COPY AVAILABLE FOR PUBLIC INSPECTION

COPY FOR PUBLIC VIEW

Form 990 Return of Organization Exempt From Income Tax

Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)

0MB No. 1545-0047

2016 Department of the Treasury ~ Do not enter social security numbers on this form as It may be made public. Internal Revenue service ~ Information about Form 990 and its instructions Is at www.irs.gov/form990.

A For the 2016 calendar year, or tax year beginning , 2016, and ending

B C,!2:ck if applicable: C D Employer Identification number

,__ Address change The Fistula Foundation 77-0547201 Name change 1922 The Alameda #302 E Telephone number

,__ San Jose, CA 95126 Initial return 408-249-9596 ,__

Final return/terminated ,__ Gross receipts $ Amended return G 15, 031, 133. ,__

Application pending F Name and address of principal officer: H(a) Is this a group return for subordinates? ~ Yes ~No· - H(b) Are all subordinates included? Yes Same As C Above No

If 'No,' attach a list. (see instructions) I Tax-exempt' status IXI 501(0)(3) I I so1cc) ( )--- (insert no.) I I 4947(a)(l) or I I 527 J Website:~ fistulafoundation.orq H(c) Group exemption number ~ K Form of organization: IX I Corporation I I Trust I I Association I I Other~ I L Year of formation:· 2000 I M State of legal domicile: CA l!H;i :tt,mHtiil Summary

1 Briefly describe the organization's mission or most significant activities: Fistula Foundation works to end the Cl) suffering caused 12Y_ the childbirth iniury obstetric fistula by_ _gBtting_ as many_ ____ t..) women treated as 12.ossible. _ Additionall_y.L the Foundation is focused on increasing __ C Cll

E the number of trained obstetric fistula sur_gBons_to streng_then treatment CcU)ACity. _ ~ 2 Check this box ~ · D if the organization discontinued its operations or disposed of more than 25% of its net assets,

C, 3 Number of voting members of the governing body (Part VI, line 1 a). , ... , . , .. , .. , ........ , .. , .. , .. , . , . 3 7 oi1 4 Number of independent voting members of the governing body (Part VI, line 1 b) .... , . 4 7 gi '. '' '.'' ''''' '.'' ;j:; 5 Total number of individuals employed in calendar year 2016 (Part V, line 2a)., ........... ,, ....... ,., .. 5 15 ·;;: 6 Total number of volunteers (estimate if necessary) . , .. , . , , ... , , ... , . , . , , . , , , ..... , . , , , , ........ , .. , . 6 10 ~ 7a Total unrelated business revenue from Part VIII, column (C), line 12 .. ,.,.,., ... , .... , ............... , 7a 0.

b Net unrelated business taxable income from Form 990-T, line 34 ..... , ................................ 7b 0. Prior Year Current Year

8 Contributions and grants (Part VIII, line 1 h),,. '. '' ''' '''''''' '''I• I' I''''''' t'''' ''' 8,000,154. 9 695 192. (1) :, 9 Program service revenue (Part VI 11, line 2g) .. '' '' '' ''''''''' '' '' '''''''''' '' ' .. '''' §i > 10 Investment income (Part VIII, column (A), lines 3, 4, and 7d) .. '0 '''I'' 0''' 'l 'I'''' 0'' -6,292. 274 167. £ 11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 1 Oc, and 11 e) ................

12 Total revenue - add lines 8 through 11 (must equal Part VIII, column (A), line 12) ...... 7,993,862. 9,969,359. 13 Grants and similar amounts paid (Part IX, column (A), lines 1-3) ...... , .............. , 5,995,790. 7,391,677. 14 Benefits paid to or for members (Part IX, column (A), ·line 4), .... , . , .. , , , , . , , ... , . , , ,

15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5-10) .. , ... 1,156,093. 1 507,784. ~ 16a Professional fundraising fees (Part IX, column (A), line l le) ... ,.,,.,.,.,,,,, .. , ... ,., ~ (1)

b Total fundraising expenses (Part IX, column (D), line 25) ~ 923 497. "'""' " c.. .ti

,,. 17 Other expenses (Part IX, column (A), lines 11 a-11 d, 1 lf-24e) ....... , , ....... , , .... , . , 1 054,001. 1 247 657. 18 Total expenses. Add lines 13-17 (must equal Part IX, column (A), line 25) .. , .. , .... , .. 8,205,884. 10,147 118. 19 Revenue less expenses, Subtract line 18 from line 12 .. , .. , .... , , , . , ... , , .. , . , ....... -212 022. -177,759.

!i ~ Beginning of Current Year End of Year

u 20 Total assets (Part X, line 16) ........... , ...... , ..... , ......... , ..... , .. , .. , . , , , ... 9 107 029. 9,180,775. 21 Total liabilities (Part X, line 26),., ..... , ......... ,,, ...... , ....... ,,,., ... ,,.,,.,,, 4,622 707. 4,708 615. ~§ 22 Net assets or fund balances. Subtract line 21 from line 20 ..... 4 484 322. 4,472,160. z ...

'' '' ''''''''' ''''''''''

i!R~ij\Jl;:1\fll Signature Block Under penalties of perjury, I declare that I have examined this return, including accompanyinQ schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge, ., I Sign Signature of officer Date

Here ., Kate Grant Chief Exec Officer Type or print name and title

Print/Type preparer's name Check LJ if

Paid Ted Mitchell I Preparer's signature I Date

self-employed I PTIN P01351960

Preparer Firm's name ~ Delaanes Mitchell & Linder, LLP Use Only Firm's address ~ 300 Montaomerv Street Suite 1050 Firm's EIN ~ 9 4 - 2 9 4178 4

San Francisco CA 94104-1999 Phone no. 415-983-0500 May the IRS discuss this return with the preparer shown above? (see instructions),., .. ,,.,, ... ,,, .. , .. , ... , .. ,, ... ,,,, IXI Yes I I No BAA For Paperwork Reduction Act Notice, see the separate instructions. TEEA0113L 11/16/16 Form 990 (2016)

Form 8868 (Rev, January 2017)

Department of the Treasury Internal Revenue Service

Application for Automatic Extension of Time To File an Exempt Organization Return

~File a separate application for each return. ~ Information about Form 8868 and its instructions Is at www.irs.gov/form8868.

0MB No, 1545-1709

Electronic filing (e-fi/eJ. You can electronically file Form 8868 to request a 6-month automatic extension of time to file any of the forms listed below with the exception of Form 8870, Information Return for Transfers Associated With Certain Personal Benefit Contracts, for which an extension request must be sent to the IRS in paper format (see instructions), For more details on the electronic filing of this form, visit www.irs.gov/efile, click on Charities & Non-Profits, and click on e-file for Charities and Non-Profits,

Automatic 6-Month Extension of Time. Only submit original (no copies needed). All corporations required to file an income tax return other than Form 990-T (including 1120-C filers), partnerships, REMICs, and trusts must use Form 7004 to request an extension of time to file income tax returns.

Enter filer's identifying number, see instructions Name or exempt organ1zauon or omer rner, see 1nsuuct1ons. 1:.mp1oyer 1aent111cat1on number \c:11,) or

Type or print

File by the due date for filing your return. See instructions,

The Fistula Foundation Number, street, and room or suite number, If a P.O. box, see instructions,

1922 The Alameda #302 City, town or post office, state, and ZIP code, For a foreign address, see instructions,

San Jose, CA 95126

77-0547201 Social security number (SSN)

Enter the Return Code for the return that this application is for (file a separate application for each return) .. , ... , ................... , IQIJ

Application Return Application Return Is For Code Is For Code

Form 990 or Form 990-EZ 01 Form 990-T (corporation) 07 Form 990-BL 02 Form 1041-A 08 Form 4720 (individual) 03 Form 4720 (other than individual) 09

Form 990-PF 04 Form 5227 10 Form 990-T (section 401 (a) or 408(a) trust) 05 Form 6069 11 Form 990-T (trust other than above) 06 Form 8870 12

• The books are in the care of"" Anne Ferguson _________________________ _

Telephone No. ""408.249.9596 _______ Fax No,""

• If the organization does not have an office or place of business in the United States, check this box ... , , . , . , . , .. , . , .. , . , ......... , . ,.. D • If this is for a Group Return, enter the organization's four digit Group Exemption Number (GEN) . If this is for the whole group,

check this box. . . . . "" D . If it is for part of the group, check this box ... , ,.. D and attach a list with the names and EINs of all members

the extension is for.

1 I request an automatic 6-month extension of time until 11/15 , 20 17 , to file the exempt organization return

for the organization named above. The extension is for the organization's return for:

~ [R] calendar year 20 .1.§___ or

~ D tax year beginning _______ ., 20 , and ending , 20

2 If the tax year entered in line 1 is for less than 12 months, check reason: D Initial return

D Change in accounting period D Final return

3 a If this application is for Forms 990-BL, 990-PF, 990-T, 4720, or 6069, enter the tentative tax, less any nonrefundable credits, See instructions .. , . , ... , ... , ............... , ......... , .. , .. , ... , ... , ......... 3a $

b If this application is for Forms 990-PF, 990-T, 4720, or 6069, enter any refundable credits and estimated tax payments made. Include any prior year overpayment allowed as a credit,., ...... ,., ..... , .......... 3b $

c Balance due. Subtract line 3b from line 3a, Include your payment with this form, if required, by using EFTPS (Electronic Federal Tax Payment System). See instructions., ...... ,, .... , .. , .. , .... , ........... 3c $

Caution: If you are going to make an electronic funds withdrawal (direct debit) with this Form 8868, see Form 8453-EO and Form 8879-EO for payment instructions.

0.

0.

0.

BAA For Privacy Act and Paperwork Reduction Act Notice, see instructions. Form 8868 (Rev. 1-2017)

FIFZ0501 L 01 /12/17

Form 990 (2016) The Fistula Foundation 77-0547201 Page 2

11Ra!!tUIJIS! Statement of Program Service Accomplishments Check if Schedule O contains a response or note to any line in this Part 111 •• , , .••••••••. , .•. , ••••...•• , •• , , , ••••••••• , • , •• , ~

1 Briefly describe the organization's mission: See_Schedule O _____________________________________________________ _

2 Did the organization undertake any significant program services during the year which were not listed on the prior

Form 990 or 990-EZ? ... , , , , . , , . , , . , . , .... , ..... , .... , , . , .... , ...... , , . , . , , . , . , ............................. D Yes ~ No

If 'Yes,' describe these new services on Schedule 0. 3 Did the organization cease conducting, or make significant changes in how it conducts, any program services? ... ,., D Yes ~ No

If 'Yes,' describe these changes on Schedule 0.

4 Describe the organization's program service accomplishments for each of its three largest program services, as measured by expenses. Section 501 (c)(3) and 501 (c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.

4a(Code: ____ )(Expenses$ 8,400,510. including grants of $ 7,391,677. )(Revenue $ ______ )

Obstetric_fistula treatment and su:i;g!?on traini® for various hospitals and ________ _ orq_anizations_in AfriCE!:J_Asia_and the United States. _________________________ _

4b (Code: ) (Expenses $ including grants of $ ) (Revenue $ ---- -------- -------- ----------------------------- -------------------------------------------

4 c (Code: ) (Expenses $ including grants of $ ) (Revenue $ ---- -------- -------- --------

--------- ----·---------------------------------------------------

4 d Other program services (Describe in Schedule 0.)

(Expenses $ including grants of $ ) (Revenue $

4 e Total program service expenses ~ 8,400 510. BAA TEEA0102L 11 /16/16 Form 990 (2016)

Form 990 (2016) The Fistula Foundation 77-0547201 !f?atFl'v'Jii Checklist ofRequired Schedules

Is the organization described in section 501 (c)(3) or 4947(a)(l) (other than a private foundation)? If 'Yes,' complete Schedule A, . , , ... , , .. , , , . , .. , .... , , .. , , . , , , .. , , .......... , ... , ........... , .................................. .

2 Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? , . , . , ......... , . , , .. .

3 Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If 'Yes,' complete Schedule C, Part I . .... , ... , , .. , ......... , , . , ................................. .

4 Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501 (h) election in effect during the tax year? If 'Yes,' complete Schedule C, Part II ........... , .... , .... ,,., .......... , ............ .

5 Is the organization a section 501 (c)(4), 501 (c)(5), or 501 (c)(6) organization that receives membership dues, assessments, or similar amounts as def,ined in Revenue Procedure 98-197 If 'Yes,' complete Schedule C, Part Ill ...... .

6 Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If 'Yes,' complete Schedule D, Part I .................. ,., ................................................. , ..... , ..... , ..................... .

7 Did the organization receive or hold a conservation easement, including easements to preserve open space, the environment, historic land areas, or historic structures? If 'Yes,' complete Schedule D, Part II . . , .................. , .. .

8 Did the organization maintain collections of works of art, historical treasures, or other similar assets? If 'Yes,' complete Schedule D, Part Ill . ...... , , ........... , ........ , .............. , ....... , ..... , .............. , ... , .... .

9 Did the organization report an amount in Part X, line 21, for escrow or custodial account liability, serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If 'Yes,' complete Schedule D, Part IV. ...... , .... , ......... , , ....................................... , ..

10 Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If 'Yes,' complete Schedule D, Part V . ............. , ............... .

11 If the organization's answer to any of the following questions is 'Yes', then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.

a Did the organization report an amount for land, buildings, and equipment in Part X, line 1 0? If 'Yes,' complete Schedule D, Part VI ................... , ..... , ............................ , , . , ...................... ,. ................... .

b Did the organization report an amount for investments - other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 167 If 'Yes,' complete Schedule D, Part VII . ......................... , ............... .

c Did the organization report an amount for investments - program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If 'Yes,' complete Schedule D, Part VIII . ..... , .............. , ... , . , ........ , , , , , .

d Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 167 If 'Yes,' complete Schedule D, Part IX . .. , .. , , ......... , ..................... , ..... , ....... , , .. .

e Did the organization report an amount for other liabilities in Part X, line 25? If 'Yes,' complete Schedule D, Part X. ..... .

f Did the organization's separate or consolidated financial statements for the tax year include a footnote that addresses . the organization's liability for uncertain tax positions under FIN 48 (ASC 740)? If 'Yes,' complete Schedule D, Part X ....

12 a Did the organization obtain separate, independent audited financial statements for the tax year? If 'Yes,' complete Schedule D, Parts XI and XII ..... , ... , ... , ................. , ............ , .. , ............................... , , ..

b Was the organization included in consolidated, independent audited financial statements for the tax year? If 'Yes,' and if the organization answered 'No' to line 12a, then completing Schedule D, Parts XI and XII is optional, ........... , ... .

13 Is the organization a school described in section 170(b)(l )(A)(ii)? If 'Yes,' complete Schedule E. , , ............... , ... .

14 a Did the organization maintain an office, employees, or agents outside of the United States? ..... , .................... .

b Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If 'Yes,' complete Schedule F, Parts I and IV . ....................... , ................. , ... , ..

15 Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If 'Yes,' complete Schedule F, Parts II and IV. ....... , .. , .................................... .

16 Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If 'Yes,' complete Schedule F, Parts Ill and IV . .......................................... .

17 Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11 e? if 'Yes,' complete Schedule G, Part I (see instructions) ....... , .............. , ......... .

18 Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1 c and Sa? If 'Yes,' complete Schedule G, Part II . . , ...... , ............. , , .................................. .

19 Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If 'Yes,' complete Schedule G, Part Ill . ............................ , ..... , , ...... , , ..................................... .

BAA TEEAOl 03L l 1 /16/16

Page 3

Yes No

X

2 X

3 X

4 X

5 X

6 X

7 X

8 X

9 X

10 X

11 a X

11 b X

11 C X

11 d X

11 e X

11 f X

12a X

12b X

13 X

14a X

14b X

15 X

16 X

17 X

18 X

19 X Form 990 (2016)

Form 990 (2016) The Fistula Foundation 77-0547201 Page 4

~epttJIY[~;~ Checklist of Required Schedules (continued) Yes No

X 20a Did the organization operate one or more hospital facilities? If 'Yes,' complete Schedule H............................ 20a t----+--+--

b If 'Yes' to line 20a, did the organization attach a copy of its audited financial statements to this return? ................ , 20b i----;---;--

21 Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If 'Yes,' complete Schedule I, Parts I and II...................... 21 X

f-----;f---j--

22 Did the organization report more than $5,000 of grants or other assistance to or tor domestic individuals on Part IX, column (A), line 27 If 'Yes,' complete Schedule I, Parts I and Ill . ....... , .... , .......... , . . . . . . . . . . . . . . . . . . . . . . . . . . . 22

f----jf---j--X

23 Did the organization answer 'Yes' to Part VII, Section A, line 3, 4, or 5 about compensation of the organization's current and former officers, directors, trustees, key employees, and highest compensated employees? If 'Yes,' complete Schedule J , , .... , ................... , , ............... , ........... , . , ... , .................................... .

24 a Did the organization have a tax-exempt bond issue with an outstandin~principal amount of more than $100,000 as of

~~e~~T~t~a$ci~~Jt/Ttlf %~~ vyga; ii~~~d2~!~~ ~-~~~~-b-~r. ~1

'. ,2.~~~~ .1:,', e~'. '. ~~~.~~~ '.i~~~. ~:~. ~~r~-~~~ ~~~ ~-~~ ......... . b Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception? ................ , .

c Did the organization maintain an escrow account other than a refunding escrow at any time during the year to defease any tax-exempt bonds? .................... , , ... , . , ............... , ..... , . , , ..... , ................. , , .... , .... , .

d Did the organization act as an 'on behalf of' issuer for bonds outstanding at any time during the year? .. , , ......... , ... .

25 a Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations, Did the organization engage in an excess benefit transaction with a disqualified person during the year? If 'Yes,' complete Schedule L, Part I. , ..... , . , , ... , , .......... .

b Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization's prior Forms 990 or 990-EZ? If 'Yes,' complete Schedule L, Part I . .... , ............. , . , . , ... , .............. , .. , .................. , .. , , ....................... .

26 Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If 'Yes,' complete Schedule L, Part II, .... , , ............... , , .... , ........... , ....... , , ............... , ......... .

27 Did the organization provide a grant or other assistance to an officer,. director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If 'Yes,' complete Schedule L, Part Ill . .... , .......... , . , .... , ....... , ... , .... , . , ........ .

28 Was the organization a party to a business transaction with one of the following.parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):

a A current or former officer, director, trustee, or key employee? If Yes,' complete Schedule L, Part IV., .... , ........ , ..

b A family member of a current or former officer, director, trustee, or key employee? If 'Yes,' complete Schedule L, Part IV . .................... , ...... , ... , ....... , ..... , . , .... , ... , ............................ , .. , ..

c An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If 'Yes,' complete Schedule L, Part IV. ..................... , , ... .

29 Did the organization receive more than $25,000 in non-cash contributions? If 'Yes,' complete Schedule M .. ....... , ... .

30 Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If 'Yes,' complete Schedule M. , .................... , , .......... , , , , , ...... , . , ............. , ...... .

31 Did the organization liquidate, terminate, or dissolve and cease operations? If 'Yes,' complete Schedule N, Part I . ..... ,

32 Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If 'Yes,' complete Schedule N, Part II,, ........ ,, ............................. , .. ,,,.,, ........ , ... ,, ... , ........ , ..... , .... ,, .. .

33 Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If 'Yes,' complete Schedule R, Part I ... , .... , .. , ... , ................... , ........ ,, .. ,.

34 Was the organization related to any tax-exempt or taxable entity? If 'Yes,' complete Schedule R, Part II, Ill, or IV, and Part V, line 7, ..... , .. , .... , . , ................................. , .... , ... , .. , ................... , .......... .

35 a Did the organization have a controlled entity within the meaning of section 512(b)(l 3)? ... , ....... , ................... .

b If 'Yes' to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(l 3)? If 'Yes,' complete Schedule R, Part V, line 2. ..... , ............. , .... .

23 X

24a X 24b

24c 24d

25a X

25b X

26 X

27 X

28a X

28b X

28c X 29 X

30 X 31 X

32 X

33 X

34 X 35a X

35b

36 Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If 'Yes,' complete Schedule R, Part V, line 2 . , ...... , ...... , ......... , ...... , , , ... , ... , ........... , . X 36

37 37 Did the organization conduct more than 5% Of its activities through an entity that is not a related organization and that is

treated as a partnership for federal income tax purposes? If 'Yes,' complete Schedule R, Part VI, ... , ... , ....... , ... , . X

38 X 38 Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11 b and 197

Note. All Form 990 filers are required to complete Schedule 0. ..... , ..... , ....... , ........... , ................ ,,,,.

BAA Form 990 (2016)

TEEAOl 04L 11 /16/16

Form 990 (2016) The Fistula Foundation 77-:-0547201 Page 5 lteaa~M!H Statements Regarding Other IRS Filings and Tax Compliance

Check if Schedule O contains a response or note to any line in this Part V , , , .. , , ..... , . , , .. , ............ , ... , .... , ......... .

1 a Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable .. , , . . . . . . . . . . . 1 a 9 t-----1--------b Enterthe number of Forms W-2G included in line 1a. Enter -0- if not applicable ......... ,.. 1 b O '-----'---------'-

c Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ............................ , ...... , ....... , .. , . , ............ , ............ :

2 a Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax State-ments, filed for the calendar year ending with or within the year covered by this return, . . . . . 2 a 15 ,_____. _______ _

b If at least one is reported on line 2a, did the organization file all required federal employment tax returns? ............. . Note. If the sum of lines 1 a and 2a is greater than 250, you may be required to e-file (see instructions)

3 a Did the organization have unrelated business gross income of $1,000 or more during the year? ... , .... , .............. . b If 'Yes,' has it filed a Form 990-T for this year? If 'No' to line 3b, provide an explanation in Schedule 0, ...... , ........... , ...... , .. , ....... .

4 a At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?. , , ...... .

b If 'Yes,' enter the name of the foreign country: ,,. Ken a -~...__ ____________________ _ See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).

5 a Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ................... . 5a X b Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction? ... , ........ , 5b X c If 'Yes,' to line 5a or 5b, did the organization file Form 8886-T? .. , .. , .... , ...... , ...... , ....... , ... ,, .. ,,, ...... , .. . 5c

6 a Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?,,, ... ,,.,, .... ,., .. , .. ,, ........... . 6a X

b If 'Yes,' did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? .. , .... , : .. , .. , , . , . , . , , , ...... , , ..... , ... , ......... , ......... , ....... , , .. , , , , . , , , ........... . 6b

7 Organizations that may receive deductible contributions under section 170(c).

a Did the organization receive a fayment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor, . , ... , .......................... , , . , ..... , .. , . , ............... , .......... , , ..... .

b If 'Yes,' did the organization notify the donor of the value of the goods or services provided?, ........ , .......... , .... . c Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file

Form 8282?,.,.,.,.,.,,.,,.,, .. ,,.,, .. ,, .. ,,,.,,, .... ,, .... , ................ , ...... , ... , .... , .. , ............. .

d If 'Yes,' indicate the number of Forms 8282 filed during the year .......... ,............... 7 d '---'---------!'"'"-'•=

e Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? .......... . f Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ............. .

g If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?,, ........... , ................ : .................. ,., .. ,,, ........................................ . 7g

h If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ....................................... , .. , ..... ,,, .. ,, ........................................ ,. 7h

8 Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? ................................... , ....... .

9 Sponsoring organizations maintaining donor advised funds. a Did the sponsoring organization make any taxable distributions under section 49667 ...... , . , ......... , .... , ......... . b Did the sponsoring organization make a distribution to a donor, donor advisor, or related person? ..................... .

10 Section 501(c)(7) organizations. Enter: a Initiation fees and capital contributions included on Part VIII, line 12., ............... ,.... 10a

1-----11---------b Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities..... 10 b ~~...__ ______ _

11 Section 501(c)(12) organizations. Enter: a Gross income from members or shareholders . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 a

1-----11---------b Gross income from other sources (Do not net amounts due or paid to other sources

against amounts due or received from them.) ..................... , ... , . . . . . . . . . . . . . . . . . 11 b ~~...__ ______ _ 12a Section 4947(a)(1) non-exempt charitable trusts. ls the organization filing Form 990 in lieu of Form 10417 .............. .

b If 'Yes,' enter the amount of tax-exempt interest received or accrued during the year. . . . 12 b 1-----a...__ ______ _

13 Section 501(c)(29) qualified nonprofit health Insurance issuers. a Is the organization licensed to issue qualified health plans in more than one state? .................................. .

Note, See the instructions for additional information the organization must report on Schedule 0.

b Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans,., ............ ,......... 13 b

t--+--------c Enter the amount of reserves on hand ................. , ...... , ... , , ..... , . . . . . . . . . . . . . 13 c 1----_a...__ ______ _

14 a Did the organization receive any payments for indoor tanning services during the tax year? ....... , ......... , .. , ...... . b If 'Yes,' has it filed a Form 720 to report these payments? If 'No,' provide an explanation in Schedule 0 ............... .

BAA TEEA0105L 11/16/16

Form 990 (2016) The Fistula Foundation 77-0547201 Page 6

l~F~ra:~Vl~I Governance, Management, and Disclosure For each 'Yes' response to lines 2 through 7b below, and for . a 'No' response to line Ba, Bb, or 70b below, describe the circumstances, processes, or changes in

Schedule 0. See instructions. Check if Schedule O contains a response or note to any line in this Part VI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . [xj

Section A. Governing Body and Management

1 a Enter the number of vot'lng members of the governing body at the end of the tax year. . . . . . 1 a 7 If there are material differences in voting rights among members 1----+--------of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule 0.

b Enter the number of voting members included in line 1 a, above, who are independent. . . . . . 1 b 7 2 Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other

officer, director, trustee, or key employee? ...................................................................... .

3 Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors, or trustees, or key employees to a management company or other person? ..................... .

4 Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ............................................................................. .

5 Did the organization become aware during the year of a significant diversion of the organization's assets? ............. . 6 Did the organization have members or stockholders? ............................................................. . 7 a Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more

members bf the governing body? ............................................................................... .

b Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ......................................................... .

8 Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:

a The governing body? .......................................................................................... . b Each committee with authority to act on behalf of the governing body? ............................................. .

9 Is there any officer, director, trustee, or key employee listed in Part VI I, Section A, who cannot be reached at the

3 X

4 X 5 X 6 X

7a X

7b X

Ba X 8b X

organization's mailing address? If 'Yes,' provide the names and addresses in Schedule 0. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 X Section B. Policies his Section B re uests information about olic1es not re uired b the Internal Revenue Code.

1 O a Did the organization have local chapters, branches, or affiliates? .................................................. .

b If 'Yes,' did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes? ............................................................. .

11 a Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ..................... .

b Describe in Schedule O the process, if any, used by the organization to review this Form 990. See Schedule o 12a Did the organization have a written conflict of interest policy? If 'No,' go to line 73 ................................... .

b Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? .................................................................................................. .

c Did the organization regularly and consistently monitor and enforce compliance with the policy? If 'Yes,' describe in Schedule O how this was done .... . Se.e. Schedule .. 0 ........................................................ .

13 Did the organization have a written whistleblower policy? ......................................................... . 14 Did the organization have a written document retention and destruction policy? ...................................... .

15 Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?

a The organization's CEO, Executive Director, or top management official ............................................ . b Other officers or key employees of the organization ... See. Schedule .. O ...................................... .

If 'Yes' to line 15a or 15b, describe the process in Schedule O (see instructions).

16 a Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ................................................................................. .

b If 'Yes,' did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization's exempt status with respect to such arrangements? .................................................. .

Section C. Disclosure

Yes No 10a X

10b 11 a X

12b X

12c X 13 X 14 X

17 List the states with which a copy of this Form 990 is required to be filed .,. See_Schedule O __________________ _ 18 Section 6104 requires an organization to make its Forms 1023 (or 1024 if applicable), 990, and 990-T (Section 501 (c)(3)s only) available

for public inspection. Indicate how you made these available. Check all that apply. [RI Own website IR] Another's website [RI Upon request D Other (explain in Schedule 0)

19 Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year. See Schedule O

20 State the name, address, and telephone number of the person who possesses the organization's books and records: .,.

Anne Ferguson 1922 The Alameda, Suite 302 San Jose CA 95126 408.249.'9596 BAA TEEA0106L 11 /16/16 Form 990 (2016)

Form

990 (

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BA

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The Fistula Foundation

77-0547201

Kelly Brennan

1Treasurer

0X

X0.

0.

0.

Denis Robson

1Director

0X

0.

0.

0.

Ling Lew

1Director

0X

0.

0.

0.

Bill Mann

1Chairman

0X

X0.

0.

0.

Mal Warwick

1Director

0X

0.

0.

0.

Teri Whitcraft

1Vice Chairman

0X

X0.

0.

0.

Robert Tessler

1Director

0X

0.

0.

0.

Kate Grant

40

Chief Exec Off

0X

233,164.

0.

30,100.

Anne Ferguson

40

Deputy Director

0X

156,735.

0.

9,550.

Lindsey Pollaczek

40

Sr Prog Director

0X

116,449.

0.

4,767.

Jessica Love

40

VP Communications

0X

140,042.

0.

8,138.

DeAndra Hicks

40

VP Marketing

0X

104,583.

0.

1,896.D

Former Hiohe~t compensated employee

Key employee

Officer lnslilulional lruslee

11 na1v1aua1 iru~iee or director

I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I

D

Form 990 (2016) The Fistula Foundation 77-0547201 Page 8

lf@;a]l!r,}lHJII Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued) (B) (C)

Position (D) (E) (F) (A) Average (do not check more than one

Name and title hours box, unless person is both an Reportable Reportable Estimated per officer and a director/trustee) compensation from compensation from amount of other

week the organization related organizations compensation (list any 0 - S" 0 ;>; <1> I ~ '5 if!, ::ll sg '3 -· (:N-2/1099-MISC) (W-2/1099-MISC) from the hours

~ s· 12. '§- 3 organization for e: n

~ -Sl* related f'l g = sl{ l1l and related a $ ;:;- organizations

organiza ff£2. fil_ tJ

' ~ 0 . lions 2 '3 below <=t gJ I dotted !4- ~ (1}

line) (1} 85 <ii" a.

(15) -------------------------- ----(16) -------------------------- ----(17) ----------------- ,-------- ----·

(18) -------------------------- ----· (19) -------------------------- ----·

(20) -------------------------- ----

(21) -------------------------- ----·, ~~------------------------ ----·' (23) -------------------------- ----· (24) ------------ ------------- ----· (25) -------------------------- ----·

1bSub-total ............................................................... ,.. 750,973. 0. 54,451. c Total from continuation sheets to Part Vil, Section A ....... ,., ............ ,, ~ 0. O. O. d Total (add lines 1 b and 1 c) , .. , , . , ... , , , ........ , .... , ... ,, ... , . , , . , . , , .. , . ,.. 7 5 0, 9 7 3 . 0 . 5 4, 4 51.

2 Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization ,.. 5

3 Did the organization list any former officer, director, or trustee, key employee, or highest compensated employee on line 1 a? If 'Yes,' complete Schedule J for such individual,,.,,,,, ... , .. ,.,.,,,,, ....... ,,,,.,,,, .. , .... , .... ,, .. .

4 For any individual listed on line 1 a, is the sum of reportable compensation and other compensation from the organization and related organizations greate1- than $150,000? If 'Yes,' complete Schedule J for such individual, , , , , ............... , , .... , .. , ............ , ............. , . , .......... , . , ... , , , , , ............. , .. .

Yes No

5 Did any person listed on line 1 a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If 'Yes,' complete Schedule J for such person. , ... , , , . , . , . , ............. , . . . 5 X

1 Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization's tax year.

(A) D . . (B) f , (C) Name and business address escr1pt1on o services Compensation

2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization ,.. 0

BAA TEEA0108L 11/16/16 Form 990 (2016)

Form 990 (2016) The Fistula Foundation 77-0547201 Page 9 1g~lj}{lll>I Statement of Revenue

Check if Schedule O contains a response or note to any line in this Part VIII.,, ......... , ................. , ... , ..... ,.,,,,,, D (A)

Total revenue

1 a Federated campaigns ...... , , . b Membership dues. , , . , ...... , . c Fundraising events. , . , ...... , . 1 c

1------1-------i d Related organizations , ..... , . , 1 d ,__ _______ _,

e Government grants (contributions) .. , , , 1 e t--J-------i;1([}}\ f All other contributions, gifts, grants, and

similar amounts not included above ... Ll:...:f:..1--2..t.....22...,,'..t...e&:t.;,_,_i!~":-';;:!r't g Noncash contributions included in lines 1 a-11: $ ______ ._,

h Total. Add lines 1a-1f. ... , ......... ,.,.,., ... , ..... , "" gJ Business Code

(B) Related or

exempt function

(C) Unrelated business revenue

(D) Revenue

excluded from tax under sections

512-514

~ 2a _________________________________________ --if------o: b J c------------------·~ d-------------------------1----------­~ ------------------1--------,--------------+-------t-------

e ------------------t-------+------t-------+------t-------

f All other program service revenue, ...

g Total. Add lines 2a-2f. , .. , ....... , .. , , ... , .. , ... , . , . ""

3 Investment income (including dividends, interest and other similar amounts), , .. , , .... , .. , ..... , .. , . . . . . . . ""

4 Income from investment of tax-exempt bond proceeds ... ~ t----'-'""--"-"~"-"-"-t-------t-------+----==-='-'--'--"-"-'-

5 Royalties. , , , , , . , . , , , , , . , , , , , , , , , , , ... , , , , , , , , , , , , , "" t-------+------t-------+------

6 a Gross rents , ....... , b Less: rental expenses c Rental income or (loss) ...

(i) Real (ii) Personal

d Net rental income or (loss) .... , , . , , ,

7 a Gross amount from sales of assets other than inventory

b Less: cost or other basis

r--c(::-i) 7Se-c-ur,,.,-itie-s--,---,,.(i::-i) 70t7he-r--+=-,--====+-

5 176 181.

and sales expenses , , . , , . 5 0 61 7 7 4 . ~'-"-=.L...:....:._;_'-'--1-------lfi?f[l

c Gain or (loss), .. , . , . . 114 4 0 7 . 1---=.=-=..L...:c.=....:...!..L-------I-"'""'

d Net gain or (loss). , , .... , , . , .. , , . , ....... , . , . . . . . . . ""

~ 8 a Gross income from fund raising events .. (not including,,$ ______ _ i of contributions reported on line 1 c). Cl)

er: See Part IV, line 18.. .. .. .. .. .. .. .. a ] b Less: direct expenses., , , , . , . , , , , , , b1------l3iEt'i'

o c Net income or (loss) from fundraising events .. , . . . . . . . ""

9 a Gross income from gaming activities. See· Part IV, line 19, , . . . . . . . . . . . . . . a

1--------l b Less: direct expenses ............. , b

'----------1 c Net income or (loss) from gaming activities, . . ""

,-------jt-,c,,-,--,..,-,---,-,-,--,-,-,---+======t-==== 1 O a Gross sales of inventory, less returns

and allowances .... , .... ,, ........ , a

b Less: cost of goods sold............ b 1--------1,t~;

~-----c Net income or (loss) from sales of inventory, . , , .. , , , , "" Miscellaneous Revenue Business Code

c. ------------------t-------+------+-------+------+-------

d All other revenue . , , ..... , ........ . e Total. Add lines 11a-11d, ........ , .. ,-, .-.-.-, ,-.-.--, ,--.--.--, .-,-;""i------1"F::-::,,r.:::.::,,--_;--~~~m'm½~¼~?!iT~~~~~~

12 Totalrevenue.Seeinstructions.,.,,,,,,,,,,,,,,,,,,,"" 9 969 359. 0. 0. 274 167. BAA TEEA0109L 11/16/16 Form 990 (2016)

Form 990 (2016) The Fistula Foundation 77-0547201 Page 10

l!.R~n~IXS:~I Statement of Functional Expenses Section 501(c)(3) and 50/(c)(4) organizations must complete all columns. All other organizations must complete column (A),

C eek if Schedule O contains a response or note to any line in this Part IX , , . , . , .. , . , .. , .... , . , .... , . , . , . , .. , .. , .... (A) (8) (C) (D)

Do not include amounts reported on fines Total expenses Program service Management and Fundraising 6b, 7b, Bb, 9b, and 10b of Part VI/I. expenses general expenses expenses

-:1c-G=-ra_n.,...ts-a'"""n-.d_o.,.,th_e_r_a-ss....,is...,.t-an_c_e...,.to----,d-om-es...,.t:-ic-----il---------t------------i.,-,,-:-:­organ·1zations and domestic governments, See Part IV, line 21 .... , .. , ....... ,,, .... ,. f------=-8...:.3...:.8..L,...:.3.::l...:.0..:...+---_.:8:....:3:....:8:..,,""-'3:....:l:....:0=--.:+--

2 Grants and other assistance to domestic individuals. See Part IV, line 22,,,,.,,,,,,,,

f----------+--------~ 3 Grants and other assistance to foreign

organizations, foreign governments, and for-eign individuals. See Part IV, lines 15 and 16. 6 553 367. 6 553 367.

4 Benefits paid to or for members. , , , , , , , , , , , , t====:===~====Jt====~===~=====~~~~~urlli~~~fP 5 Compensation of current officers, directors,

trustees, and key employees. ... ,.,......... 429 549. 171 820. 145 493. 112 236. 1-------'-----+----'-'--'----'-l-------'---+--------'--..;,,c...:..:...

6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(l )) and persons described in section 4958(c)(3)(B) ... , , .... , . , .... , , .. 1-------....:c0..:.'-1--------0~. 1-------..::.0..:... +--------=0c...:....

7 Other salaries and wages.................. 7 58 390. 236 271. 281 461. 240 658. 1--------'----:..+------'---+-------'--:..+------'-'-'-"--'-

8 Pension plan accruals and contributions (include section 401 (k) and 403(b) employer contributions) , , , ... , ........ , , .. .

t---------:..+--------+---------+--------9 Other employee benefits .................. , 238 441. 63 044. 58 490. 116 907. 1-----=-=:..,;;,,..,-=-;:...;::..,:..+-----=...:::...L-=-=...::....:....1-------":..,;;,,..,c,,,;:.,:;;_;;_'-+------"::.-=.;::..,...:::..,:c...:....:,..,

10 Payrolltaxes ............ ,................. 81 404. 21 523. 19 968. 39 913. 1----------'---'-:..+-----=-c"-'-~~------'""'-'-'-'-'--'-+------"-''--'-''-='~

11 . Fees for services (non-employees): a Management. , ..... , .. , . , .. , , ... , , , ...... .

1---------:..+--------+---------+--------b Leg a I .... , ............ ,................... 29 380. 29 380.

1----_..;;~-=..,;:..,;,.,:..+--------1----__,;:=-'c..=-.;:.,;:_'-+--------c Accounting, , .. , . , , , ... , , , .... , . , ..... , . . . . 5 8 5 3 0 . 5 8 5 3 0 .

1-------'---'-"-:..+--------+-------''-"-'--"'-''-"--+-------­d Lobbying , , , , , , , , , , , , , , , , , , , , , , , , , , , , , . , , ,

e Professional fundraising services, See Part IV, line 17.,,, f Investment management fees. , . , , . , , , .. , . , . g Other, (If line 11g amount exceeds 10% of line 25, column 1----------+--------+---------+--------

311,580. 141,418. 57,855. 112,307. (A) amount, list line 11g expenses on Schedule 0.),,,,, 1------::-'---+------'---t-------'---+----'-'--'-:..:...:..:... 12 Advertising and promotion, .. , ... , . , ... , .. , . 25,724. 25,724. t--------'---+--------+---------+------'-----13 Office expenses. , . , .. , . , , .. , .. , . , .... , , ...

1-------'---+------'----t-------'-----+------'--:;..:::c::_::_ 14 Information technology, .. ,, .. ,, ........... .

20,863. 7,093. 6,259. 7,511.

t----------+--------+---------+--------15 Royalties ...... , , .. , . , . , ...... , ....... , .. .

1---------+--------1---------+--------16 Occupancy., ..... ,.,.,,.,, ............ ,.,.

t--------'---+------'---+-------'---+--------'-----'-99,510. 33,833. 29,853. 35,824. 17 Travel ..... , ............ , ... , , .... , , ..... .

l-------'---+--------'----t--------'-----+--------18 Payments of travel or entertainment

95,762. 87,708. 8,054.

expenses for any federal, state, or local public officials. , , , , ...... , , ...... , ... , , ... ,

1---------+--------+--------+--------19 Conferences, conventions, and meetings ..... 20 Interest.,,,,,,,.,,,,,,,,,,,,,,,,,,,, .. ,,,, 1--------'---+------'---+---------+--------

30,648. 30,648.

21 Payments to affiliates ... , , , . , . , , .. , , . , , , . , , t----------+--------+---------+--------

22 Depreciation, depletion, and amortization ... . 23 Insurance., ... ,.,.,, ... ,.,.,,,.,,.,,,, ... , 1-------'-'---+------'~------1-----'-'-c..,;,;.,'-"--+-----=..t-::..::...::..:..

9 287. 2 455. 2,278. 4 2 613. 888. 784.

24 Other expenses, Itemize expenses not covered above (List miscellaneous expenses in line 24e, If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule 0,), , . , , . , . , . , , ..... .

a Printi11q and Publications __ -+---~~=4~7~7-'-t. ------'~3~8~9~.+----~~~'-""+--~=.L..:.=-'-b Outreach ______________ -i-----=-=-=.,,,=1=5=-1-"-+. -----'=~1=5=1,....+--------+------c Bank and ere di t card charges-+---~~ ..... 5 ..... 8=2-'-t. ---~'--'"-"9~3~8~.+----~6=2 ~4=8~6~·-----=l=l-'-=1=-5 8"-'-. d Pas tage and Sh.i.,p,I?iI!_q . ____ -+-----'-7"'"1,_4=--'0~5'""'.+-----::....,.,c5"""'6"""9c..:c.+------'1=-7"-'-"1'""3~7...,_. +------'4=5~6"""9"""'9.,_. e All other expenses. , ...... , .. , . , . , .. , . , . , , , t-----9 2__,_1_4_5---i. ____ 2 _4 ~0_8_5---i. r--___ 2_6~3_0_6_. ____ 4_1_,_7_5_4-'-.

25 Totalfunctionalexpenses,Addlineslthrough24e,,,. 10,147,118. 8,400,510. 823,111. 923,497.

26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here ~ D if following SOP 98-2 (ASC 958-720), .. , . , , . , , , . , .. , , ..

BAA TEEA011 OL 11 /16/16 Form 990 (2016)

Form 990 (2016) The Fistula Foundation 77-0547201 Page 11

1/l .Sl ~

i :::J

Ill

~ i:: (1J

-a co ,:,

1 a Ill

l 1/l <( . .... ~

BAA

Balance Sheet Check if Schedule O contains a response or note to any line in this Part X ........ , ..... , . , , , , , , . , , ...... , .. , , , , , , .. , ...... ,

(A) (B) Beginning of year End of year

Cash - non-interest-bearing, . , , . , ....... , , ............ , , , , , , ... , ... , , , , , , , , . 64, 319. 1 0 6, 113. 1---------+---+------'---

2 Savings and temporary cash investments .... , . , ... , .. , . , , , , , .... , . , , . , , , , , . . . . 1, 3 4 5, 5 5 8 . 2 518, 12 9 . t-----'------------'---3 Pledges and grants receivable, net ....... , , , , , . , ... , . , . , , . , , . , , . , . , , , , , . , , . , , 3 4 Accounts receivable, net , .. , . , ... , . , , , ... , . , .. , , , , . , , , ...... , , .. , , .. .

5 Loans and other receivables from current and former officers, directors,

~~;ttT~~f ~%!~~ot:s: _a_n~ _h_i~~:.s: .~~~.p.~ns~~~d _e,~p~~~::s: .c~~pl::: ....... .

6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1 )), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501 (c)(9) voluntary employees' beneficiary organizations (see instructions). Complete Part fl of Schedule L.,,,,,,

1-------------------

7 Notes and loans receivable, net, , , , . , , , ..... , . , . , . , ... , ...... , , . , , .. , , , , , .... t---------1---1--------

8 Inventories for sale or use . , .. , , . , , , ..... , , , . , .. , , , ...... , ... , , , , , , , , , , , , . , ..

9 Prepaid expenses and deferred charges .. , . , .. , ........ , , , .. , , .......... , , ... . t---------t---t--------

10 a Land, buildings, and equipment: cost or other basis, Complete Part VI of Schedule D .... , , , , .. , , . , . . . . . 10 a 1 0 3 5 3 9 . ,-__,,.,__ ______ ..,.

b Less: accumulated depreciation .... , , ... , , . . . . . . . . 10 b 8 6 8 7 4 • '---''------"-'----"---'--t-----'-'...,__-'-'--ll---+---_,;;;;,.;;....,..,~..;:,,..;;... 17 906. 10 C 16 665.

11 Investments - publicly traded securities,,,., .. , ... ,, .... ,.,,,,,, .......... , .. . 6 267 885. 11 7 675 728. 12 13 14 15 16 17 18 19 20 21 22

23 24 25

26

27 28 29

30 31 32 33 34

t---~---'---t---1----------'--'~--'-Investments - other securities. See Part IV, line 11 , ...... , , . , , ....... , ... , , .. . 12

1---------+---+--------l n vestments - program-related, See Part IV, line 11. ... ,,.,., .. , .. ,.,,,,,,,,,,, 13

t---------t---+--------Intangible assets. , , , . , . , .. , .. , , . , , , , ..... , .. , .. , .. , ... , . , . , , , , , , , , , , , , , , ....

t------='-,C...;;,,,,;,,,...:.+---t---Other assets. See Part IV, line 11. ..... , , , , , .. , ... , , , , , . , , , , , , , ............ , ..

1-------''----+---+----__,;;,-'-Total assets, Add lines 1 through 15 (must equal line 34), , , , , . , .. , , , , , ...... , , , .

1 369. 14 75. 8 952. 15 9 310.

9 107 029. 16 9 180 775. Accounts payable and accrued expenses .. , , , . , .. , ............ , , , , . , , . , , , , , , , . 196 624. 17 176 034.

4 426 083. 18 4 532 581. Grants payable . , .. , , , .. , .. ·, , , , , , , , .. , , , .... , ... , , ...... , . , , , . , , , . , , . , . , .... t-----,--,...-......,....,....,...-+---+------'--'...L...:c...:;;....'-'-

Deferred revenue, ... , , . , , .. , ..... , . , , , , , .... , , . , , , , . , , , , , , , ......... , ..... . 19 Tax-exempt bond liabilities .. ,,,,.,,,., ... ,,.,,,.,., ... ,, .. , .. ,., ..... ,,.,,,,, t---------1---1--------20 Escrow or custodial account liability, Complete Part IV of Schedule D. , , , , , , , , , , .

Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified persons. Complete Part II of Schedule L.,,,,., ..... , .. ,,., ... , .... ,.,, ............... .

S e cured mortgages and notes payable to unrelated third parties .. , ... , ..... , , , , .

U n secured notes and loans payable to unrelated third parties, , ....... , , , , ... , .. ,

0 the r liabilities (including federal income tax, payables to related third parties, arid other liabilities not included on lines 17-24), Complete Part X of Schedule D ...

T o ta I liabilities. Add lines 17 through 25, , .. , , , . , , , .. , .. , , ... , , , . , , , . , , , . , , , , . ,

Organizations that follow SFAS 117 (ASC 958), check here~ [RJ and complete lines 27 through 29, and lines 33 and 34. Unrestricted net assets .. , ... , , , . , , , , , .... , . , , .. , . , . , , , , , , . , , ... , , . , . , , , , , , , ,

Temporarily restricted net assets . , , , , , . , . , , .. , .. , .. , . , , , , , . , , . , . , .. , , , , , . , , , ,

21

22 t---------+---+--------

23 1-------------------

24 t---------t---t--------

25 t---------+---+--------

Permanently restricted net assets. , , , .. , , , , , .. , . , . , ....... , .... , . , . , .. , , . , , . , . t---~-----+---+-------,.L....;'-'-'--'-Organizations that do not follow SFAS 117 (ASC 958), check here~ D and complete lines 30 through 34, Capital stock or trust principal, or current funds. , , , , , . , , , . , , ... , , , ....... , .. , , , 30

t---------+---+--------P aid -in or capital surplus, or land, building, or equipment fund.,,,.,,,,,,.,,,,,,, 31

1---------+---+--------R et a in e d earnings, endowment, accumulated income, or other funds ... , , , , , .. , . , 32 Total net assets or fund balances. , .... , , .. , .. , ... , . , ............ , ... , ... , , .. , 1----4-4_8_4_3_2_2_. +-33--1---4-4_7_2_1_6_0 __ _ Totalliabilitiesandnetassets/fundbalances................................... 9 107 029. 34 9 180 775.

Form 990 (2016)

TEEAOl 11 L 11/16/16

Form990(2016) The Fistula Foundation 77-0547201 Page 12

i!Ra"irftXil~A'i Reconciliation of Net Assets Check if Schedule O contains a response or note to any line in this Part XI, , .................................. · ............... n

1 Total revenue (must equal Part VIII, column (A), line 12),,,,,,,,. 'II'• I' I'''''' 0 '• '' 0'''' ''' t''''' '''I'' 1 9,969.359. 2 Total expenses (must equal Part IX, column (A), line 25) , . , , , , , , . , , , , , . , , , , , . , , , , , , , . , , , , , , , , , , , . , .. , , , , 2 10 147 118. 3 Revenue less expenses. Subtract line 2 from line l' '' '''' '''''''' '.'.'''''''' '' ''.'.' ''' '''' .. ' '' '''''' 3 -177, 759. 4 Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)), , , , , , , , , , , , , , , : , , , 4 4.484 322. 5 Net unrealized gains (losses) on ·investments, , , , . , , , , , , , . , .. , , , , , , , , , , , , , , . , , , , , . , , , , , , , , , , , , , , , , . , , , , , 5 165 597. 6 Donated services and use of facilities, , . , , , , , , , , . , , , , , , , . , .. , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , 6

7 Investment expenses .. , .......... , , , .. , . , , , ... , ........... , , .. , . , .... , .. , ......... , . , . , ....... , ..... 7 8 Prior perfod adjustments , . , , , , , , , , , , , . , , , , , , , , , , , , , , , , . , , , , , , . , , , , , , , , , , , , , , , . , . , , , , , , , , , , . , , , , . , , , , , 8

9 Other changes in net assets or fund balances (explain in Schedule 0) .. , ... , , ..... , •. , .... , ............. , . 9 0. 10 Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33,

column (8)),,,,,.,,,,.,,,,,,,,,,,,,.,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.,,,,,,,,,,,,,,,,,, .. ,,,,,,,. 10 4,472,160. ill;i'i~iJXill!I Financial Statements and Reporting

Check if Schedule O contains a response or note to any line in this Part XII.,,,,,,,,,,,,,,,,.,.,, .. ,,,,,,,,,,,,,,,,,,,,,,,,,,

1 Accounting method used to prepare the Farm 990: D Cash [RI Accrual Oother

If the organization changed its method of accounting from a prior year or checked 'Other,' explain in Schedule 0,

2 a Were the organization's financial statements compiled or reviewed by an independent accountant?. , , , ... , , , , , , , , , , , . , ,

If 'Yes,' check a box below to indicate whether the financial statements for the year were compiled or reviewed on a s~arate basis, consolidated basis, or both: LJ Separate basis D Consolidated basis D Both consolidated and separate basis

b Were the organization's financial statements audited by an independent accountant? , , , , , , . , , , , , , , , , , . , , , , , , , , , , . , , ..

If 'Yes,' check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both: · [RI Separate basis D Consolidated basis D Both consolidated and separate basis

c If 'Yes' to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?, , , , . , .. , , , , , , , , , , , , , , , , ,

If the organization changed either its oversight process or selection process during the tax year, explain in Schedule 0,

3 a As a result of a federal award, was the organization required to undergo an audit or audits as set for-th in the Single Audit Act and 0MB Circular A-133? ......... , , , , , , , ... , , . , , , , , , , , , , .. , , . , , , , , , , , , .... , , , , , , , , , , , , . , . , . , , , , , , , .

b If 'Yes,' did the organization undergo the required audit or audits? If the organization did not undergo the required audit·

3a

or audits, explain why in Schedule O and describe any steps taken to undergo such audits. , , , , , , , , , , , . , , , , , , , , , . , , , , . 3 b

X

BAA Form 990 (2016)

TEEA0112L 11/16/16

Public Charity Status and Public Support 0MB No. 1545-0047

SCHEDULE A (Form 990 or 990-EZ) Complete if the organization is a section 501(c)(3) organization or a section

4947(a)(1) nonexempt charitable trust. 2016

~ Attach to Form 990 or Form 990-EZ.

Department of the Treasury Internal Revenue Service

~ Information about Schedule A (Form 990 or 990-EZ) and its Instructions is at www.irs.gov/form990.

Name of the organization Employer identification number

The Fistula Foundation 77-0547201 iB~'!mmi,, Reason for Public Charity Status (All organizations must complete this part.) See instructions. The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)

2

3 4

5

6 7

8

9

10

11

12

a

b

C

d

e

f g

(A)

(B)

(C)

(D)

(E)

Total

A school described in section 170(b)(1)(A)(il). (Attach Schedule E (Form 990 or 990-EZ).) A hospital or a cooperative hospital service· organization described in section 170(b)(1)(A)(iii). ~ A church, convention of churches, or association of churches described in section 170(b)(1)(A)(i).

A medical research organization operated in conjunction with a hospital described in section 170(b)(1)(A)(iii). Enter the hospital's name, city, and state:

D An organization operated for the benefit of a college or university owned or operated by a governmental unit described in section 170(b)(1)(A)(iv), (Complete Part II.)

DA federal, state, or local government or governmental unit described in section 170(b)(1)(A)(v).

[RJ An organization that normally receives a substantial part of its support from a governmental unit or from the general public described in section 170(b)(1)(A)(vi). (Complete Part 11.)

DA community trust described in section 170(b)(1)(A)(vi). (Complete Part II.)

D An agricultural research organization described in section 170(b)(1)(A)(ix) operated in conjunction with a land-grant college or university or a non-land-grant college of agriculture (see instructions). Enter the name, city, and state of the college or university:

D An organization that normally receives: (1) more than 33-1 /3o/o of its support from contributions, membership fees, and gross receipts from activities related to its exempt functions-subject to certain exceptions, and (2) no more than 33-1 /3% of its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June 30, 1975. See section 509(a)(2), (Complete Part Ill.)

D An organization organized and operated exclusively to test for public safety. See section 509(a)(4),

D An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See section 509(a)(3). Check the box in lines 12a through 12d that describes the type of supporting organization and complete lines 12e, 12f, and 12g.

D Type I. A supporting organization operated, supervised, or contr.olled by its supported organization(s), typically by giving the supported organization(s) the power to regularly appoint or elect a majority of the directors or trustees of the supporting organization. You must complete Part IV, Sections A and B.

D Type II. A suf porting organization supervised or controlled in connection with its supported organization(s), by having control or managemen of the supporting organization vested in the same persons that control or manage the supported organization(s). You must complete Part IV; Sections A and C,

D Type Ill functionally integrated, A supporting organization operated in connection with, and functionally integrated with, its supported organization(s) (see instructions). You must complete Part IV, Sections A, D, and E.

D Type Ill non-functionally integrated. A supporting organization operated in connection with its supported organization(s) that is not functionally integrated. The organization generally must satisfy a distribution requirement and an attentiveness requirement (see instructions), You must complete Part IV, Sections A and D, and Part V. ·

D Check this box if the organization received a written determination from the IRS that it is a Type I, Type II, Type Ill functionally integrated, or Type 111 non-functionally integrated supporting organization.

Enter the number of suppor!ed organizations ....................................................................... I Provide the following information about the supported organization(s). ~-----'

(I) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1-10 above (see instructions))

(Iv) Is the organization listed in your governing

document?

Yes No

(v) Amount of monetary support (see instructions)

(vi) Amount of other support (see instructions)

BAA For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. Schedule A (Form 990 or 990-EZ) 2076 TEEA0401 L 09/28/16

ScheduleA(Form990or990-EZ)2016 The Fistula Foundation 77-0547201 IIR:att~mlsupport Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)

(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part Ill. If the organization fails to qualify under the tests listed below, please complete Part 111.)

Section A. Public Support Calendar year (or fiscal year beginning In) ~

1 Gifts, grants, contributions, and

(a) 2012 (b) 2013 (c) 2014 (d) 2015 (e) 2016

Page 2

(f) Total

membership fees received, (Do not include any 'unusual grants,'), , , , , , , , 4 500 953. 6 066 929. 6 629 648. 8 000 154. 9 695 192. 34 892 876.

2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf .. , , , .. , .. , . . . . . . O

3 The value of services or i-------;-------;-------i-------i------;---------·'-

facilities furnished by a governmental unit to the organization without charge ... ,

4 Total. Add lines 1 through 3 , , ,

5 The portion of total contributions by each person (other than a governmental

0. 876.

unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f). , , 2 775 734.

6 Public support. Subtract line 5 from line 4, , , , , , , , , , , , , , , , , , , 32 117 142.

Section B. Total Support Calendar year (or fiscal year beginning In) ~

(a) 2012 (b) 2013 (c) 2014 (d) 2015 (e) 2016 (f) Total

7 Amounts from line 4 ... , ... , .. 4 500 953. 6 066 929. 6 629 648. 8 000 154. 9 695 192. 34 892 876. 8 Gross income from interest,

dividends, payments received on securities loans, rents, royalties and income from similar sources.,,,,, , . , , , , .. , 127 573. 102 361. 115 983. 176 017. 159 760. 681 694.

9 Net income from unrelated business activities, whether or not the business is regularly carried on ...... , ..... , .. , .. .

1 O Other income, Do not include gain or loss from the sale of capital assets (Explain in Part VI.),, , , , , , , , , , . , , , , ... , ,

0.

0. 11 Total support. Add lines 7

through 10, , , , , , , , . , . , , , , , , , . 35 574 570. 12 Gross receipts from related activities, etc. (see instructions) ............... , ..... . 0.

13 First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501 (c)(3) organization, check this box and stop here, ... ,, ...... ,,., .. ,., .. ,, .. ,.,,, .. ,, ..... , ........... ,.,.,.,., ....... ,,.... .,. D

Section C. Computation of Public Support Percentage 14 Public support percentage for 2016 (line 6, column (f) divided by line 11, column (f)) ....... , , ........ , . , , . . . . . . 14 90. 2 8 %

15 Public support percentage from 2015 Schedule A, Part II, line 14, ......... ,, .................... , ... , ..... ,, 15 92. 82 % .____. __ _;;._;,_;....;.._;;-"'--

16a 33-1/3% support test-2016. If the organization did not check the box on line 13, and line 14 is 33-1 /3% or more, check this box and stop here. The organization qualifies as a publicly supported organization, , , , , , , , , , . , , , , , , , , .... , , , , .... , ... , . , , , , , , . , , .... .,. [RI

b 33-1/3% support test-2015. If the organization did not check a box on line 13 or 16a, and line 15 is 33-1 /3% or more, check this box and stop here. The organization qualifies as a publicly supported organization. , , , ........ , , . , , .......... , ... , , .... , . , .... , , , , , ,

17a 10%-facts-and-circumstances test-2016. If the organization did not check a box on line 13, 16a, or 16b, and line 14 is 10% or more, and if the organization meets the 'facts-and-circumstances' test, check this box and stop here. Explain in Part VI how the organization meets the 'facts-and-circumstances' test. The organization qualifies as a publicly supported organization. , ... , , , , ..

b 10%-facts-and-circumstances test-2015, If the organization did not check a box on line 13, 16a, 16b, or 17a, and line 15 is 10% or more, and if the organization meets the 'facts-and-circumstances' test, check this box and stop here. Explain in Part VI how the organization meets the 'facts-and-circumstances' test. The organization qualifies as a publicly supported organization,,,, .. ,,,,,,.,

18 Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see instructions,,,,, :a BAA Schedule A (Form 990 or 990-EZ) 2016

TEEA0402L 09/28/16

Schedule A (Form 990 or 99O-EZ) 2016 The Fistula Foundation 77-0547201 Page 3

lfe:a~IIJ~~ISupport Schedule for Organizations Described in Section 509(a)(2) (Complete only if you checked the box on line 1 O of Part I or if the organization failed to qualify under Part 11. If the organization fails to qualify under the tests listed below, please complete Part II.)

Section A. Public Support Calendar year (or fiscal year beginning in) ~ (a) 2012 (b) 2013 (c) 2014 (d) 2015 (e) 2016 (f) Total

1 Gifts, grants, contributions, t----'------1-~'-----+------+---'--------+--~-----+----'----­and membership fees received. (Do not include any 'unusual grants.') ........ .

2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose .......... .

3 Gross receipts from activities that are not an unrelated trade or business under section 513 .

4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf .......... , . , ...... .

5 The value of services or facilities furnished by a governmental unit to the organization without charge ... .

6 Total. Add lines 1 through 5 ... . 7a Amounts included on lines 1,

2, and 3 received from disqualified persons. , .... , ....

b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1 % of the amount on line 13 for the year. , ............... .

c Add lines 7a and 7b. .. , , ..... , 8 Public support. (Subtract line

7c from line 6.), .... , .. , . , ....

Section 8. Total Support Calendar year (or fiscal year beginning in) ~

9 Amounts from line 6 .......... 1 0a Gross income from interest, dividends,

payments received on securities loans, rents, royalties and income from similar sources, , ........... , ....

b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975 ...

c Add lines 1 Oa and 1 Ob .. , .... , 11 Net income from unrelated business

activities not included in line 10b, whether or not the business is regularly carried on ........ , ......

12 Other income. Do not include gain or loss from .the sale of capital assets (Explain in Part VI.) ....... ,., ...........

13 Total support. (Add lines 9, 1 De, 11, and 12.) ..... , .. , ....

(a) 2012 (b) 2013 (c) 2014 (d) 2015 (e) 2016 (f) Total

14 First five years. If the Form 990 Is for the organ1zat1on's first, second, third, fourth, or fifth tax year as a section 501 (c)(3) organization, check th'1s box and stop here ............................................ , ........................ , ........... .

Section C. Computation of Public Support Percentage 15 Public support percentage for 2016 (line 8, column (f) divided by line 13, column (f)), ..... , ... ,, .......... ,.... 15 % 16 Public support percentage from 2015 Schedule A, Part Ill, line 15 ...... , ....... ,., ....................... , .. 1--1-6--+------.,,-%-

Section D. Computation of Investment Income Percentage 17 Investment income percentage for 2016 (line 1Oc, column (f) divided by line 13, column (f)) ......... ,.......... 17 18 Investment income percentage from 2015 Schedule A, Part Ill, line 17 ...... , ..... , .......................... 1--1-8--+------.,,.-%-...____...__ _____ _ 19a 33-1/3% support tests-2016. If the organization did not check the box on line 14, and line 15 is more than 33-1 /3%, and line 17

is not more than 33-1 /3%, check this box and stop here. The organization qualifies as a publicly supported organization .. , ......... ,._ D b 33-1/3% support tests-2015. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33-1/3%, and

line 18 is not more than 33-1/3%, check this box and stop here. The organization qualifies as a publicly supported organization., .... ~ D 20 Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions .............. ~ D

BAA TEEA0403L 0912s116 Schedule A (Form 990 or 990-EZ) 2016

Schedule A (Form 990 or 990-EZ) 2016 The Fistula Foundation 77-0547201 Page 4

IUi~Ji!HV(]t~I Supporting Organizations (Complete only if you checked a box in line 12 on Part I. If you checked 12a of Part I, complete Sections A and B. If you checked 12b of Part I, complete Sections A and C. If you checked 12c of Part I, complete Sections A, D, and E. If you checked 12d of Part I, complete Sections A and D, and complete Part V.)

Section A. All Supporting Organizations

Are all of the organization's supported organizations listed by name in the organization's governing documents? If 'No,' describe in Part VI how the supported organizations are designated. If designated by class or purpose, describe the designation. If historic and continuing relationship, explain.

2 Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If 'Yes,' explain in Part VI how the organization determined that the supported organization was described in section 509(a)(l) or (2).

3a Did the organization have a supported organization described in section 501 (c)(4), (5), or (6)? If 'Yes,' answer (b) and (c) below.

b Did the organization confirm that each supported organization qualified under section 501 (c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If 'Yes,' describe in Part VI when and how the organization made the determination,

c Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If 'Yes,' explain in Part VI what controls the organization put in place to ensure such use.

4a Was any supported organization not organized in the United States ('foreign supported organization')? If 'Yes' and if you checked 72a or 72b in Part I, answer (b) and (c) below.

b Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If 'Yes,' describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.

c Did the organization support any foreign supported organization that does not have an IRS determination under sections 501 (c)(3) and 509(a)(1) or (2)? If 'Yes,' explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section I 70(c)(2)(B) purposes,

5a Did the organization add, substitute, or remove any supported organizations during the tax year? If 'Yes,' answer (b) and (c) below (if applicable), Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).

b Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?

c Substitutions only. Was the substitution the result of an event beyond the organization's control?

6 Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization's supported organizations? If 'Yes,' provide detail in Part VI.

7 Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(31,(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If 'Yes,' complete Part I of Schedule L (Form 990 or 990-EZ),

8 Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 77 If 'Yes,' complete Part I of Schedule L (Form 990 or 990-EZ).

9a Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))7 If 'Yes,' provide detail in Part VI.

b Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If 'Yes,' provide detail in Part VI.

c Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If 'Yes,' provide detail in Part VI.

10a Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type Ill non-functionally integrated supporting organizations)? If 'Yes,' answer 1 Ob below.

b Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings.) 1 Ob

BAA TEEA0404L 09/28/16 Schedule A (Form 990 or 990-EZ) 2016

Schedule A (Form 990 or 990-EZ) 2016 The Fistula Foundation 77-0547201 tF?~ctllMltl Supportin rganizations (continued)

11 Has the organization accepted a gift or contribution from any of the following persons?

a A person who directly or indirectly controls, either alone or together with persons described in (b) and (c) below, the governing body of a supported organization?

b A family member of a person described in (a) above?

c A 35% controlled entity of a person described in (a) or (b) above? If 'Yes' to a, b, or c, provide detail in Patt VI.

Section B. Type I Supporting Organizations

Did the directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization's directors or trustees at all times during the tax year? If 'No,' describe in Patt VI how the supported organization(s) effectively operated, supervised, or controlled the organization's activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were a/located among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.

2 Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If 'Yes,' explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised, or controlled the supporting organization.

Section C. Type II Supporting Organizations

Were a majority of the organization's directors or trustees during the tax year also a majority of the directors or trustees of each of the organization's supported organization(s)? If 'No,' describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).

Section D. All Type Ill Supporting Organizations

Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization's tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization's governing documents in effect on the date of notification, to the extent not previously provided?

2 Were any of the organization's officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (Ii) serving on the governing body of a supported organization? If 'No,' explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).

3 By reason of the relationship described in (2), did the organization's supported organizations have a significant voice in the organization's investment policies and in directing the use of the organization's income or assets at all times during the tax year? If 'Yes,' describe in Part VI the role the organization's supported organizations played in this regard.

Section E. Type Ill Functionally Integrated Supporting Organizations

11 a

11 b

11 C

Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions).

a D The organization satisfied the Activities Test. Complete line 2 below.

b D The organization is the parent of each of its supported organizations. Complete line 3 below.

c D The organization supported a governmental entity. Describe in Part VI how you supported a government entity (see instructions).

2 Activities Test. Answer (a) and (b) below.

a Did substantially all of the organization's activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If 'Yes,' then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.

b Did the activities described in (a) constitute activities that, but for the organization's involvement, one or more of the organization's supported organization(s) would have been engaged in? if 'Yes,' explain in Patt VI the reasons for the organization's position that its supported organization(s) would have engaged in these activities but for the organization's involvement.

3 Parent of Supported Organizations. Answer (a) and (b) below.

a Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations? Provide details in Part VJ.

b Did the organization exercise a substantial degree of direction over the policies, programs, and activities of each of its

3a

supported organizations? If 'Yes,' describe in Part VI the role played by the organization in this regard. 3b

Page 5

BAA TEEA0405L 09/28/16 Schedule A (Form 990 or 990-EZ) 2016

Schedule A (Form 990 or 990-EZ) 2016 The Fistula Foundation 77-0547201 Page 6

liR'a~tflYs½ill Type Ill Non-Functionally Integrated 509(a)(3) Supporting Organizations D Check here if the organization satisfied the Integral Part Test as a qualifying trust on Nov. 20, 1970 (explain in Part VI). See

instructions. All other Type Ill non-functionally integrated supporting organizations must complete Sections A through E.

Section A - AdJ'usted Net Income (A) Prior Year (B) Current Year (optional)

1 Net short-term capital gain

2 Recoveries of prior-year distributions

3 Other gross income (see instructions)

4 Add lines 1 through 3.

5 Depreciation and depletion

6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions)

7 Other expenses (see instructions)

8 Adjusted Net Income (subtract lines 5, 6, and 7 from line 4).

Section B - Minimum Asset Amount

1 Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year):

a Average monthly value of securities

b Average monthly cash balances

c Fair market value of other non-exempt-use assets

d Total (add lines la, 1b, and le)

e Discount claimed for blockage or other factors (explain in detail in Part VI):

2 Acquisition indebtedness applicable to non-exempt-use assets

3 Subtract line 2 from line 1 d.

4 Cash deemed held for exempt use. Enter 1-1 /2% of line 3 (for greater amount, see instructions).

5 Net value of non-exempt-use assets (subtract line 4 from line 3)

6 Multiply line 5 by .035.

7 Recoveries of prior-year distributions

8 Minimum Asset Amount (add line 7 to line 6)

Section C - Distributable Amount

Adjusted net income for prior year (from Section A, line 8, Column A)

2 Enter 85% of line 1.

3 Minimum asset amount for prior year (from Section B, line 8, Column A)

4 Enter greater of line 2 or line 3.

2

3

4

5

6

7

8

1a

1b

1c

1d

2

3

4

5

6

7

8

2

3

4 5 Income tax imposed in prior year 5

6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions). 6

(A) Prior Year (B) Current Year (optional)

Current Year

7 D Check here if the current year is the organization's first as a non-functionally integrated Type Ill supporting organization (see instructions),

BAA Schedule A (Form 990 or 990-EZ) 2016

TEEA0406L 09/28/16

Schedule A (Form 990 or 990-EZ) 2016 The Fistula Foundation 77-0547201 Page 7 [!i'.a:ift1W11 Ty e Ill Non-Functionally Integrated 509(a)(3) Supporting Organizations (continued) Section D - Distributions Current Year

1 Amounts paid to supported organizations to accomplish exempt purposes

2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in excess of income from activity

3 Administrative expenses paid to accomplish exempt purposes of supported organizations

4 Amounts paid to acquire exempt-use assets

5 Qualified set-aside amounts (prior IRS approval required)

6 Other distributions (describe in Part VI), See instructions.

7 Total annual distributions. Add lines 1 through 6.

8 Distributions to attentive supported organizations to which the organization is responsive (provide details in Part VI). See instructions.

9 Distributable amount for 2016 from Section C, line 6

10 Line 8 amount divided by Line 9 amount

Section E - Distribution Allocations (see instructions)

1 Distributable amount for 2016 from Section C, line 6

2 Underdistributions, if any, for years prior to 2016 (reasonable cause required - explain in Part VI). See instructions.

3 a b c From 2013 ... , ... , ...... .

d From 2014 ... , ... ,, ... , ..

e From 2015.,., .. , .. ,,,.,.

f Total of lines 3a through e

g Applied to underdistributions of prior years

h Applied to 2016 distributable amount

i Carryover from 2011 not applied (see instructions)

j Remainder. Subtract lines 3g, 317, and 3i from 3f.

4 Distributions for 2016 from Section D, line 7: $

a Applied to underdistributions of prior years

b Applied to 2016 distributable amount c Remainder. Subtract lines 4a and 4b from 4,

5 Remaining underdistributions for years prior to 2016, if any. Subtract lines 3g and 4a from line 2. For result greater than zero, explain in Part VI. See instructions.

6 Remaining underdistributions for 2016. Subtract lines 317 and 4b from line l, For result greater than zero, explain in Part VI. See instructions.

7 Excess distributions carryover to 2017. Add lines 3j and 4c,

8 Breakdown of line 7:

c Excess from 2014,, .. ,.

d Excess from 2015 ... ,.,

e Excess from 2016,,, ...

(i) Excess

Distributions

(ii) Underdistributions

Pre-2016

(iii) Distributable

Amount for 2016

BAA Schedule A (Form .990 or 990-EZ) 2016

TEEA0407L 09/28/16

ScheduleA(Form990or990-EZ)2016 The Fistula Foundation 77-0547201 Pages

[filiIB:SO~@ISup,Plemental Information. Provide the explanations required by Part II, line 10i,Part II, line 17.a or 17b;Part II~ line 12;.,Par~ IV, . · · · ., · Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11 a, 11 b, and 11 c; Part Iv, Section B, lines 1 and 2; rart IV, ;)ectIon C, line 1;

BAA

Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1 c, 2a, 2b, 3a, and 3b; Part V, line 1; Part V, Section B, line 1 e; Part V, Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions.)

TEEA0408L 09/28116 Schedule A (Form 990 or 990-EZ) 2016

CONTRIBUTOR LIST IS NOT AVAILABLE FOR PUBLIC INSPECTION

Schedule B (Form 990, 990-EZ, or 990-PF) Schedule of Contributors

~ Attach to Form 990, Form 990-EZ, or Form 990-PF.

0MB No, 1545-0047

2016 Department of the Treasury Internal Revenue Service ~ Information about Schedule B (Form 990, 990-EZ, 990-PF) and its instructions is at www.irs.gov/form990. Name of the organization

The Fistula Foundation Organization type (check one):

Filers of:

Form 990 or 990-EZ

Form 990-PF

Employer Identification number

77-0547201

Section:

IB] 501 (c)( 3 ) (enter number) organization

D 4947(a)(1) nonexempt charitable trust not treated as a private foundation

D 527 political organization

D 501 (c)(3) exempt private foundation

D 4947(a)(1) nonexempt charitable trust treated as a private foundation

D 501 (c)(3) taxable private foundation

Check if your organization is covered by the General Rule or a Special Rule,

Note, Only a section 501 (c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.

General Rule D For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, contributions totaling $5,000 or more (in money or

property) from any one contributor. Complete Parts I and II. See instructions for determining a contributor's total contributions,

Special Rules

IBJ For an organization described in section 501 (c)(3) filing Form 990 or 990-EZ that met the 33-1/3% support test of the regulations under sections 509(a)(1) and 170(b)(1)(A)(vi), that checked Schedule A (Form 990 or 990-EZ), Part II, line 13, 16a, or 16b, and that received from any one contributor, during the year, total contributions of the greater of (1) $5,000 or (2) 2% of the amount on (i) Form 990, Part VI 11, line 1 h, or (ii) Form 990-EZ, line 1. Complete Parts I and II.

D For an organization described in section 501 (c)(7), (8), or (1 O) filing Form 990 or 990-EZ that received from any one contributor, during the year, total contributions of more than $1,000 exclusively for religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals. Complete Parts I, II, and Ill.

D For an organization described in section 501 (c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor, during the year, contributions exclusively for religious, charitable, etc., purposes, but no such contributions totaled more than $1,000, If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc., purpose. Don't complete any of the parts unless the General Rule applies to this organization becausil it received nonexclusively religious, charitable, etc., contributions totaling $5,000 or more during the year., .... .,.. :;; _______ _

Caution. An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990, 990-EZ, or 990-PF), but it must answer 'No' on Part IV, line 2, of its Form 990; or check the box on line Hof its Form 990-EZ or on its Form 990-PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990, 990-EZ, or 990-PF).

BAA For Paperwork Reduction Act Notice, see the Instructions for Form 990, 990-EZ, or 990-PF. Schedule B (Form 990, 990-EZ, or 990-PF) (2016)

TEEA0701 L 08/09/16

SCHEDULED (Form 990)

Supplemental Financial Statements 0MB No. 1545-0047

Department of the Treasury Internal Revenue Service Namo of the organization

~ Complete if the organization answered 'Yes' on Form 990, Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b,

~ Attach to Form 990. ~ Information about Schedule D (Form 990) and its instructions Is at www.irs.gov/form990.

2016

The Fistula Foundation 77-0547201 l~a!lfni:s~ Organizations Maintaining Donor Advise Fun s or Ot er Simi ar Funds or Accounts.

Complete if the organization answered 'Yes' on Form 990, Part IV, line 6. (a) Donor advised funds (b) Funds and other accounts

1 Total number at end of year ................

2 Aggregate value of contributions to (during year) .......

3 Aggregate value of grants from (during year) ..........

4 Aggregate value at end of year. .............

5 Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization's property, subject to the organization's exclusive legal control? ............................ D Yes

6 Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ........ , .......... , ......... , , ... , , . , .... , ......... , . , .. , ... , ............... D Yes D No

l'.B~itii!l~[I Conservation Easements. Complete if the organization answered 'Yes' on Form 990, Part IV, line 7.

1 Purpose(s) of conservation easements held by the organization (check all that apply),

~ Preservation of land for public use (e.g., recreation or education) D Preservation of a historically important land area

Protection of natural habitat D Preservation of a certified historic structure

Preservation of open space

2 Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.

;;i~it;r~ Held at the End of the Tax Year a Total number of conservation easements ............. , ........... , , . , . , . , . , . , . , , , , ..... . 2a b Total acreage restricted by conservation easements ............ , ........................... . 2b c Number of conservation easements on a certified historic structure included in (a) ..... , , , .. , . , , 2c

d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register. ..... , ..................... , .. , , . , , .... , . , ......... , 2d

3 Number of conservation easements modified, transferred, released, extinguished, or terminated by the organ1zat1on during the tax year ~ ------

4 Number of states where property subject to conservation easement is located ~

5 Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds?.,, ....... , ... , ............. , ... , ................... 0Yes D No

6 Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year ~

7 Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year ~$ --------

8 Does each conservation easement reported on line 2(d) above satisfy the requirements of section l 70(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .. , . , . , .. , .... , . , ... , . , ....... , . , ... , .............................. , .. , ....... D Yes

9 In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and balance sheet, and include, if applicable, the text of the footnote to the organization's financial statements that describes the organization's accounting for conservation easements.

jB;a/ft'UIH~I Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets. · · ·· Complete if the organization answered 'Yes' on Form 990, Part IV, line 8.

1 a If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XI 11, the text of the footnote to its financial statements that describes these items.

b If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:

(i) Revenue included on Form 990, Part VI 11, line 1 ... , . , .... , ...... , ..... , ............................... ~ $ (ii) Assets included in Form 990, Part X ............ , ... ,, ............................................... ~ $--------

2 If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:

a Revenue included on Form 990, Part VIII, line l .......................................................... ~ $ b Assets included in Form 990 1 Part X .. , .......................... , .......... , .. ,, ..... , ............... ,., ,.... $--------

BAA For Paperwork Reduction Act Notice, see the Instructions for Form 990. TEEA3301 L 08/15/16 Schedule D (Form 990) 2016

Schedule O (Form 990) 2016 The Fistula Foundation 77-054 7201 Page 2

JlRartlffl~i Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)

3 Using the organization's acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):

a § Public exhibition b Scholarly research

c Preservation for future generations

d D Loan or exchange programs

e D Other

4 Provide a description of the organization's collections and explain how they further the organization's exempt purpose in Part XIII.

5 During the year, did the organization solicit or receive donations of art, historical treasures, or other similar assets to be sold to raise funds rather than to be maintained as part of the organization's collection?.. . . . . . . . . . . . . . . . . . . . Yes D No

:~aff!J&f) Escrow and Custodial Arrangements, Complete if the organization answered 'Yes' on Form 990, Part IV, ·· line 9, or reported an amount on Form 990, Part X, line 21.

1 a Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not included on Form 990, Part X? ... , . , . , ...... , .. , , , , , ............ , .... , ...... , ............ , ... , .. , . , ................. D Yes D No

b If 'Yes,' explain the arrangement in Part XIII and complete the following table:

Amount

c Beginning balance ....... , .......... , . , ...... , . , ............ , .. , . , .. , ................... . 1 C

d Additions during the year .......... , , , , . , .. , .. , .................. , .. , ............... , . , .. . , d e Distributions during the year. , , , .. , . , ............... , ... , . , .. , .......... , ... , ........... , . 1 e f Ending balance. , . , .... , . , , .. , .... , ................................ , , .. , ..... , ...... , , .. . 1 f

2 a Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial ace

b If 'Yes,' explain the arrangement in Part XIII. Check here if the explanation has been provided on ount liability? ...... LJ Yes CJ No

Part XIII,.,.,,, ... , ... , ..... ,

ll?anlY:iil Endowment Funds. Comolete if the oraanization answered 'Yes' on Form 990 Part IV line 10. (a) Current year (b) Prior year (c) Two years back (d) Three years back

1 a Beginning of year balance ...... 0. 0. 0. b Contributions .. , ......... , , .. , , 530 000.

c Net investment earnings, gains, and losses, ...... , ......... , ..

d Grants or scholarships ...... , . ,

e Other expenditures for facilities and programs, , , . , . , ..........

f Administrative expenses. ..... , .

g End of year balance , ... , , , ... , 530,000. 0. 0. 2 Provide the estimated percentage of the current year end balance (line lg, column (a)) held as:

a Board designated or quasi-endowment ,.. 1 0 0. 0 0 % b Permanent endowment ,.. ~

0

c Temporarily restricted endowment ,.. ______ % The percentages on lines 2a, 2b, and 2c should equal 100%.

3 a Are there endowment funds not in the possession of the organization that are held and administered for the organization by:

0.

0.

0.

(i) unrelated organizations ..... , . , , .... , .. , ......... , . , . , .............. , .. , . , , ... , , .. , .... , , . , ... , , . , ... , .. .

(ii) related organizations ..... , ........ , , . , .. , ... , ... , .......... , , , ... , .. , , .. , , ..................... , ....... .

b If 'Yes' on line 3a(ii), are the related organizations listed as required on Schedule R? .......... , ........ , ... , .. , .. .

4 Describe in Part XIII the intended uses of the organization's endowment funds. See Part XIII IU?arttYl~·I Land, Buildings, and Equipment.

(e) Four years back

0.

0.

Yes No 3a(i) X 3a(ii) X 3b

Complete if the organization answered 'Yes' on Form 990, Part IV, line 11 a. See Form 990, Part X, line 10, Description of property (a) Cost or other basis (bi Cost or other (c) Accumulated (d) Book value

(investment) asis (other) depreciation 1 a Land, ..................... , . , . , , . , , ...... .. l. '.,,: ,,;;; ... :: .. '';t''::/:· •

b Buildings. , , , .. , , , ... , ....... , ........... ,

c Leasehold improvements ..... , ...... , ...... 2 288. 4 758. -2 470. d Equipment. , .. , . , .. , . , , ..... , ............. 79 007. 63 325. 15,682. e Other ...... , , , , .... , ......... , ............ 22 244. 18 791. 3 453 .

Total. Add lines 1 a through 1 e. (Column (d) must equal Form 990, Part X, column (B), line 70c,) . ............ , , ..... , .... 16 665. BAA Schedule D (Form 990) 2016

TEEA3302L 08/15/16

Schedule D (Form 990) 2016 The Fistula Foundation 77-0547201 Page 3

liRam'~'vllll Investments - Other Securities. C I t 'f th ' t' d 'Y I omo e e 1 e oraaniza I0n answere es on orm ' art '

Ine ee orm '

ar '

ine F 990 P N/A

IV 1· 11 b S F 990 P t X 1· 12 (a) Description of security or category (including name of security) (b) Book value (c) Method of valuation: Cost or end-of-year market value

(1) Financial derivatives, , ... , ...... , .. , , ........ , . , .. , , (2) Closely-held equity interests ... , ... , , , .. , , . , .. , ..... ,

(3) Other ----------------------w _________________________ (B) ----------------------------~--------------------------(D) (E) ---- - -

----------------------------~--------------------------~-------------------------~-------------------------(I) - -- ---------- - - ,,, ,,, ,,.,,,, '(.·, Total. (Column (b) must equal Form 990, Part X, column (8) line 12.) . . ... ,:e's' ,, ,.,, ,.

[Rt\":1.'Hn lnvest'ments - Pro ram Related. N/A omp e e 1 e organiza I0n answere es on orm I ar '

Ine C. ee orm ' ar

' Ine

I. tUv' Jc I t 'f th g. t' d 'Y I F 990 P t IV 1· 11 S F 990 P t X I' 13 (a) Description of investment (b) Book value (c) Method of valuation: Cost or end-of-year market value

(1)

(2)

(3) (4)

(5)

(6) (7) (8)

(9) (10)

Total. (Column (bl must eaual Form 990 Part X column (8) line /3, J. , ... .~, ,, ,v,, ,, 1[aaffll~iil Other As~ets.

I I N/A

Complete 1f the organization answered Yes on Form 990, Part IV, line l ld. See Form 990, Part X, line 15. (a) Description (b) Book value

(1)

(2)

(3) (4) (5)

(6)

(7) ,,

(8) (9)

(10)

Total. (Column (b) must equal Form 990, Part X, column (B) line 15.).,., .. ,.,, ... ,,.,,, ...... , ... ,,.,.,,., .... , .. ... Other Liabilitie~. Complete 1f the organization answered 'Yes' on Form 990, Part IV, line 11 e or 1 lf. See Form 990, Part X, line 25

(a) Description of liability (b) Book value (1) Federal income taxes (2) (3) (4) (5)

(6) (7)

(8) (9)

(10) (11)

Total. (Column (b) must equal Form 990, Part X, column (8) line 25.) . 2, Liability for uncertain tax positions, In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740), Check here if the text of the footnote has been provided in Part XIII , , , , , , , . , ....... , , , , , , .... , , . , , . , . , , , , ... , . , , , , , , , , , , D BAA TEEA3303L 08/15/16 Schedule D (Form 990) 2016

Schedule D (Form 990) 2016 The Fistula Foundation 77-054 7201 Page 4

IJ~af:tll}(l~~I Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.

1 Total revenue, gains, and other support per audited financial statements, ..... , , , , , ... , , , .. , , , ......... , .. 10 134 956. 2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:

a Net unrealized gains (losses) on investments., .... ,, ............. , ... , ... ,.,. 2a 165 597 b Donated services and use of facilities. , . , , . , , . , ....... , ... , . , . , .. , ...... , , . , . t-2-b-t-----'-' ----1·,

c Recoveries of prior year grants. . , . , . , , . , , , ...... , , . , , , , ... , , , , .. , . , . , . , . . . . . 2 c i--::-:t-------1.

d Other (Describe in Part XIII.) ........ ,,., .. ,.,,, .. ,, ... , .. ,,.,,., .. , .... ,,... 2 d 1----l----------l·

e Add lines 2a through 2d .. , ........ ,,,,, .. , ........... , .. , ...... ,,,., ..... ,,,,,, .............. , .. ,,.,, 165 597. 3 Subtract line 2e from line 1 . ....... , , , , ......... , ... , , .. , .... , ....... , .. , ... , , , , . , ..... , ... , ..... , .... i----t---9-9_6_9.,__3_5_9 __ . 4 Amounts included on Form 990, Part VI 11, line 12, but not on line 1:

a Investment expenses not included on Form 990, Part VIII, line 7b .. , . . . . . . . . . . . 4a 1--1--------

b Other (Describe in Part XIII.) .... , ...... , .. , .. , .... , ...... , .. ,, .. ,,.,,., .. ,.. 4 b ..,_ _______ _ c Add lines 4a and 4b , ... , .............. , , , .. , ..... , , ....... , , . , , .... , , ............ , ... , , . . . . . . . . . . . . . 4 c

l---+-------5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12,) .. , ...... ,.,,,,,., .. ,....... 5 9 969 359.

:Pai'HXII~ Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.

1 Total expenses and losses per audited financial statements ... ,,, ........... , .. ,,,,., .. ,.,., ..... ,,.,, .. , 10,147,118. 2 Amounts included on line 1 but not on Form 990, Part IX, line 25:

a Donated services and use of facilities. , , , . , . , .... , , , .. , ...... , , .. , ..... , . , . . . 2 a 1---+--------l·

b Prior year adjustments, , . , . , . , .. , .......... , ......... , .. , , . , , ...... , .... , , , 2 b 1--1----~-----l:

c Other losses, .. , , , . , . , , , .......... , , . , . , .. , , , .............. , ...... , ... , , . . 2 c 1--1----------1·

d Other (Describe in Part XI 11.) ... , .. , , .......... , ... , .. , , ... , ...... , ... , .. , , . , 2 d 1----l--------l""'''"'··I

e Add lines 2a through 2d . . , , , , , .. , ..... , .......... , , ................ , . , ................ , .... , .. , , . , .. . 3 Subtract line 2e from line 1 , ........... , , .. , .... , ... , , ....... , ... , , ......... , . , ..... , .. , , ... , . , ....... t---+--1-0_1_4_7_1_1_8_. 4 Amounts included on Form 990, Part IX, line 25, but not on line 1:

a Investment expenses not included on Form 990, Part VIII, line 7b ... , .... ,,,.... 4a b Other (Describe in Part XIII.) ... , ........ ,, ... , ....... , ...... ,, .... , ......... i---4-b+--------i c Add lines 4a and 4b , ... , ......... , , ... , ..... , ...... , , , , .. , . , .... , . , , ...... , .. , , ............. , .. , , . , .

5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.), , . , , . , . , ............. , , . , ,

l:R~l:tiWlitll Supplemental Information.

t---+-------10 147 118.

Provide the descriptions required for Part II, lines 3, 5, and 9; Part Ill, lines 1 a and 4; Part IV, lines 1 band 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information,

BAA

Part V, Line 4 - Intended Uses Of Endowment Fund

In 2016, Fistula Foundation established a $530,000 "Board Designated Endowment Fund"

to help provide future funding for Foundation programs.

Schedule D (Form 990) 2016

TEEA3304L 08/15/16

SCHEDULE F (Form 990)

Statement of Activities Outside the United States 0MB No. 1545-0047

Depilrtment of the Treasury Internal Revenue Service

Name of the organization

~ Complete if the organization answered 'Yes' on Form 990, Part IV, line 14b, 15, or 16. ~ Attach to Form 990.

~ Information about Schedule F (Form 990) and its instructions is at www.irs.gov/form990.

The Fistula Foundation 77-0547201

2016

~~~ General Information on Activities Outside the United States. Complete if the organization answered 'Yes' on Form 990, Part IV, line 14b.

For grantmakers. Does the organization maintain records to substantiate the amount of its grants and other assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used to award the grants or assistance? .... [Rives D No

2 For grantmakers. Describe in Part V the organization's procedures for monitoring the use of its grants and other assistance outside the United States.

3 Activities per Region. (fhe following Part I, line 3 table can be duplicated if additional space is needed.)

(a) Region

(1) Africa/Asia

(2)

(3)

(4)

(5)

(6)

(7)

(8)

(9)

(10)

(11)

(12)

(13)

(14)

(15)

(16)

(17) 3 a Sub-total . , , ... , ....... ,

b Total from continuation sheets to Part I. , ....... .

c Totals (add lines 3a and 3b) .. ,

(b) Number of offices in the

region

1

1

1

(c) Number of employees, agents, and independent contractors

in the region

(d) Activities conducted in the region (by type) (such as, fundraising, program services, investments,

grants to recipients located in the region)

1 Sur eries & Trainin

1

1 BAA For Paperwork Reduction Act Notice, see the Instructions for Form 990.

TEEA3501 L 09/26/16

(e) If activity listed in (d) is a program service, describe specific type of

service(s) in the region

Medical/sundr

(f) Total expenditures for and investments

in the reg ion

6,553,367.

6 553 367.

6 553 367. Schedule F (Form 990) 2016

Schedule F (Form 990) 2016 The Fistula Foundation 77-0547201 Page 2

lreartr:IEliGrants and Other Assistance to Organizations or Entifi.es Outside the United States. Complete if the organization answered 'Yes' on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.

1 (a) Name of organization (b) IRS code (c) Region (cl) Purpose (e) Amount of (f) Manner of (g) Amount of (h) Description of (i) Method of section and EIN of grant cash grant cash noncash noncash valuation (book,

(if applicable) disbursement assistance assistance FMV, appraisal, other)

Medical/Su Cash/wire Africa/Asia nd 6,553,367. transfers

2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501 (c)(3) equivalency letter. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ~ O

3 Enter total number of other organizations or entities. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ~ 1 BAA Schedule F (Form 990) 2016

TEEA3502L 09/26/16

Schedule F (Form 990) 2016 The Fistula Foundation 77-0547201 Page 3

~e~f~:;uJml Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered 'Yes' on Form 990, Part IV, line 16. Part Ill can be duplicated if additional space is needed.

(a) Type of grant or assistance (b) Region. (c) Number (d) Amount of (e) Manner of {f) Amount of (g) Description of (h) Method of of recipients cash grant cash noncash assistance noncash assistance valuation (book,

disbursement FMV, appraisal, other)

(1)

(2)

(3)

(4)

(5)

(6)

(I)

(8)

(9)

(10)

(11)

(12)

(13)

(14)

(15)

(16)

(17)

(18) BAA Schedule F (Form 990) 2016

TEEA3503L 09/26/16

Schedule F (Form 990) 2016 The Fistula Foundation 77-0547201 l~ij~t{tlMI/IForeign Forms

1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If 'Yes,' the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926) ............................ , . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . D Yes

2 Did the organization have an interest in a foreign trust during the tax year? If 'Yes,' the organization may be required to separately file Form 3520, Annual Return To Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; do not file with Form 990) .............................. 0Yes

3 Did the organization have an ownership interest in a foreign corporation during the tax year? If 'Yes,' the organization may be required to file Form 5477, Information Return of U.S. Persons With Respect To Certain Foreign Corporations (see Instructions for Form 5477). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . D Yes

4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If 'Yes,' the organization may be required to file Form 8627, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund (see Instructions for Form 8627). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . D Yes

5 Did the organization have an ownership interest in a foreign partnership during the tax year? If 'Yes,' the organization may be required to file Form 8865, Return of U.S. Persons With Respect to Certain Foreign Partnerships (see Instructions for Form 8865) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . D Yes

6 Did the organization have any operations in or related to any boycotting countries during the tax year? If 'Yes,' the organization may be required to separately file Form 5773, International Boycott Report (see Instructions for Form 5773; do not file with Form 990) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . D Yes

Page 4

~No

~No

~ No

~No

~No

~No

BAA TEEA3505L 09/26/16 Schedule F (Form 990) 2016

Schedule F (Form 990) 2016 The Fistula Foundation 77-0547201 Page 5

l:Rarf~\l,~;~,1 Supplemental Information

BAA

Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part 11, line 1 (accounting method); Part Ill (accounting method); and Part Ill, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.

TEEA3504L 09/26/16 Schedule F (Form 990) 2016

SCHEDULE I (Form 990)

Department of the I reasury lnternal Revenue Service

Name of the organization

The Fistula Foundation

Grants and Other Assistance to Organizations, Governments, and Individuals in the United States Complete if the organization answered 'Yes' on Form 990, Part N, line 21 or 22 .

... Attach to Form 990. ,.. Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990.

General Information on Grants and Assistance

0MB No. 1545-0047

2016

Employer idenlifica1ion number

77-0547201

1 Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used to award the grants or assistance?............................................................................................... 0 Yes

2 Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.

l1;8~ft(Jlt~I Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered 'Yes' on Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.

1 (a) Name and address of organization (b) EIN (c) IRC section (d) Amount of cash grant (e) Amount of non-cash (f) Method of valuation (g) Description of (h) Purpose of grant or government (if applicable) assistance (book, FMV, appraisal, noncash assistance or assistance

other)

(1) Direct Relief International _

27 S. La Patera Lane Medical --------------------Santa Barbara, CA 93117 95-1831116 124,500. 0. Sunnlies

(2) Hope Foundation ________

16401 NW 2 Ave Ste 202 --------------------Miami, FL 33169 65-0925102 425,575. 0. Surqerv

(3) Heal Africa --------------------PO Box 147 --------------------Monroe, WA 98272 20-4104936 280,237. 0. Surqery

(4) UofCA San Francisco (UCSF) __

500 Parnassus Avenue --------------------San Francisco, CA 94143 94-6036493 7,998. 0. Research

(5) ------------------

--------------------(6) ----------------------------------------(7) ----------------------------------------(8) ----------------------------------------

2 Enter total number of section 501 (c)(3) and government organizations listed 1n the line 1 table. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ... 4 3 Enter total number of other organizations listed in the line 1 table. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ... O

BAA For Paperwork Reduction Act Notice, see the Instructions for Form 990. TEEA3901L 11/03/16 Schedule I (Form 990) (2016)

Schedule I (Form 990) (2016) The Fistula Foundation 77-0547201 Page 2

~gan:unjl Grants and Other Assistance to Domestic Individuals. Complete if the organization answered 'Yes' on Form 990, Part IV, line 22. Part Ill can be duplicated if additional space is needed. _

(a) Type of grant or assistance (b) Number of recipients

(c) Amount of cash grani

(d) Amount of noncash assistance

(e) Method of valuation (book, FMV, appraisal, other)

(f) Description of noncash assistance

1

2

3

4

5

6

7

lf:~hJ~;,:I Supplemental Information. Provide the information required in Part I, line 2; Part Ill, column (b); and any other additional information.

BAA Schedule I (Form 990)(2016)

1EEA3902L 11 /03/16

SCHEDULE J (Form 990)

Compensation Information 0MB No. 1545-0047

Department of the Treasury Internal Revenue Service

For certain Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees ~ Complete if the organization answered 'Yes' on Form 990, Part IV, line 23.

~ Attach to Form 990, ~ Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990.

2016

Name of the organization Employer identification number

The Fistula Foundation 77-0547201 :R?mt Questions Regarding Compensation

1 a Check the appropriate box(es) if the organization provided any of the following to or for a person listed on Form 990, Part VII, Section A, line la. Complete Part Ill to provide any relevant information regarding these items.

D First-class or charter travel

D Travel for companions

D Tax indemnification and gross-up payments

D Discretionary spending account

D Housing allowance or residence for personal use

D Payments for business use of personal residence

D Health or social club dues or initiation fees

D Personal services (such as, maid, chauffeur, chef)

b If any of the boxes on line la are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If 'No,' complete Part Ill to explain ................ .

2 Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all directors, trustees, and officers, including the CEO/Executive Director, regarding the items checked in line 1 a? ................... .

3 Indicate which, if any, of the following the filing organization used to establish the compensation of the organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part Ill.

D Compensation committee

D Independent compensation consultant

I.K] Form 990 of other organizations

D Written employment contract

I.K] Compensation survey or study

I.K] Approval by tile board or compensation committee

4 During the year, did any person listed on Form 990, Part VII, Section A, line la, with respect to the filing organization or a related organization:

a Receive a severance payment or change-of-control payment? .......... , .............. , . , . , .... , ............... , ... .

b Participate in, or receive payment from, a supplemental nonqualified retirement plan? ........... , ... , .. , ... , . , ....... .

c Participate in, or receive payment from, an equity-based compensation arrangement? ... , .. , , , , . , , , . , , , , , .. , . , ..... , ..

If 'Yes' to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part Ill. Part III

Only section 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.

5 For persons listed on Form 990, Part VII, Section A, line la, did the organization pay or accrue any compensation contingent on the revenues of:

a The organization? .. , ............... , .. , , .. , . , ................ , . , , . , .. , ................................... , . , .. .

b Any related organization? ..................... , . , ................... , ........... , .. , .......... , , ................ ,

If 'Yes' on line 5a or 5b, describe in Part Ill.

6 For persons listed on Form 990, Part VI I, Section A, line 1 a, did tile organization pay or accrue any compensation contingent on the net earnings of:

a The organization? .......... , .......... , ....................... , ......... , . , . , ............. , ..... , , ..... , , .. , .. .

b Any related organization?, ... , , .... , ........... , .... , .. , .... , ........... , , , , ........ , . , , , .... , ............ , ..... ,

If 'Yes' on line 6a or 6b, describe in Part Ill.

7 For persons listed on Form 990, Part Vil, Section A, line la, did the organization provide any nonfixed payments not described on lines 5 and 67 If 'Yes,' describe in Part 111. .... , , . , , , . , .....• , .......... , ...... , ......... .

8 Were any amounts reported on Form 990, Part VII, paid or accrued pursuant to a contract that was subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)?

;~;ijlii~~~;

1------11-----11--

1------11-----11-­

i------,-----,--

1-----11-----1--

7 X .__ ____ _

If 'Yes,' describe in Part Ill, ........... , ........... ,,, ................ , .. ,, .................................... ,.. 8 X l------"il-----11--

9 If 'Yes' on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? ............................ , ... , .. , , , ................... , .......... , .... , . , ....... , . . 9

BAA For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule J (Form 990) 2016

TEEA4101 L 08/19/16

ScheduleJ (Form 990) 2016 The Fistula Foundation 77-0547201 Page 2

pRcitfJll!/:1 Officers, Directors, Trustees, Key Employees, and Highest!Compensated Employees. Use duplicate copies if additional space is needed.

For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.

Note: The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line la, applicable column (D) and (E) amounts for that individual.

(A) Name and Title

Kate Grant (i)

1 Chief Exec Off (ii)

Anne Ferguson (i)

2 Deputv Director (ii)

(i)

3 (ii)

(i)

4 (ii)

(i)

5 (ii)

(i)

6 (ii)

(i)

7 (ii)

(i)

8 (ii)

(i)

9 (ii)

(i)

10 (ii)

(i)

11 (ii)

(i)

12 (ii)

(i)

13 (ii)

(i)

14 (ii)

(i)

15 (ii)

(i)

16 (ii)

BAA

(B) Breakdown of W-2 and/ or 1099-M !SC compensation (C) Retirement

and other deferred

compensation

(D) Nontaxable (E) Total of (F) Compensation (i) Base

compensation

~-1llt1£'L-0.

--15~.:Zl~ 0.

f---------

f---------

f---------

f---------

f---------

f---------

1--------

1---------

1---------

1---------

1---------

1---------

--------

--------

(ii) Bonus & incentive compensation

(iii)Other reportable

compensation

0. 0. ----------------0. 0. 0. 0. ----------------0. 0.

benefits columns(B)(i)-(D) in column (B) reported as

deferred on prior Form 990

__ 16, OOQ. ____ 14, 100. '-- 263, 26-l .. ______ 0 .. 0. 0. 0. 0.

------ Q:. --- 9,550. ~- 166,285. ------ 0 .. 0. 0. 0. 0.

----------------f-----------------~----------------·

----------------1-----------------------------------·

----------------~---------------------------------·

----------------~-----------------------------------

----------------~----------------~----------------·

-------- --------L--------- --------·

----------------L------------------

----------------1------------------·

----------------"-----------------·

-------- --------"--------- --------·

---------------------------------·

---------------------------------· 1EEA4102L 08119/16 Schedule J (Form 990) 2016

Schedule J (Form 990) 2016 The Fistula Foundation l~~ai:t:~!11~~ Supplemental Information

77-0547201

Provide the information, explanation, or descriptions required for Part I, lines 1 a, 1 b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.

Part I, Line 4 - Received Severance, Supplemental NQ Retirement, Equity-Based Compensation

DeAndra Hicks received severance pay of $64,166.65.

Page3

BAA Schedule J (Form 990) 2016

TEEA4103L 08/19116

SCHEDULE O (Form 990 or 990-EZ)

Department of the Treasury Internal Revenue Service

Supplemental Information to Form 990 or 990-EZ Complete to provide information for responses to specific questions on

Form 990 or 990-EZ or to provide any additional information. ,. Attach to Form 990 or 990-EZ.

,. Information about Schedule O (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.

0MB No, 1545-0047

2016

Name of the organization Employer identification number

The Fistula Foundation 77-0547201

Form 990, Part Ill, Line 1 - Organization Mission

Fistula Foundation works to end the suffering caused by the childbirth injury

obstetric fistula by getting as many women treated as possible. Additionally, the

Foundation is focused on increasing the number of trained obstetric fistula surgeons

to strengthen treatment capacity.

Form 990, Part VI, Line 11b - Form 990 Review Process

Form 990 is circulated to Audit Committee & full Board for review prior to filing.

Form 990, Part VI, Line 12c - Explanation of Monitoring and Enforcement of Conflicts

At each board meeting, Conflict of Interest is a standing item on the agenda.

Form 990, Part VI, Line 15b - Compensation Review & Approval Process - Officers & Key Employees

Fistula Foundation staff compensation is determined each year after a rigorous

review of major non-profit survey conducted amongst more than 27,000 nonprofit

employees in nine counties in Northern California. The Chief Executive Officer's

performance is reviewed twice a year by the Board of Directors.

Form 990, Part VI, Line 17 - List of States which this Return is Filed

AL AK AZ AR CA CO CT FL GA HI IL KS KY ME MD MA MI MN MS MO NH NJ NM NY NC ND OH

OK OR PA RI SC TN UT VA WA WV WI

Form 990, Part VI, Line 19 - Other Organization Documents Publicly Available

Copies of our financials statements and 501(c)3 exemption letter are available on

the Foundation website and are also available in hard copy on request. Hard copies

of governing documents and conflict of interest policy are also available on

request. Copies of the financial statements are also posted on the websites of

"Guidestar" and "Charity Navigator".

BAA For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. TEEA4901 L 08/16/16 Schedule O (Form 990 or 990-EZ) (2016)