deep-ocean tests of an acoustic modem insensitive to multipath distortion

Upload: winfieldhill

Post on 06-Jul-2018

218 views

Category:

Documents


0 download

TRANSCRIPT

  • 8/17/2019 Deep-Ocean Tests of an Acoustic Modem Insensitive to Multipath Distortion

    1/8

    Deep-Ocean

    Tests

    of

    an

    Acoustic

    Modem

    Insensitive to Mult1path Distortion

    Winfield Hill, Gerald Chaplin, David Nergaard

    Sea

    Data,

    Inc., A Pacer Systems Company

    1 Bridge

    Street, Newton, Massachusetts,

    02158

    concept,

    design

    and ocean

    testing of a new low-power

    modem

    is

    presented. The telemetry

    system

    em

    a novel chirp frequency sweep and has

    other

    fea

    allow

    operation

    in the presence of multi

    path

    inter

    The chirp system uses fsk data modulation and

    a carrier sweep starting at 9 or 31kHz, depend

    upon the model, to obtain the benefits of frequency

    without requiring a frequency synthesizer, multi

    or

    a

    FFT

    analyzer.

    Intended

    for

    retrofittable

    to

    instruments,

    the

    new

    system

    is designed for use in

    deep

    ocean

    and

    the continental

    shelf over dis tances

    to

    were performed in

    about

    4000

    meters of

    using

    the

    low frequency version. Additional shalIow

    are

    planned,

    including a typical harbor.

    acoustic

    telemetry

    diversity modem

    Introduction

    multipath

    chirp

    of data is a commonly desired capa

    is not commonly available in undersea oceano

    instruments. Although convenience and peace-of

    occaisional motivations for these desires, strong

    have been

    made

    for

    the

    value of this capability(1).

    include use in

    real-time

    operational systems, multi

    deployments

    (where

    it s

    impractical

    to

    wait until the

    for the data),

    performance

    monitoring, repair flexibil

    and

    expendible instrumentation.

    We

    report

    here on

    the

    and

    initial ocean tests of

    a new chirp acoustic teleme

    method, which

    has

    simplicity and reliability properties

    for fitting acoustic telemetry data links to existing

    designs.

    Background

    - Ocean Acoustic Telemetry

    travelling a substantial distance in

    the

    suffers from severe amplitude fluctuations

    and

    phase

    Acoustic temporal incoherence may by caused

    by multiple

    sound

    pathways,

    bottom

    and surface scattering

    and moving inhomogeneities in

    the

    ocean(2). However the

    repeated observation

    of

    such

    degradation

    has obscured the

    fact that sound transmission quality over direct vertical or

    slanted pathways (other than in a sound channel) may be

    quite

    good(3).

    Kearney

    and Laufer(4)

    demonstrated

    this

    point

    while de

    livering a paper at Oceans '84, by playing a

    cassette

    tape

    recording

    of

    voice and music transmitted from 1500 me

    ters

    depth

    to

    a

    shipboard

    recorder; my

    memory

    is

    that

    the

    primary degradation was due to the use of a very poor cas

    sette recorder. Designers of acoustic high-resolution pos

    tioning systems have long

    taken

    advantage of good direct

    transmission paths by detecting

    the

    arrival of

    short acou;tic

    pulses using narrow-band Q

    >

    30) filters(5). When used

    at

    low frequencies (10kHz), these positioning systems re

    quire several milliseconds

    of

    phase coherence in

    the

    leading

    edge

    of the

    pulse.

    Short-range «

    400m) acoustic

    telemetry

    systems have been constructed(6,7) using simple frequency

    shift keying (fsk) modulation in the expectation of a reliable

    acoustic path, with some success. One system transmits at

    the

    very slow

    rate

    of 1 bit-per-second(8) to achieve

    up to

    a

    1000m range.

    2.1

    Multipath. Despite the good quality of a direct path

    or

    reliable-acoustic-path signal transmission channel, most

    practical underwater acoustic systems must contend with

    strong undesired signals

    scattered

    from the surface or the

    bottom. This is especially true when one of the acoustic

    transducers is near

    the

    ocean surface. Superimposing the

    surface-scattered signals

    upon the direct-path

    signal causes

    fading and phase instabilities, possibly including

    complete

    cancellation of the

    desired signal for a few milliseconds from

    destructive

    interference. Therefore, a pulsed one- or two

    frequency signal, which begins with

    good receive quality,

    deteriorates as multi

    path

    interference arrives.

    As

    an

    example of simple two-frequency fsk

    telemetry

    per

    formance

    when

    surface and bottom scatter have a strong

    influence, consider the experiences

    of

    Ryerson

    at

    Sandia

    Labs(6). Transmission from a 10m subsurface buoy

    with

    a

    slant

    range of 180 to 280 meters to a surface buoy was

    desired. Water depth was 200 meters. Optimum perfor

    mance was obtained only after a variety of system-tuning

    CH2585 8 88 0000

    275 <

    .l

    988 IEEE

    ~ H e L J . I ~ ~ ~ \e:E:e {MfS C o J ; \ - e ~ a ,

    OCellV\S '

    66

  • 8/17/2019 Deep-Ocean Tests of an Acoustic Modem Insensitive to Multipath Distortion

    2/8

    were made.

    Operating

    frequencies were selected

    near

    50kHz)

    to

    reduce

    transducer

    backside

    and

    side-lobe

    esponse

    and to attenuate

    long, multiple-reflection paths.

    n mid-experiment, the

    receive

    transducer depth

    was in

    reased by one meter. Also, lower error rates were achieved

    with

    a -12dB power change (0.6

    watts

    instead of the design

    level of 10

    watts).

    An 85 to 90% success

    rate

    was achieved.

    I we

    -

    h

    1

    2.2 Surface Multipath.

    A common surface-path

    sit

    uation is illustrated

    in figure

    1.

    The

    offending surface

    scattered

    backside arrival) signals clearly travel a longer

    path

    than the direct

    path

    signal and therefore take a longer

    time to

    arrive.

    The

    earliest-arriving

    scattered

    signals take

    an

    extra

    delay

    time

    Td)

    to

    travel

    an extra path

    delay

    P

    d

    )

    as follows:

    1)

    d ..; h d

    P

    d

    = B h

    2

    [ h - d) tanA - dtanBj2

    os cos A

    2a)

    where d is

    the

    receive

    transducer depth,

    h

    is the transmitter

    depth,

    A

    is

    the transmitting

    slant

    angle, B

    is the scattered

    signal

    receive

    angle

    both

    angles are measured from

    the

    vertical) and e is the speed of sound in seawater,

    about

    1.5m/ms. The surface

    watch-circle radius

    we)

    is

    related

    to the slant angle

    by

    we = h -

    d)

    tan A.

    If

    the

    watch circle

    radius is known instead

    of

    the slant

    angle

    A, equation

    (2a)

    can be written:

    P

    d

    = _ d _ Jh2 we

    - dtan B)2

    - J h -

    d)2

    wc

    2

    cosB

    2b)

    When

    the

    transmitter is

    straight

    below

    A =

    0 and

    we

    =

    0), equations (2)

    above

    simplify to:

    P

    d

    = _ d _

    .

    Ih2 dtanBp -  h - d)

    2c)

    cos

    BY

    The

    first delayed

    surface-scatter multipath

    arrival occurs

    at Td

    =

    2d/e, when

    the

    arrival angle B

    =

    0 (surface angle

    = 90°), followed by

    more

    sound arriving for B

    >

    O

    The

    first arrival delay

    is about

    27ms for a receive hydrophone

    depth

    of 20m.

    For

    slanted sound paths A >

    0) equation (2a) shows

    that

    the surface-scattered

    first-arrival delay time is slightly faster

    than

    for the direct overhead case; the shortest

    path

    occurs

    for equal angles of incidence and

    scatter

    at

    the

    surface. As

    an example,

    for a transmitter in 3000m of water,

    to

    a

    60m

    deep hydrophone

    at

    a 2000m watch circle

    distance, A = 34°

    so the surface

    incident

    angle (given by

    90°-A) is

    about

    55°.

    Sound

    scattered

    at 55°

    from

    the surface

    B

    = 35°) will ar

    rive with a 67ms delay compared

    to

    80ms for

    the

    straight

    below case). Straight-line sound travel

    has

    been assumed

    throughout,

    even

    though

    for a

    slanted

    direct

    path

    sound

    travel

    is actually slightly

    curved, due

    to

    refraction by

    the

    sound-speed

    depth

    profile;

    This

    does

    not

    affect

    our

    conclu

    sions.

    After the first

    multipath

    arrival, sound travelling longer

    paths continues to arrive for a substantial period of

    time;

    this additional sound

    constitutes most

    of the

    multipath

    in

    terference. Some of

    the sound has

    travelled very complex

    pathways, involving

    volume scatter

    as well.

    Although the

    multipath

    signals suffer surface-scattering losses( 6)

    of

    10

    to

    20dB, the beneficial effects of these losses are reduced by

    ,he

    large

    area of the

    surface.

    The

    desirable losses are fur

    ther

    reduced during high sea-state conditions, when acous

    tic surface

    scattering

    increases (e.g. see

    the

    backscattering

    curves in ref 15 p. 264). However, for frequencies

    above

    20kHz (e.g.

    33kHz), wind

    velocities above 10

    to

    15

    m/s

    may actually cause reduced surface-scatter sound due

    to

    sound

    attenuation

    by small-bubble p o p u l t i o ~ in

    the top

    5 meters of

    the

    ocean( 7).

    2.3 Fighting Multipath.

    Several

    methods

    have

    been

    sug

    gested

    to reduce

    signal

    degradation

    by

    multipath

    interfer

    ence. One

    is

    to

    use a

    transducer with

    high

    back rejection

    (or use a baffle).

    In

    the

    3000m

    example

    above,

    the

    first

    offending sound arrived at angle of 145.

    0

    from

    the

    trans

    ducer forward direction (given by 180°

    - A,

    assuming the

    transducer is pointed

    down). A second

    method

    is

    to

    cre

    ate a highly-directive receive transducer array(18). These

    approaches increase

    the

    cost of

    the

    system, are painful

    to

    implement at low frequencies

    and

    have

    limited

    utility for a

    variety of reasons. Furthermore, in shallow

    water, directive

    sensors may not be very helpful.

    276

    Acoustic transmission in shallow

    water s

    much more dif

    ficult

    than

    in deep water, since it suffers from the exis

    tance of many strong sound pathways to the destination,

  • 8/17/2019 Deep-Ocean Tests of an Acoustic Modem Insensitive to Multipath Distortion

    3/8

    numbers of surface

    and bottom

    reflec

    Computer modelling(T,18) indicates

    that

    for 10kHz

    in 200m deep water,

    the Direct-to-Multipath

    Ratio

    (DMR)

    may be

    as

    poor 88

    6

    dB at

    ranges

    of

    than lOOOm. Actual measurements in

    the

    ocean may

    poorer DMR. Higher-frequency transmissions will

    sea-water absorption attenuation for

    longer

    multiple-bounce

    pathways,

    but

    less

    than 5dB of

    is

    calculated

    at

    50kHz,

    due to this

    effect.

    sound transmission

    methods

    have been

    to solve

    the multipath

    problem. Systems

    many frequency channels(l1,12,IS) have been

    proposed,

    up to

    32 frequencies(H), so

    that the system can

    switch

    a new frequency before the multipath interference ar

    In a common approach, the frequencies in use

    are

    every 50 to lOOms, allowing

    the

    multipath

    energy

    decay on the old channel. Since

    the

    decay

    time

    allowed

    can be reused is proportional to the num

    of available frequency channels, this may well be a true

    more is

    better .

    Of course

    the telemetry system

    more

    complex,

    but

    the improved results

    that

    be

    obtained

    in all environments are very

    attractive.

    f O ~

    lot-to ~ I I I

    1-

    2

    A

    New Chirp Telemetry

    Method

    new Sea

    Data chirp

    acoustic

    telemetry system

    is

    based

    a variation

    of

    the

    frequency-diversity idea: use

    an

    in

    number of frequencies. This is achieved by sweep

    the telemetry carrier

    frequency while applying fsk data

    (fig 2).

    The

    transmitted

    signal

    P t)

    is a single

    starting at II, and

    changing

    at

    a

    smooth rate

    /dt, plus fsk frequency shifts with amplitude 12:

    P t)

    =

    cos[w t)t]

    3)

    w t)

    =

    211 11

    t t

    12

    M

     t»)

    4)

    dl

    =

    s

    -

     

    dt

    Ts

    5)

    where Ts is

    the duration

    of

    the

    sweep and 11

    and

    Is

    are

    the starting and

    ending sweep frequency

    and M

    t)

    =

    0

    or

    I according

    to the

    data

    bits. The

    modulation ampli

    tude, 12

    is chosen large enough, e.g.

    >

    150Hz,

    to

    eliminate

    doppler-shift spreading problems, which will be less than

    40Hz (O.33Hz/kt per kHz). .

    If the

    receive frequency

    is

    accurately swept

    to match the

    transmitter,

    a small receive

    bandwidth (constrained by the

    data

    rate and

    the

    fsk 0,1 frequency shift) can be used,

    just

    as in a conventional fsk system. A small bandwidth will im

    prove

    the

    signal-to-noise

    ratio

    (SNR)

    not

    only by rejecting

    ambient noise

    but

    also by rejecting

    the

    (delayed)

    multipath

    energy from

    the

    old-channel frequencies.

    n

    a chirp

    telemetry

    system, the effective frequency-diversity

    channel usage time Tu)

    can

    be equal to

    the

    time required

    for

    the carrier

    frequency sweep to change by

    more than the

    receive

    bandwidth

    BW),

    as follows:

    Ts

    Tu BW

    3 - I

    6)

    The

    usage time

    can

    be easily

    set at

    under 50ms (e.g. BW

    = ~ O O H z

    sweep 4000Hz in 650ms), allowing excellent re

    jection of multipath signals.

    As

    an

    added benefit,

    the

    new

    chirp telemetry approach

    can

    be inexpensive, compared to other frequency-diversity

    methods,

    since multiple frequencies are not required (i.e.

    no synthesizer)

    and

    receive decoding

    can be

    simplified (i.e

    o multiple

    filters

    or FFT

    analyzer). To

    understand our

    approach and

    the

    role

    of

    all

    the

    elements in

    the

    sweep wave

    form

    of

    figure 2, we'll

    start

    by considering how

    the

    receiver

    works (see figure 3).

    277

    3.1

    Signal

    Description.

    Because a

    telemetry

    receiver

    contains many circuit elements

    that

    consume electrical power,

    it's desirable to switch

    the

    power to a

    portion of these

    cir

    cuits.

    n the

    receiver design above, a

    number

    of

    components

    are continuously

    powered

    in order

    to

    detect the

    arrival

    of

    an alert

    signal.

    These

    are

    the

    preamp, AI,

    a

    bandpass

    fil

    ter, BP, the 10 detector and a power-control

    circuit

    (for

    our

    experiment,

    10

    =

    9.0kHz). The

    bandpass

    filter is designed

    to pass signals over

    the

    entire 10 to

    f3 range

    of

    the

    system

    (a

    double-

    or

    triple-tuned filter)

    and to

    reject

    intense

    low

    frequency noise from shipping, etc

    (extra LF

    cutoffs).

    The

    fa energy detector operates on a principle similar to that

    used by

    many

    high-resolution acoustic positioning

    systems

    (5):

    an amplitude

    limiter (to

    establish constant power),

    a

    sharp fo

    filter

    and

    a

    comparator with

    a

    time constant,

    work

    together

    to determine if the fo energy present is above

    the

    background noise adjacent to fo by a

    threshold

    amount.

    When

    the

    10 alert-tone energy

    is detected, the remainder

    of the

    receiver, including

    the

    microprocessor,

    is turned

    on.

    After a short time,

    to, the

    transmitter shifts its frequency to

    (for

    our test

    11

    =

    10 600Hz),

    creating

    the data-trigger

  • 8/17/2019 Deep-Ocean Tests of an Acoustic Modem Insensitive to Multipath Distortion

    4/8

     

    tone. This trigger tone start pulse is detected by the

    11 energy detector (similar to

    the

    1 energy detector)

    and

    is

    used to start

    a sweep

    generator

    and voltage-controlled

    oscillator (VeO). The resulting frequency ramp is designed

    to

    precisely

    track the transmitter's

    sweep

    with

    a fixed offset,

    hr where frr

    >

    13 - 10)/2 to avoid images.

    This

    ramp

    frequency

    is

    the local oscillator (LO) input to a mixer, and

    has a frequency, lLO , similar to equations (3) to (5)

    except

    as follows:

    dl

    fLO = f t) =

    I i dt

    t IIr

    7)

    The resulting

    intermediate

    frequency (IF) output from the

    mixer after IF-stage

    filtering is:

    v t)

    =

    sin[27rI t)t] n t)

    8)

    f t) = fIr 12M t)

    9)

    where n t) is the received noise, with a noise bandwidth

    given by the IF-stage bandpass. This signal is limited and

    applied to a frequency

    discriminator

    to

    track 12 and

    deter

    mine whether M

    =

    0 or

    1.

    A

    data

    precursor time delay, t

    in fig 2, allows the circuits

    to

    settle before data discrimina

    tion must start. Also a warmup time, tw = to less the

    1

    detect

    time,

    is available

    forthe

    crystal

    in

    the

    receiver's

    microprocessor

    to

    start, etc.

    The

    frequency discriminator in fig 3

    is

    a phase-locked loop

    (PLL) circuit, which forms a tracking filter

    to further nar

    row the noise

    bandwidth

    of

    the

    receiver.

    The

    input

    stage

    of the PLL

    is

    a

    limiter that

    responds to the

    strongest

    sig

    nal within

    the

    IF bandpass and acts

    to

    reject any weaker

    signals,

    thereby

    further rejecting (quieting)

    unwanted

    mul

    tipath signals . A full-wave mixer phase-detector circuit

    (exclusive-OR) and the PLL loop filter act in a

    +5

    BP

    \

    FO

    DETECTOR

    POWER

    CONTROL

    SWEEP

    GEN

    +5

    =

    SWITCHEC

    POWER

    3

    manner

    to

    maintain the v o

    output

    frequency

    near

    wet)

    in formula (9). Further filtering of the

    input

    to

    the v o

    -

    a varying dc voltage

    vet) ex wet)

    - along

    with

    ac-coupling

    and clamping, yields the original data-stream signal, M t).

    The

    PLL loop filter and low-pass filtering of M t)

    set

    the

    noise bandwidth,

    BW,

    of the

    telemetry

    receiver. The re

    ceiver

    should be

    able

    to operate

    with very low SNRs, al

    though

    the

    data error

    rate

    may not then be zew.

    4.

    Transmitter

    The transmitter (figure 4) helps illustrate the

    simplicity

    of the chirp telemetry scheme. A few low-data-rate con

    trollable

    outputs

    from the instrument's microprocessor

    are

    sufficient

    to

    operate the transmitter. These outputs include

    the sweep

    generator power

    control,

    an

    enable for

    the output

    driver as soon as

    the

    v o

    is stable,

    a

    start

    pulse (SP) shift

    ing

    the

    frequency for a data trigger, a sweep

    enable

    (SE)

    and

    the

    data bit (DB)

    modulation

    signal.

    Another

    line

    sets

    the sweep rate (SR) to allow

    optimizating the

    system for

    deepsea or

    shallow-water

    use.

    BATTERY

    LI

    SYSTEM

    ,p

    SP SWEEP VB0

    I . : . . . . = ~ = ~ = M = O = D G UE L = A ~ = O = R = - _ - = : ? r n c ~ _ - , rm

    R

    ENABLE TI

    4

    278

  • 8/17/2019 Deep-Ocean Tests of an Acoustic Modem Insensitive to Multipath Distortion

    5/8

    At low frequencies, e.g. 10kHz, obtaining a transmit op

    erating range of

    5kHz

    is

    a challenge, due

    to the

    narrow

    band nature

    of a

    tuned

    acoustic

    transducer. In

    figure 4,

    the

    reactive component of

    transducer

    Xl is removed us

    ing tuning coil L1, with a series resistor R1 to increase the

    frequency range.

    In the

    9

    to

    14kHz experiment

    to

    be de

    scribed, a modified ITC

    type

    3013

    transducer

    (which nor

    mally

    has

    transmit-voltage-response

    peaks at

    9 and 14kHz)

    was used with a 22mHy choke

    and

    a 50 ohm

    damping

    resis

    tor.

    A very

    acceptable

    calculated

    network

    output

    flatness

    (+ 140±2dB/V) was obtained over a 7.5 to 14kHz range,

    and verified

    with

    pulsed measurements in

    the

    local

    YMCA

    swimming pool. If necessary, a more complex network could

    be devised. When operating

    the

    system with 5kHz sweeps

    at 33kHz, using a custom-designed

    transducer,

    a

    damping

    resistor

    is

    less important.

    4.1 Power.

    In

    the

    deep ocean

    test, the output

    stage con

    sisted of a pair of VMOS transis tors driving a

    center-tapped

    transformer

    with

    a regulated 12V input.

    This

    provided

    about 20 watts of power into the transducer network and

    yielded a

    modest

    calculated source level of + 179dB re l/LPa

    at

    1m, confirmed

    in

    the

    pool test.

    The current drain

    from

    the instrument battery was less than 2A during transmis

    sion, a very acceptable level for any instrum.nt with several

    ,tacks of alkaline

    batteries.

    Although lower power levels may be used in practise, our

    thought

    was

    to

    get good quality eata on

    the experiment

    OAT

    tape and

    subsequently degrade it

    with

    noise when we

    tested transmit codes and receiver designs in the lab. How

    ~ v r the

    higher-power energy usage

    is not unattractive:

    At

    300 baud, less than 0.1 Joules per bit is required, including

    alert tone,

    etc. Since a single stack of alkaline D-cells con

    tains about 0.5MJ of

    energy,

    it could

    power

    about

    100,000

    transmissions of 50-bit data blocks.

    SR

    IK

    R4

    1

    R5

    o R6 R7 2V

    2 K 165K 1

    R3

    R8

    4.99K

    rl

    1

    RO

    RI

    R2

    4.2

    Design Simplicity. Because I always miss

    the

    ab

    sence of electronic-circuit schematics at IEEE conferences,

    I ll be sure to include one here. Figure 5 shows details of

    the transmitter

    sweep

    generator and

    serves

    to further

    illus

    trate

    the

    simplicity of our new approach, while giving me

    a chance to dispel any concerns over drifts, tuning, etc.

    The most

    important

    component is the voltage-controlled

    oscillator (VCO) chip U4,

    an

    Analog Devices AD537, which

    operates

    at

    twice

    the transmitter output

    frequency.

    This

    VCO chip creates a very stable frequency and has low

    power-supply and temperature drift coefficients (0.01 /volt

    and 0.03 /10

    degrees C).

    When

    used with

    stable

    compo

    nents (capacitor

    Cl and

    resistor RIO are low-tc compo

    nents), the

    AD537 may allow a circuit with lifetime factory

    calibration. The

    VCO follows

    the

    formula I = Vs/[1O(R9

    +

    RlO)Cl].

    Here R9 sets

    the

    exact coefficient for

    the

    VCO

    frequency-programming voltage, V

    3

     

    which comes from am

    plifier A3 (LMIO, chosen for ImA sink capability when

    V

    ou

    =

    0.2V

    at

    the end

    of

    the

    sweep).

    This

    amplifier s

    summing junction allows the telemetry system

    operating

    parameters to

    be exactly ratiometrically determined by pre

    cision resistors RO, Rl

    and

    R2 according

    to the

    following

    formula:

    (10)

    where

    Fo

    =

    I/RO

    sets

    the 1

    alert frequency,

    1

    = I /Rl

    sets

    the

    11 - 1 data trigger frequency shift,

    2

    = I/R2

    sets

    the h fsk

    modulation

    level and

    s

    =

    1/R3

    sets the

    sweep

    rate

    (and hence Is). Amplifier

    Al

    (OP-20, chosen

    for low offset voltage) creates a reference I-volt above

    the

    amplifier-reference signal (also 1 volt), so

    that

    k

    = R8.

    In

    the

    experiment, an electronic switch selected two values of

    R2

    to

    allow two fsk

    modulation

    levels.

    Amplifier A2 (OP-90, chosen for low input

    current

    and off

    set voltage) is a ramp, which operates (when switch SE

    opens) with

    an integration

    constant =(R4+R5)C2.

    The

    integrator uses voltage source trim R6

    to

    allow two cali

    brated sweep rates according to the resistor ratio

    R4/R5

    CI

    2f

    5

    1 E t

    VR

    279

  • 8/17/2019 Deep-Ocean Tests of an Acoustic Modem Insensitive to Multipath Distortion

    6/8

    IIwitch

    SR. The

    sweep

    generator operates on

    5.0 volts

    supply,

    a.nd

    the entire circuit requires only two

    sim

    calibration points, yet

    we're able

    to

    get our infinite

    channels.

    . Signal Propagat ion

    Loss,

    Noise, S N R

    expected

    signal-to-ambient-noise

    ratio

    (SNR)

    can be

    .

    alculated

    (in

    dB) by subtracting the speading

    and

    attenu-

    losses and the background noise level from the- trans

    source level:

    SNR =

    SL -

    20Iog(r)

    -

     

    r

    _

    NSL

    - lOlog BW) 11)

    1000

    SL

    is the

    source level (dB

    re

    1tLPa

    at

    1

    yard),

    cor

    for

    the transducer

    directivity

    index, r

    is the range

    -

    not

    km), a is

    the

    seawater attenuation coefficient

    than 1dB/km

    for frequencies below 15kHz), NSL is

    the

    spectral

    level

    (dB re

    1tLPa/v1fz ),

    and BW

    the receiver

    bandwidth

    (Hz).

    The

    equation assumes a

    preamp

    and

    does not include the

    improve

    a

    directive

    receive

    transducer

    will

    provide

    in

    rejecting

    ambient

    noise, which could exceed

    seawater

    attenuation

    is due to

    magnesium-sulfate ionic

    with

    an

    absorption

    coefficient of

    about 0.7 and

    dB/kyd

    (at

    10°C

    and zero depth)

    for 12

    arrd

    35Hz, re

    (see ref. 15,

    page

    109

    and

    ref. 22).

    Over

    the

    of 8

    to

    50kHz,

    the absortion

    coefficient increases

    by

    square of the

    frequency, decreases

    about

    7% for

    each

    of depth

    and

    increases

    about

    2% for each °C of tem

    decrease. The latter two effects

    tend to

    cancel

    other

    out in

    the top half

    of

    the

    deep ocean. Applying

    formulas

    to

    expected ocean conditions yields

    the

    values

    which

    can be integrated

    over

    the

    sound propaga

    to determine the absoption

    loss for various

    applications.

    Depth (m)

    Temp OC)

    Attenuation (dB/kyd)

    @10kHz

    @33kHz

    0 20

    0.65

    4.S

    3000

    4

    O.SO

    3,3

    6000

    4

    0.38

    2.4

    using

    the system in

    deep

    water, with

    a Skm

    path,

    we

    calculate

    a

    16dB expected SNR

    for (poor)

    20m/s

    wind

    as follows: Given

    the TVR of

    the

    transducer

    t

    +141

    dB

    per

    volt, and considering

    a

    l.SdB

    loss for

    the

    tuning

    resistor,

    we can calculate an output

    acoustic

    of +178dB, for 20 watts

    (this

    was confirmed in

    pool

    test).

    We lose -74dB from Skm spreading and -

    from attenuation

    (at

    10kHz). The resulting calculated

    280

    signal strength

    of

    +99dB

    re 1J LPa near

    the surface,

    is about

    16dB

    louder than the wind

    noise for

    20m/s

    (NSL

    = +S8dB

    at 10kHz), assuming a 300Hz receiver

    bandwidth (+25dB)

    and

    an isotropic receive

    transducer

    (Dr

    =

    OdB).

    5.1

    Shallow

    water .

    Using 33kHz in shallow

    water

    at

    lOoC, 3km of range will result in

    about -22dB

    of absorption

    loss,

    assuming the actual (scattered and

    reflected) path

    is

    30% longer

    than

    the

    range. Since

    the sound is

    in a channel

    the spreading

    loss

    may be

    less

    than the

    -69dB value

    r o ~

    formula

    (11),

    say

    +lOdB

    for

    30m water depth

    (2).

    The

    fi-

    nal system SNR is similar to the case above since NSL is a

    bit lower at 33kHz. Because 3km of range in shallow water

    will be subjected

    to

    severe

    multipath

    interference,

    the

    sweep

    rate

    may increased and

    the

    data

    rate

    may

    be

    decreased to

    combat this. Also,

    the

    telemetry system's processor

    can

    easily allow using slower

    data

    rates, with 25ms dead

    peri

    ods in between

    each

    bit,

    to

    allow

    the

    immediate

    multipath

    energy to

    decay.

    6.

    Sea Trial using

    a

    DAT Recorder

    The

    experiment

    was performed on 16

    to 17

    June

    1988

    dur

    ing cruise

    OC200

    of

    the

    WHOI

    vessel R.V.

    Oceanus, t

    a

    site approximately

    400 miles

    east of Cape Hatteras, just

    north

    of the Gulf Stream, in 3775m of water.

    The

    undersea

    transmitter

    for

    the

    experiment

    operated

    over a range of 9

    to

    14.5kHz and was installed in a Sea

    Data

    model 1665 In

    verted Echo Sounder (rES), deployed on

    the bottom. The

    receive hydrophone was

    the standard

    EG G

    acoustic

    re

    lease deck-set sensor (an

    ITC

    3013

    transducer),

    suspended

    over

    the

    side of

    the

    ship

    about 18m

    below

    the

    surface. A

    custom-built preamp

    with a 5kHz 2nd-order

    bandpass

    filter

    was used with

    the

    hydrophone.

    To

    test the

    new telemetry system, we elected

    to

    transmit

    test

    signals from

    the

    ocean

    bottom to

    various lab-based re

    ceiver circuits

    via

    a

    shipboard

    precision audio recorder. In

    this way we

    could

    perform receiver tests in the lab with var

    ious noise levels and different types of interference, using a

    TEST

    ;

    ~

    TR NSMIT

    ;; 7 } > I p 1

  • 8/17/2019 Deep-Ocean Tests of an Acoustic Modem Insensitive to Multipath Distortion

    7/8

    large variety

    of transmission types

    as

    they

    were

    actually

    received in

    the

    ocean. We used a small

    portable

    16-bit dig

    ital audio

    tape

    (DAT) recorder (Technics model

    SV-MDl,

    complete

    wit.h a

    manual entirely

    in

    Japanese). Thus

    we

    were able

    to obtain

    perfect (90dB

    dynamic range,

    flat

    to

    18kHz, 0.01% time

    stability)

    digital analog recordings

    of

    the received hydrophone signals.

    During the experiment the transmitter

    variables were cy

    cled

    through

    a

    variety

    of combinations

    using a

    parameter

    table

    in

    the

    microprocessor's

    program.

    The parameters

    in

    cluded: data

    rates

    (100

    to

    360

    baud),

    modulation

    index

    (300 and 500Hz), chirp sweep rate (10

    and

    40kHz/s), chan

    nel decay quiet times (62ms to 14s), transmit

    duration

    (1

    to

    10

    bytes/record and

    3

    to

    80 records)

    and the transmitted

    data patterns.

    During

    the experiment the

    receive variables included

    slant

    range

    and

    Dolphin

    activity

    level.

    Winds of

    lOkts and a

    steady

    rainfall

    both occurred at

    various

    times

    during the

    experiment. The experiment

    was

    performed with

    the

    low

    frequency version (to = 9kHz), since all

    the

    available com

    ponents

    (IES

    transmit

    stage, receive hydrophone

    and

    DAT

    recorder) weighed

    against

    the

    33kHz version.

    Initial oscilloscope examination of

    the

    DAT tapes shows 3

    to

    lOdB of

    fading after the

    sweep

    was under

    way

    (due to

    multipath?), -6

    to -lOdB of

    delayed (obvious) multi

    path

    interference

    and

    a + 10 to +20dB

    S i ~

    (4kHz noise band

    width), depending upon surface conditions.

    The concept of

    using a DAT recording

    to

    provide receiver

    test signals has proven

    to be

    very useful.

    At

    this

    writing,

    excellent

    performance has

    been

    obtained playing back the

    tapes

    into

    our prototype

    receiver. In

    this

    fashion we will

    easily be able

    to

    optimize

    the

    performance of

    the

    receiver

    design

    with tests using bench instruments, e.g. the SNR

    can

    be

    degraded

    with

    noise

    generators.

    Already, we were able

    to

    painlessly

    test the

    improvement that a CMOS-switch

    ana

    log mixer provided over a

    limiter/XOR-gate

    mixer. Further

    DAT

    recorder ocean experiments are planned

    in

    shallow

    water.

    6.1 Dolphins. We experienced considerable interference

    from dolphins, who were curious

    about the ship and

    enjoyed

    playing with

    the hydrophone.

    A few dolphins used

    their

    variable-rate

    pulse

    sonar to locate and

    "ping"

    the

    trans

    ducer;

    at

    closest

    approach they

    increased

    the

    ping

    rate to

    buzz. Like

    our hydrophone,

    the

    dolphins

    could

    hear

    the

    transmitter on

    the ocean bottom.

    Amazingly, they did a

    good

    job of

    mimicking

    the

    9 to 14kHz sweep signal

    of the

    telemetry But we

    haven't yet

    decoded

    their

    transmissions

    (Does anyone know, do they use ASCII code? And if so,

    is it

    Is

    b first?).

    t

    was necessary

    to

    move

    the ship

    several

    times,

    and to turn

    off

    the

    fantail lights. This may

    be an

    argument in favor of

    higher

    frequencies, such as

    our

    33kHz

    version.

    281

    1

    System Considerations

    The

    receiver and

    transmitter of

    the

    acoustic

    modem

    each

    occupy one

    card,

    as does

    the

    processor.

    The

    33kHz trans

    ducer is very small, l.6-in (4cm) in diameter,

    and

    is con

    structed with an O-ring

    groove

    and 3/4-16 stud with

    em

    bedded

    wires,

    to

    allow it

    to be

    screwed directly

    into an

    endcap. Thus, the system can

    easily

    be added to many

    existing designs. A standalone version mounted in a small

    housing with

    a

    battery

    is

    planned

    as well.

    The

    final

    telemetry

    system software will employ a data

    transmission

    protocol suited for systems applications, and

    error checking features. A unique code can be sent from

    each

    transmitter

    for identification. Controlled

    redundancy

    can greatly

    reduce

    the

    error rate: block error-correction

    codes

    such

    as

    the

    Reed-Solomon code(21) can allow for cor

    rection (after reception) of up

    to

    15 errors within a ISS-bit

    block while achieving

    an

    80% code

    rate

    (125 data

    bits).

    Although both

    receiver

    and transmitter cards

    will often

    be

    located at both ends of

    a

    system,

    creating a full

    underwater

    MODEM, telemetry

    systems

    can be substantially

    simplified

    if one-way data transmission is used. f stable timebase os

    cillators are

    employed(19), offset time-slot channels

    may be

    established

    so that many

    undersea instruments can trans

    mit

    to

    a

    central

    receiver(20) on a single frequency, without

    requiring

    a

    command

    for

    the

    transmission. Furthermore,

    studies

    have shown(7) that a one way acoustic data

    trans

    mission

    system

    can

    be optimal,

    e.g. "Analysis of

    the

    ADTL

    data indicated that command and retry

    provided only

    min

    imal improvement in

    the amount of

    data passed

    without

    errors.

    8. Conclusion

    t is

    our expectation

    that considerable

    improvement

    over

    other

    traditional

    methods

    will

    be

    experienced with

    our

    new

    swept-frequency telemetry, at a reduced cost.

    t

    is our hope

    that our

    work will help lead

    to

    a

    greater and

    happier

    use

    of

    acoustic telemetry in

    the

    ocean.

    9. Acknowlegments

    One

    of

    us (GC) wrote some of the transmitter

    software

    and

    singlehandedly

    ( )

    performed

    the

    undersea experiment,

    during the

    wee hours when

    the rest

    of

    the ship

    was asleep,

    while another (DN) modified

    the

    IES undersea transmitter

    and constructed preamps and

    prototype

    receivers

    to ana

    lyze

    the

    DAT

    tapes.

    Special

    thanks are due

    to Kevin Boyce

    for creating a

    major portion

    of

    the

    original IES micropro

    cessor code,

    to Dan

    Frye

    and others at WHO

    I for

    their

    suggestions

    and

    review of

    telemetry system

    goals

    and to

    Prof. Randy Watts at URI

    for his

    encouragement.

  • 8/17/2019 Deep-Ocean Tests of an Acoustic Modem Insensitive to Multipath Distortion

    8/8

    References

    Parker,

    B.B. (1985) Real-Time Oceanographic Model Systems: Present

    and

    Oceans

    '85,

    Proc.

    IEEE-MTS

    Conf.,

    pp W.-214.

    Urich,

    ILJ.

    (1982) Sound

    Propagation

    in

    the

    Sea, Peninsula Publishing, Los

    chapter 10-12.

    Coffey,

    D.M.

    and

    PaquetteiI985): Aaura