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ClinicalIQ content © 2009, ClinicalIQ, LLC ClinicalIQ content © 2009, ClinicalIQ, LLC USP Chapter <797>: USP Chapter <797>: De De - - mystifying Beyond mystifying Beyond - - Use Dating Use Dating Eric S. Kastango, MBA, RPh, FASHP Clinical IQ, LLC Florham Park, NJ

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Page 1: De-mystifying Beyond-Use Dating v1 - Product Sign-Inasp.pharmacyonesource.com/images/simplifi797/BeyondUseDating.pdf · ClinicalIQ content © 2009, ClinicalIQ, LLC USP Chapter :

ClinicalIQ content © 2009, ClinicalIQ, LLC ClinicalIQ content © 2009, ClinicalIQ, LLC

USP Chapter <797>:USP Chapter <797>:DeDe--mystifying Beyondmystifying Beyond--Use DatingUse Dating

Eric S. Kastango, MBA, RPh, FASHPClinical IQ, LLCFlorham Park, NJ

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Special ThanksSpecial ThanksDavid W. Newton, PhD, FAPhA for his tutelage and forbearance regarding the establishment of beyond-use dating and the fundamentals of chemical drug stability. Since 2000, his leadership as the Chairman of the USP Sterile Compounding Committee has been instrumental in making patient care safer.

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DisclaimerDisclaimer

3

“Although I am a member of the USP Sterile Compounding Expert Committee, I am speaking today in my individual capacity and not as a member of the

Committee or as a USP representative.

The views and opinions presented are entirely my own. They do not necessarily reflect the views of USP, nor should they be construed as an official explanation or

interpretation of <797>.”

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BeyondBeyond--Use Dating (BUD)Use Dating (BUD)

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USP <797> Risk LevelUSP <797> Risk Level

High RiskUse non-sterile components

(ex: epidurals, alum)

Medium RiskUses multiple sterile components.

(ex: batch compounding, TPNs)

Low RiskSimple, or single, sterile component mixing

(ex: one vial into one delivery container)

No Risk(premixed or RTU single doses)

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Parameters for Establishing BUDParameters for Establishing BUDRecognizes the probability of contamination even under best conditions:◦ Optimal employee performance

0.1% (1 contaminated dose out of 1,000)

◦ Contamination rates published in the literature0.3% – 16%

Patient Safety: Protect patients from dangerous or even fatal overgrowths of microorganisms that may have been accidentally introducedStorage time: needs to be greater than zero but less than positive infinity*◦ (> 0 and < +∞)

* Personal conversation with Dr. David W. Newton, September 30, 2009

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BUD: Microbiological LimitsBUD: Microbiological LimitsMust factor in chemical stabilityExtended storage of drugs not an initial consideration (greater than 2 weeks)Concern that microbial over-colonization of solutions would occur over time. ◦ pH of solution is a consideration

Neutral (pH 6-8) favorable for microbial colonization

Concern for proper storage conditions◦ Floor inspections and temperature checks

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IceIce--cold Milkcold Milk

http://www.sustainableisgood.com/blog/2008/07/sams-club-squar.html

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Enemies of the State:Enemies of the State:Time and TemperatureTime and Temperature

Newton, DW. Three Drug Stability Lives. International Journal of Pharmaceutical Compounding 2000; 4:190-193

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Enemies of the State: Enemies of the State: Time and TemperatureTime and Temperature

Newton, DW. Three Drug Stability Lives. International Journal of Pharmaceutical Compounding. 2000; 4:190-193

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NonNon--Visibility of Microbial Visibility of Microbial ContaminationContamination

Numbers of Bacteria per mL in 1L bottlesMillipore Corp. Hospital Pharmacy Filtration Guide (Cat. No. MP801)

Bedford, MA; 1980:3

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Microbial Growth in PN solutionMicrobial Growth in PN solution

Organism Approximate Colony Forming Units per mL and % Changea

0 hour 3 hours 24 hours 48 hours 72 hoursPseudomonas a 1000, 0% 400, -60% 250, -40% 125, -50% 100, -20%Klebsiella p 300, 0% 200, -33% 80, -60% 25, -70% 10, -60%Staphylococcus a 150, 0% 150, 0% 30, -80% 15, -50% 10, -33%Bacillus s 1000, 0% 200, -80% 15, -93% 3, -80% 0, -100%Candida a 30, 0% 20, -33% 100, 400% 125, 25% 150, 20%Rowlands DA, Wilkinson WR, Yoshimura N. Storage stability of mixed hyperalimentation solutions. Am J Hosp Pharm. 1973; 30:436-438. aValues estimated from graphed lines in Figure 1.

The results of incubating four microorganisms: Pseudomonas aeruginosa, Klebsiella pneumoniae, Staphylococcus aureus, Bacillus subtilis, and Candida albicans, (50 to 1000 cfu/mL) at undefined ambient room temperature (likely 20o-25oC or 68o-77oF) for 72 hours in 4.25% amino acids and 25% dextrose at pH 6.2

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BUD: Microbiological LimitsBUD: Microbiological LimitsUSP risk levels focus on microbial risk to patient◦ Principle source: breach of aseptic techniqueVary in duration by risk Level• Greater # of aseptic manipulations, the greater the

risk of microbial contamination, shorter the BUDApplied whenever an actual sterility test in accordance with USP Chapter <71> has notbeen performed

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BUD: Microbiological LimitsBUD: Microbiological LimitsMost shelf life labels or listed expiration dates are used as guidelines based on normal handling of products. Use prior to the BUD does not necessarily guarantee the safety of the drug. Thus, immediately after the date, a CSP is not always dangerous nor ineffectivea.

a Report 1 of the Council on Scientific Affairs (A-01) Full text: Pharmaceutical Expiration Dates. American Medical Association, June 2001. AMA Policy H-115.983

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Contamination EventsContamination Events

Basic tenets of proper hand hygiene and aseptic technique typically ignored Some of the “best” providers working in optimal environments have had incidences of CSP contaminationAll dosage forms have been contaminated◦ SDVs, MDVs, SVPs, LVPs and syringes

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Pharmacy Urban Legend:Pharmacy Urban Legend:Chemotherapy drugs have an antimicrobial effect

• Cisplatin- Inhibits microbial growth (1)• Cladribine- No antimicrobial effect (2)• Cytarabine- No antimicrobial effect (3)• Docetaxel- No antimicrobial effect (2)• Doxorubicin HCl- No antimicrobial effect (4; 5)• Etoposide phosphate- No antimicrobial effect (5; 6)• Floxuridine- No antimicrobial effect (4)• Fludarabine phosphate- No antimicrobial effect (2)• Fluorouracil- Inhibits microbial growth (3; 7; 8)• Gemcitabine HCl- No antimicrobial effect (2)• Idarubicin HCl- No antimicrobial effect (2)• Irinotecan HCl- No antimicrobial effect (6)• Paclitaxel- No antimicrobial effect (2)• Pentostatin- No antimicrobial effect (2)• Topotecan HCl- Inhibits microbial growth (9)

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References1. Holmes CJ, Kubey WY. Viability of microorganisms in fluorouracil and cisplatin small-volume injections.

Am J Hosp Pharm 1988; 45:1089-91.

2. Kramer I. Viability of microorganisms in novel antineoplastic and antiviral drug solutions. J Oncol Pharm

Pract 1998; 4:32-7.

3. Briceland LL, Fudin J. Evaluation of microbial growth in selected inoculated antineoplastic solutions. Hosp

Pharm 1990; 25:338-40.

4. Gaj E, Sesin GP. Evaluation of growth of five microorganisms in doxorubicin and floxuridine media. Pharm

Manufacturing 1984; 1:50, 52-3.

5. Yuan P, Grimes GJ, Shankman SE, et al. Compatibility and stability of vincristine sulfate, doxorubicin

hydrochloride, and etoposide phosphate in 0.9% sodium chloride injection. Am J Health-Syst Pharm

2001;58:594-8. (NOTE: USP Preservative Effectiveness test performed.)

6. Karstens A, Kramer I. Viability of micro-organisms in novel anticancer drug solutions. Eur J Hosp Pharm Sci

2007; 13:27-32.

7. Gaj E, Griffin RE, Evaluation of growth of six microorganisms in fluorouracil, bacteriostatic sodium chloride

0.9%, and sodium chloride 0.9% media. Hosp Pharm 1983; 18:348-49.

8. Holmes CJ, Kubey WY. Viability of microorganisms in fluorouracil and cisplatin small-volume injections.

Am J Hosp Pharm 1988;45:1089-91.

9. Patel K, Craig SB, Mcbride MG, et al. Microbial inhibitory properties and stability of topotecan

hydrochloride injection. Am J Health-Syst Pharm. 1998; 55:1584-7.

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Expiration Date: HistoryExpiration Date: HistoryUnder Section 501(a)(2)(B) of the federal Food, Drug and Cosmetic Act (FDCA), manufacturers of prescription drug products must establish controls for the manufacture, processing, packing, and holding of drug products to ensure their safety, identity, strength, quality, and purity. Requirements for these controls, also known as current good manufacturing practices (CGMPs), are established and monitored by the FDA.Expiration dates only apply when the drug product is stored in the manufacturer’s original, unopened container under defined conditions.

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Expiration Date: HistoryExpiration Date: HistoryAs part of the CGMP regulations, the FDA requires that drug products bear an expiration date determined by appropriate stability testing (21 CFR 211.137 and 211.166). The FDA defines an expiration date as “the date placed on the container/labels of a drug product designating the time during which a batch of the product is expected to remain within the approved shelf life specifications if stored under defined conditions, and after which it may not be used.”

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Expiration DatesExpiration DatesApplies to manufactured drug productsDetermined by multiple, scientifically valid, product/package-specific research studiesBased on the Arrhenius Equation ( ) with statistical analysis◦ Formula for rate of a chemical reaction

Oxidation, Hydrolysis and Reduction

Strict, specific, and proven to be validApproved by the FDAUSP 24/NF 19, <795>, and <797> requires that the label of an official drug product bear an expiration date.

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Svante August ArrheniusSvante August Arrhenius

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BeyondBeyond--Use DatingUse DatingOnce the manufacturer’s container is opened and the drug product is transferred to another container for dispensing or repackaging, the expiration date no longer applies. The USP has developed recommendations for pharmacists to place a “beyond-use” date on the label of the new container. The “beyond-use” date can be no longer than the manufacturer’s expiration date and often may be shorter, i.e., one year for repackaged unit-dose orals.Unlike expiration dates, there is little scientific basis for beyond-use dating.

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BeyondBeyond--Use Dating (BUD)Use Dating (BUD)The American Pharmacists Association (APhA) encourages, and 17 states require, that pharmacists place a “beyond-use” date on the label of the prescription container that is dispensed to the patient.

Based on the BUD on the drug’s chemical stability in conjunction with microbiological limits for patient safety.

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Microbial Populations in the Microbial Populations in the Digestive Tract of Normal HumansDigestive Tract of Normal Humans

Stomach Jejunum Ileum Colon

Viable bacteria per gram 0 - 103 0 - 104 105 - 108 1010 - 1012

pH 3.0 6.0-7.0 7.5 6.8-7.3

The gastrointestinal tract is sterile at birth, but colonization typically begins within a few hours of birth, starting in the small intestine and progressing caudally over a period of several days. In most circumstances, a "mature"

microbial flora is established by 3 to 4 weeks of age.

http://www.vivo.colostate.edu/hbooks/pathphys/digestion/basics/gi_bugs.html

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USP <797> Focus: USP <797> Focus: People and Work PracticesPeople and Work Practices

We are all microbially-contaminated and error-prone

USP Chapter <797> notes that human transfer of microorganisms via direct contact is the principal cause of contaminated CSPs

Poor work practices contaminate more CSPs that any other cause

Britain’s NHS recognizes this with a new effort among staff to reduce hospital-acquired infections

• No neckties, white coats, fake nails, or jewelry

• Bare below the elbows

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Direct Contact ContaminationDirect Contact Contamination

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Ideal Microbial GrowthIdeal Microbial Growth**

Depending on the particular organism, ideal microbial growth factors feature, but are not limited to, presence of particular carbohydrate and protein nutrients, optimum pH range (6-8 for bacteria and 5-6 for fungi), optimum temperature range, and an oxygen-rich or carbon dioxide-rich environment.

When introduced into a new and finite ideal environment, a population of bacteria and/or fungi exhibits four stages of growth, which are illustrated in Figure 1, and estimated in parts 1-4 below for a hypothetical 24-hour duration.

* A review of Bacterial and Fungal Growth Rates: Implications for Immediate-Use Compounded Sterile Drugs for Virginia Board of Medicine. David W. Newton, October 12, 2009.

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Ideal Microbial GrowthIdeal Microbial GrowthFigure 1: Theoretical Rate Curve of Ideal Microbial Growth

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Ideal Microbial GrowthIdeal Microbial GrowthLag Phase ◦ Little to no increase in population. ◦ Lag phase is longer in less than ideal environments.Exponential or Logarithm Growth Phase ◦ The duration is micro-organism specific but range for

1-4 hours. ◦ Binary cell population doubling or generation times

range from 20 minutes for Escherichia coli to more than 20 hours for Treponema pallidum (syphilis) or Mycobacterium tuberculosis.

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Ideal Microbial GrowthIdeal Microbial GrowthFigure 1: Theoretical Rate Curve of Ideal Microbial Growth

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Ideal Microbial GrowthIdeal Microbial GrowthStationary Phase: All nutrients are exhausted in the finite environment. Duration 4-12 hours

Death Phase: Microorganisms die rapidly from lack of nutrients. Begins after 6-20 hours.

Progression to cell death, also called Apoptosis

www.realscience.us

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Microbial Population TableMicrobial Population Table

Doubling Time, d Growth Time, t Approximate Cell Population Quantitya

At Time = 0b At Time = t

20 minutes 1 hour 50 400

20 minutes 4 hours 10 41,300

4 hours 1 hours 50 60

4 hours 10 hours 10 60

aThis quantity is typically described as the number of colony forming units, or cfu.bTheoretical quantities of microorganisms that may be introduced by inadvertent direct contact, e.g., human touch or secretions, into non-nutrient sterile solutions during clinical practice.

The table above illustrates population increases for two population doubling or generation times according to the equation, Nt=Nox2t/d, where Nt = cell population quantity at time,

t; No = cell population quantity at time of inoculation,

t = time of cell population quantity measurement, and

d = cell population doubling or generation time.

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Calculated Microbial GrowthCalculated Microbial Growth

Time (Hours) Microbial Count(CFU per mL)

6 109 64012 41,00018 1.7 X 107

24 6.9 X 109

Cundell AM, USP Committee on Analytical Microbiology, Pharmacopeial Forum 2002; 28 (6) Stimuli to the Revision Process

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Environment vs. PersonnelEnvironment vs. Personnel“ The most important variable affecting microbial contamination of admixtures was the aseptic technique of personnel, not the environment in which the drugs were compounded. ”

Thomas M, Sanborn M, Couldry R. I.V. admixture contamination rates: Traditional practice site versus a class 1000 cleanroom. Am J Health-Syst Pharm 2005;62:2386-92.

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Compounding PersonnelCompounding PersonnelA person in a cleanroom is considered a broad spectrum particle generator enclosed by inefficient mechanical filters which may also be sources of particlesThe human body harbors an average of 150-200 different classes of bacteriaHands have an average of 100,000 organisms / sq mmThe body sheds 5 grams of skin fragments each day along with shedding 1 layer of skin every 5 days (size range 10 to 300 micron –1000th of a mm)“Our greatest asset and also our biggest liability!”1954, Charles Schultz

Copyright, United Feature Syndicate, Inc.

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Sources of Microbial Contamination in Sources of Microbial Contamination in Aseptic Processing*Aseptic Processing*

SourceRanks

1986 2001

Personnel 1 1

Human error 2 2

Aseptic assembly 4 3

Non-routine activity 3 4

Mechanical failure 5 5

Airborne contaminants 7 6

Improper sanitization 6 7

Surface contaminants 7 7

0.2 µm filter failure 8 8

HEPA failure 9 9

*AgallocoJ, Akers J, MadsenR. Aseptic Processing: A Review of Current Industry Practice. Pharmaceutical Technology. 2004; 28(10, Oct):128.

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MediumMedium--Risk Level Media FillRisk Level Media FillEvaluated 2 years of media fill tests of aseptic technique – over 600 testsGowning and gloving not required10-step complicated preparation A trainer provided guidance as to proper techniqueContamination rate was found to be 5.2%!!!

Trissel LA, Gentempo JA, Anderson RW, et al. Using a media fill simulation to evaluate the microbial contamination rate for USP medium risk level compounding. AJHP. 2005;62:285-288

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Reducing the Contamination Rate by Reducing the Contamination Rate by Changing Work PracticesChanging Work Practices

Evaluated 2 more years of media fill tests of aseptic technique using the same 10-step preparation

Year 1: ◦ Gowns and non-sterile gloves required

◦ Reduced to about 1% contamination

Year 2:◦ Sterile gloves with repeated 70% IPA wiping of gloves

◦ Reduced to 0.3% contamination

Trissel LA, Gentempo JA, Saenz LM, et al. Reducing the microbialcontamination rate of pharmacy-compounded sterile preparations: Evaluation of two simple and inexpensive work practice changes. AJHP. 2007;64:837-41.

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Microbiological BeyondMicrobiological Beyond--Use DatingUse Dating

Risk Category Room Temp Refrigerator Freezer(≤-10 °C)

Immediate Use

1 hour 1 hour N/A

Low 48 hours 14 days 45 days

Low w/12-hr BUD

12 hours or less

12 hours or less N/A

Medium 30 hours 9 days 45 days

High 24 hours 3 days 45 days

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Putting it All TogetherPutting it All Together

Risk Level

Chemical Stability

Microbial Stability

Aseptic technique

DCA and

 First‐

Air

Proper garb

Engineering 

controls

ASSUMPTION!CSP is stored at its optimal temperature at all times

THINK MILK!

Beyond-Use Dating(point in time)

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Making BUD work Making BUD work

Reduce waste and rework in the sterile compounding area◦ Consider lean principles-PDSA

Analyze current medication distribution system and location of medication storage areasIncrease # of batches-JIT64% reduction in rework and waste

Davis, J. Use of Lean Production to Reduce Waste When Compounding Sterile Pharmaceutical Products. Hospital Pharmacy. 2009;44:974-977

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SummarySummary

Meticulous aseptic technique is required.

Proper garb and engineering controls are necessary.

Time and temperature must be controlled throughout the entire life cycle of a CSP.

USP <797> BUDs can be exceeded if sterility testing according to USP <71> is performed.

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Thank you!Thank you!

Keep it cold.Keep it cold.