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TRANSCRIPT
Sandra Karn
Bálint BalázAnne Snick3
1 IFZ – Inter2 ESSRG ‐ En3 VITO ‐ VIT
This prresea
Rbarr
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Horizon 202No 665906
es,vers
20
s
October 20
Docum
History
Date
17/10/2016
25/10/2016
27/10/2016
This report
The review
Balázs, Mar
Laes, Györg
Expert inte
Wicher (Au
Vincenzo A
Vincenzi Di
Roxas (Italy
The online
the compila
FoTRRIS par
Acknowledg
kindly enlis
experiences
Disclaimer:
the opinion
Grant Agr
Project Tit
Project Ac
Project Sta
Related w
Related ta
Lead Orga
Submissio
Dissemina
016
ment Info
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s with RRI an
The sole res
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cronym:
art Date:
work package
ask(s):
anisations:
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FoTRRIS
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Task 1.1
Task 1.2: K
IFZ, ESSRG
31.10.201
PUBLIC
on
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with useful
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cs, Judit Juh
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r; Anett Rus
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Page
Notes)
m:
by Zoltán Baj
ász, Sandra
Anita Thaler,
Judit Gébert
ura, Calogero
etrucci, Salva
szanov was c
h contributio
urvey partic
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Karner, Erik
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o Di Chiara,
atore Amico
coordinating
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cipants, who
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October 20
Table oAbout the
Executive S
1 Curren1.1 Th1.2 Th1.3 Th
2 A reviprojects in2.1 Sc2.2 Th2.3 Re2.4 R2.5 R
3 Know3.1 Sc3.2 Pi3.3 Ex3.4 CO
4 Transf4.1 Le
5 Conclu5.1 To
6 Bibliog
Appendix
Appendix 2
Appendix 4
Appendix 5
Appendix 6
016
of conteFoTRRIS pr
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October 20
entangleme
to research
Science and
objectivity
acknowledg
‐ the resear
that they, g
time restric
Funtowicz (
reduce radi
strategy co
procedure
assessment,
demonstrat
epistemic cu
as relevant
out, they a
environmen
the values t
contingent
at most be
This observ
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acknowledg
unequivoca
remains sus
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innovation
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innovation
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that are so
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In complex
less the pos
situations, i
can always
016
ent of the sc
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(2015), the
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associated po
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2015) suppo
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erability to
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16).
omplex. This
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es hand in h
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complexity i
cesses withi
n be standar
interests at
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verall, the p
bureaucratiz
ibid:). Scient
er be straigh
Kuhn 1962).
n for objectiv
heir colleagu
does, how
exists. Scient
cular discipli
non‐scientif
ed and, hen
ctice of pre
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ersity. ‘By fo
iberate dive
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precaution.
therwise diff
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acteristics (V
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caution, bec
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pressures. A
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and socially
[…] Moreo
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at they can
andenbroeck
me, but far fr
arious action
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nsequences.
Page
ment easily r
tific insights
ommunity. T
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mpirical data,
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be conside
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ns and reacti
now‐how po
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13 of 100
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October 20
environmen
(EEA 2010).
intervention
current reg
bothered b
benefits and
century, of
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research co
and techno
Because of
motivations
innovation:
which legiti
irreducibly),
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It is assum
developmen
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(Rommetve
Stirling (201
economic p
The more a
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and scientif
McMurtry,
scientific—i
strategies o
social organ
blocked ag
capacitating
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innovation i
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016
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eit et al. 2013
15) admits t
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ully scrutinise
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in general—
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nization whi
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points. […] S
in the public
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Much less
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rchers, howe
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Funtowicz &
transdisciplin
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and hubris.
ently partly
chnological p
ticipation in i
ments about
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3: 5).
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understood a
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etveit et al. 2
chnology Stu
& Ravetz 199
nary researc
on to act as i
political (ra
pathways, St
innovation is
t ‘benefits’,
d assumption
theroleof
chnological
rn societies.
but this has
omic and j
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s to progres
innovation’.
g constructive
f what is n
consists of
ons of scarc
ally transform
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mum costs fo
prevail over
ntations for t
portant role
irling 2015: 2
al role of sci
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D1.1
as manifesta
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harm and to
edge and tec
t‐cost ratio m
2013). The e
udies (STS) c
93), risk and
h did not ch
if they ackno
ather than s
tirling (2015
s simply abo
‘excellence’,
ns’.
scienceand
developmen
The imperat
s not paid of
ustice perf
ovations can
ng many kin
ssive social c
However, M
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nowadays a
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city or confli
ms towards
e—evaluated
or the self—i
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for innovat
2).
ence and tec
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question whe
whom. This
chnology ba
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mergence, s
community a
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hange the fa
owledge the
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: 17) argues
out more rigo
‘relevance’
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tive of innov
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ormance of
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nds of human
change, the
McMurtry (20
to deal with
assumed to
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adequate p
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chnology as
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Page
nterventions
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look and ar
or (b) the dis
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October 20
means to m
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1.3.3 Unf
Nowadays a
Theour
Ecoand
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Bollier (201
fair, ecolog
become pre
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growth prev
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Is the comb
growth, as
McMurtry (
growth as a
the present
that over 9
debt contra
and the pub
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016
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15: 3): ‘Neoli
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pse, though s
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pirical evide
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kson 2010, H
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earch. For th
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merging scie
metveit et al
nd themselv
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onomy. Con
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s (2015) two
s and compe
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community
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s. Its obsess
asitic, and th
ence, howev
Therefore, m
einberg 201
owth and ‘st
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t for the eco
ultimate sea
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public author
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. 2013). At t
ves in the sa
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D1.1
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sidered from
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questions t
archers indiv
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sion with ec
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ver, as illust
many authors
1, Kenis and
trong’ sustai
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onomic dime
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ional currenc
ased on deb
innovation
ows entrepr
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rities to com
ses receive t
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technology
logy one int
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performing
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chnology are
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life‐support
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m an econom
ndispensab
sist:
nvisible hand
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he belief tha
vidually que
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conomic gro
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trated above
s argue that
Lievens 201
inability real
d, did in any
ndustrial kn
ension of sus
rule: ‘The co
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ronmental an
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ly impossibl
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man Daly has
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ns keep eac
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to maintain
government,
ket, which d
Page
ions—one’s
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onditions for
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Murtry 2013
been arguin
nt of natural
bstitution. T
ch other in
and conside
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, the science
oes not take
15 of 100
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ral‐scientific
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3).
ng for a long
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o conclude,
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October 20
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our qualita
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The
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The
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016
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discourse d
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ethodolog
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umber of pu
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o focus on sp
s carried out
tion. We use
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n of the tem
RRI was defin
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ction attemp
pation, collec
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egarded as b
Main concl
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most pressin
quiring evo
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defines econ
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l innovation
in a globaliz
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about the ne
about the ro
about econo
onsible rectsinord
gy
‘responsible
blications th
creasing. The
ss. On the
arallel with o
cracy etc.).
too ambitiou
pecific aspec
t alongside a
d the templa
evant for ou
e, our meth
mplate asked
ned in the re
t would mak
pted to clarif
ctive action a
ether the do
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D1.1
lusions for C
ernalise’ ma
distribution o
ng ones. How
lutionary ad
estioning th
nomic grow
nability and
n as a mean
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ased on
eutrality and
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omic growth
researchdertoco
e research
hat explicitly
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other stream
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us. Our ende
ts that are im
a template (
ate to serve
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fy key conce
and transfor
ocuments me
sible for som
CORRI
any problem
of costs and
wever, these
daptations t
e sustainabi
wth as an in
social inclus
ns to mainta
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e and techno
h as necessar
hand innontribute
and innovat
y use this te
the ‘Journal
, the RRI d
ms of literat
he aim to p
eavour is to d
mportant in
see Append
as a guidelin
Then these re
characteriz
s defined, an
cuments and
nd innovatio
epts that are
rmation.
entioned pra
me reason.
ms, of whic
benefits (in
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to the prev
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termediate
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ain and stre
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ology;
ry to avoid so
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of Responsi
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ture (e.g. ST
provide an i
depict the bo
order to con
ix 1) that wa
ne for reduci
estructured
zed as quali
nd what mak
whether sp
on responsib
e crucial for
actices that a
Page
ch pollution
n broad term
are ‘internal
vailing econ
Western econ
purpose of
, R&I system
engthen Euro
c research;
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literaturonceptof
have becom
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ible Innovat
eavily builds
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nceptualize o
as designed
ng and restr
texts served
itative cont
kes RRI resp
ecific are me
ble.
r conceptual
are either pr
16 of 100
and
ms) of
lised’
nomic
nomic
f R&I
ms are
ope’s
pse.
reandafCORRI
me discourse
abstract or
ion’ gave an
s on former
mal science,
alysis of the
assumptions
on CORRI.
to meet the
ucturing the
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October 20
The
(or
Eur
way
201
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ana
2.1.1 Rev
The finding
scholarly jo
1. We
inno
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that
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believe, tha
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list of public
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ract. This da
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number of r
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Guston 200
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inant assum
larlyjourna
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curred as fol
cations availa
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viewed literat
or RRI in the
ethod is that
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review. Man
04, 2006; vo
2015; Stilgoe
pling method
o exclude or
wed paper to
e intention o
term in the
er reviewed;
of the papers
gful overview
ampling met
ortant contr
o provide a
able to prov
vides is limit
rm in the po
prehensive, i
t we believe
iscourse. Sup
D1.1
e for the revi
projects. W
ples for cond
hical conside
ers served to
d also on the
ptions are ch
als
on a system
lows:
able at Octo
h and innova
sisted of 205
ture to thos
eir title. This
it provided
ublications t
y important
on Schomber
e 2015).
d:
include a pu
a feasible am
of the review
title;
;
s appearing
w of the scie
hod:
ribution to th
picture of
vide a compr
ted to the sc
litical arena)
it does not e
e, it will be a
pplemented
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ducting rese
rations, ope
o reflect on t
e transforma
hallenged or
matic mappin
ber 2015, w
ation’ (RRI) in
5 items: 5 bo
e papers tha
s limited the
a clear guid
to a feasible
contributio
rg 2011a; 20
ublication;
mount;
wed paper is
in scholarly
entific aspect
he RRI discou
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rehensive pic
cientific aspe
).
embrace all
able to provi
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ractical exam
to use the a
arch and inn
n science an
the adequac
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not alongsid
ng of the RR
hich included
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ooks, 50 cha
at appeared i
number of p
eline to incl
e amount. O
ns of the RR
011 b; 2013;
s to contribu
journals wit
t of the RRI d
urse are prob
and basic a
cture of the c
ect of the RR
the academ
de a reliable
ew of the acc
Page
mples and cas
aspects stre
novation in a
nd science ed
cy of these as
al of the RRI
de the given
RI discourse a
d the terms
or among the
pters and 15
in scholarly j
publications t
ude or exclu
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RI literature
; Owen et al
ute to the RR
th the term
discourse.
bably exclud
assumptions
content;
RI discourse
mic publicatio
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complished a
17 of 100
ses analysed
ssed by the
responsible
ducation (EC
spects when
concept (by
aspects).
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eir keywords
50 papers in
journals and
to 59.
ude a paper.
er hand this
appeared as
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RI discourse,
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projects (in
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All togethe
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2.1.2 Re
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projects wi
programme
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examples, o
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ocial sciences
he RRI litera
ppeared in th
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ithin this th
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tigated by th
process sta
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ep those pro
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review of s
or relatively
projects. Th
mplemented
ly more case
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ctors beyond
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2012): engag
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10
15
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he review wa
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hose case st
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nciples for co
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8
nd before
RRI under th
ect, it will let
wed. All of t
ciences, life
of the review
f Responsible
er of the rev
ects
journals, a
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exploration
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prioritised,
ojects were r
esandexam
pers and RR
troductions
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that explore
included in o
udies, which
ch communi
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der equality,
5
2012
D1.1
he framewo
us to take st
them are pe
sciences or
wed papers w
e Innovation
viewed pape
review of p
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included als
ojects.
on of 27 pot
arch in docum
which explic
reviewed alo
mples
RI projects,
of RRI prac
rehensive, b
ed how RR
our review.
h implied col
ity. For the a
search and i
ethical cons
5
2013
rks FP7 and
tock and loo
eer reviewed
design and
were publish
n. A full list o
ers by the ye
potentially r
ed by the E
so a seconda
tentially rele
ments availa
citly address
ongside the
we devoted
ctices, which
ut it provide
I may be im
The selectio
laborative or
analysis of th
nnovation in
siderations, o
25
2014
d H2020) and
k ahead for t
d academic j
engineering
hed in 2014 a
f the reviewe
ear of public
relevant acco
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evant RRI pro
ble online, m
s collective a
same templ
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h were intro
es an overvie
mplemented
on from case
r participato
he case stud
n a responsib
open science
1
20
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d the exper
the concept
ournals eith
g. In line wit
and 2015. 22
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cation
omplished a
Union’s FP7
f case studie
ojects (see A
mainly projec
aspects as a
ate (see Ap
tention to c
oduced by th
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ory activities
dies we used
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e and science
16
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18 of 100
rt interviews
of CORRI.
her from the
th the rapid
2 papers out
provided by
and ongoing
and H2020
es that have
Appendix 3),
ct reports. In
n important
pendix 1) as
case studies,
he reviewed
ples how RRI
e presented
by previous
by means of
the aspects
he European
e education.
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Full lists of
Appendix 5
2.2 The
Present sec
considering
when defin
the literatu
2.2.1 Wh
The concep
the scientif
two terrain
genuine.
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decades. Ve
of RRI are:
the 201
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discourse; a
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lite
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et al. 2015)
that RI is c
which are
governance
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similar issue
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context, wh
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concepto
ction provide
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ing RRI. The
re.
hatisRRI?
pt of RRI exis
fic literature
ns overlap a
fic discourse
ery importan
arguments o11);
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ensive resea
are also lots
among other
tainability reange and sust
rature on th
rature on pr
RRI is often c
. It is a syno
alled RRI in
either simi
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ence of the R
udheusden 2
es than the s
alking about
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ed projects,
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responsible?
n we analyse
sts in two pa
is not neces
nd mutually
e that led t
nt elements
of the Scienc
al understand
rch done in
of concepts
rs:
esearch and tainability (e
e ethics of te
actices and p
considered to
nym of resp
the Europe
ilar to, or
is, technolog
RRI concept
2014, de Sa
scientific pap
t RRI has not
e incoherent
nd innovatio
case studie
sibleresea
ew of what R
? First we hi
e what make
rtially overla
ssarily the sa
y shape each
to the emer
frequently m
ce and Techn
ding of scien
the fields of
s and fields o
in particular e.g. Beck 199
echnology;
principles of
o be a flexib
onsible inno
an policy co
precedents
gy analysis.
in the politic
ille 2015). T
pers (e.g. sta
t really chan
. In the poli
n and smart
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es and relate
archand
RRI is and w
ighlight the
es R&I respo
apping, but s
ame as talkin
h other to a
rgence of RR
mentioned b
nology Studie
ce (e.g. Funt
risk and unc
of interest t
the underst92, Latour 20
social delibe
le umbrella
ovation (RI). T
ontext. The
of RRI, su
cal arena is w
he debates
akeholder pa
nged the ma
icy arena it
t and inclusiv
ed documen
innovatio
what makes R
most cited
onsible: what
still very diff
ng about RRI
a given exte
RI is very co
y the literatu
es (STS) liter
towitz and R
certainty, tec
hat indirectl
tanding of th004);
eration.
term in the
The reviewe
literature al
ch as: resp
well docume
in the politi
articipation,
instream dis
is quite com
ve growth, th
ts are provi
on(RRI)
RRI responsib
definitions a
t are the key
ferent contex
in the polic
ent, but the
omplex and
ure that dire
ature (e.g. La
avetz 1993);
chnology ass
y shaped th
e link betwe
literature (e
d papers alm
so refers to
ponsible dev
ented by the
cal arena ha
steering valu
scourses, and
mmon to tal
he solution t
Page
ded by App
ble. What is
and the key
y features m
xts. Talking
cy arena. Cer
difference
has been g
ectly shapes
Latour 2004;
;
sessment and
he emergenc
een technolo
.g. Rip and V
most always
a number o
velopment,
literature (e
ave often to
ues, desirabl
d thus RRI e
lk simultane
to the curren
19 of 100
endix 4 and
the basis of
terms used
mentioned by
about RRI in
rtainly these
may remain
going on for
the concept
Callon et al.
d foresight.
ce of the RRI
ogical
Voss 2013; Li
emphasized
of concepts,
anticipatory
e.g. Owen et
ouched upon
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We could w
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and i
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Stilgoe et al
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policy proce
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actors and
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decision‐ma
very broad
motivations
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numerous f
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witness the d
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phasize the in
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roposed by
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opean thinki
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become mutu
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lues’. So the
ovation mean
present.’ (St
much broad
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he other han
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interpretatio
ention that
rous activitie
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level respon
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with a view to
in concern r
mpts to defin
egard to the
public interes
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it is an inter
of a numbe
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nstrumental
ese warnings
rn that ‘RRI [itted policy,
mphasize thinto policy de’.
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of policy doc
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nnovation is
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sirability of t
g of scientif
broader def
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der definition
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regarding the
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gard to the te
motivations
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berg is doub
cuments sinc
mphasize tha
et al. 2013).
a transpare
sive to each
the innovatio
fic and techn
finition that
ed that von S
the followin
re of the futu
2013: 1570)
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e stewardsh
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rified and ad
oes not esca
nitions fail to
and founda
of actors, no
meta‐respons
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esirable and
e definitions
ct a set of key
ocially desira
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ess where ac
concepts, su
erm ‘respon
s lying behin
n the heart o
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with whichhould remin
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ce 2010, it is
t this is not
ent, interacti
other with a
on process a
nological ad
may be able
Schomberg’s
ng definition
ure through c
several mer
hip; and it is
s vague and
dapted to th
ape the thre
o emphasise
ations that
orms and act
sibility that
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acceptable r
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able (contrib
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‘responsibled us of the r
ost cited def
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and its marke
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tivities. On t
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22 of 100
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October 20
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The dimen
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23 of 100
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24 of 100
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; Deblonde 2
;
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2010); Owen
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Taebi et al. 20
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010; Oudheu
013
by the review
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on practices
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actices may
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. As Stilgoe
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014; Li et al.
in – Borad
2014; de Sa
015
usden 2014;
wed papers
et al. 2012; St
25 of 100
s, which are
und that RRI
fulfil all the
phasize that
the concrete
et al. (2013:
approaches,
; Stilgoe et
A. (2014);
ahl et al.
4; Asveld et
2015; Li et
2015;
dkar 2010;
ille 2015
tilgoe et al.
e
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:
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October 20
Ethics advis
Ethical, lega
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016
sory bodies, e
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Thus, ‘there
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al. 2012, Zwa
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ld 2011
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2013:1573)
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Page
14
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roducts of an
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26 of 100
RRI. Many ofher fields of
as well) that
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October 20
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present is th
either theore
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cs, as well as
organized ir
at ‘[…] scientor co‐responcomplex and ganised irresp
al. 2013): ‘Inility: that allon the face of
ent of the EPhat [RRI] ‘is a
ose to the s
t, e.g.:
et al. 2014);
tioned by M
hat
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many respe
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R&I are hard
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stead of indiows the consf uncertainty
PSRC (Enginea collective r
social innova
acnaghten 2
le in RRI;
ays and deptot clarified).
cts a top‐do
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ite further a
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ear how to a
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narios compr
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and power
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ividual respostructive andy towards fut
eering and Presponsibilit
Page
ation discou
2014; Li et al
th with regar
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takeholders
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hysical Scienty, where fun
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. 2015).
rd to
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he process;
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ts), but not
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cant portion
ical systems
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October 20
resecon
Referring to
Armpardec(Ca
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Therefore R
review pape
1. Wh
2. How
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2.4.1 Act
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‘governmen
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1993).
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stated that
inclusivenes
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midstream
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In most of t
and innova
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think about
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researchers
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But of cour
mentions: b
of ‘outsider
016
earchers, stansiderations o
o the argume
mstrong et alties that asscision makingllon et al.., 2
goe et al. (20ponsibility shhnically but a
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Rowe and Fr
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tion process
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s are not nec
rment in this
se the involv
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akeholders aof risk and re
ents of STS (
l.. (2012): ‘Thume collectig, especially 2001; Callon,
013): ‘Researhould build oalso socially
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rticipation lo
mits of takin
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rewer 2005)
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s (and ask e.g
unders is fre
014): ‘The pu
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of the gover
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rs that are d
nterested in
nd the publiegulation, im
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rch in Scienceon the undersand political
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:
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ook like?
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. It is at this
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any relevant
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deliberative
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responsibly’.
chers to init
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an issue that
esearch and
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role to play’ aare.’
so quite com
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ed the argu
citizens) in
ons and actio
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actors and t
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Goldberg 20
ust funders t
tiate public
) draws atte
is also discu
innovation p
rtant.
Page
and ‘which g
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to ensure th
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process the p
29 of 100
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October 20
Several aut
normative.
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However th
literature m
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Blok (2014)
innovation
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stakeholder
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2.4.2 How
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016
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) points out
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(2015), whe
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D1.1
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Grunwald 20
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Page
innovation
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This is suppl
eyer 2015);
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30 of 100
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experts, the
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nication actoontinuously snsive to the o
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Page
ansdiciplinarad of knowle
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31 of 100
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On possom
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1. Firs
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the one hanssibilities of smetimes deci
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th broader aors willing ay not be ablecalled ‘engag
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posing interess (Blok 20
14): innovati
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aracteristicsso they are
the fact that
onents of RR
ons, power b
uestion of hoticularly in cisden 2014).
at we can alwi) changing tking a value t14: 119).
nts can be vahich there isg to a develorepresent th
stitutional ane a product ontists seek to
sumes a williality the mose discussions
ty of scientistall them intowilling, to spgue’. (Rip 201
nd complex t
with regard taccountable
de‐off betwecussion arena
est are often14).
ion and indu
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ts there is ano account’. Bpend the nec14: 6).
echnologies
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Page
comings, andt may arise, a
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32 of 100
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2. Sec
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ditions for p
olders)
ses that were
re explored b
eviewed scho
ter, and 25
st frequentl
biology (6),
e technolog
nnovations,
ere generally
covered a bro
33 of 100
uld serve as
ture is very
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October 20
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October 20
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example, we
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ough their in
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ken 2014, Sta
tting down t
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archers initi
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amework?
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ting practice
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ortance of cit
stakeholders
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ders’ (Voegt
edge accum
reflexivity.
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gelos 2014)
that the curr
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bout risks re
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terest and in
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vitch 2014, K
the ethical
ating the pr
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benefit of al
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participation
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activity. How
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Kupper et al.
basis of the
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of finding a
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n and also th
articipation o
oned by mos
Page
wever, in th
he authors si
program w
er 2015). H
regard to p
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pontaneous
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in citizen sci
15), it remain
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dilemmas lik
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2015).
e demonstra
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olders’?
about transfo
ion (e.g. acce
engagement
gelos 2014;
he ethical ba
or stakehold
st of the cas
35 of 100
he scholarly
imply stated
was able to
However the
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participants
es by others.
not a central
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ted practice
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ormation?
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Brian 2015).
sis were laid
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October 20
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016
participate inkers);
articulate an
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merding (20
als in society
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nnot be ques
skell et al. (2
key actors an
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dressed with
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goe et al. (2
ovation fram
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rogramme in
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aken as gran
iples give w
y to contribu
argument cl
and ‘Forum o
en (2014) int
t (TA) projec
paper: ‘wher
reports tha
uld lead to
n a pre‐defin
d deliberate
with their kno
stakeholder
f telling exam
015: 141) arg
y and what m
ic biology in
tioned.
013: 19.) rep
nd have grea
ding trust an
cting bioban
h sensitivity…
uch reminds
2013: 1575)
mework had
under‐way’
ittle scope f
d have been
e across othe
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at ‘it was sim
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values and t
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gues that th
might be the
unquestiona
ported that:
ter concerns
nd transpare
nks with so
…’ Again, th
s of the tradi
during the
been separa
. ‘The state
for deliberat
funded at al
er examples
m‐up, integra
ramme. The
ange. Stakeh
funding wa
epresents an
d decision m
mplied reflect
focus of the
general conc
aken as evid
analysed pr
different int
ning the sta
would like to
Biology’.
ase from th
hed in 2006;
olitics’ in resp
mply assume
cy and enh
D1.1
which is creat
to seek for a
rder to arriv
d to create k
pin this, e.g.:
e focus is o
e role of synt
ably there, t
Those hesit
s about data
ency and by
ciety remain
he technolog
itional ‘educ
analysis of t
ately funded
e‐gate review
tion on the
l’.
, such as the
ated multi‐st
aim was to
holders were
as (partly) de
nother inter
making: trans
tions of all p
projects.
lusion Stilgo
dence of imp
ractices. This
erpretations
atus quo (wh
o highlight t
e field of na
; but it was
ponsible rese
ed in the pr
hance scient
ted by resear
consensus;
e to a qualita
knowledge, n
:
n „right imp
thetic biolog
the field of r
ating to part
privacy and
engaging th
ns a conside
gy is beyond
ator‐student
the SPICE pr
and then em
w was intro
motivation
e ‘Knowledg
takeholder p
o ensure tha
e not only en
etermined b
resting case
sdisciplinary
articipants o
oe et al. (201
lementation
s is very muc
s. In case we
hich may be
two very int
anotechnolog
already bas
earch and in
oject that th
tific quality’
rchers, other
and
atively bette
negotiate va
pacts’: ‘what
gy in attainin
esearch and
ticipate in bi
security. Su
he public as
erable challe
d being que
t’ relation (p
roject found
mbedded into
oduced after
s for the re
e for climate
participative
t long‐term
ngaged in a t
y them. The
in regard to
projects wit
on risks, ben
13) provided
n [of RRI]’. Th
ch problema
e take them
against the
teresting cas
gy. ‘NanoSoc
ed on an RR
novation?
he involvem
. But this w
Page
r experts and
er outcome.
alues and no
do we see
ng these goa
d its underlyi
obanks have
uch concerns
partners in
enge that n
estioned. Th
paternalism).
d, that: ‘The
o the SPICE p
r the projec
esearch or w
e’ project (K
approach in
decision m
thorough ex
e ‘Mistra Urb
o opening u
th dual lead
efits and exi
d: ‘Ongoing e
he dimension
atic due to t
as granted
ideas of RR
ses from th
c’, a Flemish
RI definition.
ent of more
way ‘NanoS
36 of 100
d policy
ot to actually
as desirable
ls?’ In other
ng premises
e lower trust
s will only be
the biobank
needs to be
e suggested
responsible
project once
ct had been
whether the
upper et al..
n the context
aking would
xploration of
ban Futures’
up room for
dership (one
isting beliefs
experiments
ns of RRI are
the fact that
we are very
RI). To try to
e literature:
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. The author
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October 20
vulnerable
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The case a
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Meyer (201
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pluralistic d
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d’oeuvre’ (P
showed po
slogans (e.g
and told pe
This extrem
with issues,
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not
not
As Meyer (
and morally
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Main concl
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foc
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016
to strategic
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n as granted
ndercut the o
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prove to be fa
Synthetic Bio
15) demonstr
iology’ was l
debate’ in or
k place in Ap
PMO) interru
osters (e.g. ‘
g. ‘false deba
ople to go h
mely interest
, such as:
ergence of c
t accepting th
t intending to
2015) conclu
y neutral.’ ‘W
a question’ (o
lusions for C
e cases appe
cus on the r
mmunity in h
ocess). This a
rward certain
spite of th
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liberation, et
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litical conte
ainly researc
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ms of RRI.
c game play
tion […] und
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. This clearly
objectives.
hted anothe
ntific outcom
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alse in reality
ology’
rated a very
launched in
rder to favou
pril 2013, bu
upted the ‘p
‘Participating
ate, we do n
ome. PMO is
ing case dra
laimed space
he space and
o arrive to co
udes: ‘conce
We need to p
on the notion
CORRI
earing in the
research sid
high income
also suggest
n controvers
e fact that
interpretati
thical) as gra
cases fail to
nt and mor
chers and po
of the status
ying and to
ercut the de
y it is naïve a
y puts some
er importan
me. This is no
tention of sta
y.
interesting c
2013 in Fran
ur an ‘enligh
ut a group c
peaceful deb
g is accepti
not participa
s an ‘indivisib
aws attention
es for partici
d rules of par
onsensus.
epts such as
problematise
n of problem
e reviewed p
e. This sugg
countries (a
s that RRI ca
ial ideas.
the theore
ons, the ca
anted and fa
o reflect on
ral principle
olicy‐makers
s quo (includ
D1.1
o various fo
eliberative pr
and also dan
into more a
nt aspect: s
ot a mandat
akeholders w
case in the fi
nce. Accordin
htened and c
ritical of tec
bate’. To bloc
ng’), reveale
ate’), made n
ble’ actor wh
n to the fact
ipation;
rticipation of
participatio
e such terms
matisation he
papers relate
gests that RR
and not the v
an easily be
etical princip
ases too oft
il to reflect o
the politics
implicitly p
s). This ignor
ing mechani
orms of ‘no
rocess, which
ngerous to ta
advantageou
takeholders
e for exercis
was not the l
ield of synth
ng to the org
constructive
chnoscience
ck the debat
ed a banne
noise, read a
ho does not w
t that the th
ffered by res
n and respo
s, that is, to
e refers to Fo
e to high‐tech
RI at presen
various pote
intrumental
ples of RRI
ten take th
on the way th
s and non‐n
put forward
rance of the
isms of oppr
ncommunica
h initiators so
ake concepts
s position to
were invit
ing democra
latter. Howe
etic biology.
ganizers it w
discussion’.
and industry
te, they used
r (‘No to sy
a declaration
want to nego
heory of RRI
searchers an
onsible innov
step back an
oucault 1984
h fields in hig
nt is the disc
ntial stakeho
lised and be
allow for v
ese categor
hey are turn
eutrality of
by the init
political asp
ession), and
Page
ative’ behav
ought to sus
s such as par
o the expens
ted to cont
atic control o
ever, such a p
. The so‐calle
was a ‘space
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d various me
ynthetic life
n, distributed
otiate, nor d
is not equip
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nd transform
4).
gh‐income s
course of th
olders of the
e used as a t
various diffe
ries (e.g. pa
ed into reali
RRI, especi
tiators of RR
pect can eas
undermine
37 of 100
viour. ‘As a
tain’.
rticipation or
se of others;
ribute to a
over science.
presumption
ed ‘Forum of
of open and
ebate of this
èces et Main
ethods: they
’), repeated
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discuss.
pped to deal
kers;
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settings and
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RI practices
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October 20
3 Know
3.1 Scop
In order to
interviews a
3.1.1 Exp
The aim of
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concentrate
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processes, p
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Bogner et a
on Meuser
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ethodolog
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or with a vid
38 of 100
ans of expert
gh literature
esign of the
efficient and
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ery different
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October 20
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organisation
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Moreover,
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016
mi‐structured
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39 of 100
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October 20
Interview A
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Page 4
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40 of 100
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October 20
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016
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Page 4
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October 20
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Page 4
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October 20
3.2 Pict
To gain ins
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Experts loca
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nly be direct
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Above all, fu
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Page 4
the current
this refers to
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43 of 100
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016
of who wo
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rts argued th
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D1.1
d innovatio
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also critique
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nnovations,
those, who d
would be sec
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cting beyond
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onclusions fo
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chandinno
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hat not all kin
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ic money wo
rve a trend t
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was basically
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enges. Specif
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ting excellen
disciplinarity;
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mentioned
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nstream R&I
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ention mainly
ation as a co
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to generalise
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in favour of
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tegy, H2020
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; difficulties
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Page 4
most often
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ly oriented t
detached fro
44 of 100
n individual
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October 20
Few of the
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Only few ex
should inclu
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016
interviewee
ion of societ
and by whom
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Page 4
cietal needs
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Page 4
ng manifesta
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Page 4
ch process a
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47 of 100
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October 20
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Page 4
use of reso
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48 of 100
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October 20
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ues in R&I
needs and th
aking it more
and contrib
ernative path
various prob
ntext:
hat easily co
quality and ex
al burden thal careers
nomy and di
within the R&
ng
RI could be im
might not be
esent a good
s that could
ome an insti
ght not mee
ly lengthy r
sequence r
might caus
Several expe
space for ba
tors could
nd politics m
ministration
R&I commu
engaged, an
eral role of R
or CORRI
acts of R&I
hereby impro
e democratic
ute to a broa
hs and a thin
blems, which
ould be instru
xcellence
at may threa
minish the s
&I community
mplemented
e explicitly ca
basis for th
support suc
itutionalised
et academic
research pro
esearch org
se disadvant
erts envisage
asic research
lose auton
might increa
, excessive b
nity as for ot
d thereby m
R&I, and if th
oving its soci
c, inclusive an
ader societa
nking outside
h are of part
umentalised
aten organisa
pace for non
y
d in practice,
alled RRI, but
e establishm
h practices,
practice.
Page 4
standard qu
ocesses, or
ganisations
tages for th
e a risk that
h and scienti
nomy, they
asingly interf
bureaucratis
ther societal
making an eng
he academic
ietal relevan
nd open tow
l transforma
e the box
ticular releva
ations’ intern
n‐RRI researc
, and if they
t still meet s
ment of (CO)R
and finally i
49 of 100
uality criteria
inhibit the
could lose
he individual
RRI could be
fic freedom.
y might be
fere in their
ation, and a
l actors. This
gagement in
c community
ce
wards
ation
ance within
national
ch
y could think
ome criteria
RRI. We also
nterviewees
a
e
e
l
e
.
e
r
a
s
n
y
k
a
o
s
October 20
3.4.1 The
Examples o
interviewee
of the follow
eng
par
bot
co‐o
stro
tran
com
stak
citiz
scie
eth
mut
soc
soc
refl
gra
scie
Most interv
way or anot
When being
many of the
add new. Su
alignment o
single proje
moving it m
also argued
concept, wh
strength’ (u
Opinions on
hand this m
mechanism
contradict t
might lead t
of bottom‐u
also to the
fundamenta
considering
Others wer
bundle spe
developmen
Most frequ
(CO)RRI by
016
eimplemen
f already ex
es encompas
wing aspects
gagement of
ticipatory ap
ttom‐up app
operative ac
ong partners
nsdisciplinar
mmunity bas
keholder inv
zen engagem
ence shops
ical committ
tual knowled
ial innovatio
ial entrepren
ected on eth
nting open a
ence commu
viewees had
ther into the
g asked abo
e interviewe
uggestions a
of methods
ects, new for
more toward
d that the p
hich brings to
university res
n the institu
might suppor
s. Thus not a
the core ide
to standardi
up social exp
fact that an
al changes
g societal imp
re more pos
ecific (proce
nt of indicato
ently the es
y coordinatin
ntationofR
xisting practi
ssed various
s:
various acto
pproaches
roach
ctivities
ships
y activities
ed research
olvement/co
ment
tees
dge exchang
on
neurship
hical and/soc
access
nication/edu
some exper
e broad scop
ut in what r
ees, who are
about how to
with the po
rms of comm
s genuine co
particular ad
ogether vari
searcher_At_
utionalisatio
rt the diffusi
all experts w
eas of (CO)R
sed practice
periment, w
institutiona
in the R&I
pacts in the p
sitive, and p
ess related)
ors in order
stablishment
ng and faci
RRIinpracti
ice, which co
funding pro
ors
onsultations
e
cietal impact
ucation
riences with
e of RRI.
espect RRI m
or were eng
o further adv
ower to reali
munication a
ollaborative
ditional asse
ous already
_I7).
on of (CO)RR
on of the co
were in favou
RI, it might
s. This might
hich is seen
alisation wou
system, suc
performance
ointed to th
expertise a
to better mo
t of interme
litating its
D1.1
tice
ould be a sta
grammes an
ts
activities th
might be act
gaged in suc
vance alread
ise a transit
and improve
efforts that
et of RRI w
existing elem
RI in the pu
oncept, on t
r of an instit
imply a risk
t limit the ro
essential by
uld need a lo
ch as a diffe
e indicator an
he need of
and build c
onitor and ev
ediary centre
practical im
arting point f
nd projects, w
hat tackled s
tually differe
ch projects, w
dy existing R
ion, long‐ter
ments of pa
would highl
would refer t
ments. This b
blic sector w
he other ha
tutionalisatio
k of narrowi
oom for the i
y some few i
ong time, be
erent career
nd excellenc
an institutio
capacities ov
valuate (CO)
es was sugge
mplementatio
for bringing
which empha
such practice
nt to the pr
were not sur
RI‐like pract
rm co‐opera
articipatory p
ight a cultur
to the fact t
brings along
were quite a
nd it might g
on, arguing th
ng down the
implementat
interviewees
ecause this c
r paths, or
e discussion
onalisation, s
ver time, a
RRI activities
ested as a m
on. Such ce
Page
about (CO)R
asised on on
es, thus mig
ractices alrea
re about wh
ices referred
ations, which
practices in t
ral change in
that it is an
its particula
ambivalent:
go along wit
hat this coul
e concept, w
tion of (CO)R
s. Critical vo
could only go
rewarding s
s).
since this co
nd it could
s.
means to ins
entres are e
50 of 100
RRI, given by
ne or several
ht fit in one
ady in place,
at RRI might
d to a better
h go beyond
the sense of
n R&I. It was
n ‘integrated
ar qualitative
on the one
th top‐down
d eventually
which finally
RRI as a kind
ices pointed
o along with
system (e.g.
ould help to
d foster the
stitutionalise
expected to
y
l
e
,
t
r
d
f
s
d
e
e
n
y
y
d
d
h
.
o
e
e
o
October 20
transcend b
as establish
Universities
the proxima
Another wa
enforcemen
programme
mobilisation
explicitly de
Only few in
institutiona
could push
In any case
(potential)
funding or
correspond
The
get
Am
ma
tha
Ins
(e.g
Sup
(ac
fac
An
3.4.2 Col
Experts had
However, F
beyond the
interviewee
support RRI
this core ele
online surve
Interviewee
on particip
statements
(private non
016
boarders bet
hing links w
s, but there w
ate Universit
ay to institu
nt via regul
es, or evalua
n is still lim
edicated to R
nterviewees
lisation coul
the develop
e, an institu
benefits (CO
ganisations
ing activities
ere are alrea
t one step fu
mbivalence e
ake the conc
at an institut
stitutionalisa
g. economic
pport for ins
cademic) pe
cilitate activit
institutiona
llaborative
d clearly ide
FoTRRIS wan
e prevailing
es think abou
I, who shoul
ement of the
ey.
es’ opinion o
ation, respe
illustrates:
n‐profit rese
tween discip
with the wo
were also vo
ty context.
utionalise (C
ations linke
ation criteri
mited, althou
RRI.
expressed o
d not be pre
ment there.
tionalisation
O)RRI will bri
as well as
s.
ady good exa
urther.
xists in rega
cept more c
tionalisation
tion should
system), thu
stitutionalisa
rformance r
ties.
lisation of (C
actionsas
entified part
nts to emph
current pra
ut its relevan
d be engage
e FoTRRIS CO
on the releva
ectively dem
‘I think tha
arch institut
lines, betwe
orld outside
ices in favou
CO)RRI, resp
ed to financ
a. Experts’
ugh there ar
opinions abo
escribed to p
n of (CO)RRI
ing about wi
s within oth
Main co
amples of RR
rd to the ins
lear and eas
may narrow
imply chang
us it should b
ation is expec
records and
CO)RRI in the
basisforth
ticipatory pr
hasize on co
actices of p
nce. We aske
ed, and how
ORRI concept
ance of coop
mocratisation
t RRI is a co
e researcher
D1.1
een institutio
e. Often the
ur of (additio
pectively to
cial incentiv
assessment
re already s
out an instit
private busin
I would nee
ithin the R&
her societa
onclusions fo
RI‐like practic
stitutionalisa
sier to main
w down the c
ges in the R&
be planned a
cted to be g
through sp
e private sect
heimplemen
ractices as a
ollaborative
participation
ed them for t
co‐operation
t, the issue o
peration for
n, thus highl
ollaborative
r_Es_I5)
ons and acto
ese centres
onal) experim
drive such
es, which w
of the curr
ome fundin
tutionalisatio
nesses, and m
ed to build
&I communit
l groups, w
or CORRI
ces, but takin
tion of (CO)R
stream, on t
oncept.
&I system a
as a long‐term
given by tailo
pecific centr
tor to be driv
ntationofC
a key eleme
and co‐ope
. Thus we
their opinion
ns could loo
of cooperatio
RRI was very
ly appreciat
action. If it
rs within the
were imag
mental space
a developm
would manif
rent situatio
g programm
on of RRI in
most likely o
on increased
ies (private
which are e
ng (CO)RRI se
RRI: on the o
the other ha
s well as in
m process.
ored funding
es, which in
ven by econo
CORRI
ent for the
erative proce
wanted to
n on how col
k like. In ord
on represent
y much in lin
ed, as one
t is not colla
Page
e R&I commu
gined to be
es to practice
ment, was se
fest in spec
on is that t
mes in place
n the private
only econom
d awarenes
and public s
expected to
eriously wou
one hand it m
and there ar
correspondi
g, acknowled
nitiate, coor
omic benefit
implementa
esses, which
know what
llaborative a
der to gain m
ted also the
ne with thei
of the Span
aborative, it
51 of 100
unity as well
e hosted by
e RRI beyond
een through
cific funding
he resource
e, which are
e sector: an
ic incentives
s about the
sectors), R&I
engage in
uld mean to
may help to
re concerns
ing systems
dgement for
rdinate and
ts.
ation of RRI.
h should go
the expert
actions could
more data on
focus of the
r viewpoints
nish experts
is not RRI.’
l
y
d
h
g
e
e
n
s
e
I
n
.
o
t
d
n
e
s
s
’
October 20
Survey resu
and even m
do not only
indicate tha
to influence
respondent
research fie
Figure
Figur
Particularly
cooperative
main criter
questioned
3 Correlationcorrelation fotailed).
016
ults are confi
more for co‐o
y accredit h
at they woul
e actors’ will
ts assessed
elds, the high
8: Online su
re 9: Online
researchers
e element as
ria for RRI a
the necessit
for co‐operator co‐operatio
irming this h
operations w
high relevan
d be willing
ingness to en
inter‐ and t
her they indi
urvey result
survey resu
s, who have
s nearly logi
anyway, thu
ty of adding
tions of reserons with furth
high degree
ith actors be
ce of such
to engage, a
ngage in co‐o
rans‐disciplin
cated their w
ts on releva
ults on willin
e experience
cally inheren
s the notion
such a prefix
achers from dher actors bey
D1.1
of appreciat
eyond the fo
co‐operation
as many of t
operative ac
nary co‐ope
willingness to
nce of inter
ngness to e
e with transd
nt in RRI. As
n of CORRI
x.
different discipyond the R&I c
tion, as well
ormal R&I co
ns for their
them already
ctivities as th
erations for
o engage in s
r- and trans-
engage in co
disciplinary a
s collaborati
caused irrit
plines: ‐.352, community: ‐.
for inter‐dis
mmunity (se
research fie
y did. The as
e results con
the impleme
such co‐oper
-disciplinary
o-operative R
and particip
on is in thei
ations for s
significant at t.320, significa
Page
sciplinary co
ee Figure 8).
elds, but mo
ssumed relev
nfirm: the m
entation of
rations3 (see
y co-operati
R&I activitie
patory resea
ir definitions
ome intervi
the 0,01 levelnt at the 0,01
52 of 100
‐operations,
Respondent
ost of them
vance seems
ore relevant
RRI in their
Figure 9).
ons (%)
es (%)
rch, see the
s one of the
ewees, who
l (2‐tailed); 1 level (2‐
,
t
m
s
t
r
e
e
o
October 20
The process
similar opin
emphasised
beyond. So
others part
‘qualitative
targeted to
partners sh
also hold va
would be n
understand
partners in
would be of
Also the su
efforts. Res
completely
In regard to
business se
producing e
much agree
representat
In addition
discourse. S
and resistan
The educat
with the ed
young peop
ranked in p
might be ex
survey com
016
s of selecting
nions as in r
d the need f
me stressed
icularly high
selection’, w
owards the
hould not on
arious types
necessary, t
ing of the r
research a
f relevance t
urvey partici
spondents c
agreed that
o actors beyo
ector. The re
economically
ement: first,
tives, which
they usuall
Secondly, the
nce towards
ional system
ducational s
ple, close con
proofing the
xplained with
ment: ‘I hav
g the ‘right’
respect to d
for a wide an
that a broa
lighted the i
which would
users of th
nly vary in te
of knowledg
that those,
research and
nd innovati
too.
pants were
learly favou
this is of rel
ond the rese
ference to t
y exploitable
because CS
bundle lots o
y have peop
e involveme
certain rese
m and the po
system are
ntacts to po
e impact of
h the difficul
e no idea ho
partners wa
democratisin
nd inclusive
d spectrum
importance o
d need to be
he envisaged
erms of repr
ge and spec
who engage
d innovation
on processe
asked whom
red co‐oper
evance for th
arch commu
he business
e results. Th
SOs/NGOs m
of knowledge
ple, who ho
nt of critical
arch and inn
olicy sector a
in line with
licy making
R&I. The ge
lty of co‐ope
w to coopera
D1.1
as pointed o
g R&I as alr
collaboratio
of societal g
of CSOs and
tailored to
d outcomes
resenting int
ific expertise
e should all
n activities a
es. Moreove
m they cons
ations with
heir research
unity, the hig
s sector is we
here might b
might be per
e by being w
old sufficient
CSOs/NGOs
novation acti
also gained
the trend o
helps to imp
eneral publi
erating with
ate with [the
ut as crucial,
ready outline
on between
groups from
NGOs, and
the topic to
of the res
terests and o
e. Again, som
be familiar
at stake; on
er, for certa
sider as mos
other R&I p
h field.
ghest agreem
ell in line wi
be two reaso
ceived as a
well informed
t knowledge
s might be us
ivities.
a high level
of fostering
prove the po
c received c
a basically a
e] ‘general p
, and intervie
ed above (s
the research
various sect
others point
be addresse
pective R&I
of relevant g
me interview
r with the t
nly then the
in activities
st relevant p
performing o
ment referred
th the incre
ons, why CS
well organis
d about socie
e to engage
seful for the
of agreeme
scientific lit
olitical impac
comparably
bstract colle
ublic’ as an ‘
Page
ewed expert
see 3.2.3). M
h community
tors should
ted at the ne
ed, and whic
activities.
groups, but
wees pointed
topic and h
ey could be
the geogra
partners in c
organisation
d to CSOs/N
easing deman
SOs/NGOs re
sed form of
etal needs an
in a technic
anticipation
ent. While co
teracy and/o
ct of S&I, wh
little agreem
ective, as und
‘actor’.’ (OS_
53 of 100
ts expressed
Most experts
y and actors
be included,
ecessity of a
ch should be
Cooperation
they should
d out, that it
have a basic
appropriate
aphical scale
collaborative
s: two third
GOs and the
nd to R&I of
eceived that
civil society
nd concerns.
cal scientific
n of criticism
o‐operations
or attracting
hich is highly
ment, which
derlined in a
_I120)
d
s
s
,
a
e
n
d
t
c
e
e
e
d
e
f
t
y
.
c
m
s
g
y
h
a
October 20
Few survey
relevant at
scientists w
to be carrie
‘Neutrality’
co‐operatio
actors outs
researchers
In the inter
processes t
participator
arguing tha
be sufficien
community
would need
to overcom
Although th
process sta
are given t
collection,
activities in
analysis and
co‐operativ
‘quadruple
However, s
activities at
according to
016
Figure 10:
y participant
all, argued
would be ahe
d out and in
’ was mentio
on partners,
side the R&
s at risk.
rviews most
throughout
ry activities.
t for certain
nt if the kno
to e.g. use
d to be attrib
e hierarchie
he survey re
rting from th
o those acti
and the im
n the contex
d the interpr
ve practices,
helix collabo
everal interv
t stake, thu
o the specific
online surv
ts, who cons
that such co
ead of their t
which way.
oned in seve
which under
&I communit
experts exp
all the R&
However, no
activities th
wledge exch
rs, who then
buted to the
s of expertis
esults show t
he very begi
ivities, which
mplementatio
xt of tasks, t
retation of re
, actors are
oration to def
viewees emp
s would ne
c context an
vey results o
sidered co‐o
o‐operations
time, thus b
eral survey c
rlines that ev
ty, are caut
pressed a pr
I stages, w
ot all agreed
e R&I comm
hange would
n could prov
e experts. In
e, and to co‐
that co‐oper
nning (alread
h refer to th
on and diss
that are con
esults. This m
e not yet fu
fine the wha
phasised tha
ed to be as
d the aims.
D1.1
on relevance
operations w
s would thre
eing capable
omments as
ven those w
tious about
eference for
hich repres
d on the nece
munity would
d be restrict
vide their fe
contrary, ot
‐produce kno
rative efforts
dy in the sta
he definition
semination
nsidered to
may indicate
ully prepare
at. Specialists
at the releva
ssessed on
e of various
with actors b
eaten the au
e of assessin
s an importa
who think tha
not putting
r taking a bo
ents the m
essity for a c
d hold the mo
ed to the tr
eedback. The
thers conside
owledge thro
s are someh
age of setting
n of the issu
of results.
need specifi
, that even a
ed for funda
s define the h
nce of co‐op
a case by c
co-operatio
beyond the
utonomy of
g themselve
nt aspect in
at it is impor
g their (puta
ottom‐up ap
ain differen
lose coopera
ost relevant
ansfer of inf
e decision fo
er it crucial f
oughout the
how relevant
g the resear
ues to be ta
Less apprec
ic technical
among those
amental cha
how.’ (OS_I1
perative effo
case basis a
Page
on partners
R&I commu
science, an
es what kind
n regard to t
rtant to co‐o
ative) indep
pproach and
nce compare
ation in all R&
expertise. H
formation fr
or how to co
for a co‐ope
e whole proc
t in any step
rch agenda),
ackled by res
ciated are c
expertise, s
e, who are op
anges in R&
185)
orts depends
and accordin
54 of 100
unity as not
d that most
of research
he choice of
operate with
pendence as
d interactive
ed to usual
&I activities,
ere it would
rom the R&I
onsider this,
erative effort
ess.
p of the R&I
preferences
search, data
collaborative
such as data
pen towards
&I practices.
s on the R&I
ngly tailored
t
t
h
f
h
s
e
l
,
d
I
,
t
I
s
a
e
a
s
.
I
d
October 20
Co‐
wa
pre
A p
and
Ide
Clo
aut
Exp
pro
4 Tran
4.1 Leve
This chapte
and within
explicitly fo
collaboratio
4.1.1 Bar
The literatu
transformat
advancing R
approaches
Academic r
In the curre
(Egmose 20
publications
capture als
institutiona
adequate d
bibliometric
The resultin
inter‐ and t
any particu
transdiscipl
The lack of
Existing res
016
‐operation b
as highly app
econdition.
positive corre
d the extent
eas about wit
ose co‐opera
tonomy and
perts voiced
ocesses, whi
nsforming
ersandba
r gives an ov
the expert
ocussed on
ons as a basic
rriers
ure review a
tion of R&I
RRI is not m
s at the micro
recognition a
ent academ
015). It focu
s, and/or ou
so societal c
l rankings no
ata sets com
c values, suc
ng strong pr
ransdisciplin
lar piece of t
inary schola
recognition
earch evalua
between diff
preciated as
elation exists
of willingne
th whom to
ations with
independen
d a distinct
ch could set
gR&Isys
arriers
verview on t
interviews.
barriers and
c requireme
nd expert in
systems int
merely a ques
olevel when
and perform
ic rewarding
uses mainly
tputs, such a
criteria in p
or for person
mparable to e
h as the h in
ressure to pu
nary R&I effo
transdiscipli
rs often find
of societal r
ation proced
Main co
ferent discip
s a core elem
s between th
ss of R&I act
co‐operate r
non‐researc
ncy at risk.
preference
(CO)RRI apa
stemsint
he barriers a
In addition
d levers con
nt for practic
nterviews inf
to (CO)RRI
stion of dev
putting (CO)
ance assessm
g system the
on scientific
as patents o
erformance
nal academic
e.g. Thomso
dex or journ
ublish in hig
orts less attra
nary work to
it hard to kn
elevance is a
dures do not
D1.1
onclusions fo
plines and w
ment of (CO
he relevance
tors to engag
ranged from
ch‐actors, (C
for bottom
art from othe
to(CO)RR
and levers, w
n, we includ
nected to c
cing (CO)RRI
formed us a
systems. Pa
veloping e.g.
)RRI into pra
ment
ere is little r
c excellence,
or marketabl
records, th
c career dev
on Reuters’ W
nal impact fa
gh ranking sc
active. In co
o any particu
now where t
also reflecte
t sufficiently
or CORRI
with societal
O)RRI; for so
e of co‐opera
ge in co‐oper
very inclusiv
CO)RRI shou
m‐up approa
er participato
RISystem
which were a
ed two que
collaborative
.
bout a mult
articularly in
new engage
actices.
recognition
, evaluetd t
e products. A
his is still of
elopment. T
Web of Scien
ctor (see e.g
cientific jour
ntrast to tra
ular journal i
to target the
d in prevailin
support the
actors beyo
ome experts
ations for a p
rations.
ve to selectiv
uld not put
ches and in
ory practices
ms
addressed in
estions in th
practices, s
titude of bar
stitutional c
ement meth
for non‐acad
hrough high
Although the
f low or no
here is no ac
ce, which en
g. Bornmann
rnals makes
ditional disc
is often uncl
ir work (Kuef
ng funding a
e type of ope
Page
ond the R&I
it represen
particular res
ve approach
the R&I co
nteractive co
s.
the reviewe
he online su
since we ha
rrier that ch
challenges in
hods and inn
demic resea
h ranked pe
ere are rare
o relevance,
ccepted fram
nables the ca
2012).
the engage
ciplines, the
ear, with th
ffer et al. 20
and evaluatio
en, mutual a
55 of 100
community
ted even a
search field,
es.
ommunity’s
o‐operation
ed literature,
urvey, which
ad identified
allenges the
ndicate that
novative R&I
arch outputs
er reviewed
attempts to
neither for
mework with
alculation of
ment in e.g.
relevance of
e result that
007).
on practices.
and adaptive
,
h
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e
t
I
s
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o
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h
f
.
f
t
.
e
October 20
learning pro
research an
experiment
entail unex
hand they a
for certain
and innova
qualitative i
The system
established
obstacle for
Acknowledg
Non‐mainst
activities m
experiment
(see Figure
community
the survey
peers: „with
confronted
because it is
Knowledge
Steering m
rationales (
to sustain t
(Egmose 20
rationalities
communitie
facilitating e
it should be
foremost ge
the current
capitalise it
the implem
Time frame
Due to a lac
projects of
lacking. Hen
2012, Snick
community
communitie
addressed b
institutions
is not only a
often have v
016
ocesses as re
nd innovation
ts. Such exp
pected resu
also imply a
forms of tra
ators hardly
impacts are
m of peer re
mainstream
r more regio
gement from
tream R&I a
makes it dif
ts (Snick 201
e 11): respo
(and beyon
participants
h the right t
with, was th
s interdiscipl
as commod
echanisms d
Greenwood
the sustainab
015), and a
s, aims and r
es, which als
effective com
e a common
enerates soc
t knowledge
t (Kristensen
entation of (
e, capacities
ck of long te
a short dura
nce the retu
& Cortier 20
as for kno
es, e.g. as c
by Bierwirth
lack of instit
an issue for
very limited
equested fo
n projects do
eriments ne
lts, which co
certain risk
ansdisciplina
get opport
difficult to p
eview, based
m approaches
nally oriente
m peers
pproaches o
fficult to g
2, Snick & Co
ndents foun
d), that e.g.
, who indica
time, effort
hat a lot of
linary’ (onlin
dity product
driving the k
2009). This
bility of loca
also challen
requirement
o mirrors in
mmunity inv
n good by na
cietal value w
economy o
2008 after
(CO)RRI
and commit
rm funding (
ation. Once t
urn on inves
012). This m
owledge act
lients, suppl
et al. (2015
tutional infra
universities
financial me
r the implem
oes not facili
ecissitate cer
ould on the o
to fail. This c
ry research
tunities to e
redict (Snick
d on bibliom
s and publica
ed and qualit
often lack of
et appropri
ortier 2012).
nd it more c
finding poss
ated that pu
and rules of
researchers
e survey_r13
knowledge e
contributes
l communiti
nges the im
ts of the aca
the mismatc
olvement (Eg
ature, but th
when being
open access
Egmose 201
ttment
(Dedeurwae
the project s
tment is oft
akes capacit
tors who e
iers and/or
), challenges
astructure an
and industry
eans (Lang &
D1.1
mentation of
itate researc
rtain flexibil
one hand ge
challenges th
(c.f. ’Realex
experiment
k 2012, Snick
metric citatio
ations of arti
tiative scienc
f openess fo
iate apprec
. Survey resu
challengeing
sibilities to p
blishing was
f thumb of h
do not rega
36).
economy or
rather to an
ies, which ha
mplementatio
ademic syste
ch in modes
gmose 2015
his may limit
disseminate
inversely re
15). This para
erdere 2014)
stops, resou
ten low, and
ty building d
engage. Espe
employees
s in regard t
nd capacities
y, but espec
& Griessler 20
f RRI. The re
ch and innov
ity (Karner
enerate very
heir legitima
xperimente’,
with transfo
k & Cortier 20
on analysis,
icles in journ
ces (Radder 2
or from peer
iation and
ults also high
g to get the
publish their
s of less pro
how to tack
ard my resea
rient knowle
n intellectual
as implicatio
on of RRI.
em, and the
of funding f
). If knowled
t its econom
ed, accessible
educes the p
adox is likely
, research an
rces to deve
d ‘stocks’ of
ifficult, whic
ecially for t
in the conte
o knowledge
s to produce
cially for sma
015).
equirement t
ation activiti
et al. 2010),
y innovative
acy and acce
Groß et al.
ormative inn
012).
has a struc
nals. This syst
2009).
rs, who eval
subsequent
hlight the rel
ir work reco
results in ac
blem than g
le it, it is do
arch as ’real
edge produc
commodity
ons for the ro
It causes a
idea of enga
or research
dge results fr
mic value. Wh
e and sociall
possibility to
y to represen
nd innovatio
elop innovat
expertise ca
ch is as well
the engagem
ext of inclus
e and skills h
e and follow
all and mediu
Page
to predict th
ies that build
, and they a
outcomes, o
eptence, as e
2005), and
novations, b
ctural bias i
tem resprese
uate R&I pr
tly funding
levance of th
ognised wit
cademic jour
gaining recog
oable. What
l hardcore re
ction toward
production
ole of scienc
a conflict b
agingengagin
and what is
rom a collect
hile knowled
ly contextua
dedicate, p
nt another c
on frequently
ive activities
annot be bu
of relevance
ment with
sive busines
have been re
measures fo
um size ente
56 of 100
he impact of
d on societal
are likely to
on the other
e.g. reported
researchers
because the
in favour of
ents a major
roposals and
for (Co)RRI
his challenge
hin the R&I
rnals. One of
gnition from
I was more
esearch’ just
ds economic
than aiming
ce in society
etween the
ng with local
required for
tive process,
dge first and
lised, within
privatise and
challenge for
y happens in
s further are
uilt up (Snick
e for the R&I
low‐income
s models as
eported. R&I
or RRI, which
erprises that
f
l
o
r
d
s
e
f
r
d
I
e
I
f
m
e
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I
h
t
October 20
(CO)RRI effo
Kupper et a
make it dif
phases of R
As suggeste
R&I, which
However, c
by expert o
financial flo
makers, fun
regard to go
particular i
stakeholder
Benefits for
Practical be
practices of
research an
informal kn
(Karner et a
Specialisati
The R&I lan
favour for s
research an
aspects to b
not appropr
multidimen
produce mo
the crossroa
practitioner
Freedom of
Interviewed
of RRI migh
This might
other hand
implementa
additional
resistance i
everything
anymore […
manager fu
Lack of trus
If RRI impl
stakeholder
interests of
016
orts are mo
al. 2015), but
fficult to cre
&I, and to en
ed by many
should alr
urrent gove
opinions or
ows (Snick 20
nding bodies
overning suc
interest ma
rs, more cha
r non R&I ac
enefits for co
f engagemen
nd innovatio
nowledge ac
al. 2010).
ion and frag
dscape show
specialization
nd innovation
be investigat
riate to inves
nsional challe
ore useful ou
ads between
rs, citizens) a
f research
d experts, ev
ht go along w
on the one
d through
ation of RR
skills, comp
s anticipated
needs to be
…] there still
nding institu
st and conflic
ies to bring
rs revealed
f different so
re time cons
t many R&I p
eate commit
nsure the su
of the inter
ready be ta
rnance mech
driven by s
012, Snick &
and/or gove
ch processes
akes the fo
llenging.
ctors
ommunity pa
nt efforts oft
n activities (
ctors’ motiva
mentation o
ws an ongoin
n and fragme
n actors to cu
ted. While th
stigate comp
enges (Egmo
utcomes, and
n diverse disc
and experts.
ven if they w
with possible
hand be ca
intervention
I impose ad
plex and de
d. As one of
RRI and res
l needs to b
ution_At_I2)
cting aims fo
g together a
to be a ma
ocietal group
suming and
projects are
tment from
stainability o
viewed expe
ken into ac
hanisms hav
ubordinated
Cortier 2012
ernment (loc
, since collab
rmulation o
articipants ca
ten lack of r
(Snick 2012,
ation to eng
of the R&I lan
ng division in
entation of k
ut their proje
his may fit th
plex societal
se 2015). Int
d related inn
ciplines and
were in favou
e limitations
used throug
ns from va
dditional bu
layed R&I p
f the Austria
searchers at
e space for
or societal de
a variety of
jor obstacle
s opposed to
D1.1
need more
financed thr
collaboratin
of the outcom
erts, RRI sho
ccount whe
ve been critiz
d policy age
2). In order t
cal, national
borative effo
of goals, w
an be rarely s
remuneratio
Snick & Co
gage in R&I
ndscape
nto different
knowledge do
ects into pie
e requireme
challenges,
ter‐ and tran
novations are
at meeting p
ur of RRI, qu
s of the free
gh an increas
arious socie
urdens, such
processes, a
n experts hi
a certain po
research th
desirability
f stakeholde
e (e.g. Lang
o the greater
resources th
rough short‐
ng actors, to
mes.
ould build on
n setting u
zised as still
nda, and lac
to implemen
and suprana
orts of a varie
which arguab
seen as direc
n for inform
rtier 2012 c
activities as
(sub)discipli
omains (Ded
ces, and to f
ents of acade
which are co
nsdisciplinary
e more likely
places of var
ite often rai
dom of scien
sed political
etal actors.
h as increas
are particula
ghlights: ‘I c
oint will not
at only follo
ers, a lack o
& Griessler
r good or cer
han convent
‐term fundin
o realise con
n a more de
p research
being organ
ck of transp
t more demo
ational) may
ety of stakeh
bly meet co
ct outcomes
al knowledg
heck referen
s well as th
nes, which g
deurwaerder
focus on sing
emic and bas
onceptualise
y research ef
to be effect
ious knowled
sed the conc
nce (see also
regulation o
As expert
ed administ
arly put on
can see a risk
be able to f
ows academi
of trust betw
2015). This
rtain values,
Page
tional R&I ac
ng programm
ntinouity thr
emocratic go
(funding) p
nised top‐do
parency with
ocratic proc
encounter d
holders who
onsensus a
s of projects,
ge actors con
nce!). This m
heir potentia
goes along w
re 2014). This
gle and very
sic research,
ed as transve
fforts are sup
tive if they e
dge actors (e
cern that a p
o Lang & Gr
of R&I activ
ts anticipat
trative effor
researchers
k that at a c
fulfil all the e
ic criteria.’ (
ween differ
s often refer
such as sust
57 of 100
ctivities (e.g.
mes. This can
roughout all
overnance of
programmes.
own, steered
h respect to
esses, policy
difficulties in
each have a
mong most
and current
ntributing to
may diminish
al to engage
with a strong
s urges
specific
it is often
rsal or
pposed to
merge at
e.g.
proliferation
issler 2015).
ities, on the
e that the
rts, need of
s, (justified)
certain point
expectations
(programme
rent societal
rs to vested
tainability or
.
n
l
f
.
d
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t
t
o
h
e
n
.
e
e
f
)
t
s
e
l
d
r
October 20
inclusivenes
stakeholder
because res
due to an as
To aim for
technologie
with public
every patie
improve bo
but the cos
most perso
goal, privac
Economic co
Potential b
‘Responsibl
project.eu)
or profit ma
be space fo
economic p
primary res
R&I that co
question fo
As conclude
will not be i
Companies
be wary of
unable to b
Stahl 2015:
Barriers to t
RRI in the b
low‐income
distributors
in the PROG
al. 2015: 15
language of
The majori
loss/mitigat
many comp
business m
commercial
growth, wh
issue, and t
models. On
beyond lip
units.
016
ss. Trust see
rs anticipate
searchers an
ssumed (fina
r societal d
es, not least
health as fo
nt’s medical
oth public an
st is largely a
nal data (Cha
y or public h
ompetitiven
arriers for t
e‐ Industry’
project. Bar
argins, or to
r thinking ab
pressure this
sponsibility o
ncentrates o
r engaging in
ed by Lang &
implemented
are also con
the traceab
be pushed to
21).
the adoptio
business con
e communiti
s, suppliers o
GRESS proje
5‐16). First o
f shared valu
ty of motiv
ting risk) or
panies are t
odels remai
l businesses
ich often rep
there is reluc
n the organis
services as
ems to be pa
e attempts t
nticipate a g
ancial) depen
desirability c
because so
r instance re
l records hel
nd private m
an unauthori
and, 2014). I
health?
ness and prof
the impleme
’ (http://ww
riers may inc
defend one’
bout RRI (Flic
s may mean
of enterprise
on delivering
n RRI is how
& Grissler (20
d’ (ibid: 17).
ncerned of b
ility of users
o devices or
n of inclusiv
ntext often re
es by includ
of goods and
ct (www.pro
of all, inclus
ue, sustainab
vations for
maintaining
rying to tran
in dominant
and so are o
present inad
ctance to pro
sational leve
well as sho
rticularly low
to increase
eneral suspi
ndency on gr
can be very
cietally desi
eported for t
ld by Genera
edical resea
ised loss of a
In this case,
fit making ve
entation of
ww.responsib
clude conflic
’s market po
ck & Stahl 20
that RRI is
es is to make
g societal be
to get R&I d
015), for ind
being require
s of innovati
devices may
e business m
efers to the
ing them eit
d services, or
ogressprojec
sive business
bility or inclu
businesses
g (staying co
nsfer their u
. Consequen
often judged
dequate perf
ovide adequ
l, lack of sup
rtcomings in
D1.1
w when cont
acceptance
icion toward
roups with c
y challengin
rable goals
the UK Natio
al Practitione
rch and serv
autonomy a
the question
versus ‘for th
RRI in the p
ble‐industry
cting prioritie
osition. With
015). Additio
not a priori
e profit, and
enefits beyon
deployed for
ustry ‘RRI ha
ed to open u
ons – fixes o
y not be eas
models
notion of ‘i
ther on the
r employees
ct.eu), this m
s does not c
usive market
to engage
ompetitive/k
usual busine
ntly, inclusiv
d by perform
formance me
ate investme
pport from t
n companies
tested R&I a
as the mai
ds their effor
ertain intere
g for devel
can conflict.
onal Health S
ers (GPs) to
vices. The be
nd privacy o
n becomes w
e greater go
private secto
.eu) and th
es, such as to
in a field of
onal work als
ty. As indus
it tends to b
nd (Mordan
r the benefit
as to offer b
up their data
or updates t
sily recalled,
nclusive bus
demand side
in a sustain
may imply th
constitute a
ts has not b
in inclusive
keeping up).
ess models t
ve businesse
ance metric
etrics for inc
ent in develo
the top (CEO
s capacities
ctivities are
n aim of en
rts (e.g. imp
ests (e.g. indu
opers of in
For exampl
Service’s ‘Car
use‐‐withou
enefits may
over what ma
which is the m
ood’
or have bee
he NUCLEUS
o produce a
strong comp
o means add
try represen
be of second
& Murphy 2
of society a
usiness oppo
a or patents.
hat solve iss
according t
iness model
e as clients o
able way (U
e following
natural bus
een uniform
practices a
To reduce
to inclusive
s are often
s that empha
lusive effort
oping and pi
Os) was critic
for incorpor
Page
at stake: eit
ngagement a
pact assessm
ustry).
nnovative an
le, privacy m
re.data’ initia
ut informed
be improved
any conside
more societa
en identified
S (http://ww
return for sh
petition ther
ditional costs
ntatives high
dary priority
2016: 28). Th
nd make mo
ortunities or
Finally, com
sues respons
to one comp
ls’, which aim
or on the su
MDP 2008).
challenges (
siness functi
mly adopted
are defensiv
costs and m
business, th
expected to
asize revenu
ts. Funding is
iloting inclus
cized as ofte
rating inclus
58 of 100
her because
activities, or
ment studies)
nd enabling
might collide
ative, where
consent‐‐ to
d healthcare
r to be their
ally desirable
d e.g. in the
ww.nucleus‐
hareholders,
re would not
s, and under
hlighted, the
y to focus on
hus the main
oney from it.
otherwise it
mpanies may
sibly may be
pany (Flick &
m to benefit
upply side as
As revealed
(Bierwirth et
on, and the
by business.
ve (avoiding
mitigate risk,
hus the ‘old’
o mature as
ue and profit
s again a key
sive business
en not going
ive business
e
r
)
g
e
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e
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s
October 20
Knowledge
Within the o
implementi
been addre
and survey
challenges:
All suggeste
intellectual
of less relev
by our samp
did not rece
property wo
R&I’, ‘open
community,
The frequen
projects wa
problem, w
The highest
the project
016
actor’s pers
online surve
ng collabora
ssed by expe
participants
Bui
eng
Plan
Dea
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diff
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Lac
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property an
vance than e
ple of respon
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ould contrad
access is the
, so it remain
ntly in the lit
as of relative
hile more th
t agreement
with all acto
spectives on
y we also as
ative R&I act
ert interview
were asked
lding a mean
gaged/resear
nning and pr
aling with co
king decision
hieving a clea
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ding myself i
oposal writer
ng confronte
ferences in w
eding more r
rifying intelle
hting for reco
mmunity and
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re at least of
d to the flex
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ndents, of w
omments thr
dict the idea
e only option
ns property o
terature add
low relevan
han 20% did n
was on chal
ors engaged,
barriers for
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ivities. Based
wees, we iden
to indicate t
ningful comm
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rioritising act
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ns transpare
ar understan
e motivated t
icient flexibi
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r, as facilitato
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ectual prope
ognition of m
d beyond
ities for pub
some releva
xibility of pro
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hom 74% ind
rough the su
of RRI, e. g.
n’, ‘intellectua
of the comm
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40% agreed
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r co‐operativ
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ntified a seri
to what exte
mon ground
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ent througho
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to participate
lity within th
roles (role as
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blems based
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erty
my collabora
blishing resea
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oject arrange
ly low releva
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‘intellectual
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ulties of gen
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dings from th
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October 20
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October 20
5 Conc
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mic rules, an
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October 20
The main b
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Page
eness) are al
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xivity). While
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October 20
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of current
deeply root
5.1 Tow
To summar
questions (
would like t
analysis is
interpretati
not overwh
The questio
principles p
of RRI:
1) Doe
2) Is R
3) Doe
4) Is Rscie
RRI address
Certainly th
of the RRI c
However, so
First, RRI an
incoherent.
innovation
values (Sch
pre‐commit
very much r
Second, RR
alarm signa
tech fields.
Third, the a
the process
gender issu
oppression.
016
nce of the po
hierarchies,
ms of RRI whe
d levers for R
issues, which
R&I systems
ted in R&I pr
wardsaco
rize the imp
based on th
to emphasize
very comple
ions, practice
elming tend
ons, building
proposed by
es RRI have t
RRI always ba
es RRI take in
RRI always orence, science
sing big socie
he response t
concept is ve
ome of our r
nd its eleme
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and smart a
omberg 201
tted policy, w
real.
I also implie
l that most o
analysed case
s (adding mo
ues). But th
.
olitical aspec
power relat
en it comes t
RRI
h represent
s, and to me
actices, chan
onceptofC
plications fo
he review of
e that these
ex and fuzzy
es, motivatio
encies.
on the argu
the Europea
the explicit a
ased on a sys
nto account
rganised in se education a
etal challeng
to the grand
ery much ro
results sugge
nts are very
cy arena it is
and inclusive
13), potentia
with econom
es the risk of
of the case s
es also sugge
ore in terms
ey did not
ct can easily
tions and opp
to practice.
barriers for p
echanisms, w
nges in the R
CORRI
r the CORR
f literature,
answers are
y. If we look
ons, expectat
ments of Sti
an Commissi
im of produc
stemic analys
the real limit
such a way (and governa
ges
challenges i
oted in the
est that RRI m
often cited
s quite comm
e growth. Alt
lly conflictin
mic growth a
f serving pre
studies prese
ested that ad
of thinking
imply heavy
D1.1
result in sust
pression of m
practicing RR
which gover
R&I system a
RI concept w
case studies
e at best tent
k at the sta
tions and un
lgoe et al. (2
ion (EC 2012
cing answers
sis of the roo
ts of the plan
(engagemennce) that it w
is in the core
failure of cu
may not be f
in mainstre
mon to talk
ternatively w
ng values are
as its main p
e‐committed
ented by the
dvertising a
about the e
y criticism o
taining the s
marginalised
RI, refer to st
rn it (e.g. ec
nd its driving
we ask and
s and the kn
tative answe
te‐of‐the‐art
nderlying ass
2013) and vo
2), refer to t
s/solutions t
ot causes of
net?
nt, gender eqwill lead to so
e of the RRI d
urrent R&I sy
ully equippe
am discours
simultaneou
when RRI is
e listed. Ther
priority (Owe
scientific or
literature d
process as R
ethical aspec
of the existi
tatus quo ‐ i
d voices, and
tructural and
conomic logi
g forces will
provide ten
nowledge ac
ers, since the
t of RRI we
umptions wi
n Schomberg
he product a
o the ‘big ch
current crise
quality, ethicolutions for t
discourse. W
ystems to ad
d to tackle t
es, and eme
usly about re
anchored in
refore the ri
en et al. 201
r technologic
erive from h
RI mainly im
cts, about inc
ng hierarchi
Page
including me
d thereby un
d institutiona
ics). In orde
be crucial.
ntative answ
ctors’ perspe
e picture reve
see the div
ith some ide
g (2013) and
and process
hallenges’?
es?
cal considerathe ‘big chal
We can state
ddress these
hese challen
erge in conte
esponsible r
the Europe
isk that RRI
12; Stilgoe a
cal program
highly contro
mplied certain
clusion, tran
ies and me
65 of 100
echanisms of
dermine the
al conditions
r to get RRI
wers to four
ectives). We
ealed by our
verseness of
ntifiable but
d the guiding
s dimensions
ations, openlenges’?
that the rise
e challenges.
nges either.
exts that are
esearch and
ean common
may serve a
t al 2013) is
mes. It is an
oversial high‐
n changes in
nsparency or
chanisms of
f
e
s
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r
e
r
f
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a
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r
f
October 20
Therefore o
addressing
process.
RRI address
Our tentativ
as well. We
problems a
discourse; a
But if we lo
practices. A
present sys
often quite
technologic
So our tenta
today’s grea
RRI address
Just like in
literature of
clear conseq
If RRI has
transdiscipl
go hand in h
On top of t
where the
nanotechno
innovations
do not (or e
Therefore o
limits; or th
calling some
The process
As our answ
decisive in t
In the scien
anticipation
ethical cons
‘responsible
However, t
requiremen
016
our tentativ
the grand ch
sing the root
ve answer to
e must emp
re systemic.
as well as the
ook at the a
And most (bu
stems are of
convention
cal solutions;
ative answer
at challenges
sing planeta
case of the
f RRI. But ag
quence of th
a limited a
inary resear
hand), than t
this, the ter
e link to s
ology, synthe
s, social inno
even refuse t
our tentative
e other way
ething RRI.
s aspect of R
wers to the
terms of wha
ntific discou
n, reflexivity,
siderations, o
e’ process. It
he review o
nt can also b
e answer to
hallenges. RR
t causes
o the questio
hasize again
. Systemic co
e call for ‘col
answers pro
ut not all) of
ften taken a
al, without ‘
; the lack of t
r to the seco
s.
ry limits
above ques
gain the RRI c
he abovemen
ability to ad
ch and to br
there is not t
rm RRI is ve
sustainability
etic biology).
ovations) tha
to) call them
answer to th
around: the
RRI
above ques
at we call RR
rse around
, inclusion a
open science
t is also clear
f the RRI lit
be problema
o the first q
RI is rather m
on above also
n that the th
oncepts, suc
lective respo
vided so far
f the analyse
s granted. T
‘out of the b
trans‐discipli
nd question
stions, here
community d
ntioned issue
ddress grand
ring about ch
too much ch
ry often use
y is a bon
. And we can
at have the e
selves RRI.
he third ques
addressing
stions sugge
RI. The chara
RRI the asp
and responsi
e, science ed
rly stated tha
eratures and
atic. Having
D1.1
question is
manifested in
o suggests th
heorizing abo
ch as Beck’s
onsibility’ as
r, we see th
ed cases also
The content
box’ thinking
inarily).
is that RRI h
we can also
does not see
es.
d challenges
hange in the
hance to actu
ed in fields t
ne of cont
n also see th
explicit aim
stion is that
of the plane
ested the wa
acteristics of
pects put fo
iveness. In t
ducation and
at RRI should
d the case s
a closer loo
that RRI ha
n modest cha
hat RRI may
out RRI (or
‘organized i
an answer.
at most of
o reinforced
of the proj
g (e.g. big so
has a limited
o state that
em to perfor
s, to tackle
e policy arena
ually further
that are con
tention (e.g
at many of t
of challengin
RRI very ofte
tary limits do
ay the proce
the process
rth by Stilgo
the policy ar
d governance
d not be abo
tudy analysi
ok at these c
as not broug
anges in the
also have de
RI) highlight
rresponsibili
the attentio
that the ma
ects appeari
lutions for t
ability to ad
sustainabilit
m faultlessly
(systemic)
a (where RR
sustainabilit
ntroversial, c
g. biotechno
the bottom‐u
ng current sy
en fails to ac
oes not seem
ess is organ
are in the co
oe et al (201
rena: engage
e are the def
ut ‘tick‐boxin
is suggest th
categories m
Page
ght a majo
research and
eficiencies in
ts that the f
ity’ is in the
on is paid to
ain character
ing in the lit
the big prob
ddress the ro
ty is a core
y in this resp
root causes
RI and smart
ty.
contested by
ology, geo‐e
up initiatives
ystems and
ctually addre
m to be a pre
ized seems
ore of the RR
13) are the
ement, gend
fining charac
ng’ these req
hat meeting
makes it clea
66 of 100
r change in
d innovation
this respect
fundamental
core of the
o micro‐level
ristics of the
terature are
lems; purely
oot causes of
issue in the
ect. This is a
s, carry out
growth may
y citizens or
engineering,
s (grassroots
hegemonies
ess planetary
econdition of
to be more
RI discourse.
most cited:
der equality,
teristics of a
quirements.
the process
ar, that they
n
n
t
l
e
l
e
e
y
f
e
a
t
y
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,
s
s
y
f
e
.
:
,
a
s
y
October 20
leave room
identificatio
depict a pro
can convinc
On the basi
these terms
process ow
selected act
not challen
make decis
(expert) and
leaves room
Therefore, o
actually bei
On the basi
account for
matters at t
is inevitably
be to negot
may be tac
sets of avai
aspects, suc
• Ow
• Atti
• Aim
• Wh
• Wh
• Wh
016
for various i
on, knowledg
ocess where
ce or educate
is of our find
s. It often fa
wners. RRI is
tors into the
ge their bas
ions. We ca
d other kind
m for various
our tentativ
ing organized
s of our ana
r the concept
the first insta
y connected
tiate on deci
kled through
lable option
ch as:
wnership of th
itude toward
m of process:
o takes part
ose voice sh
at is the invi
interpretatio
ge creation
chosen acto
e them.
dings the RR
ails to reflect
likely to be
e process to
sic underlyin
n also state
s of knowing
s (even contr
ve answer to
d in a way th
lysis we iden
tualisation o
ance, but it i
to value cho
isions to be
h different w
s, we consid
he process: I
ds policy‐ma
building con
? Participatio
hould be hea
itation for? C
ons. They can
and validatio
ors are invite
RI discourse
t on it politic
a process th
discuss value
g assumptio
e that RRI ha
g. The norma
radicting) int
o the forth q
hat challenge
ntified shortc
of CORRI. It b
s the way of
oices and pow
taken, which
ways, and mo
er it crucial t
nitiate a new
king: sugges
nsensus or m
on through i
rd? Directly
Contribute o
D1.1
n depict a pr
on are co‐cr
ed to a pre‐g
overlooks th
cal nature, t
hat is initiate
es and contr
ons). Stakeho
as not fully
ative founda
erpretations
question is t
es present (u
comings in t
became clear
f how the co
wer conflicts
h will frame
ore than one
to make this
w process or
t or enforce?
making confli
nvitations o
or through a
r make decis
rocess that is
eated in a tr
given space w
he political c
the assumpt
ed by researc
ribute with t
olders are in
overcome th
ations of RRI
s.
that a proce
unsustainable
he current R
r that it is no
ncept is tran
s, and theref
the CORRI a
e valid solut
s explicit in C
support an e
?
cts visible?
r claims?
advocates?
sions?
s organized i
rans‐disciplin
where resear
content of th
ions and val
chers and po
heir knowled
nvited to dis
he traditiona
are not clea
ess can easil
e) structures
RRI practices,
ot the definit
nslated into p
fore the core
activity. Sinc
ion may exis
CORRI proces
existing bott
Page
n a way, wh
nary effort.
rchers and te
he process o
lue commitm
olicy makers
dge (to the p
scuss but no
al hierarchy
ar‐cut either
ly be called
s.
, which we w
tion of RRI o
practice. Thi
e of practicin
ce any societ
st, which im
sses by refle
tom‐up proc
67 of 100
ere problem
But can also
echnologists
or is naïve in
ments of the
s, who invite
point it does
t to actually
of scientific
which again
RRI without
will take into
r CORRI that
s translation
ng CORRI will
tal challenge
ply different
ecting on key
ess?
m
o
s
n
e
e
s
y
c
n
t
o
t
n
l
e
t
y
October 20
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9 Andereck, K. L
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Mahlouji, H. ‐
K.
9 Owen, R. et al.
0 Owen, R. ‐ Gol
0 Selin, C. ‐ Bora
1 Grunwald, A.
1 Stahl, B. C.
2 Armstrong, M.
s project has rec
Title
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Anaraki, N. Corp
Resp
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Resp
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Tow
finan
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challenge of respo
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Full list of t
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m businesses
Responsibility
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technology: A
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Journal
and
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Journal of Su
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Research Pa
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Environment
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Risk Analysis
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Journal of Na
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m 17 (4), pp.
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onsible research
ics and biobank
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tegic and ethi
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n emerging frame
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egulation and res
innovation p
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dvisory Bodies
sible Research an
h and innovation
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and innovation
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ical foundations
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ework
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w the high probabi
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presuppose des
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in the Emerg
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n: From science
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obal health throu
n diversity and
s for responsi
The role of priv
le innovation
D1.1 APPENDIX
ility
ted
on
Technology
Managemen
sign
me
Technology
ging
Nanoethics
in
Science and
ugh
Systems and
the European
Genetics
ible
Research Po
acy
Science and
Research Po
X
Analysis and Stra
nt
in Society
Public Policy
d Synthetic Biolog
Journal of H
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34 (3), pp.
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4 Davis, M. ‐ Laa
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4 Halme, M. ‐ Ko
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inno
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m an ethnographic
k who's talking: re
ogue and the voic
otiation processes
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earch in Science a
ponsible researc
rmation assymm
ofood' developm
ching to Green:
ovation
bracing variety: in
liamentary) techn
hermeneutic s
ovation
ponsible Innovatio
Small and Medi
pective
product developm
ation in the finan
c case stud
esponsible innova
ce of the other in
s
or ‘Responsib
parison of Two C
nd Engineering
ch and innovat
metries hindering
ent
The Timing of S
ntroducing in inc
nology assessmen
side of respons
on Toward Susta
ium‐Sized Enterp
ment and perceptio
ncial sector: insig
ation, the paradox
communication a
ble Research a
Criteria for Fund
tion in miniatu
g a more inclus
Socially Responsi
clusive modelling
nt
sible research a
inable Developm
prises: a Resou
D1.1 APPENDIX
ons
ghts
Journal of Re
x of
and
Journal of Re
and
ding
Science and
ure:
sive
Science and
ible Journal o
Managemen
g of
Journal of Re
and
Journal of Re
ent
rce Business
Environment
X
esponsible Innova
esponsible Innova
Engineering Ethic
Public Policy
of Economics
nt Strategy
esponsible Innova
esponsible Innova
Strategy and
t
ation 1 (1), pp. 9
ation 1 (2), pp. 1
cs 20, pp. 96
41, pp. 29
&
23 (3), pp.
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4 Stahl, B. C. et a
. Resp
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D1.1 APPENDIX
Journal of Re
an
Journal of Re
ons,
Journal of Re
n Journal of Re
rch
Life Sciences
on?
and
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Biology
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84, pp. 74
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4 Stahl, B. C. et a
4 Taebi, B. et al.
4 van Geenhuize
4 Wender, B. A.
4 Wickson, F. ‐ C
4 Wilsdon, J.
4
Zwart, H. ‐ La
L. ‐ van Rooij, A
5
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Osseweijer:
5 Brian, J. D.
al.
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Inno
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innovation: learn
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D1.1 APPENDIX
and
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ms Information
blic
Journal of Re
to Technologica
Change
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rch
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the
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ober 2016
5 de Jong, I. M. e
5 de Saille, S.
5 Deblonde, M.
5 Gardner, J. ‐ W
5
Keeler, L. W.
W.
5 Landeweerd, L
5
Li, F. ‐ Ow
Simakova, E.
5 Malsch, I.
5 Meyer, M.
et al.
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Williams, C.
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The
know
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need
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prob
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ponsible research
nas for glocal susta
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pirical ethics?
Monster and the
wledge landscap
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D1.1 APPENDIX
e of
Science and
of
Journal of Re
dge
Journal of Re
for
Clinical Ethic
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Journal of Re
ting
and
Life Sciences
the
Journal of Re
on
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pp. 5‐12
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00
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5
Petrescu, A‐M
G. ‐ Lupu, R. A
5
Schroeder, D.
M.
5
Shortall, O. K.
‐ Millar, K.
5 Stemerding, D
5
Voegtlin, C. ‐
G.
. ‐ Gorghiu,
.
Non‐
and
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emp
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biore
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Scherer, A.
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ponsibility: Gover
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funding decisions
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D1.1 APPENDIX
rch Procedia ‐
Sciences
on:
Journal of Re
on,
Energy Polic
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of
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Journal of Bu
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Social and Beha
esponsible Innova
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180, pp. 6
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pp. 1‐17
Page 81 of 1
682‐687
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140‐142
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D1.1 APPENDIX
dy documents
study
and innovation oory guarantee syst
gulation of garagepsychonaut subc
fer activities. The laboratory practi
dress Societal Chg for Strategic Res
en Engagement In
ps (website: ge.org/science‐sho‐shops/)
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on the farm: tems.
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EC CoC and ces in Italy
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hallenges in earch
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n Science
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Authors
Allison Loconto
Johan Söderbe
imone Arnaldi; AlMuratorio
Morten Velsing Nie
Atomium EuropeInstitute for ScienMedia and Democ
Living KnowledgNetwork
Christa Rust
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Year
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d Innovation (RRI)an open dialogue ynbio’s potential bssibilities for its c
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to the introductiovation (RRI) in neuean Area and to shpinning the governcement technolo
RRI Tools
aining an disseminfostering RRI
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on of Responsibleuro‐enhancementhape a normative rnance of neuro‐ogies
nation toolkit for
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D1.1 APPENDIX
ook into the futur
ideas of citizens ince)
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e (BürGEr schaffenWISS)
an Bioethics in Act
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mprovement of ds systems
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Frank Kupper, PKlaassen, Miche
ijnen, Sara VermeRemco WoertmanJacqueline Broe
Page 83 of 1
n 2015
Pim elle eulen, n and rse
2015
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ased and theoretesearch and innovnce
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ovation (RRI) s.
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The involvement population, the
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SPOCS (Simple PrBo
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Ambiact
My Brain Book
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Thomas Frenke
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Han Bing
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Page 84 of 1
en 2014
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00
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Yea
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pendix4
ar Au
15 Edler, J; Ran
14 Walhout, BDorbeck‐Ju
Randle
KuhlmannMatamoros
Lin
15 Lang, A
13 Loc
14 Söd
13 Arnaldi, A
14 Velsing
11 Jäger, JGoodsite, MO’Brien, K;
B; CloHolm, P; To
J; Be
08 R
uthors
dles, S; Gough, C
B; Kuhlmann, S; ung, B; Edler, J; es, S; Gee, S
n, S; Ordonez‐s, G; Edler, J and ndner, R
A; Griessler, E
conto, A
erberg, J
A; Muratorio, A
g Nielsen, M
; Pálsson, G; M; Pahl‐Wostl, C; Hordijk, L; Avril, oetingh, S; oonen, T; Reams, erkhout, F
Rust, C
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dicators System tamework DevelopProcess (Prelimin
D1.1 APPENDIX
documents
D3.7 A empirical progrto the Responsibi
2 – update d key concepts
sible Research andNote # 2 of 3
D4.10 rnance of RRI: syner workshops
on the farm: the ystems.
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Octo
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ober 2016
15 Zw
15 Lau
15 Kupper, FRijnen, M;
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15 Kupper, FRijnen, M;
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15 Kupper, FRijnen, M;
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15 Creek, M; Handler, KSteinhaus, Dyck, L; DeGoncalveGianna
15 García, I; SeR; Varela, JR
14 Alix, J‐P; De
15 Alix, J‐P; De
wart, H
ursen, S
F; Klaassen, P; ; Vermeulen, S; R and Broerse, J
Verdeguer, I
, P; Kupper, F; Vermeulen, S; oerse, J
F; Rijnen, M; n, S; Broerse, J
F; Klaassen, P; ; Vermeulen, S; oerse, J
F; Klaassen, P; ; Vermeulen, S; R; and Broerse, J
Marschalek, I; K; Smallman, M; N; Alix, J‐P; Van e Harambure, A; s, J; Debry, M; kopoulou, A
erras, D; García, R; Santamaría, G
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D1.1 APPENDIX
ort WP3
045 e future
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13 Atomi
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D1.1 APPENDIX
first year of the p
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EISRI II http://2013.eisri‐summit.eu/wp‐nt/uploads/2014/eport‐eisri.pdf
EISRI II //www.eismd.eu/nt/uploads/2015/t‐SpICES‐HAVE‐YO‐ABOUT‐SCIENCE.
esponsible‐Industr://www.responsibtry.eu/disseminat
eliverables
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D1.1 APPENDIX
2. cal pe
of Responsible Inn
guidance and gov
report
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D‐
Octo
App
No.
ober 2016
pendix5
Case study
Linking responsi
innovation on th
of participato
systems.
The responsi
regulation of ga
DIY drug
psychonaut subc
Anchoring know
activities. The
normative anc
laboratory practi
Horizontal Fores
Societal Challe
Priority‐setting
Research
Special Initiativ
Engagement In S
Science Sho
http://www.livin
/science‐shops/a
ble research and
he farm: the case
ory guarantee
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arage innovation:
innovation in
culture
wledge transfer
EC CoC and
hor points in
ices in Italy
sight to Address
enges in Danish
for Strategic
ve for Citizen
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ops (website:
ngknowledge.org
about‐science‐
Thematic field
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Sustainable
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practices
Recreational
psychedelic drug
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Nanotoxicology
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Role of medi
public engagem
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List of t
Location
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worldwide
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in
ch
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f civil EU and
locations;
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the reviewed case
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s and
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aly, Spain)
d non‐EU
ers in
D1.1 APPENDIX
e studies
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Case study
shops/)
Peg – A comm
system for t
Winnipeg
Roskilde 2045.
future
VOICES (Views,
ideas of citizen
science)
PULSE exhibitio
project
Citizens creat
(BürGEr scha
GEWISS)
EuroBioAct, Eur
in Action
Knowledge for
voor Klimaat)
Collaborative
munity indicators
he people of
A look into the
, opinions and
s in Europe on
n and research
te knowledge
affen WISSen,
ropean Bioethics
Climate (Kennis
solutions for
Thematic field
s
f
Wellbeing indica
Neuro‐enhance
Climate ac
environment,
resource effic
and raw materia
Health, demogr
change
wellbeing
Science with an
society
s Ethics; health
s Climate change
r Fishery systems
Location
Germany
ators Winnipeg,
ment Denmark
ction,
iency
als
Europe
aphic
and
Denmark
nd for Germany
Hungary
Netherland
Portugal
Eng
Canada
ds
D1.1 APPENDIX
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Case study
improvement
fisheries systems
Marlisco (Mar
European Sea
Awareness
Responsibility)
InnovAcciones 36
Challenge‐driven
(CDI)
Mistra Urban Fut
Ambiact
My Brain Book
ICT‐tool for
innovation team
The involvem
marginalised
population, the S
Southern Africa,
of data‐limited
s
rine Litter in
as ‐ Social
and Co‐
60°
n innovation
tures
multidisciplinary
s
ment of a
indigenous
San population of
in health‐related
Thematic field
‐
Climate ac
environment,
resource effic
and raw materia
Food packaging
Research fundin
sustainable u
development
smart meter
social alarm syst
Dementia pat
care
y food and an
feed
s
f
access to ge
resources
Location
ction,
iency
als
Portugal
Spain
ng Sweden
urban Sweden
for
tems
Germany
tients UK
nimal the Nether
enetic Namibia,
and South
Eng
rlands
Botswana
Africa
D1.1 APPENDIX
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ober 2016
Case study
innovations.
Food Security: s
technology to
production
SPOCS (Simple P
For Cross‐‐‐Borde
ImmigrationPolic
evant; o somewh
sarmap’s satellite
monitor crop’s
rocedures Online
er Services)
cy2.0
hat relevant; ‐ not
Thematic field
s
Use of sat
technology
monitor crop yie
Internet portals
immigration
explicitly address
Location
tellite
to
elds
Asia
EU
EU
sed
Eng
D1.1 APPENDIX
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App
Pr
Res‐
ober 2016
pendix6
oject Ca
‐Agora
Linkingres
innovfarm:par
guaran
The resand rgarageDIY dru
in psu
ase study
g responsible earch and vation on the : the case of rticipatory ntee systems.
h
ponsiblisation egulation of e innovation: ug innovation psychonaut ubculture
Secondary
What was the
Better underconditions underRRI mechanism
sustainable practin extremel
circums
Different framesanalyse in
Hybrid actors: muhorizontal and ve
Responsibilizationhighly irresponsiestablished knosimilar to patien
2 ways of acticultural acceptanresponsibilizatiinvolved by p
analysis of the ca
e added value?
rstanding the r which a de factom for governing tices is developedy contextual stances.
s are identified tonnovators.
ultiple identities inrtical frameworks
n in a field seen aible by contestingwledge channels nt group activism.
on: raising the nce of risk and theon of the actors eer education.
ase studies invest
What did the
o
d
n s.
PGS becammechanism
N
Promotparticipation
ac
Yet as PGS aflexible, they as flexibility aseen as confl
s g
e
The actodeveloped a s
ide
The psychonaself‐regulacustomer
dedicated wetheir own sasubstances—
grey le
D1.1 APPENDIX
tigated by other R
e case change?
me a control driven by the GOs
tion of the of a plurality of
ctors.
re meant to be trigger conflicts and learning are icts of interests.
ors involved strong collective entity.
aut subculture is ating through r reviews on ebsites, employ fety testing for —currently in a egal zone.
X
RRI projects
What was motivation beh
specific effo
Substantive: ima situation (acthe organic masmall and me
producers
Normativempowerment organic produ
Instrumental: glegitimacy for tof commercial
Substantive: knosharing and knoco‐creation (producers, mfacilities; coll
efforts for settinetwork
Instrumental: inacceptance of d
drugs and institutionalizathe drug cou
culture; avoid dby major l
the hind the orts?
Howcon
‘(re)p
mproving cess to arket for edium s);
ve: or small ucers;
gaining his type practice
Somenetwconfoo
politPGS cformrepr
owledge owledge users, edical ective ing up a k.
ncreasing designer the ation of unter‐etection aw
Attemthe li
(evresirresalsopowe
drr
Page 93 of 1
w does the case ntribute to a politicization’ of
R&I?
e actors join the works not just to nsume organic od but also to tically promote certificates as a of commercial putation and ecognition.
mpts to re‐draw nes of morality ven between sponsible and sponsible) and o challenge the er relations for rug laws and egulations.
00
Octoober 2016
AnchoritransfThe normpoints pract
Horizonto AddChallenPrioritStrate
ing knowledge fer activities. EC CoC and ative anchor in laboratory tices in Italy
ntal Foresight dress Societal nges in Danish ty‐setting for egic Research
Illustrates how Rarrangements a
local responsibili
How competitivecontested an
Investigation of retechnical elementhe transformati
arrange
Exploring societstrategic rese
engagement of research priorityconnection betw
policy‐
A mix of methodMinsitry decided model with 3 ste
scan of internachallenges; cominto themes; w
experts the Ministhemes do
RRI governmentalare translated in ization processes.
e frames of RRI arend negotiated.
egional, social andnts that influenceon of governanceements.
tal challenges in earch through: societal actors in y setting and the
ween foresight andmaking.
ds were used. Theto build their oweps: OECD horizonational societal mpile suggestions with inputs from stry narrowed theown to 21.
.
e
d e e
For soft regulneed to b
effe
Public funds private co
The shared research
stimulate cbetween arotherwise
Trainresponsibiliza
collaboratinst
d
e n n
e
The inclusionmuch wider,systematic t
act
It created interactions byet some viebecome partIt closed dowwhich did n
main pe
D1.1 APPENDIX
lations the rules e clear to be ective.
increase public‐ollaboration.
affiliation to a cluster can collaboration eas of interest not involved.
nings on ation can favour ion within an titute.
n of actors was , thorough and than for similar tions.
constructive between actors, ewpoints never of the process.
wn perspectives not match the erspective.
X
enforcement ag
Normative: sustainability
consumer protare translate
knowledge tractivities
Instrumental: crbetter foundatgoverning str
research
gencies.
how y and tection ed in ansfer s.
Thedincpe
respoRRI
somelonge
reating a tion for ategic h.
Limivb
Addreof inteviewintebetwimpmakwid
Page 94 of 1
ere is a moral imension in cluding more eople in the onsibilization of I governance: e expertise is no er marginalized.
ited impact on values and behaviours. essing challenge egrating various ws, valuses, and erest (tension ween achieving pact on policy king and being ely inclusive).
00
Octo
EIS
RE
N
ober 2016
SRI II
SpeciaCitizen
In
Scie(w
http://wwledgeshops/a
s
SCUE
Peg – Aindicato
theW
ERRI Roskildeinto
l Initiative for n Engagement n Science
s
ence Shops website: www.livingknoe.org/science‐about‐science‐shops/)
A community ors system for people of
Winnipeg
e 2045. A look the future
Experimentingunderstand m
concerns for citizscience. ExploringICT technologie
participator
Scientific projeacademia on subinterest, usually finternational neshops provides
horizontal c
Understand the of the First Natio
to devise their
Explore a bottomdesign) for explathe area of humaIncluded ethics
g a new way to edia needs and en engagement ing new media toolses create a more ry approach?
ects run by the bjects on societal free of charge. Thetwork of science s a platform for cooperation.
well‐being statusn; empower themr own solutions.
m up a strategy (coaining RRI within an enhancement.and concerns for
n s:
Policy makeinto considerperspective. more effortcitizens in
research agshould p
e
Establisheprojects
cooperationscience sho
s m
Uniting indivsame ex
o‐
.
Drawing werengaging
discussions.was very po
D1.1 APPENDIX
ers do not take ation the public EC needs to put into engaging n developing gendas. Media play a role.
s partners in s and work n, establishing ps as a brand.
viduals with the xperiences.
re very good at g people in Virtual reality opular; overall
X
Substantive: fiway for researpolicy‐makers
public to eng
Substantive: csocially robknowledg
Substantive: imthe well‐beindicators opopulatio
Substantive: deva concept
responsible henhancem
nding a rchers, and the gage.
The onot copolitbut
that mso
devevaluealso acon
cpart
that thnot
reating bust ge
Changkp
mprove eing of a on
The ethe
commiden
probl
veloping for human ent
Monetwsoci
Page 95 of 1
verall effect did ontribute to the icization of RRI had elements
might have done o: connecting scientific
elopments and es. Politics were analysed but not sidered in the onclusions: ticipant replies he politicians do t listen to the public.
ges in traditional knowledge production
empowering of e First Nation munity to better ntify their own ems and devise solutions.
ovements and works to stir up al and cultural change;
00
Octo
RRI
ober 2016
Tools
VOICopinioncitizens
s
PULSE eresea
Citizknowleschaf
G
EuEuropea
CES (Views, ns and ideas of s in Europe on science)
exhibition and arch project
zens create edge (BürGEr ffen WISSen, GEWISS)
roBioAct, an Bioethics in Action
the fu
Identify societal research prioritie
innov
Creation of innovto encourage h
Developing citizenetwork build
activities and neeactivities, acqu
Developing bioeaccumulation oknowledge’; pr
between stakehostandards to becof mutual moncommunities a
uture.
needs for settinges for urban wastevation.
vative exhibitionshealthy lifestyles
n science throughding, analysing eds, promotion ofuiring resources.
ethics standards; of ‘orientational romote dialogue olders; bioethicalcome instrumentsitoring between and politicians.
surveillance wnot de
g e
Some of the iby EC to dresearch
s It highlightchang
methodoorganizat
h
f
Developmenfor citize
Germany antoolbox for
building coopdistrust an
acceptance oas addition
sci
s
Promotedinstitutionausing ethic
practices; proof how RRI help establisbetween aca
authoritienvironmenbenefit loca
D1.1 APPENDIX
was regarded as esirable.
deas were used draft calls for proposals.
ed a need for es at the ological and tional level.
nt of a strategy n science in d of a resource practitioners;
peration reduces nd increases f citizen science to traditional ence.
d public and al engagement cally accepted ovided examples standards can sh partnerships demia and local es; develop tal awareness; l communities
X
Instrumental: inawareness abo
Substantive: cremore socially r
knowledg
Substantive: imhealthy lifest
Instrumental: inacceptance for
science;
Substantive: focitizen scie
Substantive: devbioethical stan
ncreasing out RRI.
Recitiinno
eation of relevant ge
Citizediredec
mproving tyles.
In tprojchan
beliefhea
ncreasing r citizen ;
ostering nce
(Unclsciebel
tradi
veloping ndards
Ininccon
humaanimthe
m
Page 96 of 1
eflections on izens roles as ovators of the future
en opinions can ectly influence cision‐making
he future, the ject aspires to nge policy and f systems about lthy lifestyles.
?
ear how citizen ence would go eyond doing egwork for tional research activities)
its focus on creasing local nsciousness of an relationships, mals, plants and environment, values are mentioned.
00
Octoober 2016
KnoClimate
K
Colsol
imprdata‐lim
s
MarliLitter
SeaAwareResp
InnovA
wledge for e (Kennis voor Klimaat)
laborative utions for ovement of mited fisheries systems
I
sco (Marine in European as ‐ Social eness and Co‐ponsibility)
Acciones 360°
Developing knowthat long‐term
decisions consideUsing integrated
participativ
Improve understaproblems in the
and negotiatMethodology: scinteraction set
Raise public awaproduction;
responsibility;sustainable co
facilitate grounactions; mutual
learning
Fostering innovcircular flow of this were emp
networking publrange of st
wledge that assurem implications er climate changemulti‐stakeholdeve approach.
anding of the maifisheries systemsting solutions. cope and rules of by participants.
areness to waste promote co‐; define a more ollective vision; ds for concerted mobilization and g process
vation through a information. For ployed: several ic meetings; wideakeholders.
through
es
e. r
Establisheknowledge fparticipatedtransfer; theexported to
n s
Project pldecision‐mak
of the grocollective
solu
The creaPortugueseAssociation;
interactdocumentarmaterial. Hig
potentiaresponsibil
change bindividu
stre
e
Reflection wagroups (reseaand the induunderstandideas forinnovatio
different formencourage
D1.1 APPENDIX
h tourism.
ed a climate facility, actively d in knowledge e approach was other regions.
aced critical ing in the hands oup creating ely accepted utions
ation of the e Marine Litter best practices, tive game, ry, educational ghlighted RRI´s l of sharing ities for social building on als’ unique engths.
as best in mixed archers, citizens stry); increased ding and new r packaging ons; utilizing ms of media can and maintain
X
Substantive: dmore relevknowledg
Substantive: cremore robust kn
Instrumental: inacceptance
solution
Instrumental: iawarenes
Substantive: co‐of more robus
knowledg
Normative:responsibi
Substantive: stimsocially releinnovatio
develop vant ge
undeach
eation of owledge
ncreased e for s
Inclformin de
(pg
ncrease ss;
‐creation t social ge;
: co‐lity
mulating evant on.
It eprre
relatioreseaand
Page 97 of 1
Increased derstanding of h other’s values
uding various s of knowledge ecision making
participatory overnance)
?
established a recedent for ethinking the onship between archers, citizens the industry ‐
00
Octo
Respe‐In
ober 2016
Challeinnov
Mistra U
ponsibldustry
A
enge‐driven vation (CDI)
Urban Futures
c
Ambiact
Addressing socthrough the creafocused on speciproblem‐orienteapproach; creamodel for shoroutcomes; inclustrong interest in
use of th
Co‐creation and key methodolosustainable urb
issues. The collaborative projthe project (onepractitioner).
inclusive: puts asocial inclusion,academic and
actors. Promotesresults through s
scientific
5 principles of RRalthough societal
not pursued begin
cietal challenges ation of consortiafic challenges in aed, transnational ate impact logic rt and long‐term de partners with n the research andhe results.
co‐production asogies to address an development project uses jects: 2 leaders foe researcher, one Process is very ccent on gender, , a wide range of non‐academic s dissemination ofscientific and non‐channels.
RI were addressedl engagement wasfrom the very nning.
their inv
a
d
RRI is not jusof the sociealso in the i
indiv
s
or
f ‐
The model wto be introd
experiences aThe importanand allocatiotime are undthe involvedessential for
d, s
Early engagcosts (by
acceptabilitylinked to the
having andecisions; sciincreases accan effective
D1.1 APPENDIX
volvement.
t in the interest ty at large but nterest of the viduals
would need time duced but the are transferable. nce of patience on of sufficient derlined. All of partners were the outcomes.
gement saves y enhancing y); participation e possibility of n impact on ence education ceptability, also marketing tool.
X
Substantivincorporatingresearch proc
Substantive: prsocially rele
knowledge thcooperatio
Normativparticipatory, in
governan
Substantivdevelopment ofsustainable pr
Instrumentalsaving thro
increased accepeffective marke
ve: g RRI in cesses.
oducing evant hrough on.
ve: nclusive ce
Consust
develocreat
ve: f socially roduct
l: cost ough ptability; ting tool
Page 98 of 1
?
nceptualising tainable urban opment as a co‐tive enterprise
?
00
Octo
ProG
ober 2016
My
ICTmultiinnov
GReSS
The invmaind
populapop
Southheainn
Foosarmatechmon
Brain Book
T‐tool for idisciplinary vation teams
volvement of a rginalised digenous ation, the San pulation of ern Africa, in lth‐related novations.
d Security: ap’s satellite hnology to nitor crop’s
Dementia patie(and of their f
development of aplanning tool
included: paralleevent, focus groin design works
the pro
Collaborative, intintegrated inn
quantitative anddemonstrating e
responsible intechnical, econaspects. The
‘internalizing’ RR
The case outlinethe San populatitheir own gen
informs industry innovation’ istraditional
Developing a monitors natural
environment:partnership conso
ent involvement families) in the a computer‐basedl. Engagement el priority setting ups, involvementhops and testing ototype
terdisciplinary andnovation. Both d qualitative data enhanced socially nnovation with nomic and social process helps RI for researchers.
s the demands ofion for the use of etic resources; what ‘responsibles in relation to knowledge.
software that resources and th public‐private ortium. Aims: ma
d
t
Involvementdementia haway ICT specand directlyfinal produchad a partic
gender a
d
.
Researchersincrease
awareness more respon
consid
f f
e
The San tocontrol overesources anin genetic rdevised a
involving the of resea
engagement,adoption, asdiffusion ofinvolved in
innovati
e
p
Improving scrop cult
assisting sma
D1.1 APPENDIX
of people with as changed the ialists see them y impacted the cts. The project cular focus on and ethics.
demonstrated d reflective making them
nsive to societal derations
ook collective r their genetic nd participation esearch. They protocol for San in this kind rch: active involvement in ssimilation and f innovations, the impact of on as well.
security of the ivation plus all‐holder farms
X
Substantive: reknowledg
Substantive: inthe RRI‐ness of
Substantive: imSan´s involvemthe use of thegenetic reso
Normativempowermemarginalised
Substantive: prosolution to insecurity of
productio
elevant ge
creases projects
Anticrespsoci
mproving ment in eir own urces
ve: ent of group
A chrelabereup
oviding a the f rice on
Page 99 of 1
?
cipation of and ponsiveness to ietal concerns
ange in power ations, ethical ehaviours in esearch and holding local values.
?
00
Octo
GR
ober 2016
pr
REAT
SPOProceFor Cr
S
Immigr
oduction e
OCS (Simple dures Online ross‐‐‐Border Services)
o
ationPolicy2.0 A
and monitor ricestimate rice yieldproduce an insurfarmers. In additieducating partic
interpret an
Removing legal abarriers to tradsector in the
conducted pilot aface, paper ba
operations acrossstandard modelements of th
model. Establishewith external
Aim: develop ICT‐the collaborative
immigrationconstruction m
processes with thall the stakeho
seminars: towargovernance appinto redesigning
platform. Team mreflectiv
ce‐growing area; ds; forecast yieldsrance product foron: informing andcipants to access, nd use data.
and administrativede in the service EU. Methods: activities; face‐to‐ased and online s the EU. Using thdel with a few he consultation ed 5 formal group stakeholders.
‐based services foe development ofn policies. Co‐model: reshaping he participation oolders. Training rds a participativeproach, to be fed g the information members include ave phase.
s; r d
e
‐
e
ps
Tensioncontradic
regu
or f
f
a
The reflectiverealized bu
noted by the ethical shortproject: focu
imm
D1.1 APPENDIX
s between ctory ethical ulations
e phase was not ut its lack was consortium. An tcoming pf the us only on legal igrants.
X
Substantive: imthe regulatory s
Substantive: imimmigration se
Normative: aimparticipatogovernan
mproving situation
A msituainto tthe that tfromand wepro
respom
mproving ervices
ming at ory ce
Pgod
immi
Page 100 of
macropolitical ation was built the program by requirements the regulations
m supranational national ones ere met. The oject itself is a onse to a tense acropolitical situation.
articipatory overnance of developing gration policies
100