Transforming The Compliance EcosystemOrchid Advisors TM

TM

Corporate Compliance, Ethics, & TrainingProviding compliance and ethics program material that exceed the expectations set forth by the U.S. Federal Sentencing Guidelines.

Our training doesn’t stem from a canned presentation. It is customized to your environment, often specific to your business and includes examples from our CEO -- a former Chief Compliance Officer who built one of the largest compliance and ethics program in a regulated industry.

“You can do everything right for 20 years and kill your business in 5 minutes.” - Warren Buffet

Don’t let unethical actions or employee non-compliance ruin your enterprise.

Implemented Best-In-Class Learning Management Systems (e-Learning / Online University) and Global Ethics and Compliance Training

We implemented best-in-class training across multiple facilities by implementing online training universities offered by leading providers. The training effort included, amongst other things: The Impact of Ethics; Ethics Defined and Pertinent Regulations; Cornerstones of Ethical Conduct such as Anti-Bribery/Corruption,Improper Acts, Conflicts of Interest, Gifts/Gratuities, Establishing a Culture of Integrity. The training concluded with tests of personnel understanding to underscore the importance of such behavior.

Transformed Compliance Culture to Exceed Expectation Set Forth By FSG 8B2.1 – Delivered to DOJ / SEC

We transformed a global compliance culture to meet the expectations of the U.S. Federal Sentencing Guide-lines 8B2.1. The program created a new cross-function executive leadership structure focused on the develop-ment of risk, ethics, and compliance. Activities included the sourcing and implementation of a global, on-line, on-demand training university for suppliers, employees, and international channel partners. New employees received on-boarding training and roles, responsibilities, executive metrics, and job descriptions were modified to change behavior. Best-in-class on-line policies repositories and a new policy/procedure methodology were implemented.

The Result: Compliance fully integrated into every facet of the client’s business culture.

The Orchid Difference

Executive Considerations

Don’t know what the 7 compliance and ethics requirements are in the U.S. Federal Sentencing Guidelines4

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Indicators of Need

Proven Compliance Transformation

WeComplyLRN

CogentysSuccessFactors

CorpediaSkillsoft

Saba4

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Transforming The Compliance EcosystemOrchid Advisors TM

TM

222 Pitkin Street East Hartford, CT 06108T: 860-308-6315 F: 800-507-4409 www.orchidadvisors.com

Confidential and Proprietary © 2010-2014 Orchid Advisors LLC

Gap assessment and benchmark study vs. global compliance and ethics programsFormalized employee training programs and the implementation of top Learning Management Systems (LMS) from SuccessFactors, LRN, Cogentys, SABA and othersOnline policy and procedure repositories

Compliance and Ethics leadership and organization structuresOnline Policy / Procedure repositories and integrated workflowSoftware and third party resources to conduct prohibited persons evaluationReal-time, dashboard monitoring of transaction activity and a sustainable, recurring internal audit programOn-line training via best-in-class web technologyIndependent hotline reportingMethods to investigate and hold accountable

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Do you know there is a difference between “Compliance” and a “Compliance Program?” The former can be the result of many things including good fate. The latter is repeatable, measurable, and defensible.

We’ve not only lived through the largest DOJ/SEC-led anti-bribery investigation in the Firearms Industry, but we also established a global compliance program that exceeded regulatory expectations. Whether your need is assessment, advisory, or implementation, we are very experienced at providing:

Our Corporate Compliance, Ethics, and Training solution provides you with:

Lack of on-line or formal employee training programsNo defined Ethics program

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Deliverables

Service Description

It’s a comprehensive program that puts your senior management at ease knowing that an end-to-end program has been established that can provide for sustained, best-in-class programs.

About Orchid AdvisorsOrchid Advisors is a management consultancy that drives operational effectiveness, profitability and regulatory compliance. Unlike some consulting firms, our unique methodology provides process, technology and internal control solutions that achieve all three objectives at once. Our consultants derive their expertise from years served in Fortune 500, Federal Government and Global Business Consulting environments. Orchid Advisors is endorsed by the NSSF as a compliance information provider to its members. Orchid Advisors is an SAP Partner.

For more information, see www.orchidadvisors.com.