VISHAL RAJ ADDIGI

Email: vishal.raj09@outlook.com LinkedIn Profile - https://in.linkedin.com/in/vishalrajaddigi

Hand Phone: +91 973 919 9688 Experience - 4.3 Years

BUSINESS ANALYST – WEALTH MANAGEMENT & INVESTMENT BANKING

Seeking challenging assignments in Business Analysis and Client servicing with an organization of repute, where there is a drive for excellence, co-operative

yet competitive work culture and a chance to learn rapidly.

AREAS OF EXPERTISE

· Strategic Planning · Client Presentation · SCRUM

· Turn Around · UAT · Team Planning

· Change Management · Test Case Documentation · Brain Storming

· Product Development · New Business Development · PROCESS Improvement

· BRD / FRD · Requirement Gathering · Requirement Analysis

SELECTED ACHIEVEMENTS

Division: Wealth Management IT (Application Development and Post Implementation Support – L2/L3) Private Banking Trading Engine,

Wealth Management, UBS Americas.

Division: Wealth Management ITOP (Innovate to out Perform) Regulatory Risk Project, Singapore, UBS Selected to initiate, develop & enhance

applications as part of Regulatory Risk Project.

Division: Asset Servicing, Investment Bank, UBS, Hyderabad –Worked in Change Team to identify and rectify the business applications used in daily

operations, lead UBS to achieve ISF GLOBAL RANK – 3 in 2013 and GLOBAL RANK – 5 in 2012.

Snapshot

Offering 4.5 years of practical experience & unparalleled expertise in Business Analysis & Operations in various segments of BFSI like Trading,

Reconciliation, & Portfolio Analytics.

3 Years of Knowledge on, CHARLES RIVER TRADING SYSTEM & Order & Execution Management System.

Comprehensive knowledge of Software Development Life Cycle (SDLC) having thorough understanding of various phases like Requirements

Management, Development, Quality Assurance & Production Support

Hands on experience in generating Business Requirements Document (BRD), Functional Requirement Document, Data , and Process Flow Diagrams

(swim lane diagrams), Minor Development Documentation (MDD).

Realistic experience of all stages of Trade Life Cycle (Front, Middle & Back Office)

Worked with major Investment Banks & Private Banks of

Scrum Product Owner Accredited Certification

Hands-on experience on Applications used: Global+, Charles River- Investment Management system & Snow, SSE, TLM, Standard Settlement Engine

Next Generation (SSENG), Corporate Action Reconciliation Engine (CARENG), Integrated Customer Relationship Management (ICRM), Integrated

Management Reporting System (IMRS), Integrated Credit Risk Control System (ICRC), Portfolio & Asset Management Application (Portia).

Scheduled to take ICBRR {International Certificate in Banking Risk & Regulation} by GARP- Global Association of Risk Professionals very shortly ( In

two weeks)

Core Competencies:

Hand on experience in Identifying, assessing, and publishing project status (e.g.. change requests, progress, issues/risks) across plan, build and

operate activities that will be presented to the businesses

Exceptionally good at training Development, Application Support and Testing Teams on the Functional and Business aspects of the applications

Unmatched knowledge in Trade Capturing Systems, Order & Execution Management Systems

PROFESSIONAL EXPERIENCE

Since Feb 2015 - Till Date with HCL TECHNOLOGIES, BANGALORE as BUSINESS ANALYST, partnered with UBS Americas.

Division : PRIVATE BANKING, Wealth Management IT, FRONT OFFICE APPLICATION WAVEClient Name : UBS AmericasDuration : Feb 2015 till DateProfile : Business Analyst – CHARLES RIVER TRADING SYSTEM

Description: The Charles River IMS (Investment Management Solution) automates Front & Middle-Office investment management functions across global business lines, asset classes and currencies on a single platform. Tightly-integrated capabilities support portfolio management, performance and risk, compliance monitoring, Order and Execution management, and post-trade processing. Charles River’s operating model includes enterprise software, data, application management, hosting and FIX network to improve investment professional productivity, control risk and lower technology costs. The solution streamlines workflows across a common platform, accurately-maps and manages data, standardizes interfaces, and simplifies day-to-day system management and upgrades.

My responsibilities include: CHARLESRIVER TRADING APPLICATION, PORTIA, IMRS and GLOBAL +

Working on enhancements in trading application and the upstream and downstream flow for more sophisticated performance.

Partnering with Financial Advisors and Portfolio Managers & Trading Desk to define solutions to business needs.  This includes eliciting, analysing and documenting business requirements, identifying multiple approaches, making recommendations and facilitating brainstorming and requirement walk-through sessions C

Conducting project related tests which include: developing detailed test plans, test cases and expected results; conducting tests; evaluating and documenting results,  tracking / resolving issues, and ensuring all associated procedures and release documentation are updated.

Supporting Trading desks, Portfolio Managers & Client Advisors when they have any issues with any of the applications of Wealth Management.

Account Set-Up and User Interface simplified for the CA, Traders, and Money Managers.

Riskless Principal Trade calculation towards the settlement engine and reporting system.

Configuring Manager Work Bench, Post-Trade Operations workflow for Fixed Income, Derivatives, Equity & Money Market Trading Desks  Configuring Groups, User Privileges and setting Commission and Fees defaults depending on Exchanges, Brokers and Products 

End of Day Setup, Import/Export Feed Setup, FIX Connection, Broker Setup, Trading Rules setup,  Re-balancing setup, Cash Forecast, Layout Design & WFR setup

Setting up new compliance rules and test the flow in the application for regulated trading as per the guidelines in QA and UAT env.

Approving the enhancements and small change requested by the user and satisfying the business.

Working in agile environment for quick and responsive business development.

Supporting IT team on enhancements and end user impact of change implemented.

Post implementation support to the Front office user (Client Advisors, Traders, and Portfolio Managers).

Knowledge transfer on business side for the non-domain experts.

Requirement gathering on change requested by business and documenting the user requests for reference on Business Requirement Document.

Taking up the initiative for minor developments and presenting to the business and user who are unaware of the benefits and impacts if implemented.

Supporting IMRS and MRS (Management Reporting System), to cater to the needs of the Client/Financial Advisors, Compliance, Operations and the senior management.

Develop specific reports for the Compliance Group, to help them monitor specific cash/security transactions, broker commission allocations and trading.

Generate reports using IMRS to provide in detail Client Positions, Performance, Net New Money, Revenue, Transactions and Statements.

Using MRS - A system, which was designed and developed to collect data from various source systems and generate, consolidated reports, which would cater to the needs of the Controlling Dept. and the Business Management Team.

Since Sep 11 – Jan 2015 with Wipro Pvt ltd, Hyderabad- Analyst, partnered with UBS Singapore, APAC BUSINESS

Division : Wealth Management I TOP (Innovate To Out Perform) Regulatory Risk ProjectClient Name : UBS AmericasDuration : Oct 2013 to Jan 2015Profile : Business Analyst - CHARLES RIVER TRADING SYSTEM, CIS, IMRS, FA-Comp, E-Banking, PDE, QMS.

I TOP E-Banking Project Description:

1. ID Conversion and Matching & E-Doc: Ensure to maintain the client confidential data as per the banks requirements and limiting the access to appropriate roles and authorizations signed by clients during the boarding.

2. Partner Duplicate Elimination (PDE) is one of the major and most important projects for UBS. PDE process ensures UBS meets Regulatory requirements by Eliminating Duplicate Partners avoiding the multiple and unregulated data at the Bank.

3. Query Management System (QMS) - Running a special team to maintain a web based application for the Client Advisors to help them notify their queries without hassle to RTB and WMO (Wealth Management Ops) teams.

My responsibilities include:

Work with the PMO and project managers to ensure timely and accurate reporting on all projects and initiatives and monitoring and reports to management on the status of project efforts, anticipating/identifying issues that inhibit the attainment of project goals, and implementing corrective actions.

Producing high-quality verbal and written consulting deliverables (including proposals, customer presentations, consulting reports, etc.) to effectively communicate project findings.

Generating re-usable intellectual capital in the form of consulting methodology and templates, blueprints, and business cases.

Analysing, developing and proposing enhancements to current business processes, reports, and applications in order to optimize system effectiveness .Conducting customer interviews and producing meeting summaries.

Create detailed UAT plans and scripts and manage the UAT process. Assist in the creation of detailed project plans and capture/manage project risks, issues and dependencies and track deliverables through implementation. Participate in the identification and resolution of complex production support issues, including partnering with the Development team to detect root causes, and working with end users to identify requirements gaps. Document workflows and results of business analysis and obtain sign-off from client on the specifications

Frequent interaction with Client and Business users to validate and clarify requirements for designing the overall solution.

Involved in project from the initiation, documented the Standard Operating Procedures for the Operations team that helps the team perform the process effectively and efficiently.

Analysed the AS-IS process and document the MDD ( Minor Development documents)

Prioritize stakeholders requirements from various teams who are aligned with the project

Worked in SCRUM Environment, analysing stakeholders’ requirements, continuously being in contact with the RTB team and WMO (Wealth Management Operation Team) to collate their requirements on regular intervals

Assisted development team in understanding the requirements and providing training on basic domain concepts

Conducting Defect review meetings with Development and Testing teams

Take appropriate steps to analyse the root cause and support the RTB team maintaining data as per the requirements from regulators and to develop a product more efficient for long run

Conducting project related tests which include: writing functional test cases; conducting tests; evaluating and documenting results, tracking / resolving issues, and ensuring all associated procedures and release documentation are updated

Supported user acceptance testing and system integration testing and provide functional test cases to the Quality Assurance team

Handover the fully functioning product to the business and walkthrough the product features to business users and RTB team

Deployed the tool in the specified time and completed the task as per the requirements from stake holders

Division : Asset Servicing Client Name : UBS, LondonDuration : Sep 2011 to Sep 2013Profile : Team AnalystApplication : Standard Settlement Engine (SSE), Global One (Post Management (TLM) for Trading Activities), Transaction Lifecycle –NOSTRO-DEPOT Reconciliation

Stock Borrow Lending and Corporate Actions Settlements Project: Primary goal of this division is to provide top quality operations in the day to day management of the business deliverables and help team measure operational performance that empowers the management to - Reduce Risk and Identify Re-engineering opportunities.

• Processing of corporate action events - Pre and Post Settlements activity, Stock Borrow and Lending, Reconciliation.

• Targets to reduce the number of breaks and the cost incurred to resolve same ( considering Tech improvements and Operations headcount)

• Executing the confirmations with adherence to the industry standards and client’s requirements.

• Post trade Nostro Reconciliation in TLM (Transaction Lifecycle Management).

• Reference data – In SSENG, on Financial, Operational and Regulatory and reporting Risks.

My responsibilities included -

Perform NOSTRO reconciliation and resolution of exceptions such as accrual differences, position differences and Nostro breaks

Resolve settlement related issues by escalation and through exception handling process obtain root cause analysis

Assist Onshore Business Analysis team in understanding the functionality of the application for the new enhancements being implemented and act as point of contact for any clarifications on functionalities of the application.

Document detailed product enhancement document and provided use case to the technical team

Was accountable to collect, document, and manage enhancement requests from internal and external sources

Maintain updated product and system documentation as changes are made along the development cycle

Document workflows, write functional test cases and obtain sign-off from client on the specifications

Work with project team members to collaboratively develop end-to-end process flows and test cases

Ensure QE teams has clear understanding on the functionality of the application and provide the support required for these teams to ensure timely delivery in good quality

Responsible for the rapid analysis of the application, identification and escalation of bugs, retesting (user Acceptance) of new releases and detailed examination of application testing results and coordinating with business and technology team to correct the discrepancies.

Responsible to work on the Reference Data and Business Analysis during development and implementation of STANDARD SETTLEMENT ENGINE NEXT GENERATION.

ATTAINMENTS

▪ Rewarded with Thank You Award (presented by UBS Director) for the month of Jan, Apr & Sep’ 12, Mar’13 and June’14.

▪ Actively participated in the process enhancement and delivered expert level process accreditation on various processes within the Asset Servicing division.

▪ Organized Paper Presentation & Sports events at college.

▪ Actively participating in Social events Systems.▪ Taking Interview 2nd Level and 3rd Level ( Domain Skills – Functional and Technical ) – Hiring resources for the

Project.

CERTIFICATIONS & TOOLS

1. Certified Scrum Product Owner, Authorized Certificate ID – 07031009633094 (International Scrum Institute)2. NCFM Certifications - (National Stock Exchange of India)

▪ Financial Market Module

▪ Securities Market Module

▪ Derivatives Core Module

▪ Capital Market (Dealers) Module

3. Certified in Securities Operations, Mergers & Acquisition from Nanyang Technological & Business School – Singapore University (NTU)

4. Tools -▪ UML standards, Star UML, Microsoft Visio

▪ Windows XP/2000/2003, Windows 7

▪ SERVICE NOW (SNow)

▪ HP Quality Center, Atlassian JIRA

EDUCATION

▪ Masters in Finance from Badruka Institute of Foreign Trade.

▪ Bachelor of Technology in Aeronautical Engineering, JNTU 2009 with aggregate of 67.5%.

▪ Board of Intermediate, March 2005 with first division 84.5%.

▪ Board of Secondary, March 2003 with first division 79.5 %

PERSONAL DETAILS

DOB : 9th June 1988

Passport # : G8329090; Validity: 21/04/2008 to 20/04/2018

Current Location : Bangalore

Location Worked : Hyderabad/Bangalore/Singapore