~· 'Forro 990-PF

Department of !lie Treasury Internal Revenue Servoce

Return of Private Foundation or Section 4947(a)(1) Nonexempt Charitable Trust

Treated as a Private Foundation Note: The foundation ma be able to use a co of this return to sat,s

For calendar year 2007, or tax year b egmmng ' 2007 , an

G Check all that aooly I I lnitlal return I I Final return I I Amended return I Name of foundation

Use the IRS label. DAVID H. KOCH CHARITABLE FOUNDATION

OMB No 154S-0052

~@07 d" en mg

I Address change I I Name change

A Employer Identification number

48-0926946 Otherwise, Number and street (or PO box number 1f ma1l 1s not delivered to street address) Room/suite B Telephone number(see page 10 of the mstructJons)

print or type.

4111 37TH (316) 828-5552 See Specific E. ST. N. City or town, state, and ZIP code c If exempbon applicabon IS :tj Instructions. pending. check here ......

D 1 Foreign organizations, check here

WICHITA. KS 67220-3203 2. Foreign organizations meebng the

H Check type of organization: ULJ Section 501(cAexempt pnvate foundation 85% test, check here and attach ~o n Section 4947(al11l nonexemot chantable trust Other taxable onvate foundation computat•m ........

E If prrvate foundation status was terminated I Fair market value of all assets at end J Accounting method LJ Cash LxJ Accrual under secbon 507(bX1XA), check here • ~o

of year (from Part II, col (c), /me D Other (specify) ------------------ F If the foundat•m IS In a 60-month term1nabon n 16) ~ $ 3.884,475. (Part I, column (d) must be on cash basis) under sectKln 507{bX1XB). check here , ~

•~1·••Analysis of Revenue and Expenses (The (a) Revenue and

(d) Disbursements total of amounts m columns (b), (c), and (d) (b) Net investment (c) AdJusted net for chantable may not necessar,ly equal the amounts m expenses per income income purposes column (a) (see page 11 of the mstruct,ons)) books (cash basis onlv)

1 Contnbubo~, grants, etc. received (attach schedule) . NONE

2 Ch k ~ 11 the foundation 1s not required to

ec attach Sch B 3 Interest on savings and temporary cash investments

4 D1v1dends and interest from securities 193 958. 193 958. STMT 1

5a Gross rents • • . . • • • • • • • • • • • •

b Net rental income or (loss)

Ill 6a Net gain or (loss) from sale of assets not on line 10 - - - -::, b Gross sales pnce for all tU::v =ivc:u c Ill assets on line 6a > 7 Capital gain net income (from Part IV, hne 2) Q Ill a:: M

UAV > 1 ?nna 0 8 Net short-term capital gain ..... ("} '"' I .I. L""" en 9 Income modifications ..

10 a Gross sales less returns I ~ and allowances · · · · · - -- -- . . ·-

b Less Cost of goods sold . I UljU =1 .... , UI c Gross profit or (loss) (attach schedule)

11 Other income (attach schedule) ... 12 Total. Add lines 1 throuah 11 .... 193 958. 193 958.

13 Compensation of officers. directors. trustees, etc 1 860. 1. 860.

14 Other employee salanes and wages en 15 Pension plans, employee benefits Ill .... en c 16 a Legal fees (attach schedule) . . ...•. Ill Cl. b Accounting fees (attach schedule) S,TJ"IT. ~ 4 315. NONE NONE 4.315. )(

w c Other professional fees (attach schefillltij' • 3 1.260. 1. 260. Ill

> ;::. 17 Interest •••••••.•••••••••. I'll ...

18 Taxes (attach schedule) (see page 14 of the instruct•ms)* -i. 3,879. -en c 19 Deprec1at1on (attach schedule) and depletion E "C 20 Occupancy •..••.•.... c:(

21 Travel, conferences, and meetings "C c 22 Pnnt1ng and publications I'll .... g> 23 Other expenses (attach schedule) S.TM'l'. 5 2 671. 2, 671.

:g ~ 24 Total operating and administrative expenses. Ill

Add lines 13 through 23 13 985. NONE NONE 10 106. Cl. .......... 0

25 Contnbutions, gifts, grants paid ....... 26 Total exoenses and disbursements Add lines 24 and 25 13 985. NONE NONE 10 106.

27 Subtract line 26 from line 12

a Excess of revenue over expenses and disbursements • • 179.973.

b Net investment income (1f negative, enter -0-) 193.958.

c Ad1usted net income (1f neaallve enter -0-). . -0-

For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions. JSA 7E1410 3 000

**STMT 4 Form 990-PF (2007) g;--14352G K932 05/13/2008 15:26:32 V07-6.2 85652

Form 990-PF (20071 48-0926946 Pa!'.)e 2

li!!IIII Balance Sheets Attached schedules and amounts 1n the Begmmng of year End of year descr1~1on column should be for end-<>f-year

(a) Book Value (b) Book Value (c) Fair Market Value amounts only (See 1nstrucbons )

1 Cash - non-mterest-beanng • 3,003,843. 4 483. 4,483. 2 Savings and temporary cash investments 699 978. 3,879.936. 3 879 936. 3 Accounts receivable ~ ------------------------

Less allowance for doubtful accounts ~ -------------4 Pledges receivable ~ ------------------------

Less allowance for doubtful accounts ~ -------------5 Grants receivable

6 Receivables due from officers, directors, trustees, and other

disqualified persons (attach schedule) (see page 16 of the 1nstruct1ons)

7 Other notes and loans receivable (attach schedule) ~ -----Less. allowance for doubtful accounts ~ -------------

J!l 8 Inventories for sale or use CII 9 Prepaid expenses and deferred charges • ;;rl':;1~ . 6. 840 . 56. 56. Ill Ill

10 a ct Investments - U S and state government obl1gabons (attach schedule)

b Investments - corporate stock (attach schedule)

c Investments - corporate bonds (attach schedule) • 11 Investments - land, bu1ld1ngs, ~ and equipment basis ------------------Less accumulated deprec1at1on ~ (attach schedule) -------------------12 Investments - mortgage loans

13 Investments - other (attach schedule) 14 Land, bu1ld1ngs, and

~ equipment basis Less accumulated depreciation ~ (attach schedule) --------------------

15 Other assets (descnbe ~ ____________________ )

16 Total assets (to be completed by all filers - see the

instructions Also, see page 1. item I) 3.704 661. 3.884 475. 3 884.475. 17 Accounts payable and accrued expenses 159. NONE 18 Grants payable

Ill 19 Deferred revenue CII

~ 20 Loans from officers, directors, trustees, and other d1squal1fied persons

~ 21 Mortgages and other notes payable (attach schedule)

:::i 22 Other hab11illes (descnbe ~ ___________________ )

23 Total liabilities (add lines 17 through 22) 159. NONE Foundations that follow SFAS 117, check here ~w and complete lines 24 through 26 and lines 30 and 31.

:!l 24 Unrestricted 3.704 502. 3.884.475. u c 25 Temporarily restricted ..!!! I'll 26 Permanently restricted m

"C Foundations that do not follow SFAS 117, c ~o ::II check here and complete lines 27 through 31. LL.

::, 27 Capital stock, trust principal, or current funds

J!l 28 Paid-in or caprtal surplus, or land, bldg , and equipment fund CII Ill 29 Retained earnings, accumulated income, endowment, or other funds Ill ct 30 Total net assets or fund balances (see page 17 of the -CII z instructions) 3,704,502. 3,884,475.

31 Total liabilities and net assets/fund balances (see page 17

of the 1nstruct1ons) 3 704, 661. 3,884,475. •:. F.Tiiili ... Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with

end-of-year figure reported on pnor year's return) 1 3.704.502. 2 Enter amount from Part I, line 27a 2 179,973. 3 Other increases not included in line 2 (1tem1ze) ~ 3 -------------------------------------4 Add lines 1, 2, and 3 4 3 884,475. 5 Decreases not included in line 2 (1tem1ze) ~ 5 ----------------------------------------6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column (b), line 30 6 3 884,475.

JSA Form 990-PF (2007) 7E1420 2 000

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Form 990-PF 120071 48-0926946 Page 3 ·~J •• 1.T_... Capital Gains and Losses for Tax on Investment Income

(b)How (c) Date (a) List and descnbe the kind(s) of property sold (e g , real estate, t> Date sold acquired acquired 2-story bnck warehouse; or common stock, 200 shs MLC Co ) P-Purchase (mo , day, yr) mo, day, yr)

D-Donabon

1a b

c d

e

(e) Gross sales pnce (f) Deprec1allon allowed (g) Cost or other basis (h) Gain or (loss) (or allowable) plus expense of sale ( e) plus (f) minus (g)

a b

c d

e Complete only for assets showing gain m column (h) and owned by the foundation on 12/31/69 (I) Gains (Col (h) gain minus

(i) F M V as of 12/31/69 (j) AdJusted basis (k) Excess of col (1) col (k), but not less than -0-) or as of 12/31/69 over col (J), 1f any

a b

c d

e

2 Capital gain net income or (net capital loss) { If gain, also enter m Part I, line 7 } ..... If (loss), enter -0- m Part I, hne 7 2

3 Net short-term capital gain or (loss) as defined m sections 1222(5) and (6)

If gain, also enter m Part I, hne 8, column (c) (see pages 13 and 17 of the instructions) } If (loss), enter -0- m Part I, hne 8 ___ . _____________ . _ ... __ . ____ ..... 3 •:..: •• ,_ Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income (For optlonal use by domestic pnvate foundations subJect to the section 4940(a) tax on net investment income )

If section 4940(d)(2) apphes, leave this part blank.

Was the foundation liable for the section 4942 tax on the d1stnbutable amount of any year m the base period? If "Yes," the foundation does not qualify under section 4940(e) Do not complete this part

Losses (from col (h))

D Yes[x] No

1 Enter the appropriate amount m each column for each year, see page 18 of the instructions before making any entnes (a)

(b) (c) (d) Base penod years D1stnbut1on ratio

Calendar year (or tax year beginning m) Adjusted qual1fy1ng d1stnbut1ons Net value of nonchantable-use assets (col (b) d1v1ded by col (c))

2006 4.350.615- 982 416- 4-42848548884 2005 11, 518 - 218 181- 0_05279103130 2004 8,899- 13,600. 0.65433823529 2003 16.218_ 13.229. 1.22594300401 2002 13-308. 29-555- 0-45027914059

2 Total of hne 1, column (d) .... 2 6_81183690003 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 Average d1str1butlon ratio for the 5-year base penod - d1v1de the total on hne 2 by 5, or by

the number of years the foundation has been m existence 1f less than 5 years . . . . . .... 3 1.36236738001

4 Enter the net value of nonchantable-use assets for 2007 from Part X, hne 5 4 3.737.419_ ..........

5 Multlply hne 4 by hne 3 5 5, 091, 738-. . . . . . . . . . . . . . . . . . ....................

6 Enter 1 % of net investment income (1 % of Part I, hne 27b) ................... 6 1,940_

7 Add Imes 5 and 6 7 5 093,678_ . . . . . . . . . . . . . . . . .........................

8 Enter qualifying d1str1butlons from Part XII, hne 4 . . . . . . . . . . . . . . . . . . . . . . . . . 8 10,106 • If line 8 1s equal to or greater than line 7, check the box 1n Part VI, line 1 b, and complete that part using a 1% tax rate See the Part VI instructions on page 18

JSA 7E1430 2 000 Form 990-PF (2007)

14352G K932 05/13/2008 15:26:32 V07-6.2 85652

Form990-PF (2007) 4 8-092694 6

•:.r.r.a,~• Excise Tax Based on lnvesbnent Income (Section 4940(a), 4940(b), 4940(e), or 4948 -see page 18 of the instructions)

Date of ruling letter _________ (attach copy of ruling letter if necessary - see mstruct,ons) •

1~ Exempt operating foundations described 1n secllon 4940(d)(2), check here ~ LJ and enter "NIA" on line 1 • }

b Domestic foundations that meet the section 4940(e) requirements rn Part V, check 1 3. 8 7 9 •

here ~ 0 and enter 1 % of Part I, line 27b • • • •

c All other domestic foundations enter 2% of line 27b Exempt foreign orgamzabons enter 4% of Part I, line 12, col (bl

2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-)

3 Add Imes 1 and 2

4

5

6

Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-)

Tax based on investment income. Subtract line 4 from line 3 If zero or less, enter -0-

Credrts/Payments

a 2007 estimated tax payments and 2006 overpayment credited to 2007 1--'6'-"a'-+-------=3'-'--'9=--=3-=5'--.'-l

b Exempt foreign organrzatrons-tax withheld at source

c Tax pard with application for extension of time to file (Form 8868)

d Backup withholding erroneously withheld

7 Total credits and payments Add Imes 6a through 6d

8 Enter any penalty for underpayment of estimated tax Check here

6b NONE 6c NONE 6d

2

3

4

5

7

8

9 Tax due. If the total of Imes 5 and 8 rs more than line 7, enter amount owed ~ 9

3.879.

NONE 3.879.

3 935.

10 Overpayment. If line 7 rs more than the total of lines 5 and 8, enter the amount overpaid ~ ,___,1~0-+---------5~6~. 11 Enter the amount of line 10 to be Credited to 2008 estimated tax ~ 5 6 • Refunded ~ 11

•=.Ti ... ,.., •• Statements Regarding Activities

1a Dunng the tax year, drd the foundation attempt to influence any national, state, or local leg1slat1on or did rt

part1c1pate or intervene rn any politlcal campaign? • • • • • •

b Drd rt spend more than $100 dunng the year (either directly or 1nd1rectly) for politrcal purposes (see page 19

of the instructions for definrllon)?

If the answer is "Yes· to 1a or 1b, attach a detailed descnption of the activities and copies of any matertals

published or d1strtbuted by the foundation m connection with the activities

c Drd the foundation file Form 1120-POL for !hrs year?

d Enter the amount (rf any) of tax on polrtrcal expenditures (section 4955) imposed dunng the year

(1) On the foundation ~ $ ----------- (2) On foundation managers ~ $ __________ _

e Enter the reimbursement (rf any) paid by the organrzatron dunng the year for polrt1cal expenditure tax imposed on

foundation managers ~ $ ___________ _

2 Has the foundation engaged rn any activ1t1es that have not previously been reported to the IRS?

If •yes,• attach a detailed descnpt1on of the acbvlf1es

3 Has the foundation made any changes, not previously reported to the IRS, rn rts governing instrument, arllcles of

rncorporahon, or bylaws, or other s1m1lar instruments? If "Yes,• attach a conformed copy of the changes

4a Drd the foundation have unrelated business gross income of $1,000 or more dunng the year?

b If ''Yes," has rt filed a tax return on Form 990-T for !hrs year? •

5 Was there a liquidation, termination, d1ssolut1on, or substantial contraction dunng the year?

If "Yes,• attach the statement reqwred by General Instruction T

6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

• By language 1n the governing instrument, or

• By state leg1slat1on that effecllvely amends the governing instrument so that no mandatory drrectrons that

conflict with the state law remain rn the governing instrument?

..

7 Did the foundation have at least $5,000 rn assets at any time during the year? If "Yes,• complete Part II, col (c), and Part XV.

Ba Enter the states to which the foundation reports or with which rt rs registered (see page 19 of the

Yes No

1a x

1b x

1c x

2 x

3 x 4a x 4b NI/A

5 x

6 x 7 x

rnstructrons) ~ KS, _______________________________________________ -----------------

b If the answer rs ''Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General

(or designate) of each state as required by Generallnstruct1on G?lf "No,• attach explanation • • • • • •

9 Is the foundation cla1mrng status as a pnvate operating foundation within the meaning of section 4942(!)(3)

or 4942(!)(5) for calendar year 2007 or the taxable year beginning ,n 2007 (see rnstructrons for Part XIV)? If

"Yes," complete Part XIV. • • . • • •

10 Drd any persons become substantial contnbutors dunng the tax year? If ''Yes," attach a schedule fisting their names and addresses

JSA

7E1440 2 000

14352G K932 05/13/2008 15:26:32 V07-6.2 85652

Sb x

9 x

10 x Form 990-PF (2007)

JSA

Form 990-PF (2007) 48-0926946 Page5 ·~ ... , .. ~ ..... -Statements Re<1ardin<1 Activities (continued) . 11a Al any llme dunng the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If ''Yes," attach schedule. (see page 20 of the instructions) . . . . . .... . ........ 11a x b If "Yes," did the foundation have a binding written contract in effect on August 17, 2006, covenng the interest,

rents, royalties, and annu1bes descnbed 1n the attachment for line 11a? . . . . . . . . . . . . . . . . . . ... 11b N/A

12 Did the foundation acquire a direct or indirect interest in any applicable insurance contract? ........ . . . 12 x 13 Did the foundation comply With the public inspection requirements for its annual returns and exemption application? 13 x

Website address ~ _____ NONE __________________________________________________________________ _

14 The books are 1ncare of ~ VONDA HOLLIMAN-------------------- Telephone no ~ _____ 316-828-5552 _____ _

Located at ~ 4111 E ._ 37TH ST._ N ._ WICHITA_1_ KS ----------------------ZIP+ 4 ~ 67220-3203 -----r--r 15 Section 4947(a)(1) nonexempt chantable trusts filing Form 990-F 1n lieu of Form 1041 - Check here •••.•.•.•• NI A. •••••• ~ L_J

and enter the amount of tax-exempt interest received or accrued dunng the year . . . . . • • • . . • . . • • • . • ~ J 15 J

•~1.a,,111!1:• Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the ''Yes" column, unless an exception applies. 1a Dunng the year did the foundabon (either directly or indirectly)

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? 0Yes

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept rt from) a

disqualified person? . • . • • • • . . • . • • • • • • • . . . • . . • • • • • •

(3) Furnish goods, services, or fac1lrt1es to (or accept them from) a disqualified person?

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?

(5) Transfer any income or assets to a disqualified person (or make any of either available for

the benefit or use of a disqualified person)? • • . • • • • • • • . • • • . • • • • • • ••

(6) Agree to pay money or property to a government official? ( Exception. Check "No" 1f

§Yes

Yes

Yes

0Yes

the foundation agreed to make a grant to or to employ the official for a penod after D termination of government service, 1f terminating within 90 days) • • • • • • • • • • • • • . . . Yes

b If any answer 1s "Yes" to 1a(1 )-(6), did any of the acts fail to qualify under the exceptions descnbed 1n Regulations

section 53 4941 (d)-3 or in a current notice regarding disaster assistance (see page 22 of the instructions)?

Organizations relying on a current notice regarding disaster assistance check here

c Did the foundation engage in a pnor year in any of the acts described 1n 1 a, other than excepted acts, that

were not corrected before the first day of the tax year beginning 1n 2007? • . • . • . • . • . • . . • •

2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a pnvate

operating foundation defined in section 4942(1)(3) or 4942(1)(5))

a Al the end of tax year 2007, did the foundation have any und1stnbuted income (lines 6d and D 6e, Part XIII) for tax year(s) beginning before 2007? • • • • • • • • • • • • • • • • • • • • • • • • • Yes lf''Yes,"listtheyears ~ ---------- , _________ , ________ , _______ _

b Are there any years listed in 2a for which the foundation 1s not applying the prov1s1ons of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement - see page 22 of the 1nstruct1ons) • • • • • • • •

c If the prov1s1ons of section 4942(a)(2) are being applied to any of the years listed 1n 2a, list the years here

~ ---------- •--------- ·-------- ·--------3a Did the foundation hold more than a 2% direct or indirect interest in any business

enterprise at any time dunng the year? • • • • • • • • • • . ••••••••• 0Yes

b If ''Yes," did 11 have excess business holdings 1n 2007 as a result of (1) any purchase by the foundation or

disqualified persons after May 26, 1969, (2) the lapse of the 5-year penod (or longer penod approved by the

Comm1ss1oner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest, or (3) the lapse

Q No

~

No

No

No

G]No

GJNo

GJNo

[i]No

of the 10-, 15-, or 20-year first phase holding penod? (Use Schedule C, Form 4720, to determine d the

foundation had excess business holdings m 2007) • • • • • • • • • • • • • . • . • • • • . . • . . • • . . • • . .

4a Did the foundation invest dunng the year any amount in a manner that would Jeopardize its charitable purposes? . . .

b Did the foundation make any investment 1n a prior year (but after December 31, 1969) that could Jeopardize its charitable purpose that had not been removed from Jeopardy before the first day of the tax year beginning 1n 2007? • • • . . . .

Yes No

1b N/A

1c x

2b N,A

3b N/IA

4a x

4b x Form 990-PF (2007)

7E1450 2 000

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-------------------------- - --- - ----

JSA

Form 990-PF (2007) 48-0926946 •~ ,,;a,J11!!1:• Statements Regarding Activities for Which Form 4720 May Be Required (continued) .

5 a Dunng the year did the foundabon pay or incur any amount to (1) Carry on propaganda, or othel'Wlse attempt to influence leg1slat1on (section 4945(e))?

(2) Influence the outcome of any specific public election (see section 4955), or to carry on,

directly or indirectly, any voter reg1strat1on dnve? •••••••••••.•.••••

(3) Provide a grant to an ind1v1dual for travel, study, or other similar purposes?

(4) Provide a grant to an organization other than a chantable, etc , organizabon descnbed 1n

section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)

0Yes

0Yes

0Yes

0Yes

(5) Provide for any purpose other than religious, chantable, sc1ent1fic, literary, or

educational purposes, or for the prevention of cruelty to children or animals? • • • • . • • • • • D Yes

b If any answer 1s ''Yes" to 5a(1}-(5), did a~y of the transactions fail to qualify under the exceptions descnbed in

WNo

[i]No

[i}No

G]No

[x)No

Page&

Regulabons section 53 4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)? . . . f-5"'-b--+--'N"-'-f'-'JA,___ Organizations relying on a current notice regarding disaster assistance check here • • .

c If the answer 1s "Yes'" to question 5a(4), does the foundation claim exemption from the tax

because 11 maintained expenditure respons1bllrty for the grant? • • • • • • • • •••• .... -µ(I:,. 0 Yes

If "Yes,• attach the statement reqwred by Regulations section 53 494~5(d)

6a Did the foundation, dunng the year, receive any funds, directly or 1nd1rectly, to pay premiums

on a personal benefit contract? • • • • • • • • • • • . • • • • • • • • • • • • • • • • • • 0Yes

0No

[x)No

b Did the foundation, dunng the year, pay premiums, directly or 1nd1rectly, on a personal benefit contract? • . . . . . . ,_s_b ____ ~x~_ If you answered "Yes" to 6b, also file Form 8870

7 a At any time dunng the tax year, was the foundation a party to a proh1b1ted tax shelter transaction? • • D Yes Q No

b If yes, did the foundation receive any proceeds or have any net income attnbutable to the transaction? • • • • • • • • • • • • • 7b

•~a,~11• Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see page 23 of the instructions).

(a) Name and address (b) Title, and average ~) Compensation (d) Contnbutlons to (e) Expense account,

hours per week not paid, enter employee benefrt plans other allowances devoted to oos1t1on -0-l and deferred comoensabon

-------------------------------------SEE STATEMENT 7 1 860. NONE NONE

-------------------------------------

-------------------------------------

-------------------------------------

2 Compensation of five highest-paid employees (other than those included on line 1 - see page 23 of the instructions). If none, enter "NONE."

(a) Name and address of each employee paid more than $50,000

NONE--------------------------------

Total number of other employees paid over $50,000

(b) Title, and average hours per week

devoted to position (c) Compensation

(d) Contnbut1ons to employee benefit plans and deferred

compensation

(e) Expense account, other allowances

.... -~INONE Form 990-PF (2007)

7E1460 2 000

14352G K932 05/13/2008 15:26:32 V07-6.2 85652

JSA

Form 990-PF (2007) 4 8- 0 92 694 6 Page7

h#ffl(~jil Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see page 23 of the instructions)- If none, enter "NONE." (a) Name and address of each person paid more than $50,000 (b) Type of servrce (c) Compensation

NONE----------------------------------------------------

....................... -~I NONE

Ufflif!fj Summary of Direct Charitable Activities

List the foundation's four largest direct charitable actMtres dunng the tax year Include relevant stabsbcal 1nformabon such as the number of organrzabons and other benefic1anes served, conferences convened, research papers produced, etc

1_N/A-----------------------------------------------------------------------

2

3

4

•!s:i.ill• .. :• Summary of Program-Related Investments (see page 24 of the instructions) Descnbe the two largest program-related investments made by the foundatron dunng the tax year on lines 1 and 2

1_NONE----------------------------------------------------------------------

2

All other program-related investments See page 24 of the 1nstruct1ons

l_NONE _____________________________________________________________________ _

Total. Add Imes 1 through 3 ............................................... ~

Expenses

Amount

Form 990-PF (2007)

7E1465 2 000

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Form 990-PF (2007) 4 8- 0 92 694 6

1:Zfutl Minimum lnvesbnent Return (All domestic foundations must complete this part. Foreign foundations, see page 24 of the instructions.)

1 Fair market value of assets not used (or held for use) directly m carrying out chantable, etc,

purposes

2 3 4

5

a Average monthly fair market value of securities

b Average of monthly cash balances • . . • • • . . ••........• c Fair market value of all other assets (see page 25 of the instructions)

d Total (add Imes 1a, b, and c) ...............•....•• e Reduction claimed for blockage or other factors reported on Imes 1 a and

1c (attach detailed explanation) •.••.......•...•••••• l.__1_e_..__l _________ -1

Acqu1s1tJon indebtedness applicable to line 1 assets

Subtract line 2 from line 1d . . . . .. . . . . . . Cash deemed held for chantable actJv1tJes Enter 1 1/2 % of line 3 (for greater amount, see page 25

of the instructions) • . . • . • • • • . . . . . . . . • . . . . . . . . . . . • . • • . . . . . . . . . . Net value of noncharitable-use assets. Subtract line 4 from line 3 Enter here and on Part V, line 4

1a 1b

1c

1d

2

3

4 5

6 Minimum investment return. Enter 5% of line 5 . . . • . . . . . . . . . . . . • . . . . . . . . . • 6

•=-1·-··• Distributable Amount (see page 25 of the instructions) (Section 4942(1)(3) and (J)(5) private operating foundations and certain foreign organizations check here ~ D and do not complete this part )

1 Minimum investment return from Part X, line 6 j 2a. j

1

2a Tax on investment income for 2007 from Part VI, line 5 3.879. b Income tax for 2007 (This does not include the tax from Part VI ) I 2b I c Add Imes 2a and 2b 2c

3 D1stnbutable amount before adjustments Subtract line 2c from line 1 3 4 Recoveries of amounts treated as qualifying d1str1butJons 4 5 Add lines 3 and 4 5 6 Deduction from d1stnbutable amount (see page 25 of the instructions) 6 7 Distributable amount as adjusted. Subtract line 6 from line 5 Enter here and on Part XIII,

line 1 7

1:Zfui31i Qualifying Distributions(see page 26 of the instructions)

1 Amounts paid (mcludmg administrative expenses) to accomplish charitable, etc , purposes

a Expenses, contr1butJons, gifts, etc. - total from Part I, column (d), line 26 1a .......... b Program-related investments - total from Part IX-8 1b ......................

2 Amounts paid to acquire assets used (or held for use) directly m carrying out charitable, etc,

purposes 2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ...... 3 Amounts set aside for specific charitable projects that satisfy the

a Su1tab11ity test (prior IRS approval required) 3a . . . . . . . . . . . .............. b Cash d1str1butJon test (attach the required schedule) 3b . . . . . . ..............

4 Qualifying distributions. Add Imes 1a through 3b Enter here and on Part V, line 8, and Part XIII, line 4 4

5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income

Page8

3.794,334.

NONE 3.794.334.

NONE 3.794.334 .

56.915. 3,737,419.

186.871.

186,871.

3.879.

182,992.

182.992.

182.992.

10 106.

NONE

NONE

NONE NONE

10 106.

Enter 1 % of Part I, line 27b (see page 26 of the instructions) 5 NIA 6 Adjusted qualifying distributions. Subtract line 5 from line 4 6

Note: The amount on /me 6 will be used m Part V, column (b}, m subsequent years when calculating whether the foundation qualifies for the section 4940(e) reduction of tax m those years

10 106.

Form 990-PF (2007)

JSA

7E1470 2 000

14352G K932 05/13/2008 15:26:32 V07-6.2 85652

Form 990-PF (2007) 48-0926946 Page9

l:.f:Ti•.••1• Undistributed Income (see page 26 of the instructions) (a) (b) (c) (d)

1 Distributable amount for 2007 from Part XI, Corpus Years prior to 2006 2006 2007

line 7 ..................... 182.992. 2 Und1str1buted income, rf any, as of the end of 2006

a Enter amount for 2006 only .......... b Total for prior years

3 Excess d1stribut1ons carryover, 1f any, to 2007

a From 2002 11.840. b From 2003 15 560. c From 2004 8.221. d From 2005 637. e From 2006 4,302,453. f Total of lines 3a through e . . . ........ 4.338.711.

4 Qualifying d1stribut1ons for 2007 from Part XII,

line 4 .... $ 10 106. a Applied to 2006, but not more than line 2a ... b Applied to undistributed income of pnor years (Election

required - see page 27 of the instructions) ...... c Treated as d1stribut1ons out of corpus (Election

required - see page 27 of the instructions) •

d Applied to 2007 distributable amount .. 10,106. e Remaining amount distributed out of corpus

5 Excess d1stribut1ons carryover applied to 2007 172,886. 172,886. (If an amount appears m column (d), the same amount must be shown m column (a))

6 Enter the net total of each column as indicated below:

a Corpus Add lines 3f, 4c, and 4e Subtract line 5 4,165 825.

b Pnor years' und1stnbuted income Subtract line 4b from line 2b . . . . . . . . . .....

c Enter the amount of pnor years' und1stnbuted income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed. • • • • • • • • • ...

d Subtract line 6c from line 6b Taxable amount - see page 27 of the instructions ....

e Und1stnbuted income for 2006 Subtract line 4a from line 2a Taxable amount - see page 27 of the instructions .............

f Und1stnbuted income for 2007 Subtract lines 4d and 5 from line 1 This amount must be d1stnbuted in 2008 ................

7 Amounts treated as d1stribut1ons out of corpus to satisfy requirements imposed by section 170(b)(1 )(F) or 4942(9)(3) (see page 27 of the instructions) . . • . • . • . . . • • • • • • • •

8 Excess distributions carryover from 2002 not applied on line 5 or line 7 (see page 27 of the instructions) .............. . . . .

9 Excess distributions carryover to 2008. Subtract lines 7 and 8 from line 6a 4.165.825. .......

0 Analysis of line 9

a Excess from 2003

b Excess from 2004

c Excess from 2005

d Excess from 2006 4 165,825. e Excess from 2007

Form 990-PF (2007)

JSA

7E1480 2 000

14352G K932 05/13/2008 15:26:32 V07-6.2 85652

----------------- - - - -

Form 990-PF (2007) 48-0926946 Page10

1::r. ..... ,u• Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9) NOT APPLICABLE 1 a' If the foundation has received a ruling or determination letter that ~ .is. ~ .p~v~t~ .o~e.ra~mg~ I foundation, and the ruling 1s effecbve for 2007, enter the date of the ruling

b Check box to indicate whether the foundation 1s a pnvate operating foundation descnbed 1n section I I 4942(j}(3} or I I 4942(1}(5}

2a Enter the lesser of the ad-Tax year Pnor 3 years

(e) Total Justed net income from Part (a) 2007 (b)2006 (c) 2005 (d) 2004 I or the minimum investment return from Part X for each year listed ..

b 65% of lme2a

c Qualily1ng distr1bu!Jons from Part XII, line 4 for each year listed

d Amounts Included In line 2c not used directly !or actNe conduct ol exempt ae!N1bes • • • • •

e Qualily1ng d1stnbu!Jons made directly !or ae!Ne conduct ol exempt actNlbes Subtract line 2d from line 2c ......

3 Complete 3a, b, or c !or the alternative test relied upon

a "Assets" alternative test - enter

(1} Value ol all assets - .. (2) Value ol assets qual1ly1ng

under secbon

49420X3XBXQ. • • • • b "Endowmenr alternative test-

enter 213 of minimum invest-

ment return shown en Part X,

line 6 !or each year listed - . c "Support" alternative test - enter

(1} Total support other than gross Investment income (Interest, d,vidends, rents, payments on securlttes loans (sectJon 512(aX5)), or royalties). • • • • •

(2) Support from general public and 5 or more exempc organ1zabons as provided 1n sec!ion 4942 OX3XBX111) ••••••

(3) Largest amount ol sup-port from an exempt organization .....

(4) Gross investment income • . ~upple~entary Information (Complete th~s part o_nly if the foundation had $5,000 or more in assets at any

time durmg the year - see page 28 of the mstruct1ons.)

1 Information Regarding Foundation Managers: a List any managers of the foundation who have contnbuted more than 2% of the total contnbutlons received by the foundation

before the close of any tax year (but only 1f they have contnbuted more than $5,000) (See section 507(d)(2))

DAVID H. KOCH b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the

ownership of a partnership or other entity} of which the foundation has a 10% or greater interest

NA 2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here .,.. [i] 1f the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds If the foundation makes gifts, grants, etc (see page 28 of the instructions) to md1v1duals or organizations under other conditions, complete items 2a, b, c, and d

a The name, address, and telephone number of the person to whom apphcatlons should be addressed

b The form m which apphcatlons should be submitted and information and matenals they should include

c Any subm1ss1on deadlines:

d Any restrictions or hm1tatlons on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors.

JSA 7E1490 2 000

14352G K932 05/13/2008 15:26:32 V07-6.2 85652

Form 990-PF (2007)

--- -- ----------------

Form990-PF (2007) 4 8-092694 6 1:.1@Qj Supplementary lnfonnation (continued) 3 Grants and Contributions Paid During the Year or Approved for Future Payment

Rec1p1ent

Name and address (home or business)

a Paid dunng the year

Total

b Approved for future payment

Total

JSA 7E14912000

If rec,p,ent os an lnd1111dual, shoW any relabonsh1p tD any foundatJon manager or substantsal contributor

14352G K932 05/13/2008 15:26:32 V07-6.2

Foundation Purpose ~rant or status of rec,p,ent contn ,on

85652

Page 11

Amount

~ Ja

~ 3b

Form 990-PF (2007)

JSA

Form 990-PF (2007) ·~ .. -,. ·-Analysis of Income-Producing Activities Enter gross amounts unless otherwise indicated Unrelated business income

(a)

1 Program service revenue Business code

a

b

c

d

e

f

g Fees and contracts from government agencies

2 Membership dues and assessments .... 3 Interest on savings and temporaiy cash investments

4 D1v1dends and interest from securrt1es .. . . 5 Net rental income or (loss) from real estate

a Debt-financed property ....... b Not debt-financed property .....

6 Net rental income or (loss) from personal property

7 other investment income ......... 8 Gain or (loss) from sales of assets other than 1nventoiy

9 Net income or (loss) from special events .. 10 Gross profit or (loss) from sales of inventory •

11 other revenue a

b

c

d

e

12 Subtotal Add columns (b), (d), and (e) .... 13 Total. Add hne 12, columns (b), (d), and (e) •••••••••••• (See worksheet 1n hne 131nstruct1ons on page 29 to verify calculations)

(b) Amount

48-0926946

Excluded by section 512, 513, or 514

(c) (d) ExclUs,on code Amount

14 193,958.

193 958. 13

·~1.-... , =· Relationship of Activities to the Accomplishment of Exempt Purposes

Page12

(e) Related or exempt function income ~ee page 28 of

e instructions )

193 958.

Line No. Explain below how each activity for which income 1s reported m column (e) of Part XVI-A contnbuted importantly to the accomplishment of the foundabon's exempt purposes (other than by providing funds for such purposes) (See

"' page 29 of the mstrucbons )

NOT APPLICABLE

Form 990-PF (2007)

7E1492 2000

14352G K932 05/13/2008 15:26:32 V07-6.2 85652