coulomb correlation effects in electronic structure of iron pnictide...
TRANSCRIPT
Coulomb correlation effects in electronic structure of iron pnictide
superconductors
Vladimir I. Anisimov
Institute of Metal PhysicsEkaterinburg, Russia
Dynamical Mean-Field Theory (DMFT)
Combining DMFT with Density Functional Theory methods (LDA+DMFT)
Realization of the LDA+DMFT computational scheme inWannier functions basis
Pnictide superconductors LaOFeAs, BaFe2As2 LiFeAs and LaOFeP investigated within LDA+DMFT method
Summary
Outline
Object of investigation: interacting lattice fermions
Simplest description – Hubbard model
Unsolvable problem for d≥2Reason – correlation phenomena
Square lattice, z=4
†
, ,i j i j
i j i
H t c c U n nσ
↑ ↓< >
= − +∑ ∑
i j i jn n n n≠
Approximations need to be made
Dynamical Mean-Field Theory
Metzner, Vollhardt (1989)d→∞
Georges, Kotliar (1992)Jarrell (1992)
mapping onto impurity problem, self-consistent equations
Real latticeEffective impurity problem
Mapping
Dynamical Mean-Field Theory
Dynamical Mean-Field Theory The DMFT mapping means:
Dyson equation for impurity problem:
Dyson equation is used twice in DMFT. First for known self-energy and lattice Green function bath Green function is calculated:
Then after impurity problem solution new approximation for self-energy can be defined:
1 10 ( ) ( ) ( )n n nG i G i iω ω ω− −= +Σ
1 10( ) ( ) ( )n n new ni G i G iω ω ω− −Σ = −
( )niωΣ
Impurity solver
0G
newG( )scf niωΣ
Self-consistencycheck
( )( )( )n
n n
NG i di i
εω εω µ ω ε
=+ −Σ −∫
Start: noninteracting density of states N(ε), initial guess for Σ(iωn)
+Can be applied for Mott insulators with N(ε) – LDA DOS of d-band
–Restricted to single-orbital or degenerate orbitals case
Can not be applied if orbitals of interest (d-orbitals) strongly
hybridize with other electronic states (O2p orbitals)
LDA+DMFT computational scheme
1 10( ) ( ) ( )n n new ni G i G iω ω ω− −Σ = −
Effective Hamiltonianconstruction
1( ) ( ) ( )n n nG i dk i H k iω ω µ ω
−⎡ ⎤= + − −Σ⎣ ⎦∫r r
1 10 ( ) ( ) ( )n n nG i G i iω ω ω− −= +Σ
( )H kr
Impurity solver
0G
newG
Self-consistencycheck
( )niωΣ
( )scf niωΣ
Hilbert transform N(ε)→G(iωn) can not be applied to
charge transfer insulators
Solution – use full Hamiltonian instead of N(ε) ( )H kr
LDA+DMFT computational scheme
Possible ways to define material-specific : ( )H kr
Tight-binding fit to DFT band structure – obtain tij
Downfolding tecnique (NMTO) O. K. Andersen and T. Saha-Dasgupta (2000)
Wannier functions techniques:(i) Maximally localized generalized Wannier functionsN. Marzari and D. Vanderbilt (1997), F. Lechermann et al (2006)
(ii) Atomic-orbitals projected Wannier functions ina) LMTO basis set Anisimov et. al. (2005)b) Pseudopotential basis set
Trimarchi et. al. (2008), Dm. Korotin et. al. (2008)
Effective Hamiltonian construction
1T ikTn nk
k
W e−= ΨΩ∑
rr r
rr
T ikTn nk
k
W W e−= ∑rr r
rr
% %
2
1 1 1( )i
N
nk ik ik nk ik ik nki N E k E
Wε
φ φ= ≤ ≤
= Ψ Ψ = Ψ Ψ∑ ∑r r r r r r rr
% % % % %
( )nqnkq
W k k qω= −∑r rr
r r r% %
Wannier functions :TnWr
Wei Ku et al. (2002): A good approximation to Maximally localized Wanner functions is projection of trial orbitals onto the subspace of Bloch functions
TnWr
% Tnφr
In our case = site centered pseudoatomic orbitals Tnφr
Wannier functions: projection technique
2 2
1 1
* *( ) ( ) ( ) ( ) ( )N N
WFnm i in im ink ik ik mk
i N i N
H k W k W b k b k kε ε= =
⎛ ⎞= Ψ Ψ =⎜ ⎟
⎝ ⎠∑ ∑r r r r
r r r r r
2
1
( )( ) ( ) ( )N
WF T T WF ik T Tnm n i m nmik ik
i Nk k
H T T W k W H k eε ′ ′−
=
⎛ ⎞′ − = Ψ Ψ =⎜ ⎟
⎝ ⎠∑∑ ∑
rr r r r
r rr r
r rr r
( ) ( )2
1
0 0 *( ) ( ) ( ) ( )N
WFnm n i F m in im i Fik ik
i Nk k
Q W k E W b k b k k Eθ ε θ ε=
⎛ ⎞= Ψ − Ψ = −⎜ ⎟
⎝ ⎠∑∑ ∑r rr r
r r r r
I. Kinetic energy term of effective Hamiltonian calculation:a) Real space
b) Reciprocal space
II. Occupation matrix construction
III. Interaction parameters U and J calculation:
a)
b) Constrained DFT, basis - WF
1 ( 1),2
WFDFT d d d d dd
d
E U n n n Q= − =∑ DFTd
d
EUn
∂=
∂
Wannier functions: applications
LDA calculation – band structureOrbitals of interest choice (interacting d- or f-orbitals) for projectionEffective Hamiltonian construction for Wannier functions
LDA Effective Hamiltonian
projection
Interaction parameters U and J calculation in constrain DFTDMFT solution of the problem defined by Hamiltonian
†
,
1ˆ ˆ ˆ ˆ ˆ( )2
WFnm nmnT mT nT mT
nmTT n m T
H H T T c c U n n′ ≠
′= − +∑ ∑r r r rr r r
r r
( )WFnmH T T′ −
r r
LDA+DMFT scheme in Wannier functions basis
dxz-like Wannier function modulus square isosurface:
Wannier states constructed for different energy intervals (Dm.Korotin et al. (2008)):
L G X W L K G
-8
-6
-4
-2
0
Ene
rgy
(eV
)
L G X W L K G
-8
-6
-4
-2
0
Ene
rgy
(eV
)
2.5; 1.5⎡ ⎤−⎣ ⎦ 2.5; 1.5⎡ ⎤−⎣ ⎦
Wannier functions: NiO example
eVeV
Novel superconductor LaOFeAs
Tc=26K for F content ~11%
Y. Kanamura et al. J. Am. Chem. Soc. 130, 3296 (2008)
Novel superconductor LaOFeAs
02468
10Total
-5 -4 -3 -2 -1 0 1 2Energy, eV, EF=0
02d-Fe
02
Den
sity
of s
tate
s, (
eV. a
tom
)-1
p-As02p-O
d (x2-y2) Wannier functions (WF) calculatedfor all bands (O2p,As4p,Fe3d) andfor Fe3d bands only
All bands WFconstrain DFTU=3.5 eVJ=0.8 eV
Fe3d band only WFconstrain DFTU=0.8 eVJ=0.5 eV
V.Anisimov et al, J. Phys.: Condens. Matter 21, 075602 (2009)
Novel superconductor LaOFeAs
0
0,5
Spe
ctra
l fun
ctio
n, e
V-1
xy
0
0,5 yz, zx
0
0,5 3z2-r
2
-3 -2 -1 0 1 2 3Energy, eV, EF=0
0
0,5 x2-y
2
DMFT results for Hamiltonianand Coulomb interactionparameters calculated with Wannier functionsfor Fe3d bands onlyU=0.8 eVJ=0.5 eV
Novel superconductor LaOFeAs
DMFT results for Hamiltonianand Coulomb interactionparameters calculated with Wannier functionsfor all bands (O2p,As4p,Fe3d)U=3.5 eVJ=0.8 eV
Moderately correlated regime with significant renormalization for electronic states on the Fermi level (effective mass m*~2) butno Hubbard band.
Novel superconductor LaOFeAs spectra
Comparison of calculation results with experimental spectra confirms moderately correlated regime without Hubbard band.
V.I. Anisimov, E.Z. Kurmaev, A. Moewes, I.A. Izyumov, Physica C 469, 442–447 (2009)
M.Rotter et al. (2008)tetragonal structure
I4/mmm (139)
Critical temperatures:- stochiometric under 40 kbar Tc=29 K P.L. Alireza et al. (2009)
- doped Ba1-xKxFe2As2 Tc=38 K M.Rotter et al. (2008)
Evidences for correlation effects in pnictides:- ARPES measurements: bands narrowing comparing with LDA bands ~ 2 times- dHvA experiments: electronic mass enhancement 1.7÷2.1
BaFe2As2: parent compound
*0 0
Im Re/ 1 1( )
| |i im mi ω ωω ω= =
∂ Σ ∂ Σ= − = −
∂ ∂
( ) ( )Padeiω ωΣ ⎯⎯⎯→Σ
( ) ( )( ) 11 ( )k
A H kω ω µ ωπ
−= − + − −Σ∑r
r
Orbitals 3dxy 3dyz, xz 3d3z2-r
2 3dx2-y
2
m*/m 2.06 2.07 2.05 1.83
No Hubbard bandsModerate renormalization
Quantitative estimation of the correlation strength:
DMFT spectral functions:
BaFe2As2: LDA vs DMFT and m* estimation
S. Skornyakov et al, Phys. Rev. B 80, 092501 (2009)
BaFe2As2: Hubbard bands or hybridization?
Effects of As p – Fe d hybridization
Stripes: lineswith the LDA 3d band width
dcHω µ+ +
- Good agreement with PES andARPES data
- DMFT bands εDMFT(k) arevery well represented by scaling
εDMFT(k)=εLDA(k)/(m*/m)
S. de Jong et al. (2009)
Chang Liu et al. (2008) This work
BaFe2As2: DMFT results vs ARPES experiment
S. Skornyakov et al, Phys. Rev. B 80, 092501 (2009)
BaFe2As2: correlation strength BaFe2As2 SrVO3
m*/m=2Substantial spectral weight transfer from the quasiparticle states to well
pronounced Hubbard bands
m*/m=2No spectral weight transfer
from the quasiparticle states toHubbard bands
LaOFeP: correlation strength
Transition temperature Tc ~ 4 K in LaOFePin contrast to Tc ~ 26–55 K in RO1−xFxFeAs (R = La, Sm)
Correlation effects in LaOFeP are comparable with LaOFeAs and BaFe2As2m*~2
S. Skornyakov et al, Phys. Rev. B 81, 174522 (2010)
LaOFeP: DMFT results vs ARPES experiment
-Good agreement with experiment(overall shape, size and position of electron and hole pockets)
-Band narrowing corresponding tom*/m~2 (in comparison with LDA) for all orbitals, like in other pnictides
-No obvious connection between correlation strength and superconductivity in pnictide superconductors
For nonsuperconducting pnictides antiferromagnetic spin density wave is observed
in FeAs layers (TN=140K for LaFeAsO)
Anomalous χ(T) at T>Tc, T>TN
non Pauli and non Curie-Weiss type1,2
Linear increase – features:
- Slope of χ(T) curve is doping-independent
- universal property of paramagnetic phase
in all pnictides, superconducting or not
Attempts to explain due to inter-site
magnetic correlations3
Magnetic properties of pnictides
1Klingeler et al. EPL 86 37006 (2009), 2Zhang et al. PRB 81 024506 (2010), 3Korshunov et al. PRL PRL 102 236403 (2009)
Klingeler et al. PRB 81 024506 (2010)
LaFeAsO
LaFeAsO1-xFx – first discovered pnictide superconductor Tc=26 K
LDA+DMFT: LaFeAsO spectral functions
*0 0
Im Re/ 1 1 2.4 3.0( )
| |im mi ω ωω ω= =
∂ Σ ∂ Σ= − = − = ÷
∂ ∂
LaFeAsO: magnetic susceptibility calculations results
Taking into account local correlations in DMFT is enough to obtain linear increase in temperature dependence of χ(T) !
Contributions χi(T) are orbital dependent
What is possible mechanism for linear increase in χi(T)?
( )( ) ( )( )
i ii
ih h
n T n TM TTE E
σ σχ −∂ −∂
= =∂ ∂
( ) ( )
h
M TTE
χ ∂=
∂
S.L. Skornyakov, A.A. Katanin, V.I. Anisimov PRL 106, 047007 (2011)
LaFeAsO: magnetic susceptibility calculations results
Qualitatively χi(T) temperature dependence is defined by one-electron spectra obtained in LDA+DMFT calculations
( )0
,
1 ( , ) ( , )m mn nmnk i
T G k i G k iω
χ ω ωβ
= − ∑∑r
r r
LaFeAsO: magnetic susceptibility calculations results
( )0
,
1 ( , ) ( , )mn mn nmk i
T G k i G k iω
χ ω ωβ
= − ∑rr r ( ) ( )0 0
m mnn
T Tχ χ=∑
Temperature 387 K 580 K 1160 K
ImΣxy(EF) -0.142 -0.242 -0.454ImΣyz,xz(EF) -0.131 -0.163 -0.306ImΣ3z2-r2(EF) -0.054 -0.092 -0.228ImΣx2-y2(EF) -0.053 -0.101 -0.334
Increase of χ(T) for x2-y2 is provided by peculiarities of the other orbitals
BaFe2As2: spectral properties from LDA+DMFT
*0 0
Im Re/ 1 1 2.73 3.74( )
| |im mi ω ωω ω= =
∂ Σ ∂ Σ= − = − = ÷
∂ ∂
BaFe2As2: magnetic susceptibility calculations results
( )( ) ( )( )
i ii
ih h
n T n TM TTE E
σ σχ −∂ −∂
= =∂ ∂
( ) ( )
h
M TTE
χ ∂=
∂
BaFe2As2: uniform susceptibility and single-particle properties
( )0
,
1 ( , ) ( , )m mn nmnk i
T G k i G k iω
χ ω ωβ
= − ∑∑r
r r
Peaks near Fermi in some superconductors
OD-BSCCOOD-YBCOSr2RuO4
LiFeAs PCCO LSCOBCFA
BKFA
© S.V. Borisenko
Borisenko et alPRL 105, 067002 (2010)
LiFeAs: k-resolved spectrum from LDA+DMFT
*0 0
Im Re/ 1 1 2.00 3.75( )
| |im mi ω ωω ω= =
∂ Σ ∂ Σ= − = − = ÷
∂ ∂
LiFeAs: k-resolved spectrum from LDA+DMFT
LiFeAs: k-resolved spectrum from LDA+DMFT
Comparison of calculated and experimental spectra for LiFeAs
Borisenko et al. PRL 105, 067002 (2010)
Conclusion
Dynamical Mean-Field approach combined with DFT methods – powerful tool for material-specific investigation
Wannier functions – convenient and illustrative basis making LDA+DMFT scheme numerically feasible
LDA+DMFT results for LaOFeAs, BaFe2As2 ,, LiFeAs and LaOFeP are in good agreement with PES and ARPES data
Calculated quasiparticle bands renormalization corresponding to effective mass enhancement m*/m~2~3 observed simultaneously with the absence of Hubbard bands shows pnictide superconductors as moderately correlated systems but far from metal-insulator Mott transtion
Linear increase with temperature for uniform magnetic susceptibility observed experimentally is successfully reproduced in LDA+DMFT calculations.
1T ikTn nk
k
W e−= ΨΩ∑
rr r
rr
T ikTn nk
k
W W e−= ∑rr r
rr
% %
2
1 1 1( )i
N
nk ik ik nk ik ik nki N E k E
Wε
φ φ= ≤ ≤
= Ψ Ψ = Ψ Ψ∑ ∑r r r r r r rr
% % % % %
( )iqikq
c k k qΨ = −∑r rr
r r r ( )nqnkq
a k k qφ ′′
′= −∑r rr
r r r
( )in nqnk iki q
W b k k qω= Ψ = −∑ ∑r r rr
r r r%% %
*( ) ( ) ( )in iq iqq
b k c k a k′ ′′
≡ ∑ r rr
r r r%
Wannier functions :TnWr
Wei Ku et al. (2002): A good approximation to Maximally localized Wanner functions is projection of trial orbitals onto the subspace of Bloch functions
TnWr
% Tnφr
In our case = site centered pseudoatomic orbitals Tnφr
Wannier functions: projection technique
2
1
( ) ( ) ( )N
nq in iqi N
k b k c kω=
≡ ∑r r
r r r%