driver.). In order to trace the evolution of the

pore pressure values stored at the element integration point must be used so:

Disadvantages1. Undrained driver cannot be followed by any other driver

Advantages:1. Fully undrained behavior (no volume change) with effective stress parameters2. Useful for dynamics

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Setting undrained behaviour for Driven Load(Undrained)

94

Clay

Sand

Mixed drainage conditions

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Undrained behavior in total stress analysis can also be performed for the HS model using total stress strength parameters, i.e.

f 0°, c = Su, 0°)

E′0, E′ur, E50ud, n=0.499 (undrained conditions)

Set high OCR, e.g. 1000 to disable cap mechanism (no plastic volumetric

deformations)

however

o sequence of parameter setup should be followed (given below)

o appropriate analysis type should be selected (Deformation)

o Limitations …

Undrained behavior analysis (3rd approach - simplified)

95

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Undrained behavior analysis – single phase analysis using HS

Parameter setup for undrained simulation with single phase analysis:

1. Insert effective parameters E′0, E′ur in Elastic menu.

2. Disable Automatic evaluation of H and M parameters

(to avoid autoeval. while closing the dialog and errors

due to null friction angle)

3. Set high OCR, e.g.1000, to disable cap mechanism (no plastic volumetric deformations

should be produced due to assumed undrained conditions)

4. Change f′ and c′ into ”undrained” parameters f = 0° and c = Su. In order to ensure stability of

numerical computing, specify = 0°

5. Considering that the undrained conditions imply s1 = s3, change n′ur into nur = 0.4999 (the

”undrained” stiffness behavior will be obtained in the analysis by recomputing the stiffness

tensor with nur = 0.4999

96

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Undrained behavior analysis – single phase analysis using HS

97

Parameter setup for undrained simulation

with single phase analysis:

6. Set input E50 as undrained E50ud (but not Eur and E0 which should remain as effective ones)

shear modulus is not affected by the drainage condition so one can write:

where nu is the Poisson's coffecient in undrained conditions equalk to 0.499.

So the above equation can be rewritten for E50 as:

)1(2

'3 5050

EEu

where n should be considered as that corresponding to E’50 , i.e. n 0.3 (plastic deformations)

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Post-processing

98

“Undrained” pressure only forDriven Load (Undrained)

Suction pressure (S*p)

Pore pressure (p) only forDeformation+Flow

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Introduction

Initial stress state and definition of effective stresses

Saturated and partially-saturated two-phase continuum

Introduction to the Hardening Soil model (HSM)

Undrained behavior analysis using HSM

Practical applications of HSM

Assistance in parameter identification

Contents

99

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Practical applications – Shallow footing on an overconsolidated sand

(Help/Reports/Hardening Soil small -> Benchmarks/Spread footing on overconsolidated sand)

Input files:HS-small-Footing-Texas-Sand-2phase.inp

Input files:HS-small-Footing-Texas-Sand-2phase.inp

100

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

5. Interpreting and Setting K0

Variable K0 can be introduced merely through Initial Stress option

Practical applications – Shallow footing on an overconsolidated sand

101

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

4. Selecting qPOP 5. OCR based on qPOP

Variable OCR profile

Practical applications – Shallow footing on an overconsolidated sand

102

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Practical applications – Shallow footing on an overconsolidated sand

Comparison of models: HS-SmallStrain, HS-Std vs Mohr-Coulomb

103

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Engineering draft and the sequence of excavation

Practical applications – Excavation in Berlin sand

Input files:HS-small-Exc-Berlin-Sand-2phase.inp

HS-std-Exc-Berlin-Sand-2phase.inp

MC-Exc-Berlin-Sand-2phase.inp

Input files:HS-small-Exc-Berlin-Sand-2phase.inp

HS-std-Exc-Berlin-Sand-2phase.inp

MC-Exc-Berlin-Sand-2phase.inp

104

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Standard Mohr-Coulomb Hardening-Soil

Berlin sand excavation

Practical applications – Excavation in Berlin sand

Absolute displacements

105

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Standard Mohr-Coulomb

HS SmallStrain

Practical applications – Excavation in Berlin sand

settlements

lifting

« Stiff »

zone

of Gmax

True zone of influence

Accumulation of

spurious strains

HS without E0

extended zone of influence

Vertical displacements

at soil surface

NB. HS SmallStrain makes

it possible to reduce the

extension of the FE mesh

106

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Practical applications – Excavation in Berlin sand

Meaning of stress level in HS model

Displayed stress levels are computed as:

SL = q / qf

q – current deviatoric stress at given p’

qf – failure stress corresponding to p’

107

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Introduction

Initial stress state and definition of effective stresses

Saturated and partially-saturated two-phase continuum

Introduction to the Hardening Soil model (HSM)

Undrained behavior analysis using HSM

Practical applications of HS

Assistance in parameter identification

Contents

108

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Virtual Lab

109

a highly-interactive tool for assistance in parameter

selection for constitutive models for soils

first-guess for model parameters for any incomplete or

complete material data

automatic or interactive knowledge extraction

parameter identification from laboratory curves

provides parameter ranges (parametric studies)

testing constitutive models

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Virtual Lab

110

Help → Reports Access

Toolbox available for:

• Hardening-Soil

• Mohr-Coulomb

• Cap

• Cam-Clay

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Exercise 2 – Parameter identification from laboratory curves

111

1

1. Select the determinationmethod: Identification

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Exercise 2 – Import experimental test data

112

1

3

3

3

In order to define a new laboratory test:

1. Preselect the type of test and press

Add

2. Give a label to the test and define

initial state variables

3. Import test results from an ASCII file

by pressing Import experimental data,

selecting the file, and assigningvariables to corresponding columns

2

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Exercise 2 – Import experimental test data

113

Import prepared data files:

SandMedium-txcd-sig25kPa.pit

SandMedium-txcd-sig50kPa.pit

SandMedium-txcd-sig75kPa.pit

1A

1B

1A. In order to import prepared in advanceand saved experimental data for threetriaxial tests, click right button and select Load test(s)

1B. Select files and open them

2. Browse imported resuts by seleacting eachtest separately in Assembly of tests

Load test(s)

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Exercise 2 – Data interpretation

114

1

2

3

1. Move to Data Interpretation in order to interpret three selected laboratory tests (onlychecked tests are interpreted)

2. Run parameter identification algorithm by pressing Interpret Selected

3. Configure identification algorithm; in thiscase, define the identification of stiffnesspower law exponent m based on the values of modulus Eur derived from unloading-reloadingcycle

1

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Exercise 2 – Post-processing of results

115

1. Browse values of parameters identifiedfor the chosen constitutive law, i.e. HS model, and other identified variables

2. Leave the identification tool by clicking OK

1

2

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Exercise 2 – Post-processing of results

116

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Exercise 2 – Reproducing laboratory tests using identified parameters

117

1

1. Select : Lab Test Simulation

Constitutive models for geotechnical practice

Rafal Obrzud

22.08.2015, Lausanne, Switzerland

Exercise 2 - Reproducing laboratory tests with identified parameters

118

1

2

4

5

1. Select drained test in the test preselection (TX-CD) and enable Use real test data to simulate the tests used for parameter identification (notice that the initial state variables and loadingprogram have been already defined).

2. Select one of tests3. Import parameters identified with TX-CD4. Press Simulate selected test5. Compare model responses with

laboratory curves

3