description iresscode exchange current margin final grade

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Description IRESSCode Exchange Current Margin Final Grade Margin AUSTRALIA TOP 200 XJO IND 5 5 US TOP 30 DJI IND 5 5 UK TOP 100 UKX IND 5 5 HANG SENG CHINA ENTERPRISES HSCE IND 5 5 HK TOP 46 HIS IND 5 5 JAPAN TOP 225 N225 IND 5 5 US TECH 100 NDX IND 5 5 US RUSSEL 2000 RUT IND 20 20 MSCI SINGAPORE 870200 IND 5 5 US TOP 500 SPX IND 5 5 ACMA LTD-CW AYXW WARRANT 100 100 CHASENHLDG W170320 U2KW WARRANT 100 100 Centurion Warrant 171027 T7UW WARRANT 100 100 FALCON ENERGY CW16 TJ1W WARRANT 100 100 NTEGRATOR INTERNATIONAL-CW 42VW WARRANT 100 100 Olam W180129 US$ R9IW WARRANT 100 100 SHS HOLDING-CW19 AJHW WARRANT 100 100 EZION HOLDINGS-CW20 BSHW WARRANT 100 100 ALPHA BANK SA-CW17 ALPHAW WARRANT 100 100 NATIONAL BANK OF GREECE-CW1 ETEW WARRANT 100 100 HFSF PIRAEUS-CW17 TPEIRW WARRANT 100 100 AALBERTS INDUSTRIES NV AALB AMS 10 10 ACCELL GROUP ACCEL AMS 40 40 AMSTERDAM COMMODITIES NV ACOMO AMS 40 30 AEGON NV AGN AMS 10 10 KONINKLIJKE AHOLD NV AH AMS 10 10 AFC AJAX AJAX AMS 50 70 AKZO NOBEL AKZA AMS 10 10 AMG ADVANCED METALLURGICAL AMG AMS 40 30 APERAM APAM AMS 20 20 ARCADIS NV ARCAD AMS 20 25 ASM INTERNATIONAL NV ASM AMS 20 20 ASML HOLDING NV ASML AMS 10 10 ALTICE SA ATC AMS 20 20 KONINKLIJKE BAM GROEP NV BAMNB AMS 20 20 BETER BED HOLDING NV BBED AMS 40 40 BE SEMICONDUCTOR INDUSTRIES BESI AMS 25 25 BOUSSARD & GAVAUDAN HOLD BGHL AMS 30 30 BINCKBANK NV BINCK AMS 25 30 BOSKALIS WESTMINSTER BOKA AMS 10 10 BRUNEL INTERNATIONAL BRNL AMS 20 20 CORBION NV CRBN AMS 20 20 DELTA LLOYD NV DL AMS 20 20 DOCDATA NV DOCD AMS 50 100 DPA GROUP NV DPA AMS 50 50 KONINKLIJKE DSM NV DSM AMS 10 10 EUROCOMMERCIAL PROPERTIE-CV ECMPA AMS 20 20 EUROCASTLE INVESTMENT LTD ECT AMS 30 50

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Page 1: Description IRESSCode Exchange Current Margin Final Grade

Description IRESSCode Exchange

Current

Margin

Final Grade

Margin

AUSTRALIA TOP 200 XJO IND 5 5

US TOP 30 DJI IND 5 5

UK TOP 100 UKX IND 5 5

HANG SENG CHINA ENTERPRISES HSCE IND 5 5

HK TOP 46 HIS IND 5 5

JAPAN TOP 225 N225 IND 5 5

US TECH 100 NDX IND 5 5

US RUSSEL 2000 RUT IND 20 20

MSCI SINGAPORE 870200 IND 5 5

US TOP 500 SPX IND 5 5

ACMA LTD-CW AYXW WARRANT 100 100

CHASENHLDG W170320 U2KW WARRANT 100 100

Centurion Warrant 171027 T7UW WARRANT 100 100

FALCON ENERGY CW16 TJ1W WARRANT 100 100

NTEGRATOR INTERNATIONAL-CW1842VW WARRANT 100 100

Olam W180129 US$ R9IW WARRANT 100 100

SHS HOLDING-CW19 AJHW WARRANT 100 100

EZION HOLDINGS-CW20 BSHW WARRANT 100 100

ALPHA BANK SA-CW17 ALPHAW WARRANT 100 100

NATIONAL BANK OF GREECE-CW17ETEW WARRANT 100 100

HFSF PIRAEUS-CW17 TPEIRW WARRANT 100 100

AALBERTS INDUSTRIES NV AALB AMS 10 10

ACCELL GROUP ACCEL AMS 40 40

AMSTERDAM COMMODITIES NV ACOMO AMS 40 30

AEGON NV AGN AMS 10 10

KONINKLIJKE AHOLD NV AH AMS 10 10

AFC AJAX AJAX AMS 50 70

AKZO NOBEL AKZA AMS 10 10

AMG ADVANCED METALLURGICALAMG AMS 40 30

APERAM APAM AMS 20 20

ARCADIS NV ARCAD AMS 20 25

ASM INTERNATIONAL NV ASM AMS 20 20

ASML HOLDING NV ASML AMS 10 10

ALTICE SA ATC AMS 20 20

KONINKLIJKE BAM GROEP NV BAMNB AMS 20 20

BETER BED HOLDING NV BBED AMS 40 40

BE SEMICONDUCTOR INDUSTRIES BESI AMS 25 25

BOUSSARD & GAVAUDAN HOLD BGHL AMS 30 30

BINCKBANK NV BINCK AMS 25 30

BOSKALIS WESTMINSTER BOKA AMS 10 10

BRUNEL INTERNATIONAL BRNL AMS 20 20

CORBION NV CRBN AMS 20 20

DELTA LLOYD NV DL AMS 20 20

DOCDATA NV DOCD AMS 50 100

DPA GROUP NV DPA AMS 50 50

KONINKLIJKE DSM NV DSM AMS 10 10

EUROCOMMERCIAL PROPERTIE-CVECMPA AMS 20 20

EUROCASTLE INVESTMENT LTD ECT AMS 30 50

Page 2: Description IRESSCode Exchange Current Margin Final Grade

FUGRO NV-CVA FUR AMS 30 35

GALAPAGOS NV GLPG AMS 30 20

GEMALTO GTO AMS 10 10

GRANDVISION NV GVNV AMS 20 20

PERSHING SQUARE HOLDINGS LTDPSH AMS 20 20

HAL TRUST HAL AMS 20 20

HUNTER DOUGLAS NV HDG AMS 30 30

HEINEKEN NV HEIA AMS 10 10

HEIJMANS N.V.-CVA HEIJM AMS 50 40

HEINEKEN HOLDING NV HEIO AMS 20 20

ROYAL IMTECH NV IM AMS 30 100

IMCD GROUP NV IMCD AMS 20 20

ING GROEP NV-CVA INGA AMS 10 10

KAS BANK NV-CVA KA AMS 50 50

KENDRION NV KENDR AMS 40 40

KONINKLIJKE KPN NV KPN AMS 10 10

VAN LANSCHOT NV-CVA LANS AMS 40 30

ARCELORMITTAL MT AMS 10 20

NED APPARATEN FABRIEK- NEDAPNEDAP AMS 50 40

NEWAYS ELECTRONIC INTL NV NEWAY AMS 70 50

NN GROUP NV NN AMS 10 10

NSI NV NSI AMS 30 30

OCI NV OCI AMS 10 20

ORANJEWOUD NV ORANW AMS 70 50

ORDINA NV ORDI AMS 70 70

PHARMING GROUP NV PHARM AMS 50 70

KONINKLIJKE PHILIPS NV PHIA AMS 10 10

POSTNL NV PNL AMS 20 20

RANDSTAD HOLDING NV RAND AMS 10 10

REED ELSEVIER NV REN AMS 10 10

REFRESCO GERBER NV RFRG AMS 25 20

SBM OFFSHORE NV SBMO AMS 30 20

SLIGRO FOOD GROUP NV SLIGR AMS 30 30

THINK IBOXX AAA-AA GOVERNMENTAT AMS 40 40

THINK IBOXX CORPORATE BOND UTCBT AMS 40 50

THINK IBOXX GOVERNMENT BONDTGBT AMS 30 40

THINK GLOBAL EQUITY UCITS ET TGET AMS 30 40

TELEGRAAF MEDIA GROEP NV-CVATMG AMS 50 40

TNT EXPRESS NV TNTE AMS 10 20

TOMTOM TOM2 AMS 20 20

TKH GROUP NV-DUTCH CERT TWEKA AMS 20 20

UNIBAIL-RODAMCO SE UL AMS 10 10

UNILEVER NV-CVA UNA AMS 10 10

USG PEOPLE NV USG AMS 20 20

VASTNED RETAIL NV VASTN AMS 20 25

VOPAK VPK AMS 10 10

VOLTA FINANCE LTD VTA AMS 40 40

KONINKLIJKE WESSANEN NV WES AMS 20 20

WERELDHAVE NV WHA AMS 20 20

WOLTERS KLUWER WKL AMS 10 10

Page 3: Description IRESSCode Exchange Current Margin Final Grade

BRITISH AMERICAN TOB-SP ADR BTI AME 20 20

CENTRAL FUND CANADA LTD-A CEF AME 25 25

COMPX INTERNATIONAL INC CIX AME 50 50

DENISON MINES CORP DNN AME 50 50

ELEPHANT TALK COMMUNICATIONSETAK AME 100 100

GOLD RESOURCE CORP GORO AME 70 50

GORMAN-RUPP CO GRC AME 40 30

IMPERIAL OIL LTD IMO AME 20 20

Cheniere Energy Inc LNG AME 30 30

LADENBURG THALMANN FINANCIALLTS AME 50 50

CONTANGO OIL & GAS MCF AME 50 50

MAST THERAPEUTICS INC MSTX AME 100 100

MAG SILVER CORP MVG AME 50 40

NAVIDEA BIOPHARMACEUTICALS INAVB AME 60 70

NOVAGOLD RESOURCES INC NG AME 40 25

NEW GOLD INC NGD AME 30 25

NATIONAL HEALTHCARE CORP NHC AME 30 30

NORTHERN OIL AND GAS INC NOG AME 50 70

NEVSUN RESOURCES LTD NSU AME 40 40

ORGANOVO HOLDINGS INC ONVO AME 50 50

PROTALIX BIOTHERAPEUTICS INC PLX AME 70 100

PARK NATIONAL CORP PRK AME 25 30

RADIANT LOGISTICS INC RLGT AME 70 70

SANDSTORM GOLD LTD SAND AME 50 50

SEABOARD CORP SEB AME 30 30

STRAIGHT PATH COMM- B STRP AME 40 100

TASEKO MINES LTD TGB AME 70 70

URANIUM ENERGY CORP UEC AME 70 70

VIRNETX HOLDING CORP VHC AME 50 70

1-PAGE LTD 1PG ASX 50 100

8I HOLDINGS LTD 8IH ASX 50 50

Australian Agricult AAC ASX 30 10

Ardent Leisure Group AAD ASX 20 25

Alcoa Inc AAI ASX 30 30

Adelaide Brighton ABC ASX 30 30

Abacus Property Grp ABP ASX 20 10

Acrux Limited ACR ASX 100 100

Australian Foundat AFI ASX 20 20

Amp Capital China AGF ASX 40 50

AngloGold Ashanti AGG ASX 40 40

Ainsworth Game Tech AGI ASX 30 30

AGL ENERGY LTD AGL ASX 10 20

ASALEO CARE LTD AHY ASX 20 10

ADMEDUS LTD AHZ ASX 70 100

Auckland Internation AIA ASX 30 30

Asciano Limited AIO ASX 10 20

Astro Jap Prop Group AJA ASX 50 50

ASIA PACIFIC DATA CENTRE AJD ASX 50 50

AUDIO PIXELS HOLDINGS LTD AKP ASX 70 50

AUSTRALIAN LEADERS FUND LTD ALF ASX 50 40

Page 4: Description IRESSCode Exchange Current Margin Final Grade

Aristocrat Leisure ALL ASX 20 20

Als Ltd ALQ ASX 20 25

ALTIUM LTD ALU ASX 30 15

Amcor Limited AMC ASX 10 10

AMCIL Limited AMH ASX 50 50

AMP Limited AMP ASX 10 20

Ansell Limited ANN ASX 20 10

ANZ Banking Grp Ltd ANZ ASX 10 10

FKP Property Group AOG ASX 20 10

APA Group APA ASX 20 30

AP EAGERS LTD APE ASX 30 25

Australian Pharm API ASX 30 25

APN News & Media APN ASX 40 40

Aspen Group APZ ASX 50 50

Alacer Gold Corp AQG ASX 50 30

ARENA REIT ARF ASX 50 50

Argo Investments ARG ASX 20 20

Arrium Ltd ARI ASX 50 100

Austal Limited ASB ASX 30 15

ASX Limited ASX ASX 10 20

Atrum Coal NL ATU ASX 100 100

Austbrokers Holdings AUB ASX 40 40

Australian United In AUI ASX 30 30

AVANCO RESOURCES LTD AVB ASX 70 70

AVJennings Limited AVJ ASX 50 50

Alumina Limited AWC ASX 20 20

AWE Limited AWE ASX 50 50

AIRXPANDERS INC-CDI AXP ASX 70 70

Aurizon Holdings Ltd AZJ ASX 10 20

BURSON GROUP LTD BAP ASX 25 20

Billabong BBG ASX 50 50

Bendigo and Adelaide BEN ASX 20 20

Bell Financial Group BFG ASX 100 100

Bega Cheese Ltd BGA ASX 30 15

BIGAIR GROUP LTD BGL ASX 70 100

BHP Billiton Limited BHP ASX 10 20

BUILDINGIQ INC-CDI BIQ ASX 100 100

BKI Investment Ltd BKI ASX 30 30

Blackmores Limited BKL ASX 35 20

Bradken Limited BKN ASX 50 70

Brickworks Limited BKW ASX 35 20

BLUE SKY ALTERNATIVE INVESTM BLA ASX 50 50

Boral Limited BLD ASX 30 30

BENITEC BIOPHARMA LTD BLT ASX 100 100

BEACON LIGHTING GROUP LTD BLX ASX 50 50

Bionomics Limited BNO ASX 70 70

Bougainville Copper BOC ASX 100 100

Bank of Queensland BOQ ASX 20 10

BROOKFIELD PRIME PROPERTY FUBPA ASX 40 50

Beach Energy Limited BPT ASX 40 20

Page 5: Description IRESSCode Exchange Current Margin Final Grade

Breville Group Ltd BRG ASX 30 30

Buru Energy BRU ASX 100 100

BlueScope Steel Ltd BSL ASX 20 20

BT Investment Mngmnt BTT ASX 20 25

BWP Trust BWP ASX 20 20

Brambles Limited BXB ASX 10 20

Cabcharge Australia CAB ASX 30 40

CAPITOL HEALTH LTD CAJ ASX 50 100

Carsales Com Ltd CAR ASX 20 20

Commonwealth Bank CBA ASX 10 20

Coca-Cola Amatil CCL ASX 10 20

Credit Corp Group CCP ASX 30 25

Cash Converters CCV ASX 50 70

Codan Limited CDA ASX 70 70

Cardno Limited CDD ASX 40 70

CADENCE CAPITAL LTD CDM ASX 100 100

Carindale Property CDP ASX 40 40

Cudeco Limited CDU ASX 100 100

Challenger Limited CGF ASX 20 20

Charter Hall Group CHC ASX 20 20

Carlton Investments CIN ASX 40 30

Collins Foods Ltd CKF ASX 50 30

Collection House CLH ASX 50 70

Cromwell Prop CMW ASX 20 20

Cochlear Limited COH ASX 20 20

Computershare Ltd CPU ASX 10 10

Charter Hall Retail CQR ASX 20 20

CSL Limited CSL ASX 10 20

CSR Limited CSR ASX 30 30

CSG Limited CSV ASX 40 40

Corp Travel Limited CTD ASX 25 20

Contango Microcap CTN ASX 50 50

Caltex Australia CTX ASX 10 20

Countplus Limited CUP ASX 100 100

CVC Limited CVC ASX 50 50

COVER-MORE GROUP LTD CVO ASX 25 40

Clearview Wealth Ltd CVW ASX 40 40

Crown Limited CWN ASX 10 20

Cedar Woods Prop CWP ASX 50 50

Coal of Africa Ltd CZA ASX 100 100

Decmil Group Limited DCG ASX 70 70

DICKER DATA LTD DDR ASX 50 50

Djerriwarrh DJW ASX 40 40

Duluxgroup Limited DLX ASX 20 10

Domino Pizza Enterpr DMP ASX 20 20

DONACO INTL LTD DNA ASX 50 50

Downer EDI Limited DOW ASX 20 25

DICK SMITH HOLDINGS LTD DSH ASX 30 100

Data#3 Limited DTL ASX 70 50

Duet Group DUE ASX 30 30

Page 6: Description IRESSCode Exchange Current Margin Final Grade

Diversified United DUI ASX 40 40

DORSAVI LTD DVL ASX 100 100

DWS Ltd DWS ASX 70 50

Dexus Property Group DXS ASX 10 20

ELDERS LTD ELD ASX 50 40

ELDERS LTD ELDPA ASX 100 100

ERM Power Limited EPW ASX 50 50

Ethane Pipeline EPX ASX 100 100

Equity Trustees EQT ASX 50 50

Energy Resources ERA ASX 70 50

Evolution Mining Ltd EVN ASX 30 20

Energy World Corpor EWC ASX 50 70

Euroz Limited EZL ASX 50 50

Fantastic Holdings FAN ASX 50 50

FAR Ltd FAR ASX 50 50

Fletcher Building FBU ASX 20 20

Australian Education FET ASX 40 30

Folkestone Limited FLK ASX 70 50

FREELANCER LTD FLN ASX 50 50

Flight Centre FLT ASX 20 10

Fortescue Metals Grp FMG ASX 20 20

FREEDOM FOODS GROUP LTD FNP ASX 50 50

Fisher & Paykel H FPH ASX 20 20

Finbar Group Limited FRI ASX 50 50

FSA Group Limited FSA ASX 70 70

Fleetwood Corp FWD ASX 100 100

Fairfax Media Ltd FXJ ASX 20 20

FlexiGroup Limited FXL ASX 30 30

GBST HOLDINGS LTD GBT ASX 50 40

GDI PROPERTY GROUP GDI ASX 40 40

G8 Education Limited GEM ASX 25 10

GENERATION HEALTHCARE REIT GHC ASX 50 50

Galileo Japan Trust GJT ASX 50 50

GENWORTH MORTGAGE INSURANCEGMA ASX 25 25

Goodman Group GMG ASX 10 20

GrainCorp Limited GNC ASX 20 10

GR ENGINEERING SERVICES LTD GNG ASX 70 70

ETFS GOLD GOLD ASX 40 40

GOLD ROAD RESOURCES LTD GOR ASX 50 40

Gowing Bros Limited GOW ASX 50 50

Growthpoint Property GOZ ASX 20 15

GPT Group GPT ASX 10 10

Grange Resources GRR ASX 70 100

G U D Holdings GUD ASX 25 25

GWA Group Ltd GWA ASX 25 15

GREENCROSS LTD GXL ASX 30 25

Gazal Corporation GZL ASX 70 50

HFA HOLDINGS LTD HFA ASX 50 50

Henderson Group HGG ASX 20 20

Hunter Hall Global HHV ASX 50 40

Page 7: Description IRESSCode Exchange Current Margin Final Grade

Hills Holdings Ltd HIL ASX 100 100

HELLOWORLD LTD HLO ASX 70 50

HOTEL PROPERTY INVESTMENTS LHPI ASX 50 50

Hansen Technologies HSN ASX 40 40

Hutchison HTA ASX 40 40

Harvey Norman HVN ASX 20 20

Horizon Oil Limited HZN ASX 70 100

Insurance Australia IAG ASX 10 20

ICAR ASIA LTD ICQ ASX 70 50

INDUSTRIA REIT IDR ASX 40 50

IOOF Holdings Ltd IFL ASX 20 10

Infomedia Ltd IFM ASX 70 70

Infigen Energy IFN ASX 70 100

Independence Group IGO ASX 25 25

Iluka Resources ILU ASX 20 20

BENTHAM IMF LTD IMF ASX 50 70

Ingenia Group INA ASX 50 50

Investa Office Fund IOF ASX 20 20

Incitec Pivot IPL ASX 10 20

IRESS Limited IRE ASX 20 20

Integrated Research IRI ASX 50 50

ISENTIA GROUP LTD ISD ASX 35 35

ISELECT LTD ISU ASX 50 50

InvoCare Limited IVC ASX 20 10

JB Hi-Fi Limited JBH ASX 20 10

JAPARA HEALTHCARE LTD JHC ASX 25 25

James Hardie Indust JHX ASX 20 30

K2 ASSET MANAGEMENT HOLDINGSKAM ASX 70 100

KAROON GAS AUSTRALIA LTD KAR ASX 50 50

Kingsgate Consolid KCN ASX 70 100

Kathmandu Hold Ltd KMD ASX 50 50

K & S Corporation KSC ASX 50 70

ALE Property Group LEP ASX 40 40

LIFESTYLE COMMUNITIES LTD LIC ASX 50 50

Lend Lease Group LLC ASX 10 20

Liquefied Natural LNG ASX 40 20

Lonestar Reso Ltd LNR ASX 70 100

Lynas Corporation LYC ASX 70 70

Macquarie Telecom Gp MAQ ASX 70 50

Magellan Flagship MFF ASX 40 30

Magellan Fin Grp Ltd MFG ASX 20 20

Mirvac Group MGR ASX 10 20

Mount Gibson Iron MGX ASX 70 70

Mineral Resources MIN ASX 25 20

Mirrabooka Invest MIR ASX 50 50

Melbourne IT Limited MLB ASX 70 50

MACA Limited MLD ASX 70 50

Milton Corporation MLT ASX 30 30

Metals X Limited MLX ASX 50 40

McMillan Shakespeare MMS ASX 20 20

Page 8: Description IRESSCode Exchange Current Margin Final Grade

Monadelphous Group MND ASX 30 30

MY NET FONE LTD MNF ASX 50 50

MONEY3 CORP LTD MNY ASX 70 70

Mortgage Choice Ltd MOC ASX 70 70

Macq Atlas Roads Grp MQA ASX 20 10

Macquarie Group Ltd MQG ASX 10 20

Mermaid Marine MRM ASX 70 70

Mesoblast Limited MSB ASX 40 100

MANTRA GROUP LTD MTR ASX 20 15

Metcash Limited MTS ASX 25 25

MONASH IVF GROUP LTD MVF ASX 50 40

MULTIPLEX SITES TRUST MXUPA ASX 40 40

Myer Holdings Ltd MYR ASX 30 25

MyState Limited MYS ASX 50 50

Mayne Pharma Ltd MYX ASX 30 25

National Aust Bank NAB ASX 10 20

Nanosonics Limited NAN ASX 50 40

Nick Scali Limited NCK ASX 50 40

Newcrest Mining NCM ASX 10 20

Nearmap Ltd NEA ASX 70 70

NINE ENTERTAINMENT CO HOLDINNEC ASX 25 20

NEUREN PHARMACEUTICALS LTD NEU ASX 70 100

New Hope Corporation NHC ASX 50 50

NIB Holdings Limited NHF ASX 25 30

Nuplex Industries NPX ASX 40 40

NATIONAL STORAGE REIT NSR ASX 30 15

Northern Star NST ASX 35 20

NETCOMM WIRELESS LTD NTC ASX 100 100

Nufarm Limited NUF ASX 20 20

Navitas Limited NVT ASX 20 20

News Corp NWS ASX 20 20

Nextdc Limited NXT ASX 50 25

OBJ LTD OBJ ASX 100 100

OBJECTIVE CORPORATION LTD OCL ASX 70 70

OZFOREX GROUP LTD OFX ASX 30 40

OceanaGold Corp OGC ASX 30 25

OM Holdings Limited OMH ASX 70 100

1300 Smiles Limited ONT ASX 50 70

ORORA LTD ORA ASX 25 10

Orocobre Limited ORE ASX 50 40

Origin Energy ORG ASX 20 20

Orica Limited ORI ASX 10 20

Oil Search Ltd OSH ASX 20 30

OZ Minerals OZL ASX 25 20

PANORAMIC RESOURCES LTD PAN ASX 70 100

PAYCE CONSOLIDATED LTD PAY ASX 50 70

Pacific Brands PBG ASX 40 35

Paladin Energy Ltd PDN ASX 50 50

PACIFIC ENERGY LTD PEA ASX 70 70

Patties Foods Ltd PFL ASX 50 70

Page 9: Description IRESSCode Exchange Current Margin Final Grade

PACT GROUP HOLDINGS LTD PGH ASX 20 20

PLUKKA LTD PKA ASX 100 100

Platinum Capital Ltd PMC ASX 50 50

PMP Limited PMP ASX 70 50

Premier Investments PMV ASX 25 20

Peet Limited PPC ASX 40 50

Perpetual Limited PPT ASX 20 20

Programmed PRG ASX 50 20

Prime Media Grp Ltd PRT ASX 70 70

Perseus Mining Ltd PRU ASX 50 40

Primary Health Care PRY ASX 20 20

Platinum Asset PTM ASX 20 10

Qantas Airways QAN ASX 20 20

QBE Insurance Group QBE ASX 10 10

Qube Holdings Ltd QUB ASX 20 20

RCG CORP LTD RCG ASX 50 40

RCR Tomlinson RCR ASX 50 70

Reef Casino Trust RCT ASX 50 50

REA Group REA ASX 20 10

Reece Australia Ltd REH ASX 30 30

RURAL FUNDS GROUP RFF ASX 50 50

Retail Food Group RFG ASX 25 25

Ramsay Health Care RHC ASX 10 20

Ruralco Holdings RHL ASX 50 50

Ridley Corporation RIC ASX 50 50

Rio Tinto Limited RIO ASX 10 20

Reckon Limited RKN ASX 50 70

ResMed Inc RMD ASX 20 10

Regis Resources RRL ASX 25 20

Resolute Mining RSG ASX 50 100

Royal Wolf Holdings RWH ASX 70 100

SAI Global Limited SAI ASX 25 25

Saracen Mineral SAR ASX 50 35

St Barbara Limited SBM ASX 50 100

SCENTRE GROUP SCG ASX 10 20

Sca Property Group SCP ASX 20 20

STEADFAST GROUP LTD SDF ASX 20 20

Sunland Group Ltd SDG ASX 50 50

Sundance Energy SEA ASX 70 100

SINO GAS & ENERGY HOLDINGS L SEH ASX 70 100

Seek Limited SEK ASX 10 20

Specialty Fashion SFH ASX 100 100

Sandfire Resources SFR ASX 25 25

SG FLEET GROUP LTD SGF ASX 50 30

Slater & Gordon SGH ASX 25 50

Sims Metal Mgmt Ltd SGM ASX 20 25

Stockland SGP ASX 10 20

SHINE CORPORATE LTD SHJ ASX 50 70

Sonic Healthcare SHL ASX 10 20

Select Harvests SHV ASX 25 20

Page 10: Description IRESSCode Exchange Current Margin Final Grade

Sigma Pharmaceutical SIP ASX 30 10

SMARTGROUP CORP LTD SIQ ASX 50 50

SILVER CHEF LTD SIV ASX 50 50

Skycity Ent Grp Ltd SKC ASX 20 20

Spark Infrastructure SKI ASX 20 20

SKY NETWORK TELEVISION LTD SKT ASX 20 25

SEALINK TRAVEL GROUP LTD SLK ASX 50 50

Salmat Limited SLM ASX 100 100

SMS Management SMX ASX 40 100

Soul Pattinson SOL ASX 30 30

Spark New Zealand SPK ASX 20 20

Starpharma Holdings SPL ASX 50 50

SPOTLESS GROUP HOLDINGS LTD SPO ASX 20 25

Servcorp Limited SRV ASX 40 40

Sirtex Medical SRX ASX 30 30

Steamships Trading SST ASX 50 50

Santos Ltd STO ASX 20 20

Super Ret Rep Ltd SUL ASX 20 15

Suncorp Group Ltd SUN ASX 10 20

Seven Group Holdings SVW ASX 20 25

Seven West Media Ltd SWM ASX 25 20

Sthn Cross Media SXL ASX 30 25

Senex Energy Limited SXY ASX 70 50

SYD Airport SYD ASX 10 20

Syrah Resources SYR ASX 30 25

TABCORP Holdings Ltd TAH ASX 20 20

Tribune Res Ltd TBR ASX 50 50

Transurban Group TCL ASX 10 20

Ten Network Holdings TEN ASX 50 50

TFS Corporation Ltd TFC ASX 30 40

Thorn Group Limited TGA ASX 50 70

Templeton Global TGG ASX 50 40

360 CAPITAL GROUP LTD TGP ASX 50 50

Tassal Group Limited TGR ASX 25 15

Teranga Gold Corp TGZ ASX 70 50

360 CAPITAL INDUSTRIAL FUND TIX ASX 40 30

Telstra Corporation TLS ASX 10 20

Trade Me Group Ltd TME ASX 30 30

Technology One TNE ASX 20 10

TNG LTD TNG ASX 70 100

360 CAPITAL OFFICE FUND TOF ASX 50 50

Tox Free Solutions TOX ASX 50 50

Tpg Telecom Limited TPM ASX 20 10

REJECT SHOP LTD/THE TRS ASX 40 40

Tatts Group Ltd TTS ASX 20 20

Ttg Mobile Coupon TUP ASX 70 100

Treasury Wine Estate TWE ASX 20 20

Tower Limited TWR ASX 50 70

UGL Limited UGL ASX 40 50

Unilife Corporation UNS ASX 70 100

Page 11: Description IRESSCode Exchange Current Margin Final Grade

UNITED OVERSEAS AUSTRALIA UOS ASX 50 50

US MASTERS RESIDENTIAL PROPE URF ASX 40 40

Virgin Aus Hldg Ltd VAH ASX 30 40

VILLA WORLD LTD VLW ASX 50 50

Vocus Comms Ltd VOC ASX 20 20

Village Roadshow Ltd VRL ASX 30 30

VIRTUS HEALTH LTD VRT ASX 30 15

VITA GROUP LTD VTG ASX 50 30

WAM Capital Limited WAM ASX 30 25

WAM RESEARCH LTD WAX ASX 50 50

WEBSTER LTD WBA ASX 50 50

Westpac Banking Corp WBC ASX 10 20

Warrnambool Cheese WCB ASX 40 50

Webjet Limited WEB ASX 40 40

Wesfarmers Limited WES ASX 10 10

WESTFIELD CORP WFD ASX 10 20

Whitehaven Coal WHC ASX 40 35

Whitefield Ltd WHF ASX 50 40

WESTOZ INVESTMENT CO LTD WIC ASX 100 100

WOLF MINERALS LTD WLF ASX 50 70

WELLCOM GROUP LTD WLL ASX 70 50

WorleyParsons Ltd WOR ASX 35 35

Woolworths Limited WOW ASX 10 20

Woodside Petroleum WPL ASX 20 20

Western Areas Ltd WSA ASX 30 20

Watpac Limited WTP ASX 50 50

XPED LTD XPE ASX 50 100

Yancoal Aust Ltd YAL ASX 100 100

YELLOW BRICK ROAD HOLDINGS LYBR ASX 100 100

Zimplats Holding Ltd ZIM ASX 40 50

AEGEAN AIRLINES AEGN ATH 50 40

ALPHA BANK A.E. ALPHA ATH 40 20

JUMBO SA MPELAE ATH 40 50

COCA-COLA HBC AG-CDI EEE ATH 25 25

ELLAKTOR SA ELLAKTOR ATH 70 70

HELLENIC PETROLEUM SA ELPE ATH 30 30

NATIONAL BANK OF GREECE ETEE ATH 50 40

EUROBANK ERGASIAS SA EUROB ATH 40 100

HELLENIC EXCHANGES - ATHENS EXAE ATH 50 40

THESSALONIKI WATER & SEWAGE EYAPS ATH 70 70

ATHENS WATER SUPPLY & SEWAGEEYDAPE ATH 70 50

FF GROUP FFGRPE ATH 40 50

GEK TERNA HOLDING REAL ESTAT GEKTERNAE ATH 70 70

GRIVALIA PROPERTIES REIC GRIV ATH 40 25

HELLENIC TELECOMMUN ORGANIZAHTOE ATH 40 40

KARELIA TOBACCO CO. S.A. KARE ATH 40 30

LAMDA DEVELOPMENT SA LAMDA ATH 70 50

METKA SA METKE ATH 70 50

MARFIN INVESTMENT GROUP HOLDMIGE ATH 70 70

MOTOR OIL (HELLAS) SA MOHE ATH 50 50

Page 12: Description IRESSCode Exchange Current Margin Final Grade

MYTILINEOS HOLDINGS S.A. MYTIL ATH 50 40

OPAP SA OPAP ATH 25 20

PLAISIO COMPUTERS SA PLAIS ATH 50 50

PLASTIKA KRITIS S.A. PLAKR ATH 70 70

PIRAEUS PORT AUTHORITY SA OLPE ATH 70 50

PUBLIC POWER CORP PPC ATH 30 25

BANK OF GREECE ELLE ATH 70 70

TERNA ENERGY SA TENERGYE ATH 70 70

TITAN CEMENT CO. S.A. TITKE ATH 40 50

PIRAEUS BANK S.A TPEIRE ATH 40 40

ROYAL DUTCH SHELL PLC-A SHS RDSA_AMS AMS 20 15

ANHEUSER-BUSCH INBEV NV ABI BRU 10 10

ABLYNX NV ABLX BRU 35 35

ACKERMANS & VAN HAAREN ACKB BRU 10 10

AEDIFICA AED BRU 25 25

AGFA-GEVAERT NV AGFB BRU 30 30

AGEAS AGS BRU 10 10

ARGEN-X NV ARGX BRU 70 50

ASCENCIO ASC BRU 40 40

ATENOR GROUP ATEB BRU 50 40

BANIMMO SA/NV - A BANI BRU 50 100

BARCO N.V. BAR BRU 25 25

BIOCARTIS NV BCART BRU 40 50

BEFIMMO BEFB BRU 10 20

BEKAERT NV BEKB BRU 10 10

BANQUE NATIONALE DE BELGIQUEBNB BRU 30 30

BPOST SA BPOST BRU 10 10

BREDERODE BREB BRU 30 30

CFE CFEB BRU 20 20

COFINIMMO COFB BRU 10 10

COLRUYT SA COLR BRU 10 10

CARE PROPERTY INVEST CPINV BRU 40 50

DECEUNINCK NV DECB BRU 40 50

DELHAIZE GROUP DELB BRU 10 10

D'IETEREN SA/NV DIE BRU 10 20

ECONOCOM GROUP ECONB BRU 25 25

ELIA SYSTEM OPERATOR SA/NV ELI BRU 10 10

EURONAV SA EURN BRU 30 35

EVS BROADCAST EQUIPMENT S.A.EVS BRU 40 40

EXMAR NV EXM BRU 40 50

FAGRON FAGR BRU 50 40

FLUXYS BELGIUM FLUX BRU 50 50

GROUPE BRUXELLES LAMBERT SA GBLB BRU 10 10

GIMV NV GIMB BRU 25 25

GREENYARD FOODS GRYFO BRU 40 40

ION BEAM APPLICATIONS IBAB BRU 25 25

IMMOBEL IMMO BRU 50 50

INTERVEST OFFICES&WAREHOUSESINTO BRU 30 40

JENSEN-GROUP NV JEN BRU 40 50

KBC GROEP NV KBC BRU 10 10

Page 13: Description IRESSCode Exchange Current Margin Final Grade

KBC ANCORA KBCA BRU 20 20

KINEPOLIS KIN BRU 25 25

LEASINVEST REAL ESTATE SCA LEAS BRU 40 40

LOTUS BAKERIES LOTB BRU 40 30

MDXHEALTH MDXH BRU 50 70

MELEXIS NV MELE BRU 25 20

MONTEA MONT BRU 40 40

NYRSTAR NYR BRU 25 25

ONTEX GROUP NV ONTEX BRU 20 10

PICANOL PIC BRU 40 30

QUEST FOR GROWTH QFG BRU 50 70

QRF COMM VA QRF BRU 50 50

REALDOLMEN REA BRU 70 50

RECTICEL REC BRU 50 50

RETAIL ESTATES RET BRU 30 30

ROULARTA MEDIA GROUP NV ROU BRU 50 40

SIOEN INDUSTRIES NV SIOE BRU 40 40

SIPEF SA SIP BRU 40 40

SOFINA SOF BRU 20 20

SOLVAY SA SOLB BRU 10 10

SOLVAC SA-REG SOLV BRU 30 30

TESSENDERLO CHEMIE TESB BRU 25 25

THROMBOGENICS NV THR BRU 70 50

TIGENIX NV TIG BRU 50 50

TELENET GROUP HOLDING NV TNET BRU 10 10

FINANCIERE DE TUBIZE TUB BRU 25 30

UCB SA UCB BRU 10 10

UMICORE UMI BRU 10 10

VAN DE VELDE NV VAN BRU 30 25

VGP VGP BRU 40 30

VIOHALCO SA VIO BRU 50 50

WAREHOUSES DE PAUW SCA WDP BRU 20 20

WERELDHAVE BELGIUM WEHB BRU 30 30

ZETES INDUSTRIES SA ZTS BRU 50 40

ADANI PORTS AND SPECIAL ECON 532921 BSE 25 20

ASIAN PAINTS LTD 500820 BSE 20 20

AXIS BANK LTD 532215 BSE 20 20

BHARTI AIRTEL LTD 532454 BSE 20 20

BHARAT HEAVY ELECTRICALS 500103 BSE 25 20

BAJAJ AUTO LTD 532977 BSE 25 25

BOSCH LTD 500530 BSE 40 25

CONTAINER CORP OF INDIA LTD 531344 BSE 40 30

CIPLA LTD 500087 BSE 25 25

COAL INDIA LTD 533278 BSE 30 30

DR. REDDY'S LABORATORIES 500124 BSE 20 20

GAIL INDIA LTD 532155 BSE 40 40

GMR INFRASTRUCTURE LTD 532754 BSE 50 40

HCL TECHNOLOGIES LTD 532281 BSE 40 20

HOUSING DEVELOPMENT FINANCE500010 BSE 20 20

HDFC BANK LIMITED 500180 BSE 20 20

Page 14: Description IRESSCode Exchange Current Margin Final Grade

HERO MOTOCORP LTD 500182 BSE 30 20

HINDUSTAN UNILEVER LTD 500696 BSE 20 20

ICICI BANK LTD 532174 BSE 20 20

INFOSYS LTD 500209 BSE 20 20

ITC LTD 500875 BSE 20 20

LUPIN LTD 500257 BSE 20 20

LARSEN & TOUBRO LTD 500510 BSE 20 20

MAHINDRA & MAHINDRA LTD 500520 BSE 25 20

MARUTI SUZUKI INDIA LTD 532500 BSE 20 20

NTPC LTD 532555 BSE 20 25

OIL & NATURAL GAS CORP LTD 500312 BSE 30 30

RELIANCE INDUSTRIES LTD 500325 BSE 30 20

STATE BANK OF INDIA 500112 BSE 20 20

SIEMENS LTD 500550 BSE 40 30

SUN PHARMACEUTICAL INDUS 524715 BSE 20 20

TATA STEEL LTD 500470 BSE 20 20

TATA CONSULTANCY SVCS LTD 532540 BSE 20 20

TATA MOTORS LTD 500570 BSE 20 20

VEDANTA LTD 500295 BSE 35 25

WIPRO LTD 507685 BSE 20 20

ALK-ABELLO A/S ALK B CSE 25 20

ALM. BRAND A/S ALMB CSE 30 25

AMBU A/S-B AMBU B CSE 25 25

BAVARIAN NORDIC A/S BAVA CSE 25 25

BANKNORDIK P/F BNORDIK CSE CSE 50 50

BANG & OLUFSEN A/S BO CSE 50 30

CARLSBERG AS-B CARL B CSE 20 20

CHR HANSEN HOLDING A/S CHR CSE 20 20

COLOPLAST-B COLO B CSE 20 20

DANSKE BANK A/S DANSKE CSE 20 20

DFDS A/S DFDS CSE 20 20

D/S NORDEN DNORD CSE 20 25

DSV A/S DSV CSE 20 20

FLSMIDTH & CO A/S FLS CSE 20 20

FLUGGER A/S-B SHS FLUG B CSE 50 50

FYNSKE BANK FYNBK CSE 50 100

GENMAB A/S GEN CSE 30 30

GREENTECH ENERGY SYSTEMS GES CSE 70 50

GN STORE NORD A/S GN CSE 20 20

BRODRENE HARTMANN A/S HART CSE 40 50

HOJGAARD HLDG-B SHARES HOEJ B CSE 50 50

IC COMPANYS A/S IC CSE 50 50

ISS A/S ISS CSE 20 20

JEUDAN A/S JDAN CSE 30 30

JUTLANDER BANK A/S JUTBK CSE 50 50

JYSKE BANK-REG JYSK CSE 20 20

KOBENHAVNS LUFTHAVNE KBHL CSE 30 30

H LUNDBECK A/S LUN CSE 20 20

AP MOELLER-MAERSK A/S-B MAERSK B CSE 20 20

MATAS A/S MATAS CSE 20 25

Page 15: Description IRESSCode Exchange Current Margin Final Grade

NKT HOLDING A/S NKT CSE 20 20

NORDJYSKE BANK A/S NORDJB CSE 40 50

NOVO NORDISK A/S-B NOVO B CSE 20 20

NOVOZYMES A/S-B SHARES NZYM B CSE 20 20

PER AARSLEFF A/S-CL B PAAL B CSE 30 40

PARKEN SPORT & ENTERTAINMENTPARKEN CSE 100 100

PANDORA A/S PNDORA CSE 20 20

ROYAL UNIBREW RBREW CSE 20 20

RINGKJOEBING LANDBOBANK A/S RILBA CSE 30 30

ROCKWOOL INTL A/S-B SHS ROCK B CSE 20 20

SCHOUW & CO SCHO CSE 25 20

SIMCORP A/S SIM CSE 20 25

SOLAR A/S-B SHS SOLAR B CSE 40 40

SPAR NORD BANK A/S SPNO CSE 25 25

SYDBANK A/S SYDB CSE 20 20

TDC A/S TDC CSE 20 20

TK DEVELOPMENT TKDV CSE 50 50

TOPDANMARK A/S TOP CSE 20 20

TRYG A/S TRYG CSE 20 20

UNITED INTL ENTERPRISES UIE CSE 30 40

VELOXIS PHARMACEUTICALS A/S VELO CSE 50 50

VESTJYSK BANK A/S VJBA CSE 50 50

VESTAS WIND SYSTEMS A/S VWS CSE 20 20

WILLIAM DEMANT HOLDING WDH CSE 20 20

ZEALAND PHARMA A/S ZEAL CSE 40 40

ALVOPETRO ENERGY LTD ALV TSX 100 100

CRITICAL ELEMENTS CORP CRE TSX 80 100

SERNOVA CORP SVA TSX 80 100

LECHWERKE AG LEC ETR 40 25

VALE SA-PREF CVLA ETR 40 40

COVESTRO AG 1COV ETR 20 20

H&R AG 2HR ETR 50 40

ALL FOR ONE STEEB AG A1OS ETR 50 50

AMADEUS FIRE AG AAD ETR 50 40

AIR BERLIN PLC AB1 ETR 70 70

ALBA SE ABA ETR 30 40

BARRICK GOLD CORP ABR ETR 25 30

BET-AT-HOME.COM AG ACX ETR 50 30

ADLER MODEMARKTE AG ADD ETR 50 50

ADLER REAL ESTATE AG ADL ETR 40 25

ADIDAS AG ADS ETR 10 10

ADVA OPTICAL NETWORKING SE ADV ETR 40 30

CARL ZEISS MEDITEC AG - BR AFX ETR 20 20

AIRBUS GROUP SE AIR ETR 20 20

AIXTRON SE AIXA ETR 25 25

ALLIANZ SE-REG ALV ETR 10 10

SLM SOLUTIONS GROUP AG AM3D ETR 50 30

ALSTRIA OFFICE REIT-AG AOX ETR 20 20

AURELIUS AG AR4 ETR 20 20

AAREAL BANK AG ARL ETR 20 20

Page 16: Description IRESSCode Exchange Current Margin Final Grade

BAUER AG B5A ETR 50 50

BAVARIA INDUSTRIES GROUP AG B8A ETR 50 50

BASF SE BAS ETR 10 10

BAYER AG-REG BAYN ETR 10 10

BB BIOTECH AG-REG BBZA ETR 30 30

BECHTLE AG BC8 ETR 20 20

BERTRANDT AG BDT ETR 25 20

BEIERSDORF AG BEI ETR 10 10

BIJOU BRIGITTE MODI ACCESS BIJ ETR 40 40

BIOTEST AG BIO ETR 40 40

BRAAS MONIER BUILDING GROUPBMSA ETR 40 40

BAYERISCHE MOTOREN WERKE AGBMW ETR 10 10

BRENNTAG AG BNR ETR 20 20

HUGO BOSS AG -ORD BOSS ETR 20 20

BORUSSIA DORTMUND GMBH & COBVB ETR 30 40

BAYWA-BAYERISCHE WARENVERMITBYW6 ETR 20 25

CAPITAL STAGE AG CAP ETR 30 40

COMMERZBANK AG CBK ETR 10 20

CROPENERGIES AG CE2 ETR 50 50

CENTROTEC SUSTAINABLE AG CEV ETR 50 40

CELESIO AG CLS1 ETR 20 20

CANCOM SE COK ETR 25 20

COMDIRECT BANK AG COM ETR 30 30

CONTINENTAL AG CON ETR 10 10

COMPUGROUP MEDICAL AG YCP ETR 40 40

CEWE STIFTUNG & CO KGAA CWC ETR 30 30

DAIMLER AG-REGISTERED SHARESDAI ETR 10 10

DEUTSCHE BOERSE AG DB1 ETR 10 10

DEUTSCHE BETEILIGUNGS AG DBAN ETR 40 30

DEUTSCHE BANK AG-REGISTERED DBK ETR 10 20

DEUTSCHE EUROSHOP AG DEQ ETR 20 20

DELTICOM AG DEX ETR 50 50

DEUTZ AG DEZ ETR 30 25

DIC ASSET AG DIC ETR 30 30

DIALOG SEMICONDUCTOR PLC DLG ETR 20 20

DEUTSCHE POST AG-REG DPW ETR 10 10

DRILLISCH AG DRI ETR 20 20

DRAEGERWERK AG - PREF DRW3 ETR 20 25

DEUTSCHE TELEKOM AG-REG DTE ETR 10 10

DUERR AG DUE ETR 20 20

DEUTSCHE WOHNEN AG-BR DWNI ETR 20 20

ENBW ENERGIE BADEN-WUERTTEMBEBK ETR 30 30

ELMOS SEMICONDUCTOR AG ELG ETR 50 50

E.ON SE EOAN ETR 10 10

CTS EVENTIM EVD ETR 20 20

EVONIK INDUSTRIES AG EVK ETR 20 20

EVOTEC AG EVT ETR 35 35

FIELMANN AG FIE ETR 20 20

FRESENIUS MEDICAL CARE AG & FME ETR 10 10

FREENET AG FNTN ETR 20 20

Page 17: Description IRESSCode Exchange Current Margin Final Grade

FUCHS PETROLUB SE FPE ETR 20 25

FUCHS PETROLUB SE -PREF FPE3 ETR 20 20

FRAPORT AG FRANKFURT AIRPORTFRA ETR 20 20

FRESENIUS SE & CO KGAA FRE ETR 10 10

FERRATUM OYJ FRU ETR 40 50

FORMYCON AG FYB ETR 50 50

GEA GROUP AG G1A ETR 20 20

BILFINGER SE GBF ETR 20 20

GFK SE GFK ETR 30 30

GFT TECHNOLOGIES AG GFT ETR 25 25

GIGASET AG GGS ETR 70 100

DMG MORI SEIKI AG GIL ETR 20 20

GRENKELEASING AG GLJ ETR 25 20

GRAMMER AG GMM ETR 40 30

GESCO AG GSC1 ETR 50 40

GERRY WEBER INTL AG GWI1 ETR 25 30

GERRESHEIMER AG GXI ETR 20 20

GRAND CITY PROPERTIES GYC ETR 20 20

HAMBORNER REIT AG HAB ETR 30 25

HAWESKO HOLDING AG HAW ETR 40 50

HORNBACH BAUMARKT AG HBM ETR 30 30

HEIDELBERGER DRUCKMASCHINENHDD ETR 25 25

HEIDELBERGCEMENT AG HEI ETR 20 20

HENKEL AG & CO KGAA VORZUG HEN3 ETR 10 10

HOMAG GROUP AG HG1 ETR 40 30

HAMBURGER HAFEN UND LOGISTIKHHFA ETR 25 25

HELLA KGAA HUECK & CO HLE ETR 20 20

HIGHLIGHT COMMUNICATIONS-BRHLG ETR 50 50

HANNOVER RUECK SE HNR1 ETR 20 20

HOCHTIEF AG HOT ETR 20 20

INFINEON TECHNOLOGIES AG IFX ETR 10 10

INDUS HOLDING AG INH ETR 25 20

ICHOR COAL NV IO0 ETR 50 70

ISRA VISION AG ISR ETR 50 50

INIT INNOVATION IN TRAFFIC S IXX ETR 50 70

JENOPTIK AG JEN ETR 20 25

KONTRON AG KBC ETR 50 50

COLONIA REAL ESTATE AG KBU ETR 40 40

KLOECKNER & CO SE KCO ETR 20 20

KION GROUP AG KGX ETR 20 20

KRONES AG KRN ETR 20 20

KSB AG KSB ETR 30 40

KPS AG KSC ETR 50 50

KUKA AG KU2 ETR 20 20

KWS SAAT SE KWS ETR 30 30

LEG IMMOBILIEN AG LEG ETR 20 20

LEIFHEIT AG LEI ETR 50 50

LEONI AG LEO ETR 20 25

DEUTSCHE LUFTHANSA-REG LHA ETR 10 10

LINDE AG LIN ETR 10 10

Page 18: Description IRESSCode Exchange Current Margin Final Grade

SIXT LEASING AG LNSX ETR 40 40

LPKF LASER & ELECTRONICS LPK ETR 50 70

LANXESS AG LXS ETR 10 20

MANZ AG M5Z ETR 30 40

MAN SE MAN ETR 20 20

MEDION AG MDN ETR 30 30

METRO AG MEO ETR 20 20

MOLOGEN AG MGN ETR 70 100

MLP AG MLP ETR 40 40

MORPHOSYS AG MOR ETR 30 35

MERCK KGAA 6MK ETR 15 15

MTU AERO ENGINES AG LYQ1 ETR 30 30

MUEHLBAUER HOLDING AG MUB ETR 50 40

MUENCHENER RUECKVER AG-REGMUV2 ETR 10 10

MUTARES AG MUX ETR 50 50

MVV ENERGIE AG MVV1 ETR 30 30

NUERNBERGER BETEILIG-AKT 'B' NBG6 ETR 30 30

AURUBIS AG NDA ETR 20 20

NORDEX SE NDX1 ETR 20 20

NEMETSCHEK AG NMM ETR 30 30

NORMA GROUP SE NOEJ ETR 20 20

AUDI AG NSU ETR 30 25

NEXUS AG NXU ETR 50 50

XING AG O1BC ETR 35 35

CAT OIL AG O2C ETR 50 50

TELEFONICA DEUTSCHLAND HOLDIO2D ETR 20 20

OVB HOLDING AG O4B ETR 50 50

GSG GROUP O5G ETR 30 30

OHB AG OHB ETR 50 50

OMV AG OMV ETR 30 30

OSRAM LICHT AG OSR ETR 20 20

PATRIZIA IMMOBILIEN AG P1Z ETR 25 25

PAION AG PA8 ETR 70 70

PORSCHE AUTOMOBIL HLDG-PRF PAH3 ETR 20 20

PFEIFFER VACUUM TECHNOLOGY PFV ETR 20 25

KONINKLIJKE PHILIPS NVR- NY PHIA ETR 25 25

PRIME OFFICE AG PMOX ETR 20 30

PNE WIND AG-REG PNE3 ETR 50 50

PSI AG PSAN ETR 50 50

PROSIEBEN SAT.1 MEDIA AG-REG PSM ETR 20 10

PUMA SE PUM ETR 20 25

QIAGEN N.V. QIA ETR 30 30

QSC AG QSC ETR 40 70

RATIONAL AG RAA ETR 20 20

RHOEN-KLINIKUM AG RHK ETR 20 20

RHEINMETALL AG RHM ETR 20 20

ROCKET INTERNET SE RKET ETR 30 35

R STAHL AG RSL2 ETR 50 50

RWE AG RWE ETR 20 20

SMA SOLAR TECHNOLOGY AG S92 ETR 35 25

Page 19: Description IRESSCode Exchange Current Margin Final Grade

SAP SE SAP ETR 10 10

STROEER MEDIA AG SAX ETR 30 20

STADA ARZNEIMITTEL AG SAZ ETR 20 20

STRATEC BIOMEDICAL AG SBS ETR 40 40

K+S AG-REG SDF ETR 20 20

SAF-HOLLAND SA SFQ ETR 25 25

SGL CARBON SE SGL ETR 25 25

SCHAEFFLER AG SHA ETR 40 20

SIEMENS AG-REG SIE ETR 10 10

SILVER WHEATON CORP SII ETR 30 40

SIXT SE SIX2 ETR 20 20

KOENIG & BAUER AG SKB ETR 50 25

SCHALTBAU HOLDING AG SLT ETR 50 50

SUESS MICROTEC AG SMHN ETR 70 40

SOFTWARE AG SOW ETR 20 20

AXEL SPRINGER SE SPR ETR 20 20

SPDR S&P EURO DVD ARISTOCRATSPYW ETR 20 20

SARTORIUS AG SRT ETR 40 40

STABILUS SA STM ETR 30 30

STO SE & CO. KGAA-PREF SHRS STO3 ETR 50 50

SURTECO SE SUR ETR 50 40

SHW AG SW1 ETR 50 40

SOLARWORLD AG SWVK ETR 50 70

ISHARES EURO STOXX50 UCITS D EXW1 ETR 20 20

SYMRISE AG SY1 ETR 20 20

SALZGITTER AG SZG ETR 20 20

SUEDZUCKER AG SZU ETR 20 20

TELE COLUMBUS AG TC1 ETR 40 30

TAG IMMOBILIEN AG TEG ETR 20 20

TOMORROW FOCUS AG TFA ETR 50 70

LOGWIN AG TGH ETR 50 50

TIPP24 SE TIM ETR 40 40

THYSSENKRUPP AG TKA ETR 10 10

TLG IMMOBILIEN AG TLG ETR 20 20

TALANX AG TLX ETR 20 20

TOM TAILOR HOLDING AG TTI ETR 50 70

TAKKT AG TTK ETR 30 30

TUI AG TUI1 ETR 20 20

UNITED INTERNET AG-REG SHARE UTDI ETR 20 20

VILLEROY & BOCH AG-PREF VIB3 ETR 50 50

VIB VERMOEGEN AG VIH ETR 40 40

VOSSLOH AG VOS ETR 20 25

VOLKSWAGEN AG VOW ETR 20 20

VOLKSWAGEN AG-PREF VOW3 ETR 20 10

VTG AG VT9 ETR 30 25

WACKER NEUSON SE WAC ETR 30 30

WACKER CHEMIE AG WCH ETR 20 20

WIRECARD AG WDI ETR 20 20

WINDELN.DE AG WDL ETR 50 70

WESTGRUND AG WEG1 ETR 50 50

Page 20: Description IRESSCode Exchange Current Margin Final Grade

WINCOR NIXDORF AG WIN ETR 25 20

WASHTEC AG WSU ETR 50 50

WUESTENROT & WUERTTEMBERGWUW ETR 30 25

DBX ATX (DR) XB4A ETR 50 50

DB X-TRACKERS CSI300 INDEX XCHA ETR 40 50

DBX DAX (DR) DBXD ETR 20 20

DBX DAX (DR) - INC XDDX ETR 25 25

ZALANDO SE ZAL ETR 20 20

ELRINGKLINGER AG ZIL2 ETR 25 25

JINKOSOLAR HOLDING CO-ADR ZJS1 ETR 40 50

ZOOPLUS AG ZO1 ETR 25 20

TD AMERITRADE HOLDING CORP AMTD NYS 20 20

PINNACLE ENTERTAINMENT INC PNK NYS 20 50

SCRIPPS NETWORKS INTER-CL A SNI NYS 10 10

GAGFAH SA GFJ ETR 30 25

AHLSTROM OYJ AHL1V HEL 40 40

AKTIA BANK OYJ AKTAV HEL 30 40

ALMA MEDIA CORP ALN1V HEL 50 50

AMER SPORTS OYJ AMEAS HEL 20 20

APETIT OYJ APETI HEL 50 100

ASPO OYJ ASU1V HEL 50 40

ATRIA PLC ATRAV HEL 50 50

BASWARE OYJ BAS1V HEL 40 40

BIOTIE THERAPIES OYJ BTH1V HEL 50 35

CAVERION CORP CAV1V HEL 25 25

CARGOTEC OYJ-B SHARE CGCBV HEL 25 20

NOKIA OYJ CLN HEL 20 20

CAPMAN OYJ-B SHS CPMBV HEL 50 50

CRAMO OYJ CRA1V HEL 25 25

CITYCON OYJ CTY1S HEL 20 25

EQ PLC EQV1V HEL 50 50

EXEL COMPOSITES OYJ EXL1V HEL 50 100

FINNAIR OYJ FIA1S HEL 40 40

FISKARS OYJ ABP FIS1V HEL 30 30

FINNLINES OYJ FLG1S HEL 25 30

F-SECURE OYJ FSC1V HEL 40 50

FORTUM OYJ FUM1V HEL 20 20

HKSCAN OYJ-A SHS HKSAV HEL 50 50

HUHTAMAKI OYJ HUH1V HEL 20 20

KONECRANES OYJ KCR1V HEL 20 25

KESKO OYJ-B SHS KESBV HEL 20 20

KONE OYJ-B KNEBV HEL 20 20

LASSILA & TIKANOJA OYJ LAT1V HEL 25 30

LEMMINKAINEN OYJ LEM1S HEL 50 50

METSO OYJ MEO1V HEL 20 20

METSA BOARD OYJ METSB HEL 20 20

MARIMEKKO OYJ MMO1V HEL 100 100

MUNKSJO OYJ MUNK1 HEL 50 40

NOKIAN RENKAAT OYJ NRE1V HEL 20 20

ORIOLA-KD OYJ B SHARES OKDBV HEL 30 30

Page 21: Description IRESSCode Exchange Current Margin Final Grade

OKMETIC OYJ OKM1V HEL 50 70

OLVI OYJ-A SHARES OLVAS HEL 40 40

ORION OYJ-CLASS B ORNBV HEL 20 20

OUTOTEC OYJ OTE1V HEL 25 25

OUTOKUMPU OYJ OUT1V HEL 25 20

PKC GROUP OYJ PKC1V HEL 40 30

POHJOIS-KARJALAN KIRJAPAINO PKK1V HEL 50 50

PONSSE OYJ PON1V HEL 40 40

POYRY OYJ POY1V HEL 50 50

RAISIO PLC-V SHS RAIVV HEL 30 30

RAPALA VMC OYJ RAP1V HEL 50 50

REVENIO GROUP OYJ REG1V HEL 50 50

RAMIRENT OYJ RMR1V HEL 25 20

SANOMA OYJ SAA1V HEL 25 30

SAMPO OYJ-A SHS SAMAS HEL 20 20

SIEVI CAPITAL PLC SCI1V HEL 70 70

SCANFIL PLC SCL1V HEL 50 50

SPONDA OYJ SDA1V HEL 20 20

SRV GROUP PLC SRV1V HEL 50 50

SSH COMMUNICATIONS SECURITYSSH1V HEL 70 70

STOCKMANN OYJ ABP-B SHARE STCBV HEL 40 40

SUOMINEN OYJ SUY1V HEL 50 50

TIETO OYJ TIE1V HEL 20 20

TIKKURILA OYJ TIK1V HEL 25 30

TELESTE OYJ TLT1V HEL 50 50

TECHNOPOLIS OYJ TPS1V HEL 40 40

UPONOR OYJ UNR1V HEL 30 25

UPM-KYMMENE OYJ UPM1V HEL 20 20

VAISALA OYJ- A SHS VAIAS HEL 40 40

VALMET OYJ VALMT HEL 25 20

WARTSILA OYJ ABP WRT1V HEL 20 20

YIT OYJ YTY1V HEL 25 25

PACIFIC BASIN SHIPPING -RTS 2977 HKE 100 100

CK Hutchison 1 HKE 10 10

HANG LUNG GROUP 10 HKE 20 20

CLEAR MEDIA 100 HKE 50 40

BEIJING MEDIA 1000 HKE 70 70

VS INTERNATIONAL GROUP 1002 HKE 70 70

21 HOLDINGS LTD 1003 HKE 50 40

RISING DEVELOPMENT HLDGS 1004 HKE 30 50

MATRIX HOLDINGS 1005 HKE 50 50

CHANGSHOUHUA 1006 HKE 50 50

INT'L ENT 1009 HKE 50 50

HANG LUNG PPT 101 HKE 10 10

CHINA NT PHARMA GROUP CO LTD1011 HKE 40 30

WAI CHUN GROUP 1013 HKE 70 70

CONVOY 1019 HKE 25 25

SUMMIT ASCENT 102 HKE 25 50

SINOREF HOLDINGS LTD 1020 HKE 70 100

MIDAS HLDGS-S 1021 HKE 50 50

Page 22: Description IRESSCode Exchange Current Margin Final Grade

FEIYU TECHNOLOGY INTERNATION1022 HKE 70 50

UNIVERSAL TECH 1026 HKE 70 70

JICHENG UMBRELLA HOLDINGS LT1027 HKE 50 50

C BANNER 1028 HKE 30 40

IRC 1029 HKE 70 70

SHOUGANG CENT 103 HKE 100 100

FUTURE LAND 1030 HKE 30 40

KINGSTON FIN 1031 HKE 35 20

SINOPEC YIZHENG CHEMICAL-H 1033 HKE 20 35

BBI LIFE SCIENCES CORP 1035 HKE 70 70

VANKE PPT OVS 1036 HKE 50 50

DAIWA ASSOCIATE HOLDINGS 1037 HKE 100 100

CKI HOLDINGS 1038 HKE 20 10

CHANGFENG AXLE 1039 HKE 50 70

CHINA NEW ENERGY POWER GROUP1041 HKE 100 100

COSLIGHT TECH 1043 HKE 70 70

HENGAN INT'L 1044 HKE 10 10

APT SATELLITE 1045 HKE 40 40

UNIVERSE INTL HLDGS LTD 1046 HKE 100 100

CELESTIAL ASIA SECURITIES 1049 HKE 100 100

ASSO INT HOTELS 105 HKE 30 30

KARRIE INT'L 1050 HKE 100 100

G-RESOURCES 1051 HKE 30 30

YUEXIUTRANSPORT 1052 HKE 25 30

CHONGQING IRON 1053 HKE 40 30

CHINA SOUTH AIR 1055 HKE 20 20

ZHEJIANG SHIBAO 1057 HKE 50 40

KANTONE HOLDING 1059 HKE 100 100

LANDSEA GREEN PROPERTIES CO 106 HKE 50 50

Alibaba Pictures Group Ltd 1060 HKE 20 20

CDB INT'L INV 1062 HKE 70 70

SUNCORP TECH 1063 HKE 40 40

TIANJIN CAPITAL 1065 HKE 30 40

SHANDONG WEIGAO GP MEDICAL-H1066 HKE 20 20

CHINA YURUN FOOD GROUP LTD 1068 HKE 40 50

CHINA AGROFORESTRY LOW-CARBO1069 HKE 70 70

SICHUAN EXPRESS 107 HKE 25 30

TCL MULTIMEDIA 1070 HKE 30 25

HUADIAN POWER 1071 HKE 20 20

DONGFANG ELEC 1072 HKE 25 25

CAPINFO CO LTD-H 1075 HKE 70 50

Imperial Pacific International 1076 HKE 25 20

SHENGLI PIPE 1080 HKE 70 70

TOWNGAS CHINA 1083 HKE 25 25

GOODBABY INTL 1086 HKE 40 25

HL TECHNOLOGY GROUP LTD 1087 HKE 40 50

CHINA SHENHUA 1088 HKE 20 20

Leyou Technologies Holdings 1089 HKE 40 30

GOOD FELLOW RESOURCES HOLDIN109 HKE 40 50

DA MING INT'L 1090 HKE 50 50

Page 23: Description IRESSCode Exchange Current Margin Final Grade

CITIC DAMENG 1091 HKE 40 70

CSPC PHARMA 1093 HKE 20 20

CHINA PUBLIC PROCUREMENT LTD1094 HKE 50 50

ACTIVE GROUP HLDGS LTD 1096 HKE 50 100

I-CABLE COMM 1097 HKE 70 70

ROAD KING INFRA 1098 HKE 40 30

SINOPHARM GROUP CO-H 1099 HKE 20 20

HANG SENG BANK 11 HKE 10 10

CHINA FORTUNE HLDGS LTD 110 HKE 100 100

CH RONGSHENG 1101 HKE 40 70

ENVIRO ENERGY INTERNATIONAL 1102 HKE 50 70

APAC RESOURCES 1104 HKE 70 70

LUOYANG GLASS 1108 HKE 40 40

CHINA RES LAND 1109 HKE 20 10

CINDA INTL HLDG 111 HKE 70 100

KINGWORLD MEDICINES GROUP 1110 HKE 70 70

CHONG HING BANK LTD 1111 HKE 30 30

BIOSTIME 1112 HKE 25 25

CHEUNG KONG PROPERTY HOLDING1113 HKE 100 100

BRILLIANCE CHI 1114 HKE 20 20

TIBET 5100 1115 HKE 50 40

CHINA MODERN DAIRY HOLDINGS1117 HKE 25 30

LT HOLDINGS LTD 112 HKE 70 70

ARTS OPTICAL 1120 HKE 70 50

BAOFENG MODERN INTL HLDGS CO L1121 HKE 70 70

QINGLING MOTORS 1122 HKE 40 30

COASTAL GL 1124 HKE 70 50

LAI FUNG HOLD 1125 HKE 50 50

DREAM INT'L 1126 HKE 70 50

1010 PRINTING 1127 HKE 70 70

WYNN MACAU 1128 HKE 20 20

CHINA WATER INDUSTRY GROUP L1129 HKE 50 50

DICKSON CONCEPT 113 HKE 50 50

CHINA ENVIRONMENTAL RESOURCE1130 HKE 70 70

AGRITRADE RESOURCES LTD 1131 HKE 50 50

ORANGE SKY G H 1132 HKE 40 70

HARBIN ELECTRIC 1133 HKE 25 30

ASIA SATELLITE 1135 HKE 40 40

TCC INT'L HOLD 1136 HKE 40 50

HK TELE NETW HD-10 1137 HKE 70 70

CHINA SHIP DEV 1138 HKE 100 100

SKYWAY SECURITIES GROUP LTD 1141 HKE 50 50

CH OUTFITTERS 1146 HKE 70 70

XINCHEN CHINA POWER HOLDINGS1148 HKE 50 70

ANXIN-CHINA 1149 HKE 100 100

MILAN STATION HLDGS LTD 1150 HKE 70 100

ZOOMLION 1157 HKE 25 25

CHOW SANG SANG 116 HKE 30 30

WATER OASIS GROUP LTD 1161 HKE 100 100

CGN MINING 1164 HKE 50 50

Page 24: Description IRESSCode Exchange Current Margin Final Grade

Shunfeng International Clean 1165 HKE 30 30

SINOLINK HOLD 1168 HKE 50 40

HAIER ELEC 1169 HKE 20 20

KINGMAKER 1170 HKE 70 50

YANZHOU COAL 1171 HKE 30 30

MIDAS INT'L 1172 HKE 70 100

VEEKO INT'L 1173 HKE 70 100

PACIFIC ANDES 1174 HKE 100 100

ZHUGUANG HOLD 1176 HKE 30 30

SINO BIOPHARM 1177 HKE 20 20

VITOP BIOENERGY 1178 HKE 100 100

PARADISE ENT 1180 HKE 50 70

C Y FOUNDATION GROUP LTD 1182 HKE 50 70

S A S DRAGON 1184 HKE 70 50

CHINA ENERGINE 1185 HKE 50 50

CHINA RAIL CONS 1186 HKE 20 20

HYBRID KINETIC GROUP LTD 1188 HKE 30 50

POLY PROPERTY 119 HKE 25 20

BOLINA 1190 HKE 50 40

YUESHOU ENVIRONMENTAL HLDGS1191 HKE 70 100

TITAN PETROCHEM 1192 HKE 100 100

CHINA RES GAS 1193 HKE 20 20

C PRECIOUSMETAL 1194 HKE 70 50

KINGWELL GROUP 1195 HKE 70 70

REALORD GROUP HLDGS 1196 HKE 40 25

ROYALE FURNITURE HOLDINGS 1198 HKE 70 100

COSCO PACIFIC 1199 HKE 100 100

HENDERSON LAND 12 HKE 10 10

COSMOPOLITAN INTL HLDGS 120 HKE 70 50

MIDLAND HOLDING 1200 HKE 50 50

GUANGNAN 1203 HKE 70 50

CITIC RESOURCES 1205 HKE 40 40

TECHNOVATOR 1206 HKE 40 50

SRE GROUP 1207 HKE 100 100

MMG 1208 HKE 30 40

C P LOTUS 121 HKE 50 50

BYD COMPANY 1211 HKE 20 20

LIFESTYLE INT'L 1212 HKE 25 30

KAI YUAN HLDGS 1215 HKE 70 100

CHINA INNOVATION INVESTMENT1217 HKE 50 100

CROCODILE GARMENTS 122 HKE 50 70

ZHIDAO INTERNATIONAL HOLDING1220 HKE 50 50

SINO HOTELS 1221 HKE 50 50

WANG ON GROUP 1222 HKE 40 50

SYMPHONY HOLD 1223 HKE 50 50

C C LAND 1224 HKE 30 40

NATIONAL INVESTMENTS FUND LT1227 HKE 100 100

SUPERB SUMMIT 1228 HKE 100 100

YUEXIU PROPERTY 123 HKE 20 20

YASHILI INT'L 1230 HKE 40 30

Page 25: Description IRESSCode Exchange Current Margin Final Grade

CHINA LILANG 1234 HKE 30 40

National Agricultural Holding 1236 HKE 30 50

MERRY GARDEN 1237 HKE 100 100

POWERLONG 1238 HKE 30 30

GUANGDONG LAND HOLDINGS LTD124 HKE 50 40

SUNLEY HLDGS 1240 HKE 70 50

WANG ON PROPERTIES LTD 1243 HKE 60 100

SUN HING VISION 125 HKE 50 50

JIN CAI HOLDINGS CO LTD 1250 HKE 50 50

SPT ENERGY 1251 HKE 70 70

CHINA TIANRUI 1252 HKE 50 50

BROAD GREENSTATE INTERNATION1253 HKE 40 50

PRINCE FROG 1259 HKE 70 100

Carrianna Group Holdings Co 126 HKE 70 50

WONDERFUL SKY 1260 HKE 50 50

LABIXIAOXIN 1262 HKE 70 50

TIANJINJINRAN 1265 HKE 70 70

XIWANG SPECIAL STEEL CO LTD 1266 HKE 50 70

CHINA MEIDONG AUTO HOLDINGS1268 HKE 70 70

CHINA FIRST CAPITAL GROUP LT 1269 HKE 60 40

CHINESE EST H 127 HKE 30 30

LANGHAM-SS 1270 HKE 30 30

GRAND MING GROUP HOLDINGS LT1271 HKE 50 40

CHINANEWTOWN 1278 HKE 50 50

ENM HOLDINGS 128 HKE 70 100

HUIYIN HOUSEHOLD APPLIANCES 1280 HKE 50 40

KAI SHI CHINA 1281 HKE 70 70

CHINA GOLDJOY 1282 HKE 50 30

ABC 1288 HKE 20 20

ASIA STANDARD 129 HKE 50 50

CHINA HUIRONG FINANCIAL HOLD1290 HKE 70 70

CHANGAN MINSHENG APLL LOGI-H1292 HKE 70 50

BAOXIN AUTO 1293 HKE 30 20

GUODIAN TECH 1296 HKE 50 50

SINOSOFT TECHNOLOGY GROUP LT1297 HKE 30 30

AIA 1299 HKE 10 10

TRIGIANT 1300 HKE 50 50

LIFETECH SCIENTIFIC CORP 1302 HKE 30 40

HUILI RES 1303 HKE 70 100

SITC 1308 HKE 30 25

CHEUK NANG HOLD 131 HKE 40 50

HKBN LTD 1310 HKE 20 20

ALLIED CEMENT HOLDINGS LTD 1312 HKE 50 50

CHINARES CEMENT 1313 HKE 30 35

TSUI WAH HLDG 1314 HKE 50 50

NEXTEER AUTOMOTIVE GROUP LTD1316 HKE 25 20

CHINA MAPLE LEAF EDUCATIONAL1317 HKE 40 100

GREENS HOLDINGS LTD 1318 HKE 100 100

OI WAH PAWNSHOP CREDIT HOLDI1319 HKE 50 70

CHINA NEW CITY COMMERCIAL DE1321 HKE 50 40

Page 26: Description IRESSCode Exchange Current Margin Final Grade

CW GROUP HOLD 1322 HKE 40 50

NEWTREE GROUP HOLDINGS LTD 1323 HKE 40 100

PEGASUS ENTERTAINMENT HOLDIN1326 HKE 40 70

TIME2U INTERNATIONAL HOLDING1327 HKE 100 100

INT'L ELITE 1328 HKE 70 70

JUDA INTL 1329 HKE 100 100

CHINA MERCHANTS 133 HKE 50 50

QUALIPAK INTERNATIONAL HOLDI1332 HKE 70 50

CHINA ZHONGWANG 1333 HKE 25 20

SHEEN TAI HOLDINGS GRP CO LT 1335 HKE 50 50

NCI 1336 HKE 20 20

BAWANG GROUP 1338 HKE 70 50

PICC GROUP 1339 HKE 20 20

CLEAR LIFT HOLDINGS LTD 1341 HKE 70 50

CHINA PIONEER PHARMA HOLDING1345 HKE 50 50

QUALI-SMART HOLDINGS LTD 1348 HKE 50 70

SHANGHAI FUDAN-ZHANGJIANG-H1349 HKE 30 40

KUNLUN ENERGY 135 HKE 20 10

PW MEDTECH GROUP LTD 1358 HKE 30 40

CHINA CINDA ASSET MANAGEME-H1359 HKE 20 20

361 DEGREES 1361 HKE 40 40

CT ENVIRONMENTAL GROUP LTD 1363 HKE 25 25

CHINA RUNDONG AUTO GROUP LTD1365 HKE 40 40

JIANGNAN GP 1366 HKE 25 30

XTEP INT'L 1368 HKE 25 25

WUZHOU INTERNATIONAL HOLDING1369 HKE 25 40

JINHUI HOLDINGS 137 HKE 100 100

CHINALOTSYNERGY 1371 HKE 40 40

EXCEL DEVELOPMENT HOLDINGS L1372 HKE 100 100

INTERNATIONAL HOUSEWARES RET1373 HKE 50 70

CENTRAL CHINA SECURITIES C-H 1375 HKE 25 25

CHINAHONGQIAO 1378 HKE 25 20

CCT FORTIS HOLDINGS LTD 138 HKE 70 50

CANVEST ENVIRONMENTAL PROTEC1381 HKE 25 25

PACIFICTEXTILES 1382 HKE 20 20

SUN CENTURY GROUP LTD 1383 HKE 100 100

SHANGHAI FUDAN 1385 HKE 50 50

WALKER GROUP 1386 HKE 70 70

RENHE COMM 1387 HKE 25 30

EMBRY HOLDINGS 1388 HKE 50 40

CHINA JINHAI INTERNATIONAL G 139 HKE 35 50

HIDILI INDUSTRY 1393 HKE 70 100

ELL ENVIRONMENTAL HOLDINGS L1395 HKE 70 100

HYDOO INTERNATIONAL HOLDING1396 HKE 50 50

BAGUIO GREEN GROUP LTD 1397 HKE 100 100

ICBC 1398 HKE 10 10

SCUD GROUP LTD 1399 HKE 100 100

HYSAN DEV 14 HKE 20 20

WANG TAI HOLDINGS LTD 1400 HKE 70 70

COWELL E HOLDINGS INC 1415 HKE 40 50

Page 27: Description IRESSCode Exchange Current Margin Final Grade

SINOMAX GROUP LTD 1418 HKE 50 50

HUMAN HEALTH HOLDINGS LTD 1419 HKE 70 70

FIRST PACIFIC 142 HKE 20 20

KINGBO STRIKE LTD 1421 HKE 50 30

SPRING REAL ESTATE INVESTMEN 1426 HKE 40 40

BRIGHT SMART 1428 HKE 30 40

GLOBAL TECH HOLDINGS LTD 143 HKE 100 100

YUANSHENGTAI DAIRY FARM LTD 1431 HKE 50 50

CHINA SHENGMU ORGANIC MILK 1432 HKE 30 30

NIRVANA ASIA LTD 1438 HKE 30 40

CHINA PACKAGING HOLDINGS DEV1439 HKE 100 100

CHINA MER HOLD 144 HKE 10 10

FU SHOU YUAN INTERNATIONAL 1448 HKE 25 20

CENTURY SAGE SCIENTIFIC HOLD 1450 HKE 70 100

GUOLIAN SECURITIES CO LTD-H 1456 HKE 40 30

NGA CHUN HOLDINGS CO LTD 1462 HKE 70 100

CHAOYUE GROUP 147 HKE 50 40

Q TECHNOLOGY GROUP CO LTD 1478 HKE 70 50

KINGBOARD CHEM 148 HKE 25 20

C CHENG HOLDINGS LTD 1486 HKE 100 100

L&M HANDBAGS 1488 HKE 100 100

CHINA AGRI-PRODUCTS EXCHANGE149 HKE 100 100

LEAP HOLDINGS GROUP LTD 1499 HKE 70 50

VANTAGE INT'L 15 HKE 70 50

WANT WANT CHINA 151 HKE 10 10

LIVZON PHARMACEUTICAL GROU-H1513 HKE 100 100

PHOENIX HEALTHCARE GROUP CO1515 HKE 25 25

SHENZHEN INTL 152 HKE 20 20

CHINA CITY RAILWAY TRANSPORT 1522 HKE 50 50

RED STAR MACALLINE GROUP C-H1528 HKE 20 20

CHINA SAITE GROUP CO LTD 153 HKE 40 70

3SBIO INC 1530 HKE 30 20

BEIJING DEV 154 HKE 50 50

MIE HOLDINGS 1555 HKE 70 50

CHINNEY KIN WING HOLDINGS LT 1556 HKE 70 100

KH GROUP HOLDINGS LTD 1557 HKE 100 100

LIPPO CHINA RES 156 HKE 50 50

CHINA ANIMATION CHARACTERS C1566 HKE 50 50

SUNDART HOLDINGS 1568 HKE 50 35

NATURAL BEAUTY 157 HKE 100 100

MELBOURNE ENT 158 HKE 40 40

BROCKMAN MINING LTD 159 HKE 50 70

BEIJING URBAN CONSTRUCTION-H1599 HKE 30 40

SHK PPT 16 HKE 10 10

HON KWOK LAND 160 HKE 50 40

CHINA TIAN LUN GAS HOLDINGS 1600 HKE 40 40

AVIC IHL 161 HKE 40 40

SYNERTONE COMMUNICATION CORP1613 HKE 70 100

SILVERMAN HOLDINGS LTD 1616 HKE 100 100

MCC 1618 HKE 100 100

Page 28: Description IRESSCode Exchange Current Margin Final Grade

TIANHE CHEMICALS GROUP LTD 1619 HKE 100 100

CENTURY GINWA 162 HKE 50 70

HILONG HOLDING LIMITED 1623 HKE 50 70

JIA YAO HOLDINGS LTD 1626 HKE 70 100

YUZHOU PPT 1628 HKE 30 20

EMPEROR INTL 163 HKE 40 30

CHINA METAL RESOURCES UTILIZ 1636 HKE 30 20

KAISA GROUP 1638 HKE 100 100

AKM INDUSTRIAL CO LTD 1639 HKE 70 100

Rex Global Entertainment 164 HKE 100 100

CHINA EB LTD 165 HKE 20 20

WISDOM HOLDINGS GROUP 1661 HKE 30 40

TONG REN TANG 1666 HKE 25 25

CHINASOUTHCITY 1668 HKE 20 25

GLOBAL INTERNATIONAL CREDIT 1669 HKE 70 100

IDT INTERNATIONAL LTD 167 HKE 70 100

TSINGTAO BREW 168 HKE 20 20

MACAU LEGEND DEVELOPMENT LTD1680 HKE 25 30

FORD GLORY GP 1682 HKE 70 100

BOER POWER HOLDINGS LTD 1685 HKE 25 40

HUAXI HOLDINGS CO LTD 1689 HKE 70 50

WANDA COMMERCIAL PROPERTIES169 HKE 50 50

BOSHIWA INT'L 1698 HKE 100 100

NEW WORLD DEV 17 HKE 10 10

SPRINGLAND 1700 HKE 40 50

SILVER GRANT 171 HKE 50 50

AUSNUTRIA 1717 HKE 40 40

GOLDBOND GROUP 172 HKE 70 50

CHINA ZHENGTONG AUTO SERVICE1728 HKE 25 30

K WAH INT'L 173 HKE 40 25

WINSWAY 1733 HKE 100 100

GEELY AUTO 175 HKE 20 20

UNITED PACIFIC 176 HKE 70 100

CSR 1766 HKE 20 20

SATERI 1768 HKE 50 40

JIANGSU EXPRESS 177 HKE 20 20

GF SECURITIES CO LTD-H 1776 HKE 20 20

FANTASIA 1777 HKE 30 40

COLOUR LIFE SERVICES GROUP 1778 HKE 30 30

SA SA INT'L 178 HKE 25 30

GUOTAI JUNAN I 1788 HKE 40 20

CHINA DATANG CORP RENEWABL-H1798 HKE 40 40

ORIENTAL PRESS 18 HKE 50 50

KADER HOLDINGS CO LTD 180 HKE 100 100

CHINA COMM CONS 1800 HKE 20 20

ASR HOLDINGS LIMITED 1803 HKE 100 100

ENTERPRISE DEVELOPMENT HOLDI1808 HKE 100 100

CGN MEIYA POWER HOLDINGS CO1811 HKE 25 30

SHANDONG CHENMING PAPER-H 1812 HKE 30 30

KWG PROPERTY 1813 HKE 25 25

Page 29: Description IRESSCode Exchange Current Margin Final Grade

CGN POWER CO LTD-H 1816 HKE 20 20

ZHAOJIN MINING 1818 HKE 25 20

FUGUINIAO CO LTD-H 1819 HKE 30 30

Concord New Energy Group 182 HKE 30 40

PERCEPTION DIGITAL HOLDINGS 1822 HKE 50 50

DCH HOLDINGS 1828 HKE 30 40

CHINA MACHINERY ENGINEERIN-H1829 HKE 25 20

RICHFIELD GP 183 HKE 50 100

PERFECT SHAPE 1830 HKE 50 50

SHIFANG HOLDING LTD 1831 HKE 40 50

INTIME 1833 HKE 20 25

STELLA HOLDINGS 1836 HKE 25 25

CHINAPROPERTIES 1838 HKE 50 50

KECK SENG INV 184 HKE 50 50

CHINA AIRCRAFT LEASING GROUP 1848 HKE 30 30

HENG FAI ENTERPRISES LTD 185 HKE 100 100

ERNEST BOREL HOLDINGS LTD 1856 HKE 100 100

SIJIA GROUP 1863 HKE 100 100

CHINA XLX FERT 1866 HKE 50 50

NEO-NEON 1868 HKE 70 50

BEIREN PRINTING 187 HKE 100 100

SOUTHGOBI-S 1878 HKE 100 100

SUNWAH KINGSWAY CAPITAL HOLD188 HKE 70 70

BELLE INT'L 1880 HKE 10 10

REGAL REIT 1881 HKE 30 30

HAITIAN INT'L 1882 HKE 25 20

CITIC TELECOM 1883 HKE 25 25

EPRINT GROUP LTD 1884 HKE 70 100

CHINA HUIYUAN JUICE GROUP 1886 HKE 25 30

KB LAMINATES 1888 HKE 30 30

WUYI PHARMA 1889 HKE 100 100

DONGYUE GROUP 189 HKE 40 100

CHINA NATIONAL MATERIALS - H 1893 HKE 40 40

CHINA COAL 1898 HKE 30 30

XINGDA INT'L 1899 HKE 50 50

SWIRE PACIFIC A 19 HKE 10 10

HKC 190 HKE 50 50

CHINA ITS 1900 HKE 50 70

LAI SUN INT'L 191 HKE 50 50

SAMSONITE 1910 HKE 20 20

PRADA SPA 1913 HKE 20 20

SUNAC 1918 HKE 20 25

CHINA COSCO 1919 HKE 25 20

SANDS CHINA LTD 1928 HKE 20 10

CHOW TAI FOOK 1929 HKE 20 20

CHU KONG PIPE 1938 HKE 70 50

LIU CHONG HING 194 HKE 40 40

L'SEA RESOURCES 195 HKE 40 70

BAIC MOTOR CORP LTD-H 1958 HKE 25 25

HONGHUA GROUP 196 HKE 70 70

Page 30: Description IRESSCode Exchange Current Margin Final Grade

BANK OF CHONGQING CO LTD-H 1963 HKE 25 25

CHINA SCE PPT 1966 HKE 25 30

PEAK SPORT 1968 HKE 30 25

HENG TAI 197 HKE 100 100

IMAX CHINA HOLDING INC 1970 HKE 40 25

SWIREPROPERTIES 1972 HKE 20 20

TEN PAO GROUP HOLDINGS LTD 1979 HKE 50 50

SMI Hldgs Group 198 HKE 25 20

CHINA MINSHENG BANKING-H 1988 HKE 20 20

ITC PPT-1000 199 HKE 40 40

TA YANG GROUP HOLDINGS LTD 1991 HKE 70 50

MAN WAH HLDGS 1999 HKE 25 20

CLP HOLDINGS 2 HKE 10 10

WHEELOCK 20 HKE 20 20

MELCO INT'L DEV 200 HKE 25 25

SIM TECH 2000 HKE 70 70

CHINA SUNSHINE PAPER HLDGS 2002 HKE 100 100

SSY Group 2005 HKE 30 20

SHANGHAI JIN JIANG INTL HO-H 2006 HKE 30 20

COUNTRY GARDEN 2007 HKE 20 20

PHOENIX TV 2008 HKE 30 30

BBMG 2009 HKE 30 30

MAGNIFICENT 201 HKE 50 50

REAL NUTRI 2010 HKE 40 50

SUNSHINE OILSANDS LTD 2012 HKE 50 50

OZNER WATER INTERNATIONAL HO2014 HKE 50 40

AAC TECH 2018 HKE 20 20

INTERCHINA HOLD 202 HKE 50 50

ANTA SPORTS 2020 HKE 20 20

CHINA LUDAO TECHNOLOGY CO LT2023 HKE 70 70

JOLIMARK 2028 HKE 70 50

CABBEEN FASHION LTD 2030 HKE 40 50

TIME WATCH INVESTMENTS LTD 2033 HKE 50 50

FIH 2038 HKE 20 25

CHINA INTERNATIONAL MARINE-H2039 HKE 25 20

CHINA INVESTMENT DEVELOPMENT204 HKE 70 70

SEEC MEDIA GROUP LTD 205 HKE 100 100

TSC GROUP 206 HKE 70 50

Joy City Property 207 HKE 25 25

POLYTEC ASSET 208 HKE 40 50

MAGNUM ENTERTAINMENT GROUP2080 HKE 100 100

NATURE FLOORING HOLDING CO L2083 HKE 50 50

Winshine Ent 209 HKE 100 100

ZALL DEVELOPMENT GROUP LTD 2098 HKE 25 100

CHINAGOLDINTL 2099 HKE 40 40

GREAT CHI PPT 21 HKE 100 100

DAPHNE INT'L 210 HKE 40 50

BAIOO FAMILY INTERACTIVE LTD 2100 HKE 70 50

STYLAND HOLDINGS LTD 211 HKE 50 50

BEST PACIFIC INTERNATIONAL H 2111 HKE 50 40

Page 31: Description IRESSCode Exchange Current Margin Final Grade

CAA RESOURCES LTD 2112 HKE 50 50

TIAN SHAN DEV 2118 HKE 40 40

NANYANG HOLD 212 HKE 50 40

CHINA FIRST CHEMICAL HOLDING 2121 HKE 70 70

CHINA LESSO GROUP HLDG 2128 HKE 25 25

NATIONAL ELEC H 213 HKE 70 50

CHINA POLYMETALLIC MINING LT 2133 HKE 70 100

ASIA ORIENT 214 HKE 70 50

HUTCHTEL HK 215 HKE 25 30

CHINNEY INV 216 HKE 70 50

YINGDE GASES 2168 HKE 25 30

CHINA CHENGTONG 217 HKE 30 50

TERMBRAY PETRO-KING OILFIELD 2178 HKE 70 100

SHENYIN WANGUO 218 HKE 50 50

LUYE PHARMA GROUP LTD 2186 HKE 20 25

CHINA TITANS ENERGY TECHNOLO2188 HKE 70 70

SHUN HO TECH 219 HKE 50 50

SHANGHAI FOSUN PHARMACEUTI-H2196 HKE 100 100

CHINA SANJIANG 2198 HKE 50 70

REGINA MIRACLE INTERNATIONAL2199 HKE 50 20

U-PRESID CHINA 220 HKE 20 20

HOSA INT'L 2200 HKE 25 40

CHINA VANKE CO LTD-H 2202 HKE 20 20

XINJIANG GOLDWIND SCI&TEC-H 2208 HKE 20 20

EASY ONE FINANCIAL GROUP LTD 221 HKE 100 100

JINTIAN PHARMACEUTICAL GROUP2211 HKE 25 50

FUTURE BRIGHT MINING HOLDING2212 HKE 50 100

YANTAI NORTH ANDRE JUICE-H 2218 HKE 70 50

MIN XIN HOLD 222 HKE 50 40

NEW CONCEPTS HOLDINGS LTD 2221 HKE 100 100

NVC LIGHTING 2222 HKE 100 100

CASABLANCA GROUP LTD 2223 HKE 70 100

HONWORLD GROUP LTD 2226 HKE 50 50

CECEP COSTIN 2228 HKE 50 70

CHANGGANG DUNXIN ENTERPRISE2229 HKE 70 100

SINO RESOURCES GROUP LTD 223 HKE 100 100

WESTCHINACEMENT 2233 HKE 40 30

WISON ENGRG 2236 HKE 50 50

GAC GROUP 2238 HKE 20 20

PIONEER GLOBAL 224 HKE 70 50

POKFULAM 225 HKE 50 50

HAICHANG HOLDINGS LTD 2255 HKE 30 30

LIPPO 226 HKE 50 40

YOUYUAN HLDGS 2268 HKE 40 40

FIRST SHANGHAI 227 HKE 50 50

CHUN SING ENGINEERING HOLDIN2277 HKE 70 50

CHINA ENERGY 228 HKE 70 70

HC INTL 2280 HKE 40 35

MGM CHINA 2282 HKE 20 20

COSMO LADY HOLDINGS CO LTD 2298 HKE 25 25

Page 32: Description IRESSCode Exchange Current Margin Final Grade

BANK OF E ASIA 23 HKE 10 10

MINMETALS LAND 230 HKE 50 40

AMVIG HOLDINGS 2300 HKE 50 50

CNNC INT'L 2302 HKE 70 70

EVOC 2308 HKE 70 50

BIRMINGHAM INTERNATIONAL HOL2309 HKE 100 100

MADEX INTL HOLD 231 HKE 40 50

CHINA FINANCIAL LEASING GRP 2312 HKE 100 100

SHENZHOU INTL 2313 HKE 20 20

LEE & MAN PAPER 2314 HKE 20 20

VEDAN INT'L 2317 HKE 70 70

PING AN 2318 HKE 10 10

CHINA MENGNIU DAIRY CO 2319 HKE 10 10

AVIC INT'L 232 HKE 30 50

NOBLE CENTURY INVESTMENT HD2322 HKE 100 100

TOPSEARCH INTL HLDGS LTD 2323 HKE 50 100

CAPITAL VC LTD 2324 HKE 100 100

BEP INTERNATIONAL HOLDINGS L 2326 HKE 50 30

PICC P&C 2328 HKE 20 20

GUORUI PROPERTIES LTD 2329 HKE 30 30

MY MEDICARE 233 HKE 100 100

LI NING 2331 HKE 25 20

GREATWALL MOTOR 2333 HKE 20 20

Hailiang Intl Hldgs 2336 HKE 70 70

WEICHAI POWER 2338 HKE 20 20

BeijingWest Industries Intl 2339 HKE 40 70

NEW CENTURY GP 234 HKE 70 50

ECOGREEN 2341 HKE 70 70

COMBA 2342 HKE 30 50

PACIFIC BASIN 2343 HKE 25 40

SHANGHAI PRIME 2345 HKE 70 50

DAWNRAYS PHARMA 2348 HKE 40 40

CHINA CITY INFRA 2349 HKE 70 70

CHINA STRATEGIC HLDGS LTD 235 HKE 40 40

BAOYE GROUP 2355 HKE 50 40

DAHSING BANKING 2356 HKE 20 20

AVICHINA 2357 HKE 20 20

Jiu Rong Hldgs Ltd 2358 HKE 100 100

JINCHUAN INTL 2362 HKE 70 70

EAGLE NICE 2368 HKE 50 50

COOLPAD GROUP 2369 HKE 25 25

SAFETY GODOWN 237 HKE 50 50

China CL Edu Grp 2371 HKE 70 70

PRU 2378 HKE 25 25

EVERGREEN INT 238 HKE 70 70

CHINA POWER 2380 HKE 20 20

SUNNY OPTICAL 2382 HKE 20 20

TOM GROUP 2383 HKE 40 30

Sinopec Engineering Group 2386 HKE 25 20

BOC HONG KONG 2388 HKE 10 10

Page 33: Description IRESSCode Exchange Current Margin Final Grade

GENVON GROUP 2389 HKE 30 50

PAK FAH YEOW 239 HKE 50 50

YESTAR INTERNATIONAL HOLDING2393 HKE 30 25

BURWILL 24 HKE 50 50

Alibaba Health 241 HKE 25 25

SHUN TAK HOLD 242 HKE 25 25

QPL INTL HOLDINGS LTD 243 HKE 70 50

SINCERE 244 HKE 100 100

CHINA SEVEN STAR HOLDINGS LT 245 HKE 50 30

TRONY SOLAR 2468 HKE 100 100

TST PROPERTIES 247 HKE 25 25

LAUNCH TECH COMPANY LTD-H 2488 HKE 40 50

CHEVALIER INTL 25 HKE 40 40

SINO-I TECH 250 HKE 50 50

SEA HOLDINGS 251 HKE 30 100

NATIONAL UNITED RESOURCES HO254 HKE 50 70

LUNG KEE 255 HKE 50 50

CHINA HAIDIAN 256 HKE 40 40

CHINA EB INT'L 257 HKE 20 20

TOMSON GROUP 258 HKE 50 40

YEEBO 259 HKE 70 50

CHINA MOTOR BUS 26 HKE 40 40

AVIC JOY HOLDINGS HK LTD 260 HKE 40 50

ALUMINUM CORP OF CHINA LTD-H2600 HKE 20 20

CPIC 2601 HKE 20 20

SHANGHAI PHARMACEUTICALS HOLDI2607 HKE 20 20

CCT TECH INT'L 261 HKE 40 40

TCL COMM 2618 HKE 25 100

CH ZHONGSHENG 2623 HKE 70 100

CHINA LIFE 2628 HKE 10 10

CHINA YUNNAN TIN MINERALS GR263 HKE 50 100

HK ELECTRIC INVESTMENTS -SS 2638 HKE 20 20

SOUTH CHINA H 265 HKE 50 50

TIAN TECK LAND 266 HKE 40 40

FITTEC INTERNATIONAL GROUP 2662 HKE 70 70

PAK TAK INTERNATIONAL 2668 HKE 70 50

CHINA OVERSEAS PROPERTY HOLD2669 HKE 30 30

CITIC PACIFIC 267 HKE 10 10

TEXHONG TEXTILE 2678 HKE 40 40

KINGDEE INT'L 268 HKE 25 25

ENN ENERGY 2688 HKE 30 30

ND PAPER 2689 HKE 20 20

CRTG 269 HKE 70 70

WEIQIAO TEXTILE 2698 HKE 50 30

XINMING CHINA HOLDINGS LTD 2699 HKE 50 50

GALAXY ENT 27 HKE 20 10

GUANGDONG INV 270 HKE 20 20

DAN FORM HOLD 271 HKE 50 50

SHUI ON LAND 272 HKE 25 20

CHONGQING M&E 2722 HKE 40 40

Page 34: Description IRESSCode Exchange Current Margin Final Grade

SH ELECTRIC 2727 HKE 100 100

SHINHINT ACOUSTIC LINK HLDGS 2728 HKE 60 70

WILLIE INTERNATIONAL HOLDING 273 HKE 40 50

HANNY HOLDINGS LTD 275 HKE 70 70

TERN PROPERTIES 277 HKE 50 50

GUANGZHOU R&F PROPERTIES - H2777 HKE 20 20

CHAMPION REIT 2778 HKE 20 20

YORKEY OPTICAL INTL CAYMAN 2788 HKE 70 50

YUANDA CHINA 2789 HKE 50 50

FREEMAN FINANCIAL CORP LTD 279 HKE 50 40

TIAN AN 28 HKE 25 30

TRACKER FUND 2800 HKE 20 20

ISHARES CHINA 2801 HKE 25 50

RIVERA 281 HKE 70 50

HAITONG CSI 300 INDEX ETF-HD 2811 HKE 70 100

ABF HK IDX ETF 2819 HKE 40 40

NEXT MEDIA 282 HKE 70 70

ABF PAIF 2821 HKE 25 25

CSOP A50 ETF 2822 HKE 20 20

X ISHARES A50 2823 HKE 20 20

X WISECSI300ETF 2827 HKE 30 30

HS H-SHARE ETF 2828 HKE 20 20

GOLDIN PPT 283 HKE 25 25

HS HSI ETF 2833 HKE 25 30

ISHARES INDIA 2836 HKE 50 50

SPDR GOLD TRUST 2840 HKE 20 20

BYD ELECTRONIC 285 HKE 25 25

COMMON SPLENDOR INTERNATIONA286 HKE 40 50

CSCL 2866 HKE 100 100

BJ CAPITAL LAND 2868 HKE 25 30

SHINEWAY PHARM 2877 HKE 25 30

SOLOMON SYSTECH 2878 HKE 70 50

WH GROUP LTD 288 HKE 20 20

DALIAN PORT 2880 HKE 25 20

CHINA OILFIELD 2883 HKE 30 30

BINHAI INV 2886 HKE 50 50

STANCHART 2888 HKE 20 20

Nickel Resources Intl 2889 HKE 100 100

WING ON CO 289 HKE 30 30

ZIJIN MINING 2899 HKE 20 20

CHINA RESOURCES 291 HKE 10 20

ASIA STD HOTEL 292 HKE 50 100

CATHAY PAC AIR 293 HKE 10 10

KONG SUN HOLDINGS 295 HKE 40 100

EMPEROR E HOTEL 296 HKE 50 50

SINOFERT 297 HKE 25 25

CHUANG'S CHINA 298 HKE 70 70

New Sports Group Ltd 299 HKE 40 40

HK & CHINA GAS 3 HKE 20 20

SHENJI GROUP KUNMING MACHI-H300 HKE 100 100

Page 35: Description IRESSCode Exchange Current Margin Final Grade

X DBCNXNIFTY 3015 HKE 40 40

VTECH HOLDINGS 303 HKE 20 20

X DBCSI300 3049 HKE 70 50

KWOON CHUNG BUS 306 HKE 50 50

UP ENERGY DEV 307 HKE 70 100

CHINA TRAVEL HK 308 HKE 25 20

X DBFTSEVIET 3087 HKE 40 40

CHINA AEROSPACE 31 HKE 40 40

EFUND CSI100 3100 HKE 70 100

LUEN THAI 311 HKE 70 70

HGI MSCI CN A 3118 HKE 100 100

RICHLY FIELD 313 HKE 70 70

SMARTONE TELE 315 HKE 25 20

OOIL 316 HKE 20 20

GUANGZHOU SHIP 317 HKE 20 20

CAM CSI300 3188 HKE 20 20

CHINA METAL 319 HKE 50 40

CROSS-HAR 32 HKE 40 40

COMPUTIME 320 HKE 70 70

TEXWINCA HOLD 321 HKE 25 25

TINGYI 322 HKE 10 10

MAANSHAN IRON 323 HKE 25 25

CHINA STAR ENT 326 HKE 70 100

PAX GLOBAL TECHNOLOGY LTD 327 HKE 25 25

ALCO HOLDINGS 328 HKE 50 50

DRAGONITE INTERNATIONAL LTD 329 HKE 70 70

HARMONIC STRAIT FINANCIAL HO33 HKE 100 100

ESPRIT HOLDINGS 330 HKE 25 25

CHINA GLASS 3300 HKE 70 50

JUTAL OIL SER 3303 HKE 70 100

GOLDEN EAGLE 3308 HKE 20 30

CHINA STATE CON 3311 HKE 20 20

CHINA FLAVORS 3318 HKE 70 50

NGAI LIK IND 332 HKE 50 50

WIN HANVERKY 3322 HKE 50 50

CNBM 3323 HKE 30 30

BANKCOMM 3328 HKE 10 10

LINGBAO GOLD 3330 HKE 70 70

VINDA INT'L 3331 HKE 25 20

NANJING SINOLIFE UNITED CO-H 3332 HKE 50 50

EVERGRANDE 3333 HKE 20 20

DBA TELECOM 3335 HKE 100 100

JU TENG INTL 3336 HKE 30 40

ANTON OILFIELD 3337 HKE 50 50

LONKING 3339 HKE 30 40

ADDCHANCE 3344 HKE 50 100

UPBEST GROUP 335 HKE 50 50

ADVANCED SEMICONDUCTOR MAN-H3355 HKE 70 70

HUABAO INTL 336 HKE 30 20

FAR EAST HORIZON LIMITED REG S3360 HKE 20 20

Page 36: Description IRESSCode Exchange Current Margin Final Grade

OCT 3366 HKE 50 50

PARKSON GROUP 3368 HKE 40 50

GREENLAND HONG KONG HOLDINGS337 HKE 30 30

SINO-OCEAN LAND 3377 HKE 25 20

XIAMEN PORT 3378 HKE 30 50

SHANGHAI PECHEM 338 HKE 20 20

LOGAN PROPERTY HOLDINGS CO L3380 HKE 20 30

TIANJINPORT DEV 3382 HKE 25 30

AGILE PROPERTY 3383 HKE 25 20

DONGPENG HOLDINGS CO LTD 3386 HKE 50 40

WASION GROUP 3393 HKE 25 30

CHINA TING 3398 HKE 70 70

GD NY LOGISTICS 3399 HKE 50 40

KOWLOON DEV 34 HKE 30 30

CHINA MINING 340 HKE 50 50

CAFE DE CORAL H 341 HKE 20 25

NEWOCEAN ENERGY 342 HKE 40 40

CULTURECOM HOLD 343 HKE 40 70

VITASOY INT'L 345 HKE 25 20

YANCHANG PETRO 346 HKE 50 50

ANGANG STEEL 347 HKE 25 25

LUNG CHEONG 348 HKE 50 50

FE CONSORT INTL 35 HKE 40 40

ASIA ENERGY LOG 351 HKE 50 70

ENERGY INTERNATIONAL INVESTM353 HKE 70 100

CHINASOFT INT'L 354 HKE 25 25

CENTURY C INT'L 355 HKE 50 40

HAINAN MEILAN INTL AIRPORT-H 357 HKE 40 40

JIANGXI COPPER 358 HKE 20 20

FAR EAST HOLDINGS INTL LTD 36 HKE 70 70

NEW FOCUS AUTO 360 HKE 50 50

FUYAO GLASS INDUSTRY GROUP-H3606 HKE 20 20

CQRC BANK 3618 HKE 20 20

CHINA ZENITH CHEMICAL GROUP 362 HKE 100 100

CHINA SUCCESS FINANCE GROUP 3623 HKE 40 70

SHANGHAI IND H 363 HKE 20 20

ZHONGYU GAS 3633 HKE 50 50

POLY CULTURE GROUP CORP-H 3636 HKE 40 40

PING SHAN TEA GROUP LIMITED 364 HKE 50 50

LUKS GROUP 366 HKE 70 50

XIEZHONG INTERNATIONAL HOLDI3663 HKE 50 50

CHINA YONGDA AUTOMOBILES SER3669 HKE 40 30

CHUANG'S INT'L 367 HKE 50 50

SINOTRANS SHIP 368 HKE 30 40

TOP SPRING 3688 HKE 50 50

DALIAN WANDA COMMERCIAL PR-H3699 HKE 20 20

CHINA BEST GROUP HOLDING LTD370 HKE 100 100

YAT SING HOLDINGS LTD 3708 HKE 70 70

KORADIOR HOLDINGS LTD 3709 HKE 30 25

BEIJING ENTERPRISES WATER GR 371 HKE 20 20

Page 37: Description IRESSCode Exchange Current Margin Final Grade

ITC CORPORATION 372 HKE 70 50

ALLIED GROUP 373 HKE 40 30

FOUR SEAS MER 374 HKE 70 50

YGM TRADING 375 HKE 50 50

REORIENT GROUP 376 HKE 50 40

Huajun Hldg Ltd 377 HKE 30 50

NNK GROUP LTD 3773 HKE 100 100

CHINA FIBER OPTIC NETWORK SY 3777 HKE 40 50

CIAM GROUP 378 HKE 50 40

CHINA HANKING HOLDINGS LTD 3788 HKE 20 70

PME 379 HKE 70 70

DALI FOODS GROUP CO LTD 3799 HKE 20 20

FIRST TRACTOR 38 HKE 25 25

GCL-POLY ENERGY 3800 HKE 20 20

SINOTRUK 3808 HKE 30 40

KIU HUNG INTL 381 HKE 100 100

POU SHENG INT'L 3813 HKE 30 35

KFM KINGDOM 3816 HKE 100 100

CHINA DONGXIANG 3818 HKE 20 25

WELLING HOLDING 382 HKE 50 40

SAM WOO CONSTRUCTION GROUP L3822 HKE 50 70

TECH PRO 3823 HKE 20 25

MING FAI INTL HLDG HD-01 3828 HKE 100 100

COL CAPITAL 383 HKE 50 100

XINXIN MINING 3833 HKE 70 50

CHINA HARMONY AUTO HOLDING L3836 HKE 30 25

CHINA STARCH 3838 HKE 70 70

CHINA GAS HOLDINGS LTD 384 HKE 30 30

CHINA PETROLEUM & CHEMICAL-H386 HKE 10 10

QX PAPER 3868 HKE 100 100

HKEX 388 HKE 10 10

CHINA AOYUAN 3883 HKE 40 40

TOWN HEALTH 3886 HKE 25 25

KINGSOFT 3888 HKE 20 20

GLOBAL SWEET 3889 HKE 100 100

ZHUZHOU CSR TIMES ELECTRIC-H 3898 HKE 20 20

CIMC ENRIC 3899 HKE 35 40

SINO DISTILLERY GROUP LTD 39 HKE 40 50

CHINA RAILWAY 390 HKE 20 20

GREENTOWN CHINA 3900 HKE 25 25

CHINA INTERNATIONAL CAPITA-H 3908 HKE 70 20

MEI AH ENTER 391 HKE 30 50

NAGACORP 3918 HKE 25 25

BEIJING ENT 392 HKE 30 30

GLORIOUS SUN 393 HKE 70 50

THE UNITED LABORATORIES INTE 3933 HKE 25 30

WANGUO INTERNATIONAL MINING3939 HKE 70 70

Smartac Group 395 HKE 70 70

CM BANK 3968 HKE 20 20

ORIENTAL WATCH 398 HKE 100 100

Page 38: Description IRESSCode Exchange Current Margin Final Grade

CHINA BLUECHEM 3983 HKE 25 30

BANK OF CHINA 3988 HKE 10 10

NEW ENV ENERGY 3989 HKE 40 50

UNITED GENE HIGH-TECH GROUP 399 HKE 70 70

CMOC 3993 HKE 25 25

BOSIDENG 3998 HKE 30 40

DACHAN FOOD 3999 HKE 70 70

WHARF HOLDINGS 4 HKE 10 10

GOLD PEAK 40 HKE 70 100

COGOBUY GROUP 400 HKE 30 25

PEACE MAP HOLDING LTD 402 HKE 40 50

HSIN CHONG CONS 404 HKE 40 40

YAU LEE HOLD 406 HKE 100 100

YIP'S CHEMICAL 408 HKE 50 50

GREAT EAGLE H 41 HKE 25 20

SOHO CHINA 410 HKE 25 20

LAM SOON 411 HKE 50 50

SOUTH CHINA CHI 413 HKE 50 50

CHINA JIUHAO HEALT 419 HKE 30 40

NE ELECTRIC 42 HKE 50 50

FOUNTAIN SET 420 HKE 70 50

KTL INTERNATIONAL HOLDINGS G 442 HKE 70 100

HKET HOLDINGS 423 HKE 70 100

MINTH GROUP 425 HKE 25 20

C P POKPHAND 43 HKE 25 30

GREATER CHINA HOLDINGS LTD 431 HKE 50 70

PCPD 432 HKE 70 50

NORTH MINING 433 HKE 40 50

BOYAA INTERACTIVE INTERNATIO 434 HKE 50 50

SUNLIGHT REIT 435 HKE 30 30

IRICO 438 HKE 70 70

KUANGCHI SCIENCE LTD 439 HKE 30 30

HAECO 44 HKE 30 30

DAH SING 440 HKE 25 25

SINCERE WATCH HK LTD 444 HKE 50 50

CHINA FIRE 445 HKE 50 50

CHIGO HOLDING 449 HKE 70 70

HK&S HOTELS 45 HKE 30 30

HUNG HING PRINT 450 HKE 70 50

GCL NEW ENERGY HOLDINGS LTD 451 HKE 30 40

TIANDA PHARMA 455 HKE 70 70

NEW CITY DEV 456 HKE 70 70

TRISTATE HOLD 458 HKE 50 100

MIDLAND IC&I 459 HKE 70 100

SIHUAN PHARM 460 HKE 100 100

UNITEDENERGY GP 467 HKE 50 50

HOP HING GROUP HOLDINGS LTD 47 HKE 70 70

CMMB VISION HOLDINGS LTD 471 HKE 70 70

JLF INVESTMENT 472 HKE 60 40

HAO TIAN DEVELOPMENT GROUP L474 HKE 40 50

Page 39: Description IRESSCode Exchange Current Margin Final Grade

SINOCOP RES 476 HKE 50 70

AUPU GROUP HLDG 477 HKE 50 50

HKR INT'L 480 HKE 40 30

SANDMARTIN INTL HLDGS LTD 482 HKE 70 100

BAUHAUS INT'L 483 HKE 70 100

FORGAME HOLDINGS LTD 484 HKE 50 50

UNITED CO RUSAL PLC 486 HKE 30 30

SUCCESSUNIVERSE 487 HKE 70 50

LAI SUN DEV 488 HKE 50 40

DONGFENG GROUP 489 HKE 20 20

SEE CORP LTD 491 HKE 50 100

GOME 493 HKE 20 20

LI & FUNG 494 HKE 10 10

CSI PROPERTIES 497 HKE 50 50

PYI CORP 498 HKE 70 70

HYCOMM WIRELESS LTD 499 HKE 100 100

HSBC HOLDINGS 5 HKE 10 10

HK FERRY 50 HKE 40 40

Frontier Services 500 HKE 40 70

LANSEN PHARMA 503 HKE 70 70

CHINA FOODS 506 HKE 30 30

DINGYI GP INV 508 HKE 50 40

CENTURY SUNSHINE GROUP HOLDI509 HKE 40 50

HARBOUR CENTRE 51 HKE 30 30

CASH FINANCIAL SERVICES GROU 510 HKE 40 50

TVB 511 HKE 25 20

CHINAGRANDPHARM 512 HKE 50 50

CONTINENTAL HOLDINGS 513 HKE 70 70

COSCO INTL HOLD 517 HKE 100 100

FAIRWOOD HOLD 52 HKE 40 40

HNA INTL INVEST 521 HKE 50 50

ASM PACIFIC 522 HKE 20 20

GUANGSHEN RAIL 525 HKE 25 20

CHINA RUIFENG RENEWABLE ENERGY527 HKE 70 70

SIS INT'L 529 HKE 70 50

GUOCO GROUP 53 HKE 25 25

GOLDIN FIN HOLD 530 HKE 25 25

SAMSON HOLDING 531 HKE 40 50

GOLDLION HOLD 533 HKE 40 40

GEMDALE PPT 535 HKE 30 40

TRADELINK 536 HKE 50 50

AJISEN 538 HKE 30 40

VICTORY CITY 539 HKE 40 50

HOPEWELL HOLD 54 HKE 20 25

PACIFIC ONLINE 543 HKE 50 50

FUFENG GROUP 546 HKE 25 30

DIGITAL DOMAIN HOLDINGS LTD 547 HKE 40 25

SHENZHENEXPRESS 548 HKE 25 20

CINMEDIA 550 HKE 70 100

YUE YUEN IND 551 HKE 20 20

Page 40: Description IRESSCode Exchange Current Margin Final Grade

CHINACOMSERVICE 552 HKE 20 20

NANJING PANDA 553 HKE 30 40

HANS ENERGY COMPANY LTD 554 HKE 70 70

REXLOT HOLDINGS 555 HKE 100 100

PAN ASIA ENVIRO 556 HKE 70 70

CITY E-SOLUTIONS LTD 557 HKE 70 70

LK TECH 558 HKE 70 100

GUOCANG GROUP LTD 559 HKE 50 50

ALLIED PPT 56 HKE 25 30

CHU KONG SHIP 560 HKE 70 50

SH IND URBAN 563 HKE 25 30

HANERGY THIN FILM POWER GROUP566 HKE 100 100

SHANDONG MOLONG 568 HKE 50 50

CH AUTOMATION 569 HKE 70 70

CHEN HSONG HOLD 57 HKE 50 50

CHINA TRADITIONAL CHINESE ME 570 HKE 20 25

ESUN HOLDINGS 571 HKE 70 70

China For You 572 HKE 70 70

TAO HEUNG HLDGS 573 HKE 50 50

PA SHUN PHARMACEUTICAL INTER574 HKE 70 100

REGENT PACIFIC GROUP LTD 575 HKE 100 100

ZHEJIANGEXPRESS 576 HKE 20 20

LOUIS XIII HOLDINGS LTD 577 HKE 50 50

BEIJING JINGNENG CLEAN ENE-H 579 HKE 25 20

SUNWAY INTERNATIONAL HLDGS 58 HKE 70 70

SUN KING ELEC 580 HKE 70 50

CHINA ORIENTAL 581 HKE 100 100

LANDING INTERNATIONAL DEV 582 HKE 30 40

SCMP GROUP 583 HKE 100 100

IMAGI INT'L 585 HKE 50 100

HUA HAN 587 HKE 25 40

BEIJING N STAR 588 HKE 25 30

PORTS 589 HKE 50 70

SKYFAME REALTY 59 HKE 70 70

LUK FOOK HOLD 590 HKE 20 25

C HIGHPRECISION 591 HKE 100 100

BOSSINI INT'L 592 HKE 50 70

SKYOCEAN INTERNATIONAL HOLDI593 HKE 50 50

INSPUR INT'L 596 HKE 50 50

SINOTRANS 598 HKE 20 25

POWER ASSETS 6 HKE 10 10

CHINA OIL & GAS 603 HKE 50 50

CITIC SEC 6030 HKE 40 20

SHENZHEN INVEST 604 HKE 20 20

CHINA FINANCIAL SERVICES HOL 605 HKE 70 50

CHINA AGRI 606 HKE 25 25

FULLSHARE HLDGS LTD 607 HKE 35 100

HIGH FASHION 608 HKE 50 100

TIANDE CHEMICAL 609 HKE 70 50

NORTH ASIA RESOURCES HOLDING61 HKE 50 50

Page 41: Description IRESSCode Exchange Current Margin Final Grade

WAI KEE HOLD 610 HKE 50 50

CNI 23 INT'L 611 HKE 50 50

YUGANG INTERNATIONAL 613 HKE 70 70

KANGDA INTERNATIONAL ENVIRON6136 HKE 40 50

HARBIN BANK CO LTD-H 6138 HKE 30 25

EASYKNIT ENTERPRISES HOLDING 616 HKE 100 100

TARGET INSURANCE HOLDINGS LT6161 HKE 40 50

CHINA U-TON HOLDINGS LTD 6168 HKE 50 50

PALIBURG HOLD 617 HKE 50 50

PEKING UNIVERSITY RESOURCES 618 HKE 50 50

CHINA GREENFRESH GROUP CO LT6183 HKE 40 40

SOUTH CHINA FINANCIAL CO LTD 619 HKE 70 50

QINGDAO PORT INTERNATIONAL-H6198 HKE 25 30

TRANSPORT INTL 62 HKE 30 30

UDL HOLDINGS LTD 620 HKE 70 50

TAUNG GOLD INTERNATIONAL LTD621 HKE 70 70

ENERCHINA HOLD 622 HKE 40 50

SINOMEDIA 623 HKE 50 50

WINFOONG INTERNATIONAL LTD 63 HKE 100 100

AMCO UNITED HOLDING LTD 630 HKE 70 50

SANY INT'L 631 HKE 30 40

PEARL ORIENTAL OIL LTD 632 HKE 70 70

CH ALL ACCESS 633 HKE 30 50

PLAYMATES 635 HKE 50 50

SHOUGANG RES 639 HKE 25 25

GET NICE 64 HKE 40 50

CARRY WEALTH HOLDINGS LTD 643 HKE 70 70

CHINA ENVIRONMENTAL TECHNOLO646 HKE 100 100

JOYCE BOUTIQUE 647 HKE 100 100

SHUN CHEONG HOLDINGS 650 HKE 100 100

CHI O SHIPBLDG 651 HKE 40 50

BONJOUR HOLD 653 HKE 70 70

HK CHINESE LTD 655 HKE 50 40

FOSUN INTL 656 HKE 100 100

C TRANSMISSION 658 HKE 25 25

NWS HOLDINGS 659 HKE 20 20

MTR CORPORATION 66 HKE 10 10

WAI CHUN MINING 660 HKE 70 70

CHINA DAYE NON-FERROUS METAL661 HKE 70 50

ASIA FINANCIAL 662 HKE 50 40

KING STONE ENGY 663 HKE 70 50

HAITONG INT'L 665 HKE 20 20

SHK HK IND 666 HKE 70 70

DOWELL PPT 668 HKE 100 100

TECHTRONIC IND 669 HKE 20 20

CHINA LUMENA NEW MATERIALS 67 HKE 100 100

CHINA EAST AIR 670 HKE 20 20

ZHONGAN REALEST 672 HKE 50 50

PEGASUS INT'L 676 HKE 100 100

GOLDEN RES DEV 677 HKE 70 50

Page 42: Description IRESSCode Exchange Current Margin Final Grade

GENTING HK 678 HKE 30 30

LEE HING 68 HKE 50 50

NAN HAI CORP 680 HKE 40 25

SUNART RETAIL 6808 HKE 20 20

CHI PEOPLE HOLD 681 HKE 70 50

CHINA EVERBRIGHT BANK CO L-H 6818 HKE 20 20

CHAODA MODERN 682 HKE 70 100

HKT-SS 6823 HKE 20 20

Blue Sky Pwr 6828 HKE 40 25

KERRY PPT 683 HKE 20 20

HUAZHONG IN-VEHICLE HOLDINGS6830 HKE 50 50

HAITONG SEC 6837 HKE 100 100

ALLAN INT'L 684 HKE 100 100

MEDIA CHINESE 685 HKE 50 50

UNITED PHOTOVOLTAICS GROUP L686 HKE 40 50

CHINA HUISHAN DAIRY HOLDINGS6863 HKE 20 20

ZUOLI KECHUANG MICRO-FINAN-H6866 HKE 70 50

YANGTZE OPTICAL FIBRE AND-H 6869 HKE 40 30

TYSAN HOLDINGS 687 HKE 50 40

CHINA OVERSEAS 688 HKE 10 10

OTO HOLDINGS LTD 6880 HKE 70 70

CHINA GALAXY SECURITIES CO-H 6881 HKE 20 20

EGL HOLDINGS CO LTD 6882 HKE 70 50

HUATAI SECURITIES CO LTD-H 6886 HKE 20 20

DYNAM JAPAN HOLDINGS CO LTD 6889 HKE 40 30

EPI (HOLDINGS) LTD 689 HKE 70 100

HIN SANG GROUP INTERNATIONAL6893 HKE 70 40

GOLDEN THROAT HOLDINGS GROUP6896 HKE 35 30

CHINA ALUMINUM CANS HOLDINGS6898 HKE 100 100

SHANGRI LA ASIA 69 HKE 20 20

UNI-BIO GROUP 690 HKE 70 100

CHINA SHANSHUI CEMENT GROUP691 HKE 100 100

CHINA HOUSEHOLD HOLDINGS LTD692 HKE 50 100

TAN CHONG INT'L 693 HKE 40 30

BEIJING AIRPORT 694 HKE 20 20

TRAVELSKY TECH 696 HKE 25 20

SHOUGANG INT'L 697 HKE 50 50

TONGDA GROUP 698 HKE 25 25

CAR INC 699 HKE 20 20

HOIFU ENERGY 7 HKE 70 70

TENCENT 700 HKE 20 20

CNT GROUP 701 HKE 100 100

SINO OIL & GAS 702 HKE 50 50

FUTURE BRIGHT 703 HKE 100 100

BEAUTIFUL CHINA HOLDINGS CO 706 HKE 70 100

CO-PROSPERITY HOLDINGS LTD 707 HKE 50 50

NEW MEDIA GROUP HOLDINGS 708 HKE 50 40

GIORDANO INT'L 709 HKE 30 30

MIRAMAR HOTEL 71 HKE 40 30

VARITRONIX INTL 710 HKE 50 30

Page 43: Description IRESSCode Exchange Current Margin Final Grade

CHUN WO DEVELOPMENT HLDG LTD711 HKE 70 50

COMTEC SOLAR 712 HKE 70 70

WORLD HOUSEWARE HOLDINGS LTD713 HKE 100 100

China Oceanwide Holdings Ltd 715 HKE 25 30

SINGAMAS CONT 716 HKE 50 50

EMPEROR CAPITAL 717 HKE 30 40

BESTWAY INTL HOLDINGS LTD 718 HKE 70 50

SHANDONG XINHUA 719 HKE 100 100

MODERN MEDIA 72 HKE 70 100

AUTO ITALIA HOLDINGS LTD 720 HKE 50 70

C FIN INT INV 721 HKE 30 30

SUSTAINABLE FOREST HOLDINGS 723 HKE 100 100

SINO-TECH INT'L 724 HKE 70 100

SOUTH EAST GROUP LTD 726 HKE 40 50

CROWN INTERNATIONAL CORP LTD727 HKE 50 50

CHINA TELECOM 728 HKE 20 20

FDG Electric Vehicles Ltd 729 HKE 30 25

ASIAN CITRUS 73 HKE 70 70

TRULY INT'L 732 HKE 30 25

HOPEFLUENT 733 HKE 70 50

C P NEW ENERGY 735 HKE 25 30

CHINA PPT INV 736 HKE 100 100

HOPEWELL INFR 737 HKE 25 30

LE SAUNDA HOLD 738 HKE 50 50

ASIA CEMENT CH 743 HKE 50 50

CN Culture Grp 745 HKE 50 100

L & M CHEMICAL 746 HKE 50 50

SHENYANG PUBLIC 747 HKE 70 50

Y T REALTY 75 HKE 50 50

CHINA SINGYES SOLAR TECH 750 HKE 30 40

SKYWORTHDIGITAL 751 HKE 20 25

PICO FAR EAST 752 HKE 50 50

AIR CHINA 753 HKE 20 20

HOPSON DEV HOLD 754 HKE 30 30

SHANGHAI ZENDAI 755 HKE 40 50

TIANYI SUMMI HOLDINGS LTD 756 HKE 70 70

CEC INT'L HOLD 759 HKE 70 100

SOUTH SEA PETROLEUM HOLDINGS76 HKE 100 100

CHINA UNICOM 762 HKE 10 10

ZTE 763 HKE 20 20

ETERNITY INV 764 HKE 70 100

PERFECTECH INTL 765 HKE 100 100

PACIFIC PLYWOOD HLDGS LTD 767 HKE 100 100

CHINA RAREEARTH 769 HKE 50 70

CKLIFE SCIENCES 775 HKE 40 40

NETDRAGON 777 HKE 30 25

FORTUNE REIT 778 HKE 20 20

REGAL INTL 78 HKE 40 40

GLOBAL BRANDS GROUP HOLDING787 HKE 25 25

OPTICS VALLEY UNION HOLDING 798 HKE 70 50

Page 44: Description IRESSCode Exchange Current Margin Final Grade

IGG INC 799 HKE 40 35

PCCW 8 HKE 20 20

A8 New Media Group Ltd 800 HKE 50 70

GREAT WORLD COMPANY HOLDINGS8003 HKE 100 100

YUXING INFOTECH 8005 HKE 30 40

SINO SPLENDID HOLDINGS LTD 8006 HKE 70 100

GLOBAL STRATEGIC GROUP LTD 8007 HKE 70 70

SUNEVISION 8008 HKE 30 30

GOLDEN MEDITECH 801 HKE 50 40

POLYARD PETROLEUM INTERNATIO8011 HKE 70 50

LONG SUCCESS 8017 HKE 100 100

RCG HOLDINGS LTD 802 HKE 70 70

CHANCETON FIN 8020 HKE 70 50

WLS HOLDINGS LTD 8021 HKE 100 100

EVERSHINE GROUP HOLDINGS LTD8022 HKE 100 100

SUN INTERNATIONAL RESOURCES 8029 HKE 70 50

PROSPERITY INTL 803 HKE 50 50

FLYING FINANCIAL SERVICE HOL 8030 HKE 100 100

VIVA CHINA 8032 HKE 50 40

HENG XIN CHINA HOLDINGS LTD 8046 HKE 70 50

SKY FOREVER SUPPLY CHAIN MAN8047 HKE 100 100

JILIN CHANGLONG 8049 HKE 50 70

GLENCORE XSTRATA 805 HKE 100 100

YUNBO DIGITAL SYNERGY GROUP 8050 HKE 50 70

CHINA E-LEARNING GROUP LTD 8055 HKE 70 70

LUOXIN PHARMA 8058 HKE 50 30

GLORY FLAME HOLDINGS LTD 8059 HKE 70 100

VALUE PARTNERS 806 HKE 25 25

PHOENITRON HOLDINGS LTD 8066 HKE 70 100

NEW UNIVERSE INTERNATIONAL 8068 HKE 70 50

MEDIA ASIA GROUP HOLDINGS LT8075 HKE 70 70

CHINA 3D DIGITAL ENTERTAINME 8078 HKE 100 100

PROSPERITY REIT 808 HKE 40 30

CHINA MOBILE GAMES AND CULT 8081 HKE 100 100

CHINA INNOVATIONPAY GROUP 8083 HKE 40 50

HK LIFE SCI 8085 HKE 100 100

DX.COM HOLDINGS LTD 8086 HKE 100 100

AID Partners Capital Holdings 8088 HKE 40 50

CHINESE STRATEGIC HLDGS LTD 8089 HKE 100 100

GLOBAL BIO-CHEM 809 HKE 70 50

CHI ASSURANCE 8090 HKE 50 50

BEIJING BEIDA JADE BIRD-H 8095 HKE 70 50

PINESTONE CAPITAL LTD 8097 HKE 40 50

CHINA WOOD OPTIMIZATION HOLD8099 HKE 40 50

CH OVS G OCEANS 81 HKE 30 40

GET HOLDINGS LTD 8100 HKE 100 100

JIA MENG HOLDINGS LTD 8101 HKE 100 100

SYNERGY GROUP HOLDINGS INTER8105 HKE 70 70

CREATIVE ENERGY SOLUTIONS 8109 HKE 100 100

XINHUA WINSHARE 811 HKE 25 25

Page 45: Description IRESSCode Exchange Current Margin Final Grade

China Pri Energy 8117 HKE 70 70

SOUTHWEST SECS INTLl 812 HKE 70 70

GURU ONLINE HOLDINGS LTD 8121 HKE 100 100

FIRST CHINA NET 8123 HKE 50 70

C G SOURCE ENGY 8128 HKE 70 70

SHIMAO PROPERTY 813 HKE 20 20

ZHI CHENG H 8130 HKE 100 100

CHINA OIL GANGRAN ENERGY GRO8132 HKE 40 70

HONBRIDGE 8137 HKE 30 50

BEIJING TONG REN TANG CHINES 8138 HKE 30 30

BEIJING JINGKELONG CO LTD-H 814 HKE 70 100

HUA XIA HEALTHCARE HOLDINGS 8143 HKE 70 70

MILLENNIUM PACIFIC GROUP HOL8147 HKE 70 40

AURUM PACIFIC CHINA GROUP LT8148 HKE 100 100

CHI SILVER GP 815 HKE 40 40

SOUTHCHINA LAND 8155 HKE 70 50

CHINA VANGUARD 8156 HKE 50 70

China Reg Med Intl 8158 HKE 40 50

HUADIAN FUXIN 816 HKE 25 25

CHINA ECO-FARMING LTD 8166 HKE 100 100

NEO TELEMEDIA 8167 HKE 50 50

FRANSHION PPT 817 HKE 20 20

CHINA TRENDS 8171 HKE 70 100

CHINA DIGITAL CULTURE GROUP 8175 HKE 70 70

GAYETY HLDGS 8179 HKE 70 100

HI SUN TECH 818 HKE 30 50

TEDA BIOMEDICAL 8189 HKE 70 100

TIANNENG POWER HD -1 819 HKE 30 25

GLOBAL ENERGY RESOURCES INT 8192 HKE 100 100

L & A INTERNATIONAL HOLDINGS 8195 HKE 25 30

MELCOLOT 8198 HKE 70 100

VODONE LTD 82 HKE 50 50

HSBCDRAGON FUND 820 HKE 50 50

SAU SAN TONG HOLDINGS LTD 8200 HKE 100 100

CHINA COMMUNICATION TELECOM8206 HKE 70 70

CREDIT CHINA 8207 HKE 35 100

FIRST CREDIT FINANCE GROUP L 8215 HKE 100 100

KA SHUI INT'L 822 HKE 100 100

BINGO GROUP 8220 HKE 70 100

NATIONAL ARTS ENTERTAINMENT8228 HKE 70 70

LINK REIT 823 HKE 10 10

CHINA YU TIAN HOLDINGS LTD 8230 HKE 70 100

CIG YANGTZE PORTS PLC 8233 HKE 70 70

POWERLEADER 8236 HKE 70 70

LINK HOLDINGS LTD 8237 HKE 50 50

NORTHERN NEW ENERGY HOLDINGS8246 HKE 50 50

NWDS CHINA 825 HKE 50 50

SILK ROAD ENERGY SERVICES 8250 HKE 70 70

TIANGONG INT'L 826 HKE 50 70

ZEBRA STRATEGIC HOLDINGS LTD 8260 HKE 100 100

Page 46: Description IRESSCode Exchange Current Margin Final Grade

HAITIAN HYDROPOWER INTERNATI8261 HKE 50 50

POWERWELL PACIFIC HOLDINGS 8265 HKE 70 100

LINEKONG INTERACTIVE CO LTD 8267 HKE 70 50

Ko Yo Chemical 827 HKE 70 70

GDC 8271 HKE 70 100

STEED ORIENTAL HOLDINGS CO L 8277 HKE 100 100

AGTECH HOLDINGS 8279 HKE 30 25

DYNASTY WINES 828 HKE 100 100

SHENGUAN HLDGS 829 HKE 40 50

ASIAN CAPITAL HOLDINGS LTD 8295 HKE 70 70

GRAND T G GOLD 8299 HKE 100 100

SINO LAND 83 HKE 10 10

FAR EAST GLOBAL 830 HKE 50 50

CR ASIA 831 HKE 40 50

PERFECT OPTRONICS LTD 8311 HKE 50 50

KING FORCE SECURITY HOLDINGS 8315 HKE 50 70

CHINAAMC CSI 300 IDX ETF-CNY 83188 HKE 25 20

CENTRAL CHINA 832 HKE 50 40

China Smartpay Group Holding 8325 HKE 40 50

JC GROUP HOLDINGS LTD 8326 HKE 70 100

SHENZHEN NEPTUNUS INTERLNG-H8329 HKE 70 70

TELECOM DIGITAL HOLDINGS LTD 8336 HKE 70 70

DIRECTEL HOLDINGS LTD 8337 HKE 100 100

ASIA COAL 835 HKE 70 70

LARRY JEWELRY 8351 HKE 100 100

CHINA RES POWER 836 HKE 10 10

CARPENTER TAN 837 HKE 70 50

EVA HOLDINGS 838 HKE 40 50

ANHUI TIANDA OIL PIPE CO - H 839 HKE 50 50

STELUX HOLDINGS 84 HKE 70 100

ASIA CASSAVA RESOURCES 841 HKE 100 100

LEOCH INT'L 842 HKE 70 70

GLORIOUS PPT H 845 HKE 40 40

MINGFA GROUP 846 HKE 30 100

MAOYE INT'L 848 HKE 40 40

CHINA ELECTRON 85 HKE 30 40

PETROASIAN 850 HKE 70 70

SHENG YUAN HOLDINGS LTD 851 HKE 70 70

MICROPORT 853 HKE 40 40

CHINA WATER 855 HKE 25 25

VST HOLDINGS 856 HKE 50 50

PETROCHINA 857 HKE 10 10

EXTRAWELL PHAR 858 HKE 70 100

HENRY GROUP 859 HKE 70 70

SUN HUNG KAI CO 86 HKE 30 30

DIGITAL CHINA 861 HKE 25 20

VISION VALUES 862 HKE 100 100

CHINA QINFA GROUP LTD 866 HKE 100 100

CMS 867 HKE 20 20

XINYI GLASS 868 HKE 25 20

Page 47: Description IRESSCode Exchange Current Margin Final Grade

PLAYMATES TOYS 869 HKE 50 50

SWIRE PACIFIC B 87 HKE 20 20

CHINA DREDGING ENVIRONMENT P871 HKE 70 70

JINHENG AUTO SAFETY TECH LTD 872 HKE 70 100

C TAIFENG BED 873 HKE 100 100

GUANGZHOU PHAR 874 HKE 25 20

China Finance Investment 875 HKE 100 100

WING LEE HOLDINGS LTD 876 HKE 70 70

O-NET COMM GP 877 HKE 70 50

SOUNDWILL HOLD 878 HKE 50 40

TAI CHEUNG HOLD 88 HKE 40 40

SJM HOLDINGS 880 HKE 20 20

ZHONGSHENG HLDG 881 HKE 25 30

TIANJIN DEV 882 HKE 30 50

CNOOC 883 HKE 20 20

CIFI HOLD GP 884 HKE 25 20

FOREFRONT GROUP LIMITED 885 HKE 50 40

SILVER BASE 886 HKE 50 50

EMPEROR WATCH&J 887 HKE 50 70

ROADSHOW 888 HKE 100 100

TAI SANG LAND 89 HKE 50 50

TRINITY 891 HKE 50 70

CHINAVTM MINING 893 HKE 100 100

DONGJIANG ENVIRONMENTAL-H 895 HKE 25 30

HANISON CONSTRUCTION HOLDING896 HKE 70 50

MULTIFIELD INTL 898 HKE 50 50

ASIA RESOURCES HOLDINGS LTD 899 HKE 40 70

CHEUNG WO IHL 9 HKE 70 50

AEON CREDIT 900 HKE 50 40

HUANENG POWER 902 HKE 20 20

TPV TECHNOLOGY 903 HKE 50 50

China Culiangwang Beverages 904 HKE 70 100

COFCO PACKAGING 906 HKE 50 40

ZHUHAI H INV 908 HKE 50 50

INTERNATIONAL STANDARD RESOU91 HKE 70 70

HANG FAT GINSENG HOLDINGS CO911 HKE 35 30

SUGA INTERNATIONAL HLDGS LTD912 HKE 100 100

ANHUI CONCH 914 HKE 30 30

DAOHE GLOBAL GRP 915 HKE 50 50

CHINA LONGYUAN 916 HKE 20 20

NEW WORLD CHINA 917 HKE 30 100

CHAMPION TECH 92 HKE 70 70

HISENSE KELON 921 HKE 40 40

INTEGRATED WASTE SOLUTIONS G923 HKE 70 50

BJ PROPERTIES 925 HKE 50 50

BESUNYEN 926 HKE 70 70

TACK FIORI 928 HKE 40 100

IPE GROUP LTD 929 HKE 70 50

TERMBRAY IND 93 HKE 70 50

CHINA FORESTRY 930 HKE 100 100

Page 48: Description IRESSCode Exchange Current Margin Final Grade

China LNG Group Ltd 931 HKE 25 25

BRIGHTOIL 933 HKE 25 25

SINOPEC KANTONS 934 HKE 25 30

DRAGON CROWN GROUP HOLDINGS935 HKE 50 50

MAN SANG INT'L 938 HKE 50 70

CCB 939 HKE 10 10

GREENHEART GROUP LTD 94 HKE 70 70

CHINA ANIMAL HEALTHCARE LTD 940 HKE 100 100

CHINA MOBILE 941 HKE 10 10

EFORCE HOLDINGS LTD 943 HKE 100 100

MANULIFE-S 945 HKE 20 25

MOBI DEV 947 HKE 70 50

LVGEM China 95 HKE 50 30

LEE'S PHARM 950 HKE 40 40

CHAOWEI POWER 951 HKE 40 40

QUAM LTD 952 HKE 50 70

MEIKE INTERNATIONAL HOLDINGS953 HKE 100 100

CHINA SUNTIEN 956 HKE 40 50

HUANENG RENEWABLES CORP LTD CN958 HKE 20 20

LONGFOR PPT 960 HKE 20 20

BLOOMAGE BIOTEC 963 HKE 30 30

CHINA TAIPING 966 HKE 20 20

SOUND GLOBAL 967 HKE 100 100

XINYI SOLAR HOLDINGS LTD 968 HKE 20 20

HUA LIEN INT'L 969 HKE 70 70

HENDERSON INV 97 HKE 50 50

SPARKLE ROLL 970 HKE 70 70

L'OCCITANE 973 HKE 20 20

MONGOL MINING 975 HKE 70 70

CHIHO-TIANDE 976 HKE 100 100

CHINA MERCHANTS LAND LTD 978 HKE 30 40

XINGFA ALUM 98 HKE 70 50

LIANHUA 980 HKE 40 50

SMIC 981 HKE 20 20

IONE HOLDINGS 982 HKE 70 50

SOCAM DEV 983 HKE 50 50

AEON STORES 984 HKE 50 50

CST MINING 985 HKE 50 40

CHINA ENVIRONMENTAL ENERGY 986 HKE 100 100

CHINA RENEWABLE ENERGY INVES987 HKE 100 100

LOUDONG GN RES 988 HKE 50 70

WONG'S INTL 99 HKE 50 50

THEME INT'L 990 HKE 70 70

DATANG POWER 991 HKE 20 20

LENOVO GROUP 992 HKE 20 10

SIMSEN INT'L 993 HKE 30 40

ANHUIEXPRESSWAY 995 HKE 25 25

CARNIVAL GROUP INTERNATIONAL996 HKE 25 20

CHINLINK INTERNATIONAL HOLDI 997 HKE 50 70

CITIC BANK 998 HKE 20 20

Page 49: Description IRESSCode Exchange Current Margin Final Grade

I T 999 HKE 50 50

ALLIED IRISH BANKS PLC AIB DUB 30 40

BANK OF IRELAND BIR DUB 20 20

CPL RESOURCES PLC DQ5 DUB 50 50

CRH PLC CRG DUB 30 30

DALATA HOTEL GROUP PLC DHG DUB 20 20

DATALEX PLC DLE DUB 50 50

FBD HOLDINGS PLC EG7 DUB 50 50

FYFFES PLC FQ3 DUB 40 40

C&C GROUP PLC GCC DUB 20 20

GLANBIA PLC GL9 DUB 20 20

GREEN REIT PLC GN1 DUB 20 20

HIBERNIA REIT PLC HBRN DUB 20 20

IFG GROUP PLC IJG DUB 50 50

PERMANENT TSB GROUP HOLDINGSIL0A DUB 20 25

INDEPENDENT NEWS & MEDIA PLCIPDC DUB 50 50

IRISH RESIDENTIAL PROPERTIES IRES DUB 30 30

KENMARE RESOURCES PLC JEV DUB 100 100

KINGSPAN GROUP PLC KRX DUB 20 20

MINCON GROUP PLC MIO DUB 70 70

KERRY GROUP PLC-A KRZ DUB 20 20

ORIGIN ENTERPRISES PLC OIZ DUB 20 20

PETROCELTIC INTERNATIONAL EG5A DUB 50 100

RYANAIR HOLDINGS PLC RY4C DUB 20 20

SMURFIT KAPPA GROUP PLC SK3 DUB 20 20

TOTAL PRODUCE PLC T7O DUB 40 30

ANADOLU EFES BIRACILIK VE AEFES IST 20 100

AKBANK T.A.S. AKBNK IST 20 100

ARCELIK AS ARCLK IST 20 100

BIM BIRLESIK MAGAZALAR AS BIMAS IST 20 100

EMLAK KONUT GAYRIMENKUL YATIEKGYO IST 20 100

ENKA INSAAT VE SANAYI AS ENKAI IST 20 100

EREGLI DEMIR VE CELIK FABRIK EREGL IST 20 100

TURKIYE GARANTI BANKASI GARAN IST 20 100

TURKIYE HALK BANKASI HALKB IST 20 100

TURKIYE IS BANKASI-C ISCTR IST 20 100

KOC HOLDING AS KCHOL IST 20 100

KARDEMIR KARABUK DEMIR-CL D KRDMD IST 20 100

PETKIM PETROKIMYA HOLDING ASPETKM IST 20 100

PEGASUS HAVA TASIMACILIGI AS PGSUS IST 20 100

HACI OMER SABANCI HOLDING SAHOL IST 20 100

TURKCELL ILETISIM HIZMET AS TCELL IST 20 100

TURK HAVA YOLLARI AO THYAO IST 20 100

TURK TELEKOMUNIKASYON AS TTKOM IST 20 100

TUPRAS-TURKIYE PETROL RAFINE TUPRS IST 20 100

TURKIYE VAKIFLAR BANKASI T-D VAKBN IST 20 100

YAPI VE KREDI BANKASI YKBNK IST 20 100

ASTRA AGRO LESTARI TBK PT AALI IDX 25 20

ACSET INDONUSA TBK PT ACST IDX 70 70

ADHI KARYA PERSERO TBK PT ADHI IDX 30 20

Page 50: Description IRESSCode Exchange Current Margin Final Grade

ADARO ENERGY TBK PT ADRO IDX 35 35

AKR CORPORINDO TBK PT AKRA IDX 25 25

ANEKA TAMBANG PERSERO TBK PTANTM IDX 50 25

ASTRA INTERNATIONAL TBK PT ASII IDX 20 20

ALAM SUTERA REALTY TBK PT ASRI IDX 30 25

BANK CENTRAL ASIA TBK PT BBCA IDX 20 20

BANK NEGARA INDONESIA PERSERBBNI IDX 20 20

BANK RAKYAT INDONESIA PERSERBBRI IDX 20 20

BANK TABUNGAN NEGARA PERSEROBBTN IDX 25 20

BUMI CITRA PERMAI TBK PT BCIP IDX 100 100

BANK DANAMON INDONESIA TBK BDMN IDX 40 30

BEKASI FAJAR INDUSTRIAL ESTA BEST IDX 50 50

BLUE BIRD TBK PT BIRD IDX 40 40

BANK PEMBANGUNAN DAERAH JAWABJBR IDX 50 30

BANK MANDIRI PERSERO TBK PT BMRI IDX 20 20

BUMI RESOURCES MINERALS TBK BRMS IDX 70 70

BUMI SERPONG DAMAI PT BSDE IDX 25 20

CHAROEN POKPHAND INDONESI PTCPIN IDX 30 20

XL AXIATA TBK PT EXCL IDX 40 20

GUDANG GARAM TBK PT GGRM IDX 20 20

GAJAH TUNGGAL TBK PT GJTL IDX 70 50

HEXINDO ADIPERKASA TBK PT HEXA IDX 70 70

HARUM ENERGY TBK PT HRUM IDX 50 70

INDOFOOD CBP SUKSES MAKMURICBP IDX 20 20

VALE INDONESIA TBK INCO IDX 25 25

INDOFOOD SUKSES MAKMUR TBKINDF IDX 20 20

INDOCEMENT TUNGGAL PRAKARSAINTP IDX 30 30

STEEL PIPE INDUSTRY OF INDON ISSP IDX 100 100

INDO TAMBANGRAYA MEGAH TBKITMG IDX 40 35

JAPFA COMFEED INDONES-TBK PTJPFA IDX 50 50

JASA MARGA (PERSERO) TBK PT JSMR IDX 20 20

KIMIA FARMA PERSERO TBK PT KAEF IDX 50 50

KAWASAN INDUSTRI JABABEKA TBKIJA IDX 50 40

KALBE FARMA TBK PT KLBF IDX 20 20

EUREKA PRIMA JAKARTA TBK PT LCGP IDX 30 70

LINK NET TBK PT LINK IDX 40 40

LIPPO KARAWACI TBK PT LPKR IDX 25 20

PP LONDON SUMATRA INDONES PTLSIP IDX 25 25

MALINDO FEEDMILL TBK PT MAIN IDX 50 50

METROPOLITAN LAND TBK PT MTLA IDX 70 70

HANSON INTERNATIONAL TBK PT MYRX IDX 50 50

PERUSAHAAN GAS NEGARA PERSERPGAS IDX 30 30

POLARIS INVESTAMA TBK PT PLAS IDX 60 60

TAMBANG BATUBARA BUKIT ASAMPTBA IDX 40 35

PEMBANGUNAN PERUMAHAN PERSERPTPP IDX 25 20

SEMEN INDONESIA PERSERO TBK SMGR IDX 35 30

SOECHI LINES TBK PT SOCI IDX 50 40

SUGIH ENERGY TBK PT SUGI IDX 50 50

TUNAS BARU LAMPUNG TBK PT TBLA IDX 50 40

TELEKOMUNIKASI INDONESIA PERTLKM IDX 20 20

Page 51: Description IRESSCode Exchange Current Margin Final Grade

SIGMAGOLD INTI PERKASA TBK P TMPI IDX 50 40

UNITED TRACTORS TBK PT UNTR IDX 35 30

UNILEVER INDONESIA TBK PT UNVR IDX 20 20

VISI MEDIA ASIA TBK PT VIVA IDX 40 50

WIJAYA KARYA PERSERO TBK PT WIKA IDX 25 20

WINTERMAR OFFSHORE MARINE WINS IDX 100 100

WASKITA KARYA PERSERO TBK PT WSKT IDX 25 20

WIJAYA KARYA BETON TBK PT WTON IDX 40 40

ANGLO AMERICAN PLC AGL JSE 30 40

ANGLO AMERICAN PLATINUM LTDAMS JSE 40 40

ANGLOGOLD ASHANTI LTD ANG JSE 40 40

ASPEN PHARMACARE HOLDINGS LTAPN JSE 30 30

BARCLAYS AFRICA GROUP LTD BGA JSE 30 30

BHP BILLITON PLC BIL JSE 30 30

BRITISH AMERICAN TOBACCO PLCBTI JSE 25 25

BIDVEST GROUP LTD BVT JSE 30 30

CAPITAL & COUNTIES PROPERTIE CCO JSE 30 30

FINANCIERE RICHEMONT-DEP RECCFR JSE 25 25

DISCOVERY LTD DSY JSE 30 30

FIRSTRAND LTD FSR JSE 25 30

GOLD FIELDS LTD GFI JSE 40 40

GROWTHPOINT PROPERTIES LTD GRT JSE 25 30

HARMONY GOLD MINING CO LTD HAR JSE 50 50

IMPALA PLATINUM HOLDINGS LTDIMP JSE 30 40

INVESTEC LTD INL JSE 30 30

INVESTEC PLC INP JSE 30 30

IMPERIAL HOLDINGS LTD IPL JSE 30 40

INTU PROPERTIES PLC ITU JSE 30 30

KUMBA IRON ORE LTD KIO JSE 40 50

LIFE HEALTHCARE GROUP HOLDINLHC JSE 30 30

MIX TELEMATICS LTD MIX JSE 50 70

MONDI LTD MND JSE 30 30

MONDI PLC MNP JSE 30 30

MTN GROUP LTD MTN JSE 30 30

NEDBANK GROUP LTD NED JSE 30 30

NEW EUROPE PROPERTY INVEST NEP JSE 20 30

NASPERS LTD-N SHS NPN JSE 40 35

NETCARE LTD NTC JSE 30 30

OLD MUTUAL PLC OML JSE 25 25

REINET INVESTMENTS SA-DR REI JSE 30 30

REMGRO LTD REM JSE 30 30

RMB HOLDINGS LTD RMH JSE 30 30

RMI HOLDINGS RMI JSE 30 30

SABMILLER PLC SAB JSE 30 25

SAPPI LIMITED SAP JSE 40 30

STANDARD BANK GROUP LTD SBK JSE 25 30

SIBANYE GOLD LTD SGL JSE 40 40

SHOPRITE HOLDINGS LTD SHP JSE 30 30

SANLAM LTD SLM JSE 30 30

STEINHOFF INTERNATIONAL H NV SNH JSE 20 25

Page 52: Description IRESSCode Exchange Current Margin Final Grade

SASOL LTD SOL JSE 30 30

TIGER BRANDS LTD TBS JSE 30 30

VODACOM GROUP LTD VOD JSE 25 25

WOOLWORTHS HOLDINGS LTD WHL JSE 30 30

UMW HOLDINGS BHD UMW KLS 10 25

MALAYSIA BUILDING SOCIETY BHDMBSB KLS 40 30

SUNWAY REAL ESTATE INVT TRUSTSUNREIT KLS 20 30

CAPITAMALLS MALAYSIA TRUST CMMT KLS 40 30

UOA DEVELOPMENT BERHAD UOADEV KLS 30 30

GAS MALAYSIA BERHAD GASMSIA KLS 50 40

BUMI ARMADA BERHAD ARMADA KLS 35 35

PAVILION REAL ESTATE INV TRUSTPAVREIT KLS 30 30

SAPURAKENCANA PETROLEUM BHDSKPETRO KLS 35 30

IGB REAL ESTATE INV TRUST IGBREIT KLS 30 30

TROPICANA CORP BHD TROP KLS 50 50

PETRONAS DAGANGAN BHD PETDAG KLS 20 20

ASTRO MALAYSIA HOLDINGS BERHADASTRO KLS 20 25

QL RESOURCES BHD QL KLS 25 30

ALLIANCE FINANCIAL GROUP BHD AFG KLS 25 25

AIRASIA BHD AIRASIA KLS 20 30

AXIATA GROUP BERHAD AXIATA KLS 10 10

BATU KAWAN BHD BKAWAN KLS 30 30

BERJAYA AUTO BHD BJAUTO KLS 30 30

BOUSTEAD HOLDINGS BHD BSTEAD KLS 30 30

BURSA MALAYSIA BHD BURSA KLS 25 25

CAN-ONE BHD CANONE KLS 50 70

C.I. HOLDINGS BERHAD CIHLDG KLS 100 100

CIMB GROUP HOLDINGS BERHAD CIMB KLS 10 10

COASTAL CONTRACTS BHD COASTAL KLS 50 50

DIGI.COM BHD DIGI KLS 10 10

DIALOG GROUP BHD DIALOG KLS 30 30

DRB-HICOM BHD DRBHCOM KLS 40 40

ECO WORLD DEVELOPMENT GROUPECOWLD KLS 40 30

ELSOFT RESEARCH BHD ELSOFT KLS 100 100

ENGTEX GROUP BHD ENGTEX KLS 100 100

EVERGREEN FIBREBOARD BHD EVERGRN KLS 50 40

FELDA GLOBAL VENTURES HLDG BHDFGV KLS 25 20

FRASER & NEAVE HOLDINGS BHD F&N KLS 30 20

GAMUDA BHD GAMUDA KLS 20 20

GENTING MALAYSIA BERHAD GENM KLS 10 10

GENTING BHD GENTING KLS 10 10

GHL SYSTEMS BERHAD GHLSYS KLS 70 50

GEORGE KENT (MALAYSIA) BHD GKENT KLS 70 50

HAP SENG CONSOLIDATED BHD HAPSENG KLS 20 20

HARTALEGA HOLDINGS BHD HARTA KLS 20 20

HIBISCUS PETROLEUM BHD HIBISCS KLS 70 100

HOMERITZ CORP BHD HOMERIZ KLS 100 100

IRIS CORP BHD IRIS KLS 70 100

ICON OFFSHORE BHD ICON KLS 70 50

IFCA MSC BHD IFCAMSC KLS 50 100

Page 53: Description IRESSCode Exchange Current Margin Final Grade

IGB CORPORATION BHD IGB KLS 30 30

IHH HEALTHCARE BERHAD IHH KLS 10 10

IJM CORPORATION BHD IJM KLS 20 20

IOI CORPORATION BHD IOICORP KLS 10 10

KUALA LUMPUR KEPONG BHD KLK KLS 10 10

KNM GROUP BHD KNM KLS 50 40

KPJ HEALTHCARE BHD KPJ KLS 25 30

KULIM BHD KULIM KLS 25 25

LANDMARKS BERHAD LANDMRK KLS 70 50

MALAYSIA AIRPORTS HOLDINGS BHDAIRPORT KLS 20 20

MAXIS BERHAD MAXIS KLS 10 10

MALAYAN BANKING BHD MAYBANK KLS 10 10

MALAYSIAN BULK CARRIERS BHD MAYBULK KLS 50 50

MY EG SERVICES BHD MYEG KLS 25 20

NAIM HOLDINGS BERHAD NAIM KLS 50 50

O.S.K. HOLDINGS BHD OSK KLS 40 40

ONLY WORLD GROUP HOLDINGS BHOWG KLS 70 50

PUBLIC BANK BHD PBBANK KLS 10 10

PARKSON HOLDINGS BHD PARKSON KLS 50 50

PRESS METAL BERHAD PMETAL KLS 50 30

PROTASCO BHD PRTASCO KLS 70 50

RHB CAPITAL BHD RHBCAP KLS 15 10

BRITISH AMERICAN TOBACCO BAT KLS 10 10

SALCON BHD SALCON KLS 70 50

SUNWAY CONSTRUCTION GROUP BHSUNCON KLS 50 30

SCICOM (MSC) BHD SCICOM KLS 70 50

SP SETIA BHD SPSETIA KLS 30 30

SUNWAY BERHAD SUNWAY KLS 20 30

TELEKOM MALAYSIA BHD TM KLS 10 10

TUNE INS HOLDINGS BHD TUNEPRO KLS 50 40

TMC LIFE SCIENCES BHD TMCLIFE KLS 50 40

TENAGA NASIONAL BHD TENAGA KLS 10 10

TIONG NAM LOGISTICS HOLDINGSTNLOGIS KLS 50 50

TOP GLOVE CORPORATION BHD TOPGLOV KLS 25 20

TEO SENG CAPITAL BHD TEOSENG KLS 70 50

UCHI TECHNOLOGIES BHD UCHITEC KLS 50 50

UEM SUNRISE BERHAD UEMS KLS 25 25

UNISEM (M) BERHAD UNISEM KLS 30 30

V.S. INDUSTRY BERHAD VS KLS 40 30

WELLCALL HOLDINGS BHD WELLCAL KLS 50 50

WING TAI MALAYSIA BHD WINGTM KLS 70 50

YTL CORPORATION BHD YTL KLS 10 10

YTL POWER INTERNATIONAL BHD YTLPOWR KLS 25 20

HY-LOK CORP 13030 KRS 100 50

INTEGRATED ENERGY 23430 KRS 100 100

GS HOME SHOPPING INC 28150 KRS 100 20

PARADISE CO LTD 34230 KRS 20 20

CJ O SHOPPING CO LTD 35760 KRS 20 20

SEJONG TELECOM INC 36630 KRS 100 100

KUKBO DESIGN CO LTD 66620 KRS 100 70

Page 54: Description IRESSCode Exchange Current Margin Final Grade

DISPLAY TECH CO LTD 66670 KRS 100 100

CELLTRION INC 68270 KRS 30 30

CELLTRION PHARM INC 68760 KRS 40 25

MEDY-TOX INC 86900 KRS 100 20

NEOWIZ GAMES CORP 95660 KRS 30 50

HUGEL INC 145020 KRS 100 20

HYUNDAI MERCHANT MARINE 11200 KRS 100 30

KB INSURANCE CO LTD 2550 KRS 100 20

WOORI BANK 30 KRS 10 10

KIA MOTORS CORP 270 KRS 10 10

SK HYNIX INC 660 KRS 10 10

HYUNDAI ENGINEERING & CONST 720 KRS 10 10

SAMSUNG FIRE & MARINE INS 810 KRS 10 10

KCC CORP 2380 KRS 10 10

KOREAN AIR LINES CO LTD 3490 KRS 20 20

LG CORP 3550 KRS 10 10

HYUNDAI STEEL CO 4020 KRS 10 10

SHINSEGAE CO LTD 4170 KRS 20 20

NONGSHIM CO LTD 4370 KRS 100 20

LOTTE CONFECTIONERY CO LTD 4990 KRS 100 20

LOTTE CHILSUNG BEVERAGE CO 5300 KRS 20 20

HYUNDAI MOTOR CO 5380 KRS 10 10

POSCO 5490 KRS 10 10

SAMSUNG ELECTRONICS CO LTD 5930 KRS 10 10

SAMSUNG SDI CO LTD 6400 KRS 10 10

GS RETAIL CO LTD 7070 KRS 100 20

HOTEL SHILLA CO LTD 8770 KRS 20 20

SAMSUNG ELECTRO-MECHANICS CO9150 KRS 10 10

HYUNDAI HEAVY INDUSTRIES 9540 KRS 10 10

OCI CO LTD 10060 KRS 20 20

KOREA ZINC CO LTD 10130 KRS 10 10

SAMSUNG HEAVY INDUSTRIES 10140 KRS 20 10

HYUNDAI MIPO DOCKYARD 10620 KRS 100 20

S-OIL CORP 10950 KRS 10 10

LOTTE CHEMICAL CORP 11170 KRS 20 10

HYUNDAI MOBIS CO LTD 12330 KRS 100 10

KOREA ELECTRIC POWER CORP 15760 KRS 10 10

SK TELECOM 17670 KRS 10 10

SAMSUNG SDS CO LTD 18260 KRS 10 10

ASIANA AIRLINES 20560 KRS 25 20

LOTTE SHOPPING CO 23530 KRS 10 10

INDUSTRIAL BANK OF KOREA 24110 KRS 10 10

BGF RETAIL CO LTD 27410 KRS 20 20

CHEIL INDUSTRIES INC 28260 KRS 20 10

SAMSUNG CARD CO 29780 KRS 10 10

KT CORP 30200 KRS 10 10

SAMSUNG LIFE INSURANCE CO LT 32830 KRS 10 10

KT&G CORP 33780 KRS 10 10

DOOSAN HEAVY INDUSTRIES 34020 KRS 20 20

LG DISPLAY CO LTD 34220 KRS 10 10

Page 55: Description IRESSCode Exchange Current Margin Final Grade

SK C&C CO LTD 34730 KRS 10 10

KANGWON LAND INC 35250 KRS 10 10

NAVER CORP 35420 KRS 20 20

KOREA GAS CORPORATION 36460 KRS 30 30

NCSOFT CORP 36570 KRS 20 20

DAEWOO SHIPBUILDING & MARINE42660 KRS 20 20

KEPCO PLANT SERVICE & ENGINE 51600 KRS 20 20

LG HOUSEHOLD & HEALTH CARE 51900 KRS 10 10

LG CHEM LTD 51910 KRS 10 10

SHINHAN FINANCIAL GROUP LTD 55550 KRS 10 10

LG ELECTRONICS INC 66570 KRS 10 10

HYUNDAI DEPT STORE CO 69960 KRS 20 20

HYUNDAI GLOVIS CO LTD 86280 KRS 10 10

HANA FINANCIAL GROUP 86790 KRS 10 10

HANWHA LIFE INSURANCE CO LTD88350 KRS 10 10

AMOREPACIFIC CORP 90430 KRS 100 10

SK INNOVATION CO LTD 96770 KRS 10 10

KB FINANCIAL GROUP INC 105560 KRS 10 10

E-MART CO LTD 139480 KRS 10 10

HANKOOK TIRE CO LTD 161390 KRS 10 10

ISHARES MSCI CHINA ETF MCHI ARC 20 20

ISHARES MSCI EAFE SMALL-CAP SCZ ARC 20 20

iShares Trust Barclays 20 Year TLT ARC 20 20

ALTRI SGPS SA ALTR LIS 25 25

BANCO COMERCIAL PORTUGUES-RBCP LIS 20 25

BANCO BPI SA.- REG SHS BPI LIS 25 25

CORTICEIRA AMORIM SA COR LIS 40 30

CIMPOR-CIMENTOS DE PORTUGALCPR LIS 50 50

CTT-CORREIOS DE PORTUGAL CTT LIS 20 20

EDP-ENERGIAS DE PORTUGAL SA EDP LIS 20 20

EDP RENOVAVEIS SA EDPR LIS 20 20

MOTA ENGIL SGPS SA EGL LIS 30 40

GALP ENERGIA SGPS SA GALP LIS 20 20

IBERSOL SGPS SA IBS LIS 40 50

IMPRESA SGPS SA IPR LIS 70 100

JERONIMO MARTINS JMT LIS 20 20

NOVABASE SGPS SA NBA LIS 100 100

NOS SGPS NOS LIS 20 20

COMSTAGE ETF DAX TR-I PDAX LIS 30 30

COMSTAGE ETF MSCI WORLD-I PMSW LIS 100 100

REDES ENERGETICAS NACIONAIS RENE LIS 20 20

BANCO SANTANDER SA SANT LIS 30 30

SEMAPA-SOCIEDADE DE INVESTIMSEM LIS 30 30

SONAECOM SGPS SA SNC LIS 30 30

SONAE SON LIS 20 20

SONAE CAPITAL SGPS SA SONC LIS 70 50

SUMOL + COMPAL SA SUCO LIS 50 50

TEIXEIRA DUARTE SA TDSA LIS 50 70

VAA VISTA ALEGRE ATLANTIS VAF LIS 70 70

MEGAFON OAO-144A GDR 17GK LSE 30 100

Page 56: Description IRESSCode Exchange Current Margin Final Grade

SBERBANK OF RUSSIA-GDR 144A 38LF LSE 25 100

3I INFRASTRUCTURE PLC 3IN LSE 20 20

AMUNDI ETF S&P 500 500U LSE 30 30

EDITA FOOD INDUSTRIES -144A 66XD LSE 40 30

888 HOLDINGS PLC 888 LSE 35 35

88 ENERGY LTD 88E LSE 60 100

AA PLC AA. LSE 20 20

AMEDEO AIR FOUR PLUS LTD AA4 LSE 70 40

ABERDEEN ASIAN INCOME FUND LAAIF LSE 40 30

ANGLO AMERICAN PLC AAL LSE 20 20

ABERDEEN ASIAN SMALLER COS-OAAS LSE 40 40

AMUNDI ETF MSCI EM ASIA UCIT AASU LSE 30 30

ALBION TECHNOLOGY & GENERALAATG LSE 50 50

ABCAM PLC ABC LSE 20 20

ABERDEEN NEW DAWN INV TRUSTABD LSE 50 50

AB DYNAMICS PLC ABDP LSE 100 100

ASSOCIATED BRITISH ABF LSE 10 10

ACACIA MINING PLC ACA LSE 25 25

ASIAN CITRUS HOLDINGS LTD ACHL LSE 70 70

ACER INC-SPONSORED GDR REG S ACID LSI 40 40

ACAL PLC ACL LSE 50 50

ACCESSO TECHNOLOGY GROUP PLCACSO LSE 50 25

SPDR MSCI ACWI UCITS ETF ACWD LSE 30 30

SPDR MSCI ACWI UCITS ETF ACWI LSE 40 40

ADAMAS FINANCE ASIA LTD ADAM LSE 50 50

ADMIRAL GROUP PLC ADM LSE 10 10

ABERDEEN ASSET ADN LSE 10 20

ALCENTRA EUROPEAN FLOATING RAEFS LSE 40 40

ANDES ENERGIA PLC AEN LSE 50 50

AEOREMA COMMUNICATIONS GROUPAEO LSE 100 100

ANGLO-EASTERN PLANTATIONS AEP LSE 50 50

STRAT AERO PLC AERO LSE 100 100

AFC ENERGY PLC AFC LSE 100 100

AFH FINANCIAL GROUP PLC AFHP LSE 100 100

AFI DEVELOPMENT-GDR REG S AFID LSI 70 100

AFI DEVELOPMENT PLC - B SHS AFRB LSE 70 100

ABERFORTH GEARED INCOME TRSTAGIT LSE 50 50

AGGREKO PLC AGK LSE 20 20

ANGLE PLC AGL LSE 100 100

ASHMORE GLOBAL OPPORT-GBP AGOL LSE 100 100

ASSURA GROUP LTD AGR LSE 25 20

ROS AGRO PLC- GDR REG S AGRO LSI 30 20

ALLERGY THERAPEUTICS PLC AGY LSE 50 40

ACTION HOTELS PLC AHCG LSE 50 50

ASHTEAD GROUP PLC AHT LSE 10 10

ACORN INCOME FUND LTD-ORD AIF LSE 100 100

ATLANTIS JAPAN GROWTH FUND AJG LSE 100 100

ABERDEEN JAPAN INVESTMENT TRAJIT LSE 50 50

ACRON JSC-SPONS REG S GDR AKRN LSI 40 30

ALUMINIUM BAHRAIN -GDR REG SALBH LSI 30 40

Page 57: Description IRESSCode Exchange Current Margin Final Grade

ALDERMORE GROUP PLC ALD LSE 25 25

ALLIED MINDS PLC ALM LSE 25 30

ASHLEY (LAURA) HOLDINGS PLC ALY LSE 50 50

AMUR MINERALS CORP AMC LSE 70 100

AMERISUR RESOURCES PLC AMER LSE 50 40

AMEC FOSTER WHEELER PLC AMFW LSE 30 30

AMINO TECHNOLOGIES PLC AMO LSE 50 50

ADVANCED MEDICAL SOLUTIONS AMS LSE 40 40

ALTERNATIVE NETWORKS PLC AN. LSE 40 70

ANPARIO PLC ANP LSE 50 100

ANTOFAGASTA PLC ANTO LSE 10 20

ABERDEEN NEW THAI INV TR-ORDANW LSE 50 50

AO WORLD PLC AO. LSE 35 35

MOSENERGO-SPONSORED ADR AOMD LSI 50 40

APAX GLOBAL ALPHA LTD APAX LSE 50 30

ABERDEEN PRIVATE EQUITY FUNDAPEF LSE 50 50

ANGLO PACIFIC GROUP PLC APF LSE 50 50

ALLIANCE PHARMA PLC APH LSE 50 50

ARBUTHNOT BANKING GROUP PLCARBB LSE 50 50

ARM HOLDINGS PLC ARM LSE 10 10

ARRICANO REAL ESTATE PLC ARO LSE 70 100

ARROW GLOBAL GROUP PLC ARW LSE 30 30

ASOS PLC ASC LSE 20 20

ASIA CEMENT CORP-144A GDR ASCD LSI 50 50

ASCENTIAL PLC-WI ASCL LSE 50 50

ASHMORE GROUP PLC ASHM LSE 20 20

DBX HARVEST CSI 300 (DR) ASHR LSE 50 50

LYXOR UCITS ETF CHINA ENTER ASIU LSE 40 40

ABERFORTH SMALLER COM ASL LSE 25 20

TATNEFT-SPONSORED ADR ATAD LSI 20 20

ATKINS PLC ATK LSE 20 20

ATLAS MARA LTD ATMA LSE 50 50

ASIAN TOTAL RETURN INVESTMENATR LSE 50 40

ARTEMIS ALPHA TRUST PLC-ORD ATS LSE 50 50

ALLIANCE TRUST PLC ATST LSE 20 20

AUREUS MINING INC AUE LSE 70 100

AMUNDI ETF MSCI EMERGING MARAUEM LSE 40 25

AUGEAN PLC AUG LSE 50 100

ABERDEEN UK TRACKER TRUST PL AUKT LSE 40 40

AUTO TRADER GROUP PLC-WI AUTO LSE 30 30

AVIVA PLC AV. LSE 10 10

AVATION PLC AVAP LSE 50 50

AVACTA GROUP PLC AVCT LSE 100 100

AVINGTRANS PLC AVG LSE 100 100

AVANTI COMMUNICATIONS GROUPAVN LSE 50 70

ADVANCED ONCOTHERAPY PLC AVO LSE 70 70

AVON RUBBER PLC AVON LSE 40 50

AVEVA GROUP PLC AVV LSE 25 20

AXIS BANK LTD- GDR REG S AXB LSI 20 20

ACCSYS TECHNOLOGIES PLC AXS LSE 50 100

Page 58: Description IRESSCode Exchange Current Margin Final Grade

ASTRAZENECA PLC AZN LSE 10 10

BAE SYSTEMS PLC BA. LSE 10 10

BABCOCK INTERNATIONAL BAB LSE 10 10

BANK OF AMERICA CORP BAC LSE 40 40

BACIT LTD BACT LSE 30 30

BARR PLC BAG LSE 25 25

BARCLAYS PLC BARC LSE 10 10

BRITISH AMERICAN TOBA BATS LSE 10 10

BAJAJ HOLDINGS-REGS SPON GDRBAUD LSI 40 40

BBA AVIATION PLC BBA LSE 20 20

BBGI SICAV SA BBGI LSE 30 30

TRITAX BIG BOX REIT PLC BBOX LSE 20 20

BALFOUR BEATTY PLC BBY LSE 20 20

BETTER CAPITAL LTD-2012 BC12 LSE 30 40

BCA MARKETPLACE PLC BCA LSE 20 20

BETTER CAPITAL PCC LTD BCAP LSE 30 40

BRACK CAPITAL REAL ESTATE IN BCRE LSE 40 50

BARRATT DEVELOPMENTS BDEV LSE 10 10

BARING EMERGING EUROP BEE LSE 50 50

BLACKROCK EMERGING EUROPE PLBEEP LSE 50 50

BEAZLEY PLC BEZ LSE 20 40

BASF SE BFA LSE 20 20

BANK OF GEORGIA HOLDINGS PLCBGEO LSE 25 25

BAILLIE GIFFORD JAPAN TRUST BGFD LSE 40 30

BOUSSARD & GAVAUDAN HOLD BGHL LSE 30 30

BLACKSTONE/GSO LOAN FINANCINBGLF LSE 40 30

BANGO PLC BGO LSE 100 100

BAILLIE GIFFORD SHIN NIPPON BGS LSE 50 50

BH GLOBAL LIMITED BHGG LSE 30 30

BH MACRO LIMITED BHMG LSE 25 20

BOOT (HENRY) PLC BHY LSE 40 40

BIOTECH GROWTH TRUST PLC/THEBIOG LSE 30 30

BLACKROCK INCOME STRATEGIES BIST LSE 40 40

BRAINJUICER GROUP PLC BJU LSE 100 100

BERKELEY GROUP HOLDINGS BKG LSE 20 10

BANK OF IRELAND BKIR LSE 20 20

BANK MUSCAT SAOG-GDR REG S BKM LSI 40 30

BERKELEY ENERGIA LTD BKY LSE 100 100

BLOM BANK SAL-REG S GDR BLBD LSI 25 25

BRITISH LAND COMPANY BLND LSE 10 10

BLINKX PLC BLNX LSE 50 70

BHP BILLITON PLC BLT LSE 10 20

BOWLEVEN PLC BLVN LSE 70 70

BARONSMEAD VCT 3 PLC BMD LSE 50 40

B&M EUROPEAN VALUE RETAIL SABME LSE 20 20

BENCHMARK HOLDINGS PLC BMK LSE 100 100

BRAEMAR SHIPPING SERVICES PL BMS LSE 50 50

BLOOMSBURY PUBLISHING PLC BMY LSE 50 50

BANCO SANTANDER SA BNC LSE 20 20

BANKERS PETROLEUM LTD BNK LSE 50 50

Page 59: Description IRESSCode Exchange Current Margin Final Grade

BANKERS INVESTMENT BNKR LSE 25 25

BUNZL PLC BNZL LSE 10 10

BOOKER GROUP PLC BOK LSE 20 20

BONMARCHE HOLDINGS PLC BON LSE 40 50

BOOHOO.COM PLC BOO LSE 25 25

BODYCOTE PLC BOY LSE 20 20

BP PLC BP. LSE 10 10

BRITISH POLYTHENE INDUSTRIES BPI LSE 50 40

BANK PEKAO SA-REG S GDR BPKD LSI 30 25

BANK AUDI SAL- REG S GDR BQAD LSI 25 25

BIOQUELL PLC BQE LSE 50 50

BRAMMER PLC BRAM LSE 30 50

BURBERRY GROUP PLC BRBY LSE 10 10

BLACKROCK COMMODITIES INCOMEBRCI LSE 70 70

BREEDON AGGREGATES LTD BREE LSE 35 30

BLACKROCK FRONTIERS INVEST BRFI LSE 50 50

BLACKROCK GREATER EUROPE INVBRGE LSE 40 40

ISHARES BRIC 50 BRIC LSE 50 50

BROOKS MACDONALD GROUP PLCBRK LSE 40 50

BLACKROCK LATIN AMERICAN INVBRLA LSE 50 50

BLACKROCK NORTH AMERICAN INCBRNA LSE 50 50

BLACKROCK SMALLER COMPANIESBRSC LSE 30 30

BERENDSEN PLC BRSN LSE 20 20

BREWIN DOLPHIN HOLDINGS PLC BRW LSE 20 20

BLACKROCK WORLD MININ BRWM LSE 25 25

BRADY PLC BRY LSE 50 100

BLUEFIELD SOLAR INCOME FUND BSIF LSE 40 40

BRITISH SMALLER COS VCT PLC BSV LSE 50 50

BT GROUP PLC BT.A LSE 10 10

BRITISH EMPIRE SECURI BTEM LSE 25 20

BTG PLC BTG LSE 20 20

BURFORD CAPITAL LTD BUR LSE 30 25

BRUNNER INVESTMENT TRUST PLCBUT LSE 40 50

BANCO BILBAO VIZCAYA ARGENTABVA LSE 20 20

BATM ADVANCED COMMUNICATIONSBVC LSE 70 50

BRITVIC PLC BVIC LSE 20 20

BOVIS HOMES GROUP PLC BVS LSE 20 20

BARONSMEAD VCT 2 PLC BVT LSE 50 40

BROWN GROUP PLC BWNG LSE 20 25

BARLOWORLD LTD BWO LSE 50 50

BELLWAY PLC BWY LSE 20 20

BIG YELLOW GROUP PLC BYG LSE 20 20

LYXOR UCITS ETF CAC 40 CACX LSE 25 20

PATISSERIE HOLDINGS PLC CAKE LSE 30 40

CAPITAL & REGIONAL PLC CAL LSE 25 30

CAMELLIA PLC CAM LSE 40 40

CAMBRIA AUTOMOBILES PLC CAMB LSE 70 50

CENTRAL ASIA METALS PLC CAML LSE 50 50

CAPITAL AND COUNTIES CAPC LSE 20 20

CARCLO PLC CAR LSE 50 70

Page 60: Description IRESSCode Exchange Current Margin Final Grade

CARD FACTORY PLC CARD LSE 20 20

CARR'S GROUP PLC CARR LSE 50 50

CENTAUR MEDIA PLC CAU LSE 50 70

CHARLES STANLEY GROUP PLC CAY LSE 40 50

CLOSE BROTHERS GROUP CBG LSE 20 20

COMMERCIAL INTL BANK-GDR REGCBKD LSI 20 20

CURTIS BANKS GROUP PLC CBP LSE 40 50

COMMERCIAL BANK-GDR REGS CBQS LSI 40 40

ISHARES $ TREASURY BOND 3-7Y CBU7 LSE 20 20

ISHARES MSCI CANADA CCAU LSE 40 25

COMPUTACENTER PLC ORD CCC LSE 30 20

COCA-COLA HBC AG-CDI CCH LSE 10 10

CARNIVAL PLC CCL LSE 10 10

CVC CREDIT PARTNERS EUROPEANCCPE LSE 30 30

CVC CREDIT PARTNERS EUROPEANCCPG LSE 30 30

CHARACTER GROUP PLC CCT LSE 50 50

CANDOVER INVESTMENTS CDI LSE 100 100

LYXOR ETF EASTERN EUROPE CECD LSE 50 50

COMPAL ELECTRONICS-REG S GDRCEIR LSI 40 40

ISHARES MSCI EM ASIA CEMA LSE 50 50

ISHARES MSCI EMU SMALL CAP CES1 LSE 30 30

ISHARES MSCI EMU CEU LSE 30 25

ISHARES MSCI EMU CEU1 LSE 30 30

AMUNDI ETF MSCI EUROPE UCITS CEUR LSE 30 40

ISHARES MSCI EMU SMALL CAP CEUS LSE 40 30

CENTAMIN PLC CEY LSE 25 25

CATHAY FINANCIAL - REG S GDR CFHS LSI 25 30

CASTINGS PLC CGS LSE 50 50

CROMPTON GREAVES-REG S GDR CGVD LSI 30 30

CHALLENGER ACQUISITIONS LTD CHAL LSE 100 100

CHERKIZOVO GROUP-GDR REG S CHE LSI 40 40

CHEMRING GROUP PLC CHG LSE 30 40

CHURCHILL CHINA PLC CHH LSE 50 50

UNITED CACAO LTD SEZC CHOC LSE 100 100

JIMMY CHOO PLC CHOO LSE 40 40

COHORT PLC CHRT LSE 50 50

CONSTELLATION HEALTHCARE TECCHT LSE 40 50

CHELYABINSK ZINC PLANT-GDR CHZN LSI 50 50

CONYGAR INVESTMENT CIC LSE 40 50

CARADOR INCOME FUND PLC CIFU LSE 40 40

ISHARES DJ INDUSTRIAL AVERAG CIND LSE 40 40

CINEWORLD GROUP PLC CINE LSE 20 20

CIRCASSIA PHARMACEUTICA CIR LSE 35 50

CIRCLE HOLDINGS LTD CIRC LSE 100 100

CAPE PLC CIU LSE 50 50

ISHARES MSCI JAPAN ACC CJPU LSE 30 40

CLARKSON PLC CKN LSE 25 25

CALEDONIA INVESTMENTS CLDN LSE 25 25

CLIPPER LOGISTICS PLC CLG LSE 50 50

CLS HOLDINGS PLC CLI LSI 30 40

Page 61: Description IRESSCode Exchange Current Margin Final Grade

CITY OF LONDON INVESTMENT GRCLIG LSI 70 70

CLINIGEN GROUP PLC CLIN LSI 30 30

CELLO GROUP PLC CLL LSE 50 50

CARILLION PLC CLLN LSE 20 20

CAMBIAN GROUP PLC CMBN LSE 25 70

CMC MARKETS PLC-WI CMCX LSE 50 50

CITY MERCHANTS HIGH YIELD TR CMHY LSE 40 40

ISHARES FTSE MIB ACC CMIB LSE 50 50

CML MICROSYSTEMS PLC CML LSE 50 100

COMMUNISIS PLC CMS LSE 50 70

AMUNDI ETF MSCI EMU UCITS CMU LSE 30 25

AMUNDI ETF MSCI NORDIC UCITS CN1 LSE 40 40

CENTRICA PLC CNA LSE 10 10

ISHARES NASDAQ 100 CNDX LSE 30 25

CAIRN ENERGY PLC CNE LSE 30 35

CHINA NONFERROUS GOLD LTD CNG LSE 70 70

CENTRALNIC GROUP PLC CNIC LSE 100 100

CENKOS SECURITIES PLC CNKS LSE 50 50

ISHARES NIKKEI 225 CNKY LSE 50 50

CORERO NETWORK SECURITY PLC CNS LSE 100 100

CHINA STEEL CORP-SPONS GDR CNSD LSI 40 40

ISHARES NASDAQ 100 CNX1 LSE 30 30

COATS GROUP PLC COA LSE 40 40

COBHAM PLC COB LSE 20 20

COMPAGNIE DE SAINT GOBAIN COD LSE 20 20

COSTAIN GROUP PLC COST LSE 30 30

AMUNDI ETF ASI XJP CP9U LSE 50 50

COMPASS GROUP PLC CPG LSE 10 10

CAPITA PLC CPI LSE 10 10

CARPETRIGHT PLC CPR LSE 30 50

CRAWSHAW GROUP PLC CRAW LSE 50 50

LYXOR ETF COMMODITIES THOMSOCRBL LSE 40 30

CRODA INTERNATIONAL CRDA LSE 20 20

CRESTON PLC CRE LSE 50 100

CRH PLC CRH LSE 20 20

ISHARES GL CORP BD EU HEDGED CRPH LSE 25 20

ISHARES GLOBAL CORP BND CRPS LSE 30 30

CRYSTAL AMBER FUND LTD CRS LSE 40 40

CREST NICHOLSON HOLDINGS CRST LSE 20 20

ISHARES MSCI RUSSIA ADR/GDR CRU1 LSE 50 50

ETFS WTI CRUDE OIL CRUD LSE 25 20

CRANEWARE PLC CRW LSE 40 40

CYPROTEX PLC CRX LSE 100 100

ISHARES CORE EURO STOXX 50 CS51 LSE 25 30

ISHARES MSCI CANADA CSCA LSE 30 40

LYXOR ETF EURO CASH CSHD LSE 20 20

ISHARES MSCI JAPAN ACC CSJP LSE 30 40

CHESNARA PLC CSN LSE 40 40

COUNTRYSIDE PROPERTIES PLC CSP LSE 50 50

ISHARES CORE S&P 500 UCITS E CSP1 LSE 20 20

Page 62: Description IRESSCode Exchange Current Margin Final Grade

ISHARES CORE S&P 500 UCITS E CSPX LSE 20 20

CONSORT MEDICAL PLC CSRT LSE 30 40

ISHARES MSCI RUSSIA ADR/GDR CSRU LSE 50 50

ISHARES MSCI USA UCITS ETF CSUS LSE 40 40

ISHARES CORE EURO STOXX 50 CSX5 LSE 20 20

CARETECH HOLDINGS PLC CTH LSE 40 40

CATHAY INTERNATIONAL CTI LSE 50 70

CHARLES TAYLOR PLC CTR LSE 50 50

CITY OF LONDON INVEST CTY LSE 20 20

ISHARES MSCI USA UCITS ETF CU1 LSE 40 40

AMUNDI ETF MSCI USA CU2U LSE 30 30

ISHARES $ TREASURY BOND 3-7Y CU71 LSE 30 30

ISHARES FTSE 100 UCITS ACC CUKX LSE 25 25

ISHARES MSCI US SMALL CAP CUS1 LSE 40 40

ISHARES MSCI US SMALL CAP CUSS LSE 30 40

CONVIVIALITY RETAIL PLC CVR LSE 40 25

CVS GROUP PLC CVSG LSE 25 25

AMUNDI ETF MSCI WORLD UCITS CW8U LSE 100 100

COUNTRYWIDE PLC CWD LSE 20 25

CRANSWICK PLC CWK LSE 25 20

CERES POWER HOLDINGS PLC CWR LSE 50 70

CYBG PLC CYBG LSE 40 40

CITY NATURAL RESOURCES HI Y CYN LSE 70 50

COAL OF AFRICA CZA LSE 100 100

COMMERZBANK AG CZB LSE 20 20

DALATA HOTEL GROUP PLC DAL LSE 30 30

ISHARES CORE DAX UCITS ETF D O006 LSE 100 100

LYXOR ETF DAX DAXX LSE 30 30

ISHARES BRIC 50 DBRC LSE 50 50

DIXONS CARPHONE PLC DC. LSE 10 10

DCC PLC DCC LSE 20 10

DAIRY CREST GROUP PLC DCG LSE 20 20

DOLPHIN CAPITAL INVESTORS DCI LSE 50 70

DIAMONDCORP PLC DCP LSE 100 100

4D PHARMA PLC DDDD LSE 50 40

DOWNING ONE VCT PLC DDV1 LSE 50 50

DEBENHAMS PLC DEB LSE 20 20

ETFS DAX DES2 LSE 100 100

DAIRY FARM INTL HLDGS LTD DFIB LSE 40 40

DAIRY FARM INTL HLDGS LTD DFIJ LSE 40 40

DFS FURNITURE PLC DFS LSE 25 30

DEFENX PLC DFX LSE 100 100

DIAGEO PLC DGE LSE 10 10

DIGITAL GLOBE SERVICES LTD DGS LSE 100 100

ISHARES GLOBAL WATER UCITS DH2O LSE 30 40

DIALIGHT PLC DIA LSE 50 50

DUNEDIN INCOME GROWTH INV TRDIG LSE 40 40

GCP STUDENT LIVING PLC DIGS LSE 40 40

DAMILLE INVESTMENTS II LTD DIL2 LSE 100 100

DIVERSE INCOME TRUST PLC/THE DIVI LSE 30 40

Page 63: Description IRESSCode Exchange Current Margin Final Grade

DAEJAN HOLDINGS PLC DJAN LSE 30 30

LYXOR ETF DJ IND AVG-D EUR DJEL LSE 50 40

LYXOR ETF DJ IND AVG-D EUR DJEU LSE 40 40

ISHARES EURO STOXX MID DJMC LSE 25 25

ISHARES EURO STOXX SMALL DJSC LSE 25 30

DE LA RUE PLC DLAR LSE 20 25

DIRECT LINE INSURANCE GROUP DLG LSE 10 10

DERWENT LONDON PLC DLN LSE 20 20

ISHARES MSCI EM LATIN AMERIC DLTM LSE 50 50

DAILY MAIL AND GENERAL DMGT LSE 20 20

DORIC NIMROD AIR TWO LTD DNA2 LSE 30 30

DORIC NIMROD AIR THREE LTD DNA3 LSE 40 40

DUNEDIN SMALLER COMPANIES DNDL LSE 50 50

DUNEDIN ENTERPRISE-ORD DNE LSE 50 50

DIURNAL GROUP PLC DNL LSE 80 50

DUNELM GROUP PLC ORD DNLM LSE 25 20

DOMINO'S PIZZA GROUP PLC DOM LSE 20 20

DOTDIGITAL GROUP PLC DOTD LSE 50 50

DECHRA PHARMACEUTICALS PLC DPH LSE 25 20

DIPLOMA PLC DPLM LSE 20 30

DARTY PLC DRTY LSE 40 20

DRAX GROUP PLC DRX LSE 25 25

DATATEC LTD DTC LSE 30 40

DART GROUP PLC DTG LSE 25 20

DIGNITY PLC DTY LSE 20 20

DEVRO PLC DVO LSE 30 40

DX GROUP PLC DX. LSE 50 100

E2V TECHNOLOGIES PLC E2V LSE 25 40

ECO ANIMAL HEALTH GROUP PLC EAH LSE 50 40

ENERGY ASSETS GROUP PLC EAS LSE 50 50

EUROPEAN ASSETS TRUST NV-O EAT LSE 30 30

EBIQUITY PLC EBQ LSE 50 50

EUROCELL PLC ECEL LSE 70 40

ECKOH PLC ECK LSE 50 50

ELECTROCOMPONENTS PLC ECM LSE 20 20

ECOFIN WATER & POWER OPP-ORDECWO LSE 40 40

EDINBURGH INVESTMENT EDIN LSE 20 20

ISHARES JPM USD EM BND EEMB LSE 20 20

ISHARES EURO CORP EX-FIN 1-5 EEX5 LSE 25 25

ISHARES EURO CORP BND EX-FIN EEXF LSE 25 25

EFG-HERMES HOLDINGS-GDR EFGD LSI 40 50

EDITA FOOD INDUSTRIES-REG S EFID LSI 50 40

SOURCE GS EFI WORLD EFIS LSE 30 30

EDINBURGH DRAGON TRUST EFM LSE 30 30

ISHARES GLBL INF LNKD GB BND EGIL LSE 30 30

EVERGREEN MARINE CORP-SP GDREGMD LSI 30 50

ISHARES CORE EM IMI UCITS ET EIMI LSE 20 20

EKF DIAGNOSTICS HOLDINGS PLC EKF LSE 70 100

ELAND OIL AND GAS PLC ELA LSE 70 100

ELEMENTIS PLC ELM LSE 25 20

Page 64: Description IRESSCode Exchange Current Margin Final Grade

ELECTRICA SA-GDR-REG S ELSA LSI 30 30

ELECTRA PRIVATE EQUIT ELTA LSE 25 20

SPDR MSCI EM ASIA UCITS ETF EMAD LSE 50 50

ISHARES JPM EM BOND EUR HD EMBE LSE 20 20

SPDR EMERGING MKTS LOCAL BD EMDD LSE 20 20

SPDR EMERGING MKTS LOCAL BD EMDL LSE 30 30

MAN GROUP PLC EMG LSE 20 20

ISHARES CORE EM IMI UCITS ET EMIM LSE 25 20

EMIS GROUP PLC EMIS LSE 20 20

PIMCO EMERGING MARKETS ADVANEMLB LSE 30 50

SPDR MSCI EMERGING MARKETS EMRD LSE 40 50

ISHARES MSCI EMU LARGE CAP EMUL LSE 50 50

ISHARES MSCI EMU MID CAP EMUM LSE 40 40

ISHARES MSCI EM MIN VOL EMMV LSE 40 20

ENQUEST PLC ENQ LSE 50 50

ENTU UK PLC ENTU LSE 100 100

EP GLOBAL OPPORTUNITIES TR EPG LSE 50 50

EPISTAR CORP-GDR REG S EPIS LSI 50 50

EARTHPORT PLC EPO LSE 50 70

EQUINITI GROUP PLC-WI EQN LSE 50 30

POWERSHARES EQQQ NASDAQ-100EQQQ LSE 25 20

POWERSHARES EQQQ NASDAQ-100EQQU LSE 30 30

EUROMONEY INSTITUTION ERM LSE 40 40

ISHARES GBP ULTRASHORT BOND ERNS LSE 40 40

SPDR MSCI EUROPE ETF ERO LSE 30 30

ISHARES GBP CORP BND 1-5YR ES15 LSE 30 30

ESSENTRA PLC ESNT LSE 20 25

EMPIRIC STUDENT PROPERTY PLC ESP LSE 30 25

ESURE GROUP PLC ESUR LSE 20 25

ENTERPRISE INNS PLC ETI LSE 25 30

ETALON GROUP-GDR REG S ETLN LSI 50 40

ENTERTAINMENT ONE LIM ETO LSE 25 25

E-THERAPEUTICS PLC ETX LSE 50 100

SPDR 1-3 EURO GOV BOND EU13 LSE 40 40

EURASIA MINING PLC EUA LSE 100 100

SPDR S&P EURO DVD ARISTOCRATEUDI LSE 30 30

SPDR S&P EURO DVD ARISTOCRATEUDV LSE 30 30

ISHARES EURO STOXX 50 UCITS EUE LSE 20 20

OSSIAM ETF EUROPE MIN VAR EUMV LSE 30 30

ISHARES STOXX EUROPE 50 EUN LSE 30 30

SPDR MSCI EMU UCITS ETF EURO LSE 50 50

EUROPEAN INVESTMENT TRUST PLEUT LSE 40 40

EVGEN PHARMA PLC EVG LSE 100 100

EVRAZ PLC EVR LSE 25 25

EDINBURGH WORLDWIDE INV TR EWI LSE 50 40

EXILLON ENERGY PLC EXI LSE 50 50

EXOVA GROUP PLC EXO LSE 40 40

EXPERIAN PLC EXPN LSE 10 10

EAGLE EYE SOLUTIONS GROUP PL EYE LSE 100 100

EASYHOTEL PLC EZH LSE 100 100

Page 65: Description IRESSCode Exchange Current Margin Final Grade

EASYJET PLC EZJ LSE 10 10

FAIR OAKS INCOME FUND LTD FAIR LSE 25 40

VOLUTION GROUP PLC FAN LSE 40 50

FIDELITY ASIAN VALUES PLC FAS LSE 50 40

FBD HOLDINGS PLC FBH LSE 50 40

FORBIDDEN TECHNOLOGIES PLC FBT LSE 100 100

F&C CAPITAL & INCOME INV TR FCI LSE 40 40

F&C COMMERCIAL PROPER FCPT LSE 20 20

F&C UK REAL ESTATE INVESTMEN FCRE LSE 40 40

FULCRUM UTILITY SERVICES LTD FCRM LSE 100 100

F&C GLOBAL SMALLER COMPANIESFCS LSE 30 30

FIDELITY CHINA SPECIA FCSS LSE 25 20

FRONTIER DEVELOPMENTS PLC FDEV LSE 50 50

FIRESTONE DIAMONDS PLC FDI LSE 50 70

FINDEL PLC FDL LSE 30 40

FDM GROUP HOLDINGS PLC FDM LSE 25 25

FIRST DERIVATIVES PLC FDP LSE 40 30

FIDESSA GROUP PLC FDSA LSE 25 20

FAR EASTONE TELECOM-GDR REGSFEC LSI 40 40

FEDERAL BANK LTD-REG S GDR FEDS LSI 50 50

FEDERAL GRID CO-GDR REG S FEES LSI 40 50

FUNDSMITH EMERGING EQ TRUSTFEET LSE 50 40

FENNER PLC FENR LSE 25 40

FAR EASTERN NEW CENTURY-GDRFETD LSI 25 40

FIDELITY EUROPEAN VAL FEV LSE 25 25

FEVERTREE DRINKS PLC FEVR LSE 20 25

FAST FORWARD INNOVATIONS LTDFFWD LSE 100 100

FYFFES PLC FFY LSE 40 40

FIRSTGROUP PLC FGP LSE 20 20

FINSBURY GR&INC TRUST-ORD FGT LSE 20 20

FINSBURY FOOD GROUP PLC FIF LSE 50 50

FITBUG HOLDINGS PLC FITB LSE 100 100

X 5 RETAIL GROUP NV-REGS GDR FIVE LSI 20 20

FIDELITY JAPANESE VALUES PLC FJV LSE 50 50

FLOWTECH FLUIDPOWER PLC FLO LSE 50 100

FLOWGROUP PLC FLOW LSE 100 100

FLYBE GROUP PLC FLYB LSE 50 70

SPDR MSCI EUROPE FINANCIALS FNCL LSE 50 50

FORTERRA PLC FORT LSE 60 50

4IMPRINT GROUP PLC FOUR LSE 40 40

FOXTONS GROUP PLC FOXT LSE 25 25

FAROE PETROLEUM PLC FPM LSE 50 50

FIRST PROPERTY GROUP PLC FPO LSE 70 100

FIRST QUANTUM MINERAL FQM LSE 40 40

FOREIGN & COLONIAL IN FRCL LSE 20 20

FRESNILLO PLC FRES LSE 10 10

FAIRPOINT GROUP PLC FRP LSE 50 100

FRUTAROM - GDR REG S FRUT LSI 40 40

FORESIGHT SOLAR FUND LTD FSFL LSE 30 40

FISHER (JAMES) & SONS PLC FSJ LSE 25 30

Page 66: Description IRESSCode Exchange Current Margin Final Grade

FULLER SMITH & TURNER -"A" FSTA LSE 40 40

FIDELITY SPECIAL VALU FSV LSE 30 25

SPDR FTSE UK ALL SHARE ETF FTAL LSE 50 40

ISHARES CHINA LARGE CAP FXC LSE 25 30

FUSIONEX INTERNATIONAL PLC FXI LSE 50 70

FERREXPO PLC FXPO LSE 70 70

GAIL INDIA LTD-REG S GDR GAID LSI 40 40

GAMMA COMMUNICATIONS PLC GAMA LSE 40 40

GAMES WORKSHOP GROUP PLC GAW LSE 50 50

GAZPROM NEFT-SPONSORED ADRGAZ LSI 30 30

GB GROUP PLC GBG LSE 40 40

GOLD BULLION SECURITIES LTD GBSS LSE 25 20

GRUPO CLARIN-GDR CL B REG S GCLA LSI 40 30

GCP INFRASTRUCTURE INVESTMENGCP LSE 25 25

SPDR REUTERS GL CONVERTIBLE GCVB LSE 25 30

GREEN DRAGON GAS LTD GDG LSE 40 50

GOODWIN PLC GDWN LSE 50 50

GENERAL ELECTRIC CO GEC LSE 40 40

GEMFIELDS PLC GEM LSE 50 50

GEM DIAMONDS LIMITED GEMD LSE 50 50

GENEL ENERGY PLC GENL LSE 35 50

GFINITY PLC GFIN LSE 100 100

GRIFFIN MINING LIMITED GFM LSE 100 100

GALLIFORD TRY PLC GFRD LSE 20 20

G4S PLC GFS LSE 10 20

GRAFTON GROUP PLC-UTS GFTU LSE 30 30

GEORGIA HEALTHCARE GROUP PLCGHG LSE 70 40

GOOCH & HOUSEGO PLC GHH LSE 50 50

GRESHAM COMPUTING PLC GHT LSE 50 50

GKN PLC GKN LSE 10 10

GULF KEYSTONE GKP LSE 50 100

GLEESON (M.J.) GROUP PLC GLE LSE 40 40

GLENCORE PLC GLEN LSE 20 20

GLI FINANCE LTD GLIF LSI 40 70

GLOBAL PORTS INV-GDR REG S GLPR LSI 50 50

GLOBAL TELECOM HOLDING-GDR GLTD LSI 40 30

GLOBALTRA-SPONS GDR REG S GLTR LSI 25 30

SPDR 1-5 YEAR GILT ETF GLTS LSE 40 40

GAMA AVIATION PLC GMAA LSE 50 50

GAME DIGITAL PLC GMD LSE 40 70

GAMING REALMS PLC GMR LSE 70 100

GULF MARINE SERVICES PLC GMS LSE 40 50

GREENCORE GROUP PLC GNC LSE 20 20

GREENE KING PLC GNK LSE 20 20

GENUS PLC GNS LSE 35 35

GOALS SOCCER CENTRES PLC GOAL LSE 70 70

GO AHEAD GROUP PLC GOG LSE 20 20

RANDGOLD RESOURCES LTD-ADR GOLD LSI 40 40

GREAT PORTLAND ESTATE GPOR LSE 20 20

GREGGS PLC GRG LSE 20 25

Page 67: Description IRESSCode Exchange Current Margin Final Grade

GRAINGER PLC GRI LSE 20 20

GROUND RENTS INCOME FUND PLCGRIO LSE 50 50

GUARANTY TRUST BANK-GDR REGSGRTB LSI 30 40

GLAXOSMITHKLINE PLC GSK LSE 10 10

GENESIS EMERGING MARK GSS LSE 30 25

GETECH GROUP PLC GTC LSE 100 100

GVC HOLDINGS PLC GVC LSE 30 20

GLOBALWORTH REAL ESTATE INVEGWI LSE 40 40

GW PHARMACEUTICALS PLC GWP LSE 35 40

GYM GROUP PLC/THE GYM LSE 50 50

HSBC EURO STOXX 50 UCITS ETF H50E LSE 50 40

HAGL JSC-GDR REG S HAG LSI 50 70

HANSA TRUST PLC-ORD HAN LSE 40 40

HAYS PLC HAS LSE 20 20

H&T GROUP PLC HAT LSE 50 50

HIBERNIA REIT PLC HBRN LSE 30 30

HUTCHISON CHINA MEDITECH LTDHCM LSE 40 40

HENDERSON DIVERSIFIED INCOMEHDIV LSE 40 40

HEADLAM GROUP PLC HEAD LSE 25 25

HENDERSON EUROPEAN FOCUS TRUHEFT LSE 50 50

HSBC ESI WORLDWIDE EQUITY HEWA LSE 30 30

HSBC ESI WORLDWIDE EQUITY HEWD LSE 30 30

HALFORDS GROUP PLC HFD LSE 20 20

HENDERSON FAR EAST INCOME LTHFEL LSE 40 40

HILTON FOOD GROUP PLC HFG LSE 50 40

HENDERSON GROUP PLC HGG LSE 20 20

HIGHLAND GOLD MINING LTD HGM LSE 50 40

HGCAPITAL TRUST PLC HGT LSE 30 25

HENDERSON HIGH INCOME TR-ORDHHI LSE 50 40

HON HAI PRECISION-GDR REG S HHPD LSI 20 25

HICL INFRASTRUCTURE CO LTD HICL LSE 20 20

HIKMA PHARMACEUTICALS HIK LSE 10 20

HILL & SMITH HOLDINGS PLC HILS LSE 25 25

HENDERSON INTERNATIONAL INCOHINT LSE 50 40

HONGKONG LAND HOLDINGS LTDHKLB LSE 40 40

HONGKONG LAND HOLDINGS LTDHKLD LSE 40 40

HONGKONG LAND HOLDINGS LTDHKLJ LSE 40 40

HARGREAVES LANSDOWN HL. LSE 10 10

HELICAL BAR PLC HLCL LSE 25 30

HALMA PLC HLMA LSE 20 20

HSBC MSCI CHINA UCITS ETF HMCD LSE 50 50

HSBC MSCI CHINA UCITS ETF HMCH LSE 50 50

HSBC FTSE 250 UCITS ETF HMCX LSE 100 100

HSBC MSCI EMERGING MARKETS UHMEF LSE 30 40

HSBC MSCI EUROPE UCITS ETF HMEU LSE 50 40

HSBC MSCI JAPAN UCITS ETF HMJD LSE 50 50

HSBC MSCI JAPAN UCITS ETF HMJP LSE 40 50

HAMMERSON PLC HMSO LSE 10 10

HSBC MSCI USA UCITS ETF HMUD LSE 20 25

HSBC MSCI USA UCITS ETF HMUS LSE 40 30

Page 68: Description IRESSCode Exchange Current Margin Final Grade

HSBC MSCI WORLD UCITS ETF HMWO LSE 40 40

HSBC MSCI PACIFIC EX JAPAN U HMXJ LSE 50 40

HENDERSON EUROTRUST PLC-ORDHNE LSE 50 40

HIGHLANDS NATURAL RESOURCESHNR LSE 100 100

HUNTSWORTH PLC HNT LSE 50 50

HOCHSCHILD MINING PLC HOC LSE 50 30

HOME RETAIL GROUP PLC HOME LSE 20 20

HENDERSON OPPORT TRUST-ORDHOT LSE 50 50

HOGG ROBINSON GROUP PLC HRG LSE 50 50

HERALD INVESTMENT TRUST PLC HRI LSE 30 30

HSBC HOLDINGS PLC HSBA LSE 10 10

HALYK SAVINGS BANK-GDR REG S HSBK LSI 40 40

HANSARD GLOBAL PLC HSD LSE 50 50

HENDERSON SMALLER COMPANIESHSL LSE 25 25

HARGREAVES SERVICES HSP LSE 70 100

HSBC S&P 500 UCITS ETF HSPD LSE 20 20

HSBC S&P 500 UCITS ETF HSPX LSE 20 20

HSS HIRE GROUP PLC HSS LSE 70 50

HASTINGS GROUP HOLDINGS-WI HSTG LSE 100 100

HANSTEEN HOLDINGS PLC HSTN LSE 20 20

HOMESERVE PLC HSV LSE 25 25

HISCOX LTD HSX LSE 20 20

HUNTING PLC HTG LSE 35 35

HSBC FTSE 100 UCITS ETF HUKX LSE 25 25

HUMMINGBIRD RESOURCES PLC HUM LSE 100 100

HURRICANE ENERGY PLC HUR LSE 70 50

HARVEY NASH GROUP PLC HVN LSE 50 100

HVIVO PLC HVO LSE 50 50

HARBOURVEST GLOBAL PRIVA HVPE LSE 30 20

HOWDEN JOINERY GROUP PLC HWDN LSE 20 20

HARWORTH GROUP PLC HWG LSE 50 40

HSBC WORLDWIDE EQUITY UCITS HWWA LSE 50 40

HSBC WORLDWIDE EQUITY UCITS HWWD LSE 50 40

RUSHYDRO JSC-ADR HYDR LSI 40 40

HYDRODEC GROUP PLC HYR LSE 100 100

HYUNDAI MOTOR CO-REG S GDR HYUD LSI 25 25

HYUNDAI MOTOR-GDR HYUO LSI 25 30

HYUNDAI MOTOR-GDR 144A 2 LINHYUP LSI 40 30

HORIZON DISCOVERY GROUP PLC HZD LSE 50 50

ITHACA ENERGY INC IAE LSE 50 50

ISHARES AEX IAEX LSE 30 40

INTERNATIONAL CONSOLI IAG LSE 10 10

ICAP PLC IAP LSE 20 20

ISHARES ASIA PAC DIVIDEND IAPD LSE 30 30

ISHARES ASIA PROPERTY YIELD IASP LSE 40 40

INVESCO ASIA TRUST PLC-ORD IAT LSE 50 40

ISHARES MSCI AUSTRALIA IAUS LSE 50 25

ISHARES EURO INF LNKD GV BND IBC1 LSE 25 20

ISHARES EURO INF LNKD GV BND IBCI LSE 30 30

ISHARES EURO CORP BND LC IBCX LSE 20 20

Page 69: Description IRESSCode Exchange Current Margin Final Grade

ISHARES EURO GOV BND 15-30 IBGL LSE 30 40

ISHARES EURO GOV BND 7-10 IBGM LSE 30 30

ISHARES EURO GOV BND 1-3 IBGS LSE 30 30

ISHARES EURO GOV BND 3-5 IBGX LSE 25 30

IBSTOCK PLC IBST LSE 50 35

INTERNATIONAL BIOTECHNOLOGYIBT LSE 50 50

ISHARES USD TREASURY BND7-10 IBTM LSE 25 30

ISHARES USD TREASURY BND 1-3 IBTS LSE 25 25

ISHARES MSCI BRAZIL-INC IBZL LSE 50 40

ISHARES EURO COVERED BND ICOV LSE 30 20

INTERMEDIATE CAPITAL ICP LSE 20 20

INVESTORS CAPITAL T-A SHARES ICTA LSE 50 50

ISHARES ASIA PAC DIVIDEND IDAP LSE 30 40

ISHARES ASIA PROPERTY YIELD IDAR LSE 40 40

ISHARES USD TREASURY BND 1-3 IDBT LSE 20 20

ISHARES MSCI BRAZIL UCITS ET IDBZ LSE 50 40

IDEAGEN PLC IDEA LSE 50 50

ISHARES MSCI EAST EUROPE IDEE LSE 50 50

ISHARES MSCI EMERGING MARKETIDEM LSE 20 20

ISHARES MSCI AC FE EX-JAPAN IDFF LSE 20 20

ISHARES CHINA LARGE CAP IDFX LSE 30 40

IMMUNODIAGNOSTIC SYSTEMS HLDIDH LSE 50 100

INTEGRATED DIAGNOSTICS HOLDIIDHC LSE 30 40

ISHARES GLBL INFRASTRUCTURE IDIN LSE 30 40

ISHARES MSCI JAPAN SMALLCAP IDJP LSE 50 40

ISHARES EURO TTL MRKT V LRG IDJV LSE 50 100

ISHARES MSCI KOREA UCITS ET IDKO LSE 25 30

ISHARES MSCI NORTH AMERICA IDNA LSE 20 20

IDOX PLC IDOX LSE 40 40

ISHARES S&P SMALLCAP 600 IDP6 LSE 25 25

ISHARES LISTED PRIVATE EQ IDPE LSE 30 40

ISHARES MSCI TURKEY IDTK LSE 40 50

ISHARES USD TREASURY BND7-10 IDTM LSE 20 20

ISHARES USD TIPS IDTP LSE 20 20

ISHARES MSCI TAIWAN IDTW LSE 30 50

ISHARES US PROPERTY YIELD IDUP LSE 25 30

ISHARES S&P 500 UCITS ETF DI IDUS LSE 20 20

ISHARES EURO DIVIDEND IDVY LSE 20 25

ISHARES DEV MARK PROP YIELD IDWP LSE 20 20

ISHARES MSCI WORLD UCITS ET IDWR LSE 20 20

ISHARES EURO CORP BND 1-5YR IE15 LSE 20 20

ISHARES CORE EURO CORP BOND IEAC LSE 20 20

ISHARES EURO AGGREGATE BND IEAG LSE 20 20

ISHARES EUR CORP BOND BBB-BB IEBB LSE 25 20

ISHARES CORE EURO CORP BOND IEBC LSE 25 25

ISHARES MSCI EM-INC IEEM LSE 20 20

ISHARES MSCI EAST EUROPE IEER LSE 50 50

ISHARES CORE EURO GOV BOND UIEGA LSE 20 20

ISHARES EURO GOV BND 15-30 IEGL LSE 25 30

ISHARES EURO GOV BND 7-10 IEGM LSE 25 20

Page 70: Description IRESSCode Exchange Current Margin Final Grade

ISHARES EURO GOV BND 3-5 IEGX LSE 20 20

IMPAX ENVIRONMENTAL IEM LSE 40 30

ISHARES MSCI EM-ACC IEMA LSE 40 25

ISHARES JPM USD EM BND IEMB LSE 20 20

ISHARES EM INFRASTRUCTURE IEMI LSE 50 100

ISHARES MSCI EM SMALL CAP IEMS LSE 40 30

ISHARES SPAIN GOV BND IESP LSE 20 20

ISHARES MSCI EUROPE EX-UK IEUX LSE 20 20

ISHARES EURO CORP EX-FIN 1-5 IEX5 LSE 20 20

ISHARES EURO CORP BND EX-FIN IEXF LSE 20 20

ISHARES MSCI AC FE EX-JAPAN IFFF LSE 20 20

IFG GROUP PLC IFP LSE 50 50

IGAS ENERGY PLC IGAS LSE 70 100

IG GROUP HOLDINGS PLC IGG LSE 20 20

ISHARES GLOBAL HY CORP BND IGHY LSE 30 40

ISHARES GLBL INF LNKD GB BND IGIL LSE 25 20

ISHARES GLOBAL GOVT BND IGLO LSE 20 20

ISHARES UK GILTS 0-5YR IGLS LSE 30 30

ISHARES CORE UK GILTS UCITS IGLT LSE 30 25

INTERCEDE GROUP PLC IGP LSE 50 100

INTERNATIONAL GREETINGS PLC IGR LSE 100 100

ISHARES USD SHORT DUR CP BND IGSD LSE 30 30

ISHARES S&P 500 GBP HEDGED IGUS LSE 40 40

ISHARES MSCI WRLD GBP HEDGEDIGWD LSE 50 30

ISHARES GLOBAL WATER UCITS IH2O LSE 30 40

INTERCONTINENTAL HOTE IHG LSE 10 10

ISHARES EURO HY CORP BND IHYG LSE 20 20

3I GROUP PLC III LSE 10 10

INFRASTRUCTURE INDIA PLC IIP LSE 50 70

INDEPENDENT INVESTMENT TRUSTIIT LSE 40 40

ISHARES ITALY GOVERNMENT BONIITB LSE 20 20

ISHARES CORE MSCI JAPAN UCIT IJPA LSE 20 20

ISHARES MSCI JPN EUR HEDGED IJPE LSE 20 20

ISHARES MSCI JPN GBP HEDGED IJPH LSE 30 40

ISHARES MSCI JAPAN-INC IJPN LSE 20 20

ISHARES MSCI JAPAN UCITS ETF IJPU LSE 25 20

ILIKA PLC IKA LSE 100 100

ISHARES MSCI KOREA-INC IKOR LSE 25 30

PERMANENT TSB GROUP HOLDINGSIL0A LSE 30 40

ISHARES MSCI EUROPE-ACC IMEA LSE 40 30

ISHARES MSCI EUROPE-INC IMEU LSE 20 20

IMAGINATION TECHNOLOG IMG LSE 25 30

IMI PLC IMI LSE 20 20

ISHARES FTSE MIB-INC IMIB LSE 20 25

IMMUPHARMA PLC IMM LSE 100 100

IMIMOBILE PLC IMO LSE 50 50

IMPERIAL BRANDS PLC IMB LSE 10 20

ISHARES MSCI EUROPE MIN VOL IMV LSE 25 20

ISHARES MSCI NORTH AMERICA INAA LSE 25 25

INCHCAPE PLC INCH LSE 20 20

Page 71: Description IRESSCode Exchange Current Margin Final Grade

INDIGOVISION GROUP PLC IND LSE 100 100

INDUS GAS LTD INDI LSE 50 50

INDIVIOR PLC INDV LSE 20 20

INFORMA PLC INF LSE 20 10

ISHARES GLBL INFRASTRUCTURE INFR LSE 30 30

INLAND HOMES PLC INL LSE 40 40

INDEPENDENT NEWS & MEDIA PLCINM LSE 50 50

INTERNATIONAL PUBLIC INPP LSE 20 20

ISHARES GLOBAL CLEAN ENERGY INRG LSE 50 50

LYXOR ETF MSCI INDIA INRU LSE 30 30

INTU PROPERTIES PLC INTU LSE 10 10

INVESTEC PLC INVP LSE 20 20

INVESTEC PLC-PFD INVR LSE 25 30

ISHARES GBP INDEX-LINKED GIL INXG LSE 30 30

IOMART GROUP PLC IOM LSE 50 40

INVESCO PERPETUAL ENHANCED IPE LSE 50 50

IMPELLAM GROUP PLC IPEL LSE 30 40

INTERNATIONAL PERSONA IPF LSE 25 25

IP GROUP PLC IPO LSE 25 40

ISHARES EUROPEAN PROP YIELD IPRP LSE 20 20

ISHARES LISTED PRIVATE EQ IPRV LSE 30 25

INVESCO PERP UK SMALLER COS IPU LSE 40 40

IMPAX ASSET MANAGEMENT GROUPIPX LSE 50 50

IQE PLC IQE LSE 40 50

IRISH CONTINENTAL GROUP PLC ICGC LSE 30 30

INTER RAO JSC-SP GDR REG S IRAO LSI 40 40

ISHARES EURO CORP BND IRH IRCP LSE 20 20

INDEPENDENT RESOURCES PLC IRG LSE 100 100

ISHARES EURO CORP BND IRH IRHC LSE 30 30

INTERSERVE PLC IRV LSE 20 25

ISHARES GBP CORP BND 1-5YR IS15 LSE 30 30

ISHARES MSCI ACWI ISAC LSE 40 30

INMARSAT PLC ISAT LSE 10 10

ISHARES FTSE 100-INC ISF LSE 20 20

ISHARES MSCI JAPAN SC-INC ISJP LSE 50 30

ISHARES S&P SMALLCAP 600 ISP6 LSE 30 30

ISHARES GBP CORP BND EX-FIN ISXF LSE 40 40

ITE GROUP PLC ITE LSE 40 40

ISHARES MSCI TURKEY ITKY LSE 25 50

ITM POWER PLC ITM LSE 100 100

ISHARES USD TIPS ITPS LSE 25 25

INTERTEK GROUP PLC ITRK LSE 10 10

ITV PLC ITV LSE 10 10

ISHARES MSCI TAIWAN ITWN LSE 25 40

ISHARES UK DIVIDEND IUKD LSE 20 20

ISHARES UK PROPERTY IUKP LSE 20 20

ISHARES S&P 500-INC IUSA LSE 20 20

ISHARES S&P 500 EUR HEDGED O107 LSE 100 100

ISHARES US PROPERTY YIELD IUSP LSE 30 30

INVESCO INCOME GROWTH TR-ORDIVI LSE 50 40

Page 72: Description IRESSCode Exchange Current Margin Final Grade

IMPERIAL INNOVATIONS GROUP PIVO LSE 30 40

INVESCO PERP SELECT TRUST IVPU LSE 40 40

ISHARES CORE MSCI WORLD UCIT IWDA LSE 20 20

ISHARES MSCI WRLD EUR HEDGEDIWDE LSE 20 25

ISHARES DEV MARK PROP YIELD IWDP LSE 20 20

ISHARES MSCI WORLD-INC IWRD LSE 20 20

JPMORGAN ASIAN INVEST JAI LSE 50 50

JPMORGAN AMERICAN INV JAM LSE 25 20

JARDINE MATHESON HLDGS LTD JARB LSE 40 25

JPMORGAN CLAVERHOUSE IT JCH LSE 40 40

JD SPORTS FASHION PLC JD. LSE 20 20

JUDGES SCIENTIFIC PLC JDG LSE 50 70

JARDINE STRATEGIC HLDGS LTD JDS LSE 40 40

WETHERSPOON PLC JDW LSE 20 20

JUST EAT PLC JE. LSE 30 30

JERSEY ELECTRICITY PLC JEL LSE 100 100

JPMORGAN GLOBAL EMERGING MKTJEMI LSE 40 30

JUPITER EUROPEAN OPPORTUN TRJEO LSE 25 20

JPMORGAN EURO SMALL C JESC LSE 40 30

JPMORGAN EUROPEAN INV-GROWTHJETG LSE 40 40

JPMORGAN JAPANESE INV. TRUSTJFJ LSE 40 40

JPMORGAN GLOBAL CONVERTIBLESJGCI LSE 40 40

JAMES HALSTEAD PLC JHD LSE 30 30

JPMORGAN INCOME & GROWTH-INCJIGI LSE 40 40

JPMORGAN INDIAN INVES JII LSE 30 30

JURIDICA INVESTMENTS LTD JIL LSE 50 100

JOHN LAING ENVIRONMENTAL ASSJLEN LSE 40 40

JOHN LAING GROUP PLC JLG LSE 25 20

JOHN LAING INFRASTRUCTURE FUJLIF LSI 25 20

JARDINE LLOYD THOMPSO JLT LSE 20 20

JOHNSON MATTHEY PLC JMAT LSE 10 10

JPMORGAN CHINESE-ORD JMC LSE 50 50

JPMORGAN MID CAP INV TRUST JMF LSE 50 40

JPMORGAN EMERGING MAR JMG LSE 25 25

JPMORGAN SMALLER COSIT PLC JMI LSE 40 40

JPMORGAN OVERSEAS INVESTMENTJMO LSE 40 40

JPMORGAN ELECT PLC-MGD GRWTHJPE LSE 40 40

JPMORGAN INCOME & CAPITAL TRJPI LSE 30 30

LYXOR ETF JAPAN TOPIX JPNL LSE 30 20

LYXOR ETF JAPAN TOPIX JPNU LSE 30 30

AMUNDI ETF JPX-NIKKEI 400 -B JPNY LSE 40 50

JOHNSTON PRESS PLC JPR LSE 70 100

JPMORGAN JAPAN SMALLER CO TRJPS LSE 50 50

JPMORGAN SENIOR SECURED LOANJPSL LSE 50 50

LYXOR JPX-NIKKEI 400 JPX4 LSE 30 30

LYXOR JPX-NIKKEI 400 JPXG LSE 25 30

LYXOR JPX-NK400 DLY H-USD JPXU LSE 30 40

JPMORGAN RUSSIAN SECU JRS LSE 50 50

JOHNSON SERVICE GROUP PLC JSG LSE 30 30

JUPITER FUND MANAGEMENT JUP LSE 20 20

Page 73: Description IRESSCode Exchange Current Margin Final Grade

JUPITER US SMALLER COMPANIESJUS LSE 50 40

JPMORGAN US SMALLER COMPANIEJUSC LSE 50 50

JZ CAPITAL PARTNERS LTD JZCP LSE 30 40

KAZAKHMYS PLC KAZ LSE 30 25

K3 BUSINESS TECHNOLOGY GROUPKBT LSE 50 40

KCELL JSC - REG S KCEL LSI 40 40

KCOM GROUP PLC KCOM LSE 30 25

KINGFISHER PLC KGF LSE 10 10

KINGSPAN GROUP PLC KGP LSE 25 25

KUMHO TIRE CO INC- REG S GDR KHTC LSI 50 50

KIBO MINING PLC KIBO LSE 100 100

KIER GROUP PLC KIE LSE 20 20

KEYSTONE INVESTMENT TRUST KIT LSE 40 40

KAZKOMMERTSBANK-OCT GDR REGSKKB LSI 30 50

KELLER GROUP PLC KLR LSE 25 20

KAZMUNAIGAS EXPLORA-GDR REGSKMG LSI 35 30

KENMARE RESOURCES PLC KMR LSE 100 100

KSK POWER VENTUR PLC KSK LSE 70 50

KENNEDY WILSON EUROPE REA KWE LSE 20 20

KEYWORDS STUDIOS PLC KWS LSE 100 100

KERRY GROUP PLC-A KYGA LSE 20 20

LYXOR UCITS ETF FTSE 100 L100 LSE 25 20

LADBROKES PLC LAD LSE 20 20

LAMPRELL PLC LAM LSE 50 50

LAND SECURITIES GROUP LAND LSE 10 10

ICG-LONGBOW SENIOR SECURED ULBOW LSE 50 50

LONDON CAPITAL GROUP HOLDINGLCG LSE 100 100

LEKOIL LTD - DI LEK LSE 70 70

OSSIAM ETF EUROPE MIN VAR LEMV LSE 30 30

SOURCE LGIM COMMODITY COMPOSLGCU LSE 40 40

LEGAL AND GENERAL GROUP LGEN LSE 10 10

LG ELECTRONICS INC-REGS GDR LGLD LSI 30 30

LIONTRUST ASSET MANAGEMENTLIO LSI 50 70

LIVERMORE INVESTMENTS GROUPLIV LSI 50 100

LUCKY CEMENT -GDR REG S LKCS LSI 50 50

LUKOIL-B GDR LKOB LSI 40 40

LUKOIL OAO-SPON ADR LKOD LSI 20 20

LLOYDS BANKING GROUP LLOY LSE 10 10

LONMIN PLC ORD SHS US LMI LSE 40 100

LONDONMETRIC PROPERTY PLC LMP LSE 20 20

LMS CAPITAL PLC LMS LSE 50 50

LENTA LTD-REG S LNTA LSI 20 20

LOK'NSTORE GROUP PLC LOK LSE 50 50

LOOKERS PLC LOOK LSE 20 20

LOTTE SHOPPING CO-GDR LOTS LSI 30 30

LPA GROUP PLC LPA LSE 100 100

ISHARES USD CORP BND LQDE LSE 20 20

LAIRD PLC LRD LSE 20 20

LANCASHIRE HOLDINGS L LRE LSE 20 20

LONDON SECURITY PLC LSC LSE 40 40

Page 74: Description IRESSCode Exchange Current Margin Final Grade

LONDON STOCK EXCHANGE LSE LSE 10 10

LSL PROPERTY SERVICES PLC LSL LSE 40 40

LONDON & ST LAWRENCE INV CO LSLI LSI 50 50

LSR GROUP OJSC-GDR REGS LSRG LSI 40 30

ISHARES MSCI EM LAT AM-INC LTAM LSE 50 40

LEARNING TECHNOLOGIES GROUPLTG LSE 50 50

LATHAM (JAMES) PLC LTHM LSE 50 40

LARSEN & TOUBRO-GDR REG S LTOD LSI 20 20

LITE-ON TECHNOLOGY CORP-GDR LTTD LSI 25 40

OSSIAM ETF US MINIMUM VARIANLUMV LSE 30 30

LAVENDON GROUP PLC LVD LSE 40 50

LEVRETT PLC LVRT LSE 100 100

LOW & BONAR PLC LWB LSE 50 50

LAW DEBENTURE CORPORA LWDB LSE 25 30

LOWLAND INVESTMENT COMPANYLWI LSE 30 40

LXB RETAIL PROPERTIES LXB LSE 30 50

MITCHELLS AND BUTLERS MAB LSE 20 20

MACFARLANE GROUP PLC MACF LSE 50 50

MAGNOLIA PETROLEUM PLC MAGP LSE 100 100

MAINTEL HOLDINGS PLC MAI LSE 50 50

MAIL.RU GROUP-GDR REGS MAIL LSI 30 30

MAJEDIE INVESTMENTS PLC-ORD MAJE LSE 50 50

MANX TELECOM PLC MANX LSE 30 30

MARSTONS PLC MARS LSE 20 20

MAGYAR TELEKOM TELE-SPON ADRMAVD LSI 30 30

MICHELMERSH BRICK HOLDINGS PMBH LSE 50 100

MCBRIDE PLC MCB LSE 30 40

MCB BANK LIMITED-REG S GDR MCBS LSI 40 40

MICROGEN PLC MCGN LSE 50 50

MCKAY SECURITIES PLC-ORD MCKS LSE 40 50

MCCOLL'S RETAIL GROUP LTD MCLS LSE 50 50

MARTIN CURRIE PACIFIC TRUST MCP LSE 50 50

MICRO FOCUS INT MCRO LSE 20 20

MCCARTHY & STONE PLC MCS LSE 50 20

MIDDLEFIELD CANADIAN INC PCC MCT LSE 50 50

MEDICLINIC INTERNATIONAL PLC MDC LSE 10 10

MANDARIN ORIENTAL INTL LTD MDOB LSE 50 50

MANDARIN ORIENTAL INTL LTD MDOJ LSE 50 50

MEARS GROUP PLC MER LSE 25 40

MERLIN ENTERTAINME MERL LSE 10 10

LYXOR ETF MSCI EUROPE MEUG LSE 30 30

LYXOR ETF MSCI EUROPE MEUU LSE 30 30

MEGAFON-REG S GDR MFON LSI 20 20

MORGAN ADVANCED MATER MGAM LSE 20 20

MEGGITT PLC MGGT LSE 10 20

M&G HIGH INCOME INV TR-INC MGHI LSE 30 30

MORGAN SINDALL GROUP PLC MGNS LSE 40 40

MAGNIT OJSC-SPON GDR REGS MGNT LSI 20 20

MAHINDRA & MAHINDRA-SPON GDRMHID LSI 25 20

MHP SA -GDR REG S MHPC LSI 40 40

Page 75: Description IRESSCode Exchange Current Margin Final Grade

LYXOR ETF FTSE MIB MIBX LSE 30 20

ISHARES FTSE 250 MIDD LSE 20 20

MOBEUS INCOME & GROWTH VCT PMIX LSE 50 50

MUCKLOW ( A & J ) GROUP PLC MKLW LSE 40 40

MARKS & SPENCER MKS LSE 10 10

MARKET TECH HOLDINGS LTD MKT LSE 25 30

MILLENNIUM AND COPTHORNE MLC LSE 20 30

MIRLAND DEVELOPMENT CORP MLD LSE 70 100

MANAGEMENT CONSULTING MMC LSE 50 50

MAGNITOGORS-SPON GDR REGS MMK LSI 25 25

MINDS PLUS MACHINES GROUP LTMMX LSE 70 70

METMINCO LIMITED MINC LSE 100 100

MONDI PLC MNDI LSE 10 10

MONKS INVESTMENT TRUS MNKS LSE 25 20

MMC NORILSK NICKEL JSC-ADR MNOD LSI 20 20

MARTIN CURRIE GLOBAL PORT MNP LSE 50 40

MENZIES (JOHN) PLC MNZS LSE 40 30

MOL HUNGARIAN OIL-SP ADR MOLD LSI 30 30

MONITISE PLC MONI LSE 70 70

MONEYSUPERMARKET MONY LSE 30 30

MOSS BROS GROUP PLC MOSB LSE 50 70

M P EVANS GROUP PLC MPE LSE 50 50

MPORIUM GROUP PLC MPM LSE 100 100

MACAU PROPERTY OPP FUND LTDMPO LSE 50 50

MERCANTILE INVESTMENT MRC LSE 20 20

MERCHANTS TRUST PLC MRCH LSE 25 40

MELROSE INDUSTRIES PL MRO LSE 20 20

WM MORRISON SUPERMARKETS MRW LSE 10 10

MARSHALLS PLC MSLH LSE 30 35

MOTHERCARE PLC MTC LSE 40 50

MONTANARO EUROPEAN SMALLER CMTE LSE 50 50

MATCHTECH GROUP PLC MTEC LSE 40 50

MOTIF BIO PLC MTFB LSE 100 100

METALS EXPLORATION PLC MTL LSE 100 100

MATOMY MEDIA GROUP LTD MTMY LSE 70 70

MITIE GROUP PLC MTO LSE 20 30

MIDATECH PHARMA PLC MTPH LSE 100 100

METRO BANK PLC MTRO LSE 40 30

MONTANARO UK SMALLER COS INVMTU LSE 40 40

MOUNTVIEW ESTATES PLC MTVW LSE 30 40

MATTIOLI WOODS PLC MTW LSE 40 40

LYXOR UCITS ETF EURMTS GL IN MTXX LSE 25 20

MULBERRY GROUP PLC MUL LSE 30 30

MURRAY INCOME TRUST P MUT LSE 25 30

ISHARES MSCI EUROPE MIN VOL MVEU LSE 20 20

MARWYN VALUE INVESTORS LTD MVI LSE 40 40

ISHARES S&P 500 MIN VOL MVUS LSE 30 20

MID WYND INTERNATIONAL IT MWY LSE 50 50

SOURCE MSCI EUROPE UCITS ETF MXEU LSE 40 40

MEDICX FUND LTD MXF LSE 40 40

Page 76: Description IRESSCode Exchange Current Margin Final Grade

SOURCE MSCI WORLD UCITS ETF MXWO LSE 30 40

SOURCE MSCI WORLD UCITS ETF MXWS LSE 40 40

MURRAY INTERNATIONAL MYI LSE 20 20

MYSALE GROUP PLC MYSL LSE 70 70

MYTRAH ENERGY LTD MYT LSE 50 70

NORTH AMERICAN INCOME TRUSTNAIT LSE 40 30

NANOCO GROUP PLC NANO LSE 50 70

NORTH ATLANTIC SMALLER COMPNAS LSE 40 40

NB GLOBAL FLOATING RATE GBP NBLS LSE 20 20

NCC GROUP PLC NCC LSE 25 20

NOVOROSSIYSK-GDR REG S NCSP LSI 40 40

NEW CITY HIGH YIELD FUND LTD NCYF LSE 50 50

NEW EUROPE PROPERTY INVEST NEPI LSE 30 30

NEXTENERGY SOLAR FUND LTD NESF LSE 40 40

NETCALL PLC NET LSE 70 50

NATIONAL EXPRESS GROU NEX LSE 20 20

NEXT FIFTEEN COMMUNICATIONSNFC LSE 40 40

NATIONAL GRID PLC NG. LSE 10 10

NICHOLS PLC NICL LSE 30 30

NEW INDIA INVESTMENT TRUST NII LSE 50 50

NOVOLIPET STEEL-GDR REG S NLMK LSI 20 20

NMC HEALTH PLC NMC LSE 25 20

NOSTRUM OIL & GAS PLC NOG LSE 40 40

NORD GOLD NV NORD LSI 30 40

NEWRIVER RETAIL LTD NRR LSE 20 20

NETSCIENTIFIC PLC NSCI LSE 100 100

NON-STANDARD FINANCE PLC NSF LSE 50 40

NEW STAR INVESTMENT TRUST NSI LSE 100 100

NORTHGATE PLC NTG LSE 20 20

NORTHERN 3 VCT PLC-ORD NTN LSE 50 50

NORTHERN 2 VCT PLC NTV LSE 50 50

NUMIS CORPORATION PLC NUM LSE 40 50

NOVAE GROUP PLC NVA LSE 25 25

NORTHERN VENTURE TRUST PLC NVT LSE 50 50

NOVATEK OAO-SPONS GDR REG S NVTK LSI 20 20

NWF GROUP PLC NWF LSE 50 50

NORCROS PLC NXR LSE 50 50

NEXT PLC NXT LSE 10 10

OCTOPUS APOLLO VCT OAP3 LSE 50 40

OCADO GROUP PLC OCDO LSE 20 20

OAKLEY CAPITAL INVESTMENTS OCL LSE 40 40

OCEAN WILSONS HOLDINGS LTD OCN LSE 40 40

OIL & GAS DEVELOP-GDR REG S OGDC LSI 35 50

ORIGIN ENTERPRISES PLC OGN LSE 30 30

GAZPROM OAO-SPON ADR OGZD LSI 20 20

ORYX INTERNATIONAL GROWTH OIG LSE 50 50

ETFS BRENT 1MTH OIL SECURIT OILB LSE 30 25

O'KEY GROUP SA-GDR REGS OKEY LSI 50 40

ETFS BRENT 1MTH OIL SECURIT OLBP LSE 40 40

OMG PLC OMG LSE 50 100

Page 77: Description IRESSCode Exchange Current Margin Final Grade

OLD MUTUAL PLC OML LSE 10 10

OCTOPUS AIM VCT PLC OOA LSE 50 50

OPG POWER VENTURES PLC OPG LSE 40 40

OPHIR ENERGY PLC OPHR LSE 35 35

OPTIBIOTIX HEALTH PLC OPTI LSE 70 70

OOREDOO QSC-GDR ORDS LSI 40 40

OROGEN GOLD PLC ORE LSE 100 100

ONESAVINGS BANK PLC OSB LSE 25 30

ON THE BEACH GROUP PLC OTB LSE 50 50

ORASCOM TELECOM MEDIA-GDR OTMT LSI 50 50

OTP BANK NYRT-REG S GDR OTPD LSI 25 30

OXFORD BIOMEDICA PLC OXB LSE 50 50

OXFORD INSTRUMENTS PLC OXIG LSE 40 50

OXFORD PHARMASCIENCE GROUP POXP LSE 70 70

P2P GLOBAL INVESTMENTS PLC P2P LSE 25 25

PACIFIC ASSETS TRUST PLC PAC LSE 50 40

PAN AFRICAN RESOURCES PLC PAF LSE 50 50

PARAGON GROUP COMPANIES PLCPAG LSE 20 20

PANTHEON RESOURCES PLC PANR LSE 50 40

PAYPOINT PLC PAY LSE 25 25

PAYSAFE GROUP PLC PAYS LSE 20 20

PALACE CAPITAL PLC PCA LSE 50 50

POLAR CAPITAL GLOBAL FINANCI PCFT LSE 50 50

POLAR CAP GLBL HEALTHCARE PCGH LSE 50 50

PETROCELTIC INTERNATI PCI LSE 50 100

POLAR CAPITAL TECHNOL PCT LSE 25 20

PICTON PROPERTY INCOME LTD PCTN LSE 25 25

PENDRAGON PLC PDG LSE 25 30

PETRA DIAMONDS LTD PDL LSE 25 25

PETS AT HOME GROUP PLC PETS LSE 20 25

PREMIER ENERGY & WATER TRUSTPEW LSE 100 100

PRINCESS PRIV EQTY HOLD LTD PEY LSE 30 30

PETROFAC LIMITED PFC LSE 30 30

PREMIER FOODS PLC PFD LSE 50 40

PROVIDENT FINANCIAL PFG LSE 20 10

PREMIER FARNELL PLC PFL LSE 30 30

PERSONAL GROUP HOLDINGS PLCPGH LSE 40 40

PROVEN GROWTH & INCOME VCTPGOO LSE 50 50

PLANT HEALTH CARE PLC PHC LSE 50 100

PROACTIS HOLDINGS PLC PHD LSE 100 100

ETFS PHYSICAL GOLD PHGP LSE 20 20

PACIFIC HORIZON INV TR PLC PHI LSE 50 50

PHOENIX GROUP HOLDINGS PHNX LSE 20 20

PHOSAGRO OAO-GDR REG S PHOR LSI 20 20

PRIMARY HEALTH PROPERTIES PHP LSE 25 20

ETFS PHYSICAL SILVER PHSP LSE 40 25

PHARMSTANDARD-REG S GDR PHST LSI 50 50

PHOTO-ME INTERNATIONAL PLC PHTM LSE 25 20

PIK GROUP-GDR REG S PIK LSI 40 30

PANTHEON INTERNATIONA PIN LSE 30 25

Page 78: Description IRESSCode Exchange Current Margin Final Grade

PINNACLE TECHNOLOGY GROUP PLPINN LSE 100 100

PANTHEON INTL PARTICIP-RED PINR LSE 30 25

PARK GROUP PLC PKG LSE 50 40

PERPETUAL INCOME AND PLI LSI 25 20

POUNDLAND GROUP PLC PLND LSE 25 30

POLYPIPE GROUP PLC PLP LSE 20 20

PLUS500 LTD PLUS LSE 20 25

PARKMEAD GROUP PLC/THE PMG LSE 70 100

PREMIER OIL PLC PMO LSE 40 35

PORTMEIRION GROUP PLC PMP LSE 50 50

PERSONAL ASSETS TRUST PLC PNL LSE 25 25

PENNON GROUP PLC PNN LSE 20 20

PETROPAVLOVSK PLC POG LSE 100 100

POLAR CAPITAL HOLDINGS PLC POLR LSE 40 40

POLYMETAL INTERNATIONAL PLC POLY LSE 20 20

PLEXUS HOLDINGS PLC POS LSE 50 70

POWERFLUTE OYJ POWR LSE 30 40

PADDY POWER BETFAIR PLC PPB LSE 20 100

PRESIDENT ENERGY PLC PPC LSE 100 100

PPHE HOTEL GROUP LTD PPH LSE 40 40

PRO MOS TECHNOLOGIE-GDR REGSPRND LSI 40 40

PURETECH HEALTH PLC PRTC LSE 50 50

PRUDENTIAL PLC PRU LSE 10 10

POWERSHARES FTSE RAFI US 100 PRUS LSE 40 40

PORVAIR PLC PRV LSE 50 50

PERSIMMON PLC PSN LSE 10 10

PEARSON PLC PSON LSE 10 10

POWERSHARES FTSE RAFI US 100 PSRF LSE 50 30

POWERSHARES FTSE RAFI UK 100 PSRU LSE 100 100

PLAYTECH PLC PTEC LSE 20 20

PUNCH TAVERNS PLC PUB LSE 40 50

PURECIRCLE LTD PURE LSE 30 30

PURPLEBRICKS GROUP PLC PURP LSE 70 40

PROVEN VCT PLC PVN LSE 50 50

PINEWOOD GROUP PLC PWS LSE 40 40

PZ CUSSONS PLC PZC LSE 25 20

QUADRISE FUELS INTERNATIONALQFI LSE 50 70

QUANTUM PHARMACEUTICAL PLCQP. LSE 40 70

QINETIQ GROUP PLC QQ. LSE 20 20

QUARTO GROUP INC QRT LSE 100 100

QUIXANT PLC QXT LSE 50 50

REACH4ENTERTAINMENT ENTERPRIR4E LSE 100 100

RATHBONE BROTHERS PLC RAT LSE 25 25

RECKITT BENCKISER RB. LSE 10 10

ROBINSON PLC RBN LSE 100 100

ROYAL BANK OF SCOTLAND RBS LSE 10 10

RICARDO PLC RCDO LSE 30 40

REDCENTRIC PLC RCN LSE 30 25

RIT CAPITAL PARTNERS RCP LSE 20 20

REDEFINE INTERNATIONAL PLC RDI LSE 30 25

Page 79: Description IRESSCode Exchange Current Margin Final Grade

ROYAL DUTCH SHELL PLC RDSA LSE 10 10

ROYAL DUTCH SHELL PLC RDSB LSE 10 10

REDROW PLC RDW LSE 20 20

R.E.A. HOLDINGS PLC RE. LSE 70 70

RECORD PLC REC LSE 70 100

REAL ESTATE CREDIT INVESTMEN RECI LSE 40 50

REDDE PLC REDD LSE 25 25

RED24 PLC REDT LSE 100 100

REDX PHARMA PLC REDX LSE 100 100

RELX PLC REL LSE 10 10

RARE EARTH MINERALS LTD REM LSE 70 100

RENEURON GROUP PLC RENE LSE 50 70

REVOLYMER PLC REVO LSE 100 100

REXAM PLC REX LSE 20 10

REGIONAL REIT LTD RGL LSE 50 40

REGUS PLC RGU LSE 20 20

RUFFER INVESTMENT COMPANY LDRICA LSE 40 40

RELIANCE INFRAST-SP GDR 144A RIFA LSE 30 40

RELIANCE INFRASTRUCTURE-GDR RIFS LSI 40 40

RELIANCE INDS-SPONS GDR 144A RIGD LSI 20 20

RIO TINTO PLC RIO LSE 10 20

ROCKHOPPER EXPL RKH LSE 50 50

ROSTELECOM-SPONSORED ADR RKMD LSI 40 40

REAL ESTATE INVESTORS PLC RLE LSE 40 50

RM PLC RM. LSE 50 70

RM2 INTERNATIONAL SA RM2 LSE 50 70

ROYAL MAIL PLC RMG LSE 10 10

RIGHTMOVE PLC RMV LSE 30 30

RANK GROUP PLC RNK LSE 25 25

RENOLD PLC RNO LSE 50 70

RENEW HOLDINGS PLC RNWH LSE 40 50

ROTORK PLC ROR LSE 20 20

ROSNEFT OJSC-REG S GDR ROSN LSI 20 20

RPC GROUP PLC RPC LSE 20 20

RPS GROUP PLC RPS LSE 20 30

RANDALL & QUILTER INVESTMENTRQIH LSE 50 50

ROLLS ROYCE HOLDINGS RR. LSE 10 20

RANDGOLD RESOURCES LD RRS LSE 10 10

RSA INSURANCE GROUP RSA LSE 20 10

RIVERSTONE ENERGY LTD RSE LSE 30 30

RESTORE PLC RST LSE 50 30

ROSSETI JSC-GDR REGS RSTI LSI 40 30

RENISHAW PLC RSW LSE 20 20

ROLTA INDIA- REG S SPONS GDR RTI LSI 50 70

RESTAURANT GROUP PLC RTN LSE 20 20

RENTOKIL INITIAL PLC RTO LSE 20 20

RAVEN RUSSIA LTD RUS LSE 50 50

ROBERT WALTERS PLC RWA LSE 40 50

RWS HOLDINGS PLC RWS LSE 50 30

ROXI PETROLEUM PLC RXP LSE 70 70

Page 80: Description IRESSCode Exchange Current Margin Final Grade

RYANAIR HOLDINGS PLC RYA LSE 20 20

SOUTH32 LTD-W/I S32 LSE 20 25

SOURCE STOXX EUROPE 600 UCIT S600 LSE 40 40

SOURCE EURO STOXX OPTIMISED S7XP LSE 30 50

M&C SAATCHI PLC SAA LSE 40 50

SABMILLER PLC SAB LSE 10 10

SAFESTORE HOLDINGS PLC SAFE LSE 20 20

SAGENTIA GROUP PLC SAG LSE 50 100

SAGA PLC SAGA LSE 20 20

SATELLITE SOLUTIONS WORLDWIDSAT LSE 100 100

STEEL AUTHORITY INDIA-GDR S SAD LSI 50 100

SBERBANK-SPONSORED ADR SBER LSI 20 20

STATE BANK OF INDI-GDR REG S SBID LSI 20 20

SAINSBURY PLC SBRY LSE 10 10

SCOTTISH AMERICAN INV COMP SCAM LSE 40 40

SURFACE TRANSFORMS PLC SCE LSE 100 100

SCHRODER INCOME GROWTH FUNDSCF LSE 50 40

SAFECHARGE INTERNATIONAL GROSCH LSE 25 40

SCOTTISH INVESTMENT SCIN LSE 30 20

SCHLUMBERGER LTD SCL LSE 35 35

SCANCELL HOLDINGS PLC SCLP LSE 100 100

ISHARES EURO COVERED BND SCOV LSE 30 30

SCHRODER UK MID CAP FUND PLCSCP LSE 50 40

SCAPA GROUP PLC SCPA LSE 40 25

SOFTCAT PLC-WI SCT LSE 60 25

SDL PLC SDL LSE 25 30

SCHRODER ASIA PACIFIC-ORD SDP LSE 40 30

SCHRODERS PLC VTG SHS SDR LSE 10 10

SCHRODERS PLC NON VTG SDRC LSE 20 30

SCHRODER UK GROWTH FUND PLCSDU LSE 40 40

SPEEDY HIRE PLC SDY LSE 50 50

ISHARES EURO CORP BND 1-5YR SE15 LSE 25 25

ISHARES EURO AGGREGATE BND SEAG LSE 25 25

STRATEGIC EQUITY CAPITAL PLC SEC LSE 40 40

ISHARES CORE EURO GOV BOND USEGA LSE 25 25

ISHARES MSCI EM-ACC SEMA LSE 40 30

ISHARES JPM USD EM BND SEMB LSE 20 20

ISHARES EM LOCAL GOV BND SEML LSE 25 25

ISHARES MSCI EM SMALL CAP SEMS LSE 40 30

STANDARD LIFE EURO PR EQ-ORD SEP LSE 40 40

SEPLAT PETROLEUM DEVELOPMENTSEPL LSE 50 50

SEPURA LTD SEPU LSE 30 70

SCHRODER EUROPEAN REAL ESTATSERE LSE 70 40

SERVELEC GROUP PLC SERV LSE 40 50

ISHARES SPAIN GOV BND SESP LSE 30 30

SERVISION PLC SEV LSE 100 100

SAFESTYLE UK LTD SFE LSE 40 50

SAGICOR FINANCIAL CORP LTD SFI LSE 40 40

SEVERFIELD PLC SFR LSE 50 50

ETFS PHYSICAL SWISS GOLD SGBS LSE 20 20

Page 81: Description IRESSCode Exchange Current Margin Final Grade

STAGECOACH GROUP PLC SGC LSE 20 20

SAGE GROUP PLC SGE LSE 10 10

SURGUTNEFTEGAS-SP ADR SGGD LSI 20 20

STANLEY GIBBONS GROUP PLC SGI LSE 100 100

ISHARES GLBL INF LNKD GB BND SGIL LSE 30 30

ISHARES PHYSICAL GOLD ETC IGLN LSE 25 20

ISHARES GLOBAL GOVT BND SGLO LSE 30 30

SOURCE PHYSICAL GOLD P-ETC SGLP LSE 25 20

SIGMA CAPITAL GROUP PLC SGM LSE 50 50

SUPERGROUP PLC SGP LSE 20 25

LYXOR GLOBAL QUALITY INC SGQD LSE 40 40

SHORE CAPITAL GROUP LTD SGR LSE 50 50

SEGRO PLC SGRO LSE 20 20

SHAWBROOK GROUP PLC SHAW LSE 25 30

SHAFTESBURY PLC SHB LSE 20 20

SIG PLC SHI LSE 20 20

SHOE ZONE PLC SHOE LSE 70 50

SHIRE PLC SHP LSE 10 10

SHIRES INCOME PLC SHRS LSE 50 50

ISHARES EURO HY CORP BND SHYG LSE 25 25

ISHARES USD HY CORP BND SHYU LSE 25 25

SOCO INTERNATIONAL PLC SIA LSE 35 50

SHERBORNE INVESTORS GUERN B SIGB LSE 50 40

SENECA GLOBAL INCOME & GROWTHSIGT LSE 50 100

SYMPHONY INTERNATIONAL HOLDISIHL LSE 50 50

SILVER FALCON PLC SILF LSE 100 100

SECURE INCOME REIT PLC SIR LSE 30 20

SCIENCE IN SPORT PLC SIS LSE 100 100

ISHARES ITALY GOVERNMENT BONSITB LSE 25 25

ST. IVES PLC SIV LSE 40 70

SCHRODER JAPAN GROWTH FUNDSJG LSE 50 50

ISHARES CORE MSCI JAPAN UCIT SJPA LSE 20 20

SHIN KONG FINANCIA-GDR REG S SKFS LSI 25 50

SMURFIT KAPPA GROUP PLC SKG LSE 20 20

SHANKS GROUP PLC SKS LSE 40 100

BRITISH SKY BROADCASTING GRO SKY LSE 10 10

STANDARD LIFE PLC SL. LSE 10 10

SOLIDERE - GDR REG S SLED LSI 30 40

STANDARD LIFE EQUITY INCOME SLET LSE 50 40

STANDARD LIFE INV PROP INC SLI LSI 40 30

SILENCE THERAPEUTICS PLC SLN LSE 50 70

STANDARD LIFE UK SMALLER CO SLS LSE 50 50

ISHARES CORE GBP CORPORATE SLXX LSE 25 25

DS SMITH PLC SMDS LSE 20 20

ISHARES MSCI EUROPE-ACC SMEA LSE 40 30

TWENTYFOUR SELECT MONTHLY INSMIF LSE 40 40

SMITHS GROUP PLC SMIN LSE 10 20

ST MODWEN PROPERTIES SMP LSE 20 20

AMUNDI GL EQ MLTI SM SC BETA SMRU LSE 40 40

SMART METERING SYSTEMS PLC SMS LSE 50 35

Page 82: Description IRESSCode Exchange Current Margin Final Grade

SAMSUNG ELECTRO-REGS GDR PFDSMSD LSI 20 20

SAMSUNG ELECTR-GDR SMSN LSE 20 20

SCOTTISH MORTGAGE INV SMT LSE 20 20

SUMMIT GERMANY LTD SMTG LSE 40 40

WH SMITH PLC SMWH LSE 20 20

SMITH AND NEPHEW PLC SN. LSE 10 10

SYNAIRGEN PLC SNG LSE 100 100

SOCIETATEA NATIONAL-GDR REGSSNGR LSI 30 30

SANNE GROUP PLC SNN LSE 25 40

SENIOR PLC SNR LSE 20 20

SCHRODER ORIENTAL INCOME SOI LSE 40 25

SOLID STATE PLC SOLI LSI 100 100

SOLO OIL PLC SOLO LSE 100 100

SOMERO ENTERPRISES INC- REGS SOM LSE 50 50

SOPHOS GROUP PLC SOPH LSE 50 25

SOUND OIL PLC SOU LSE 70 70

SPORTS DIRECT INTERNA SPD LSE 10 20

SINCLAIR IS PHARMA PLC SPH LSE 50 50

SPIRE HEALTHCARE GROUP PLC SPI LSE 20 25

SPORTECH PLC SPO LSE 50 50

SPRUE AEGIS PLC SPRP LSE 40 70

SPIRENT COMMUNICATION SPT LSE 25 40

SPIRAX SARCO ENGINEER SPX LSE 20 20

SPDR S&P 500 ETF SPX5 LSE 30 30

ISHARES MSCI PACIFIC EX-JAPA SPXJ LSE 40 40

SOURCE S&P 500 UCITS ETF SPXP LSE 30 25

SOURCE S&P 500 UCITS ETF SPXS LSE 20 20

SPDR S&P 400 US MID CAP SPY4 LSE 20 20

SPDR S&P 500 ETF SPY5 LSE 20 20

SQS SOFTWARE QUALITY SYSTEMSSQS LSE 50 40

SIRIUS REAL ESTATE LTD SRE LSE 40 40

SCHRODER REAL ESTATE INVESTMSREI LSE 40 30

SERCO GROUP PLC SRP LSE 20 25

SIERRA RUTILE LTD SRX LSE 70 50

SISTEMA JSFC-REG S SPONS GDR SSA LSI 20 20

ISHARES MSCI ACWI SSAC LSE 40 30

SSE PLC SSE LSE 10 10

PIMCO SHRT HIYI CORP-USD INC SSHY LSE 30 30

SSP GROUP PLC SSPG LSE 20 20

SCOTTISH ORIENTAL SMALL COS SST LSE 50 40

ISHARES GBP CORP BND EX-FIN SSXF LSE 40 40

STAFFLINE GROUP PLC STAF LSE 30 50

STANDARD CHARTERED PLC STAN LSE 10 20

SECURE TRUST BANK PLC STB LSE 30 40

STOCK SPIRITS GROUP PLC STCK LSE 40 50

STRATMIN GLOBAL RESOURCES PLSTGR LSE 100 100

STHREE PLC STHR LSE 30 40

ST JAMES PLACE PLC STJ LSE 10 10

STM GROUP PLC STM LSE 100 100

STOBART GROUP LD STOB LSE 40 30

Page 83: Description IRESSCode Exchange Current Margin Final Grade

STRIDE GAMING PLC STR LSE 50 50

SECURITIES TRUST OF SCOTLAND STS LSE 40 40

STV GROUP PLC STVG LSE 50 50

ISHARES US AGGREGATE BND SUAG LSE 30 30

SUMMIT CORPORATION PLC SUMM LSE 50 70

S & U PLC SUS LSE 40 40

SVG CAPITAL PLC SVI LSE 20 20

SAVILLS PLC SVS LSE 20 20

SEVERSTAL - GDR REG S SVST LSI 20 20

SEVERN TRENT PLC SVT LSE 10 10

ISHARES CORE MSCI WORLD UCIT SWDA LSE 20 20

STARWOOD EUROPEAN REAL ESTATSWEF LSE 40 40

SOURCE EURO STOXX 50 UCITS E SX5S LSE 20 25

SPECTRIS PLC SXS LSE 20 20

SIRIUS MINERALS PLC SXX LSE 30 30

SYNTHOMER PLC SYNT LSE 20 20

TALKTALK TELECOM GROU TALK LSE 20 20

TASTY PLC TAST LSE 50 50

TATE AND LYLE PLC TATE LSE 20 20

TBC BANK JSC-GDR-REGS TBCB LSI 50 40

THOMAS COOK GROUP PLC TCG LSE 20 25

TELIT COMMUNICATIONS PLC TCM LSE 30 40

TCS GROUP HOLDING -REG S TCS LSI 50 40

TELEFONICA SA TDE LSE 20 20

TED BAKER PLC TED LSE 25 20

TELECOM EGYPT-GDR REG S TEEG LSI 30 30

TELFORD HOMES PLC TEF LSE 30 30

TEMPLETON EMERGING MA TEM LSE 20 20

TELECOM PLUS PLC TEP LSE 25 25

TREATT PLC TET LSE 50 50

TETRAGON FINANCIAL GROUP LTDTFG LSE 50 30

TWENTYFOUR INCOME FUND LTDTFIF LSE 30 40

THORPE (F.W.) PLC TFW LSE 40 40

TURKIYE GARANTI BANKASI-ADR TGBD LSI 40 40

TATA GLOBAL BEV-REG S GDR TGBL LSI 40 50

BLACKROCK THROGMORTON TRUSTTHRG LSE 40 40

TARGET HEALTHCARE REIT LTD THRL LSE 100 100

TURKIYE IS BANKASI-REG S GDR TIBD LSI 40 40

TROY INCOME & GROWTH TRUST PTIGT LSE 40 40

TIZIANA LIFE SCIENCES PLC TILS LSE 50 50

TLA WORLDWIDE PLC TLA LSE 50 70

TULLETT PREBON PLC TLPR LSE 20 20

TULLOW OIL PLC ORD TLW LSE 30 30

TMK-GDR REG S TMKS LSI 40 40

TEMPLE BAR INVESTMENT TMPL LSE 25 20

TRINITY MIRROR PLC TNI LSE 40 40

TOTAL PRODUCE PLC TOT LSE 40 30

TATA POWER CO LTD-GDR REG S TPCL LSI 40 40

TRAVIS PERKINS PLC TPK LSE 10 10

TUPRAS-TURKIYE PETROL - GDR TPRD LSI 40 40

Page 84: Description IRESSCode Exchange Current Margin Final Grade

TOPPS TILES PLC TPT LSE 30 40

TRAKM8 HOLDINGS PLC TRAK LSE 70 70

TRIBAL GROUP PLC TRB LSE 50 70

TRANSCONTAINER OAO-GDR REG STRCN LSI 40 40

TRACSIS PLC TRCS LSE 50 40

TR EUROPEAN GROWTH TRUST PLCTRG LSE 40 40

TRIFAST PLC TRI LSE 50 50

RENEWABLES INFRASTRUCTURE GRTRIG LSE 25 25

TOROTRAK PLC TRK LSE 100 100

TARSUS GROUP PLC TRS LSE 50 40

TISSUE REGENIX GROUP PLC TRX LSE 50 50

TR PROPERTY INVESTMEN TRY LSE 20 20

TESCO PLC TSCO LSE 10 10

TRISTEL PLC TSTL LSE 100 100

TT ELECTRONICS PLC TTG LSE 50 50

32RED PLC TTR LSE 70 50

TATA STEEL LTD-GDR REG S TTST LSI 40 30

TUI AG-DI TUI LSE 10 10

TUNGSTEN CORP PLC TUNG LSE 70 70

TAYLOR WIMPEY PLC TW. LSE 10 10

TYMAN PLC TYMN LSE 25 40

URBAN & CIVIC PLC UANC LSE 25 40

UNICORN AIM VCT PLC UAV LSE 50 40

UBS ETF EURO STOXX 50 UB00 LSE 30 30

UBS ETF EURO STOXX 50 UB01 LSE 30 30

UBS ETF MSCI JAPAN UB02 LSE 30 30

UBS ETF MSCI EMU UB06 LSE 30 30

UBS ETF MSCI EMERG. MARKETS UB30 LSE 50 40

UBS ETF MSCI EMERG. MARKETS UB32 LSE 50 40

UNITED BANK LTD-GDR REG S UBLS LSI 40 30

UBM PLC UBM LSE 20 20

UBS ETF CMCI COMPOS. USD UC14 LSE 40 30

UBS ETF CMCI COMPOS. USD UC15 LSE 25 30

UBS ETF MSCI EMERG. MARK. UC27 LSE 100 100

UBS ETF MSCI WORLD UC55 LSE 30 30

UBS ETF MSCI EMU H. GBP UC59 LSE 25 40

UBS ETF MSCI UNITED KINGDOM UC64 LSE 100 100

UBS ETF MSCI JAPAN UC65 LSE 30 30

UBS ETF MSCI USA UC66 LSE 30 30

UBS ETF MSCI USA UC67 LSE 30 30

UBS ETF MSCI WORLD UC68 LSE 30 30

UNITED CARPETS GROUP PLC UCG LSE 100 100

UDG HEALTHCARE PLC UDG LSE 20 20

SPDR S&P US DVD ARISTOCRATS UDVD LSE 20 20

UTILICO EMERGING MARKETS LTDUEM LSE 40 30

UK COMMERCIAL PROPERT UKCM LSE 20 20

UK MAIL GROUP PLC UKM LSE 50 50

GREENCOAT UK WIND PLC UKW LSE 30 30

ULTRA ELECTRONICS HOL ULE LSE 20 20

UNILEVER PLC ULVR LSE 10 10

Page 85: Description IRESSCode Exchange Current Margin Final Grade

SPDR S&P US DVD ARISTOCRATS USDV LSE 30 25

OSSIAM ETF US MINIMUM VARIANUSMV LSE 30 30

UNITE GROUP PLC UTG LSE 20 20

UTILICO INVESTMENTS-ORD UTL LSE 40 40

UTILITYWISE PLC UTW LSE 50 70

UNITED UTILITIES GROU UU. LSE 10 10

VALIRX PLC VAL LSE 100 100

VICTORIA PLC VCP LSE 30 30

VICTREX PLC VCT LSE 20 20

VECTURA GROUP PLC VEC LSE 25 20

VEDANTA RESOURCES PLC VED LSE 20 30

VERNALIS PLC VER LSE 50 50

VANGUARD FTSE DEVELOP EUROPEVEUR LSE 40 30

VANGUARD FTSE EMERGING MARKEVFEM LSE 40 40

VANGUARD FTSE ALL WRLD HI DVVHYD LSE 50 40

VALUE AND INCOME TRUST PLC VIN LSE 50 50

VANGUARD FTSE JAPAN UCITS VJPN LSE 40 40

VISLINK PLC VLK LSE 100 100

VELOCYS PLC VLS LSE 70 100

VOLEX PLC VLX LSE 100 100

VIRGIN MONEY HOLDINGS UK VM. LSE 20 25

VIETNAM HOLDING LTD VNH LSE 50 50

VINALAND LTD VNL LSE 40 40

VODAFONE GROUP PLC VOD LSE 10 10

VINACAPITAL VIETNAM OPPORTUNVOF LSE 25 25

VICTORIA OIL & GAS PLC VOG LSE 70 100

VP PLC VP. LSE 40 40

VERSEON CORP VSN LSE 50 50

VESUVIUS PLC VSVS LSE 25 30

VTB BANK OJSC-GDR-REG S VTBR LSI 20 20

VITEC GROUP PLC/THE VTC LSE 40 50

VERTU MOTORS PLC VTU LSE 40 40

VANGUARD FTSE 100 UCITS ETF VUKE LSE 30 25

VANGUARD S&P 500 UCITS ETF VUSA LSE 25 25

VANGUARD S&P 500 UCITS ETF VUSD LSE 20 20

VANGUARD FTSE ALL-WORLD UCITVWRL LSE 30 30

WANDISCO PLC WAND LSE 100 100

LYXOR ETF WORLD WATER WATL LSE 40 40

ETFS WHEAT WEAT LSE 100 100

WEIR GROUP PLC WEIR LSE 10 20

WOOD GROUP PLC WG. LSE 30 30

WALKER GREENBANK PLC WGB LSE 40 50

W.H. IRELAND GROUP PLC WHI LSE 100 100

WILMINGTON GROUP PLC WIL LSE 40 40

WINCANTON PLC WIN LSE 30 50

WISTRON CORP - GDR REGS WIS LSI 30 50

WIZZ AIR HOLDINGS PLC WIZZ LSE 20 20

WEISS KOREA OPPORTUNITY FUNDWKOF LSE 50 50

WORKSPACE GROUP PLC WKP LSE 20 20

WILLIAM HILL PLC WMH LSE 20 20

Page 86: Description IRESSCode Exchange Current Margin Final Grade

WOLSELEY PLC WOS LSE 10 10

WITAN PACIFIC INVESTMENT TR WPC LSE 50 50

WOODFORD PATIENT CAPITAL TRUWPCT LSE 20 20

WORLDPAY GROUP PLC WPG LSE 10 10

WPP PLC WPP LSE 10 10

W RESOURCES PLC WRES LSE 100 100

WITAN INVESTMENT TRUS WTAN LSE 20 20

WHITBREAD PLC WTB LSE 10 10

WORLD TRUST FUND WTR LSE 50 50

WORLDWIDE HEALTHCARE TRUST PWWH LSE 20 25

WYG PLC WYG LSE 50 50

WYNNSTAY GROUP PLC WYN LSE 50 50

XAAR PLC XAR LSE 30 40

DBX MSCI AC ACIA EX JP XAXD LSE 25 25

DBX MSCI AC ACIA EX JP XAXJ LSE 30 20

DBX CSI 300 XCHA LSE 40 40

DBX MSCI CHINA XCS6 LSE 40 50

DBX MSCI USA (DR) XD9U LSE 20 20

DBX DAX (DR) - INC XDDX LSE 30 30

DBX FTSE EPRA DEV EUR (DR) XDER LSE 40 30

DBX S&P 500 EQUAL W (DR) XDEW LSE 30 30

DBX MSCI USA (DR) XDUS LSE 30 30

DBX MSCI WORLD (DR) XDWD LSE 30 30

DBX S&P 500 EQUAL W (DR) XDWE LSE 40 40

XCITE ENERGY LIMITED XEL LSE 70 100

DBX EURO STX 50 (DR) XESC LSE 30 20

DBX EURO STX 50 (DR) XESX LSE 20 20

DBX FTSE VIETNAM XFVT LSE 30 40

DBX STX GLB SELECT DIV 100 XGDD LSE 30 30

DBX II IBX SOV EUROZONE XGLE LSE 20 20

DBX STX GLB SELECT DIV 100 XGSD LSE 25 30

DB HEDGE FUND INDEX ETF-3C XHFG LSE 40 30

DB X-TRACKERS MSCI KOREA TRN XKS2 LSE 50 40

DB X-TRACKERS MSCI KOREA TRN XKSD LSE 50 50

SOURCE FINANCIAL S&P US SECT XLFQ LSE 30 40

SOURCE TECHNOLOG S&P US SECTXLKQ LSE 40 30

XLMEDIA PLC XLM LSE 50 50

SOURCE CONS DISC S&P US SECT XLYS LSE 30 30

DBX MSCI EM ASIA XMAD LSE 30 20

DBX MSCI EM ASIA XMAS LSE 30 25

DBX MSCI AC WORLD (DR) XMAW LSE 50 40

DBX MSCI EUROPE (DR) XMED LSE 25 20

DBX EMERGING MRKTS XMEM LSE 20 20

DBX MSCI EUROPE (DR) XMEU LSE 30 25

DBX MSCI JAPAN XMJD LSE 30 25

DBX MSCI JAPAN XMJP LSE 30 25

DBX EMERGING MRKTS XMMD LSE 20 20

DB X-TRACKERS MSCI TAIWAN IN XMTD LSE 50 50

DBX MSCI USA XMUD LSE 20 20

DBX MSCI JAPAN (USD) XMUJ LSE 30 20

Page 87: Description IRESSCode Exchange Current Margin Final Grade

DBX MSCI USA XMUS LSE 25 25

DBX MSCI WORLD INDEX XMWD LSE 20 20

DBX CNX NIFTY XNID LSE 50 50

XP POWER LTD XPP LSE 40 40

DBX MSCI PACIFIC EX JAPAN XPXD LSE 30 40

DBX MSCI PACIFIC EX JAPAN XPXJ LSE 40 40

DBX SHORT DAX DAILY XSDX LSE 40 40

XEROS TECHNOLOGY GROUP PLC XSG LSE 50 50

DBX S&P500 INVERSE XSPD LSE 40 40

DBX S&P 500 XSPU LSE 20 20

DBX S&P 500 XSPX LSE 30 25

DBX EURO STOXX 50 SHORT XSSX LSE 40 50

DBX STX EUROPE 600 (DR) XSX6 LSE 25 25

XTRACT RESOURCES PLC XTR LSE 100 100

DBX FTSE 100 (DR) - INC XUKX LSE 25 25

DBX FTSE VIETNAM XVTD LSE 40 40

DBX MSCI WORLD (DR) XWLD LSE 30 30

DB X-TRACKERS FTSE CHINA 50 XX25 LSE 50 50

DB X-TRACKERS FTSE CHINA 50 XX2D LSE 50 50

DBX MSCI EU SMALL CAP (DR) XXSC LSE 30 40

LYXOR UCITS ETF IBOXX EUR YIEL LSE 25 25

YOUNG & CO'S BREWERY PLC - A YNGA LSE 30 30

YOUNG & CO'S BREWERY PLC -NV YNGN LSE 30 30

YOUGOV PLC YOU LSE 40 50

ZAMBEEF PRODUCTS PLC ZAM LSE 100 100

ZENITH BANK PLC-SP GDR-REG S ZENB LSI 40 30

ZOLTAV RESOURCES INC ZOL LSE 100 100

ZOOPLA PROPERTY GROUP PLC ZPLA LSE 30 25

ZYTRONIC PLC ZYT LSE 50 100

SNOOZEBOX HOLDINGS PLC ZZZ LSE 100 100

ABERTIS INFRAESTRUCTURA-RTS ABE.D MAD 100 100

BANCO POPULAR ESPANOL - RTS POP.D MAD 100 100

FERROVIAL SA - RTS FER.D MAD 100 100

ATRESMEDIA CORP DE MEDIOS DEA3M MAD 30 20

ABERTIS INFRAESTRUCTURAS SA ABE MAD 10 10

ABENGOA SA ABG MAD 50 70

ABENGOA SA- B SHARES ABG.P MAD 20 40

ACS ACTIVIDADES CONS Y SERV ACS MAD 10 10

ACERINOX SA ACX MAD 15 10

ADVEO GROUP INTERNATIONAL SAADV MAD 70 100

AENA SA AENA MAD 10 10

CORPORACION FINANCIERA ALBA ALB MAD 25 25

ALTIA CONSULTORES SA ALC MAD 100 100

ALMIRALL SA ALM MAD 30 20

AMADEUS IT HOLDING AMS MAD 20 20

ACCIONA SA ANA MAD 15 10

APPLUS SERVICES SA APPS MAD 30 25

AXIA REAL ESTATE SOCIMI SA AXIA MAD 30 20

AZKOYEN SA AZK MAD 100 100

BANCO BILBAO VIZCAYA ARGENTABBVA MAD 10 10

Page 88: Description IRESSCode Exchange Current Margin Final Grade

BBVA-ACCION DJ EURO STOXX 50 BBVAE MAD 70 50

BBVA-ACCION IBEX 35 ETF BBVAI MAD 50 40

BARON DE LEY BDL MAD 40 40

BANKIA SA BKIA MAD 10 10

BANKINTER SA BKT MAD 10 10

BOLSAS Y MERCADOS ESPANOLES BME MAD 30 20

CAIXABANK S.A CABK MAD 10 10

CONSTRUCC Y AUX DE FERROCARRCAF MAD 30 25

CARBURES EUROPE SA CAR MAD 70 100

CLINICA BAVIERA SA CBAV MAD 70 70

INMOBILIARIA COLONIAL SA COL MAD 30 20

CEMENTOS PORTLANDVALDERRIVASCPL MAD 50 50

DISTRIBUIDORA INTERNACIONAL DIA MAD 10 10

DB X-TRACKER IBEX 35 INDEX U DXIBX MAD 50 40

EBIOSS ENERGY AD EBI MAD 100 100

EBRO FOODS SA EBRO MAD 30 20

EDREAMS ODIGEO SL EDR MAD 50 50

ENDESA SA ELE MAD 10 10

ENCE ENERGIA Y CELULOSA SA ENC MAD 40 25

ELECNOR SA ENO MAD 30 30

EURONA WIRELESS TELECOM SA EWT MAD 50 100

GRUPO EZENTIS SA EZE MAD 70 70

FAES FARMA SA FAE MAD 40 25

FOMENTO DE CONSTRUC Y CONTRAFCC MAD 15 10

FLUIDRA SA FDR MAD 25 40

FERROVIAL SA FER MAD 10 10

FUNESPANA SA FUN MAD 70 50

GAMESA CORP TECNOLOGICA SA GAM MAD 10 10

GAS NATURAL SDG SA GAS MAD 20 20

GRUPO CATALANA OCCIDENTE SAGCO MAD 30 20

GRIFOLS SA GRF MAD 10 10

GRINO ECOLOGIC SA GRI MAD 30 100

HISPANIA ACTIVOS INMOBILIARI HIS MAD 30 20

INTL CONSOLIDATED AIRLINE-DI IAG MAD 15 10

IBERDROLA SA IBE MAD 10 10

IBERPAPEL GESTION SA IBG MAD 70 50

INDRA SISTEMAS SA IDR MAD 15 10

INMOBILIARIA DEL SUR SA ISUR MAD 70 70

INDITEX ITX MAD 10 10

LIBERBANK SA LBK MAD 40 25

CIA DE DISTRIBUCION INTEGRAL LOG MAD 30 20

LAR ESPANA REAL ESTATE SOCIM LRE MAD 30 30

LYXOR ETF IBEX 35 LYXIB MAD 30 20

MAPFRE SA MAP MAD 10 10

MIQUEL Y COSTAS MCM MAD 40 40

DURO FELGUERA SA MDF MAD 50 50

MEDCOM TECH SA MED MAD 30 100

MELIA HOTELS INTERNATIONAL MEL MAD 30 20

MERLIN PROPERTIES SOCIMI SA MRL MAD 20 10

ARCELORMITTAL SA MTS MAD 20 20

Page 89: Description IRESSCode Exchange Current Margin Final Grade

NH HOTELES SA NHH MAD 25 25

OBRASCON HUARTE LAIN S.A. OHL MAD 20 20

DEOLEO SA OLE MAD 40 50

PAPELES Y CARTONES DE EUROPAPAC MAD 40 40

BANCO POPULAR ESPANOL POP MAD 10 20

PRIM SA PRM MAD 70 50

PROMOTORA DE INFORMACIONES-APRS MAD 100 100

PROSEGUR COMP SEGURIDAD PSG MAD 30 20

QUABIT INMOBILIARIA SA QBT MAD 70 70

RENTA 4 BANCO SA R4 MAD 70 40

RED ELECTRICA CORPORACION SAREE MAD 10 10

REPSOL SA REP MAD 10 10

LABORATORIO REIG JOFRE SA RJF MAD 100 100

REALIA BUSINESS SA RLIA MAD 50 50

LABORATORIOS FARMACEUTICOS RROVI MAD 40 30

BANCO DE SABADELL SA SAB MAD 10 10

BANCO SANTANDER SA SAN MAD 10 10

SAETA YIELD SA SAY MAD 30 25

SACYR SA SCYR MAD 15 20

SOTOGRANDE SA STG MAD 70 50

TECNOCOM TELECOM Y ENERGIA TEC MAD 70 70

TELEFONICA SA TEF MAD 10 10

MEDIASET ESPANA COMUNICACIONTL5 MAD 10 10

TECNICAS REUNIDAS SA TRE MAD 20 20

TUBOS REUNIDOS SA TRG MAD 40 70

TESTA INMUEBLES EN RENTA SA TST MAD 40 40

TUBACEX TUB MAD 30 40

VIDRALA SA VID MAD 30 25

VISCOFAN SA VIS MAD 30 20

VOCENTO SA VOC MAD 50 70

ENTRECAMPOS CUATRO SOCIMI SAYENT MAD 50 70

ZARDOYA OTIS SA ZOT MAD 30 20

A2A SPA A2A MTA 10 10

ACEA SPA ACE MTA 25 25

ACSM - AGAM SPA ACS MTA 50 50

AEFFE SPA AEF MTA 50 70

AUTOGRILL SPA AGL MTA 10 10

AMPLIFON SPA AMP MTA 20 20

ANIMA HOLDING SPA ANIM MTA 20 25

ALERION CLEANPOWER ARN MTA 50 100

ASCOPIAVE SPA ASC MTA 50 35

AS ROMA SPA ASR MTA 50 50

ASTALDI SPA AST MTA 25 30

ASTM SPA AT MTA 25 25

ATLANTIA SPA ATL MTA 10 10

AUTOSTRADE MERIDIONALI SPA AUTME MTA 50 100

AZIMUT HOLDING SPA AZM MTA 10 10

BASTOGI SPA B MTA 70 70

BANZAI SPA BANZ MTA 50 70

BRUNELLO CUCINELLI SPA BC MTA 20 25

Page 90: Description IRESSCode Exchange Current Margin Final Grade

BANCO DESIO E DELLA BRIANZA BDB MTA 40 50

BEGHELLI SPA BE MTA 50 50

B&C SPEAKERS SPA BEC MTA 50 50

BE BET MTA 100 100

BONIFICA FERRARESI BF MTA 50 50

BANCA FINNAT EURAMERICA SPA BFE MTA 50 50

BANCA GENERALI SPA BGN MTA 20 20

BANCA INTERMOBILIARE SPA BIM MTA 40 50

BOLZONI SPA BLZ MTA 50 50

BANCA MONTE DEI PASCHI SIENA BMPS MTA 20 20

BENI STABILI SPA BNS MTA 20 20

BOERO BARTOLOMEO BOE MTA 50 100

BANCO POPOLARE SC BP MTA 10 20

BANCA POPOL EMILIA ROMAGNA BPE MTA 10 20

BANCA POPOLARE DI SONDRIO BPSO MTA 20 25

BREMBO SPA BRE MTA 20 20

BRIOSCHI SVILUPPO IMMOBILIAR BRI MTA 100 100

BIESSE SPA BSS MTA 30 40

BUZZI UNICEM SPA BZU MTA 20 20

CAIRO COMMUNICATIONS SPA CAI MTA 40 50

CALTAGIRONE SPA CALT MTA 50 50

CARRARO SPA CARR MTA 50 100

CATTOLICA ASSICURAZIONI SCRL CASS MTA 20 20

CREDITO EMILIANO SPA CE MTA 25 20

CALTAGIRONE EDITORE CED MTA 50 50

CEMENTIR HOLDING SPA CEM MTA 40 50

CERVED INFORMATION SOLUTIONSCERV MTA 20 20

CIR SPA CIR MTA 25 30

CEMBRE SPA CMB MTA 50 50

CNH INDUSTRIAL NV CNHI MTA 10 10

COFIDE SPA COF MTA 40 50

DAVIDE CAMPARI-MILANO SPA CPR MTA 10 10

BANCA CARIGE SPA CRG MTA 20 30

CTI BIOPHARMA CORP CTIC MTA 50 70

CREDITO VALTELLINESE SCARL CVAL MTA 25 30

DATALOGIC SPA DAL MTA 30 30

DANIELI & CO DAN MTA 20 30

DEA CAPITAL SPA DEA MTA 40 40

DIASORIN SPA DIA MTA 20 20

D'AMICO INTERNATIONAL SHIPPI DIS MTA 40 50

DE'LONGHI SPA DLG MTA 20 20

DAMIANI SPA DMN MTA 50 70

EDISON SPA-RSP EDNR MTA 50 100

EI TOWERS SPA EIT MTA 20 25

ELICA SPA ELC MTA 50 70

EL.EN. SPA ELN MTA 50 50

EMAK SPA EM MTA 50 70

ENEL SPA ENEL MTA 10 10

ENGINEERING SPA ENG MTA 25 25

ENI SPA ENI MTA 10 10

Page 91: Description IRESSCode Exchange Current Margin Final Grade

POWERSHARES EQQQ NASDAQ-100EQQQ MTA 20 25

ERG SPA ERG MTA 20 20

GRUPPO EDITORIALE L'ESPRESSO ES MTA 40 50

LYXOR ETF FTSE MIB ETFMIB MTA 20 20

ETFS 3X LONG USD SHORT EUR EUS3 MTA 40 100

EXOR SPA EXO MTA 10 10

FINECOBANK SPA FBK MTA 30 20

FIAT CHRYSLER AUTOMOBILES NVFCA MTA 10 20

FINCANTIERI SPA FCT MTA 30 40

FALCK RENEWABLES SPA FKR MTA 40 50

FIERA MILANO SPA FM MTA 50 70

FNM SPA FNM MTA 50 50

FINTEL ENERGIA GROUP FTL MTA 50 50

ISHARES CHINA LARGE CAP FXC MTA 40 40

ASSICURAZIONI GENERALI G MTA 10 10

GALA SPA GALA MTA 70 100

GEOX SPA GEO MTA 20 25

GAS PLUS GSP MTA 50 50

HERA SPA HER MTA 20 20

LYXOR ETF MSCI WORLD H-CARE HLTW MTA 70 40

BANCA IFIS SPA IF MTA 25 25

IMMOBILIARE GRANDE DISTRIBUZIGD MTA 25 25

INTEK GROUP SPA IKG MTA 50 70

INDUSTRIA MACCHINE AUTOMATICIMA MTA 25 20

IMMSI SPA IMS MTA 50 70

INTERPUMP GROUP SPA IP MTA 25 20

IREN SPA IRE MTA 20 20

INTESA SANPAOLO ISP MTA 10 20

ITALCEMENTI SPA IT MTA 30 30

ITALMOBILIARE SPA ITM MTA 50 40

ITALMOBILIARE SPA-RSP ITMR MTA 40 35

IVS GROUP IVS MTA 40 40

JUVENTUS FOOTBALL CLUB SPA JUVE MTA 50 50

LA DORIA SPA LD MTA 40 40

LEONARDO-FINMECCANICA SPA LDO MTA 10 20

LYXOR ETF FTSEMIB DAILY LEV LEVMIB MTA 100 100

RETELIT SPA LIT MTA 50 70

LANDI RENZO SPA LR MTA 70 100

LUXOTTICA GROUP SPA LUX MTA 10 10

MARR SPA MARR MTA 20 25

MEDIOBANCA SPA MB MTA 10 10

MITTEL SPA MIT MTA 50 70

MOLECULAR MEDICINE SPA MLM MTA 50 70

ARNOLDO MONDADORI EDITORE MN MTA 50 50

GRUPPO MUTUIONLINE SPA MOL MTA 40 50

MONCLER SPA MONC MTA 10 10

MEDIASET SPA MS MTA 10 10

MOLESKINE SPA MSK MTA 40 30

MAIRE TECNIMONT SPA MT MTA 25 25

NET INSURANCE SPA NET MTA 50 70

Page 92: Description IRESSCode Exchange Current Margin Final Grade

NICE SPA NICE MTA 50 50

OVS SPA OVS MTA 40 25

PANARIAGROUP INDUSTRIE CERAMPAN MTA 50 70

BANCA POPOLARE DELL'ETRURIA PEL MTA 100 100

SEAT PAGINE GIALLE SPA PG MTA 40 50

PIAGGIO & C. S.P.A. PIA MTA 25 30

PININFARINA SPA PINF MTA 70 100

PARMALAT SPA PLT MTA 20 20

BANCA POPOLARE DI MILANO PMI MTA 10 20

PIQUADRO SPA PQ MTA 50 100

PRIMA INDUSTRIE SPA PRI MTA 70 70

BANCA PROFILO SPA PRO MTA 50 50

PRELIOS SPA PRS MTA 50 70

ESPRINET SPA PRT MTA 30 40

PRYSMIAN SPA PRY MTA 10 10

FERRARI NV RACE MTA 40 20

RCS MEDIAGROUP SPA RCS MTA 30 40

RECORDATI SPA REC MTA 30 20

REPLY SPA REY MTA 25 20

RENO DE MEDICI SPA RM MTA 50 50

RISANAMENTO SPA RN MTA 50 50

RAI WAY SPA RWAY MTA 30 30

SABAF SPA SAB MTA 50 50

SALINI IMPREGILO SPA SAL MTA 25 25

AEROPORTO DI VENEZIA MARCO PSAVE MTA 30 30

SESA SPA SES MTA 50 50

SALVATORE FERRAGAMO SPA SFER MTA 10 10

SAFILO GROUP SPA SFL MTA 20 40

SAES GETTERS SPA SG MTA 50 50

SAES GETTERS-RSP SGR MTA 50 50

SIAS SPA SIS MTA 20 20

SNAI SPA SNA MTA 50 70

SOGEFI SO MTA 40 50

SOL SPA SOL MTA 30 30

SAIPEM SPA SPM MTA 20 20

SNAM SPA SRG MTA 20 20

SERVIZI ITALIA SPA SRI MTA 50 50

SARAS SPA SRS MTA 20 20

STMICROELECTRONICS NV STM MTA 10 10

ANSALDO STS SPA STS MTA 10 10

TENARIS SA TEN MTA 20 20

TESMEC SPA TES MTA 50 100

TREVI FINANZIARIA INDUSTRIAL TFI MTA 40 50

TAMBURI INVESTMENT PARTNERSTIP MTA 30 40

TISCALI SPA TIS MTA 50 70

TELECOM ITALIA SPA TIT MTA 10 10

TELECOM ITALIA-RSP TITR MTA 20 20

TOD'S SPA TOD MTA 10 10

TERNA SPA TRN MTA 10 10

TXT E-SOLUTIONS SPA TXT MTA 50 50

Page 93: Description IRESSCode Exchange Current Margin Final Grade

UBI BANCA SCPA UBI MTA 10 20

UNICREDIT SPA UCG MTA 10 20

UNIPOL GRUPPO FINANZIARIO SP UNI MTA 20 20

UNIPOLSAI SPA US MTA 10 10

VITTORIA ASSICURAZIONI SPA VAS MTA 30 40

VALSOIA SPA VLS MTA 50 50

LYXOR ETF FTSEMIB DAILY 2XSH XBRMIB MTA 100 100

ROSETTI MARINO SPA YRM MTA 50 50

ZIGNAGO VETRO SPA ZV MTA 40 30

ADVAXIS INC ADXS NAS 40 50

ADVANCED MICRO DEVICES AMD NAS 20 20

ANTARES PHARMA INC ATRS NAS 40 50

ABRAXAS PETROLEUM CORP AXAS NAS 50 70

ACCELERATE DIAGNOSTICS INC AXDX NAS 25 30

BIODELIVERY SCIENCES INTL BDSI NAS 30 50

BANK OF MARIN BANCORP/CA BMRC NAS 40 40

BNC BANCORP BNCN NAS 20 20

CHINA AUTOMOTIVE SYSTEMS INCCAAS NAS 50 70

CYMABAY THERAPEUTICS INC CBAY NAS 100 100

CLEARSIGN COMBUSTION CORP CLIR NAS 100 100

CUMULUS MEDIA INC-CL A CMLS NAS 50 100

CENTURY CASINOS INC CNTY NAS 50 70

CATALYST PHARMACEUTICAL PARTCPRX NAS 50 100

CAPSTONE TURBINE CORP CPST NAS 100 100

CTI Biopharma Corp CTIC NAS 40 70

CYTRX CORP CYTR NAS 50 50

DENNY'S CORP DENN NAS 20 20

DAILY JOURNAL CORP DJCO NAS 40 50

DRYSHIPS INC DRYS NAS 70 100

DERMA SCIENCES INC DSCI NAS 50 70

DYNAVAX TECHNOLOGIES CORP DVAX NAS 30 35

EAGLE BANCORP INC EGBN NAS 20 20

GLOBAL EAGLE ENTERTAINMENT IENT NAS 25 25

EXACT Sciences Corp EXAS NAS 30 35

FIRST OF LONG ISLAND CORP FLIC NAS 40 30

FAIRPOINT COMMUNICATIONS INCFRP NAS 30 25

GALENA BIOPHARMA INC GALE NAS 40 50

GRUPO FINANCIERO GALICIA-ADRGGAL NAS 20 20

GSV CAPITAL CORP GSVC NAS 50 50

HANDY & HARMAN LTD HNH NAS 50 50

HALLADOR ENERGY CO HNRG NAS 50 70

HERON THERAPEUTICS INC HRTX NAS 30 35

IMPRIMIS PHARMACEUTICALS INCIMMY NAS 100 100

CHIPMOS TECHNOLOGIES BERMUDAIMOS NAS 30 30

ISRAMCO INC ISRL NAS 50 50

JASON INDUSTRIES INC JASN NAS 70 100

KERYX BIOPHARMACEUTICALS KERX NAS 40 35

KINDRED BIOSCIENCES INC KIN NAS 70 100

LANDS' END INC LE NAS 20 30

MIMEDX GROUP INC MDXG NAS 20 20

Page 94: Description IRESSCode Exchange Current Margin Final Grade

MIDATECH PHARMA PLC-ADR MTP NAS 50 100

Natures Sunshine Products Inc NATR NAS 50 50

NEOVASC INC NVCN NAS 50 100

NVE CORP NVEC NAS 50 50

NORTHWEST BIOTHERAPEUTICS NWBO NAS 40 100

ODYSSEY MARINE EXPLORATION OMEX NAS 100 100

PANGAEA LOGISTICS SOLUTIONS PANL NAS 70 100

PENDRELL CORP PCO NAS 70 70

POINTS INTERNATIONAL LTD PCOM NAS 70 70

PACIFIC ETHANOL INC PEIX NAS 40 40

PLUG POWER INC PLUG NAS 30 30

POPE RESOURCES POPE NAS 50 50

PEREGRINE PHARMACEUTICALS PPHM NAS 40 70

POWER SOLUTIONS INTERNATIONAPSIX NAS 40 70

QUEST RESOURCE HOLDING CORPQRHC NAS 100 100

RESEARCH FRONTIERS INC REFR NAS 50 70

RADIO ONE INC-CL A ROIA NAS 70 70

REPROS THERAPEUTICS INC RPRX NAS 50 100

RENTECH INC RTK NAS 50 100

REVOLUTION LIGHTING TECHNOLORVLT NAS 70 70

INCONTACT INC SAAS NAS 30 20

SEARS HOMETOWN AND OUTLET STSHOS NAS 50 70

SMART TECHNOLOGIES INC - A SMT NAS 100 100

SUNESIS PHARMACEUTICALS INC SNSS NAS 100 100

Synta Pharmaceuticals Inc SNTA NAS 50 100

SPHERIX INC SPEX NAS 100 100

SAPIENS INTERNATIONAL CORP SPNS NAS 30 40

SEQUENTIAL BRANDS GROUP INC SQBG NAS 25 30

STATE BANK FINANCIAL CORP STBZ NAS 20 20

TECNOGLASS INC TGLS NAS 50 50

TG THERAPEUTICS INC TGTX NAS 35 40

TIPTREE FINANCIAL INC - A TIPT NAS 50 50

TALMER BANCORP INC -CL A TLMR NAS 20 20

TOWERSTREAM CORP TWER NAS 100 100

UNITED INSURANCE HOLDINGS COUIHC NAS 30 30

ULTRAPETROL (BAHAMAS) LTD ULTR NAS 100 100

US CONCRETE INC USCR NAS 30 30

VASCO DATA SECURITY INTL VDSI NAS 20 25

WL ROSS HOLDING CORP WLRHU NAS 30 25

ZIOPHARM ONCOLOGY INC ZIOP NAS 40 30

NEURALSTEM INC CUR NAS 40 100

ONWARD HOLDINGS CO LTD 8016 TKS 20 30

APPLIED OPTOELECTRONICS INC AAOI NAS 30 50

iShares MSCI All Country Asia AAXJ NAS 20 20

Acelerx Pharmaceuticals Inc ACRX NAS 50 50

ISHARES MSCI ACWI ETF ACWI NAS 20 20

ISHARES MSCI ACWI EX US ETF ACWX NAS 20 20

ALCOBRA LTD ADHD NAS 50 70

ADAMAS PHARMACEUTICALS INC ADMS NAS 50 50

AERIE PHARMACEUTICALS INC AERI NAS 35 40

Page 95: Description IRESSCode Exchange Current Margin Final Grade

APPLIED GENETIC TECHNOLOGIES AGTC NAS 50 50

ALLIANCE HEALTHCARE SERVICE AIQ NAS 70 100

AKEBIA THERAPEUTICS INC AKBA NAS 50 40

ALDER BIOPHARMACEUTICALS INCALDR NAS 30 30

ALLIED MOTION TECHNOLOGIES AMOT NAS 40 40

AMARIN CORPORATION PLC -ADR AMRN NAS 40 40

ANACOR PHARMACEUTICALS INC ANAC NAS 50 30

ANI PHARMACEUTICALS INC ANIP NAS 35 35

ARDELYX INC ARDX NAS 40 50

ARRAY BIOPHARMA INC ARRY NAS 35 40

AMERISERV FINANCIAL INC ASRV NAS 100 100

ATRICURE INC ATRC NAS 30 30

AVINGER INC AVGR NAS 70 50

ProShares Ultra NASDAQ Bio BIB NAS 100 100

PROSHARES ULTRASHORT NAS BIOBIS NAS 100 100

BALLARD POWER SYSTEMS INC BLDP NAS 40 50

VANGUARD INTERNATIONAL BONDBNDX NAS 20 20

BENEFITFOCUS INC BNFT NAS 25 25

BEAR STATE FINANCIAL INC BSF NAS 50 50

BALDWIN & LYONS INC -CL A BWINA NAS 50 40

BALDWIN & LYONS INC -CL B BWINB NAS 40 40

CALLIDUS SOFTWARE INC CALD NAS 20 20

CARA THERAPEUTICS INC CARA NAS 50 50

CARBONITE INC CARB NAS 40 50

CERUS CORP CERS NAS 30 25

COMPUGEN LTD CGEN NAS 50 50

CELLECTIS - ADR CLLS NAS 35 35

CIM COMMERCIAL TRUST CORP CMCT NAS 40 40

CHIMERIX INC CMRX NAS 30 50

CURIS INC CRIS NAS 50 50

CHINA XD PLASTICS CO LTD CXDC NAS 50 70

DIXIE GROUP INC DXYN NAS 50 100

ENPHASE ENERGY INC ENPH NAS 40 70

ESPERION THERAPEUTICS INC ESPR NAS 30 50

ISHARES MSCI EUROPE FINANCIA EUFN NAS 25 30

FUELCELL ENERGY INC FCEL NAS 40 50

FIVE9 INC FIVN NAS 40 40

FLAMEL TECHNOLOGIES-SP ADR FLML NAS 35 40

FEDERATED NATIONAL HOLDING CFNHC NAS 25 30

AMICUS THERAPEUTICS INC FOLD NAS 20 20

FIRST TRUST DORSEY WRIGHT FO FV NAS 20 20

GENOCEA BIOSCIENCES INC GNCA NAS 50 50

GENMARK DIAGNOSTICS INC GNMK NAS 30 30

GUIDANCE SOFTWARE INC GUID NAS 50 50

GW Pharmaceuticals PLC GWPH NAS 30 30

TURTLE BEACH CORP HEAR NAS 70 100

HEMISPHERE MEDIA GROUP INC HMTV NAS 40 40

iShares Nasdaq Biotechnology IBB NAS 20 20

ISHARES INTERNATIONAL DEVELOIFGL NAS 20 20

ISHARES INTERNATIONAL TREASU IGOV NAS 25 20

Page 96: Description IRESSCode Exchange Current Margin Final Grade

IMMUNOMEDICS INC IMMU NAS 50 50

ISHARES INDIA 50 ETF INDY NAS 20 25

INSYS THERAPEUTICS INC INSY NAS 30 30

KEMPHARM INC KMPH NAS 40 70

GLADSTONE LAND CORP LAND NAS 100 100

LIGAND PHARMACEUTICALS LGND NAS 30 30

MERRIMACK PHARMACEUTICALS INMACK NAS 30 30

MACROCURE LTD MCUR NAS 100 100

FT NASDAQ US MA DIVERS INC MDIV NAS 20 20

XURA INC MESG NAS 30 25

MORGANS HOTEL GROUP CO MHGC NAS 70 100

MANNKIND CORP MNKD NAS 30 50

SKY-MOBI LTD-SP ADR MOBI NAS 100 100

MAXPOINT INTERACTIVE INC MXPT NAS 70 100

MAZOR ROBOTICS LTD-SPON ADRMZOR NAS 50 50

NATIONAL GENERAL HLDGS NGHC NAS 20 20

NEWLINK GENETICS CORP NLNK NAS 30 50

NMI HOLDINGS INC-CLASS A NMIH NAS 25 30

NOVADAQ TECHNOLOGIES INC NVDQ NAS 30 25

EMPIRE RESORTS INC NYNY NAS 50 50

OMEROS CORP OMER NAS 40 40

FIDELITY NASDAQ COMP INDX TS ONEQ NAS 25 20

OSIRIS THERAPEUTICS INC OSIR NAS 35 50

OVERSTOCK.COM INC OSTK NAS 35 40

OXFORD IMMUNOTEC GLOBAL PLCOXFD NAS 50 50

PHIBRO ANIMAL HEALTH CORP-A PAHC NAS 25 25

ARATANA THERAPEUTICS INC PETX NAS 40 40

Proofpoint Inc PFPT NAS 20 20

PGT INC PGTI NAS 25 30

POWERSHARES NASDAQ INTERNETPNQI NAS 30 30

POWERSHARES FTSE RAFI US1500PRFZ NAS 20 20

PERNIX THERAPEUTICS HOLDINGSPTX NAS 40 100

PIXELWORKS INC PXLW NAS 50 100

FIRST TRUST NASDQ 100 EQ WEI QQEW NAS 25 25

PowerShares QQQ Trust Series 1 QQQ NAS 20 20

QUNAR CAYMAN ISLANDS LTD-ADRQUNR NAS 30 30

RADNET INC RDNT NAS 30 40

RADIUS HEALTH INC RDUS NAS 40 30

REGULUS THERAPEUTICS INC RGLS NAS 50 50

ROCKWELL MEDICAL INC RMTI NAS 30 40

RAPTOR PHARMACEUTICAL CORP RPTP NAS 40 40

RETROPHIN INC RTRX NAS 35 35

REVANCE THERAPEUTICS INC RVNC NAS 35 40

SUCAMPO PHARMACEUTICALS-CL ASCMP NAS 30 40

FIRST TRUST CLOUD COMPUTING SKYY NAS 25 25

SUMMIT THERAPEUTICS-SPON ADRSMMT NAS 70 70

SENOMYX INC SNMX NAS 50 50

GLOBAL X SOCIAL MEDIA INDEX SOCL NAS 50 100

ISHARES PHLX SEMICONDUCTOR ESOXX NAS 20 20

STAAR SURGICAL CO STAA NAS 40 50

Page 97: Description IRESSCode Exchange Current Margin Final Grade

SUPERNUS PHARMACEUTICALS INCSUPN NAS 25 20

SYNTHESIS ENERGY SYSTEMS INC SYMX NAS 100 100

THERAVANCE BIOPHARMA INC TBPH NAS 30 25

FT NASDAQ TECH DVD INDEX FD TDIV NAS 25 25

TANDEM DIABETES CARE INC TNDM NAS 40 40

TONIX PHARMACEUTICALS HOLDINTNXP NAS 50 100

TUNIU CORP-SPON ADR TOUR NAS 25 25

PROSHARES ULTRAPRO QQQ TQQQ NAS 100 100

TECHTARGET TTGT NAS 50 50

VELOCITYSHARES 2X VIX SH-TRM TVIX NAS 100 100

UNILIFE CORP UNIS NAS 50 100

VANGUARD INT-TERM CORPORATEVCIT NAS 20 20

VANGUARD LONG-TERM CORP BONDVCLT NAS 20 20

VANGUARD S/T CORP BOND ETF VCSH NAS 20 20

VERACYTE INC VCYT NAS 70 70

VANGUARD SHORT-TERM GOV BNDVGSH NAS 20 20

VANGUARD MORTGAGE-BACKED SECVMBS NAS 20 20

VANDA PHARMACEUTICALS INC VNDA NAS 35 40

VANGUARD GLBL EX-US REAL EST VNQI NAS 20 20

VANGUARD RUSSELL 1000 VONE NAS 20 20

VANGUARD RUSSELL 1000 GROWTHVONG NAS 25 20

VANGUARD SHORT-TERM TIPS VTIP NAS 20 20

VANGUARD RUSSELL 2000 VTWO NAS 20 20

WINMARK CORP WINA NAS 30 40

WESTMORELAND COAL CO WLB NAS 50 50

WILLDAN GROUP INC WLDN NAS 50 70

ISHARES GLOBAL TIMBER & FORE WOOD NAS 30 40

VELOCITYSHARES INV VIX SH-TM XIV NAS 20 25

ACCELERON PHARMA INC XLRN NAS 35 30

XENCOR INC XNCR NAS 40 40

XOMA CORP XOMA NAS 50 100

ZOGENIX INC ZGNX NAS 40 50

EAGLE PHARMACEUTICALS INC EGRX NAS 40 30

VANGUARD TOTAL INTL STOCK VXUS NAS 20 20

AMERICAN AIRLINES GROUP INC AAL NAS 10 10

AAON INC AAON NAS 20 20

Apple Inc AAPL NAS 10 10

ATLAS AIR WORLDWIDE HOLDINGSAAWW NAS 20 20

ABAXIS INC ABAX NAS 20 20

AMERIS BANCORP ABCB NAS 20 20

ADVISORY BOARD CO/THE ABCO NAS 20 20

ABIOMED INC ABMD NAS 30 20

ABENGOA YIELD PLC ABY NAS 20 20

ACADIA PHARMACEUTICALS INC ACAD NAS 30 30

American Capital Ltd ACAS NAS 20 20

ARCTIC CAT INC ACAT NAS 30 40

Aceto Corp ACET NAS 25 25

Arch Cap Group Ltd ACGL NAS 20 20

Acadia Healthcare ACHC NAS 20 20

Achillion Pharmaceuticals Inc ACHN NAS 30 30

Page 98: Description IRESSCode Exchange Current Margin Final Grade

ACI Worldwide Inc ACIW NAS 20 20

ACORDA THERAPEUTICS INC ACOR NAS 30 30

Actual Corp ACTA NAS 30 40

ACACIA RESEARCH CORP ACTG NAS 30 40

Acxiom Corp ACXM NAS 20 20

Adobe Systems ADBE NAS 10 10

Analog Devices Inc ADI NAS 10 10

Automatic Data Proccessing Inc ADP NAS 10 10

Autodesk Inc ADSK NAS 10 10

ADTRAN Inc ADTN NAS 20 20

AEGION CORP AEGN NAS 25 25

Aegerion Pharm AEGR NAS 30 100

Advanced Energy Industries AEIS NAS 20 20

AEP INDUSTRIES INC AEPI NAS 30 30

AmTrust Financial Services Inc AFSI NAS 20 20

ARGO GROUP INTERNATIONAL AGII NAS 20 20

AGIOS PHARMACEUTICALS INC AGIO NAS 30 30

American Capital Agency Corpor AGNC NAS 20 20

AGILYSYS INC AGYS NAS 50 50

ALLIANCE HOLDINGS GP LP AHGP NAS 30 35

ALTRA INDUSTRIAL MOTION CORPAIMC NAS 25 20

APOLLO INVESTMENT CORP AINV NAS 20 20

Air Methods Corp AIRM NAS 20 20

AIXTRON SE-SPONSORED ADR AIXG NAS 40 50

Akamai Technologies Inc AKAM NAS 10 10

Akorn Inc AKRX NAS 20 20

ALICO INC ALCO NAS 30 50

Align Technology Inc ALGN NAS 20 20

Allegiant Travel Company ALGT NAS 20 20

ALKERMES PLC ALKS NAS 30 30

ALLOT COMMUNICATIONS LTD ALLT NAS 40 70

Alnylam Pharmaceuticals Inc ALNY NAS 30 30

ANALOGIC CORP ALOG NAS 20 20

Alexion Pharmaceuticals Inc ALXN NAS 10 10

AMAG PHARMACEUTICALS INC AMAG NAS 20 20

Applied Materials Inc AMAT NAS 10 10

AMBARELLA INC AMBA NAS 20 20

AMBAC FINANCIAL GROUP INC AMBC NAS 25 25

APPLIED MICRO CIRCUITS CORP AMCC NAS 30 25

AIRMEDIA GROUP INC-ADR AMCN NAS 50 30

AMC NETWORKS INC-A AMCX NAS 20 20

AMEDISYS INC AMED NAS 20 20

Amgen Inc AMGN NAS 20 20

AMKOR TECHNOLOGY INC AMKR NAS 25 25

AMERICA MOVIL-ADR SERIES A AMOV NAS 25 30

AMPHASTAR PHARMACEUTICALS INAMPH NAS 30 25

Albany Molecular Research Inc AMRI NAS 35 40

AMYRIS INC AMRS NAS 50 70

AMERICAN SUPERCONDUCTOR CORPAMSC NAS 100 100

AMERISAFE INC AMSF NAS 20 20

Page 99: Description IRESSCode Exchange Current Margin Final Grade

AMSURG CORP AMSG NAS 20 20

AMERICAN SOFTWARE INC-CL A AMSWA NAS 50 50

AMERICAN WOODMARK CORP AMWD NAS 20 20

Amazon com AMZN NAS 10 10

American National Insurance ANAT NAS 20 20

ANDERSONS INC/THE ANDE NAS 20 25

Angies List Inc ANGI NAS 50 40

ANGIODYNAMICS INC ANGO NAS 25 40

ANIKA THERAPEUTICS INC ANIK NAS 35 30

ANSYS INC ANSS NAS 20 20

AMERICAN PUBLIC EDUCATION APEI NAS 30 30

ARCHROCK PARTNERS LP APLP NAS 35 40

APOGEE ENTERPRISES INC APOG NAS 20 20

Apollo Group Inc APOL NAS 20 20

ACCURAY INC ARAY NAS 30 30

ARCBEST CORP ARCB NAS 20 30

ARES CAPITAL CORP ARCC NAS 20 20

APPROACH RESOURCES INC AREX NAS 50 100

Ariad Pharmaceuticals Inc ARIA NAS 30 30

AMERICAN RAILCAR INDUSTRIES ARII NAS 20 20

Alliance Resource Partners LP ARLP NAS 30 35

Arm Holdings Plc ARMH NAS 20 20

Arena Pharmaceuticals Inc ARNA NAS 40 40

ARROW FINANCIAL CORP AROW NAS 40 40

ARRIS GROUP INC ARRS NAS 20 20

ARROWHEAD RESEARCH CORP ARWR NAS 40 50

ASCENT CAPITAL GROUP INC-A ASCMA NAS 30 40

AMERICAN SCIENCE & ENGINEERI ASEI NAS 30 40

ASML Holding NV ASML NAS 20 20

ASCENA RETAIL GROUP INC ASNA NAS 20 20

ALTISOURCE PORTFOLIO SOL ASPS NAS 30 30

ASTEC INDUSTRIES INC ASTE NAS 20 20

AMERICA FIRST MULTIFAMILY IN ATAX NAS 40 40

Athenahealth Inc ATHN NAS 30 30

ATLANTIC TELE-NETWORK INC ATNI NAS 20 20

ATRION CORPORATION ATRI NAS 25 20

ASTRONICS CORP ATRO NAS 20 25

AIR TRANSPORT SERVICES GROUP ATSG NAS 25 25

Activision Blizzard Inc ATVI NAS 20 10

AUDIOCODES LTD AUDC NAS 70 70

AEROVIRONMENT INC AVAV NAS 30 20

AVEO PHARMACEUTICALS INC AVEO NAS 100 100

BROADCOM LTD AVGO NAS 10 10

AV HOMES INC AVHI NAS 40 50

ASPEN TECHNOLOGY INC AZPN NAS 20 20

NATUS MEDICAL INC BABY NAS 20 20

BANCFIRST CORP BANF NAS 20 20

BANNER CORPORATION BANR NAS 20 20

Bed Bath and Beyond Inc BBBY NAS 10 10

BBCN Bancorp Inc BBCN NAS 20 20

Page 100: Description IRESSCode Exchange Current Margin Final Grade

BLACK BOX CORP BBOX NAS 30 40

BRAVO BRIO RESTAURANT GROUPBBRG NAS 50 70

Blackberry Ltd BBRY NAS 20 20

BARRETT BUSINESS SVCS INC BBSI NAS 30 40

B COMMUNICATIONS LTD BCOM NAS 50 40

BLUCORA INC BCOR NAS 35 40

BRIGHTCOVE BCOV NAS 50 40

BALCHEM CORP BCPC NAS 20 20

BIOCRYST PHARMACEUTICALS INCBCRX NAS 35 50

BLACK DIAMOND INC BDE NAS 30 70

BRIDGE BANCORP INC BDGE NAS 30 30

BIOTELEMETRY INC BEAT NAS 40 30

BE Aerospace Inc BEAV NAS 20 20

BEBE STORES INC BEBE NAS 70 100

Beacon Roofing Supply Inc BECN NAS 20 20

BEL FUSE INC-CL A BELFA NAS 50 50

BEL FUSE INC-CL B BELFB NAS 40 40

BGC PARTNERS INC-CL A BGCP NAS 20 20

BIG 5 SPORTING GOODS CORP BGFV NAS 40 40

Baidu Inc BIDU NAS 30 30

Biogen Idec Inc BIIB NAS 20 10

Bioscrip Inc BIOS NAS 50 40

BJ'S RESTAURANTS INC BJRI NAS 20 20

BLACKROCK KELSO CAPITAL CORP BKCC NAS 25 25

BANK MUTUAL CORP BKMU NAS 40 40

BUILDERS FIRSTSOURCE INC BLDR NAS 20 20

BLACKBAUD INC BLKB NAS 20 20

BLOOMIN' BRANDS INC BLMN NAS 20 20

BLUEBIRD BIO INC BLUE NAS 30 30

BioMarin Pharmac BMRN NAS 20 20

BRYN MAWR BANK CORP BMTC NAS 20 25

BENEFICIAL MUTUAL BANCORP INBNCL NAS 20 20

BOB EVANS FARMS BOBE NAS 20 20

BofI Holding Inc BOFI NAS 20 20

BOK FINANCIAL CORPORATION BOKF NAS 20 20

BON-TON STORES INC/THE BONT NAS 100 100

DYNAMIC MATERIALS CORP BOOM NAS 50 50

Boston Private Financial Holdi BPFH NAS 20 20

Popular Inc BPOP NAS 20 20

BROCADE COMMUNICATIONS SYSBRCD NAS 20 20

Brookline Bancorp Inc BRKL NAS 20 20

BRUKER CORP BRKR NAS 20 20

BROOKS AUTOMATION INC BRKS NAS 25 20

BROADSOFT INC BSFT NAS 20 20

FIRST BUSEY CORP BUSE NAS 30 20

Bazaarvoice Inc BV NAS 30 30

Buffalo Wild Wings Inc BWLD NAS 20 20

BAOZUN INC-SPN ADR BZUN NAS 40 50

CA Inc CA NAS 10 10

CAMDEN NATIONAL CORP CAC NAS 40 30

Page 101: Description IRESSCode Exchange Current Margin Final Grade

Credit Acceptance Corporation CACC NAS 20 20

CAESARS ACQUISITION CO-CL A CACQ NAS 30 30

Cheesecake Factory Inc CAKE NAS 20 20

CAL-MAINE FOODS INC CALM NAS 20 20

CALAMP CORP CAMP NAS 25 25

Avis Budget Group Inc CAR NAS 20 20

CASS INFORMATION SYSTEMS INCCASS NAS 25 30

CASEY'S GENERAL STORES INC CASY NAS 20 20

CARDTRONICS INC CATM NAS 20 20

CATHAY GENERAL BANCORP CATY NAS 20 20

CAVIUM INC CAVM NAS 20 20

CAPITAL BANK FINANCIAL-CL A CBF NAS 20 20

CBOE HOLDINGS INC CBOE NAS 20 20

CHINA BIOLOGIC PRODUCTS INC CBPO NAS 30 30

Cracker Barrel Old Country CBRL NAS 20 20

COMMERCE BANCSHARES INC CBSH NAS 20 20

CHINACACHE INTERNAT-SPON ADRCCIH NAS 40 50

CSI COMPRESSCO LP CCLP NAS 50 50

CABOT MICROELECTRONICS CORPCCMP NAS 20 20

COGENT COMMUNICATIONS HOLDINCCOI NAS 20 20

Cadence Design Systems Inc CDNS NAS 20 20

CDW CORP/DE CDW NAS 20 20

CECO ENVIRONMENTAL CORP CECE NAS 40 30

CAREER EDUCATION CORP CECO NAS 40 30

Celgene Corporation CELG NAS 20 20

CEMPRA INC CEMP NAS 30 30

CENTRAL GARDEN & PET CO CENT NAS 25 25

CENTRAL GARDEN AND PET CO-A CENTA NAS 25 25

CENTURY ALUMINUM COMPANY CENX NAS 30 25

Cerner Corp CERN NAS 10 10

CENTRAL EUROPEAN MEDIA ENT-ACETV NAS 40 50

CEVA INC CEVA NAS 30 25

CAPITOL FEDERAL FINANCIAL IN CFFN NAS 20 20

CARDINAL FINANCIAL CORP CFNL NAS 20 25

CARLYLE GROUP/THE CG NAS 20 20

COGNEX CORP CGNX NAS 20 20

CITY HOLDING CO CHCO NAS 20 20

CHURCHILL DOWNS INC CHDN NAS 20 20

CHEFS' WAREHOUSE INC/THE CHEF NAS 40 30

CHEMICAL FINANCIAL CORP CHFC NAS 20 20

CALAMOS CONVERTIBLE OPP&INCCHI NAS 20 20

CHEROKEE INC CHKE NAS 70 50

Check Point Software Technolog CHKP NAS 20 20

CHIASMA INC CHMA NAS 50 100

CH Robinson Worldwide Inc CHRW NAS 10 10

CHARTER COMMUNICATION-A CHTR NAS 20 20

CHUY'S HOLDINGS INC CHUY NAS 25 20

CALAMOS GLOBAL DYNAMIC INCOMCHW NAS 25 30

CALAMOS CVT AND HIGH INCOMECHY NAS 20 20

Cincinnati Financial Corp CINF NAS 10 10

Page 102: Description IRESSCode Exchange Current Margin Final Grade

CNINSURE INC-ADR CISG NAS 30 50

CARMIKE CINEMAS INC CKEC NAS 25 20

CELLDEX THERAPEUTICS INC CLDX NAS 30 40

CALAMOS ASSET MANAGEMENT-ACLMS NAS 40 50

CALUMET SPECIALTY PRODUCTS CLMT NAS 20 40

Clean Energy Fuels Corp CLNE NAS 30 30

CLOVIS ONCOLOGY INC CLVS NAS 30 35

COLUMBUS MCKINNON CORP/NY CMCO NAS 30 40

COMCAST CORP-CLASS A CMCSA NAS 10 10

CME GROUP INC CME NAS 10 10

CIMPRESS NV CMPR NAS 20 20

COMTECH TELECOMMUNICATIONSCMTL NAS 30 30

CONMED CORP CNMD NAS 20 20

CONSOLIDATED COMMUNICATIONSCNSL NAS 20 20

COBIZ FINANCIAL INC COBZ NAS 25 30

Coherent Inc COHR NAS 20 20

COHU INC COHU NAS 30 40

Coca Cola Bottling Company COKE NAS 20 20

COLUMBIA BANKING SYSTEM INC COLB NAS 20 20

COLUMBIA SPORTSWEAR CO COLM NAS 20 20

COMMSCOPE HOLDING CO INC COMM NAS 20 20

CYRUSONE INC CONE NAS 20 20

Conns Inc CONN NAS 20 40

CORE-MARK HOLDING CO INC CORE NAS 20 20

Costco Wholesale Corp COST NAS 10 10

COWEN GROUP INC-CLASS A COWN NAS 25 40

CEPHEID INC CPHD NAS 20 20

Capella Education Company CPLA NAS 25 25

CAPITAL PRODUCT PARTNERS LP CPLP NAS 25 40

COPART INC CPRT NAS 20 20

Computer Programs and Systems CPSI NAS 25 25

CRAY INC CRAY NAS 20 20

Cree Inc CREE NAS 20 20

CRESUD S.A.-SPONS ADR CRESY NAS 30 25

AMERICA'S CAR-MART INC CRMT NAS 40 30

CROCS INC CROX NAS 20 25

CRITEO SA-SPON ADR CRTO NAS 20 20

Cirrus Logic Inc CRUS NAS 20 20

CorVel Corp CRVL NAS 25 20

Carrizo Oil and Gas Inc CRZO NAS 30 30

COMMUNICATIONS SALES & LE CSAL NAS 20 20

CLIFTON BANCORP INC CSBK NAS 30 30

Cisco Systems Inc CSCO NAS 10 10

Centerstate Banks Inc CSFL NAS 25 20

COSTAR GROUP INC CSGP NAS 20 20

CSG SYSTEMS INTL INC CSGS NAS 20 20

CARDIOVASCULAR SYSTEMS INC CSII NAS 30 30

CANADIAN SOLAR INC CSIQ NAS 20 20

CORNERSTONE ONDEMAND INC CSOD NAS 20 20

CALAMOS STRAT TOT RETURN FD CSQ NAS 20 20

Page 103: Description IRESSCode Exchange Current Margin Final Grade

CAESARSTONE SDOT-YAM LTD CSTE NAS 20 20

Capital Southwest Corp CSWC NAS 30 40

CSX CORP CSX NAS 10 10

Cintas Corp CTAS NAS 10 10

COMMUNITY TRUST BANCORP INCCTBI NAS 25 25

COMPUTER TASK GROUP INC CTG NAS 70 50

CONTROL4 CORP CTRL NAS 40 50

CITI TRENDS INC CTRN NAS 30 30

Ctrip Com International Ltd CTRP NAS 20 20

Cognizant Technology Solutions CTSH NAS 10 10

CONNECTICUT WATER SVC INC CTWS NAS 30 25

Citrix Systems Inc CTXS NAS 10 10

CVB FINANCIAL CORP CVBF NAS 20 20

CAVCO INDUSTRIES INC CVCO NAS 25 20

COMMERCIAL VEHICLE GROUP INCCVGI NAS 70 70

CALAVO GROWERS INC CVGW NAS 25 20

COMMVAULT SYSTEMS INC CVLT NAS 20 20

CYPRESS SEMICONDUCTOR CORP CY NAS 20 20

CYBERARK SOFTWARE LTD/ISRAELCYBR NAS 30 20

CYNOSURE INC-A CYNO NAS 20 20

Changyou com Limited CYOU NAS 35 30

CAESARS ENTERTAINMENT CORP CZR NAS 25 25

DAKTRONICS INC DAKT NAS 30 40

DIME COMMUNITY BANCSHARES DCOM NAS 20 25

DEPOMED INC DEPO NAS 20 20

DESTINATION MATERNITY CORP DEST NAS 50 70

DEL FRISCO'S RESTAURANT GROU DFRG NAS 30 25

DONEGAL GROUP INC-CL A DGICA NAS 40 40

DONEGAL GROUP INC-B DGICB NAS 40 40

Digi International Inc DGII NAS 40 40

DIAMOND HILL INVESTMENT GRP DHIL NAS 25 25

Diodes Inc DIOD NAS 20 20

DISCOVERY COMMUNICATIONS-ADISCA NAS 10 10

DISCOVERY COMMUNICATIONS-B DISCB NAS 30 30

DISCOVERY COMMUNICATIONS-C DISCK NAS 10 10

DISH Network Corporation DISH NAS 20 20

Dollar Tree Inc DLTR NAS 10 10

DORCHESTER MINERALS LP DMLP NAS 40 50

Dunkin Brands Group Inc DNKN NAS 20 20

DORMAN PRODUCTS INC DORM NAS 20 20

AMDOCS LTD DOX NAS 20 20

DICERNA PHARMACEUTICALS INC DRNA NAS 40 100

DESCARTES SYSTEMS GRP/THE DSGX NAS 25 25

IDREAMSKY TECHNOLOGY CO-ADRDSKY NAS 30 25

DTS INC DTSI NAS 30 30

Dreamworks Animation SKG Inc DWA NAS 20 20

DAWSON GEOPHYSICAL CO DWSN NAS 100 100

DEXCOM INC DXCM NAS 20 20

DESTINATION XL GROUP INC DXLG NAS 50 50

DXP ENTERPRISES INC DXPE NAS 30 40

Page 104: Description IRESSCode Exchange Current Margin Final Grade

Electronic Arts Inc EA NAS 10 10

EBay Inc EBAY NAS 20 20

ebix com Inc EBIX NAS 20 20

MERIDIAN INTERSTATE BANCORP EBSB NAS 20 20

ECHO GLOBAL LOGISTICS INC ECHO NAS 25 20

US ECOLOGY INC ECOL NAS 20 25

Encore Capital Group Inc ECPG NAS 20 25

ENDOCYTE INC ECYT NAS 40 70

EURONET WORLDWIDE INC EEFT NAS 20 20

ELECTRONICS FOR IMAGING EFII NAS 20 20

ENTERPRISE FINANCIAL SERVICE EFSC NAS 30 30

8X8 INC EGHT NAS 25 20

NIC INC EGOV NAS 30 30

EHEALTH INC EHTH NAS 40 40

ENDURANCE INTERNATIONAL GROUEIGI NAS 20 25

ENDOLOGIX INC ELGX NAS 20 20

EARTHLINK HOLDINGS CORP ELNK NAS 20 25

SYNERON MEDICAL LTD ELOS NAS 40 50

ELECTRO RENT CORP ELRC NAS 50 40

EMC INS GROUP INC EMCI NAS 40 30

ENDO INTERNATIONAL PLC ENDP NAS 10 20

ENERNOC INC ENOC NAS 40 40

ENSIGN GROUP INC/THE ENSG NAS 20 20

ENANTA PHARMACEUTICALS INC ENTA NAS 35 35

ENTEGRIS INC ENTG NAS 20 20

ENZYMOTEC LTD ENZY NAS 50 70

BOTTOMLINE TECHNOLOGIES (DE)EPAY NAS 20 25

EPIQ SYSTEMS INC EPIQ NAS 30 25

EPIZYME INC EPZM NAS 40 40

EQUINIX INC EQIX NAS 10 10

ERICSSON (LM) TEL-SP ADR ERIC NAS 20 20

Erie Indemnity Company ERIE NAS 20 20

Enstar Group Limited ESGR NAS 20 20

ELBIT SYSTEMS LTD ESLT NAS 25 20

Express Scripts Holding ESRX NAS 10 10

E Trade Financial Corporation ETFC NAS 10 10

ETSY INC ETSY NAS 35 30

EV ENERGY PARTNERS LP EVEP NAS 50 50

EAST WEST BANCORP INC EWBC NAS 20 20

EXACTECH INC EXAC NAS 40 40

EXELIXIS INC EXEL NAS 40 30

EXLSERVICE HOLDINGS INC EXLS NAS 20 20

Expeditors International EXPD NAS 10 10

Expedia Inc EXPE NAS 10 10

EXPONENT INC EXPO NAS 20 20

EXTREME NETWORKS INC EXTR NAS 30 30

EZCORP Inc EZPW NAS 30 40

DIAMONDBACK ENERGY INC FANG NAS 30 30

FARMER BROS CO FARM NAS 30 40

FARO TECHNOLOGIES INC FARO NAS 25 25

Page 105: Description IRESSCode Exchange Current Margin Final Grade

Fastenal Co FAST NAS 10 10

Facebook Inc FB NAS 20 20

FIRST BANCORP/NC FBNC NAS 40 30

FBR and Company FBRC NAS 50 50

FIRST COMMUNITY BANCSHARES FCBC NAS 50 40

First Cash Inc FCFS NAS 20 20

FIRST CITIZENS BCSHS -CL A FCNCA NAS 20 20

FAIRCHILD SEMICONDUCTOR INTEFCS NAS 20 20

FIRST DEFIANCE FINL CORP FDEF NAS 30 30

FEDERAL-MOGUL HOLDINGS CORPFDML NAS 25 30

FIDUS INVESTMENT CORP FDUS NAS 50 40

FEI COMPANY FEIC NAS 20 20

FRANKLIN ELECTRIC CO INC FELE NAS 20 20

FIREEYE INC FEYE NAS 20 20

FIRST FINANCIAL BANCORP FFBC NAS 20 20

FLUSHING FINANCIAL CORP FFIC NAS 25 25

FIRST FINL BANKSHARES INC FFIN NAS 20 20

F5 Networks FFIV NAS 10 10

FIBROGEN INC FGEN NAS 30 35

FIRST INTERSTATE BANCSYS/MT FIBK NAS 20 20

FINISH LINE/THE - CL A FINL NAS 20 20

FINANCIAL INSTITUTIONS INC FISI NAS 30 30

Fiserv Inc FISV NAS 10 10

Fifth Third Bancorp FITB NAS 10 10

FIVE BELOW FIVE NAS 20 20

NATIONAL BEVERAGE CORP FIZZ NAS 20 20

FLUIDIGM CORP FLDM NAS 40 40

FLEXTRONICS INTL LTD FLEX NAS 20 20

FLIR Systems Inc FLIR NAS 10 10

1-800-FLOWERS.COM INC-CL A FLWS NAS 25 30

FIRST MIDWEST BANCORP INC/IL FMBI NAS 20 20

FIRSTMERIT CORP FMER NAS 20 20

FOUNDATION MEDICINE INC FMI NAS 40 40

FIRST NIAGARA FINANCIAL GRP FNFG NAS 20 20

FINANCIAL ENGINES INC FNGN NAS 20 20

FINISAR CORPORATION FNSR NAS 20 20

FORMFACTOR INC FORM NAS 30 30

FORRESTER RESEARCH INC FORR NAS 25 30

FORMULA SYSTEMS 1985-SP ADR FORTY NAS 50 50

Fossil Inc FOSL NAS 10 20

TWENTY-FIRST CENTURY FOX - B FOX NAS 20 10

TWENTY-FIRST CENTURY FOX-A FOXA NAS 10 10

FOX FACTORY HOLDING CORP FOXF NAS 30 25

FIVE PRIME THERAPEUTICS INC FPRX NAS 40 30

FRANCESCAS HOLDINGS CORP FRAN NAS 25 25

FRED'S INC-CLASS A FRED NAS 30 25

FIESTA RESTAURANT GROUP FRGI NAS 20 25

FIRST MERCHANTS CORP FRME NAS 20 20

FRP HOLDINGS INC FRPH NAS 50 50

FIFTH STREET FINANCE CORP FSC NAS 20 25

Page 106: Description IRESSCode Exchange Current Margin Final Grade

First Solar Inc FSLR NAS 10 10

FOSTER (LB) CO-A FSTR NAS 50 70

FTD COS INC FTD NAS 20 20

Fortinet Inc FTNT NAS 20 20

FRONTIER COMMUNICATIONS CORPFTR NAS 10 10

ROCKET FUEL INC FUEL NAS 40 50

FULTON FINANCIAL CORP FULT NAS 20 20

FORWARD PHARMA A/S-ADR FWP NAS 50 50

FORWARD AIR CORPORATION FWRD NAS 20 20

GERMAN AMERICAN BANCORP GABC NAS 40 30

GARRISON CAPITAL INC GARS NAS 40 50

STEALTHGAS INC GASS NAS 50 70

GLACIER BANCORP INC GBCI NAS 20 20

GOLUB CAPITAL BDC INC GBDC NAS 20 20

GLOBAL INDEMNITY PLC GBLI NAS 40 40

GUARANTY BANCORP GBNK NAS 30 50

GLOBAL BLOOD THERAPEUTICS INGBT NAS 50 40

GEOSPACE TECHNOLOGIES CORP GEOS NAS 50 50

GERON CORP GERN NAS 40 40

GENOMIC HEALTH INC GHDX NAS 35 35

GULF ISLAND FABRICATION INC GIFI NAS 50 70

G-III APPAREL GROUP LTD GIII NAS 20 20

Gilead Sciences Inc GILD NAS 20 20

G & K SERVICES INC -CL A GK NAS 20 20

GREAT LAKES DREDGE & DOCK COGLDD NAS 30 50

Golar LNG Limited GLNG NAS 30 30

GAMING AND LEISURE PROPERTIEGLPI NAS 20 20

GREENLIGHT CAPITAL RE LTD-A GLRE NAS 20 20

GLU MOBILE INC GLUU NAS 30 40

GOLAR LNG PARTNERS LP GMLP NAS 35 35

GENERAL COMMUNICATION INC-AGNCMA NAS 25 25

GENTEX CORP GNTX NAS 20 20

GOLDEN OCEAN GROUP LTD GOGL NAS 50 50

GOGO INC GOGO NAS 20 25

RANDGOLD RESOURCES LTD-ADR GOLD NAS 20 20

GLADSTONE COMMERCIAL CORP GOOD NAS 25 25

ALPHABET INC-CL C GOOG NAS 20 20

ALPHABET INC-CL A GOOGL NAS 20 20

GULFPORT ENERGY CORP GPOR NAS 30 30

GREEN PLAINS INC GPRE NAS 20 20

GOPRO INC-CLASS A GPRO NAS 20 20

GRIFOLS SA-ADR GRFS NAS 20 20

Garmin Ltd GRMN NAS 10 10

Groupon Inc GRPN NAS 20 20

GREAT SOUTHERN BANCORP INC GSBC NAS 25 30

Globe Specialty Metals Inc GSM NAS 25 25

GOODYEAR TIRE & RUBBER CO GT NAS 10 10

CHART INDUSTRIES INC GTLS NAS 25 20

HAWAIIAN HOLDINGS INC HA NAS 20 20

Hanmi Financial Corporation HAFC NAS 20 20

Page 107: Description IRESSCode Exchange Current Margin Final Grade

HAIN CELESTIAL GROUP INC HAIN NAS 20 20

HALOZYME THERAPEUTICS INC HALO NAS 30 30

HASBRO INC HAS NAS 10 10

BLACKHAWK NETWORK HOLDINGS IHAWK NAS 20 20

Haynes International Inc HAYN NAS 25 30

HUNTINGTON BANCSHARES INC HBAN NAS 10 10

HANCOCK HOLDING CO HBHC NAS 20 20

HERITAGE-CRYSTAL CLEAN INC HCCI NAS 50 50

HAWAIIAN TELCOM HOLDCO INC HCOM NAS 40 50

HEALTHCARE SERVICES GROUP HCSG NAS 20 20

HORTONWORKS INC HDP NAS 20 25

HD SUPPLY HOLDINGS INC HDS NAS 20 20

H&E EQUIPMENT SERVICES INC HEES NAS 25 30

HELEN OF TROY LTD HELE NAS 20 20

HERITAGE FINANCIAL CORP HFWA NAS 20 30

HIBBETT SPORTS INC HIBB NAS 20 20

HIMAX TECHNOLOGIES INC-ADR HIMX NAS 20 20

HARMONIC INC HLIT NAS 25 40

HOUGHTON MIFFLIN HARCOURT COHMHC NAS 20 20

HAMPTON ROADS BANKSHARES INCHMPR NAS 50 50

HOMESTREET INC HMST NAS 25 25

HMS HOLDINGS CORP HMSY NAS 20 20

Hollysys Automation HOLI NAS 25 25

Hologic Inc HOLX NAS 20 10

HOME BANCSHARES INC HOMB NAS 20 20

Henry Schein Inc HSIC NAS 10 10

HEIDRICK & STRUGGLES INTL HSII NAS 25 30

HSN INC HSNI NAS 20 20

HEALTHSTREAM INC HSTM NAS 25 25

HOMETRUST BANCSHARES INC HTBI NAS 25 30

CHINA LODGING GROUP-SPON ADSHTHT NAS 25 20

HEARTLAND EXPRESS INC HTLD NAS 20 20

HEARTLAND FINANCIAL USA INC HTLF NAS 20 20

HEARTWARE INTERNATIONAL INCHTWR NAS 20 25

HUB GROUP INC-CL A HUBG NAS 20 20

HURON CONSULTING GROUP INC HURN NAS 20 20

HEALTHWAYS INC HWAY NAS 30 25

HAWKINS INC HWKN NAS 30 30

Horizon Pharma Plc HZNP NAS 20 20

INTEGRA LIFESCIENCES HOLDING IART NAS 20 20

INDEPENDENT BANK CORP - MICHIBCP NAS 40 30

IBERIABANK CORP IBKC NAS 20 20

Interactive Brokers Group Inc IBKR NAS 20 20

INTERNATIONAL BANCSHARES CRPIBOC NAS 20 20

INDEPENDENT BANK GROUP INC IBTX NAS 25 25

ICF INTERNATIONAL INC ICFI NAS 25 20

ICON P.L.C. ICLR NAS 30 30

Iconix Brand Group Inc ICON NAS 50 30

INTERCEPT PHARMACEUTICALS INICPT NAS 30 30

ICU Medical Inc ICUI NAS 20 20

Page 108: Description IRESSCode Exchange Current Margin Final Grade

InterDigital Inc IDCC NAS 20 20

INTEGRATED DEVICE TECH INC IDTI NAS 20 20

IDEXX LABORATORIES INC IDXX NAS 20 20

ICAHN ENTERPRISES LP IEP NAS 20 25

INSTEEL INDUSTRIES INC IIIN NAS 40 30

INTERNET INITIATIVE-SPON ADR IIJI NAS 40 30

INTERVAL LEISURE GROUP IILG NAS 20 20

II VI Incorporated IIVI NAS 20 20

Illumina Inc ILMN NAS 20 20

IMMUNOGEN INC IMGN NAS 30 40

INGLES MARKETS INC-CLASS A IMKTA NAS 20 25

Immersion Corporation IMMR NAS 40 30

INTERNAP NETWORK SERVICES INAP NAS 40 70

INC RESEARCH HOLDINGS INC-A INCR NAS 30 30

INCYTE CORP INCY NAS 30 30

INDEPENDENT BANK CORP/MA INDB NAS 20 20

INFINITY PHARMACEUTICALS INC INFI NAS 40 50

INFINERA CORP INFN NAS 20 20

INOGEN INC INGN NAS 20 20

INTERACTIVE INTELLIGENCE GRO ININ NAS 25 20

INOVIO PHARMACEUTICALS INC INO NAS 40 30

INSMED INC INSM NAS 35 40

Intel Corporation INTC NAS 10 10

INTL FCSTONE INC INTL NAS 25 25

Intuit Inc INTU NAS 10 10

INNERWORKINGS INC INWK NAS 40 30

INNOSPEC INC IOSP NAS 20 20

Inter Parfums Inc IPAR NAS 20 20

INFINITY PROPERTY & CASUALTY IPCC NAS 20 20

IPG Photonics Corporation IPGP NAS 20 20

INNOPHOS HOLDINGS INC IPHS NAS 20 20

Impax Laboratories Inc IPXL NAS 20 20

INTELIQUENT INC IQNT NAS 30 25

IROBOT CORP IRBT NAS 20 20

IRIDIUM COMMUNICATIONS INC IRDM NAS 25 25

IGNITE RESTAURANT GROUP INC IRG NAS 70 100

IRONWOOD PHARMACEUTICALS INCIRWD NAS 30 30

INVESTORS BANCORP INC ISBC NAS 20 20

INTL SPEEDWAY CORP-CL A ISCA NAS 20 20

INTERSIL CORP-A ISIL NAS 20 20

IONIS PHARMACEUTICALS INC IONS NAS 30 30

ISLE OF CAPRI CASINOS ISLE NAS 25 25

Intuitive Surgical Inc ISRG NAS 10 10

INTRA-CELLULAR THERAPIES INC ITCI NAS 30 30

Itron Inc ITRI NAS 20 20

ITURAN LOCATION AND CONTROLITRN NAS 40 40

IXYS CORPORATION IXYS NAS 30 40

JACK IN THE BOX INC JACK NAS 20 20

JA Solar Holdings Company Ltd JASO NAS 30 30

Jazz Pharmaceuticals PLC JAZZ NAS 20 20

Page 109: Description IRESSCode Exchange Current Margin Final Grade

HUNT (JB) TRANSPRT SVCS INC JBHT NAS 10 10

JETBLUE AIRWAYS CORP JBLU NAS 20 20

JOHN B. SANFILIPPO & SON INC JBSS NAS 25 30

J2 GLOBAL INC JCOM NAS 20 20

JD.COM INC-ADR JD NAS 30 30

JIVE SOFTWARE INC JIVE NAS 40 50

J & J SNACK FOODS CORP JJSF NAS 20 20

JACK HENRY & ASSOCIATES INC JKHY NAS 20 20

51Job Inc JOBS NAS 25 25

JOHNSON OUTDOORS INC-A JOUT NAS 50 50

KAISER ALUMINUM CORP KALU NAS 20 20

IKANG HEALTHCARE GROUP-ADR KANG NAS 20 20

KIMBALL INTERNATIONAL-B KBAL NAS 25 30

KCAP FINANCIAL INC KCAP NAS 40 70

KELLY SERVICES INC -A KELYA NAS 25 25

KELLY SERVICES INC -CL B KELYB NAS 40 40

KEYW HOLDING CORP/THE KEYW NAS 40 30

KFORCE INC KFRC NAS 25 30

KRAFT HEINZ CO/THE KHC NAS 10 10

KIRKLAND'S INC KIRK NAS 30 30

KITE PHARMA INC KITE NAS 30 30

KLA Tencor Corporation KLAC NAS 10 10

KULICKE & SOFFA INDUSTRIES KLIC NAS 20 25

KANDI TECHNOLOGIES GROUP INCKNDI NAS 40 40

KARYOPHARM THERAPEUTICS INCKPTI NAS 50 50

KEARNY FINANCIAL CORP KRNY NAS 20 20

KRATOS DEFENSE & SECURITY KTOS NAS 40 40

K2M GROUP HOLDINGS INC KTWO NAS 25 30

KONGZHONG CORP-ADR KZ NAS 30 50

MULTI-COLOR CORP LABL NAS 20 20

LAMAR ADVERTISING CO-A LAMR NAS 20 20

LANCASTER COLONY CORP LANC NAS 20 20

LAKELAND BANCORP INC LBAI NAS 40 30

LIBERTY GLOBAL PLC-A LBTYA NAS 20 20

LIBERTY GLOBAL PLC-B LBTYB NAS 25 30

LIBERTY GLOBAL PLC-SERIES C LBTYK NAS 20 20

LDR HOLDING CORP LDRH NAS 25 20

LINCOLN ELECTRIC HOLDINGS LECO NAS 20 20

LITTELFUSE INC LFUS NAS 20 20

LEGACY RESERVES LP LGCY NAS 50 50

LGI HOMES INC LGIH NAS 25 25

LHC GROUP INC LHCG NAS 25 20

FIDELITY SOUTHERN CORP LION NAS 25 25

LIONBRIDGE TECHNOLOGIES INC LIOX NAS 30 40

LAKELAND FINANCIAL CORP LKFN NAS 20 20

LKQ CORP LKQ NAS 20 10

LIMELIGHT NETWORKS INC LLNW NAS 50 70

Linear Technology Corp LLTC NAS 10 10

LIBERTY MEDIA CORP - A LMCA NAS 20 40

LIMONEIRA CO LMNR NAS 50 50

Page 110: Description IRESSCode Exchange Current Margin Final Grade

LUMINEX CORP LMNX NAS 25 20

LUMOS NETWORKS CORP LMOS NAS 30 40

SNYDERS-LANCE INC LNCE NAS 20 20

LANDEC CORP LNDC NAS 40 40

LOGITECH INTERNATIONAL-REG LOGI NAS 20 20

LOGMEIN INC LOGM NAS 20 20

Grand Canyon Education Inc LOPE NAS 20 20

LORAL SPACE & COMMUNICATIONSLORL NAS 20 25

LPL FINANCIAL HOLDINGS INC LPLA NAS 20 20

LifePoint Hospitals LPNT NAS 20 20

LIVEPERSON INC LPSN NAS 30 30

Liquidity Services Inc LQDT NAS 30 40

Lam Research Corp LRCX NAS 10 10

LATTICE SEMICONDUCTOR CORP LSCC NAS 30 25

LANDSTAR SYSTEM INC LSTR NAS 20 20

Lululemon Athletica Inc LULU NAS 20 20

LIBERTY VENTURES - SER A LVNTA NAS 20 20

LIBERTY VENTURES - SER B LVNTB NAS 25 30

LEXICON PHARMACEUTICALS INC LXRX NAS 35 35

MANHATTAN ASSOCIATES INC MANH NAS 20 20

ManTech International Corp MANT NAS 20 20

MARRIOTT INTERNATIONAL -CL A MAR NAS 10 10

MASIMO CORPORATION MASI NAS 20 20

Mattel Inc MAT NAS 10 10

MATTHEWS INTL CORP-CLASS A MATW NAS 20 20

MB FINANCIAL INC MBFI NAS 20 20

MID-CON ENERGY PARTNERS LP MCEP NAS 70 100

Microchip Technology Inc MCHP NAS 10 10

MARCHEX INC-CLASS B MCHX NAS 50 50

MONARCH CASINO & RESORT INC MCRI NAS 40 40

MDC PARTNERS INC-A MDCA NAS 20 20

MEDICINES COMPANY MDCO NAS 20 20

Mondelez International Inc MDLZ NAS 10 10

Allscripts Healthcare Solution MDRX NAS 20 20

MEDIDATA SOLUTIONS INC MDSO NAS 20 20

Medivation Inc MDVN NAS 30 30

MercadoLibre Inc MELI NAS 30 30

MEMORIAL PRODUCTION PARTNERSMEMP NAS 40 50

MENTOR GRAPHICS CORP MENT NAS 20 20

METHANEX CORP MEOH NAS 20 20

MERCER INTERNATIONAL INC MERC NAS 25 30

MULTI-FINELINE ELECTRONIX IN MFLX NAS 30 30

MATTRESS FIRM HOLDING CORP MFRM NAS 20 20

MGE ENERGY INC MGEE NAS 20 20

MONEYGRAM INTERNATIONAL INCMGI NAS 30 40

MAGIC SOFTWARE ENTERPRISES MGIC NAS 50 50

MAGELLAN HEALTH INC MGLN NAS 20 20

MACROGENICS INC MGNX NAS 35 35

MCGRATH RENTCORP MGRC NAS 20 25

MAIDEN HOLDINGS LTD MHLD NAS 20 20

Page 111: Description IRESSCode Exchange Current Margin Final Grade

MIDDLEBY CORP MIDD NAS 20 20

MICHAELS COS INC/THE MIK NAS 20 20

MOBILE MINI INC MINI NAS 20 20

MITEL NETWORKS CORP MITL NAS 25 25

MKS INSTRUMENTS INC MKSI NAS 20 20

MARKETO INC MKTO NAS 20 20

MARKETAXESS HOLDINGS INC MKTX NAS 20 20

MESA LABORATORIES INC MLAB NAS 40 30

HERMAN MILLER INC MLHR NAS 20 20

Mellanox Technologies Ltd MLNX NAS 20 20

MARTIN MIDSTREAM PARTNERS LPMMLP NAS 25 25

Merit Medical Systems Inc MMSI NAS 20 20

MAKEMYTRIP LTD MMYT NAS 30 25

MONRO MUFFLER BRAKE INC MNRO NAS 20 20

Monster Beverage Corporation MNST NAS 10 10

Momenta Pharmaceuticals Inc MNTA NAS 30 35

MORNINGSTAR INC MORN NAS 20 20

MOTORCAR PARTS OF AMERICA INMPAA NAS 25 25

Melco Crown Entertainment Ltd MPEL NAS 20 20

MONOLITHIC POWER SYSTEMS INCMPWR NAS 20 20

MERCURY SYSTEMS INC MRCY NAS 25 25

MEMORIAL RESOURCE DEVELOPMENMRD NAS 30 30

MARKIT LTD MRKT NAS 20 20

MARTEN TRANSPORT LTD MRTN NAS 25 25

Marvell Technology MRVL NAS 20 20

MICROSEMI CORP MSCC NAS 20 20

MIDDLESEX WATER CO MSEX NAS 30 25

MAINSOURCE FINANCIAL GROUP IMSFG NAS 30 30

Microsoft Corp MSFT NAS 10 10

MicroStrategy Inc MSTR NAS 20 20

AMERICAN CAPITAL MORTGAGE INMTGE NAS 20 20

MATERIALISE NV-ADR MTLS NAS 50 50

MATRIX SERVICE CO MTRX NAS 30 30

MTS SYSTEMS CORP MTSC NAS 20 30

MA-COM TECHNOLOGY SOLUTIONSMTSI NAS 20 20

Micron Technology Inc MU NAS 20 20

Maxim Integrated Products Inc MXIM NAS 20 20

MAXWELL TECHNOLOGIES INC MXWL NAS 40 50

Myriad Genetics Inc MYGN NAS 20 20

Mylan Inc MYL NAS 10 20

MYR GROUP INC/DELAWARE MYRG NAS 25 25

NANOMETRICS INC NANO NAS 40 30

NATIONAL INSTRUMENTS CORP NATI NAS 20 20

NATIONAL INTERSTATE CORP NATL NAS 40 40

NAVIGATORS GROUP INC NAVG NAS 20 20

NAVIENT CORP NAVI NAS 10 10

NEUROCRINE BIOSCIENCES INC NBIX NAS 30 30

N B T BANCORP INC NBTB NAS 20 20

NCI INC-A NCIT NAS 70 70

NORWEGIAN CRUISE LINE HOLDINNCLH NAS 20 20

Page 112: Description IRESSCode Exchange Current Margin Final Grade

NATIONAL CINEMEDIA INC NCMI NAS 20 20

NASDAQ OMX Group Inc NDAQ NAS 10 10

NOODLES & CO NDLS NAS 30 40

NORDSON CORP NDSN NAS 20 20

NEOGEN CORP NEOG NAS 20 20

NEWSTAR FINANCIAL INC NEWS NAS 50 50

NORTHFIELD BANCORP INC NFBK NAS 20 20

Netflix Inc NFLX NAS 20 20

NICE SYSTEMS LTD-SPONS ADR NICE NAS 20 20

Nicholas Financial Inc NICK NAS 50 50

BLUE NILE INC NILE NAS 25 40

NEKTAR THERAPEUTICS NKTR NAS 30 30

NN INC NNBR NAS 30 30

NATIONAL RESEARCH CORP-A NRCIA NAS 50 40

NATIONAL RESEARCH CORP-CL B NRCIB NAS 40 50

INSIGHT ENTERPRISES INC NSIT NAS 20 25

NetApp Inc NTAP NAS 10 10

NETSCOUT SYSTEMS INC NTCT NAS 20 20

NetEase Inc NTES NAS 20 20

NETGEAR Inc NTGR NAS 20 20

NORTEK INC NTK NAS 25 25

NUTRISYSTEM INC NTRI NAS 20 20

Northern Trust Corp NTRS NAS 10 10

Nuance Communications Inc NUAN NAS 20 20

Nuvasive Inc NUVA NAS 20 20

NOVAVAX INC NVAX NAS 30 30

NVIDIA Corp NVDA NAS 10 10

NOVA MEASURING INSTRUMENTSNVMI NAS 50 50

NORTHWEST BANCSHARES INC NWBI NAS 20 20

NATL WESTERN LIFE INS-CL A NWLI NAS 25 25

NORTHWEST PIPE CO NWPX NAS 50 70

News Corp NWS NAS 20 10

News Corp New NWSA NAS 10 10

NXP SEMICONDUCTORS NV NXPI NAS 20 20

NEXSTAR BROADCASTING GROUP-ANXST NAS 20 20

NXSTAGE MEDICAL INC NXTM NAS 20 25

NEW YORK MORTGAGE TRUST INCNYMT NAS 20 30

OCEANFIRST FINANCIAL CORP OCFC NAS 50 25

OLD DOMINION FREIGHT LINE ODFL NAS 20 20

OFFICE DEPOT INC ODP NAS 20 20

ORTHOFIX INTERNATIONAL NV OFIX NAS 25 20

SOUTHWEST BANCORP INC/OKLA OKSB NAS 40 40

Universal Display Corp OLED NAS 20 20

GRUPO AEROPORTUARIO CEN-ADROMAB NAS 20 20

OMNICELL INC OMCL NAS 20 20

ONCOMED PHARMACEUTICALS INCOMED NAS 40 50

OLD NATIONAL BANCORP ONB NAS 20 20

OPUS BANK OPB NAS 20 20

OPHTHOTECH CORP OPHT NAS 30 30

ORBCOMM INC ORBC NAS 25 25

Page 113: Description IRESSCode Exchange Current Margin Final Grade

Orbotech Ltd ORBK NAS 25 20

OREXIGEN THERAPEUTICS INC OREX NAS 50 100

OCEAN RIG UDW INC ORIG NAS 50 100

ORITANI FINANCIAL CORP ORIT NAS 20 20

O Reilly Automotive Inc ORLY NAS 10 10

OSI SYSTEMS INC OSIS NAS 20 20

ORASURE TECHNOLOGIES INC OSUR NAS 30 30

OPEN TEXT CORP OTEX NAS 20 20

OTTER TAIL CORP OTTR NAS 20 20

OUTERWALL INC OUTR NAS 20 20

OXFORD LANE CAPITAL CORP OXLC NAS 30 50

Bank of the Ozarks Inc OZRK NAS 20 20

Pan American Silver Corp PAAS NAS 20 20

PACIFIC BIOSCIENCES OF CALIF PACB NAS 30 25

PACWEST BANCORP PACW NAS 20 20

PATRICK INDUSTRIES INC PATK NAS 25 20

Paychex Inc PAYX NAS 10 10

PEOPLE'S UNITED FINANCIAL PBCT NAS 10 10

POTBELLY CORP PBPB NAS 30 30

PACCAR Inc PCAR NAS 10 10

PC CONNECTION INC PCCC NAS 30 30

POTLATCH CORP PCH NAS 20 20

Priceline com Inc PCLN NAS 10 10

PACIRA PHARMACEUTICALS INC PCRX NAS 20 20

PAYLOCITY HOLDING CORP PCTY NAS 20 20

PDC ENERGY INC PDCE NAS 30 30

Patterson Companies Inc PDCO NAS 10 10

PDF SOLUTIONS INC PDFS NAS 30 30

PDL BIOPHARMA INC PDLI NAS 30 40

PEOPLES BANCORP INC PEBO NAS 25 30

Pegasystems Inc PEGA NAS 20 20

PATTERN ENERGY GROUP INC PEGI NAS 20 20

Penn National Gaming Inc PENN NAS 20 20

PERION NETWORK LTD PERI NAS 70 100

PERRY ELLIS INTERNATIONAL PERY NAS 30 30

PETMED EXPRESS INC PETS NAS 30 25

PREFERRED BANK/LOS ANGELES PFBC NAS 30 30

PEOPLES FINANCIAL SERVICES PFIS NAS 50 50

PERFORMANT FINANCIAL CORP PFMT NAS 70 100

PROGENICS PHARMACEUTICALS PGNX NAS 40 50

PHI INC-VOTING PHII NAS 50 50

PHI INC-NON VOTING PHIIK NAS 50 50

PICO HOLDINGS INC PICO NAS 40 40

PREMIER INC-CLASS A PINC NAS 20 20

PARK-OHIO HOLDINGS CORP PKOH NAS 30 40

PHOTRONICS INC PLAB NAS 25 25

CHILDREN'S PLACE INC/THE PLCE NAS 20 20

POLYCOM INC PLCM NAS 20 20

AFC Enterprises Inc PLKI NAS 20 20

PREFORMED LINE PRODUCTS CO PLPC NAS 50 50

Page 114: Description IRESSCode Exchange Current Margin Final Grade

EPLUS INC PLUS NAS 20 25

PLEXUS CORP PLXS NAS 20 20

PINNACLE FINANCIAL PARTNERS PNFP NAS 20 20

PENNANTPARK INVESTMENT CORPPNNT NAS 25 25

Panera Bread Co PNRA NAS 20 20

INSULET CORP PODD NAS 20 20

POOL CORP POOL NAS 20 20

POWER INTEGRATIONS INC POWI NAS 20 20

POWELL INDUSTRIES INC POWL NAS 30 30

PILGRIM'S PRIDE CORP PPC NAS 20 20

Portfolio Recovery Associates PRAA NAS 20 20

PERFICIENT INC PRFT NAS 25 20

PROGRESS SOFTWARE CORP PRGS NAS 20 20

PRIMORIS SERVICES CORP PRIM NAS 25 25

PROVIDENCE SERVICE CORP PRSC NAS 20 25

PROTHENA CORP PLC PRTA NAS 30 30

PAREXEL INTERNATIONAL CORP PRXL NAS 30 30

PROSPECT CAPITAL CORP PSEC NAS 20 20

PRICESMART INC PSMT NAS 20 20

PARK STERLING CORP PSTB NAS 50 30

PTC Inc PTC NAS 20 20

PTC THERAPEUTICS INC PTCT NAS 30 40

Patterson UTI Energy Inc PTEN NAS 30 30

PORTOLA PHARMACEUTICALS INCPTLA NAS 30 30

PARTNER COMMUNICATIONS-ADRPTNR NAS 50 40

PRIVATEBANCORP INC PVTB NAS 20 20

PAYPAL HOLDINGS INC PYPL NAS 10 20

PAPA JOHN'S INTL INC PZZA NAS 20 20

QAD INC-A QADA NAS 25 50

Qualcomm Inc QCOM NAS 10 10

QUIDEL CORP QDEL NAS 25 25

QIAGEN N.V. QGEN NAS 30 30

QIWI PLC-SPONSORED ADR QIWI NAS 25 25

QLOGIC CORP QLGC NAS 20 20

QLIK TECHNOLOGIES INC QLIK NAS 20 20

QLT INC QLTI NAS 50 100

QUALYS INC QLYS NAS 20 20

NASDAQ PREMIUM INCOME & GROWQQQX NAS 100 100

Quality Systems Inc QSII NAS 25 20

LIBERTY INTERACTIVE CORP-A QVCA NAS 20 20

LIBERTY INTERACTIVE CORP-B QVCB NAS 25 25

FREIGHTCAR AMERICA INC RAIL NAS 40 50

ULTRAGENYX PHARMACEUTICAL INRARE NAS 30 30

Raven Industries Inc RAVN NAS 25 25

REPUBLIC BANCORP INC-CLASS A RBCAA NAS 40 40

RENT-A-CENTER INC RCII NAS 20 25

ELIZABETH ARDEN INC RDEN NAS 30 50

RADWARE LTD RDWR NAS 25 30

Resources Connection Inc RECN NAS 25 25

RENEWABLE ENERGY GROUP INC REGI NAS 30 30

Page 115: Description IRESSCode Exchange Current Margin Final Grade

REGENERON PHARMACEUTICALS REGN NAS 20 20

REIS INC REIS NAS 40 50

REX ENERGY CORP REXX NAS 50 100

REPLIGEN CORP RGEN NAS 25 20

ROYAL GOLD INC RGLD NAS 20 20

RIGEL PHARMACEUTICALS INC RIGL NAS 50 50

RELYPSA INC RLYP NAS 30 30

Rambus Inc RMBS NAS 20 20

RIGNET INC RNET NAS 40 50

RENASANT CORP RNST NAS 20 20

REALNETWORKS INC RNWK NAS 70 50

GIBRALTAR INDUSTRIES INC ROCK NAS 25 25

RETAIL OPPORTUNITY INVESTMENROIC NAS 20 20

RBC BEARINGS INC ROLL NAS 20 20

Ross Stores Inc ROST NAS 10 10

ROVI CORP ROVI NAS 20 20

REALPAGE INC RP NAS 20 25

RPX CORP RPXC NAS 20 30

RR DONNELLEY & SONS CO RRD NAS 20 20

RED ROBIN GOURMET BURGERS RRGB NAS 20 20

ROFIN-SINAR TECHNOLOGIES INC RSTI NAS 20 25

RUSH ENTERPRISES INC-CL A RUSHA NAS 20 25

RUSH ENTERPRISES INC - CL B RUSHB NAS 25 40

RUTH'S HOSPITALITY GROUP INC RUTH NAS 25 25

Ryanair Holdings PLC - ADS RYAAY NAS 20 20

SABRE CORP SABR NAS 20 20

SANDERSON FARMS INC SAFM NAS 20 20

Safety Insurance Group Inc SAFT NAS 20 20

SAIA INC SAIA NAS 25 25

RETAILMENOT INC SALE NAS 40 40

SANMINA CORP SANM NAS 20 20

SANDY SPRING BANCORP INC SASR NAS 30 20

ECHOSTAR CORP-A SATS NAS 20 20

SPIRIT AIRLINES INC SAVE NAS 20 20

SBA Communications SBAC NAS 20 20

SEACOAST BANKING CORP/FL SBCF NAS 25 25

Sinclair Broadcast Group Inc SBGI NAS 20 20

STAR BULK CARRIERS CORP SBLK NAS 40 70

Signature Bank SBNY NAS 20 20

SABRA HEALTH CARE REIT INC SBRA NAS 20 20

SOUTHSIDE BANCSHARES INC SBSI NAS 25 20

Starbucks Corp SBUX NAS 10 10

SURGICAL CARE AFFILIATES INC SCAI NAS 20 20

SCHOLASTIC CORP SCHL NAS 20 20

SCHNITZER STEEL INDS INC-A SCHN NAS 30 30

SCICLONE PHARMACEUTICALS INCSCLN NAS 40 25

COMSCORE INC SCOR NAS 20 20

SCANSOURCE INC SCSC NAS 20 20

SELECT COMFORT CORPORATION SCSS NAS 20 20

SOLARCITY CORP SCTY NAS 20 20

Page 116: Description IRESSCode Exchange Current Margin Final Grade

SHOE CARNIVAL INC SCVL NAS 25 30

SEACHANGE INTERNATIONAL INC SEAC NAS 40 50

SEI INVESTMENTS COMPANY SEIC NAS 20 20

SUNEDISON SEMICONDUCTOR LTDSEMI NAS 30 40

SENECA FOODS CORP - CL A SENEA NAS 40 40

SENECA FOODS CORP - CL B SENEB NAS 50 70

SERVISFIRST BANCSHARES INC SFBS NAS 20 20

SHUTTERFLY INC SFLY NAS 20 20

SPROUTS FARMERS MARKET INC SFM NAS 20 20

SIMMONS FIRST NATL CORP-CL A SFNC NAS 20 20

Seattle Genetics Inc SGEN NAS 30 30

SILICON GRAPHICS INTERNATION SGI NAS 50 40

SANGAMO BIOSCIENCES INC SGMO NAS 40 40

SCIENTIFIC GAMES CORP-A SGMS NAS 20 20

SAGENT PHARMACEUTICALS INC SGNT NAS 30 30

SYNERGY PHARMACEUTICALS INC SGYP NAS 30 35

SHENANDOAH TELECOMMUNICATIONSHEN NAS 25 20

Sears Holdings Corporation SHLD NAS 20 25

SCHULMAN (A.) INC SHLM NAS 20 25

SHILOH INDUSTRIES INC SHLO NAS 70 70

STEVEN MADDEN LTD SHOO NAS 20 20

SHORETEL INC SHOR NAS 25 30

Shire PLC SHPG NAS 20 20

SIFY TECHNOLOGIES-SPON ADR SIFY NAS 50 50

SELECTIVE INSURANCE GROUP SIGI NAS 20 20

SILICOM LTD SILC NAS 50 40

SILICON MOTION TECHNOL-ADR SIMO NAS 20 20

SINA com SINA NAS 30 30

SIRIUS XM HOLDINGS INC SIRI NAS 20 20

SVB FINANCIAL GROUP SIVB NAS 20 20

SKYWEST INC SKYW NAS 20 20

SILICON LABORATORIES INC SLAB NAS 20 20

SILGAN HOLDINGS INC SLGN NAS 20 20

SLM CORP SLM NAS 20 20

SOLAR CAPITAL LTD SLRC NAS 20 20

SUPER MICRO COMPUTER INC SMCI NAS 20 20

STEIN MART INC SMRT NAS 30 50

SEMTECH CORP SMTC NAS 20 20

SUN BANCORP INC-NJ SNBC NAS 40 40

SYNCHRONOSS TECHNOLOGIES INCSNCR NAS 20 20

SUN HYDRAULICS CORP SNHY NAS 20 20

SYNOPSYS INC SNPS NAS 20 20

SODASTREAM INTERNATIONAL LTDSODA NAS 30 30

SOHU.COM INC SOHU NAS 30 30

SONIC CORP SONC NAS 20 20

SONUS NETWORKS INC SONS NAS 40 30

SP PLUS CORP SP NAS 30 30

SILICONWARE PRECISION-SP ADR SPIL NAS 25 20

SPLUNK INC SPLK NAS 20 20

Staples Inc SPLS NAS 10 10

Page 117: Description IRESSCode Exchange Current Margin Final Grade

SPECTRANETICS CORP SPNC NAS 30 20

Spectrum Pharmaceuticals Inc SPPI NAS 40 40

SPS COMMERCE INC SPSC NAS 20 25

SPARTANNASH CO SPTN NAS 20 25

SPORTSMAN'S WAREHOUSE HOLDINSPWH NAS 30 30

SUNPOWER CORP SPWR NAS 20 20

SCIQUEST INC SQI NAS 30 30

SEQUENOM INC SQNM NAS 40 50

1ST Source Corp SRCE NAS 25 20

Stericycle Inc SRCL NAS 10 10

SURMODICS INC SRDX NAS 30 40

SERVICESOURCE INTERNATIONAL SREV NAS 30 40

SAREPTA THERAPEUTICS INC SRPT NAS 30 30

SOUTH STATE CORP SSB NAS 20 20

SS&C TECHNOLOGIES HOLDINGS SSNC NAS 20 20

Silver Standard Resources Inc SSRI NAS 25 20

Stratasys Ltd SSYS NAS 20 20

STUDENT TRANSPORTATION INC STB NAS 40 40

S & T BANCORP INC STBA NAS 20 20

STATE AUTO FINANCIAL CORP STFC NAS 25 30

SUNOPTA INC STKL NAS 30 30

Steel Dynamics Inc STLD NAS 20 20

STAMPS.COM INC STMP NAS 20 20

STRAYER EDUCATION INC STRA NAS 25 30

STARZ - A STRZA NAS 20 20

STARZ - B STRZB NAS 30 30

Seagate Technology STX NAS 10 20

SINOVAC BIOTECH LTD SVA NAS 50 50

SMITH & WESSON HOLDING CORPSWHC NAS 20 20

SIERRA WIRELESS INC SWIR NAS 20 25

SKYWORKS SOLUTIONS INC SWKS NAS 10 10

STOCK YARDS BANCORP INC SYBT NAS 25 30

SYKES ENTERPRISES INC SYKE NAS 20 20

Symantec Corp SYMC NAS 10 10

Synaptics Incorporated SYNA NAS 20 20

SYNTEL INC SYNT NAS 20 20

SYNUTRA INTERNATIONAL INC SYUT NAS 50 50

SIZMEK INC SZMK NAS 40 100

TASER INTERNATIONAL INC TASR NAS 20 20

CARROLS RESTAURANT GROUP INCTAST NAS 25 25

JTH HOLDING INC - CL A TAX NAS 40 70

BANCORP INC/THE TBBK NAS 30 50

TEXAS CAPITAL BANCSHARES INC TCBI NAS 20 20

TRICO BANCSHARES TCBK NAS 25 20

TCP CAPITAL CORP TCPC NAS 25 20

THL CREDIT INC TCRD NAS 25 40

Tech Data TECD NAS 20 20

TECHNE CORP TECH NAS 30 30

TARENA INTERNATIONAL INC-ADRTEDU NAS 30 25

TERRAFORM POWER INC - A TERP NAS 20 20

Page 118: Description IRESSCode Exchange Current Margin Final Grade

TESCO CORP TESO NAS 40 50

TESSCO TECHNOLOGIES INC TESS NAS 50 50

TFS FINANCIAL CORP TFSL NAS 20 20

Transglobe Energy Corp TGA NAS 50 70

FIRST FINANCIAL CORP/INDIANA THFF NAS 30 25

GENTHERM INC THRM NAS 20 20

TICC CAPITAL CORP TICC NAS 25 40

INTERFACE INC TILE NAS 20 20

TITAN MACHINERY INC TITN NAS 40 40

TIVO INC TIVO NAS 20 20

T-MOBILE US INC TMUS NAS 20 20

TELENAV INC TNAV NAS 40 50

TANGOE INC/CT TNGO NAS 40 30

TOWNE BANK TOWN NAS 20 25

TREE.COM INC TREE NAS 20 20

Trinity Biotech PLC TRIB NAS 40 40

TRIPADVISOR INC TRIP NAS 10 10

TRIMBLE NAVIGATION LTD TRMB NAS 20 20

TRUSTMARK CORP TRMK NAS 20 20

T ROWE PRICE GROUP INC TROW NAS 10 10

TRIMAS CORP TRS NAS 25 20

TRUSTCO BANK CORP NY TRST NAS 25 25

TRUECAR INC TRUE NAS 40 40

TRISTATE CAPITAL HLDGS INC TSC NAS 40 50

TRACTOR SUPPLY COMPANY TSCO NAS 10 10

TOWER SEMICONDUCTOR LTD TSEM NAS 25 25

Tesla Motors Inc TSLA NAS 20 20

TESSERA TECHNOLOGIES INC TSRA NAS 20 20

TESARO INC TSRO NAS 30 30

TELETECH HOLDINGS INC TTEC NAS 20 20

TETRA TECH INC TTEK NAS 20 20

TTM Technologies Inc TTMI NAS 25 25

TETRAPHASE PHARMACEUTICALS ITTPH NAS 30 50

TILE SHOP HLDGS INC TTS NAS 25 20

TAKE-TWO INTERACTIVE SOFTWRETTWO NAS 20 20

TUESDAY MORNING CORP TUES NAS 40 30

TWIN DISC INC TWIN NAS 50 70

2U INC TWOU NAS 20 20

Texas Instruments Incorporated TXN NAS 10 10

TEXAS ROADHOUSE INC TXRH NAS 20 20

MONOTYPE IMAGING HOLDINGS INTYPE NAS 20 20

Travelzoo Inc TZOO NAS 50 50

UNITED FINANCIAL BANCORP INC UBNK NAS 20 25

UBIQUITI NETWORKS INC UBNT NAS 20 20

UNION BANKSHARES CORP UBSH NAS 20 20

UNITED BANKSHARES INC UBSI NAS 20 20

UNITED COMMUNITY BANKS/GA UCBI NAS 20 20

ULTRA CLEAN HOLDINGS INC UCTT NAS 50 50

UNITED DEVELOPMENT FUNDING IUDF NAS 25 70

UNIVERSAL ELECTRONICS INC UEIC NAS 25 20

Page 119: Description IRESSCode Exchange Current Margin Final Grade

NET 1 UEPS TECHNOLOGIES INC UEPS NAS 20 30

UNITED FIRE GROUP INC UFCS NAS 20 20

UNIVERSAL FOREST PRODUCTS UFPI NAS 20 20

AMERCO UHAL NAS 20 20

Ulta Salon Cosmetics and Fragr ULTA NAS 20 10

ULTIMATE SOFTWARE GROUP INCULTI NAS 20 20

UMB Financial Corp UMBF NAS 20 20

UMPQUA HOLDINGS CORP UMPQ NAS 20 20

UNITED NATURAL FOODS INC UNFI NAS 20 20

Urban Outfitters URBN NAS 10 10

UNITED STATES LIME & MINERAL USLM NAS 50 40

Ultratech Inc UTEK NAS 25 25

UNITED THERAPEUTICS CORP UTHR NAS 30 30

UNIVEST CORP OF PENNSYLVANIAUVSP NAS 40 30

VIRGIN AMERICA INC VA NAS 20 20

VASCULAR SOLUTIONS INC VASC NAS 25 25

VIDEOCON D2H LTD -ADR VDTH NAS 25 30

VEECO INSTRUMENTS INC VECO NAS 20 25

Viacom Inc VIA NAS 20 20

VIACOM INC-CLASS B VIAB NAS 10 20

VICOR CORP VICR NAS 50 50

VIMPELCOM LTD-SPON ADR VIP NAS 20 25

VIRTU FINANCIAL INC-CLASS A VIRT NAS 20 20

MERIDIAN BIOSCIENCE INC VIVO NAS 20 20

VILLAGE SUPER MARKET-CLASS A VLGEA NAS 50 30

21VIANET GROUP INC-ADR VNET NAS 20 20

VIPER ENERGY PARTNERS LP VNOM NAS 40 50

VANGUARD NATURAL RESOURCESVNR NAS 35 50

Vodafone Group VOD NAS 20 20

VERA BRADLEY INC VRA NAS 30 25

VARONIS SYSTEMS INC VRNS NAS 30 30

VERINT SYSTEMS INC VRNT NAS 20 20

VERISK ANALYTICS INC-CLASS A VRSK NAS 20 10

VeriSign Inc VRSN NAS 10 10

VIRTUS INVESTMENT PARTNERS VRTS NAS 20 25

VIRTUSA CORP VRTU NAS 20 25

Vertex Pharmaceuticals Inc VRTX NAS 20 20

VERSARTIS INC VSAR NAS 50 50

VIASAT INC VSAT NAS 20 20

VSE CORP VSEC NAS 40 40

VITAL THERAPIES INC VTL NAS 50 50

VIVUS INC VVUS NAS 40 50

WESTAMERICA BANCORPORATIONWABC NAS 20 20

WASHINGTON FEDERAL INC WAFD NAS 20 20

WASHINGTON TRUST BANCORP WASH NAS 20 25

WEIBO CORP-SPON ADR WB NAS 30 30

WALGREENS BOOTS ALLIANCE INCWBA NAS 10 10

WEBMD HEALTH CORP WBMD NAS 30 30

WESTERN DIGITAL CORP WDC NAS 10 20

WD-40 CO WDFC NAS 20 20

Page 120: Description IRESSCode Exchange Current Margin Final Grade

WENDY'S CO/THE WEN NAS 20 20

WERNER ENTERPRISES INC WERN NAS 20 20

WISDOMTREE INVESTMENTS INC WETF NAS 20 20

WEYCO GROUP INC WEYS NAS 50 50

WHOLE FOODS MARKET INC WFM NAS 10 10

WILSHIRE BANCORP INC WIBC NAS 20 20

WI-LAN INC WILN NAS 50 50

Windstream Hldgs Inc WIN NAS 20 20

ENCORE WIRE CORP WIRE NAS 25 25

WIX.COM LTD WIX NAS 25 20

WRIGHT MEDICAL GROUP INC WMGI NAS 20 20

VCA INC WOOF NAS 20 20

WPP PLC-SPONSORED ADR WPPGY NAS 20 20

Westport Innovations Inc WPRT NAS 50 70

WORLD ACCEPTANCE CORP WRLD NAS 40 40

WESBANCO INC WSBC NAS 20 20

WATERSTONE FINANCIAL INC WSBF NAS 25 30

WSFS FINANCIAL CORP WSFS NAS 20 20

WEST CORP WSTC NAS 20 20

WINTRUST FINANCIAL CORP WTFC NAS 20 20

WOODWARD INC WWD NAS 20 20

Wynn Resorts Ltd WYNN NAS 20 20

XCERRA CORP XCRA NAS 30 40

Xilinx Inc XLNX NAS 10 10

XUNLEI LTD-ADR XNET NAS 30 40

XENOPORT INC XNPT NAS 40 30

EXONE CO/THE XONE NAS 50 50

Dentsply International Inc XRAY NAS 10 10

Ixia XXIA NAS 20 25

Yahoo Inc YHOO NAS 20 20

YANDEX NV-A YNDX NAS 30 30

YORK WATER CO YORW NAS 50 40

YRC Worldwide Inc YRCW NAS 30 40

YY INC-ADR YY NAS 30 30

Zillow Inc Z NAS 20 20

ZAGG INC ZAGG NAS 30 50

ZEBRA TECHNOLOGIES CORP-CL A ZBRA NAS 20 20

OLYMPIC STEEL INC ZEUS NAS 50 50

ZAFGEN INC ZFGN NAS 35 50

Zions Bancorporation ZION NAS 10 10

ZELTIQ AESTHETICS INC ZLTQ NAS 20 20

Zynga Inc ZNGA NAS 30 30

ZUMIEZ INC ZUMZ NAS 30 30

TEGNA INC TGNA NYS 10 10

CHEMOURS CO/THE CC NYS 100 100

AGILENT TECHNOLOGIES INC A NYS 10 10

Alcoa Inc AA NYS 10 20

Aarons Inc AAN NYS 20 20

Advance Auto Parts AAP NYS 10 10

AMERICAN ASSETS TRUST INC AAT NYS 20 20

Page 121: Description IRESSCode Exchange Current Margin Final Grade

ADVANTAGE OIL & GAS LTD AAV NYS 50 50

AllianceBernstein Holding LP AB NYS 25 20

ABB Ltd ABB NYS 20 20

ABBVIE INC ABBV NYS 10 10

AmerisourceBergen Corp ABC NYS 10 10

ASBURY AUTOMOTIVE GROUP ABG NYS 20 25

ABM INDUSTRIES INC ABM NYS 20 20

ARBOR REALTY TRUST INC ABR NYS 50 50

Abbott Laboratories ABT NYS 10 10

Barrick Gold Corporation ABX NYS 20 30

AMERICAN CAMPUS COMMUNITIESACC NYS 20 20

ACCO BRANDS CORP ACCO NYS 30 25

Aluminum Corporation of China ACH NYS 40 30

AECOM TECHNOLOGY CORP ACM NYS 20 20

Accenture Plc New ACN NYS 10 10

ARES COMMERCIAL REAL ESTATE ACRE NYS 40 50

ACCURIDE CORP ACW NYS 100 100

AGREE REALTY CORP ADC NYS 25 20

Archer Daniels Midland Company ADM NYS 10 10

ADEPTUS HEALTH INC-CLASS A ADPT NYS 35 25

Alliance Data Systems ADS NYS 10 10

ADAMS EXPRESS COMPANY ADX NYS 30 30

AMEREN CORPORATION AEE NYS 10 10

AEGON N.V.-NY REG SHR AEG NYS 20 20

AMERICAN EQUITY INVT LIFE HL AEL NYS 20 25

Agnico Eagle Mines Ltd AEM NYS 20 20

AMERICAN EAGLE OUTFITTERS AEO NYS 20 20

American Electric Power Co AEP NYS 10 10

AERCAP HOLDINGS NV AER NYS 20 20

AES Corp AES NYS 10 10

Aetna Inc AET NYS 10 10

ASTORIA FINANCIAL CORP AF NYS 20 20

ALLIANCE NATIONAL MUNI INC AFB NYS 40 40

American Financial Group Inc AFG NYS 20 20

AFLAC Inc AFL NYS 10 10

APOLLO SENIOR FLOATING RATE AFT NYS 40 40

FIRST MAJESTIC SILVER CORP AG NYS 30 100

AGCO Corp AGCO NYS 20 20

FEDERAL AGRIC MTG CORP-CL C AGM NYS 50 50

ALLERGAN PLC AGN NYS 10 10

ASSURED GUARANTY LTD AGO NYS 20 20

ADECOAGRO SA AGRO NYS 30 20

Agrium Inc AGU NYS 20 20

ARGAN INC AGX NYS 30 30

AH Belo Corp - A AHC NYS 70 50

ASPEN INSURANCE HOLDINGS LTDAHL NYS 20 20

ASHFORD HOSPITALITY PRIME IN AHP NYS 40 50

AMN HEALTHCARE SERVICES INC AHS NYS 25 20

Ashford Hospitality Trust Inc AHT NYS 25 40

ARLINGTON ASSET INVESTMENT-AAI NYS 40 40

Page 122: Description IRESSCode Exchange Current Margin Final Grade

APOLLO TACTICAL INCOME FUND AIF NYS 40 40

American International Group AIG NYS 10 10

ALBANY INTL CORP-CL A AIN NYS 25 20

AAR CORP AIR NYS 20 25

APPLIED INDUSTRIAL TECH INC AIT NYS 20 20

Apartment Investment and MortgAIV NYS 10 10

Assurant Inc AIZ NYS 10 10

Arthur J Gallagher and Company AJG NYS 20 10

Acadia Realty Trust AKR NYS 20 20

AK STEEL HOLDING CORP AKS NYS 30 25

AIR LEASE CORP AL NYS 20 20

Albemarle Corp ALB NYS 20 20

ALON USA PARTNERS LP ALDW NYS 30 50

ALLETE INC ALE NYS 20 20

Alexander and Baldwin Holdings ALEX NYS 20 20

ALAMO GROUP INC ALG NYS 30 30

Alon USA Energy Inc ALJ NYS 25 30

ALASKA AIR GROUP INC ALK NYS 20 10

Allstate Corporation ALL NYS 10 10

ALLEGION PLC ALLE NYS 10 10

ALLY FINANCIAL INC ALLY NYS 20 20

ALERE INC ALR NYS 20 20

ALLISON TRANSMISSION HOLDINGALSN NYS 20 20

Autoliv Inc ALV NYS 20 20

ALEXANDER'S INC ALX NYS 25 30

AMBER ROAD INC AMBR NYS 70 70

AMC ENTERTAINMENT HLDS-CL A AMC NYS 20 20

AMETEK INC AME NYS 10 10

Affiliated Managers Group Inc AMG NYS 10 10

AMERICAN HOMES 4 RENT- A AMH NYS 20 20

AMERICAN MIDSTREAM PARTNERSAMID NYS 70 50

Ameriprise Financial Inc AMP NYS 10 10

AMERESCO INC-CL A AMRC NYS 50 50

AMERICAN TOWER CORP AMT NYS 10 10

APOLLO RESIDENTIAL MORTGAGEAMTG NYS 30 30

AMERICA MOVIL-SPN ADR CL L AMX NYS 20 20

AutoNation Inc AN NYS 10 10

ARISTA NETWORKS INC ANET NYS 20 20

Abercrombie and Fitch Co ANF NYS 20 20

AMIRA NATURE FOODS LTD ANFI NYS 50 70

ANWORTH MORTGAGE ASSET CORPANH NYS 30 30

ANTHEM INC ANTM NYS 10 10

AEGEAN MARINE PETROLEUM NETWANW NYS 50 50

ALPINE TOTAL DYNAMIC DIVIDEN AOD NYS 30 30

AON PLC AON NYS 10 10

SMITH (A.O.) CORP AOS NYS 20 20

Apache Corporation APA NYS 20 20

ARTISAN PARTNERS ASSET MA -A APAM NYS 20 20

Anadarko Petroleum Corporation APC NYS 20 20

AIR PRODUCTS & CHEMICALS INC APD NYS 10 10

Page 123: Description IRESSCode Exchange Current Margin Final Grade

AMPHENOL CORP-CL A APH NYS 10 10

APOLLO GLOBAL MANAGEMENT - AAPO NYS 20 20

AMERIGAS PARTNERS-LP APU NYS 20 20

ANTERO RESOURCES CORP AR NYS 30 30

ARC DOCUMENT SOLUTIONS INC ARC NYS 50 50

ARCOS DORADOS HOLDINGS INC-AARCO NYS 50 40

ARC LOGISTICS PARTNERS LP ARCX NYS 50 40

ARES DYNAMIC CREDIT ALLOCATI ARDC NYS 40 40

ALEXANDRIA REAL ESTATE EQUIT ARE NYS 20 20

ARES MANAGEMENT LP ARES NYS 30 30

APOLLO COMMERCIAL REAL ESTATARI NYS 20 20

ARAMARK ARMK NYS 20 20

ARCHROCK INC AROC NYS 50 40

ATLAS RESOURCE PARTNERS LP ARP NYS 70 100

ARMOUR RESIDENTIAL REIT INC ARR NYS 20 25

ARROW ELECTRONICS INC ARW NYS 20 20

ASA GOLD AND PRECIOUS METALSASA NYS 70 50

ASSOCIATED BANC-CORP ASB NYS 20 20

ARDMORE SHIPPING CORP ASC NYS 50 50

ON ASSIGNMENT INC ASGN NYS 20 25

Ashland Inc ASH NYS 20 20

AUTOHOME INC-ADR ATHM NYS 30 30

Allegheny Technologies Inc ATI NYS 25 25

ATMOS ENERGY CORP ATO NYS 30 30

APTARGROUP INC ATR NYS 20 20

ACTUANT CORP-A ATU NYS 25 20

ATWOOD OCEANICS INC ATW NYS 30 35

ANGLOGOLD ASHANTI-SPON ADR AU NYS 20 20

Yamana Gold Inc AUY NYS 25 30

AVIVA PLC - SPON ADR AV NYS 20 20

AVISTA CORP AVA NYS 20 20

Avalonbay Communities Inc AVB NYS 10 10

AMERICAN VANGUARD CORP AVD NYS 40 40

AVG TECHNOLOGIES AVG NYS 20 25

AVIANCA HOLDINGS SA-SPON ADRAVH NYS 50 50

Avon Products Inc AVP NYS 25 25

AVNET INC AVT NYS 20 20

AVX CORP AVX NYS 25 25

AVERY DENNISON CORP AVY NYS 10 10

ALLIANCEBERNSTEIN GL HI INC AWF NYS 30 30

ALLIED WORLD ASSURANCE CO AWH NYS 20 20

ARMSTRONG WORLD INDUSTRIESAWI NYS 20 20

American Water Works AWK NYS 20 10

ALPINE GLOBAL PREMIER PROPERAWP NYS 40 40

AMERICAN STATES WATER CO AWR NYS 20 20

ANIXTER INTERNATIONAL INC AXE NYS 20 25

American Axle and Manufacturin AXL NYS 20 25

AXIALL CORP AXLL NYS 25 20

American Express Company AXP NYS 10 10

Axis Capital Holdings Ltd AXS NYS 20 20

Page 124: Description IRESSCode Exchange Current Margin Final Grade

ACUITY BRANDS INC AYI NYS 20 10

AIRCASTLE LTD AYR NYS 20 25

ASTRAZENECA PLC-SPONS ADR AZN NYS 20 20

AUTOZONE INC AZO NYS 10 10

AZZ INC AZZ NYS 20 20

BARNES GROUP INC B NYS 20 20

Boeing Co BA NYS 10 10

ALIBABA GROUP HOLDING LTD BABA NYS 30 30

Bank of America Corporation BAC NYS 10 10

BOOZ ALLEN HAMILTON HOLDINGSBAH NYS 20 20

Brookfield Asset Management BAM NYS 20 20

BANC OF CALIFORNIA INC BANC NYS 30 20

CREDICORP LTD BAP NYS 20 20

BASIC ENERGY SERVICES INC BAS NYS 50 100

Baxter International Inc BAX NYS 10 10

Banco Bradesco SA BBD NYS 20 20

Bill Barrett Corporation BBG NYS 50 50

BHP Billiton Plc BBL NYS 20 20

BLACKROCK BUILD AMERICA BONDBBN NYS 25 25

BB and T Corporation BBT NYS 10 10

BANCO BILBAO VIZCAYA-SP ADR BBVA NYS 20 20

BBX CAPITAL CORP-A BBX NYS 50 50

BEST BUY CO INC BBY NYS 10 10

BRUNSWICK CORP BC NYS 20 20

BOISE CASCADE CO BCC NYS 20 25

BCE INC BCE NYS 20 20

BONANZA CREEK ENERGY INC BCEI NYS 50 50

BANCO DE CHILE-ADR BCH NYS 20 20

Brinks Company BCO NYS 20 20

CR Bard Inc BCR NYS 10 10

Barclays Bank Plc BCS NYS 20 20

BLACKROCK RESOURCES & COMMODBCX NYS 30 30

Belden Inc BDC NYS 20 20

BLACKROCK ENHANCED EQUITY DIBDJ NYS 25 30

BRANDYWINE REALTY TRUST BDN NYS 20 20

Becton Dickinson and Company BDX NYS 10 10

BELMOND LTD-CLASS A BEL NYS 25 25

Franklin Resources Inc BEN NYS 10 10

BERRY PLASTICS GROUP INC BERY NYS 20 20

BROWN-FORMAN CORP-CLASS B BF.B NYS 10 10

BRIGHT HORIZONS FAMILY SOLUTBFAM NYS 20 20

BLACKROCK MUNICIPAL INC TRST BFK NYS 30 30

SAUL CENTERS INC BFS NYS 30 30

Bunge Ltd BG NYS 20 20

BLACKSTONE/GSO STRATEGIC C BGB NYS 30 30

General Cable Corp BGC NYS 30 30

BRIGGS & STRATTON BGG NYS 20 25

BABSON CAPITAL GLOBAL SHORT BGH NYS 40 40

BLACKROCK ENRGY & RES BGR NYS 40 40

B and G Foods Inc BGS NYS 20 20

Page 125: Description IRESSCode Exchange Current Margin Final Grade

BLACKROCK FLT RT INC BGT NYS 40 40

BLACKROCK INTERNATIONAL GROWBGY NYS 30 30

BIGLARI HOLDINGS INC BH NYS 25 30

BENCHMARK ELECTRONICS INC BHE NYS 20 20

Baker Hughes Inc BHI NYS 20 20

BLACKROCK CORE BOND TRUST BHK NYS 30 30

BERKSHIRE HILLS BANCORP INC BHLB NYS 25 25

BHP Billiton Ltd BHP NYS 20 20

Sothebys BID NYS 30 30

Big Lots Inc BIG NYS 20 20

BIO-RAD LABORATORIES-A BIO NYS 20 20

BROOKFIELD INFRASTRUCTURE PABIP NYS 20 20

BLACKROCK MULTI-SECTOR INCOMBIT NYS 30 30

BITAUTO HOLDINGS LTD-ADR BITA NYS 35 35

Bank of New York Mellon Corp BK NYS 10 10

Brookdale Senior Living Inc BKD NYS 20 20

BUCKLE INC/THE BKE NYS 20 25

BLACK HILLS CORP BKH NYS 20 20

BLACKROCK MUNI 2020 TERM TRSBKK NYS 40 40

Barnes and Noble Inc BKS NYS 25 25

BLACKROCK INCOME TRUST BKT NYS 40 40

BANKUNITED INC BKU NYS 20 20

BLACKROCK INC BLK NYS 10 10

BALL CORP BLL NYS 10 10

INFOBLOX INC BLOX NYS 20 25

BLACKROCK LTD DURATION INC BLW NYS 30 30

BANCO LATINOAMERICANO COME-EBLX NYS 25 25

Banco Macro SA BMA NYS 25 20

BLACKROCK HEALTH SCIENCES TR BME NYS 50 50

BADGER METER INC BMI NYS 20 20

BANK OF MONTREAL BMO NYS 20 20

BEMIS COMPANY BMS NYS 20 20

Bristol Myers Squibb Co BMY NYS 10 10

BANK OF NOVA SCOTIA BNS NYS 20 20

BLACKROCK GLOBAL OPP EQTY TRBOE NYS 30 30

Bank of Hawaii BOH NYS 20 20

BROOKFIELD MORTGAGE OPPORTUNBOI NYS 40 40

BP Plc BP NYS 20 20

BRIDGEPOINT EDUCATION INC BPI NYS 40 50

BLACKROCK MUNICIPAL 2018 TRMBPK NYS 40 40

BUCKEYE PARTNERS LP BPL NYS 30 30

BP PRUDHOE BAY ROYALTY TRUSTBPT NYS 30 50

BROADRIDGE FINANCIAL SOLUTIOBR NYS 20 20

BRADY CORPORATION - CL A BRC NYS 20 25

BRF SA-ADR BRFS NYS 20 20

BERKSHIRE HATHAWAY INC-CL A BRK.A NYS 20 20

Berkshire Hathaway Inc New - C BRK.B NYS 10 10

Brown and Brown Inc BRO NYS 20 20

BRISTOW GROUP INC BRS NYS 35 40

GLOBAL BRASS & COPPER HOLDINBRSS NYS 30 30

Page 126: Description IRESSCode Exchange Current Margin Final Grade

BRIXMOR PROPERTY GROUP INC BRX NYS 20 20

BANCO SANTANDER-CHILE-ADR BSAC NYS 20 20

BANCO SANTANDER BRASIL-ADS BSBR NYS 25 20

BLACKSTONE/GSO SENIOR FLOAT BSL NYS 40 40

Boston Scientific Corp BSX NYS 10 10

BT GROUP PLC-SPON ADR BT NYS 20 20

BAYTEX ENERGY CORP BTE NYS 40 100

JOHN HANCOCK FINANCIAL OPPORBTO NYS 40 40

BLACKROCK MUNICIPAL TARGET BTT NYS 30 30

BLACKROCK CREDIT ALLOCATION BTZ NYS 30 30

ANHEUSER-BUSCH INBEV-SPN ADRBUD NYS 20 20

BLACKROCK UTILITY AND INFRAS BUI NYS 40 40

BURLINGTON STORES INC BURL NYS 20 20

CIA DE MINAS BUENAVENTUR-ADRBVN NYS 25 30

BorgWarner Inc BWA NYS 10 10

LEGG MASON BW GLOBAL INCOMEBWG NYS 40 40

BOARDWALK PIPELINE PARTNERS BWP NYS 30 30

Blackstone Group LP BX NYS 20 20

BLACKSTONE MORTGAGE TRU-CL ABXMT NYS 20 20

NUVEEN S&P 500 BUY-WRITE INC BXMX NYS 30 30

Boston Properties Inc BXP NYS 10 10

BancorpSouth BXS NYS 20 20

BOYD GAMING CORP BYD NYS 20 20

BLACKROCK MUNICIPAL INCOME QBYM NYS 40 40

BEAZER HOMES USA INC BZH NYS 30 40

Citigroup Inc C NYS 10 10

Cabelas Incorporated CAB NYS 20 20

CACI INTERNATIONAL INC -CL A CACI NYS 20 20

CAE INC CAE NYS 30 30

MORGAN STANLEY CHINA A SHARECAF NYS 30 40

ConAgra Foods Inc CAG NYS 10 10

CARDINAL HEALTH INC CAH NYS 10 10

CANON INC-SPONS ADR CAJ NYS 20 20

CALIX INC CALX NYS 50 50

CROSSAMERICA PARTNERS LP CAPL NYS 30 40

Caterpillar Inc CAT NYS 10 10

CATO CORP-CLASS A CATO NYS 20 20

Chubb Corp CB NYS 10 10

CLEARBRIDGE AMERICAN ENERGYCBA NYS 30 50

CINCINNATI BELL INC CBB NYS 30 30

CIA BRASILEIRA DE DIS-SP PRF CBD NYS 20 20

CBRE GROUP INC - A CBG NYS 10 10

Chicago Bridge and Iron Co CBI NYS 20 20

CHRISTOPHER & BANKS CORP CBK NYS 100 100

CBL & ASSOCIATES PROPERTIES CBL NYS 20 25

CAMBREX CORP CBM NYS 25 25

CONTINENTAL BUILDING PRODUCTCBPX NYS 25 20

CIBER INC CBR NYS 50 70

CBS Corp CBS NYS 10 10

CABOT CORP CBT NYS 20 20

Page 127: Description IRESSCode Exchange Current Margin Final Grade

COMMUNITY BANK SYSTEM INC CBU NYS 20 20

CBIZ INC CBZ NYS 30 30

CALGON CARBON CORP CCC NYS 20 25

Coca Cola Enterprises Inc New CCE NYS 10 20

Crown Castle International Cor CCI NYS 10 10

Cameco Corporation CCJ NYS 30 30

Crown Holdings Inc CCK NYS 20 20

Carnival Corp CCL NYS 10 10

CONCORD MEDICAL - SPON ADR CCM NYS 50 70

CLEAR CHANNEL OUTDOOR-CL A CCO NYS 30 40

CIA CERVECERIAS UNI-SPON ADR CCU NYS 20 25

Coeur Mining Inc CDE NYS 40 100

CDI CORP CDI NYS 50 70

CEDAR REALTY TRUST INC CDR NYS 30 30

Celanese Corp CE NYS 20 20

CORPORATE EXECUTIVE BOARD COCEB NYS 20 20

CENTRAL EUROPE RUSSIA AND TUCEE NYS 50 50

CELLCOM ISRAEL LTD CEL NYS 50 40

CYPRESS ENERGY PARTNERS LP CELP NYS 70 70

CLEARBRIDGE ENERGY MLP FUND CEM NYS 30 30

CENTER COAST MLP & INFRASTRUCEN NYS 50 50

CRESTWOOD EQUITY PARTNERS LPCEQP NYS 30 30

CF Industries Holdings Inc CF NYS 10 20

CULLEN/FROST BANKERS INC CFR NYS 20 20

Colfax Corporation CFX NYS 20 20

CGG - SPON ADR CGG NYS 50 50

CELADON GROUP INC CGI NYS 30 50

China Telecom Corp Ltd CHA NYS 25 25

Church and Dwight Co Inc CHD NYS 20 10

Chemed Corporation CHE NYS 20 20

CHEGG INC CHGG NYS 30 50

CHOICE HOTELS INTL INC CHH NYS 20 20

Chesapeake Energy Corp CHK NYS 20 20

CHESAPEAKE GRANITE WASH TRUSCHKR NYS 50 70

China Mobile Limited CHL NYS 20 20

CHEMTURA CORP CHMT NYS 20 20

CHINA FUND INC CHN NYS 50 40

CHICO'S FAS INC CHS NYS 20 20

CHESAPEAKE LODGING TRUST CHSP NYS 20 20

Chunghwa Telecom Co Ltd CHT NYS 20 20

Cigna Corporation CI NYS 10 10

CITIZENS INC CIA NYS 50 50

BANCOLOMBIA S.A.-SPONS ADR CIB NYS 20 20

COBALT INTERNATIONAL ENERGY CIE NYS 35 40

CIENA CORP CIEN NYS 20 20

CEMIG SA -SPONS ADR CIG NYS 25 30

BLACKROCK ENH CAP AND INC CII NYS 30 30

CHIMERA INVESTMENT CORP CIM NYS 20 20

CIRCOR INTERNATIONAL INC CIR NYS 30 35

CIT Group Inc CIT NYS 20 20

Page 128: Description IRESSCode Exchange Current Margin Final Grade

C&J ENERGY SERVICES INC CJES NYS 40 70

SEACOR HOLDINGS INC CKH NYS 30 35

Colgate Palmolive Co CL NYS 10 10

Core Laboratories CLB NYS 30 30

CLARCOR INC CLC NYS 20 20

CLOUD PEAK ENERGY INC CLD NYS 50 70

CHATHAM LODGING TRUST CLDT NYS 20 25

Cliffs Natural Resources Inc CLF NYS 40 100

CORELOGIC INC CLGX NYS 20 20

Clean Harbors Inc CLH NYS 20 20

MACK-CALI REALTY CORP CLI NYS 20 20

COLONY FINANCIAL INC CLNY NYS 20 20

Continental Resources Inc CLR NYS 30 30

CELESTICA INC CLS NYS 25 25

CLEARWATER PAPER CORP CLW NYS 25 20

Clorox Co CLX NYS 10 10

CAN IMPERIAL BK OF COMMERCE CM NYS 20 20

Comerica Inc CMA NYS 10 10

Commercial Metals Company CMC NYS 25 20

CHEETAH MOBILE INC - ADR CMCM NYS 25 25

CHIPOTLE MEXICAN GRILL INC CMG NYS 10 10

Cummins Inc CMI NYS 10 10

CANTEL MEDICAL CORP CMN NYS 20 20

CAPSTEAD MORTGAGE CORP CMO NYS 20 20

COMPASS MINERALS INTERNATIONCMP NYS 20 20

COSTAMARE INC CMRE NYS 40 40

CMS Energy Corp CMS NYS 10 10

CNA FINANCIAL CORP CNA NYS 20 20

CENTENE CORP CNC NYS 20 10

CENCOSUD SA - ADR CNCO NYS 40 40

CNH INDUSTRIAL NV CNHI NYS 20 20

CANADIAN NATL RAILWAY CO CNI NYS 20 20

CINEMARK HOLDINGS INC CNK NYS 20 20

CNO FINANCIAL GROUP INC CNO NYS 20 20

CenterPoint Energy Inc CNP NYS 10 10

Canadian Natural Resources Ltd CNQ NYS 30 30

COHEN & STEERS INC CNS NYS 25 25

CONSOL ENERGY INC CNX NYS 20 30

CHINA CORD BLOOD CORP CO NYS 50 40

COMPASS DIVERSIFIED HOLDINGSCODI NYS 30 30

Capital One Financial Corp COF NYS 10 10

Cabot Oil and Gas Corp COG NYS 20 20

Coach Inc COH NYS 10 10

ROCKWELL COLLINS INC COL NYS 10 10

Cooper Companies Inc COO NYS 20 20

CONOCOPHILLIPS COP NYS 20 20

CORESITE REALTY CORP COR NYS 20 20

COTT CORP COT NYS 25 25

COTY INC-CL A COTY NYS 20 20

Canadian Pacific Railway Inc CP NYS 20 20

Page 129: Description IRESSCode Exchange Current Margin Final Grade

COPA HOLDINGS SA-CLASS A CPA NYS 25 20

Campbell Soup Co CPB NYS 10 10

CALLON PETROLEUM CO CPE NYS 40 35

CENTRAL PACIFIC FINANCIAL CO CPF NYS 25 25

CRESCENT POINT ENERGY CORP CPG NYS 35 35

CHESAPEAKE UTILITIES CORP CPK NYS 35 30

CALPINE CORP CPN NYS 20 20

Camden Property Trust CPT NYS 20 20

CRANE CO CR NYS 20 20

CARE.COM INC CRCM NYS 50 50

CRAWFORD & COMPANY -CL A CRD.A NYS 50 50

CRH PLC-SPONSORED ADR CRH NYS 30 30

CARTER'S INC CRI NYS 20 20

CHARLES RIVER LABORATORIES CRL NYS 30 30

Salesforce Com Inc CRM NYS 10 10

CARBO Ceramics CRR NYS 40 50

Carpenter Technology Corp CRS NYS 25 25

CREDIT SUISSE GROUP-SPON ADR CS NYS 20 20

COMPUTER SCIENCES CORP CSC NYS 10 20

CASH AMERICA INTL INC CSH NYS 20 20

CARLISLE COS INC CSL NYS 20 20

CASTLIGHT HEALTH INC-B CSLT NYS 50 50

CSS INDUSTRIES INC CSS NYS 50 50

CST BRANDS INC CST NYS 20 20

CONSTELLIUM NV- CLASS A CSTM NYS 30 50

CAPITAL SENIOR LIVING CORP CSU NYS 30 30

CARRIAGE SERVICES INC CSV NYS 40 40

Cooper Tire and Rubber Co CTB NYS 20 20

CENTURYLINK INC CTL NYS 10 10

CATALENT INC CTLT NYS 20 20

CTS CORP CTS NYS 30 40

CATCHMARK TIMBER TRUST INC-ACTT NYS 40 40

CUBIC CORP CUB NYS 25 25

CUBESMART CUBE NYS 20 20

BARRACUDA NETWORKS INC CUDA NYS 30 25

CARNIVAL PLC-ADR CUK NYS 20 20

COUSINS PROPERTIES INC CUZ NYS 20 20

COVANTA HOLDING CORP CVA NYS 20 20

Cablevision Systems Corp CVC NYS 10 10

CENOVUS ENERGY INC CVE NYS 20 20

CIVEO CORP CVEO NYS 50 70

CONVERGYS CORP CVG NYS 20 20

CVR ENERGY INC CVI NYS 20 25

CVR REFINING LP CVRR NYS 20 30

CVS Caremark Corporation CVS NYS 10 10

CVENT INC CVT NYS 25 30

Chevron Corporation CVX NYS 10 10

Curtiss Wright Corp CW NYS 20 20

CLAYTON WILLIAMS ENERGY INC CWEI NYS 40 100

CALIFORNIA WATER SERVICE GRP CWT NYS 20 20

Page 130: Description IRESSCode Exchange Current Margin Final Grade

CEMEX SAB-SPONS ADR PART CERCX NYS 30 30

Concho Resources Inc CXO NYS 30 20

COLUMBIA PROPERTY TRUST INC CXP NYS 20 20

CORRECTIONS CORP OF AMERICA CXW NYS 20 20

CHINA YUCHAI INTL LTD CYD NYS 40 50

COMMUNITY HEALTH SYSTEMS INCCYH NYS 20 20

CYS INVESTMENTS INC CYS NYS 20 20

Cosan Limiited CZZ NYS 30 25

Dominion Resources Inc D NYS 10 10

DANAOS CORP DAC NYS 40 50

DELTA AIR LINES INC DAL NYS 10 10

DANA HOLDING CORP DAN NYS 20 25

E-COMMERCE CHINA-SPON ADR -ADANG NYS 40 50

Darling International Inc DAR NYS 20 20

TABLEAU SOFTWARE INC-CL A DATA NYS 20 20

DEUTSCHE BANK AG-REGISTERED DB NYS 20 20

DIEBOLD INC DBD NYS 20 25

DOUBLELINE OPPORTUNISTIC CREDBL NYS 40 40

Donaldson Co DCI NYS 20 20

NTT DOCOMO Inc DCM NYS 25 20

DUCOMMUN INC DCO NYS 50 50

DCT INDUSTRIAL TRUST INC DCT NYS 20 20

Du Pont De Nemours and CompanyDD NYS 10 10

3D Systems Corporation DDD NYS 25 20

DDR CORP DDR NYS 20 20

DILLARDS INC-CL A DDS NYS 20 20

Deere and Co DE NYS 10 10

DECKERS OUTDOOR CORP DECK NYS 20 20

DELHAIZE GROUP - SPONS ADR DEG NYS 30 25

DOUGLAS EMMETT INC DEI NYS 20 20

DELTIC TIMBER CORP DEL NYS 25 25

DIAGEO PLC-SPONSORED ADR DEO NYS 20 20

Dean Foods Company DF NYS 20 20

FLAHERTY & CRUMRINE DYNAMICDFP NYS 40 40

Discover Financial Services DFS NYS 10 10

DUPONT FABROS TECHNOLOGY DFT NYS 20 20

DOLLAR GENERAL CORP DG NYS 10 10

DIGITALGLOBE INC DGI NYS 25 25

QUEST DIAGNOSTICS INC DGX NYS 10 10

DREYFUS HIGH YIELD STRAT FD DHF NYS 40 40

DR HORTON INC DHI NYS 10 10

Danaher Corp DHR NYS 10 10

DHT HOLDINGS INC DHT NYS 25 30

DICE HOLDINGS INC DHX NYS 30 40

DINEEQUITY INC DIN NYS 20 20

Walt Disney Co DIS NYS 10 10

DELEK US HOLDINGS INC DK NYS 20 25

DELEK LOGISTICS PARTNERS LP DKL NYS 50 50

DICK'S SPORTING GOODS INC DKS NYS 20 20

CHINA DISTANCE EDUCATION-ADRDL NYS 50 50

Page 131: Description IRESSCode Exchange Current Margin Final Grade

DOLBY LABORATORIES INC-CL A DLB NYS 20 20

Delphi Automotive Plc DLPH NYS 10 10

Digital Realty Trust Inc DLR NYS 20 10

DELUXE CORP DLX NYS 20 20

DEMAND MEDIA INC DMD NYS 70 70

WESTERN ASSET MORTGAGE DEFINDMO NYS 40 40

Dun and Bradstreet Corp DNB NYS 10 10

NOW INC/DE-W/I DNOW NYS 35 30

DNP SELECT INCOME FUND INC DNP NYS 25 25

Denbury Resources Inc DNR NYS 35 100

DIAMOND OFFSHORE DRILLING DO NYS 20 20

PHYSICIANS REALTY TRUST DOC NYS 20 20

MASONITE INTERNATIONAL CORPDOOR NYS 20 20

Dover Corp DOV NYS 10 10

Dow Chemical Co DOW NYS 10 10

DUFF & PHELPS GLOBAL UTILITY DPG NYS 40 40

DCP MIDSTREAM PARTNERS LP DPM NYS 35 35

Dr Pepper Snapple Group Inc DPS NYS 10 10

Dominos Pizza Inc DPZ NYS 20 20

DAQO NEW ENERGY CORP-ADR DQ NYS 70 50

DRDGOLD LTD DRD NYS 70 100

DUKE REALTY CORP DRE NYS 20 20

DIAMONDROCK HOSPITALITY CO DRH NYS 20 20

Darden Restaurants Inc DRI NYS 10 10

DIAMOND RESORTS INTERNATIONADRII NYS 25 25

DRIL-QUIP INC DRQ NYS 30 30

DUFF & PHELPS SELECT ENERGY DSE NYS 50 50

DOUBLELINE INCOME SOLUTIONS DSL NYS 25 20

DREYFUS STRATEGIC MUNI BD FD DSM NYS 40 40

DST SYSTEMS INC DST NYS 20 20

BLACKROCK DEBT STRATEGIES FD DSU NYS 30 30

DSW INC-CLASS A DSW NYS 20 20

DIANA SHIPPING INC DSX NYS 40 70

DTE Energy Company DTE NYS 10 10

DUFF & PHELPS UTIL & CORP BD DUC NYS 40 40

Duke Energy Corp New DUK NYS 10 10

DEVRY EDUCATION GROUP INC DV NYS 20 25

DAVITA HEALTHCARE PARTNERS I DVA NYS 10 10

Devon Energy Corp DVN NYS 20 20

DREW INDUSTRIES INC DW NYS 20 20

DEMANDWARE INC DWRE NYS 25 25

DYNEX CAPITAL INC DX NYS 30 50

DYCOM INDUSTRIES INC DY NYS 30 20

DYNEGY INC DYN NYS 20 20

ENI SPA-SPONSORED ADR E NYS 20 20

Brinker International Inc EAT NYS 20 20

ENNIS INC EBF NYS 30 30

Emergent Biosolutions Inc EBS NYS 30 35

ECOPETROL SA-SPONSORED ADR EC NYS 20 20

Encana Corporation ECA NYS 30 30

Page 132: Description IRESSCode Exchange Current Margin Final Grade

Ecolab Inc ECL NYS 10 10

CHANNELADVISOR CORP ECOM NYS 50 50

ECLIPSE RESOURCES CORP ECR NYS 50 100

Consolidated Edison Inc ED NYS 10 10

MORGAN STANLEY EMERGING MARKEDD NYS 40 40

EMPIRE DISTRICT ELECTRIC CO EDE NYS 20 20

STONE HARBOR EMER MKT INC EDF NYS 50 50

EDUCATION REALTY TRUST INC EDR NYS 20 20

New Oriental Education and Tec EDU NYS 20 20

EL PASO ELECTRIC CO EE NYS 20 20

ENBRIDGE ENERGY PARTNERS LP EEP NYS 30 30

ENBRIDGE ENERGY MANAGEMENT LEEQ NYS 35 35

ELLINGTON FINANCIAL LLC EFC NYS 30 30

EATON VANCE SR FLTG RATE TR EFR NYS 40 40

EATON VANCE FLOAT RT INC TR EFT NYS 40 30

EQUIFAX INC EFX NYS 10 10

ENGILITY HOLDINGS INC EGL NYS 30 30

ENERGEN CORP EGN NYS 30 30

Eldorado Gold Corp Ltd EGO NYS 25 20

EASTGROUP PROPERTIES INC EGP NYS 20 20

VAALCO ENERGY INC EGY NYS 70 100

WESTERN ASSET GLOBAL HIGH IN EHI NYS 40 40

EMPLOYERS HOLDINGS INC EIG NYS 25 25

EDISON INTERNATIONAL EIX NYS 10 10

E-HOUSE CHINA HOLDINGS-ADR EJ NYS 25 25

Estee Lauder Companies Inc EL NYS 10 10

ELLIE MAE INC ELLI NYS 25 20

EQUITY LIFESTYLE PROPERTIES ELS NYS 20 20

CALLAWAY GOLF COMPANY ELY NYS 30 20

EMC Corp EMC NYS 10 10

WESTERN ASSET EMERGING MARKEEMD NYS 40 40

EMCOR GROUP INC EME NYS 20 20

EMERGE ENERGY SERVICES LP EMES NYS 70 70

TEMPLETON EMERGING MKTS FNDEMF NYS 50 40

Eastman Chemical Co EMN NYS 10 10

CLEARBRIDGE ENERGY MLP OPPOREMO NYS 30 50

Emerson Electric Co EMR NYS 10 10

Enbridge Inc ENB NYS 30 30

ENABLE MIDSTREAM PARTNERS LPENBL NYS 40 40

ENDURANCE SPECIALTY HOLDINGSENH NYS 20 20

ENLINK MIDSTREAM LLC ENLC NYS 35 35

ENLINK MIDSTREAM PARTNERS LPENLK NYS 30 35

ENERGIZER HOLDINGS INC ENR NYS 40 20

ENERSYS ENS NYS 20 20

ENVESTNET INC ENV NYS 30 25

WELLS FARGO ADVANTAGE GLOBALEOD NYS 40 40

EOG Resources Inc EOG NYS 20 20

EATON VANCE ENHANCED EQ INCMEOI NYS 40 40

EATON VANCE ENH EQT INC II EOS NYS 40 30

EATON VANCE NATIONAL MUNICIPEOT NYS 40 40

Page 133: Description IRESSCode Exchange Current Margin Final Grade

EPAM SYSTEMS INC EPAM NYS 20 20

ENTERPRISE PRODUCTS PARTNERSEPD NYS 30 30

EP ENERGY CORP-CL A EPE NYS 40 40

EPR PROPERTIES EPR NYS 20 20

EQUITY COMMONWEALTH EQC NYS 20 20

EQT MIDSTREAM PARTNERS LP EQM NYS 30 30

EQUITY RESIDENTIAL EQR NYS 10 10

EQT CORP EQT NYS 20 20

EQUITY ONE INC EQY NYS 20 20

ERA GROUP INC ERA NYS 50 50

Enerplus Corporation ERF NYS 35 35

EMBRAER SA-SPON ADR ERJ NYS 20 20

EROS INTERNATIONAL PLC EROS NYS 30 40

EVERSOURCE ENERGY ES NYS 10 10

WESTERN ASSET EMERGING MARKEESD NYS 40 40

ESCO TECHNOLOGIES INC ESE NYS 25 25

ESTERLINE TECHNOLOGIES CORP ESL NYS 20 25

ESSENT GROUP LTD ESNT NYS 20 20

EMPIRE STATE REALTY TRUST-A ESRT NYS 20 20

ESSEX PROPERTY TRUST INC ESS NYS 10 10

ENSCO PLC-CL A ESV NYS 20 30

EATON VANCE T/M BUY-WR IN ETB NYS 40 40

ENERGY TRANSFER EQUITY LP ETE NYS 30 30

ETHAN ALLEN INTERIORS INC ETH NYS 20 20

EATON VANCE RISK-MANAGED DIVETJ NYS 30 30

ENTERCOM COMMUNICATIONS-CL AETM NYS 50 50

Eaton Corp New ETN NYS 10 10

ENERGY TRANSFER PARTNERS LP ETP NYS 30 30

ENTERGY CORP ETR NYS 10 10

EATON VANCE T/M BUY-WRITE OPETV NYS 30 30

EATON VANCE TAX MAN GLBL BR ETW NYS 25 30

EATON VANCE TAX-MANAGED DIVEETY NYS 25 25

EATON VANCE CORP EV NYS 20 20

ENTRAVISION COMMUNICATIONS-AEVC NYS 40 30

EVERYDAY HEALTH INC EVDY NYS 50 50

EVERBANK FINANCIAL CORP EVER NYS 20 20

EATON VANCE SENIOR INCOME TREVF NYS 40 40

EATON VANCE SHORT DUR DIV IN EVG NYS 40 40

ENVISION HEALTHCARE HOLDINGSEVHC NYS 20 20

EATON VANCE MUNICIPAL INCOMEEVN NYS 40 40

Evercore Partners Inc EVR NYS 20 20

EATON VANCE TAX-ADV DVD INC EVT NYS 30 30

EVERTEC INC EVTC NYS 25 20

Edwards Lifesciences EW NYS 10 10

EXAMWORKS GROUP INC EXAM NYS 25 20

EXAR CORP EXAR NYS 50 50

Exelon Corp EXC NYS 10 10

EATON VANCE TAX-MANAGED GLOBEXG NYS 20 20

Endeavour Silver Corporation EXK NYS 50 50

EAGLE MATERIALS INC EXP NYS 30 30

Page 134: Description IRESSCode Exchange Current Margin Final Grade

EXPRESS INC EXPR NYS 20 20

EXTRA SPACE STORAGE INC EXR NYS 20 10

Ford Motor Company F NYS 10 10

FIRST AMERICAN FINANCIAL FAF NYS 20 20

FIRST TRUST ABERDEEN GLOBAL FAM NYS 50 40

Flagstar Bancorp Inc New FBC NYS 25 25

FORTUNE BRANDS HOME & SECURIFBHS NYS 20 20

FIRST BANCORP PUERTO RICO FBP NYS 30 30

Fibria Celulose SA FBR NYS 20 20

FRANKLIN COVEY CO FC NYS 50 50

FIAT CHRYSLER AUTOMOBILES NVFCAU NYS 20 20

FOREST CITY ENTERPRISES-CL A FCE.A NYS 20 20

FIRST COMMONWEALTH FINL CORPFCF NYS 25 25

FELCOR LODGING TRUST INC FCH NYS 20 20

FTI CONSULTING INC FCN NYS 20 20

FIRST TRUST SENIOR FLOATING FCT NYS 40 40

Freeport McMoran Copper FCX NYS 20 20

FRESH DEL MONTE PRODUCE INC FDP NYS 20 20

FactSet Research Systems Inc FDS NYS 20 20

FedEx Corp FDX NYS 10 10

FIRSTENERGY CORP FE NYS 10 10

FORESIGHT ENERGY LP FELP NYS 50 70

Phoenix New Media Limited FENG NYS 50 50

FORUM ENERGY TECHNOLOGIES INFET NYS 35 35

FUTUREFUEL CORP FF NYS 50 50

FIRST TRUST ENH EQUITY INC FFA NYS 40 40

FLAH & CRUM PFD SEC INCOME FFC NYS 30 30

FBL FINANCIAL GROUP INC-CL A FFG NYS 25 25

FIDELITY & GUARANTY LIFE FGL NYS 30 25

FERRELLGAS PARTNERS-LP FGP NYS 30 35

FIRST HORIZON NATIONAL CORP FHN NYS 20 20

FRANK'S INTERNATIONAL NV FI NYS 30 30

FAIR ISAAC CORP FICO NYS 20 20

FIRST TRUST ENERGY INFRASTRU FIF NYS 50 50

FORTRESS INVESTMENT GRP-CL A FIG NYS 25 30

FEDERATED INVESTORS INC-CL B FII NYS 20 20

FIDELITY NATIONAL INFORMATIO FIS NYS 10 10

FITBIT INC - A FIT NYS 20 20

COMFORT SYSTEMS USA INC FIX NYS 25 20

FOOT LOCKER INC FL NYS 20 10

FLOWERS FOODS INC FLO NYS 20 20

FLUOR CORP FLR NYS 10 10

Flowserve Corp FLS NYS 10 10

FLEETCOR TECHNOLOGIES INC FLT NYS 20 20

FLEETMATICS GROUP PLC FLTX NYS 20 25

FLY LEASING LTD-ADR FLY NYS 40 30

FMC CORP FMC NYS 10 10

FIDUCIARY/CLAYMORE MLP OPPORFMO NYS 30 40

Fresenius Medical Care AG FMS NYS 20 20

FOMENTO ECONOMICO MEX-SP ADRFMX NYS 20 20

Page 135: Description IRESSCode Exchange Current Margin Final Grade

FABRINET FN NYS 25 25

FNB CORP FNB NYS 20 20

FNF GROUP FNF NYS 20 20

FNFV GROUP FNFV NYS 20 25

Ferro Corp FOE NYS 20 25

COHEN & STEERS CLOSED-END OPFOF NYS 40 40

FORESTAR GROUP INC FOR NYS 30 40

FIRST TRUST INTERMEDIATE DUR FPF NYS 30 25

FIRST TRUST NEW OPPORTUNITIE FPL NYS 50 50

FIRST POTOMAC REALTY TRUST FPO NYS 30 40

FIRST INDUSTRIAL REALTY TR FR NYS 20 20

BLACKROCK FLOAT RT INCOME STFRA NYS 40 40

FIRST REPUBLIC BANK/CA FRC NYS 20 20

FRONTLINE LTD FRO NYS 50 35

FEDERAL REALTY INVS TRUST FRT NYS 20 10

FIRST TRUST HIGH INCOME LONG FSD NYS 40 40

FS INVESTMENT CORP FSIC NYS 20 20

Fortuna Silver Mines Inc FSM NYS 50 40

FEDERAL SIGNAL CORP FSS NYS 20 25

FMC TECHNOLOGIES INC FTI NYS 20 20

FLOTEK INDUSTRIES INC FTK NYS 35 40

H B Fuller Co FUL NYS 20 20

CEDAR FAIR LP FUN NYS 20 20

WINTHROP REALTY TRUST FUR NYS 40 50

GENPACT LTD G NYS 20 20

GABELLI EQUITY TRUST GAB NYS 30 30

GENERAL AMERICAN INVESTORS GAM NYS 30 30

AGL RESOURCES INC GAS NYS 20 20

GREATBATCH INC GB NYS 25 25

GUGGENHEIM BUILD AMERICA BONGBAB NYS 40 40

GAMCO INVESTORS INC-A GBL NYS 30 30

GREENBRIER COMPANIES INC GBX NYS 25 25

GAIN CAPITAL HOLDINGS INC GCAP NYS 50 50

GANNETT CO GCI NYS 50 25

GENESCO INC GCO NYS 20 20

General Dynamics Corporation GD NYS 10 10

WESTERN ASSET GL CORP DEF OP GDO NYS 40 40

GREEN DOT CORP-CLASS A GDOT NYS 25 20

GABELLI DIVIDEND & INCOME TR GDV NYS 50 50

General Electric Company GE NYS 10 10

GREIF INC-CL A GEF NYS 25 25

GENESIS ENERGY L.P. GEL NYS 20 20

GEO GROUP INC/THE GEO NYS 20 20

Guess Inc GES NYS 20 25

GAFISA SA-ADR GFA NYS 50 50

GRIFFON CORP GFF NYS 25 25

GOLD FIELDS LTD-SPONS ADR GFI NYS 25 20

Goldcorp Inc GG NYS 20 20

GRACO INC GGG NYS 20 20

GENERAL GROWTH PROPERTIES GGP NYS 10 10

Page 136: Description IRESSCode Exchange Current Margin Final Grade

GRAHAM HOLDINGS CO-CLASS B GHC NYS 20 20

GREENHILL & CO INC GHL NYS 20 25

GRAHAM CORP GHM NYS 50 50

PRUDENTIAL GL SH DUR HI YLD GHY NYS 30 30

ENDOCHOICE HOLDINGS INC GI NYS 50 70

CGI GROUP INC - CLASS A GIB NYS 20 20

GILDAN ACTIVEWEAR INC GIL NYS 20 20

TEMPLETON GLOBAL INCOME FUNDGIM NYS 30 30

GIGAMON INC GIMO NYS 30 25

GENERAL MILLS INC GIS NYS 10 10

GULFMARK OFFSHORE INC-CL A GLF NYS 50 70

GasLog Ltd GLOG NYS 35 35

GASLOG PARTNERS LP GLOP NYS 50 50

GLOBAL PARTNERS LP GLP NYS 25 50

GLATFELTER GLT NYS 25 30

Corning Inc GLW NYS 10 10

General Motors Company GM NYS 10 10

GAMESTOP CORP-CLASS A GME NYS 10 20

GLOBUS MEDICAL INC - A GMED NYS 20 20

GATX CORP GMT NYS 20 25

GNC HOLDINGS INC-CL A GNC NYS 20 25

GENERAC HOLDINGS INC GNRC NYS 25 20

Genworth Financial Inc GNW NYS 20 30

GOVERNMENT PROPERTIES INCOMEGOV NYS 20 20

GENUINE PARTS CO GPC NYS 10 10

GROUP 1 AUTOMOTIVE INC GPI NYS 20 25

GRAPHIC PACKAGING HOLDING COGPK NYS 20 20

GLOBAL PAYMENTS INC GPN NYS 20 10

GEOPARK LTD GPRK NYS 50 70

GAP INC/THE GPS NYS 10 10

GRAMERCY PROPERTY TRUST INC GPT NYS 20 20

GP STRATEGIES CORP GPX NYS 40 50

WR GRACE & CO GRA NYS 20 20

GRUBHUB INC GRUB NYS 20 20

Goldman Sachs Group Inc GS NYS 10 10

GLAXOSMITHKLINE PLC-SPON ADRGSK NYS 20 20

GRAY TELEVISION INC GTN NYS 25 25

TRIPLE-S MANAGEMENT CORP-B GTS NYS 40 40

GETTY REALTY CORP GTY NYS 30 25

GABELLI UTILITY TRUST GUT NYS 40 40

GRANITE CONSTRUCTION INC GVA NYS 20 20

Genesee and Wyoming Inc GWR NYS 20 20

GUIDEWIRE SOFTWARE INC GWRE NYS 20 20

WW GRAINGER INC GWW NYS 10 10

GREAT PLAINS ENERGY INC GXP NYS 20 20

HYATT HOTELS CORP - CL A H NYS 20 20

HAEMONETICS CORP/MASS HAE NYS 20 20

Halliburton Co HAL NYS 20 20

Harman International Industrie HAR NYS 10 10

HANNON ARMSTRONG SUSTAINABLEHASI NYS 30 25

Page 137: Description IRESSCode Exchange Current Margin Final Grade

Hanesbrands Inc HBI NYS 10 10

HCA HOLDINGS INC HCA NYS 10 10

HCI GROUP INC HCI NYS 40 40

HI-CRUSH PARTNERS LP HCLP NYS 50 50

WELLTOWER INC HCN NYS 10 10

HCP Inc HCP NYS 10 10

Home Depot Inc HD NYS 10 10

HDFC Bank Limited HDB NYS 20 20

Hawaiian Electric Industries HE NYS 20 20

HEICO CORP HEI NYS 20 20

HOLLY ENERGY PARTNERS LP HEP NYS 40 40

JOHN HANCOCK HEDGED EQUITY &HEQ NYS 40 40

HESS CORP HES NYS 10 10

HFF INC-CLASS A HF NYS 20 20

HOLLYFRONTIER CORP HFC NYS 20 20

HHGREGG Inc HGG NYS 70 100

HUGOTON ROYALTY TRUST HGT NYS 70 70

Howard Hughes Corporation HHC NYS 20 20

HARTE-HANKS INC HHS NYS 50 100

HILLENBRAND INC HI NYS 20 20

HARTFORD FINANCIAL SVCS GRP HIG NYS 10 10

HUNTINGTON INGALLS INDUSTRIEHII NYS 20 20

WESTERN ASSET HIGH INCOME OPHIO NYS 40 40

AEROHIVE NETWORKS INC HIVE NYS 50 50

HIGHWOODS PROPERTIES INC HIW NYS 20 20

WESTERN ASSET HIGH INC FD II HIX NYS 30 30

HALCON RESOURCES CORP HK NYS 50 100

Hecla Mining Company HL NYS 25 35

Herbalife Ltd HLF NYS 20 20

HEALTHSOUTH CORP HLS NYS 20 20

HILTON WORLDWIDE HOLDINGS INHLT NYS 20 20

HELIX ENERGY SOLUTIONS GROUPHLX NYS 40 40

Honda Motor Co Ltd HMC NYS 20 20

HORACE MANN EDUCATORS HMN NYS 20 20

HARMONY GOLD MNG-SPON ADRHMY NYS 50 100

HNI CORP HNI NYS 20 20

Harley Davidson Inc HOG NYS 10 10

Honeywell International Inc HON NYS 10 10

HORNBECK OFFSHORE SERVICES HOS NYS 40 50

Starwood Hotels and Resorts HOT NYS 10 10

HOVNANIAN ENTERPRISES-A HOV NYS 50 50

HELMERICH & PAYNE HP NYS 20 20

HEWLETT PACKARD ENTERPRIS-WIHPE NYS 40 10

JOHN HANCOCK PFD INCOME II HPF NYS 40 40

JOHN HANCOCK PFD INCOME FD HPI NYS 40 30

HUDSON PACIFIC PROPERTIES IN HPP NYS 20 20

Hewlett Packard Co HPQ NYS 10 10

JOHN HANCOCK PFD INCOME III HPS NYS 40 30

Hospitality Properties Trust HPT NYS 20 20

H & Q HEALTHCARE INVESTORS HQH NYS 30 30

Page 138: Description IRESSCode Exchange Current Margin Final Grade

TEKLA LIFE SCUENCES HQL NYS 50 40

HEALTHCARE REALTY TRUST INC HR NYS 20 20

H&R BLOCK INC HRB NYS 10 10

HILL-ROM HOLDINGS INC HRC NYS 20 20

HARBINGER GROUP INC HRG NYS 20 20

Hormel Foods Corporation HRL NYS 10 10

HARRIS CORP HRS NYS 10 10

HERITAGE INSURANCE HOLDINGS HRTG NYS 25 40

HSBC Holdings PLC HSBC NYS 20 20

Harsco Corporation HSC NYS 25 40

HOST HOTELS & RESORTS INC HST NYS 10 10

Hershey Company HSY NYS 10 10

HERSHA HOSPITALITY TRUST HT NYS 20 20

HEALTHCARE TRUST OF AME-CL AHTA NYS 20 20

JOHN HANCOCK T/A DVD INCOMEHTD NYS 30 30

HERCULES TECHNOLOGY GROWTHHTGC NYS 25 25

Hilltop Holdings Inc HTH NYS 20 20

BROOKFIELD TOTAL RETURN FUNDHTR NYS 40 40

HATTERAS FINANCIAL CORP HTS NYS 20 20

Hertz Global Holdings Inc HTZ NYS 20 20

Humana Inc HUM NYS 10 10

Huntsman Corporation HUN NYS 20 20

HAVERTY FURNITURE HVT NYS 40 40

HEADWATERS INC HW NYS 25 25

Hexcel Corporation HXL NYS 20 20

HYSTER-YALE MATERIALS HY NYS 25 25

HALYARD HEALTH INC HYH NYS 25 25

WESTERN ASSET HIGH YIELD DEF HYI NYS 40 40

BLACKROCK CORPORATE HIGH YIEHYT NYS 25 25

MARINEMAX INC HZO NYS 40 40

INTELSAT SA I NYS 40 70

Iamgold Corporation IAG NYS 30 40

International Business Machine IBM NYS 10 10

Icici Bank Ltd IBN NYS 20 20

INSTALLED BUILDING PRODUCTS IBP NYS 30 25

INTERCONTINENTAL EXCHANGE GRPICE NYS 10 10

IDACORP INC IDA NYS 20 20

VOYA INFRASTRUCTURE INDUSTRIIDE NYS 50 40

IDT CORP-CLASS B IDT NYS 50 50

IDEX CORP IEX NYS 20 20

INTL FLAVORS & FRAGRANCES IFF NYS 10 10

INDIA FUND INC IFN NYS 30 40

VOYA GLOBAL EQUITY DIVIDEND IGD NYS 30 30

CBRE CLARION GL R/E INCOME F IGR NYS 30 30

International Game Technology IGT NYS 20 20

INTERCONTINENTAL HOTELS-ADR IHG NYS 20 25

IHS INC-CLASS A IHS NYS 20 20

MORGAN STANLEY INDIA INVEST IIF NYS 40 40

INVESCO VALUE MUNICIPAL INCO IIM NYS 30 30

INTRALINKS HOLDINGS INC IL NYS 50 50

Page 139: Description IRESSCode Exchange Current Margin Final Grade

INGRAM MICRO INC-CL A IM NYS 20 20

IMAX CORP IMAX NYS 20 25

IMATION CORP IMN NYS 70 100

IMPRIVATA INC IMPR NYS 50 50

IMPERVA INC IMPV NYS 25 25

IMS HEALTH HOLDINGS INC IMS NYS 20 20

COHEN & STEERS GLOBAL INCOMEINB NYS 50 40

BROOKFIELD GLOBAL LISTED INF INF NYS 50 50

INFOSYS LTD-SP ADR INFY NYS 20 20

ING GROEP N.V.-SPONSORED ADRING NYS 20 20

INGREDION INC INGR NYS 20 20

SUMMIT HOTEL PROPERTIES INC INN NYS 20 20

World Fuel Services Corp INT NYS 20 20

Invensense Inc INVN NYS 25 25

INTERXION HOLDING NV INXN NYS 20 20

ION GEOPHYSICAL CORP IO NYS 70 70

Interoil Corporation IOC NYS 25 25

International Paper Co IP NYS 10 10

INTERPUBLIC GROUP OF COS INC IPG NYS 10 10

INPHI CORP IPHI NYS 25 25

Intrepid Potash Inc IPI NYS 40 70

INVESCO QUALITY MUNI INC TR IQI NYS 30 30

Ingersoll Rand Plc IR NYS 10 10

INVESTORS REAL ESTATE TRUST IRET NYS 20 30

IRON MOUNTAIN INC IRM NYS 10 10

VOYA NATURAL RESOURCES EQUITIRR NYS 50 50

PRUDENTIAL SHORT DURATION HIISD NYS 40 40

GARTNER INC IT NYS 20 20

ITC HOLDINGS CORP ITC NYS 20 20

INVESTMENT TECHNOLOGY GROUPITG NYS 30 25

ITT CORP ITT NYS 20 20

ITAU UNIBANCO H-SPON PRF ADRITUB NYS 20 20

ILLINOIS TOOL WORKS ITW NYS 10 10

INVACARE CORP IVC NYS 40 40

IVY HIGH INCOME OPPORTUNITY IVH NYS 40 40

Invesco Mortgage Capital Inc IVR NYS 20 20

INVESCO LTD IVZ NYS 10 10

JABIL CIRCUIT INC JBL NYS 20 20

JOHN BEAN TECHNOLOGIES CORPJBT NYS 20 25

NUVEEN CORE EQUITY ALPHA FUNJCE NYS 50 40

Johnson Controls Inc JCI NYS 10 10

J C Penney Company Inc JCP NYS 20 20

JUST ENERGY GROUP INC JE NYS 50 50

JACOBS ENGINEERING GROUP INCJEC NYS 10 10

NUVEEN FLOATING RATE INCOMEJFR NYS 30 30

NUVEEN GLOBAL EQUITY INCOMEJGV NYS 40 40

JGWPT HOLDINGS INC-A JGW NYS 70 100

Jinkosolar Holdings Co Ltd JKS NYS 25 30

JONES LANG LASALLE INC JLL NYS 20 20

NUVEEN MORTGAGE OPPORTUNITYJLS NYS 40 40

Page 140: Description IRESSCode Exchange Current Margin Final Grade

JUMEI INTERNATIONAL-ADR JMEI NYS 40 35

NUVEEN ENERGY MLP TOTAL RETUJMF NYS 30 40

NUVEEN ALL CAP ENERGY MLP OPJMLP NYS 70 70

Johnson and Johnson JNJ NYS 10 10

Juniper Networks Inc JNPR NYS 10 10

JANUS CAPITAL GROUP INC JNS NYS 20 20

ST JOE CO/THE JOE NYS 20 20

JAPAN SMALLER CAPITALIZATION JOF NYS 40 40

JONES ENERGY INC - A JONE NYS 50 70

Joy Global Inc JOY NYS 20 25

NUVEEN PREFERRED INCOME OPPOJPC NYS 30 25

NUVEEN PREFERRED & INCOME TEJPI NYS 40 40

JP Morgan Chase and Company JPM NYS 10 10

NUVEEN QUALITY PREFERRED II JPS NYS 25 30

NUVEEN CREDIT STRATEGIES INC JQC NYS 25 30

NUVEEN FLOATING RT INC OPP JRO NYS 40 40

WILEY (JOHN) & SONS-CLASS A JW.A NYS 20 20

Nordstrom Inc JWN NYS 10 10

Kellogg Company K NYS 10 10

KADANT INC KAI NYS 40 40

KAMAN CORP KAMN NYS 25 20

KAR AUCTION SERVICES INC KAR NYS 20 20

KATE SPADE & CO KATE NYS 20 20

KB HOME KBH NYS 20 20

KBR INC KBR NYS 20 25

KCG HOLDINGS INC-CL A KCG NYS 20 20

KAYNE ANDERSON ENERGY DEVELOKED NYS 50 50

KEY ENERGY SERVICES INC KEG NYS 70 100

KEMET CORP KEM NYS 70 70

Korea Electric Power Corp KEP NYS 20 20

KIRBY CORP KEX NYS 20 20

KeyCorp KEY NYS 10 10

KOREA FUND INC KF NYS 50 40

KORN/FERRY INTERNATIONAL KFY NYS 20 20

Kinross Gold Corporation KGC NYS 25 30

KIMCO REALTY CORP KIM NYS 10 10

KKR INCOME OPPORTUNITIES KIO NYS 40 40

KRISPY KREME DOUGHNUTS INC KKD NYS 25 25

KKR and Co LP KKR NYS 20 20

Kimberly Clark Corp KMB NYS 10 10

KINDER MORGAN INC KMI NYS 20 20

KEMPER CORP KMPR NYS 20 25

KENNAMETAL INC KMT NYS 20 20

CarMax Group KMX NYS 10 10

KNOWLES CORP-WHEN ISSUED KN NYS 20 25

KINDRED HEALTHCARE INC KND NYS 25 25

KNOLL INC KNL NYS 20 20

KNOT OFFSHORE PARTNERS LP KNOP NYS 50 50

KNIGHT TRANSPORTATION INC KNX NYS 20 20

Coca Cola Company KO NYS 10 10

Page 141: Description IRESSCode Exchange Current Margin Final Grade

EASTMAN KODAK CO KODK NYS 30 40

KOPPERS HOLDINGS INC KOP NYS 40 30

Michael Kors Holdings Ltd KORS NYS 10 20

Kosmos Energy Ltd KOS NYS 30 35

KROGER CO KR NYS 10 10

KRATON PERFORMANCE POLYMERSKRA NYS 30 25

KILROY REALTY CORP KRC NYS 20 20

KITE REALTY GROUP TRUST KRG NYS 20 20

KRONOS WORLDWIDE INC KRO NYS 30 50

KAPSTONE PAPER AND PACKAGINGKS NYS 25 30

KOHLS CORP KSS NYS 10 10

KANSAS CITY SOUTHERN KSU NYS 10 10

KT Corp KT NYS 25 20

DWS MUNICIPAL INCOME TRUST KTF NYS 40 30

KENNEDY-WILSON HOLDINGS INC KW NYS 20 20

QUAKER CHEMICAL CORP KWR NYS 20 20

KAYNE ANDERSON MLP INVESTMENKYN NYS 20 25

LOEWS CORP L NYS 10 10

LITHIA MOTORS INC-CL A LAD NYS 20 25

LADDER CAPITAL CORP-CLASS A LADR NYS 25 30

Lazard Ltd LAZ NYS 20 20

L BRANDS INC LB NYS 10 10

LANNETT CO INC LCI NYS 20 25

LYDALL INC LDL NYS 30 30

LEIDOS HOLDINGS INC LDOS NYS 20 20

COHEN & STEERS LIMITED DURAT LDP NYS 30 30

LANDAUER INC LDR NYS 50 40

LEAR CORP LEA NYS 20 20

Leggett and Platt Inc LEG NYS 10 10

LEJU HOLDINGS LTD-ADR LEJU NYS 30 50

Lennar Corp LEN NYS 10 10

DREYFUS STRATEGIC MUNICIPALS LEO NYS 40 30

China LIfe Insurance Company LFC NYS 20 20

LATAM AIRLINES GROUP-SP ADR LFL NYS 25 25

Lions Gate Entertainment Corp LGF NYS 20 20

Laboratory Corp LH NYS 10 10

LASALLE HOTEL PROPERTIES LHO NYS 20 20

LENNOX INTERNATIONAL INC LII NYS 20 20

LIGHTINTHEBOX HOLDING-ADR LITB NYS 70 70

LUMBER LIQUIDATORS HOLDINGSLL NYS 40 30

L3 Communications Holdings Inc LLL NYS 10 10

Eli Lilly and Co LLY NYS 10 10

Legg Mason Inc LM NYS 10 10

Lockheed Martin Corp LMT NYS 10 10

LINCOLN NATIONAL CORP LNC NYS 10 10

LinkedIn Corporation LNKD NYS 30 30

LINDSAY CORP LNN NYS 20 20

Alliant Energy Corp LNT NYS 20 20

LIFELOCK INC LOCK NYS 30 25

Lowes Companies Inc LOW NYS 10 10

Page 142: Description IRESSCode Exchange Current Margin Final Grade

LAREDO PETROLEUM INC LPI NYS 30 30

LG Display Co Ltd LPL NYS 20 25

LIBERTY PROPERTY TRUST LPT NYS 20 20

Louisiana Pacific Corp LPX NYS 20 20

LA QUINTA HOLDINGS INC LQ NYS 20 25

K12 INC LRN NYS 40 50

LTC PROPERTIES INC LTC NYS 20 20

Leucadia National Corp LUK NYS 10 10

SOUTHWEST AIRLINES CO LUV NYS 10 10

LUXOTTICA GROUP SPA-SPON ADRLUX NYS 20 20

LEVEL 3 COMMUNICATIONS INC LVLT NYS 10 10

Las Vegas Sands Corp LVS NYS 20 20

LUXFER HOLDINGS PLC-ADR LXFR NYS 50 50

LUXOFT HOLDING INC LXFT NYS 20 25

LEXMARK INTERNATIONAL INC-A LXK NYS 25 20

LEXINGTON REALTY TRUST LXP NYS 20 20

LSB INDUSTRIES INC LXU NYS 50 50

LYONDELLBASELL INDU-CL A LYB NYS 10 10

LLOYDS BANKING GROUP PLC-ADRLYG NYS 20 20

LIVE NATION ENTERTAINMENT IN LYV NYS 20 20

LA-Z-BOY INC LZB NYS 20 25

Macys Inc M NYS 10 10

Mastercard Incorporated MA NYS 10 10

MID-AMERICA APARTMENT COMMMAA NYS 20 20

MACERICH CO/THE MAC NYS 10 10

MAIN STREET CAPITAL CORP MAIN NYS 20 20

MANPOWERGROUP INC MAN NYS 20 20

Manchester United Plc MANU NYS 30 30

Masco Corp MAS NYS 10 10

MATSON INC MATX NYS 20 25

PIONEER MUNI HI INC ADV TRST MAV NYS 40 40

MBIA INC MBI NYS 25 25

MOBILEYE NV MBLY NYS 20 20

Mobile Telesystems OJSC MBT NYS 25 20

MOELIS & CO MC NYS 25 25

BLACKROCK MUNIYIELD CA QUALIMCA NYS 40 30

MEDLEY CAPITAL CORP MCC NYS 30 50

McDonalds Corp MCD NYS 10 10

McKesson Corp MCK NYS 10 10

Moodys Corp MCO NYS 10 10

MFS CHARTER INCOME TRUST MCR NYS 40 40

MARCUS CORPORATION MCS NYS 40 40

MERCURY GENERAL CORP MCY NYS 20 20

MEDNAX INC MD NYS 20 20

MDC HOLDINGS INC MDC NYS 20 20

MEREDITH CORP MDP NYS 20 20

MCDERMOTT INTL INC MDR NYS 35 35

MEDTRONIC PLC MDT NYS 10 10

MDU RESOURCES GROUP INC MDU NYS 20 20

MEDIFAST INC MED NYS 40 30

Page 143: Description IRESSCode Exchange Current Margin Final Grade

MEDIA GENERAL INC MEG NYS 25 20

METHODE ELECTRONICS INC MEI NYS 25 20

BLACKROCK MUNIENHANCED FUNDMEN NYS 40 40

MIDCOAST ENERGY PARTNERS LP MEP NYS 50 50

MetLife Inc MET NYS 10 10

MFA Financial Inc MFA NYS 20 20

MANULIFE FINANCIAL CORP MFC NYS 20 20

BLACKROCK MUNIHOLDINGS QUALIMFL NYS 30 30

MFS MUNICIPAL INCOME TRUST MFM NYS 40 40

Mistras Group Inc MG NYS 50 30

MAGNA INTERNATIONAL INC MGA NYS 20 20

MGM Resorts International MGM NYS 20 20

MACQUARIE GLOBAL INFR TOT RTMGU NYS 50 40

PIONEER MUNI HI INCOME TRUSTMHI NYS 40 40

Mohawk Industries Inc MHK NYS 10 10

BLACKROCK MUNIHOLDINGS NY QUMHN NYS 40 40

M/I HOMES INC MHO NYS 25 30

WESTERN ASSET MANAGED HIGH YMHY NYS 40 40

MACQUARIE INFRASTRUCTURE COMIC NYS 20 20

MFS INTERMEDIATE INC TRUST MIN NYS 40 40

AG MORTGAGE INVESTMENT TRUSTMITT NYS 30 30

BLACKROCK MUNIYIELD MI QUALIMIY NYS 40 40

MEAD JOHNSON NUTRITION CO MJN NYS 10 10

McCormick and Co MKC NYS 10 10

MARKEL CORP MKL NYS 20 20

MUELLER INDUSTRIES INC MLI NYS 20 20

MARTIN MARIETTA MATERIALS MLM NYS 20 20

MARSH & MCLENNAN COS MMC NYS 10 10

MAINSTAY DEFINEDTERM MUNICIPMMD NYS 40 30

MARCUS & MILLICHAP INC MMI NYS 25 30

3M Company MMM NYS 10 10

MAGELLAN MIDSTREAM PARTNERSMMP NYS 30 30

MAXIMUS Inc MMS NYS 20 20

MFS MULTIMARKET INC TRUST MMT NYS 40 40

WESTERN ASSET MANAGED MUNICIMMU NYS 30 30

MANNING & NAPIER INC MN NYS 70 70

MALLINCKRODT PLC MNK NYS 20 20

MONMOUTH REIT-CLASS A MNR NYS 25 25

Altria Group Inc MO NYS 10 10

MODINE MANUFACTURING CO MOD NYS 40 50

MOOG INC-CLASS A MOG.A NYS 20 20

MOLINA HEALTHCARE INC MOH NYS 20 20

Monsanto Co MON NYS 10 10

Mosaic Company New MOS NYS 10 10

MOVADO GROUP INC MOV NYS 30 40

Marathon Petroleum Corporation MPC NYS 10 10

MPLX LP MPLX NYS 30 30

Medical Properties Trust Inc MPW NYS 20 20

MARINE PRODUCTS CORP MPX NYS 50 50

BLACKROCK MUNIYIELD QUAL II MQT NYS 40 40

Page 144: Description IRESSCode Exchange Current Margin Final Grade

BLACKROCK MUNIYIELD QUALITY MQY NYS 40 40

MRC GLOBAL INC MRC NYS 30 35

MARIN SOFTWARE INC MRIN NYS 70 70

Merck and Co Inc MRK NYS 10 10

Marathon Oil Corp MRO NYS 20 20

Morgan Stanley MS NYS 10 10

MSA SAFETY INC MSA NYS 20 20

MESABI TRUST MSB NYS 70 70

MSCI INC MSCI NYS 20 20

MADISON SQUARE GARDEN CO-A MSG NYS 20 20

MSG NETWORKS INC- A MSGN NYS 20 20

Motorola Solutions Inc MSI NYS 10 10

MSC Industrial Direct Co Inc MSM NYS 20 20

Arcelor Mittal MT NYS 20 20

M&T Bank Corporation MTB NYS 10 10

METTLER-TOLEDO INTERNATIONALMTD NYS 20 20

MATADOR RESOURCES CO MTDR NYS 30 30

MGIC INVESTMENT CORP MTG NYS 20 20

MERITAGE HOMES CORP MTH NYS 25 25

Mechel Open Joint Stock Co MTL NYS 50 50

VAIL RESORTS INC MTN NYS 20 20

MERITOR INC MTOR NYS 25 25

MATERION CORP MTRN NYS 30 40

WESTERN ASSET MUNCIPAL DEFINMTT NYS 40 40

MANITOWOC COMPANY INC MTW NYS 20 25

MINERALS TECHNOLOGIES INC MTX NYS 25 20

MasTec Inc MTZ NYS 25 25

BLACKROCK MUNIASSETS FUND MUA NYS 40 40

BLACKROCK MUNIHOLDINGS CA QUMUC NYS 30 30

BLACKROCK MUNIHOLDINGS QU IIMUE NYS 40 40

BLACKROCK MUNI INTERM DURATIMUI NYS 40 30

BLACKROCK MUNIHOLDINGS NJ QUMUJ NYS 40 40

MURPHY OIL CORP MUR NYS 10 20

MURPHY USA INC MUSA NYS 20 20

MCEWEN MINING INC MUX NYS 70 40

MVC CAPITAL INC MVC NYS 40 50

BLACKROCK MUNIVEST FUND II MVT NYS 40 40

MUELLER WATER PRODUCTS INC-AMWA NYS 20 20

MONSTER WORLDWIDE INC MWW NYS 25 50

MAGNACHIP SEMICONDUCT MX NYS 50 50

MEXICO FUND INC MXF NYS 50 50

MAXLINEAR INC-CLASS A MXL NYS 25 25

CHINA MING YANG WIND POW-ADSMY NYS 50 40

BLACKROCK MUNIYIELD CALI FD MYC NYS 40 40

CLUBCORP HOLDINGS INC MYCC NYS 20 25

BLACKROCK MUNIYIELD FUND MYD NYS 30 30

MYERS INDUSTRIES INC MYE NYS 40 40

BLACKROCK MUNIYIELD QUALITY MYI NYS 30 30

BLACKROCK MUNIYIELD NY QUALIMYN NYS 40 30

NETSUITE INC N NYS 20 20

Page 145: Description IRESSCode Exchange Current Margin Final Grade

NUVEEN CALIF DIV ADVAN MUNI NAC NYS 30 30

NUVEEN DVD ADVANTAGE MUNI FDNAD NYS 30 30

NAVIOS MARITIME MIDSTREAM PANAP NYS 50 50

NORDIC AMERICAN TANKERS LTD NAT NYS 25 25

Navistar International Corp NAV NYS 25 30

NUVEEN BUILD AMERICAN BOND NBB NYS 40 30

NATIONAL BANK HOLD-CL A NBHC NYS 25 30

Noble Energy Inc NBL NYS 20 20

Nabors Industries Ltd NBR NYS 30 30

NACCO INDUSTRIES-CL A NC NYS 50 40

NAVIGANT CONSULTING INC NCI NYS 25 25

NCR CORPORATION NCR NYS 20 20

NCI BUILDING SYSTEMS INC NCS NYS 30 25

NEWCASTLE INVESTMENT CORP NCT NYS 50 50

ENDURO ROYALTY TRUST NDRO NYS 70 70

Noble Corp NE NYS 30 30

NUVEEN AMT-FREE MUNICIPAL INNEA NYS 30 30

NEXTERA ENERGY INC NEE NYS 10 10

Newmont Mining Corp Holding CoNEM NYS 20 20

NEXTERA ENERGY PARTNERS LP NEP NYS 25 20

NEWMARKET CORP NEU NYS 20 20

NUVEEN ENHANCED MUNICIPAL VANEV NYS 40 40

NEW MEDIA INVESTMENT GROUPNEWM NYS 25 25

NATIONAL FUEL GAS CO NFG NYS 30 30

ALLIANZGI NFJ DIVIDEND INTER NFJ NYS 25 30

Newfield Exploration Co NFX NYS 20 20

NATIONAL GRID PLC-SP ADR NGG NYS 20 20

NGL ENERGY PARTNERS LP NGL NYS 20 40

NATURAL GAS SERVICES GROUP NGS NYS 50 50

NATURAL GROCERS BY VITAMIN CNGVC NYS 40 50

NEXPOINT CREDIT STRATEGIES NHF NYS 40 40

NATL HEALTH INVESTORS INC NHI NYS 20 20

NISOURCE INC NI NYS 10 10

NUVEEN INTERMEDIATE DURATIONNID NYS 30 30

NEW JERSEY RESOURCES CORP NJR NYS 30 30

NISKA GAS STORAGE PARTNERS-UNKA NYS 70 50

Nike Inc NKE NYS 10 10

NUVEEN CALIFORNIA AMT-FREE MNKX NYS 30 30

NL INDUSTRIES NL NYS 70 70

NAUTILUS INC NLS NYS 40 30

Nielsen Holdings NV NLSN NYS 10 10

ANNALY CAPITAL MANAGEMENT INNLY NYS 20 20

NAVIOS MARITIME HOLDINGS INCNM NYS 50 70

NIMBLE STORAGE INC NMBL NYS 25 30

NEW MOUNTAIN FINANCE CORP NMFC NYS 25 25

NAVIOS MARITIME PARTNERS LP NMM NYS 40 70

NUVEEN MUNI MKT OPPORTUNITYNMO NYS 30 30

NUVEEN MD PREMIUM INC MUNINMY NYS 40 40

NAVIOS MARITIME ACQUISITION NNA NYS 40 50

NELNET INC-CL A NNI NYS 25 25

Page 146: Description IRESSCode Exchange Current Margin Final Grade

NATIONAL RETAIL PROPERTIES NNN NYS 20 20

Noah Holdings Limited NOAH NYS 25 25

Northrop Grumman Corp Holding NOC NYS 10 10

Nokia Corp NOK NYS 20 20

NORD ANGLIA EDUCATION INC NORD NYS 30 30

National Oilwell Varco Inc NOV NYS 20 20

SERVICENOW INC NOW NYS 20 20

NEENAH PAPER INC NP NYS 20 20

CHINA NEPSTAR CHAIN DRUG-ADRNPD NYS 50 40

NUVEEN PREMIER MUNI INC FD NPF NYS 40 40

NUVEEN PREMIUM INC MUNI FUNDNPI NYS 30 30

NATIONAL PRESTO INDS INC NPK NYS 40 30

NUVEEN PREMIUM INC MUNI FD 2NPM NYS 30 30

ENPRO INDUSTRIES INC NPO NYS 20 25

NUVEEN PERFORMANCE PLUS MUNINPP NYS 30 30

NQ MOBILE INC - ADR NQ NYS 50 40

NUVEEN INV QUALITY MUNI FD NQM NYS 30 30

NUVEEN SELECT QUALTY MUNI FDNQS NYS 40 40

Newpark Resources Inc NR NYS 40 50

NORTHSTAR REALTY EUROPE C-WINRE NYS 50 30

NORTHSTAR REALTY FINANCE NRF NYS 20 20

NRG ENERGY INC NRG NYS 10 20

NUVEEN NEW YORK AMT-FREE MUNNRK NYS 30 30

NATURAL RESOURCE PARTNERS LPNRP NYS 70 70

NEW RESIDENTIAL INVESTMENT NRZ NYS 20 20

NUSTAR ENERGY LP NS NYS 30 35

NORTHSTAR ASSET MANAGEMENTNSAM NYS 20 20

NORFOLK SOUTHERN CORP NSC NYS 10 10

NUSTAR GP HOLDINGS LLC NSH NYS 35 40

NUVEEN SENIOR INCOME FUND NSL NYS 40 40

NATIONSTAR MORTGAGE HOLDINGSNSM NYS 25 25

INSPERITY INC NSP NYS 20 20

NEUSTAR INC-CLASS A NSR NYS 20 25

TORTOISE MLP FUND INC NTG NYS 25 30

NORTHERN TIER ENERGY LP NTI NYS 20 20

NAM TAI PROPERTY INC NTP NYS 50 50

NUCOR CORP NUE NYS 10 10

NUVEEN MICH QUALITY INC MUNINUM NYS 40 40

Nu Skin Enterprises Inc NUS NYS 25 20

NUVEEN MUNICIPAL VALUE FUNDNUV NYS 30 30

NAVIGATOR HOLDINGS LTD NVGS NYS 40 30

NOVO-NORDISK A/S-SPONS ADR NVO NYS 20 20

NVR INC NVR NYS 20 20

NOVARTIS AG-SPONSORED ADR NVS NYS 20 20

NORTHWESTERN CORP NWE NYS 20 20

NEW HOME CO INC/THE NWHM NYS 50 50

NEWELL RUBBERMAID INC NWL NYS 10 10

NORTHWEST NATURAL GAS CO NWN NYS 30 30

QUANEX BUILDING PRODUCTS NX NYS 25 25

NEW YORK COMMUNITY BANCORPNYCB NYS 20 20

Page 147: Description IRESSCode Exchange Current Margin Final Grade

NRG YIELD INC - CLASS C NYLD NYS 25 20

NRG YIELD INC-CLASS A NYLD.A NYS 20 25

NEW YORK REIT INC NYRT NYS 20 20

NEW YORK TIMES CO-A NYT NYS 20 20

REALTY INCOME CORP O NYS 10 10

OAKTREE CAPITAL GROUP LLC OAK NYS 20 20

OASIS PETROLEUM INC OAS NYS 30 30

ONEBEACON INSURANCE GROUP-AOB NYS 30 30

Owens Corning Inc OC NYS 20 20

OCI PARTNERS LP OCIP NYS 40 40

OCWEN FINANCIAL CORP OCN NYS 25 40

CORPORATE OFFICE PROPERTIES OFC NYS 20 20

OFG BANCORP OFG NYS 30 30

OGE ENERGY CORP OGE NYS 20 20

ONE GAS INC OGS NYS 30 30

Omega Healthcare Investment OHI NYS 20 20

OWENS-ILLINOIS INC OI NYS 10 10

INVESCO MUNICIPAL INCOME OPPOIA NYS 40 40

Oceaneering International Inc OII NYS 30 30

Oil States Intl OIS NYS 30 30

ONEOK Inc OKE NYS 20 20

ONEOK PARTNERS LP OKS NYS 30 30

OLIN CORP OLN NYS 20 20

ONE LIBERTY PROPERTIES INC OLP NYS 40 40

Omnicom Group Inc OMC NYS 10 10

OMEGA PROTEIN CORP OME NYS 40 30

OWENS & MINOR INC OMI NYS 20 20

OMNOVA SOLUTIONS INC OMN NYS 50 50

HIGHER ONE HOLDINGS INC ONE NYS 70 70

OOMA INC OOMA NYS 70 70

OPKO HEALTH INC OPK NYS 20 20

OPOWER INC OPWR NYS 50 40

OPPENHEIMER HOLDINGS-CL A OPY NYS 50 50

ORMAT TECHNOLOGIES INC ORA NYS 20 20

ORANGE-SOPN ADR ORAN NYS 20 20

ORACLE CORP ORCL NYS 10 10

Old Republic International ORI NYS 20 20

ORION MARINE GROUP INC ORN NYS 70 70

OSHKOSH CORP OSK NYS 20 20

OUTFRONT MEDIA INC OUT NYS 20 20

OXFORD INDUSTRIES INC OXM NYS 20 20

Occidental Petroleum Corp OXY NYS 20 20

OCH-ZIFF CAPITAL MANAGEMEN-AOZM NYS 25 40

PANDORA MEDIA INC P NYS 20 20

PLAINS ALL AMER PIPELINE LP PAA NYS 30 30

PACIFIC DRILLING SA PACD NYS 70 70

PENSKE AUTOMOTIVE GROUP INCPAG NYS 20 20

PLAINS GP HOLDINGS LP-CL A PAGP NYS 35 30

PLATFORM SPECIALTY PRODUCTS PAH NYS 20 20

PAMPA ENERGIA SA-SPON ADR PAM NYS 25 25

Page 148: Description IRESSCode Exchange Current Margin Final Grade

PALO ALTO NETWORKS INC PANW NYS 20 20

Verifone Systems Inc PAY NYS 20 20

PAYCOM SOFTWARE INC PAYC NYS 20 20

PROSPERITY BANCSHARES INC PB NYS 20 20

PBF ENERGY INC-CLASS A PBF NYS 20 20

PBF LOGISTICS LP PBFX NYS 50 50

PRESTIGE BRANDS HOLDINGS INC PBH NYS 20 20

PITNEY BOWES INC PBI NYS 10 10

Petroleo Brasileiro ADR PBR NYS 20 20

PERMIAN BASIN ROYALTY TRUST PBT NYS 50 50

PUMA BIOTECHNOLOGY INC PBYI NYS 35 40

Pacific Gas and Electric Compa PCG NYS 10 10

PIMCO DYNAMIC CREDIT INCOMEPCI NYS 20 20

PIMCO CORPORATE & INCOME STRPCN NYS 40 30

PIMCO DYNAMIC INCOME FUND PDI NYS 25 25

PIEDMONT OFFICE REALTY TRU-A PDM NYS 20 20

PRECISION DRILLING CORP PDS NYS 35 35

JOHN HAN PREMIUM DIVIDEND FDPDT NYS 30 30

PARSLEY ENERGY INC-CLASS A PE NYS 30 30

PEBBLEBROOK HOTEL TRUST PEB NYS 20 20

PUBLIC SERVICE ENTERPRISE GP PEG NYS 10 10

PENN REAL ESTATE INVEST TST PEI NYS 20 20

PETROLEUM & RESOURCES CORP PEO NYS 40 40

PepsiCo Inc PEP NYS 10 10

SANDRIDGE PERMIAN TRUST PER NYS 50 70

PIONEER ENERGY SERVICES CORP PES NYS 50 100

PINNACLE FOODS INC PF NYS 20 20

Pfizer Inc PFE NYS 10 10

PRINCIPAL FINANCIAL GROUP PFG NYS 10 10

PIMCO INCOME STRATEGY FUND PFL NYS 40 40

PIMCO INCOME STRATEGY FD II PFN NYS 40 40

PROVIDENT FINANCIAL SERVICES PFS NYS 20 20

PENNYMAC FINANCIAL SERVICE-A PFSI NYS 50 50

Procter and Gamble Co PG NYS 10 10

PLY GEM HOLDINGS INC PGEM NYS 50 40

Pengrowth Energy Corporation PGH NYS 50 100

PROGRESSIVE CORP PGR NYS 10 10

PARKER HANNIFIN CORP PH NYS 10 10

PIONEER FLOATING RATE TRUST PHD NYS 40 40

KONINKLIJKE PHILIPS NVR- NY PHG NYS 20 20

PHH CORP PHH NYS 25 25

PHILIPPINE LONG DIST -SP ADR PHI NYS 25 30

PIMCO HIGH INCOME FUND PHK NYS 30 25

PulteGroup Inc PHM NYS 10 10

PANHANDLE OIL AND GAS INC-A PHX NYS 50 50

POLARIS INDUSTRIES INC PII NYS 20 20

PUTNAM MASTER INTER INC TST PIM NYS 40 40

PIER 1 IMPORTS INC PIR NYS 25 30

PIPER JAFFRAY COS PJC NYS 30 25

PJT PARTNERS INC - A PJT NYS 50 30

Page 149: Description IRESSCode Exchange Current Margin Final Grade

PARKER DRILLING CO PKD NYS 50 50

PARK ELECTROCHEMICAL CORP PKE NYS 50 50

Packaging Corp PKG NYS 20 20

PERKINELMER INC PKI NYS 10 10

PIMCO INCOME OPPORTUNITY FUNPKO NYS 40 40

PARKWAY PROPERTIES INC PKY NYS 20 20

PROLOGIS INC PLD NYS 10 10

PLANET FITNESS INC - CL A PLNT NYS 50 25

DOUGLAS DYNAMICS INC PLOW NYS 40 30

PLANTRONICS INC PLT NYS 20 25

Philip Morris International PM NYS 10 10

PHARMERICA CORP PMC NYS 25 25

PIMCO MUNICIPAL INCOME FUNDPMF NYS 40 40

PIMCO MUNICIPAL INCOME FD II PML NYS 30 30

PUTNAM MANAGED MUNI INCM TRSPMM NYS 40 40

PUTNAM MUNI OPPORTUNITIES TRPMO NYS 40 40

PENNYMAC MORTGAGE INVESTMENTPMT NYS 20 25

PIMCO MUNI INCOME FUND III PMX NYS 40 40

PNC Financial Services Group PNC NYS 10 10

PNM Resources Inc PNM NYS 20 20

PENTAIR LTD-REGISTERED PNR NYS 10 10

Pinnacle West Capital Corp PNW NYS 10 10

PIEDMONT NATURAL GAS CO PNY NYS 30 30

POLYONE CORPORATION POL NYS 20 20

PORTLAND GENERAL ELECTRIC COPOR NYS 20 20

POST HOLDINGS INC POST NYS 20 20

Potash Corp POT NYS 20 20

PPG Industries Inc PPG NYS 10 10

PPL CORPORATION PPL NYS 10 10

VOYA PRIME RATE TRUST PPR NYS 30 30

POST PROPERTIES INC PPS NYS 20 20

PUTNAM PREMIER INCOME TRUSTPPT NYS 30 40

PETROQUEST ENERGY INC PQ NYS 70 100

PROASSURANCE CORP PRA NYS 20 20

Perrigo Company PRGO NYS 10 10

PRIMERICA INC PRI NYS 20 20

PROTO LABS INC PRLB NYS 20 25

PROS HOLDINGS INC PRO NYS 25 40

Prudential Financial Inc PRU NYS 10 10

Public Storage PSA NYS 10 10

PS BUSINESS PARKS INC/CA PSB NYS 20 20

COHEN & STEERS SELECT PREFER PSF NYS 40 40

PEARSON PLC-SPONSORED ADR PSO NYS 20 25

PHILLIPS 66 PSX NYS 10 10

PHILLIPS 66 PARTNERS LP PSXP NYS 30 30

PIMCO CORPORATE & INCOME OPPPTY NYS 30 30

PRUDENTIAL PLC-ADR PUK NYS 20 20

PRETIUM RESOURCES INC PVG NYS 30 25

PVH CORP PVH NYS 10 10

PENN WEST PETROLEUM LTD PWE NYS 50 50

Page 150: Description IRESSCode Exchange Current Margin Final Grade

QUANTA SERVICES INC PWR NYS 10 10

Praxair Inc PX NYS 10 10

PIONEER NATURAL RESOURCES COPXD NYS 20 20

PZENA INVESTMENT MANAGM-CL APZN NYS 40 40

QUINTILES TRANSNATIONAL HOLDQ NYS 30 30

Qep Resources QEP NYS 20 20

Qihoo 360 Technology Co Ltd QIHU NYS 20 20

QUANTUM CORP QTM NYS 70 70

QTS REALTY TRUST INC-CL A QTS NYS 20 20

Q2 HOLDINGS INC QTWO NYS 30 25

QUAD GRAPHICS INC QUAD NYS 30 25

RYDER SYSTEM INC R NYS 10 10

FERRARI NV RACE NYS 20 20

RITE AID CORP RAD NYS 20 20

Reynolds American Inc RAI NYS 10 10

RAIT FINANCIAL TRUST RAS NYS 40 50

BANKRATE INC RATE NYS 25 30

Rackspace Hosting Inc RAX NYS 20 20

RITCHIE BROS AUCTIONEERS RBA NYS 20 20

REGAL-BELOIT CORP RBC NYS 20 20

Royal Bank of Scotland Group RBS NYS 20 20

ROGERS COMMUNICATIONS INC-BRCI NYS 20 20

ROYAL CARIBBEAN CRUISES LTD RCL NYS 10 10

PIMCO STRATEGIC INCOME FUND RCS NYS 40 40

ROWAN COMPANIES PLC-A RDC NYS 30 30

RADIAN GROUP INC RDN NYS 20 20

ROYAL DUTCH SHELL PLC-A RDS.A NYS 20 20

ROYAL DUTCH SHELL PLC-B RDS.B NYS 20 20

DOCTOR REDDY'S LAB-ADR RDY NYS 20 20

EVEREST RE GROUP LTD RE NYS 20 20

REGENCY CENTERS CORP REG NYS 20 20

RENREN INC-ADR RENN NYS 50 50

RPC INC RES NYS 35 30

ALTISOURCE RESIDENTIAL CORP RESI NYS 25 30

REVLON INC-CLASS A REV NYS 30 40

REX AMERICAN RESOURCES CORPREX NYS 30 25

REXFORD INDUSTRIAL REALTY IN REXR NYS 20 20

Regions Financial Corporation RF NYS 10 10

COHEN & STEERS TOT RET RLTY RFI NYS 40 40

RESOLUTE FOREST PRODUCTS RFP NYS 25 50

REINSURANCE GROUP OF AMERICARGA NYS 20 20

REGAL ENTERTAINMENT GROUP-ARGC NYS 20 20

STURM RUGER & CO INC RGR NYS 20 25

REGIS CORP RGS NYS 30 30

RESTORATION HARDWARE HOLDINGRH NYS 20 20

Robert Half International Inc RHI NYS 10 10

Ryman Hospitality RHP NYS 20 20

RED HAT INC RHT NYS 10 10

RICE ENERGY INC RICE NYS 30 30

Transocean Ltd RIG NYS 20 20

Page 151: Description IRESSCode Exchange Current Margin Final Grade

Rio Tinto Plc RIO NYS 20 20

RAYMOND JAMES FINANCIAL INC RJF NYS 20 20

RALPH LAUREN CORP RL NYS 10 10

Realogy Holdings Corp RLGY NYS 20 20

RED LION HOTELS CORP RLH NYS 50 70

RLI CORP RLI NYS 20 20

RLJ LODGING TRUST RLJ NYS 20 20

RE/MAX HOLDINGS INC-CL A RMAX NYS 40 20

ResMed Inc RMD NYS 20 20

ROYCE MICRO-CAP TRUST INC RMT NYS 40 40

RINGCENTRAL INC-CLASS A RNG NYS 25 25

RENAISSANCERE HOLDINGS LTD RNR NYS 20 20

ROGERS CORP ROG NYS 20 25

Rockwell Automation Inc ROK NYS 10 10

ROLLINS INC ROL NYS 20 20

Roper Industries Inc ROP NYS 10 10

PACIFIC COAST OIL TRUST ROYT NYS 70 100

RETAIL PROPERTIES OF AME - A RPAI NYS 20 20

RPM INTERNATIONAL INC RPM NYS 20 20

RAMCO-GERSHENSON PROPERTIESRPT NYS 20 20

COHEN & STEERS QUAL INC RLTY RQI NYS 25 30

RANGE RESOURCES CORP RRC NYS 20 20

ROSE ROCK MIDSTREAM LP RRMS NYS 40 100

ROADRUNNER TRANSPORTATION SYRRTS NYS 30 50

RELIANCE STEEL & ALUMINUM RS NYS 20 20

ROUSE PROPERTIES INC RSE NYS 25 20

Republic Services Inc RSG NYS 10 10

RESOURCE CAPITAL CORP RSO NYS 40 30

RSP PERMIAN INC RSPP NYS 30 30

ROSETTA STONE INC RST NYS 50 70

RUBY TUESDAY INC RT NYS 50 50

RUDOLPH TECHNOLOGIES INC RTEC NYS 40 30

RAYTHEON COMPANY RTN NYS 10 10

RUBICON PROJECT INC/THE RUBI NYS 25 30

ROYCE VALUE TRUST RVT NYS 30 30

REDWOOD TRUST INC RWT NYS 20 20

REXNORD CORP RXN NYS 20 20

ROYAL BANK OF CANADA RY NYS 20 20

RAYONIER ADVANCED MATERIALSRYAM NYS 40 30

RAYONIER INC RYN NYS 20 20

Sprint Nextel Corporation S NYS 20 20

Seabridge Gold Inc SA NYS 50 100

SONIC AUTOMOTIVE INC-CLASS A SAH NYS 20 25

SCIENCE APPLICATIONS INTE SAIC NYS 20 20

SCORPIO BULKERS INC SALT NYS 40 70

BANCO SANTANDER SA-SPON ADRSAM NYS 20 25

BANCO SANTANDER SA-SPON ADRSAN NYS 20 20

SAP SE-SPONSORED ADR SAP NYS 20 20

SAFE BULKERS INC SB NYS 50 70

SIBANYE GOLD- SPON ADR SBGL NYS 25 35

Page 152: Description IRESSCode Exchange Current Margin Final Grade

Sally Beauty Holdings Inc SBH NYS 20 20

SABINE ROYALTY TRUST SBR NYS 50 50

SILVER BAY REALTY TRUST CORP SBY NYS 20 30

SANTANDER CONSUMER USA HOLDISC NYS 20 20

SOUTHERN COPPER CORP SCCO NYS 20 20

LMP CAPITAL AND INCOME FUND SCD NYS 40 40

SCANA CORP SCG NYS 10 10

SCHWAB (CHARLES) CORP SCHW NYS 10 10

Service Corp International Inc SCI NYS 20 20

STEPAN CO SCL NYS 20 20

STEELCASE INC-CL A SCS NYS 20 20

SEADRILL PARTNERS LLC SDLP NYS 50 50

SANDRIDGE MISSISSIPPIAN TRUS SDR NYS 70 70

Seadrill Ltd SDRL NYS 30 35

SPECTRA ENERGY CORP SE NYS 20 20

SEAWORLD ENTERTAINMENT INC SEAS NYS 20 20

SEALED AIR CORP SEE NYS 10 10

SELECT MEDICAL HOLDINGS CORPSEM NYS 20 25

SEMGROUP CORP-CLASS A SEMG NYS 20 30

SPECTRA ENERGY PARTNERS LP SEP NYS 30 30

SERVICEMASTER GLOBAL HOLDINGSERV NYS 20 20

STIFEL FINANCIAL CORP SF NYS 20 20

SAFEGUARD SCIENTIFICS INC SFE NYS 50 50

SHIP FINANCE INTL LTD SFL NYS 30 35

SOUFUN HOLDINGS LTD-ADR SFUN NYS 20 25

STONEGATE MORTGAGE CORP SGM NYS 50 70

STAR GAS PARTNERS L.P. SGU NYS 40 40

STONE ENERGY CORP SGY NYS 50 100

SHAKE SHACK INC - CLASS A SHAK NYS 25 25

SUNSTONE HOTEL INVESTORS INCSHO NYS 20 20

SHERWIN-WILLIAMS CO/THE SHW NYS 10 10

Companhia Siderugica Hacional SID NYS 50 30

SIGNET JEWELERS LTD SIG NYS 10 10

SELECT INCOME REIT SIR NYS 20 20

SIX FLAGS ENTERTAINMENT CORPSIX NYS 20 20

SOUTH JERSEY INDUSTRIES SJI NYS 30 30

JM Smucker Company SJM NYS 10 10

SHAW COMMUNICATIONS INC-B SJR NYS 20 20

SAN JUAN BASIN ROYALTY TR SJT NYS 50 50

SJW CORP SJW NYS 40 25

SK Telecom Co Ltd SKM NYS 20 20

TANGER FACTORY OUTLET CENTERSKT NYS 20 20

SKECHERS USA INC-CL A SKX NYS 20 20

Schlumberger Ltd SLB NYS 20 20

US SILICA HOLDINGS INC SLCA NYS 25 20

SUN LIFE FINANCIAL INC SLF NYS 20 20

SL GREEN REALTY CORP SLG NYS 10 10

Silver Wheaton Corp SLW NYS 20 20

SM Energy Company SM NYS 30 100

SCOTTS MIRACLE-GRO CO-CL A SMG NYS 20 20

Page 153: Description IRESSCode Exchange Current Margin Final Grade

SEMICONDUCTOR MANUFACT-ADRSMI NYS 40 30

SUMMIT MIDSTREAM PARTNERS LPSMLP NYS 40 35

SALIENT MIDSTREAM & MLP FUNDSMM NYS 50 50

STANDARD MOTOR PRODS SMP NYS 25 30

SANCHEZ ENERGY CORP SN NYS 50 100

Snap on Inc SNA NYS 10 10

Sony Corporation SNE NYS 20 20

SENIOR HOUSING PROP TRUST SNH NYS 20 20

SMITH & NEPHEW PLC -SPON ADRSNN NYS 20 20

INTRAWEST RESORTS HOLDINGS I SNOW NYS 40 50

China Petroleum and Chemical SNP NYS 20 20

SYNOVUS FINANCIAL CORP SNV NYS 20 20

SYNNEX CORP SNX NYS 20 20

SANOFI-ADR SNY NYS 20 20

Southern Co SO NYS 10 10

RENESOLA LTD-ADR SOL NYS 70 70

SONOCO PRODUCTS CO SON NYS 20 20

SOURCE CAPITAL INC SOR NYS 30 40

SPARTON CORP SPA NYS 50 50

SPECTRUM BRANDS HOLDINGS INCSPB NYS 20 20

Simon Property Group Inc SPG NYS 10 10

SUBURBAN PROPANE PARTNERS LPSPH NYS 20 25

STEEL PARTNERS HOLDINGS LP SPLP NYS 40 40

Superior Energy Services Inc SPN NYS 30 30

Spirit Aerosystems Holdings SPR NYS 20 20

SQUARE INC - A SQ NYS 40 25

QUIMICA Y MINERA CHIL-SP ADR SQM NYS 20 20

SPIRIT REALTY CAPITAL INC SRC NYS 20 20

SEMPRA ENERGY SRE NYS 10 10

STONERIDGE INC SRI NYS 50 40

SPRAGUE RESOURCES LP SRLP NYS 50 50

SIMPSON MANUFACTURING CO INCSSD NYS 20 20

STAGE STORES INC SSI NYS 40 70

SASOL LTD-SPONSORED ADR SSL NYS 20 20

SILVER SPRING NETWORKS INC SSNI NYS 40 30

EW SCRIPPS CO/THE-A SSP NYS 25 25

SOVRAN SELF STORAGE INC SSS NYS 20 20

SHUTTERSTOCK INC SSTK NYS 35 35

SEASPAN CORP SSW NYS 25 25

SENSATA TECHNOLOGIES HOLDINGST NYS 20 20

STAG INDUSTRIAL INC STAG NYS 20 20

Istar Financial Inc STAR NYS 20 25

EXTENDED STAY AMERICA INC STAY NYS 20 20

STEWART INFORMATION SERVICESSTC NYS 25 20

STERIS CORP STE NYS 20 20

SunTrust Banks Inc STI NYS 10 10

ST JUDE MEDICAL INC STJ NYS 10 10

COLUMBIA SELIG PREM TECH GW STK NYS 50 50

STERLING BANCORP/DE STL NYS 20 20

STMICROELECTRONICS NV-NY SHSSTM NYS 20 20

Page 154: Description IRESSCode Exchange Current Margin Final Grade

STANTEC INC STN NYS 30 30

SCORPIO TANKERS INC STNG NYS 30 35

STATOIL ASA-SPON ADR STO NYS 20 20

STONEMOR PARTNERS LP STON NYS 25 25

QUESTAR CORP STR NYS 30 30

State Street Corporation STT NYS 10 10

CHINA DIGITAL TV HOLDING-ADR STV NYS 70 100

STARWOOD PROPERTY TRUST INCSTWD NYS 20 20

Constellation Brands STZ NYS 10 10

SUNCOR ENERGY INC SU NYS 20 20

SUN COMMUNITIES INC SUI NYS 20 20

SUNOCO LP SUN NYS 25 25

SUPERIOR INDUSTRIES INTL SUP NYS 40 25

Supervalu Inc SVU NYS 25 25

STILLWATER MINING CO SWC NYS 25 25

SWIFT TRANSPORTATION CO SWFT NYS 20 20

Stanley Black and Decker Inc SWK NYS 10 10

SCHWEITZER-MAUDUIT INTL INC SWM NYS 20 25

SOUTHWESTERN ENERGY CO SWN NYS 20 20

SOUTHWEST GAS CORP SWX NYS 30 30

SWISS HELVETIA FUND SWZ NYS 40 40

SUNCOKE ENERGY INC SXC NYS 30 50

SUNCOKE ENERGY PARTNERS LP SXCP NYS 50 50

SOUTHCROSS ENERGY PARTNERS LSXE NYS 50 100

STANDEX INTERNATIONAL CORP SXI NYS 25 20

SUNOCO LOGISTICS PARTNERS LP SXL NYS 30 30

SENSIENT TECHNOLOGIES CORP SXT NYS 20 20

SYNCHRONY FINANCIAL SYF NYS 20 10

Stryker Corp SYK NYS 10 10

SYNGENTA AG-ADR SYT NYS 20 20

SYSTEMAX INC SYX NYS 50 50

SYSCO CORP SYY NYS 10 10

AT&T T NYS 10 10

TRAVELCENTERS OF AMERICA LLC TA NYS 50 50

TRANSALTA CORP TAC NYS 40 40

TAL INTERNATIONAL GROUP INC TAL NYS 30 30

MOLSON COORS BREWING CO -B TAP NYS 10 10

TARO PHARMACEUTICAL INDUS TARO NYS 20 20

TRUEBLUE INC TBI NYS 20 25

TRIANGLE CAPITAL CORP TCAP NYS 40 40

TCF FINANCIAL CORP TCB NYS 20 20

Teck Resources Ltd TCK NYS 25 100

TAUBMAN CENTERS INC TCO NYS 20 20

TC PIPELINES LP TCP NYS 30 30

TCP INTERNATIONAL HOLDINGS L TCPI NYS 100 100

CONTAINER STORE GROUP INC/THTCS NYS 40 50

TORONTO-DOMINION BANK TD NYS 20 20

Teradata Corporation TDC NYS 10 10

TEMPLETON DRAGON FUND INC TDF NYS 40 30

Transdigm Group Incorporated TDG NYS 20 10

Page 155: Description IRESSCode Exchange Current Margin Final Grade

TELEPHONE AND DATA SYSTEMS TDS NYS 20 20

Tidewater Inc TDW NYS 35 50

TELEDYNE TECHNOLOGIES INC TDY NYS 20 20

TECO ENERGY INC TE NYS 10 10

TELEFONICA SA-SPON ADR TEF NYS 20 20

TEMPLETON EMERG MKTS INC FDTEI NYS 40 40

TE CONNECTIVITY LTD TEL NYS 10 10

TENNECO INC TEN NYS 20 20

Telecom Argentina SA TEO NYS 30 30

TALLGRASS ENERGY PARTNERS LP TEP NYS 30 30

TERADYNE INC TER NYS 20 20

Teva Pharmaceutical Industries TEVA NYS 20 20

TEREX CORP TEX NYS 20 20

TELEFLEX INC TFX NYS 20 20

TREDEGAR CORP TG NYS 50 50

TEXTAINER GROUP HOLDINGS LTDTGH NYS 25 30

TRIUMPH GROUP INC TGI NYS 20 20

TEEKAY LNG PARTNERS LP TGP NYS 35 35

Target Corp TGT NYS 10 10

Tenet Healthcare Corporation THC NYS 10 20

HANOVER INSURANCE GROUP INC/THG NYS 20 20

THOR INDUSTRIES INC THO NYS 20 20

THERMON GROUP HOLDINGS INC THR NYS 30 30

TREEHOUSE FOODS INC THS NYS 20 20

TELECOM ITALIA SPA-SPON ADR TI NYS 25 30

Tiffany and Co TIF NYS 10 10

TIME INC TIME NYS 20 25

TEAM INC TISI NYS 30 25

TJX COMPANIES INC TJX NYS 10 10

TEEKAY CORP TK NYS 30 40

TURKCELL ILETISIM HIZMET-ADR TKC NYS 20 25

TIMKEN CO TKR NYS 20 20

TESORO LOGISTICS LP TLLP NYS 30 30

TALEN ENERGY CORP- W/I TLN NYS 100 100

TRANSMONTAIGNE PARTNERS LP TLP NYS 50 50

TEAM HEALTH HOLDINGS INC TMH NYS 20 20

TAYLOR MORRISON HOME CORP-ATMHC NYS 20 20

TORCHMARK CORP TMK NYS 10 10

Thermo Fisher Scientific Inc TMO NYS 10 10

TIMKENSTEEL CORP TMST NYS 30 40

TENNANT CO TNC NYS 25 25

TRINET GROUP INC TNET NYS 30 25

TERRA NITROGEN COMPANY LP TNH NYS 30 30

TEEKAY TANKERS LTD-CLASS A TNK NYS 35 40

TSAKOS ENERGY NAVIGATION LTDTNP NYS 30 40

TOLL BROTHERS INC TOL NYS 20 20

TEEKAY OFFSHORE PARTNERS LP TOO NYS 40 50

TOTAL SA-SPON ADR TOT NYS 20 20

TOWER INTERNATIONAL INC TOWR NYS 30 30

TUTOR PERINI CORP TPC NYS 25 25

Page 156: Description IRESSCode Exchange Current Margin Final Grade

TRI POINTE HOMES INC TPH NYS 20 25

TEXAS PACIFIC LAND TRUST TPL NYS 30 40

THIRD POINT REINSURANCE LTD TPRE NYS 20 25

Tempur Pedic TPX NYS 20 20

TOOTSIE ROLL INDS TR NYS 25 20

TEJON RANCH CO TRC NYS 40 40

TRECORA RESOURCES TREC NYS 50 50

TREX COMPANY INC TREX NYS 25 25

TARGA RESOURCES CORP TRGP NYS 30 30

THOMSON REUTERS CORP TRI NYS 20 20

SPEEDWAY MOTORSPORTS INC TRK NYS 30 30

TRINITY INDUSTRIES INC TRN NYS 20 20

TERRENO REALTY CORP TRNO NYS 25 25

TRONOX LTD-CL A TROX NYS 30 30

TRANSCANADA CORP TRP NYS 30 30

Turquoise Hill Resources Ltd TRQ NYS 20 25

The Travelers Companies Inc TRV NYS 10 10

TENARIS SA-ADR TS NYS 30 30

TRINSEO SA TSE NYS 25 20

TCW STRATEGIC INCOME FUND INTSI NYS 40 40

Trina Solar Ltd TSL NYS 25 25

TPG SPECIALTY LENDING INC TSLX NYS 30 25

Taiwan Semiconductor ManufactuTSM NYS 20 20

TYSON FOODS INC-CL A TSN NYS 10 10

TESORO CORP TSO NYS 10 10

TOTAL SYSTEM SERVICES INC TSS NYS 10 10

TIM PARTICIPACOES SA-ADR TSU NYS 20 20

TORO CO TTC NYS 20 20

TETRA TECHNOLOGIES INC TTI NYS 50 40

Tata Motors Ltd TTM NYS 20 20

TELUS CORP TU NYS 20 20

TUMI HOLDINGS INC TUMI NYS 20 20

Tupperware Brands TUP NYS 20 20

GRUPO TELEVISA SA-SPON ADR TV NYS 20 20

TITAN INTERNATIONAL INC TWI NYS 40 50

Two Harbors Investment Corp TWO NYS 20 20

TWITTER INC TWTR NYS 30 30

Time Warner TWX NYS 10 10

Ternium SA TX NYS 25 25

Textron Inc TXT NYS 10 10

TEXTURA CORP TXTR NYS 30 30

TRI-CONTINENTAL CORP TY NYS 30 30

TYCO INTERNATIONAL LTD TYC NYS 10 10

TORTOISE ENERGY INFRASTRUCTUTYG NYS 25 25

TYLER TECHNOLOGIES INC TYL NYS 20 20

Under Armour Inc UA NYS 10 10

UNITED CONTINENTAL HOLDINGS UAL NYS 20 10

UNIVERSAL AMERICAN CORP UAM NYS 40 40

CVR PARTNERS LP UAN NYS 40 40

URSTADT BIDDLE - CLASS A UBA NYS 25 30

Page 157: Description IRESSCode Exchange Current Margin Final Grade

UBS AG LONDON BRH UBS NYS 20 20

UDR INC UDR NYS 20 10

UNIFI INC UFI NYS 40 50

DOMTAR CORP UFS NYS 20 20

UGI CORP UGI NYS 30 30

UNIVERSAL HEALTH SERVICES-B UHS NYS 10 10

UNIVERSAL HEALTH RLTY INCOMEUHT NYS 30 25

UNISYS CORP UIS NYS 25 30

UNILEVER PLC-SPONSORED ADR UL NYS 20 20

UNILEVER N V -NY SHARES UN NYS 20 20

UNIFIRST CORP/MA UNF NYS 20 20

UnitedHealth Group UNH NYS 10 10

UNUM GROUP UNM NYS 10 10

Union Pacific Corp UNP NYS 10 10

UNIT CORP UNT NYS 40 100

United Parcel Service UPS NYS 10 10

United Rentals URI NYS 10 10

LIBERTY ALL STAR EQUITY FUND USA NYS 30 30

USA COMPRESSION PARTNERS LP USAC NYS 50 50

US Bancorp Del USB NYS 10 10

USG CORP USG NYS 30 30

US CELLULAR CORP USM NYS 30 25

USANA Health Sciences USNA NYS 25 25

U.S. PHYSICAL THERAPY INC USPH NYS 30 25

COHEN & STEERS INFRASTRUCTURUTF NYS 25 25

UNIVERSAL TECHNICAL INSTITUT UTI NYS 70 100

UNITIL CORP UTL NYS 40 30

United Technologies Corp UTX NYS 10 10

UNIVERSAL INSURANCE HOLDINGSUVE NYS 25 25

UNIVERSAL CORP/VA UVV NYS 20 20

Visa Inc V NYS 10 10

MARRIOTT VACATIONS WORLD VAC NYS 20 25

VALSPAR CORP VAL NYS 20 20

Vale SA VALE NYS 20 20

VARIAN MEDICAL SYSTEMS INC VAR NYS 10 10

VISTEON CORP VC NYS 20 20

VOCERA COMMUNICATIONS INC VCRA NYS 50 50

VEEVA SYSTEMS INC-CLASS A VEEV NYS 20 20

VEREIT INC VER NYS 20 20

V F Corp VFC NYS 10 10

VONAGE HOLDINGS CORP VG NYS 25 25

INVESCO TRUST FOR INVESTMEN VGM NYS 30 30

VECTOR GROUP LTD VGR NYS 20 20

VALHI INC VHI NYS 40 50

VIPSHOP HOLDINGS LTD - ADS VIPS NYS 20 20

TELEFONICA BRASIL-ADR VIV NYS 20 20

VOXELJET AG-ADR VJET NYS 70 70

INVESCO MUNICIPAL TRUST VKQ NYS 30 30

Valero Energy Corporation VLO NYS 10 10

VALERO ENERGY PARTNERS LP VLP NYS 35 35

Page 158: Description IRESSCode Exchange Current Margin Final Grade

VALLEY NATIONAL BANCORP VLY NYS 20 20

VULCAN MATERIALS CO VMC NYS 20 20

VIOLIN MEMORY INC VMEM NYS 70 100

VALMONT INDUSTRIES VMI NYS 20 20

INVESCO MUNICIPAL OPPORTUNI VMO NYS 30 25

Vmware Inc VMW NYS 20 20

VINCE HOLDING CORP VNCE NYS 70 70

VORNADO REALTY TRUST VNO NYS 10 10

Vantiv Inc VNTV NYS 20 20

VOYA FINANCIAL INC VOYA NYS 20 20

Validus Holdings Ltd VR NYS 20 20

VERITIV CORP VRTV NYS 30 40

Valeant Pharmaceuticals VRX NYS 20 20

VISHAY INTERTECHNOLOGY INC VSH NYS 20 20

Vitamin Shoppe Inc VSI NYS 20 25

VIVINT SOLAR INC VSLR NYS 30 70

INVESCO DYNAMIC CREDIT OPP VTA NYS 25 25

VENTAS INC VTR NYS 10 10

VECTREN CORPORATION VVC NYS 30 30

VIAD CORP VVI NYS 40 25

INVESCO SENIOR INCOME TRUST VVR NYS 30 30

Verizon Communications Inc VZ NYS 10 10

WAYFAIR INC- CLASS A W NYS 20 25

Wabtec Corp WAB NYS 20 20

WALTER INVESTMENT MANAGEMENTWAC NYS 40 70

WAGEWORKS INC WAGE NYS 20 20

WESCO AIRCRAFT HOLDINGS INC WAIR NYS 25 20

WESTERN ALLIANCE BANCORP WAL NYS 20 20

Waters Corp WAT NYS 10 10

500.COM LTD-CLASS A-ADR WBAI NYS 30 40

Wabco Holdings Inc WBC NYS 20 20

Webster Financial Corporation WBS NYS 20 20

WESCO International Inc WCC NYS 20 20

WellCare Health Plans Inc WCG NYS 20 20

WCI COMMUNITIES INC WCIC NYS 25 40

WASTE CONNECTIONS INC WCN NYS 20 20

WALKER & DUNLOP INC WD NYS 20 30

WORKDAY INC-CLASS A WDAY NYS 20 20

WADDELL & REED FINANCIAL-A WDR NYS 20 25

WEC Energy Grp WEC NYS 10 10

WESTERN GAS PARTNERS LP WES NYS 20 25

WEX INC WEX NYS 20 20

Wells Fargo and Company WFC NYS 10 10

Weatherford International plc WFT NYS 30 30

WGL HOLDINGS INC WGL NYS 30 30

WINNEBAGO INDUSTRIES WGO NYS 30 30

WESTERN GAS EQUITY PARTNERS WGP NYS 25 30

WESTWOOD HOLDINGS GROUP INCWHG NYS 40 40

WHIRLPOOL CORP WHR NYS 10 10

WA/CLAY US INFL-LKD SEC&INC WIA NYS 40 40

Page 159: Description IRESSCode Exchange Current Margin Final Grade

Wipro Ltd WIT NYS 20 20

WA/CLAY US INFL-LKD OPP&INC WIW NYS 30 30

WILLIAM LYON HOMES-CL A WLH NYS 25 30

Westlake Chemical Corp WLK NYS 20 20

WHITING PETROLEUM CORP WLL NYS 30 100

WASTE MANAGEMENT INC WM NYS 10 10

WILLIAMS COS INC WMB NYS 20 20

WESTERN ASSET MORTGAGE CAPITWMC NYS 25 30

WEIS MARKETS INC WMK NYS 30 25

ADVANCED DRAINAGE SYSTEMS INWMS NYS 20 25

Walmart Stores Inc WMT NYS 10 10

WABASH NATIONAL CORP WNC NYS 20 25

WESTERN REFINING INC WNR NYS 20 20

WESTERN REFINING LOGISTICS L WNRL NYS 50 50

WNS HOLDINGS LTD-ADR WNS NYS 25 25

WORTHINGTON INDUSTRIES WOR NYS 25 20

WP CAREY INC WPC NYS 20 20

WASHINGTON PRIME GROUP WPG NYS 20 25

WORLD POINT TERMINALS LP WPT NYS 50 50

WPX ENERGY INC WPX NYS 30 100

WILLIAMS PARTNERS LP WPZ NYS 30 30

WESTAR ENERGY INC WR NYS 20 20

WR Berkley Corp WRB NYS 20 20

WASHINGTON REIT WRE NYS 20 20

Weingarten Realty Investors WRI NYS 20 20

Williams Sonoma WSM NYS 20 20

WATSCO INC WSO NYS 20 20

WHITESTONE REIT WSR NYS 40 40

WEST PHARMACEUTICAL SERVICESWST NYS 20 20

W and T Offshore Inc WTI NYS 50 70

WHITE MOUNTAINS INSURANCE GPWTM NYS 20 20

Aqua America WTR NYS 20 20

WATTS WATER TECHNOLOGIES-A WTS NYS 20 20

Weight Watchers WTW NYS 30 100

Western Union Company WU NYS 10 10

58.COM INC-ADR WUBA NYS 30 30

WHITEWAVE FOODS CO WWAV NYS 20 20

WORLD WRESTLING ENTERTAIN-AWWE NYS 25 25

Wolverine World Wide WWW NYS 20 20

WEYERHAEUSER CO WY NYS 10 10

WYNDHAM WORLDWIDE CORP WYN NYS 10 10

US Steel Corp X NYS 20 20

EXCO RESOURCES INC XCO NYS 50 50

CIMAREX ENERGY CO XEC NYS 20 20

XCEL ENERGY INC XEL NYS 10 10

XINYUAN REAL ESTATE CO L-ADR XIN NYS 50 50

XL GROUP PLC XL NYS 10 10

Exxon Mobil Corp XOM NYS 10 10

INTREXON CORP XON NYS 30 35

XO GROUP INC XOXO NYS 40 40

Page 160: Description IRESSCode Exchange Current Margin Final Grade

XPO LOGISTICS INC XPO NYS 20 25

TAL EDUCATION GROUP- ADR XRS NYS 20 20

Xerox Corp XRX NYS 10 10

XYLEM INC XYL NYS 10 10

ALLEGHANY CORP Y NYS 20 20

YADKIN FINANCIAL CORP YDKN NYS 40 25

YELP INC YELP NYS 20 20

Yingli Green Energy Holding Co YGE NYS 70 100

YPF S.A.-SPONSORED ADR YPF NYS 20 20

YIRENDAI LTD - ADR YRD NYS 50 100

Yum Brands Inc YUM NYS 10 10

Yanzhou Coal Mining Co Ltd YZC NYS 50 40

ZAYO GROUP HOLDINGS INC ZAYO NYS 20 20

ZENDESK INC ZEN NYS 25 25

ZWEIG FUND INC ZF NYS 40 40

ZOE'S KITCHEN INC ZOES NYS 25 25

ZHAOPIN LTD-SPONSORED ADR ZPIN NYS 40 30

ZOETIS INC ZTS NYS 10 10

AF GRUPPEN ASA AFG OSL 30 30

ARENDALS FOSSEKOMPANI ASA AFK OSL 40 40

AKASTOR ASA AKA OSL 50 50

AKER ASA-A SHARES AKER OSL 25 25

AKER SOLUTIONS ASA AKSO OSL 25 35

AMERICAN SHIPPING COMPANY ASAMSC OSL 50 50

ARCHER LTD ARCHER OSL 70 100

ABG SUNDAL COLLIER HOLDING ASC OSL 40 50

ATEA ASA ATEA OSL 25 30

AUSTEVOLL SEAFOOD ASA AUSS OSL 25 20

AVANCE GAS HOLDING LTD AVANCE OSL 40 50

AWILCO DRILLING PLC AWDR OSL 70 70

BAKKAFROST P/F BAKKA OSL 20 20

BONHEUR ASA BON OSL 50 50

BOUVET ASA BOUVET OSL 50 50

BORREGAARD ASA BRG OSL 30 20

BW LPG LTD BWLPG OSL 35 35

BW OFFSHORE LTD BWO OSL 50 100

DEEP SEA SUPPLY PLC DESSC OSL 100 100

DET NORSKE OLJESELSKAP ASA DETNOR OSL 35 35

DNB ASA DNB OSL 20 20

DNO ASA DNO OSL 35 35

DOF ASA DOF OSL 100 100

EKORNES ASA EKO OSL 40 40

EMAS OFFSHORE LTD EMAS OSL 100 100

ENTRA ASA ENTRA OSL 25 25

FARSTAD SHIPPING FAR OSL 100 100

FLEX LNG LTD FLNG OSL 70 70

FRED OLSEN ENERGY ASA FOE OSL 40 50

FRONTLINE LTD FRO OSL 40 100

GJENSIDIGE FORSIKRING ASA GJF OSL 20 20

GRIEG SEAFOOD ASA GSF OSL 50 25

Page 161: Description IRESSCode Exchange Current Margin Final Grade

HELGELAND SPAREBANK HELG OSL 50 50

HEXAGON COMPOSITES ASA HEX OSL 50 40

HAVFISK ASA HFISK OSL 50 25

HOEGH LNG HOLDINGS LTD HLNG OSL 30 40

HAFSLUND-A SHS HNA OSL 30 30

HAFSLUND-B SHS HNB OSL 30 30

IDEX ASA IDEX OSL 40 40

JINHUI SHIPPING & TRANSPORTA JIN OSL 70 100

KONGSBERG AUTOMOTIVE ASA KOA OSL 50 40

KONGSBERG GRUPPEN ASA KOG OSL 25 30

KVAERNER ASA KVAER OSL 50 50

LEROEY SEAFOOD GROUP ASA LSG OSL 20 20

MARINE HARVEST MHG OSL 20 20

SPAREBANK 1 SMN MING OSL 25 25

SPAREBANKEN MORE-CAP CERT MORG OSL 50 50

NORWEGIAN AIR SHUTTLE AS NAS OSL 20 20

NORSK HYDRO ASA NHY OSL 20 20

NORDIC SEMICONDUCTOR ASA NOD OSL 25 25

SPAREBANK 1 NORD-NORGE NONG OSL 40 40

NORWEGIAN PROPERTY ASA NPRO OSL 30 40

NORWAY ROYAL SALMON ASA NRS OSL 50 30

DNB OBX OBXEDNB OSL 50 50

XACT OBX OBXEXACT OSL 50 50

OCEAN YIELD ASA OCY OSL 35 40

ODFJELL SE-A SHS ODF OSL 50 50

ODFJELL DRILLING LTD ODL OSL 70 70

OLAV THON EIENDOMSSELSKAP ASOLT OSL 40 25

OPERA SOFTWARE ASA OPERA OSL 25 25

ORKLA ASA ORK OSL 20 20

PETROLEUM GEO-SERVICES PGS OSL 30 40

PROTECTOR FORSIKRING ASA PROTCT OSL 30 20

PROSAFE SE PRS OSL 35 100

Q-FREE ASA QFR OSL 70 70

REC SILICON ASA REC OSL 30 30

SALMAR ASA SALM OSL 20 20

SELVAAG BOLIG ASA SBO OSL 50 50

SCHIBSTED ASA-CL A SCHA OSL 20 20

SEADRILL LTD SDRL OSL 30 35

SEVAN MARINE ASA SEVAN OSL 70 50

SEVAN DRILLING AS SEVDR OSL 100 100

SIEM OFFSHORE INC SIOFF OSL 50 50

STOLT-NIELSEN LTD SNI OSL 25 25

SOLSTAD OFFSHORE ASA SOFF OSL 70 100

SONGA OFFSHORE SONG OSL 70 100

SPAREBANKEN OST SPOG OSL 50 50

SPECTRUM ASA SPU OSL 50 50

SPAREBANK 1 SR BANK ASA SRBANK OSL 25 30

SCOTTISH SALMON CO LTD/THE SSC OSL 70 70

SCATEC SOLAR ASA SSO OSL 40 30

STOREBRAND ASA STB OSL 20 20

Page 162: Description IRESSCode Exchange Current Margin Final Grade

STATOIL ASA STL OSL 20 20

SUBSEA 7 SA SUBC OSL 30 30

SPAREBANKEN VEST SVEG OSL 50 50

TELENOR ASA TEL OSL 20 20

TGS NOPEC GEOPHYSICAL CO ASATGS OSL 30 30

THIN FILM ELECTRONICS ASA THIN OSL 50 30

TANKER INVESTMENTS LTD TIL OSL 35 50

TOMRA SYSTEMS ASA TOM OSL 25 20

VEIDEKKE ASA VEI OSL 20 25

WEIFA ASA WEIFA OSL 50 70

WENTWORTH RESOURCES LTD WRL OSL 100 100

WILH. WILHELMSEN ASA WWASA OSL 30 40

WILH WILHELMSEN HOLDING-A WWI OSL 30 30

XXL ASA XXL OSL 20 20

YARA INTERNATIONAL ASA YAR OSL 20 20

Accretive Health Inc ACHI NQO 50 50

BANCO DO BRASIL SA-SPON ADR BDORY NQO 30 30

DAIMLER AG-REGISTERED SHARESDDAIF NQO 20 20

FREDDIE MAC FMCC NQB 25 25

FANNIE MAE FNMA NQB 20 25

GOLD RESERVE INC GDRZF NQO 50 70

GULF COAST ULTRA DEEP ROYALT GULTU NQO 100 100

HYFLUX LTD HYFXF NQO 50 50

KANSAS CITY LIFE INS CO KCLI NQO 30 40

MAHANAGAR TELEPHONE-ADR MTENY NQO 70 70

NATIONAL AUSTRALIA BK-SP ADR NABZY NQO 20 25

VESTAS WIND SYSTEMS-UNSP ADRVWDRY NQO 25 20

AMUNDI ETF S&P 500 UCITS ETF 500 PAR 20 20

AB SCIENCE SA AB PAR 40 30

ABC ARBITRAGE ABCA PAR 40 40

ALBIOMA ABIO PAR 40 40

ACCOR SA AC PAR 10 10

CREDIT AGRICOLE SA ACA PAR 10 10

ADOCIA SAS ADOC PAR 40 40

ADP ADP PAR 20 20

AMUNDI ETF MSCI EMERGING MARAEEM PAR 25 20

LYXOR ETF MSCI ASIAPAC EX JP AEJ PAR 30 40

AIR FRANCE-KLM AF PAR 20 20

GROUPE AGTA RECORD AGTA PAR 40 30

AIR LIQUIDE SA AI PAR 10 10

AIRBUS GROUP NV AIR PAR 10 10

AKKA TECHNOLOGIES AKA PAR 40 40

ARKEMA AKE PAR 20 20

CARMAT ALCAR PAR 50 50

CELLECTIS ALCLS PAR 35 35

CYBERGUN SA ALCYB PAR 100 100

ALSTOM ALO PAR 10 20

ALTRAN TECHNOLOGIES SA ALT PAR 20 20

ALTAREA ALTA PAR 30 30

ALCATEL-LUCENT ALU PAR 10 20

Page 163: Description IRESSCode Exchange Current Margin Final Grade

VISIOMED GROUP ALVMG PAR 100 100

DASSAULT AVIATION SA AM PAR 20 20

AMUNDI SA AMUN PAR 20 20

ANF IMMOBILIER ANF PAR 40 40

APRIL APR PAR 30 40

AREVA AREVA PAR 30 40

ARGAN ARG PAR 40 40

STE IND & FIN DE L'ARTOIS SA ARTO PAR 30 40

LYXOR UCITS ETF CHINA ENTERP ASI PAR 25 25

ASSYSTEM ASY PAR 40 40

ALTEN ATE PAR 20 20

ATOS ATO PAR 20 20

AXWAY SOFTWARE SA AXW PAR 40 40

SOCIETE DES BAINS DE MER BAIN PAR 40 40

SOCIETE BIC SA BB PAR 20 20

SOC BRASSERIES DU CAMEROUN BCAM PAR 40 30

LE BELIER BELI PAR 50 50

BENETEAU BEN PAR 30 40

BIOMERIEUX BIM PAR 20 20

BLUE SOLUTIONS BLUE PAR 40 40

DANONE BN PAR 10 10

LYXOR ETF STOXX BANKS BNK PAR 20 20

BNP PARIBAS BNP PAR 10 10

BOIRON SA BOI PAR 30 30

BOLLORE BOL PAR 20 20

BONDUELLE SCA BON PAR 40 30

LYXOR ETF STOXX BASIC RSRCES BRE PAR 40 50

BURELLE SA BUR PAR 40 30

BUREAU VERITAS SA BVI PAR 20 20

LYXOR ETF CAC 40 DAILY 2XSHT BX4 PAR 100 100

AMUNDI ETF CAC 40 UCITS ETF C40 PAR 20 20

AMUNDI ETF EURO STOXX 50 UCI C50 PAR 20 20

CARREFOUR SA CA PAR 10 10

LYXOR UCITS ETF CAC 40 CAC PAR 20 20

CR DE CREDIT AGRICOLE IDF CAF PAR 30 30

CAP GEMINI CAP PAR 10 10

COMPAGNIE DU CAMBODGE CBDG PAR 30 40

CIC CC PAR 25 25

CA NORMANDIE SEINE-CCI CCN PAR 50 50

COMPAGNIE DES ALPES CDA PAR 40 40

CHRISTIAN DIOR CDI PAR 20 20

LYXOR ETF EASTERN EUROPE CEC PAR 50 40

GROUPE CRIT CEN PAR 40 40

CFAO CFAO PAR 25 25

CEGID GROUP CGD PAR 40 30

CGG CGG PAR 35 40

CEGEDIM SA CGM PAR 40 50

CEGEREAL CGR PAR 50 25

CA ILLE ET VILAINE-CCI CIV PAR 50 50

CA NORD DE FRANCE-CCI CNF PAR 40 40

Page 164: Description IRESSCode Exchange Current Margin Final Grade

CNP ASSURANCES CNP PAR 20 20

CASINO GUICHARD PERRACHON CO PAR 20 20

COFACE SA COFA PAR 25 25

NICOX SA COX PAR 40 30

CA ATLANTIQUE VENDEE-CCI CRAV PAR 50 50

LYXOR ETF COMMODITIES THOMSOCRB PAR 25 30

CRCAM DU LANGUEDOC CRLA PAR 50 50

CA LOIRE-HAUTE-LOIRE-CCI CRLO PAR 100 100

LYXOR ETF EURO CORP BOND CRP PAR 20 25

AXA SA CS PAR 10 10

LYXOR ETF EURO CASH CSH PAR 20 20

AMUNDI ETF MSCI USA UCITS ET CU2 PAR 20 20

DERICHEBOURG DBG PAR 30 50

DBV TECHNOLOGIES SA DBV PAR 25 25

JC DECAUX SA DEC PAR 20 20

VINCI SA DG PAR 10 10

SARTORIUS STEDIM BIOTECH DIM PAR 20 20

LYXOR ETF DJ IND AVG-D EUR DJE PAR 30 25

LYXOR UCITS ETF DAILY DOUBLE DSB PAR 100 100

DASSAULT SYSTEMES SA DSY PAR 20 20

CAC 40 THEAM EASY UCITS ETF E40 PAR 50 50

TOTAL GABON EC PAR 40 50

EDENRED EDEN PAR 20 20

EDF EDF PAR 10 20

EURO DISNEY SCA - REGR EDL PAR 30 30

ESSILOR INTERNATIONAL EI PAR 10 10

STE DE LA TOUR EIFFEL EIFF PAR 40 30

EULER HERMES SA ELE PAR 20 20

ELECTRICITE DE STRASBOURG-RG ELEC PAR 30 30

ELIOR PARTICIPATIONS SCA ELIOR PAR 20 20

BOUYGUES SA EN PAR 10 10

ENGIE ENGI PAR 10 10

EURONEXT NV ENX PAR 20 20

FAURECIA EO PAR 20 20

ERAMET ERA PAR 30 25

EUROFINS SCIENTIFIC ERF PAR 20 20

SPDR MSCI EUROPE ETF ERO PAR 20 25

EUROSIC ERSC PAR 30 30

ERYTECH PHARMA ERYP PAR 50 50

ESSO STE ANONYME FRANCAISE ES PAR 40 40

EUTELSAT COMMUNICATIONS ETL PAR 20 20

FONCIERE EURIS EURS PAR 40 40

EXEL INDUSTRIES SA-A SHS EXE PAR 40 40

FROMAGERIES BEL FBEL PAR 30 30

FDL FDL PAR 30 30

FONCIERE DE PARIS SIIC FDPA PAR 30 25

FONCIERE DES REGIONS FDR PAR 20 20

AUFEMININ FEM PAR 50 50

FFP FFP PAR 30 40

EIFFAGE FGR PAR 20 20

Page 165: Description IRESSCode Exchange Current Margin Final Grade

LISI FII PAR 40 30

FIMALAC FIM PAR 30 30

FLEURY MICHON SA FLE PAR 50 50

FONCIERE LYONNAISE FLY PAR 30 25

FONCIERE DES MURS FMU PAR 30 30

GROUPE FNAC FNAC PAR 30 20

FINATIS SA FNTS PAR 40 40

TOTAL SA FP PAR 10 10

VALEO SA FR PAR 10 10

BOURBON SA GBB PAR 35 40

GUERBET GBT PAR 30 25

GENERALE DE SANTE GDS PAR 30 30

GROUPE EUROTUNNEL SA - REGR GET PAR 20 20

GECINA SA GFC PAR 20 20

GFI INFORMATIQUE GFI PAR 40 25

GAMELOFT SE GFT PAR 40 25

SOCIETE GENERALE SA GLE PAR 10 10

GL EVENTS GLO PAR 40 40

GENFIT GNFT PAR 35 35

GROUPE GORGE GOE PAR 50 50

LYXOR ETF FTSE ATHEX 20 GRE PAR 40 50

GAZTRANSPORT ET TECHNIGA GTT PAR 30 35

HAVAS SA HAV PAR 20 20

THALES SA HO PAR 20 20

MAROC TELECOM IAM PAR 30 25

ICADE ICAD PAR 20 20

ID LOGISTICS GROUP IDL PAR 30 30

ILIAD SA ILD PAR 20 20

INGENICO ING PAR 20 20

LYXOR ETF MSCI INDIA INR PAR 20 20

INNATE PHARMA SA IPH PAR 30 35

IPSEN IPN PAR 20 20

IPSOS IPS PAR 25 25

INTERPARFUMS SA ITP PAR 30 30

JACQUET METAL SERVICE JCQ PAR 50 50

LYXOR ETF JAPAN TOPIX JPN PAR 20 20

KERING KER PAR 10 10

NATIXIS KN PAR 20 20

KAUFMAN & BROAD SA KOF PAR 30 30

KORIAN-MEDICA KORI PAR 20 20

LANSON-BCC LAN PAR 40 40

SOLUCOM LCO PAR 50 40

FAIVELEY TRANSPORT LEY PAR 25 30

KLEPIERRE LI PAR 20 10

LES NOUVEAUX CONSTRUCTEURS SLNC PAR 50 40

SOLOCAL GROUP LOCAL PAR 30 70

L.D.C. SA LOUP PAR 30 30

LAURENT-PERRIER GROUP LPE PAR 30 40

LEGRAND SA LR PAR 10 10

LECTRA LSS PAR 50 40

Page 166: Description IRESSCode Exchange Current Margin Final Grade

ALTAMIR LTA PAR 40 40

VALTECH- REGR LTE PAR 50 50

LYXOR UCITS ETF DAILY LEVERA LVC PAR 100 100

LYXOR UCITS ETF EUROMTS HIGH MAA PAR 30 25

GRAND MARNIER MALA PAR 40 50

MANUTAN INTERNATIONAL MAN PAR 40 40

MAUREL ET PROM MAU PAR 40 35

MARIE BRIZARD WINE & SPIRITS MBWS PAR 25 25

LVMH MOET HENNESSY LOUIS VUIMC PAR 10 10

MERCIALYS MERY PAR 20 20

LYXOR ETF MSCI EUROPE MEU PAR 20 20

WENDEL MF PAR 20 20

MAISONS FRANCE CONFORT MFC PAR 50 40

LYXOR ETF MSCI EMU MFE PAR 30 40

MGI COUTIER MGIC PAR 50 40

MICHELIN (CGDE) ML PAR 10 10

CREDIT FONCIER DE MONACO SA MLCFM PAR 50 30

PLACOPLATRE MLPLC PAR 40 40

LAGARDERE SCA MMB PAR 20 20

LYXOR ETF MSCI EMU SMALL CAP MMS PAR 25 25

M6-METROPOLE TELEVISION MMT PAR 20 20

MONCEY FINANCIERE MONC PAR 30 30

MERSEN (EX CARBON LORRAINE) MRN PAR 50 50

LYXOR UCITS ETF EURO STOXX 5 MSE PAR 20 20

LYXOR UCITS ETF EUROMTS 1-3Y MTA PAR 20 20

LYXOR UCITS ETF EUROMTS 3-5Y MTB PAR 20 20

LYXOR UCITS ETF EUROMTS 5-7Y MTC PAR 25 20

MANITOU BF MTU PAR 40 40

LYXOR UCITS ETF EURMTS GL IN MTX PAR 25 25

NANOBIOTIX NANO PAR 50 50

NEOPOST SA NEO PAR 25 25

NEXANS SA NEX PAR 20 20

IMERYS SA NK PAR 30 30

NOKIA OYJ NOKIA PAR 40 10

NRJ GROUP NRG PAR 30 30

NEURONES NRO PAR 40 40

NATUREX NRX PAR 40 30

NUMERICABLE GROUP NUM PAR 20 20

NEXITY NXI PAR 20 20

FINANCIERE DE L'ODET ODET PAR 30 30

LYXOR ETF STOXX OIL & GAS OIL PAR 30 40

ONXEO ONXEO PAR 70 70

L'OREAL OR PAR 10 10

ORANGE ORA PAR 10 10

ORPEA ORP PAR 20 20

PAREF PAR PAR 100 100

PARROT SA PARRO PAR 30 40

PHARMAGEST INTERACTIVE PHA PAR 40 40

HAULOTTE GROUP PIG PAR 50 40

PLASTIC OMNIUM POM PAR 20 20

Page 167: Description IRESSCode Exchange Current Margin Final Grade

PUBLICIS GROUPE PUB PAR 10 10

RALLYE SA RAL PAR 25 25

ROBERTET SA RBT PAR 40 40

TELEPERFORMANCE RCF PAR 20 20

REMY COINTREAU RCO PAR 20 20

COLAS SA RE PAR 25 25

EURAZEO RF PAR 20 20

PERNOD RICARD SA RI PAR 10 10

VILMORIN & CIE RIN PAR 30 30

LYXOR ETF BRAZIL IBOVESPA RIO PAR 40 30

HERMES INTERNATIONAL RMS PAR 20 20

RENAULT SA RNO PAR 10 10

RUBIS RUI PAR 20 20

LYXOR UCITS ETF RUSSIA DJ RUS PAR 30 30

REXEL SA RXL PAR 20 20

SAFRAN SA SAF PAR 10 10

SAFT GROUPE SA SAFT PAR 20 25

SANOFI SAN PAR 10 10

OENEO SBT PAR 40 40

SECHE ENVIRONNEMENT SCHP PAR 50 50

SCOR SE SCR PAR 20 20

SYNERGIE SA SDG PAR 40 30

SEQUANA - REGR SEQ PAR 30 50

SES SESG PAR 20 20

SUEZ ENVIRONNEMENT CO SEV PAR 20 20

COMPAGNIE DE SAINT-GOBAIN SGO PAR 10 10

SEB SA SK PAR 20 20

MARSEILL TUNNEL PRADO-CARENASMTPC PAR 40 50

SOMFY SA SO PAR 30 25

S.O.I.T.E.C. SOI PAR 50 50

SOPRA GROUP SOP PAR 20 20

SPIE SA SPIE PAR 40 20

STEF STF PAR 30 30

STMICROELECTRONICS NV STM PAR 20 20

SCHNEIDER ELECTRIC SA SU PAR 10 10

SODEXO SW PAR 20 10

SWORD GROUP SWP PAR 40 40

TECHNICOLOR - REGR TCH PAR 20 20

TECHNIP SA TEC PAR 20 20

TERREIS TER PAR 30 30

TESSI SA TES PAR 40 40

TFF GROUP TFF PAR 40 30

TELEVISION FRANCAISE (T.F.1) TFI PAR 20 20

THERMADOR GROUPE THEP PAR 40 40

TARKETT TKTT PAR 30 20

TRANSGENE SA TNG PAR 70 70

AMUNDI ETF JAPAN TOPIX EUR H TPXH PAR 20 25

TRIGANO SA TRI PAR 40 30

LYXOR ETF TURKEY TUR PAR 50 50

UBISOFT ENTERTAINMENT UBI PAR 20 20

Page 168: Description IRESSCode Exchange Current Margin Final Grade

UNION FINANCIERE DE FRANCE UFF PAR 40 40

PEUGEOT SA UG PAR 10 10

UNIBEL UNBL PAR 30 25

LYXOR UCITS ETF MSCI USA USA PAR 20 20

LYXOR ETF NASDAQ 100 UST PAR 25 25

PIERRE & VACANCES VAC PAR 50 40

VICAT VCT PAR 30 30

VETOQUINOL SA VETO PAR 40 40

VEOLIA ENVIRONNEMENT VIE PAR 10 10

VIRBAC SA VIRP PAR 20 25

VIVENDI VIV PAR 10 10

VALLOUREC VK PAR 20 20

VALNEVA SE VLA PAR 50 50

VRANKEN - POMMERY MONOPOLEVRAP PAR 50 40

LYXOR ETF MSCI WORLD WLD PAR 20 20

AMUNDI ETF GOVT BOND LOWESTX1G PAR 20 20

ZODIAC AEROSPACE ZC PAR 20 20

AYALA CORPORATION AC PHS 20 100

ABOITIZ EQUITY VENTURES INC AEV PHS 20 100

ALLIANCE GLOBAL GROUP INC AGI PHS 20 100

AYALA LAND INC ALI PHS 20 100

ABOITIZ POWER CORP AP PHS 20 100

BDO UNIBANK INC BDO PHS 20 100

BANK OF THE PHILIPPINE ISLAN BPI PHS 20 100

CEBU HOLDINGS INC CHI PHS 50 100

DMCI HOLDINGS INC DMC PHS 20 100

EMPERADOR INC EMP PHS 30 100

GLOBE TELECOM INC GLO PHS 20 100

GT CAPITAL HOLDINGS INC GTCAP PHS 20 100

INTL CONTAINER TERM SVCS INC ICT PHS 20 100

JOLLIBEE FOODS CORPORATION JFC PHS 20 100

JG SUMMIT HOLDINGS INC JGS PHS 20 100

LT GROUP INC LTG PHS 25 100

METROPOLITAN BANK & TRUST MBT PHS 20 100

MEGAWORLD CORP MEG PHS 25 100

MANILA ELECTRIC COMPANY MER PHS 20 100

PETRON CORP PCOR PHS 30 100

SAN MIGUEL PURE FOODS CO PF PHS 40 100

PUREGOLD PRICE CLUB INC PGOLD PHS 20 100

PEPSI-COLA PRODUCTS PHILIPPI PIP PHS 50 100

TRAVELLERS INTERNATIONAL HOTRWM PHS 40 100

SM INVESTMENTS CORP SM PHS 20 100

SAN MIGUEL CORP SMC PHS 30 100

SM PRIME HOLDINGS INC SMPH PHS 20 100

PHILIPPINE LONG DISTANCE TEL TEL PHS 20 100

TOP FRONTIER INVESTMENT HOLDTFHI PHS 50 100

UNIVERSAL ROBINA CORP URC PHS 20 100

XURPAS INC X PHS 40 100

CENTRAL EUROPEAN MEDIA ENT-ACETV PRA 100 100

CEZ AS CEZ PRA 100 100

Page 169: Description IRESSCode Exchange Current Margin Final Grade

FORTUNA ENTERTAINMENT GROUPFOREG PRA 100 100

KOMERCNI BANKA AS KOMB PRA 100 100

NEW WORLD RESOURCES PLC-A SHNWRUK PRA 100 100

PEGAS NONWOVENS SA PEGAS PRA 100 100

PIVOVARY LOBKOWICZ GROUP ASPLG PRA 100 100

ERSTE GROUP BANK AG ERBAG PRA 100 100

STOCK SPIRITS GROUP PLC STOCK PRA 100 100

PHILIP MORRIS CR AS TABAK PRA 100 100

O2 CZECH REPUBLIC AS TELEC PRA 100 100

UNIPETROL AS UNIPE PRA 100 100

VIENNA INSURANCE GROUP AG VIG PRA 100 100

CSOP FTSE CHINA A50 ETF AFTY ARC 100 100

ISHARES CORE U.S. AGGREGATE AGG ARC 20 20

PROSHARES ULTRA SILVER AGQ ARC 100 100

JPMORGAN ALERIAN MLP INDEX AMJ ARC 20 20

ALERIAN MLP ETF AMLP ARC 20 20

DEUTSCHE X-TRACKERS HARVEST ASHR ARC 20 20

DEUTSCHE X-TRACKERS HARVEST ASHS ARC 100 100

POWERSHARES BUILD AMRICA BNDBAB ARC 30 25

SPDR BARCLAYS 1-3 MONTH T-BI BIL ARC 20 20

VANGUARD INTERMEDIATE-TERM BBIV ARC 20 20

ISHARES MSCI BRIC ETF BKF ARC 50 50

VANGUARD LONG-TERM BOND ETFBLV ARC 20 20

VANGUARD TOTAL BOND MARKETBND ARC 20 20

PIMCO TOTAL RETURN ETF BOND ARC 20 20

MARKET VECTORS BRAZIL SM-CAPBRF ARC 100 100

VANGUARD SHORT-TERM BOND ETFBSV ARC 20 20

SPDR BARCLAYS INTL TREASURY BWX ARC 25 20

GUGGENHEIM S&P GLOBAL WATERCGW ARC 25 40

ISHARES INTERMEDIATE CREDIT CIU ARC 20 20

MARKET VECTORS CHINA AMC SMECNXT ARC 100 100

TEUCRIUM CORN FUND CORN ARC 100 100

ISHARES 1-3 YEAR CREDIT BOND CSJ ARC 20 20

GUGGENHEIM MULTI-ASSET INCOMCVY ARC 30 40

SPDR BARCLAYS CONVERTIBLE SE CWB ARC 20 20

PowerShares DB Agricultural Fu DBA ARC 20 20

PowerShares DB Base Metals Fun DBB ARC 50 50

PowerShares DB Commodity IndexDBC ARC 20 20

POWERSHARES DB OIL FUND DBO ARC 40 25

WISDOMTREE EMG MKTS EQ INCOMDEM ARC 20 20

VELOCITYSHARES 3X INVERSE NA KOLD ARC 100 100

WISDOMTREE EM SMALL CAP DGS ARC 25 30

SPDR DJIA TRUST DIA ARC 20 20

ProShares Ultra Oil and Gas DIG ARC 100 100

IPATH BLOOMBERG COMMODITY INDJP ARC 20 25

WISDOMTREE L/C DIVIDEND FUNDDLN ARC 25 25

Direxion Daily Real Estate Bul DRN ARC 100 100

WISDOMTREE DVD EX-FIN FUND DTN ARC 30 30

DIREXION GOLD MINERS BEAR 3X DUST ARC 100 100

ISHARES SELECT DIVIDEND ETF DVY ARC 20 20

Page 170: Description IRESSCode Exchange Current Margin Final Grade

VELOCITYSHARES 3X INVERSE CR DWTI ARC 100 100

SPDR S&P INTER DVD ETF DWX ARC 20 25

ProShares UltraShort Dow30 DXD ARC 100 100

WisdomTree Japan Hedged EquityDXJ ARC 20 20

ISHARES MSCI CHILE CAPPED ET ECH ARC 30 25

Direxion Daily Emerging Market EDC ARC 100 100

VANGUARD EXTENDED DUR TREASEDV ARC 30 20

iShares MSCI Emerging Markets EEM ARC 20 20

iShares MSCI Eafe Index Fund EFA ARC 20 20

ISHARES MSCI EAFE GROWTH ETF EFG ARC 20 20

ISHARES MSCI EAFE VALUE ETF EFV ARC 20 20

ISHARES MSCI INDONESIA ETF EIDO ARC 30 25

ISHARES MSCI IRELAND CAPPED EIRL ARC 50 50

ISHARES MSCI ISRAEL CAPPED E EIS ARC 50 50

WISDOMTREE EMRG MKTS DEBT ELD ARC 30 30

ISHARES JP MORGAN USD EMERGIEMB ARC 20 20

MARKET VECTORS EMERGING MARKEMLC ARC 25 20

iShares MSCI Philippines Inves EPHE ARC 30 30

WISDOMTREE INDIA EARNINGS EPI ARC 20 20

iShares MSCI Pacific Ex Japan EPP ARC 20 20

ISHARES MSCI ALL PERU CAPPED EPU ARC 30 40

PROSHARES ULTRASHORT FTSE EUEPV ARC 100 100

DIREXION DAILY ENERGY BUL 3X ERX ARC 100 100

DIREXION DLY ENERGY BEAR 3X ERY ARC 100 100

PROSHARES ULTRASHORT EURO EUO ARC 100 100

iShares MSCI Australia Index EWA ARC 20 20

ISHARES MSCI CANADA ETF EWC ARC 20 20

ISHARES MSCI SWEDEN ETF EWD ARC 25 30

IShares MSCI Germany Index Fun EWG ARC 20 20

ISHARES MSCI HONG KONG ETF EWH ARC 20 20

IShares MSCI Japan Index EWJ ARC 20 20

ISHARES MSCI SWITZERLAND CAP EWL ARC 20 20

iShares MSCI Malaysia Index Fu EWM ARC 30 30

iShares MSCI Spain Capped Inde EWP ARC 20 20

iShares MSCI France Index Fund EWQ ARC 25 25

iShares MSCI Singapore Index F EWS ARC 25 20

Ishares MSCI Taiwan Index Fund EWT ARC 20 20

iShares MSCI United Kingdom In EWU ARC 20 20

iShares MSCI Mexico Capped Inv EWW ARC 20 20

SPDR S&P EMERGING MKTS SMALLEWX ARC 30 40

iShares MSCI South Korea Cappe EWY ARC 20 20

iShares MSCI Brazil Capped Ind EWZ ARC 20 20

ISHARES MSCI SOUTH AFRICA ET EZA ARC 20 25

ISHARES MSCI EMU ETF EZU ARC 20 20

DIREXION DLY SM CAP BULL 3X FAS ARC 100 100

DIREXION DAILY FINL BEAR 3X FAZ ARC 100 100

FIRST TRUST ISE-REV NAT GAS FCG ARC 40 40

FIRST TRUST DJ INTERNET IND FDN ARC 20 20

SPDR EURO STOXX 50 ETF FEZ ARC 20 20

CURRENCYSHARES AUSTRALIAN DOFXA ARC 30 40

Page 171: Description IRESSCode Exchange Current Margin Final Grade

CURRENCYSHARES CANADIAN DOLLFXC ARC 30 30

FIRST TRUST CONSUMER DISCRET FXD ARC 20 20

CurrencyShares Euro Trust FXE ARC 20 20

FIRST TRUST HEALTH CARE ALPH FXH ARC 20 20

ISHARES CHINA LARGE-CAP ETF FXI ARC 20 20

PROSHARES ULTRASHORT FTSE CHFXP ARC 100 100

GREENHAVEN CONTINUOUS CMDTYGCC ARC 40 40

VANECK VECTORS GOLD MINERS ETFGDX ARC 20 20

Market Vectors Junior Gold Min GDXJ ARC 20 20

Market Vectors Global Alternat GEX ARC 100 100

SPDR Gold Trust GLD ARC 20 20

ProShares UltraShort Gold GLL ARC 100 100

SPDR S&P EMERGING ASIA PACIF GMF ARC 25 40

GLOBAL X FTSE GREECE 20 ETF GREK ARC 40 40

ISHARES S&P GSCI COMMODITY I GSG ARC 25 25

ISHARES INTERMEDIATE GOVERNMGVI ARC 25 25

SPDR S&P INTL SMALL CAP GWX ARC 30 30

SPDR S&P CHINA ETF GXC ARC 25 30

ADVSHRS RANGER EQUITY BEAR HDGE ARC 50 40

ISHARES CORE HIGH DIVIDEND E HDV ARC 20 20

WISDOMTREE EUROPE HEDGED EQUHEDJ ARC 20 20

ISHARES IBOXX HIGH YIELD COR HYG ARC 20 20

ADVSHRS PERITUS HIGH YIELD HYLD ARC 40 40

PIMCO 0-5 YEAR H/Y CORP BOND HYS ARC 20 20

iShares Gold Trust IAU ARC 20 20

DIREXION IBILLIONAIRE INDEX IBLN ARC 100 100

ISHARES COHEN & STEERS REIT ICF ARC 20 20

ISHARES US UTILITIES ETF IDU ARC 20 20

ISHARES INTERNATIONAL SELECT IDV ARC 20 20

MARKET VECTORS INDONESIA INDIDX ARC 50 50

ISHARES 7-10 YEAR TREASURY B IEF ARC 20 20

ISHARES 3-7 YEAR TREASURY BO IEI ARC 20 20

ISHARES EUROPE ETF IEV ARC 20 20

ISHARES U.S. OIL EQUIPMENT & IEZ ARC 30 40

ISHARES NORTH AMERICAN NATURIGE ARC 20 20

ISHARES NORTH AMERICAN TECH-IGV ARC 20 20

ISHARES CORE S&P MIDCAP ETF IJH ARC 20 20

ISHARES S&P MID-CAP 400 VALU IJJ ARC 20 20

ISHARES S&P MID-CAP 400 GROWIJK ARC 20 20

ISHARES CORE S&P SMALL-CAP E IJR ARC 20 20

ISHARES S&P SMALL-CAP 600 VA IJS ARC 20 20

ISHARES S&P SMALL-CAP 600 GR IJT ARC 20 20

iShares Latin America 40 Index ILF ARC 25 25

iPath MCSI India Index ETN INP ARC 30 40

ISHARES GLOBAL 100 ETF IOO ARC 25 30

SPDR BARCLAYS TIPS ETF IPE ARC 30 30

ISHARES S&P 500 VALUE ETF IVE ARC 20 20

iShares Core S&P 500 IVV ARC 20 20

ISHARES S&P 500 GROWTH ETF IVW ARC 20 20

ISHARES RUSSELL 1000 ETF IWB ARC 20 20

Page 172: Description IRESSCode Exchange Current Margin Final Grade

ISHARES MICRO-CAP ETF IWC ARC 25 25

iShares Russell 1000 Value Ind IWD ARC 20 20

ISHARES RUSSELL 1000 GROWTH IWF ARC 20 20

iShares Russell 2000 Index Fun IWM ARC 20 20

iShares Russell 2000 Value Ind IWN ARC 20 20

ISHARES RUSSELL 2000 GROWTH IWO ARC 20 20

ISHARES RUSSELL MID-CAP GROWIWP ARC 20 20

ISHARES RUSSELL MID-CAP ETF IWR ARC 20 20

ISHARES RUSSELL MID-CAP VALU IWS ARC 20 20

ISHARES RUSSELL 3000 ETF IWV ARC 20 20

ISHARES GLOBAL ENERGY ETF IXC ARC 20 20

ISHARES GLOBAL HEALTHCARE ET IXJ ARC 20 20

ISHARES GLOBAL TECH ETF IXN ARC 25 30

iShares DJ US Energy Sector In IYE ARC 20 20

ISHARES U.S. HEALTHCARE ETF IYH ARC 20 20

ISHARES U.S. BASIC MATERIALS IYM ARC 30 25

iShares DJ US Real Estate Inde IYR ARC 20 20

ISHARES USTECHNOLOGY ETF IYW ARC 20 20

iShares DJ US Index Fund IYY ARC 30 30

iShares DJ US Telecommunicatio IYZ ARC 30 20

SPDR BARCLAYS HIGH YIELD BD JNK ARC 20 20

IPATH BLOOMBERG COFFEE SUBINJO ARC 100 100

SPDR S&P BANK ETF KBE ARC 20 20

MARKET VECTORS COAL ETF KOL ARC 100 100

PROSHARES ULTRASHORT BLOOMBEDGAZ ARC 100 100

DIREXION DAILY SK BULL 3X KORU ARC 100 100

SPDR S&P REGIONAL BANKING KRE ARC 20 20

DRXN DAILY S&P BIOTECH BEAR LABD ARC 100 100

ISHARES IBOXX INVESTMENT GRA LQD ARC 20 20

ISHARES MBS ETF MBB ARC 20 20

SPDR S&P MIDCAP 400 ETF TRST MDY ARC 20 20

VANGUARD MEGA CAP GROWTH ETFMGK ARC 20 20

PIMCO ENHANCED SHORT MATURITMINT ARC 20 20

GLOBAL X MLP ETF MLPA ARC 40 50

MARKET VECTORS AGRIBUSINESS MOO ARC 20 25

ISHARES NATIONAL AMT-FREE MUMUB ARC 20 20

ISHARES GLOBAL MATERIALS ETF MXI ARC 50 50

GLOBAL X MSCI NORWAY ETF NORW ARC 100 100

DIREXION GOLD MINERS BULL 3X NUGT ARC 100 100

iShares S&P 100 OEF ARC 20 20

Market Vectors Oil Services OIH ARC 20 20

IPATH S&P GSCI CRUDE OIL TR OIL ARC 25 30

ETFS PHYSICAL PALLADIUM SHAR PALL ARC 50 50

Power Shares Dynamic Biotechno PBE ARC 50 50

POWERSHARES EM MKT SOVR DEBTPCY ARC 20 20

POWERSHARES DWA MOMENTUM PORPDP ARC 20 25

ISHARES US PREFERRED STOCK E PFF ARC 20 20

POWERSHARES FINANCIAL PREFRDPGF ARC 25 25

POWERSHARES GLD DRG CHINA PGJ ARC 70 50

POWERSHARES PREFERRED PORTFOPGX ARC 20 20

Page 173: Description IRESSCode Exchange Current Margin Final Grade

POWERSHARES FDMNL H/Y CORP BPHB ARC 25 20

PowerShares Water Resources Po PHO ARC 40 30

SPROTT PHYSICAL GOLD TRUST PHYS ARC 25 20

POWERSHARES INTER DVD ACHIEVPID ARC 25 40

PowerShares India Portfolio PIN ARC 25 100

PowerShares Dynamic Building a PKB ARC 100 100

ETFS PLATINUM TRUST PPLT ARC 30 30

POWERSHARES FTSE RAFI US 1K PRF ARC 20 20

SPROTT PHYSICAL SILVER TRUST PSLV ARC 30 25

ProShares Short QQQ PSQ ARC 30 25

PROSHARES ULTRASHORT 7-10 YRPST ARC 100 100

POWERSHARES NATIONAL AMT-FREPZA ARC 30 30

ProShares UltraShort QQQ QID ARC 100 100

ProShares Ultra QQQ QLD ARC 100 100

GUGGENHEIM S&P MIDCAP 400 PURFG ARC 30 30

ELEMENTS Rogers Agriculture RJA ARC 40 40

ELEMENTS ROGERS TOTAL RETURNRJI ARC 40 40

GUGGENHEIM S&P 500 PURE GROWRPG ARC 20 20

GUGGENHEIM S&P 500 PURE VALURPV ARC 20 20

GUGGENHEIM S&P 500 EQUAL WEIRSP ARC 20 20

Market Vectors Russia RSX ARC 20 20

DIREXION RUSSIA BULL 3X RUSL ARC 100 100

ProShares Short Russell2000 RWM ARC 20 25

SPDR DOW JONES REIT ETF RWR ARC 20 20

SPDR DJ INTERNATIONAL REAL E RWX ARC 20 20

SCHWAB US SMALL-CAP ETF SCHA ARC 20 20

SCHWAB US BROAD MARKET ETF SCHB ARC 20 20

SCHWAB EMERGING MARKETS EQUISCHE ARC 20 20

SCHWAB INTL EQUITY ETF SCHF ARC 20 20

SCHWAB US LARGE-CAP ETF SCHX ARC 20 20

MARKET VECTORS INDIA S/C SCIF ARC 40 50

PROSHARES ULTRASHORT BLOOMBESCO ARC 100 100

SPDR BARCLAYS SHORT TERM CORSCPB ARC 20 20

ProShares UltraShort S&P500 SDS ARC 100 100

SPDR S&P DIVIDEND ETF SDY ARC 20 20

ETFS GOLD TRUST SGOL ARC 25 25

ProShares Short S&P500 SH ARC 20 20

SPDR NUVEEN BARCLAYS S/T MUNSHM ARC 20 20

ISHARES SHORT TREASURY BOND SHV ARC 20 20

ISHARES 1-3 YEAR TREASURY BO SHY ARC 20 20

GLOBAL X SILVER MINERS ETF SIL ARC 70 40

ETFS PHYSICAL SILVER SHARES SIVR ARC 50 50

PROSHARES SHORT HIGH YIELD SJB ARC 100 100

iShares Silver Trust SLV ARC 20 20

VANECK VECTORS SEMICONDUCTORSMH ARC 20 20

PowerShares S&P 500 Low Volati SPLV ARC 20 20

DIREXION DAILY S&P 500 BULL SPXL ARC 100 100

ProShares UltraPro Short S&P 5 SPXU ARC 100 100

SPDR S&P 500 SPY ARC 20 20

ProShares Ultra S&P 500 SSO ARC 100 100

Page 174: Description IRESSCode Exchange Current Margin Final Grade

PIMCO 1-5 YEAR US TIPS INDEX STPZ ARC 30 30

TAHOE RESOURCES INC TAHO ARC 30 25

GUGGENHEIM SOLAR ETF TAN ARC 40 50

PROSHARES SHORT 20+ TREASURYTBF ARC 20 20

ProShares UltraShort Lehman 20 TBT ARC 100 100

PROSHARES SHORT 7-10 YR TSY TBX ARC 100 100

SPDR NUVEEN BARCLAYS MUNI TFI ARC 25 25

iShares MSCI Thailand Capped I THD ARC 30 25

ISHARES TIPS BOND ETF TIP ARC 20 20

DIREXION DLY SM CAP BULL 3X TNA ARC 100 100

ISHARES MSCI KOKUSAI ETF TOK ARC 40 40

PROSHARES ULT -3X 20+ YR TSY TTT ARC 100 100

ISHARES MSCI TURKEY ETF TUR ARC 25 25

PROSHARES ULTRASHORT R2000 TWM ARC 100 100

DIREXION DLY SM CAP BEAR 3X TZA ARC 100 100

PROSHARES ULTRA BLOOMBERG CRUCO ARC 100 100

UNITED STATES GAS FUND LP UGA ARC 100 100

VELOCITYSHARES 3X LONG NATURUGAZ ARC 100 100

United States Natural Gas Fund UNG ARC 20 20

ProShares Ultra Real Estate URE ARC 100 100

UNITED STATES COMMODITY INDEUSCI ARC 25 30

United States Oil Fund LP USO ARC 20 20

PowerShares DB US Dollar Index UUP ARC 20 20

PROSHARES ULTRA VIX ST FUTUR UVXY ARC 100 100

VELOCITYSHARES 3X LONG CRUDEUWTI ARC 100 100

ProShares Ultra Financials UYG ARC 100 100

VANGUARD MATERIALS ETF VAW ARC 20 20

VANGUARD SMALL-CAP ETF VB ARC 20 20

VANGUARD SMALL-CAP GRWTH ETFVBK ARC 20 20

VANGUARD SMALL-CAP VALUE ETFVBR ARC 20 20

VANGUARD CONSUMER DISCRE ETFVCR ARC 20 20

VANGUARD CONSUMER STAPLE ETFVDC ARC 20 20

VANGUARD ENERGY ETF VDE ARC 20 20

VANGUARD FTSE DEVELOPED ETF VEA ARC 20 20

VANGUARD FTSE ALL-WORLD EX-UVEU ARC 20 20

VANGUARD FINANCIALS ETF VFH ARC 20 20

VANGUARD FTSE EUROPE ETF VGK ARC 20 20

VANGUARD INFO TECH ETF VGT ARC 20 20

VANGUARD HEALTH CARE ETF VHT ARC 20 20

VANGUARD DIVIDEND APPREC ETFVIG ARC 20 20

PROSHARES VIX SHORT-TERM FUTVIXY ARC 100 100

MARKET VECTORS VIETNAM ETF VNM ARC 25 50

VANGUARD REIT ETF VNQ ARC 20 20

VANGUARD MID-CAP ETF VO ARC 20 20

VANGUARD MID-CAP VALUE ETF VOE ARC 20 20

VANGUARD S&P 500 ETF VOO ARC 20 20

VANGUARD MID-CAP GROWTH ETFVOT ARC 20 20

VANGUARD FTSE PACIFIC ETF VPL ARC 20 20

VANGUARD UTILITIES ETF VPU ARC 20 20

VANGUARD FTSE ALL WO X-US SC VSS ARC 20 20

Page 175: Description IRESSCode Exchange Current Margin Final Grade

VANGUARD TOT WORLD STK ETF VT ARC 20 20

VANGUARD TOTAL STOCK MKT ETFVTI ARC 20 20

VANGUARD VALUE ETF VTV ARC 20 20

VANGUARD GROWTH ETF VUG ARC 20 20

VANGUARD LARGE-CAP ETF VV ARC 20 20

VANGUARD FTSE EMERGING MARKEVWO ARC 20 20

VANGUARD EXTENDED MARKET ETFVXF ARC 20 20

iPath S&P 500 VIX Short Term F VXX ARC 20 20

VANGUARD HIGH DVD YIELD ETF VYM ARC 20 20

TEUCRIUM WHEAT FUND WEAT ARC 100 100

SPDR DB INTL GOV INFL-PROT WIP ARC 30 30

SPDR S&P BIOTECH ETF XBI ARC 20 20

SPDR S&P HOMEBUILDERS ETF XHB ARC 20 20

MATERIALS SELECT SECTOR SPDR XLB ARC 20 20

ENERGY SELECT SECTOR SPDR XLE ARC 20 20

Financial Select Sector XLF ARC 20 20

INDUSTRIAL SELECT SECT SPDR XLI ARC 20 20

TECHNOLOGY SELECT SECT SPDR XLK ARC 20 20

Consumer Staples Select Sector XLP ARC 20 20

Utilities Select Sector XLU ARC 20 20

Health Care Select Sector XLV ARC 20 20

CONSUMER DISCRETIONARY SELT XLY ARC 20 20

SPDR S&P METALS & MINING ETF XME ARC 25 20

SPDR S&P OIL & GAS EXP & PR XOP ARC 20 20

SPDR S&P RETAIL ETF XRT ARC 20 20

DIREXION DAILY FTSE CHINA BE YANG ARC 100 100

PROSHARES ULTRASHORT YEN YCS ARC 100 100

DIREXION DAILY FTSE CHINA BU YINN ARC 100 100

DIREXION ZACKS MLP HIGH INCO ZMLP ARC 100 100

PROSHARES ULTRASHORT SILVER ZSL ARC 100 100

BR MALLS PARTICIPA-SP ADR BRML3 NQO 50 20

TRITECH GROUP W290319 5H7W SGX 100 100

AIMSAMPI Reit O5RU SGX 30 30

Abterra Ltd L5I SGX 100 100

ACCORDIA GOLF TRUST ADQU SGX 30 30

AEM HOLDINGS LTD AWX SGX 100 100

AscendasIndT CY6U SGX 40 40

IFAST CORP LTD AIY SGX 50 50

Amara A34 SGX 50 70

ALLIANCE MINERAL ASSETS LTD 40F SGX 100 100

Asian Pay TV Tr S7OU SGX 25 30

ARA D1R SGX 30 30

Ascendasreit A17U SGX 10 10

AscottREIT A68U SGX 20 20

ARTIVISION TECHNOLOGIES LTD 5NK SGX 100 100

AscendasHT Q1P SGX 40 25

ASL Marine A04 SGX 100 100

Aspial A30 SGX 40 50

SP AusNet AZI SGX 30 30

AusGroup 5GJ SGX 100 100

Page 176: Description IRESSCode Exchange Current Margin Final Grade

Aztech AVZ SGX 100 100

Bumitama P8Z SGX 40 30

BundCenter BTE SGX 50 50

BEST WORLD INTERNATIONAL LTD5ER SGX 100 100

BENG KUANG MARINE LTD BEZ SGX 100 100

Blumont A33 SGX 100 100

BOUSTEAD PROJECTS PTE LTD AVM SGX 50 50

Boustead Sp F9D SGX 50 50

BreadTalk 5DA SGX 50 50

BukitSem B61 SGX 30 30

BanyanTree B58 SGX 50 50

BakerTech BTP SGX 50 50

Bonvests B28 SGX 40 40

WorldPreci B49 SGX 100 100

CACHE K2LU SGX 20 25

ChinaAOil G92 SGX 50 30

Capitaland C31 SGX 10 10

CapitaComm C61U SGX 20 10

ComfortDelGro C52 SGX 10 10

CDL HTrust J85 SGX 20 25

CEFC Intl^ Y35 SGX 100 100

CITIC ENVIRO U19 SGX 30 30

Centurion OU8 SGX 50 50

ChinaEnv 5OU SGX 100 100

ChinaEssen G54 SGX 100 100

CHINA EVERBRIGHT WATER LTD U9E SGX 30 25

CHINA FISHERY GROUP B0Z SGX 100 100

CHINA GAOXIAN FIBRE FABRIC AZZ SGX 100 100

ChuanHup C33 SGX 50 50

Charisma Energy Services Ltd 5QT SGX 70 70

ChipEngS C29 SGX 50 50

ChasenHldg 5NV SGX 100 100

CHALLENGER TECHNOLOGIES LTD 573 SGX 50 50

CH Offshore C13 SGX 50 50

CITYDEV C09 SGX 10 10

CITYNEON HOLDINGS LTD 5HJ SGX 100 100

Cordlife P8A SGX 40 50

CMPacific C22 SGX 30 25

ChinaNTown D4N SGX 50 100

COGENT HOLDINGS LTD KJ9 SGX 50 50

CoscoCorp F83 SGX 50 40

CourtsAsia RE2 SGX 50 50

CapitaRChina AU8U SGX 25 25

Cambridge J91U SGX 40 40

Croesus RTr S6NU SGX 40 30

CSE Global 544 SGX 50 70

COSMOSTEEL HOLDINGS LTD B9S SGX 100 100

CHINA SUNSINE CHEMICAL HLDGSCH8 SGX 50 50

CapitaMall C38U SGX 10 10

ChinaTaisan AZW SGX 100 100

Page 177: Description IRESSCode Exchange Current Margin Final Grade

Civmec P9D SGX 70 70

CWT C14 SGX 25 25

DBS D05 SGX 10 10

DEBAO PROPERTY DEVELOPMENTBTF SGX 100 100

Del Monte D03 SGX 50 50

DairyFarm 900 US$ D01 SGX 20 20

Dukang BKV SGX 100 100

DECLOUT LTD 5UZ SGX 100 100

Dyna-Mac NO4 SGX 70 70

DMX Tech 5CH SGX 70 100

Des Studio D11 SGX 50 100

EcoWise 5CT SGX 100 100

Europtron E23 SGX 100 100

DUTY FREE INTERNATIONAL LTD 5SO SGX 70 40

Triyards RC5 SGX 100 100

EuYanSang E02 SGX 70 50

EzionHldg 5ME SGX 35 35

Ezra 5DN SGX 50 50

FalconEne 5FL SGX 70 50

FRASERS CENTREPOINT LTD TQ5 SGX 30 25

Frasers Comm ND8U SGX 25 30

FrasersCT J69U SGX 20 25

FoodEmpire F03 SGX 70 70

Far East HTrust Q5T SGX 30 30

FEOrchard O10 SGX 40 40

FRASERS HOSPITALITY TRUST ACV SGX 30 30

First REIT AW9U SGX 30 30

F & N F99 SGX 30 25

FirstRes EB5 SGX 25 20

Fragrance F31 SGX 30 30

FORTUNE REIT F25U SGX 30 30

FIRST SHIP LEASE TRUST D8DU SGX 100 100

FU YU CORP LTD F13 SGX 50 100

Gallant 5IG SGX 30 30

GCCP RESOURCES LTD 41T SGX 70 100

GreatEast G07 SGX 30 25

Genting HK US$ S21 SGX 25 30

Genting SP G13 SGX 10 10

Geo Energy RE4 SGX 50 50

GMG AXJ SGX 50 50

GoldenAgr E5H SGX 10 10

Gaylin RF7 SGX 50 70

GlobalInv B73 SGX 50 50

G K Goh G41 SGX 50 50

SPDR GOLD SHARES O87 SGX 20 20

GL Ltd B16 SGX 30 30

GLP MC0 SGX 10 10

GP BATTERIES INTL LTD G08 SGX 50 50

GP Hotels P9J SGX 50 50

GP Ind G20 SGX 50 50

Page 178: Description IRESSCode Exchange Current Margin Final Grade

HoGCen H18 SGX 40 30

GLOBAL TECH HOLDINGS LTD G11 SGX 70 70

GuocoLand F17 SGX 30 30

Halcyon 5VJ SGX 40 30

Hu An KI3 SGX 100 100

Hanwell DM0 SGX 70 70

Hengxin I85 SGX 70 100

HongFok H30 SGX 40 40

HOUR GLASS LTD/THE AGS SGX 40 40

Hiap Hoe 5JK SGX 50 40

Hotung BLS SGX 50 50

Hi-P H17 SGX 50 50

HKLand US$ H78 SGX 10 10

HL Asia H22 SGX 50 50

Hai Leck BLH SGX 100 100

HL Fin S41 SGX 30 30

HOCK LIAN SENG HOLDINGS LTD J2T SGX 70 50

Healthway 5NG SGX 100 100

Ho Bee H13 SGX 30 30

Haw Par H02 SGX 30 30

HPH Trust US$ NS8U SGX 10 10

HPH Trust S$D P7VU SGX 15 15

HPL H15 SGX 30 30

Ho Royal H12 SGX 50 40

Heeton 5DP SGX 70 70

HiapTong 5PO SGX 100 100

HupSteel BMH SGX 100 100

HTL INTERNATIONAL HLDGS LTD H64 SGX 70 100

HwaHong H19 SGX 50 70

HYFLUX 600 SGX 40 50

IndoAgri 5JS SGX 40 50

Intl Healthway 5WA SGX 100 100

IHH Q0F SGX 25 25

INNOVALUES LTD 591 SGX 70 30

Indiabulls BESU SGX 70 70

IPS SECUREX HOLDINGS LTD 42N SGX 70 100

IREIT GLOBAL UD1U SGX 50 40

Isetan(S) I15 SGX 50 70

Interra Res 5GI SGX 100 100

JAPFA LTD UD2 SGX 50 40

Jardine C&C C07 SGX 10 10

JES EG0 SGX 100 100

JMH 400US$ J36 SGX 20 20

JASON HOLDINGS LTD 5I3 SGX 100 100

JSH 500US$ J37 SGX 20 20

JUMBO GROUP LTD 42R SGX 70 30

KencanaAgri BNE SGX 70 100

Kingboard K14 SGX 70 100

KEPPEL DC REIT AJBU SGX 20 25

Kep Corp BN4 SGX 10 10

Page 179: Description IRESSCode Exchange Current Margin Final Grade

KIM HENG OFFSHORE & MARINE H5G2 SGX 100 100

KEPPEL INFRASTR TRUST A7RU SGX 35 35

KingsmenC 5MZ SGX 50 50

Koh Bros K75 SGX 70 100

K1 Ventur BLT SGX 50 50

KepT&T K11 SGX 40 30

Kep REIT K71U SGX 20 20

Krisenergy Ltd SK3 SGX 50 70

KSH Hldg ER0 SGX 50 40

LantroVision BJK SGX 100 100

Lian Beng L03 SGX 50 50

LeeMetal 593 SGX 50 50

LionGold A78 SGX 100 100

LKH F1E SGX 50 50

LippoMalls D5IU SGX 40 30

LINC ENERGY LTD BRE SGX 100 100

M1 B2F SGX 20 20

MapletreeGCC RW0U SGX 20 20

MANDARIN ORIENTAL INTL LTD M04 SGX 40 25

MapletreeCom N2IU SGX 20 20

MetroHldg M01 SGX 25 40

MIDAS 5EN SGX 50 50

Mewah MV4 SGX 50 50

MapletreeInd ME8U SGX 20 20

ChinaMinzhong K2N SGX 50 50

MapletreeLog M44U SGX 20 20

MM2 ASIA LTD 43D SGX 50 50

Mermaid DU4 SGX 70 70

MANHATTAN RESOURCES LTD L02 SGX 100 100

SMRT S53 SGX 20 20

Nam Cheong N4E SGX 50 70

NeraTel N01 SGX 50 50

Noble Grp N21 SGX 50 40

NOL N03 SGX 25 20

NSL LTD N02 SGX 50 50

Ntegrator 5HC SGX 100 100

NUTRYFARM INTERNATIONAL AZT SGX 100 100

OCBC Bk O39 SGX 10 10

Oceanus 579 SGX 100 100

OverseasEdu RQ1 SGX 50 50

OxleyHldg 5UX SGX 40 30

OKH Global S3N SGX 30 100

Olam O32 SGX 20 30

OLS Enterprise Ltd ADJ SGX 100 100

OSIM O23 SGX 20 20

Otto Marine BER SGX 100 100

OUE Ltd LJ3 SGX 25 30

OUE Commercial Real Estate Tru TS0U SGX 30 30

OUE HT SK7 SGX 30 25

Pac Cent P15 SGX 30 40

Page 180: Description IRESSCode Exchange Current Margin Final Grade

PACIFIC RADIANCE LTD T8V SGX 50 70

Pac Andes P11 SGX 100 100

PanUnited P52 SGX 50 50

Polaris 5BI SGX 100 100

PACC OFFSHORE SERVICES HOLDI U6C SGX 50 50

PARKSON RETAIL ASIA LTD O9E SGX 70 100

PERENNIAL REAL ESTATE HOLDIN 40S SGX 30 30

PLife REIT C2PU SGX 25 25

QAF Q01 SGX 40 40

Qingmei KT9 SGX 100 100

Q&MDental QC7 SGX 30 30

QT VASCULAR LTD 5I0 SGX 70 100

Rex Intl 5WH SGX 70 100

RafflesMG BSL SGX 20 20

RH PETROGAS LTD T13 SGX 70 100

Religare RF1U SGX 40 30

Raffles Edu NR7 SGX 50 50

Ramba R14 SGX 100 100

Rickmers B1ZU SGX 70 100

Rowsley A50 SGX 30 100

Roxy-Pacific E8Z SGX 40 40

RESOURCES PRIMA GROUP LTD 5MM SGX 100 100

RIVERSTONE HOLDINGS LTD AP4 SGX 40 50

Rotary R07 SGX 70 70

SAMUDERA SHIPPING LINE LTD S56 SGX 70 100

Sarine Technologies Ltd U77 SGX 50 40

SATS S58 SGX 10 10

S'pura Fin S23 SGX 50 50

SoilbuildBizREIT SV3U SGX 25 40

SBSTransit 500 S61 SGX 40 30

Semb Corp U96 SGX 10 10

SPACKMAN ENTERTAINMENT GROUP40E SGX 100 100

SERIAL SYSTEM LTD S69 SGX 50 100

SinoGrandnes T4B SGX 70 50

Starhill Gbl P40U SGX 20 25

SGX S68 SGX 10 10

SINGHAIYI GROUP LTD 5H0 SGX 50 50

SHS HOLDINGS LTD 566 SGX 70 50

SIA C6L SGX 10 10

SIA Engg S59 SGX 10 15

Sing Inv S35 SGX 50 50

SINOCLOUD GROUP 5EK SGX 100 100

SIIC ENVIRONMENT HOLDINGS LT BHK SGX 25 30

Silverlake 5CP SGX 30 25

SingHldg 5IC SGX 50 50

Sim Lian S05 SGX 40 40

Sinarmas A26 SGX 25 40

SembMar S51 SGX 10 20

Soilbuild Const S7P SGX 50 50

SPH T39 SGX 10 10

Page 181: Description IRESSCode Exchange Current Margin Final Grade

SPHREIT SK6U SGX 25 30

SingPost S08 SGX 20 20

SUNPOWER GROUP LTD 5GD SGX 70 50

SpRe S49 SGX 50 50

Sheng Siong OV8 SGX 20 25

Sabana REIT M1GU SGX 40 40

SINOSTAR PEC HOLDINGS LIMITEDC9Q SGX 100 100

SingTel Z74 SGX 10 10

Sri Trang NC2 SGX 50 40

STARBURST HOLDINGS LTD 40D SGX 100 100

Straco S85 SGX 50 50

ST Engg S63 SGX 10 10

StarHub CC3 SGX 10 10

StamfordLd H07 SGX 50 50

St Trdg S20 SGX 40 40

SPDR STRAITS TIMES INDEX ETF ES3 SGX 30 30

SuntecReit T82U SGX 20 20

Sunning Tech BHQ SGX 50 50

China Mining BHD SGX 100 100

SuperGroup S10 SGX 30 30

SunVic A7S SGX 70 100

SWISSCO HOLDINGS LTD ADP SGX 70 100

SWIBER HOLDINGS LTD BGK SGX 100 100

SaizenREIT T8JU SGX 50 100

Rowsley W161003 T5MW SGX 100 100

TA Corp PA3 SGX 70 70

Tat Hong T03 SGX 50 50

TAN CHONG INTERNATIONAL LTD T15 SGX 40 40

Tee Intl M1Z SGX 100 100

TechOil&Gas 5CQ SGX 50 100

THBEV Y92 SGX 10 10

TianjinZUS$ T14 SGX 40 30

Transpac T55 SGX 70 70

TREK 2000 INTERNATIONAL LTD 5AB SGX 100 100

Tai Sin 500 SGX 50 50

Tuan Sing T24 SGX 50 50

TTJ K1Q SGX 70 100

UE U04 SGX 30 25

UIC U06 SGX 25 25

UMS 558 SGX 50 50

UOB U11 SGX 10 10

UOB-KayH U10 SGX 30 30

UOI U13 SGX 40 40

UOL U14 SGX 10 10

UPP U09 SGX 70 70

VALUETRONICS HOLDINGS LTD BN2 SGX 70 50

Vallianz 545 SGX 50 70

Vard Holdings MS7 SGX 40 50

VICOM V01 SGX 40 40

VIVA INDUSTRIAL TRUST T8B SGX 70 40

Page 182: Description IRESSCode Exchange Current Margin Final Grade

VALUEMAX GROUP LTD T6I SGX 50 70

Venture V03 SGX 20 20

Wee Hur E3B SGX 50 50

Wilmar F34 SGX 10 10

Wing Tai W05 SGX 25 25

Wheelock M35 SGX 30 30

DBXT Vietnam 10US$ HD9 SGX 40 40

Yeo HS Y03 SGX 40 40

Ying Li 5DM SGX 50 40

Yanlord Z25 SGX 25 20

Yongnam AXB SGX 50 100

Yoma Z59 SGX 25 25

GblYellowPgs AWS SGX 100 100

YUUZOO CORP LTD AFC SGX 100 100

Yangzijiang BS6 SGX 10 10

ZhongminBH 5SR SGX 100 100

ADVANCED INFO SERVICE PCL ADVANC-R BKK 20 20

AIRPORTS OF THAILAND PCL AOT-R BKK 20 20

BANPU PUBLIC CO LTD BANPU-R BKK 40 35

BANK OF AYUDHYA PCL BAY-R BKK 25 30

BANGKOK BANK PUBLIC CO LTD BBL-R BKK 20 20

BANGCHAK PETROLEUM PCL/THE BCP-R BKK 30 25

BEC WORLD PUBLIC CO LTD BEC-R BKK 40 30

BUMRUNGRAD HOSPITAL PUB COBH-R BKK 20 20

BIG C SUPERCENTER PCL BIGC-R BKK 25 20

BERLI JUCKER PUBLIC CO LTD BJC-R BKK 30 30

BANGKOK LIFE ASSURANCE PCL BLA-R BKK 30 40

BTS GROUP HOLDINGS PCL BTS-R BKK 20 20

CENTRAL PLAZA HOTEL PCL CENTEL-R BKK 30 25

CP ALL PCL CPALL-R BKK 20 20

CHAROEN POKPHAND FOODS PUBCPF-R BKK 20 20

CENTRAL PATTANA PUB CO LTD CPN-R BKK 20 20

DELTA ELECTRONICS THAI PCL DELTA-R BKK 20 20

TOTAL ACCESS COMMUNICATION DTAC-R BKK 20 25

ENERGY EARTH PCL EARTH BKK 50 50

ENERGY EARTH PCL-NVDR EARTH-R BKK 50 50

EASTERN WATER RESOURCES-NVDREASTW-R BKK 40 40

ELECTRICITY GENERATING PCL EGCO-R BKK 20 20

ESSO THAILAND PCL-NVDR ESSO-R BKK 40 40

FOCUS DEVELOPMENT-NVDR FOCUS BKK 100 100

SIAM GLOBAL HOUSE PCL GLOBAL-R BKK 40 40

GLOW ENERGY PCL GLOW-R BKK 25 20

GOLDEN LAND PROP DVLP P-NVDRGOLD-R BKK 50 40

GOODYEAR THAILAND PCL-NVDR GYT BKK 100 100

HOME PRODUCT CENTER PCL HMPRO-R BKK 30 20

INTOUCH HOLDINGS PCL INTUCH-R BKK 20 20

IRPC PCL IRPC-R BKK 20 20

INDORAMA VENTURES PCL IVL-R BKK 20 20

JASMINE INTL PUBLIC CO LTD JAS-R BKK 20 25

KASIKORNBANK PCL KBANK-R BKK 20 20

Page 183: Description IRESSCode Exchange Current Margin Final Grade

KIATNAKIN BANK PCL KKP-R BKK 30 25

KRUNG THAI BANK PUB CO LTD KTB-R BKK 20 20

LAND & HOUSES PUB CO LTD LH-R BKK 20 20

MAJOR CINEPLEX GROUP-NVDR MAJOR-R BKK 40 30

MAYBANK KIM ENG SEC-NVDR MBKET-R BKK 100 100

MINOR INTERNATIONAL PCL MINT-R BKK 20 20

MK RESTAURANTS GROUP PCL M-R BKK 30 30

NOK AIRLINES CO LTD-NVDR NOK-R BKK 50 70

PRUKSA REAL ESTATE PCL PS-R BKK 30 25

PTT EXPLOR & PROD PUBLIC CO PTTEP-R BKK 30 30

PTT GLOBAL CHEMICAL PCL PTTGC-R BKK 20 20

PTT PCL PTT-R BKK 20 20

RATCHABURI ELEC GEN HODG PUBRATCH-R BKK 25 30

ROBINSON DEPARTMENT STORE PUROBINS-R BKK 30 20

SRISAWAD POWER 1979 PCL-NVDRSAWAD-R BKK 20 30

SIAM COMMERCIAL BANK PUB COSCB-R BKK 20 20

SIAM CITY CEMENT PUB CO LTD SCCC-R BKK 40 40

SIAM CEMENT PCL/THE SCC-R BKK 20 20

THANACHART CAPITAL PCL TCAP-R BKK 25 20

THAICOM PCL THCOM-R BKK 30 40

TMB BANK PCL TMB-R BKK 20 20

THAI OIL PCL TOP-R BKK 20 20

TRUE CORP PCL TRUE-R BKK 20 20

TTW PCL TTW-R BKK 30 30

UBIS ASIA PCL-NVDR UBIS-R BKK 100 100

VGI GLOBAL MEDIA PCL VGI-R BKK 40 30

NINGBO TUOPU GROUP CO LTD-A601689 SHG 20 20

SHANGHAI PUDONG DEVEL BANK-A600000 SHG 20 20

GUANGZHOU BAIYUN INTERNATI-A600004 SHG 20 20

WUHAN IRON & STEEL CO LTD-A 600005 SHG 20 20

CHINA WORLD TRADE CENTER-A 600007 SHG 20 20

BEIJING CAPITAL CO LTD-A 600008 SHG 20 20

SHANGHAI INTERNATIONAL AIR-A 600009 SHG 20 20

INNER MONGOLIAN BAOTOU STE-A600010 SHG 20 20

HUANENG POWER INTL INC-A 600011 SHG 20 20

ANHUI EXPRESSWAY CO LTD-A 600012 SHG 20 20

HUAXIA BANK CO LTD-A 600015 SHG 20 20

CHINA MINSHENG BANKING-A 600016 SHG 20 20

RIZHAO PORT CO LTD -A 600017 SHG 20 20

SHANGHAI INTERNATIONAL POR-A600018 SHG 20 20

BAOSHAN IRON & STEEL CO-A 600019 SHG 20 20

HENAN ZHONGYUAN EXPRESSWAY-A600020 SHG 20 20

SHANGHAI ELECTRIC POWER CO-A600021 SHG 30 20

ZHEJIANG ZHENENG ELECTRIC-A 600023 SHG 20 20

CHINA SHIPPING DEVELOPMENT-A600026 SHG 100 100

HUADIAN POWER INTL CORP-A 600027 SHG 20 20

CHINA PETROLEUM & CHEMICAL-A600028 SHG 20 20

CHINA SOUTHERN AIRLINES CO-A 600029 SHG 20 20

CITIC SECURITIES CO-A 600030 SHG 40 20

SANY HEAVY INDUSTRY CO LTD-A 600031 SHG 20 20

Page 184: Description IRESSCode Exchange Current Margin Final Grade

FUJIAN EXPRESSWAY DEVELOPM-A600033 SHG 20 20

CHINA MERCHANTS BANK-A 600036 SHG 20 20

BEIJING GEHUA CATV NETWORK-A600037 SHG 20 20

HAFEI AVIATION INDUSTRY CO-A 600038 SHG 20 20

SICHUAN ROAD&BRIDGE CO LT-A 600039 SHG 20 20

POLY REAL ESTATE GROUP CO -A 600048 SHG 20 20

CHINA UNITED NETWORK-A 600050 SHG 20 20

HUANGSHAN TOURISM DEVELOP-A600054 SHG 25 20

CHINA MEHECO CO LTD -A 600056 SHG 20 20

MINMETALS DEVELOPMENT CO-A600058 SHG 100 100

ZHEJIANG GUYUELONGSHAN SHA-A600059 SHG 20 20

HISENSE ELECTRIC CO LTD-A 600060 SHG 20 20

CHINA RESOURCES DOUBLE CRA-A600062 SHG 20 20

NANJING GAOKE CO LTD-A 600064 SHG 20 20

ZHENGZHOU YUTONG BUS CO -A 600066 SHG 20 20

CITYCHAMP DARTONG CO LTD-A 600067 SHG 20 20

CHINA GEZHOUBA GROUP CO LT-A600068 SHG 20 20

ZHEJIANG FURUN CO LTD-A 600070 SHG 100 100

SHANGHAI MALING AQUARIUS-A 600073 SHG 100 100

JIANGSU CHENGXING PHOSPH-A 600078 SHG 20 20

HUMANWELL HEALTHCARE GROUP-A600079 SHG 20 20

TIANJIN HI-TECH DEVELOPMEN-A 600082 SHG 20 25

BEIJING TONGRENTANG CO-A 600085 SHG 20 20

CHINA TELEVISION MEDIA LTD-A 600088 SHG 20 20

TBEA CO LTD-A 600089 SHG 20 20

GREATTOWN HOLDINGS LTD -A 600094 SHG 20 20

YUNNAN YUNTIANHUA CO-A 600096 SHG 20 20

SHANGHAI KAICHUANG MARINE-A600097 SHG 100 100

GUANGZHOU DEVELOPMENT GRP-A600098 SHG 20 20

TSINGHUA TONGFANG CO LTD-A 600100 SHG 100 100

SICHUAN MINGXING ELEC CO-A 600101 SHG 20 20

SAIC MOTOR CORP LTD-A 600104 SHG 100 100

CHONGQING ROAD & BRIDGE CO-A600106 SHG 100 100

GANSU YASHENG INDUSTRIAL-A 600108 SHG 20 20

SINOLINK SECURITIES CO LTD-A 600109 SHG 20 20

CHINA-KINWA HIGH TECH CO-A 600110 SHG 100 100

INNER MONGOLIA BAOTOU STEE-A600111 SHG 20 20

GUIZHOU CHANGZHENG TIACHEN-A600112 SHG 20 20

NBTM NEW MATERIALS GROUP C-A600114 SHG 20 20

CHINA EASTERN AIRLINES CO-A 600115 SHG 20 20

CHONGQING THREE GORGES-A 600116 SHG 20 20

CHINA SPACESAT CO LTD -A 600118 SHG 20 20

YUD YANGTZE RIVER INVEST-A 600119 SHG 20 25

ZHEJIANG ORIENT HLDGS CO-A 600120 SHG 100 100

ZHENGZHOU COAL INDUSTRY - A 600121 SHG 35 35

JIANGSU HONGTU HIGH TECHNO-A600122 SHG 20 100

SHANXI LANHUA SCI-TECH-A 600123 SHG 30 30

SICHUAN MINJIANG HYDRO-A 600131 SHG 20 25

CHONGQING BREWERY CO-A 600132 SHG 20 20

LUCKY FILM CO-A 600135 SHG 20 20

Page 185: Description IRESSCode Exchange Current Margin Final Grade

CHINA CYTS TOURS HLDG CO-A 600138 SHG 20 20

SICHUAN WESTERN RESOURCES-A600139 SHG 100 100

HUBEI XINGFA CHEMICALS GRP-A 600141 SHG 100 100

KINGFA SCI.& TECH CO LTD-A 600143 SHG 20 20

CHINA CSSC HOLDINGS LTD-A 600150 SHG 20 20

XIAMEN C & D INC-A 600153 SHG 100 100

WINTIME ENERGY CO LTD-A 600157 SHG 30 30

CHINA SPORTS IND GROUP CO-A 600158 SHG 20 20

ZHEJIANG JUHUA CO-A 600160 SHG 20 20

BEIJING TIANTAN BIOLOGICAL-A 600161 SHG 20 20

SHENZHEN HEUNGKONG HOLDING-A600162 SHG 20 20

BEIQI FOTON MOTOR CO LTD-A 600166 SHG 20 20

LUENMEI HOLDING CO LTD-A 600167 SHG 100 100

SHANGHAI CONSTRUCTION CO-A 600170 SHG 20 20

SHANGHAI BELLING CO LTD-A 600171 SHG 20 20

HENAN HUANGHE WHIRLWIND CO-A600172 SHG 20 20

MEIDU HOLDINGS CO LTD-A 600175 SHG 20 20

CHINA FIBERGLASS CO LTD-A 600176 SHG 20 20

YOUNGOR GROUP CO-A 600177 SHG 20 20

NORTH ELECTRO-OPTIC CO LTD-A 600184 SHG 20 20

GREE REAL ESTATE CO LTD-A 600185 SHG 20 20

YANZHOU COAL MINING CO-A 600188 SHG 30 30

JINZHOU PORT CO LTD-A 600190 SHG 20 20

SHANGHAI PROSOLAR RESOURC-A600193 SHG 100 100

CHINA ANIMAL HUSBANDRY-A 600195 SHG 100 100

SHANGHAI FOSUN PHARMACEUTI-A600196 SHG 20 20

XINJIANG YILITE INDUSTRY-A 600197 SHG 20 20

ANHUI GOLDEN SEED WINERY-A 600199 SHG 20 20

JIANGSU WUZHONG INDUSTRIAL-A600200 SHG 20 20

INNER MONGOLIA JINYU GROUP-A600201 SHG 20 20

XINHU ZHONGBAO CO LTD-A 600208 SHG 20 20

SHANGHAI ZI JIANG ENTERPRI-A 600210 SHG 20 20

ZHEJIANG MEDICINE CO LTD-A 600216 SHG 20 20

SHANDONG NANSHAN ALUMINUM-A600219 SHG 100 100

HAINAN AIRLINES CO-A 600221 SHG 20 20

HEBEI CANGZHOU DAHUA CO-A 600230 SHG 30 30

GUANGXI GUIGUAN ELECTRIC-A 600236 SHG 20 20

HAINAN YEDAO CO LTD-A 600238 SHG 100 100

YUNNAN METRO REAL ESTATE-A 600239 SHG 20 20

BEIJING HUAYE REALESTATE-A 600240 SHG 20 20

BEIJING VANTONE REAL ESTAT-A 600246 SHG 100 100

SHAANXI YANCHANG PETROLEUM-A600248 SHG 35 35

XINJIANG GUANNONG FRUIT & -A 600251 SHG 20 20

GUANGXI WUZHOU ZHONGHENG G-A600252 SHG 100 100

GUANGHUI ENERGY CO LTD-A 600256 SHG 20 20

DAHU AQUACULTURE CO LTD -A 600257 SHG 20 25

BTG HOTELS GROUP CO LTD 600258 SHG 100 100

RISING NONFERROUS METAL SH-A600259 SHG 100 100

KAILE TECHNOLOGY CO LTD-A 600260 SHG 20 20

ZHEJIANG YANKON GROUP CO L-A600261 SHG 20 20

Page 186: Description IRESSCode Exchange Current Margin Final Grade

INNER MONGOLIA NORTH HAULE-A600262 SHG 20 25

BEIJING URBAN CONSTRUCTION-A600266 SHG 20 20

ZHEJIANG HISUN PHARMACEUTI-A600267 SHG 20 20

GUODIAN NANJING AUTOMATION-A600268 SHG 20 25

JIANGXI GANYUE EXPRESSWAY -A 600269 SHG 20 20

SINOTRANS AIR TRANSPORT-A 600270 SHG 20 20

AISINO CO LTD-A 600271 SHG 100 100

JIANGSU HENGRUI MEDICINE C-A 600276 SHG 20 20

INNER MONGOLIA YILI ENERGY-A 600277 SHG 100 100

ORIENT INTERNATIONAL ENTER-A 600278 SHG 20 20

NANJING CENTRAL EMPORIUM-A 600280 SHG 100 100

SHANGHAI PUDONG ROAD&BRIDG-A600284 SHG 20 20

HENAN LINGRUI PHARMACEUTIC-A600285 SHG 20 20

JIANGSU SAINTY CORP LTD-A 600287 SHG 20 25

BRIGHT OCEANS INTER-TELECO-A 600289 SHG 20 20

CPI YUANDA ENVIRONMENTAL-A 600292 SHG 20 20

ANGEL YEAST CO LTD-A 600298 SHG 20 20

V V FOOD & BEVERAGE CO-A 600300 SHG 20 20

GANSU JIU STEEL GROUP HONG-A600307 SHG 20 20

WANHUA CHEMICAL GROUP CO -A600309 SHG 20 20

GUANGXI GUIDONG ELECTRIC-A 600310 SHG 20 20

HENAN PINGGAO ELECTRIC CO-A 600312 SHG 100 100

SHANGHAI JAHWA UNITED CO -A 600315 SHG 100 100

JIANGXI HONGDU AVIATION-A 600316 SHG 20 20

YINGKOU PORT LIABILITY CO-A 600317 SHG 20 20

ANHUI CHAODONG CEMENT CO L-A600318 SHG 100 100

TIANJIN REALTY DEV GROUP-A 600322 SHG 20 20

GRANDBLUE ENVIRONMENT CO -A600323 SHG 30 30

HUAFA INDUSTRIAL CO LTD ZH-A 600325 SHG 20 20

WUXI COMMERCIAL MANSION CO-A600327 SHG 20 25

GUANGZHOU BAIYUNSHAN PHAR-A600332 SHG 20 20

CHANGCHUN GAS CO LTD -A 600333 SHG 25 25

SINOMACH AUTOMOBILE CO LTD-A600335 SHG 20 20

MARKOR INTL HOME FURNISHIN-A600337 SHG 20 25

CHINA FORTUNE LAND DEVELOP-A600340 SHG 20 20

WUHAN YANGTZE COMMUNICATIO-A600345 SHG 30 25

YANGQUAN COAL INDUSTRY GRP-A600348 SHG 30 30

SHANDONG HI-SPEED CO LTD -A 600350 SHG 20 20

YABAO PHARMACEUTICAL GROUP-A600351 SHG 20 20

ZHEJIANG LONGSHENG GROUP C-A600352 SHG 20 20

CHENGDU XUGUANG ELECTRONIC-A600353 SHG 20 25

JIANGXI COPPER CO LTD-A 600362 SHG 20 20

JIANGXI LIANCHUANG OPTOELE-A600363 SHG 20 20

GUIZHOU RED STAR DEVELOPIN-A600367 SHG 25 20

GUANGXI WUZHOU COMMUNICATI-A600368 SHG 20 25

SOUTHWEST SECURITIES CO LT-A 600369 SHG 20 20

CHINA AVIC ELECTRONICS CO-A 600372 SHG 20 20

CHINESE UNIVERSE PUBLISHIN-A 600373 SHG 20 20

HUALING XINGMA AUTOMOBILE -A600375 SHG 20 25

BEIJING CAPITAL DEVELOPMEN-A 600376 SHG 20 20

Page 187: Description IRESSCode Exchange Current Margin Final Grade

JIANGSU EXPRESSWAY CO LTD-A 600377 SHG 20 20

SICHUAN TIANYI SCIENCE & -A 600378 SHG 25 25

JOINCARE PHARMACEUTICAL GR-A600380 SHG 20 20

GUANGDONG MINGZHU GROUP CO-A600382 SHG 20 20

GEMDALE CORP-A 600383 SHG 20 20

BEIJING BASHI MEDIA CO LTD-A 600386 SHG 20 20

ZHEJIANG HAIYUE CO LTD-A 600387 SHG 20 20

FUJIAN LONGKING CO LTD-A 600388 SHG 20 20

NANTONG JIANGSHAN AGROCHEM-A600389 SHG 25 25

SICHUAN CHENGFA AERO-SCIEN-A600391 SHG 100 100

GUIZHOU PANJIANG REFINED-A 600395 SHG 30 30

ANYUAN COAL INDUSTRY GRP-A 600397 SHG 30 30

HEILAN HOME CO LTD -A 600398 SHG 20 20

HENAN DAYOU ENERGY CO LTD-A600403 SHG 35 30

NARI TECHNOLOGY DEVELOPMEN-A600406 SHG 20 20

TANGSHAN SANYOU CHEMICAL I-A600409 SHG 20 20

BEIJING TEAMSUN TECHNOLOGY-A600410 SHG 20 20

ZHEJIANG CHINA COMMODITIES-A600415 SHG 20 20

ANHUI JIANGHUAI AUTO CO-A 600418 SHG 20 20

SHANGHAI SHYNDEC PHARMACEU-A600420 SHG 20 20

KUNMING PHARMACEUTICAL COR-A600422 SHG 20 20

XINGJIANG QINGSONG BUILDIN-A 600425 SHG 30 30

SHANDONG HUALU HENGSHENG-A600426 SHG 20 20

COSCO SHIPPING CO LTD-A 600428 SHG 100 100

JILIN JI EN NICKEL INDUSTR-A 600432 SHG 100 100

GUANGDONG GUANHAO HIGH-TEC-A600433 SHG 20 20

NORTH NAVIGATION CONTROL T-A600435 SHG 20 20

ZHANGZHOU PIENTZEHUANG PHA-A600436 SHG 20 20

TONGWEI CO LTD-A 600438 SHG 100 100

HENAN REBECCA HAIR PRODUCT-A600439 SHG 20 20

SHENZHEN KINGDOM SCI-TECH-A 600446 SHG 100 100

NINGXIA BUILDING MATERIALS-A 600449 SHG 30 35

ZHUZHOU TIMES NEW MATERIAL-A600458 SHG 20 20

SINO-PLATINUM METALS CO-A 600459 SHG 20 20

HANGZHOU SILAN MICROELECTR-A600460 SHG 20 20

SHANDONG HOMEY AQUATIC DEV-A600467 SHG 20 20

TIANJIN BENEFO TEJING ELEC-A 600468 SHG 25 25

AEOLUS TYRE CO LTD-A 600469 SHG 20 30

ANHUI LIUGUO CHEMICAL CO L-A 600470 SHG 20 25

WUXI HUAGUANG BOILER CO-A 600475 SHG 100 100

HUNAN CORUN NEW ENERGY CO-A600478 SHG 100 100

ZHUZHOU QIANJIN PHARMACEUT-A600479 SHG 20 20

LINGYUN INDUSTRIAL CORP-A 600480 SHG 20 20

SHUANGLIANG ECO-ENERGY SYS-A600481 SHG 100 100

FENGFAN STOCK LTD CO -A 600482 SHG 100 100

JIANGSU YANGNONG CHEMICAL -A600486 SHG 20 20

HENGTONG OPTIC-ELECTRIC CO-A600487 SHG 20 20

TIANJIN TIANYAO PHARM-A 600488 SHG 20 100

ZHONGJIN GOLD CORP-A 600489 SHG 20 20

LONG YUAN CONSTRUCTION GRO-A600491 SHG 20 20

Page 188: Description IRESSCode Exchange Current Margin Final Grade

JINXI AXLE CO LTD-A 600495 SHG 20 20

CHANGJIANG & JINGGONG BUIL-A600496 SHG 20 20

YUNNAN CHIHONG ZINC & GERM-A600497 SHG 20 20

FIBERHOME TELECOM TECH CO-A 600498 SHG 20 20

KEDA CLEAN ENERGY CO LTD-A 600499 SHG 100 100

SINOCHEM INTL CORP-A 600500 SHG 20 20

AEROSUN CORP-A 600501 SHG 20 20

ANHUI WATER RESOURCES DEVE-A600502 SHG 20 20

DELUXE FAMILY CO LTD-A 600503 SHG 100 100

FANGDA SPECIAL STEEL TECH-A 600507 SHG 20 25

SHANGHAI DATUN ENERGY-A 600508 SHG 30 30

XINJIANG TIANFU ENERGY CO-A 600509 SHG 20 20

BLACK PEONY CO LTD-A 600510 SHG 20 25

CHINA NATIONAL MEDICINES-A 600511 SHG 20 100

JIANGSU LIANHUAN PHARMACEU-A600513 SHG 25 25

FANGDA CARBON NEW MATERIAL-A600516 SHG 20 20

SHANGHAI ZHIXIN ELECTRIC C-A 600517 SHG 20 20

KANGMEI PHARMACEUTICAL CO-A600518 SHG 20 20

KWEICHOW MOUTAI CO LTD-A 600519 SHG 20 20

ZHEJIANG HUAHAI PHARMACEUT-A600521 SHG 20 20

JIANGSU ZHONGTIAN TECHNOLO-A600522 SHG 20 20

GUIZHOU GUIHANG AUTOMOTIVE-A600523 SHG 20 25

CHANGYUAN GROUP LTD - A 600525 SHG 100 100

ZHEJIANG FEIDA ENVIRONMENT-A600526 SHG 20 20

JIANGSU JIANGNAN HIGH POLY-A 600527 SHG 20 20

CHINA RAILWAY ERJU CO LTD-A 600528 SHG 100 100

TASLY PHARMACEUTICAL GROUP-A600535 SHG 20 20

CHINA NATIONAL SOFTWARE -A 600536 SHG 20 20

XINJIANG URBAN CONSTRUCTIO-A600545 SHG 20 100

SHANXI COAL INTERNATIONAL -A 600546 SHG 20 20

SHANDONG GOLD MINING CO LT-A600547 SHG 100 100

SHENZHEN EXPRESSWAY CO LTD-A600548 SHG 25 20

XIAMEN TUNGSTEN CO LTD-A 600549 SHG 20 20

TIME PUBLISHING AND MEDIA-A 600551 SHG 20 20

ANHUI FANGXING SCIENCE-A 600552 SHG 100 100

JIANGSU KANION PHARMACEUTI-A600557 SHG 20 20

HEBEI HENGSHUI LAOBAIGAN-A 600559 SHG 20 20

BEIJING ARITIME INTELLIGEN-A 600560 SHG 25 25

JIANGXI CHANGYUN CO LTD-A 600561 SHG 30 25

XIAMEN FARATRONIC CO LTD-A 600563 SHG 20 20

CHONGQING DIMA INDUSTRY CO-A600565 SHG 100 100

ANHUI SHANYING PAPER IND-A 600567 SHG 20 20

ZHONGZHU HOLDING CO LTD-A 600568 SHG 100 100

HUNDSUN TECHNOLOGIES INC-A 600570 SHG 20 20

HANGZHOU SUNYARD SYSTEM -A 600571 SHG 20 100

ZHEJIANG CONBA PHARMACEUTI-A600572 SHG 20 20

ANHUI WANJIANG LOGISTICS -A 600575 SHG 100 100

TONGLING JINGDA SPECIAL-A 600577 SHG 20 100

BEIJING JINGNENG POWER CO -A 600578 SHG 20 20

XINJIANG BA YI IRON & STEE-A 600581 SHG 20 100

Page 189: Description IRESSCode Exchange Current Margin Final Grade

TIAN DI SCIENCE & TECHNOLO-A 600582 SHG 20 20

OFFSHORE OIL ENGINEERING-A 600583 SHG 30 30

JIANGSU CHANGJIANG ELECTRO-A600584 SHG 20 20

ANHUI CONCH CEMENT CO LTD-A 600585 SHG 30 30

SHANDONG JINJING SCIENCE-A 600586 SHG 20 20

SHINVA MEDICAL INSTRUMENT-A 600587 SHG 100 100

YONYOU SOFTWARE CO LTD-A 600588 SHG 20 20

GUANGDONG RONGTAI IND-A 600589 SHG 30 20

HENAN ZHONGFU INDUSTRY CO-A600595 SHG 20 20

ZHEJIANG XINAN CHEMICAL-A 600596 SHG 20 20

BRIGHT DAIRY & FOOD CO LTD-A 600597 SHG 20 20

TSINGTAO BREWERY CO LTD-A 600600 SHG 20 20

DAZHONG TRANSPORTATION GRP-A600611 SHG 20 20

LAO FENG XIANG CO LTD-A 600612 SHG 20 20

SHANGHAI DINGLI TECHNOLOGY-A600614 SHG 20 100

SHANGHAI JINFENG WINE CO L-A 600616 SHG 20 20

SHANGHAI CHLOR-ALKALI CHEM-A600618 SHG 20 20

SHANGHAI TIANCHEN CO LTD -A 600620 SHG 100 100

SHANGHAI JIABAO IND & COMM-A600622 SHG 20 20

DOUBLE COIN HOLDINGS LTD-A 600623 SHG 100 100

SHANGHAI FUDAN FORWARD S &-A600624 SHG 20 20

SHANGHAI SHENDA CO LTD-A 600626 SHG 100 100

SHANGHAI NEW WORLD CO LTD-A600628 SHG 20 20

ZHE JIANG DAILY MEDIA GRP -A 600633 SHG 100 100

SHANGHAI DAZHONG PUBLIC UT-A600635 SHG 30 30

SHANGHAI 3F NEW MATERIALS-A 600636 SHG 20 100

BESTV NEW MEDIA CO LTD-A 600637 SHG 20 20

SHANGHAI NEW HUANGPU REAL-A600638 SHG 20 20

SHANGHAI JINQIAO EXPORT P-A 600639 SHG 20 20

SHENERGY COMPANY LIMITED-A 600642 SHG 20 20

SHANGHAI AJ CORPORATION-A 600643 SHG 100 100

SHANGHAI WAIGAOQIAO FTZ - A 600648 SHG 20 20

SHANGHAI CHENGTOU HOLDING-A600649 SHG 100 100

FEILO ACOUSTICS CO LTD-A 600651 SHG 20 20

SHANGHAI FEILO CO LTD-A 600654 SHG 100 100

SHANGHAI YUYUAN TOURIST-A 600655 SHG 20 20

CINDA REAL ESTATE CO LTD -A 600657 SHG 20 20

BEIJING ELECTRONIC ZONE-A 600658 SHG 25 20

FUYAO GROUP GLASS INDUSTR-A 600660 SHG 20 20

SHANGHAI QIANGSHENG HLDG-A 600662 SHG 20 20

SHANGHAI LUJIAZUI FIN&TRAD-A 600663 SHG 20 20

HARBIN PHARMACEUTICAL GRP-A600664 SHG 20 20

SOUTHWEST PHARMACEUTICAL-A600666 SHG 100 100

WUXI TAIJI INDUS CO LTD-A 600667 SHG 100 100

ZHEJIANG JIANFENG GROUP-A 600668 SHG 20 20

GUANGDONG HEC TECHNOLOGY H-A600673 SHG 20 20

SICHUAN CHUANTOU ENERGY CO-A600674 SHG 20 20

CHINA ENTERPRISE CO LTD - A 600675 SHG 20 20

SHANGHAI JIAO YUN CO LTD-A 600676 SHG 20 20

AEROSPACE COMMUNICATIONS -A600677 SHG 100 100

Page 190: Description IRESSCode Exchange Current Margin Final Grade

NANJING XINJIEKOU DEPT-A 600682 SHG 100 100

GUANGZHOU PEARL RIVER IND-A 600684 SHG 20 20

XIAMEN KING LONG MOTOR GR -A600686 SHG 20 20

GANSU GANGTAI HD GROUP CO-A600687 SHG 20 20

SINOPEC SHANGHAI PETROCHE-A 600688 SHG 20 20

QINGDAO HAIER CO LTD-A 600690 SHG 20 20

DASHANG GROUP CO LTD -A 600694 SHG 20 20

CHANGCHUN EURASIA GROUP CO-A600697 SHG 25 25

SICHUAN TUOPAI SHEDE WINE -A 600702 SHG 20 20

SANAN OPTOELECTRONICS CO L-A600703 SHG 20 20

ZHEJIANG MATERIAL INDUSTRI-A 600704 SHG 20 20

AVIC CAPITAL CO LTD -A 600705 SHG 20 20

NANNING DEPARTMENT STORE-A 600712 SHG 20 20

TIANJIN PORT CO LTD-A 600717 SHG 20 20

NEUSOFT CORP-A 600718 SHG 20 20

GANSU QILIANSHAN CEMENT GR-A600720 SHG 30 30

BEIJING CAPITAL RETAILING -A 600723 SHG 20 25

NINGBO FUDA CO LTD-A 600724 SHG 20 25

CHONGQING DEPARTMENT STORE-A600729 SHG 100 100

LIAONING CHENG DA CO LTD-A 600739 SHG 100 100

HUAYU AUTOMOTIVE SYSTEMS -A600741 SHG 20 20

CHANGCHUN FAWAY AUTOMBILE-A600742 SHG 20 20

HUAYUAN PROPERTY CO LTD-A 600743 SHG 20 20

DALIAN DAXIAN ENTERPRISES-A 600747 SHG 20 20

SHANGHAI INDUSTRIAL DEVEL-A 600748 SHG 20 20

JIANGZHONG PHARMACEUTICAL-A600750 SHG 20 20

SHANGHAI JINJIANG INTERNAT-A 600754 SHG 100 100

XIAMEN INTL TRADE GROUP-A 600755 SHG 20 20

INSPUR SOFTWARE CO LTD-A 600756 SHG 100 100

GEO-JADE PETROLEUM CORP-A 600759 SHG 100 100

ANHUI HELI CO LTD-A 600761 SHG 20 20

AVIC HEAVY MACHINERY CO LT-A 600765 SHG 20 20

JIANGSU ZONGYI CO LTD-A 600770 SHG 20 20

TIBET URBAN DEVELOPMENT -A 600773 SHG 20 20

NANJING PANDA ELEC CO LTD-A 600775 SHG 20 20

EASTERN COMMUNICATIONS CO-A600776 SHG 20 20

XINJIANG YOUHAO GROUP CO L-A600778 SHG 100 100

TOP ENERGY CO LTD-A 600780 SHG 20 25

LUXIN VENTURE CAPITAL GRP-A 600783 SHG 20 20

LUYIN INVESTMENT GROUP CO-A 600784 SHG 20 20

YINCHUAN XINHUA COMMERCIAL-A600785 SHG 100 100

CMST DEVELOPMENT CO LTD-A 600787 SHG 20 20

ZHEJIANG CHINA LIGHT & TEX-A 600790 SHG 20 20

ZHANGJIAGANG FREETRADE SCI-A600794 SHG 20 20

GD POWER DEVELOPMENT CO -A 600795 SHG 20 20

HUAXIN CEMENT CO LTD-A 600801 SHG 30 30

DR PENG TELCOM & MEDIA GR-A 600804 SHG 20 20

JIANGSU YUEDA INVESTMENT C-A600805 SHG 20 20

SHENJI GROUP KUNMING MACH-A600806 SHG 100 100

MAANSHAN IRON & STEEL-A 600808 SHG 20 20

Page 191: Description IRESSCode Exchange Current Margin Final Grade

SHANXI XINGHUACUN FEN WINE-A600809 SHG 20 20

ORIENT GROUP INC.-A 600811 SHG 20 20

ANXIN TRUST CO LTD-A 600816 SHG 20 20

SHANGHAI TUNNEL ENGINEERIN-A600820 SHG 20 20

SHANGHAI SHIMAO CO LTD-A 600823 SHG 20 20

SHANGHAI YIMIN COMMERCE -A 600824 SHG 20 20

SHANGHAI XINHUA MEDIA CO L-A600825 SHG 20 20

SHANGHAI LANSHENG CORP-A 600826 SHG 20 20

SHANGHAI BAILIAN GROUP CO-A 600827 SHG 20 20

CHENGSHANG GROUP CO LTD-A 600828 SHG 100 100

HARBIN PHARM. GROUP SANJIN-A600829 SHG 25 25

SUNNY LOAN TOP CO LTD-A 600830 SHG 20 20

SHAANXI BROADCAST & TV NET-A600831 SHG 20 20

SHANGHAI NO.1 PHARMACY CO-A600833 SHG 20 25

SHANGHAI MECHANICAL AND EL-A600835 SHG 20 20

HAITONG SECURITIES CO LTD-A 600837 SHG 100 100

SICHUAN CHANGHONG ELECTRIC-A600839 SHG 20 20

SHANGHAI TONGJI SCIENCE-A 600846 SHG 20 20

SHANGHAI EAST-CHINA COMPUT-A600850 SHG 20 20

SILVER PLAZA GROUP CO LTD-A 600858 SHG 100 100

BEIJING WANGFUJING DEPT ST-A 600859 SHG 20 20

INNER MONGOLIA MENGDIAN HU-A600863 SHG 20 20

HARBIN HATOU INVESTMENT CO-A600864 SHG 100 100

TONGHUA DONGBAO PHARMACEUT-A600867 SHG 30 30

FAR EAST SMARTER ENERGY CO-A600869 SHG 20 20

JONJEE HIGH-TECH INDUSTRIA-A 600872 SHG 20 20

MEIHUA HOLDINGS GROUP CO -A 600873 SHG 20 20

TIANJIN CAPITAL ENVIRON-A 600874 SHG 20 20

DONGFANG ELECTRIC CORP LTD-A600875 SHG 20 20

CHINA AEROSPACE TIMES ELEC-A 600879 SHG 20 20

CHENGDU B-RAY MEDIA CO LTD-A600880 SHG 100 100

JILIN YATAI GROUP CO LTD-A 600881 SHG 30 30

SHANDONG HUALIAN MINING CO-A600882 SHG 100 100

NINGBO SHANSHAN CO LTD-A 600884 SHG 20 20

SDIC POWER HOLDINGS CO LTD-A600886 SHG 20 20

INNER MONGOLIA YILI INDUS-A 600887 SHG 20 20

XINJIANG JOINWORLD CO LTD-A 600888 SHG 20 20

XI'AN AERO-ENGINE PLC -A 600893 SHG 100 100

SHANGHAI ZHANGJIANG HIGH-A 600895 SHG 20 20

XIAMEN INTERNATIONAL AIR-A 600897 SHG 20 25

CHINA YANGTZE POWER CO LTD-A600900 SHG 100 100

YUEYANG FOREST & PAPER CO -A 600963 SHG 20 20

BAOTOU BEIFANG CHUANGYE CO-A600967 SHG 100 100

SINOMA INTERNATIONAL ENGIN-A600970 SHG 20 20

ANHUI HENGYUAN COAL INDUST-A600971 SHG 30 30

HUNAN NEW WELLFUL CO LTD-A 600975 SHG 25 20

WUHAN JIANMIN PHARMACEUTIC-A600976 SHG 20 25

SICHUAN GUANGAN AAA PUBLIC-A600979 SHG 20 25

HEFEI RONGSHIDA SANYO ELE-A 600983 SHG 100 100

ZHEJIANG HANGMIN CO LTD-A 600987 SHG 20 20

Page 192: Description IRESSCode Exchange Current Margin Final Grade

ANHUI SUN-CREATE ELECTRONI-A 600990 SHG 100 100

MAYINGLONG PHARMACEUTICAL-A600993 SHG 20 20

YUNNAN WENSHAN ELECTRIC PO-A600995 SHG 100 100

KAILUAN ENERGY CHEMICAL CO-A600997 SHG 30 30

JOINTOWN PHARMACEUTICAL-A 600998 SHG 20 20

CHINA MERCHANTS SECURITIES-A600999 SHG 20 20

TANGSHAN PORT GROUP CO LTD-A601000 SHG 20 20

DATONG COAL INDUSTRY CO -A 601001 SHG 30 35

CHONGQING IRON & STEEL CO-A 601005 SHG 20 100

DAQIN RAILWAY CO LTD -A 601006 SHG 20 20

BANK OF NANJING CO LTD -A 601009 SHG 20 20

QITAIHE BAOTAILONG COAL-A 601011 SHG 25 20

NINGBO PORT CO LTD-A 601018 SHG 100 100

FIRST TRACTOR CO LTD-A 601038 SHG 20 20

SAILUN GROUP CO LTD -A 601058 SHG 20 20

CHINA SHENHUA ENERGY CO-A 601088 SHG 30 30

CHINA SOUTH PUBLISHING -A 601098 SHG 20 20

PACIFIC SECURITIES CO/THE-A 601099 SHG 20 20

JIANGSU HENGLI HIGHPRESSUR-A 601100 SHG 100 100

BEIJING HAOHUA ENERGY RESO-A601101 SHG 30 30

CHINA FIRST HEAVY INDUSTR-A 601106 SHG 20 20

SICHUAN EXPRESSWAY CO-A 601107 SHG 20 20

AIR CHINA LTD-A 601111 SHG 20 20

YIWU HUADING NYLON CO LTD-A 601113 SHG 25 25

CHINA NATIONAL CHEMICAL-A 601117 SHG 20 20

CHINA HAINAN RUBBER INDUST-A601118 SHG 20 20

NINGBO BOWAY ALLOY MATERIA-A601137 SHG 30 30

SHENZHEN GAS CORP LTD-A 601139 SHG 20 20

CHONGQING WATER GROUP-A 601158 SHG 20 20

INDUSTRIAL BANK CO LTD -A 601166 SHG 20 20

WESTERN MINING CO -A 601168 SHG 20 100

BANK OF BEIJING CO LTD -A 601169 SHG 100 100

CHINA XD ELECTRIC CO LTD-A 601179 SHG 20 20

CHINA RAILWAY CONSTRUCTION-A601186 SHG 20 20

SICHUAN EM TECHNOLOGY CO-A 601208 SHG 20 20

INNER MONGOLIA JUNZHENG EN-A601216 SHG 20 20

JIANGSU LINYANG ELECTRONIC-A 601222 SHG 25 20

SHAANXI COAL INDUSTRY CO L-A 601225 SHG 30 30

UNIVERSAL SCIENTIFIC INDUS-A 601231 SHG 20 20

TONGKUN GROUP CO LTD-A 601233 SHG 20 20

GUANGZHOU AUTOMOBILE GROUP-A601238 SHG 20 20

PANG DA AUTOMOBILE TRADE -A601258 SHG 20 20

AGRICULTURAL BANK OF CHINA-A601288 SHG 20 20

CAMEL GROUP CO LTD-A 601311 SHG 20 20

SJEC CORP-A 601313 SHG 25 25

PING AN INSURANCE GROUP CO-A601318 SHG 20 20

BANK OF COMMUNICATIONS CO-A601328 SHG 20 20

GUANGSHEN RAILWAY CO LTD-A 601333 SHG 20 20

NEW CHINA LIFE INSURANCE C-A 601336 SHG 20 20

XI'AN SHAANGU POWER CO LTD-A601369 SHG 20 20

Page 193: Description IRESSCode Exchange Current Margin Final Grade

INDUSTRIAL SECURITIES CO-A 601377 SHG 20 20

YECHIU METAL RECYCLING CHI-A 601388 SHG 100 100

CHINA RAILWAY GROUP LTD-A 601390 SHG 30 20

IND & COMM BK OF CHINA-A 601398 SHG 20 20

SHANTOU DONGFENG PRINTING -A601515 SHG 20 20

JILIN EXPRESSWAY CO LTD-A 601518 SHG 20 25

SOOCHOW SECURITIES CO LTD-A 601555 SHG 20 20

JOEONE CO LTD -A 601566 SHG 20 25

NINGBO SANXING ELECTRIC CO-A 601567 SHG 20 20

BEIJING NORTH STAR CO LTD-A 601588 SHG 20 20

ALUMINUM CORP OF CHINA LTD-A601600 SHG 20 20

CHINA PACIFIC INSURANCE GR-A 601601 SHG 20 20

SHANGHAI PHARMACEUTICALS-A 601607 SHG 20 20

CITIC HEAVY INDUSTRIES CO -A 601608 SHG 100 100

METALLURGICAL CORP OF CHIN-A601618 SHG 100 100

CHINA LIFE INSURANCE CO-A 601628 SHG 20 20

GREAT WALL MOTOR CO LTD-A 601633 SHG 20 20

ZHUZHOU KIBING GROUP CO LT-A601636 SHG 20 20

PINGDINGSHAN TIANAN COAL -A 601666 SHG 30 30

CHINA STATE CONSTRUCTION -A 601668 SHG 20 20

POWER CONSTRUCTION CORP OF-A601669 SHG 20 20

BEFAR GROUP CO LTD-A 601678 SHG 20 20

HUATAI SECURITIES CO LTD-A 601688 SHG 20 20

SHANXI LU'AN ENVIRONMENTAL-A601699 SHG 30 30

CHANGSHU FENGFAN POWER EQU-A601700 SHG 20 25

ZHENGZHOU COAL MINING MACH-A601717 SHG 20 20

JIHUA GROUP CORP LTD-A 601718 SHG 20 20

SHANGHAI ELECTRIC GRP CO L-A 601727 SHG 100 100

CSR CORP LTD -A 601766 SHG 20 20

LIFAN INDUSTRY GROUP CO LT-A 601777 SHG 20 20

NINGBO CONSTRUCTION CO LTD-A601789 SHG 20 20

CHINA COMMUNICATIONS CONST-A601800 SHG 20 20

ANHUI XINHUA MEDIA CO LTD-A 601801 SHG 20 20

CHINA OILFIELD SERVICES-A 601808 SHG 30 30

CHINA EVERBRIGHT BANK CO-A 601818 SHG 20 20

PETROCHINA CO LTD-A 601857 SHG 20 20

CHINA SHIPPING CONTAINER-A 601866 SHG 100 100

CHINA MERCHANTS ENERGY -A 601872 SHG 20 20

ZHEJIANG CHINT ELECTRICS-A 601877 SHG 100 100

DALIAN PORT PDA CO LTD-A 601880 SHG 20 20

JANGHO GROUP CO LTD-A 601886 SHG 20 20

CHINA INTERNATIONAL TRAVEL-A 601888 SHG 20 20

ASIAN STAR ANCHOR CHAIN-A 601890 SHG 20 20

CHINA COAL ENERGY CO-A 601898 SHG 30 30

ZIJIN MINING GROUP CO LTD-A 601899 SHG 20 20

FOUNDER SECURITIES CO LTD-A 601901 SHG 20 20

BEIJING JINGYUNTONG TECHNO-A601908 SHG 20 20

SDIC XINJI ENERGY CO -A 601918 SHG 30 30

CHINA COSCO HOLDINGS-A 601919 SHG 100 100

JIANGSU PHOENIX PUBLISH-A 601928 SHG 20 20

Page 194: Description IRESSCode Exchange Current Margin Final Grade

JISHI MEDIA CO LTD-A 601929 SHG 20 20

YONGHUI SUPERSTORES CO LTD-A601933 SHG 20 20

CHINA CONSTRUCTION BANK-A 601939 SHG 20 20

JINDUICHENG MOLYBDENUM CO -A601958 SHG 20 20

CHINA AUTOMOTIVE ENGINEERI-A601965 SHG 20 20

BANK OF CHINA LTD-A 601988 SHG 20 20

CHINA SHIPBUILDING INDUSTR-A 601989 SHG 20 100

DATANG INTL POWER GEN CO-A 601991 SHG 20 20

BBMG CORPORATION-A 601992 SHG 30 30

GUANGXI FENGLIN WOOD INDUS-A601996 SHG 20 25

CHINA CITIC BANK CORP LTD-A 601998 SHG 20 20

PEOPLE.CN CO LTD-A 603000 SHG 30 30

ZHEJIANG AOKANG SHOES CO L-A 603001 SHG 20 20

CHINA WAFER LEVEL CSP CO -A 603005 SHG 25 20

SICHUAN HEBANG CORP LTD-A 603077 SHG 20 20

CTS INTERNATIONAL LOGISTII-A 603128 SHG 100 100

BOHAI FERRY CO LTD-A 603167 SHG 20 20

FOSHAN HAITIAN FLAVOURING -A603288 SHG 20 20

HMT XIAMEN NEW TECHNICAL M-A603306 SHG 25 20

JIANGSU SUNRAIN SOLAR ENER-A 603366 SHG 25 20

JINZHOU NEW CHINA DRAGON M-A603399 SHG 25 20

LIAONING WELLHOPE AGRI-TEC-A 603609 SHG 20 20

NEWAY VALVE SUZHOU CO LTD-A 603699 SHG 20 20

LONCIN MOTOR CO LTD-A 603766 SHG 20 20

CHINA MOLYBDENUM CO LTD-A 603993 SHG 20 20

PING AN BANK CO LTD-A 1 SHE 20 100

CHINA VANKE CO LTD -A 2 SHE 20 100

SHENZHEN ENERGY GROUP CO L-A27 SHE 30 100

OCEANWIDE HOLDINGS CO LTD -A46 SHE 20 100

ZTE CORP-A 63 SHE 30 100

SHENZHEN OVERSEAS CHINESE-A 69 SHE 20 100

TCL CORP-A 100 SHE 30 100

WASU MEDIA HOLDING CO LTD-A 156 SHE 20 100

SHENWAN HONGYUAN GROUP CO-A166 SHE 20 100

MIDEA GROUP CO LTD-A 333 SHE 20 100

YUNNAN BAIYAO GROUP CO LTD-A538 SHE 30 100

ZHONGTIAN URBAN DEVELOPMEN-A540 SHE 30 100

WANXIANG QIANCHAO CO LTD-A 559 SHE 20 100

CHONGQING CHANGAN AUTOMOB-A625 SHE 20 100

GREE ELECTRIC APPLIANCES I-A 651 SHE 20 100

BOE TECHNOLOGY GROUP CO LT-A725 SHE 30 100

GUOYUAN SECURITIES CO LTD-A 728 SHE 20 100

AVIC AERO-ENGINE CONTROLS-A 738 SHE 20 100

AVIC AIRCRAFT CO LTD-A 768 SHE 20 100

GF SECURITIES CO LTD-A 776 SHE 20 100

CHANGJIANG SECURITIES CO L-A 783 SHE 20 100

WULIANGYE YIBIN CO LTD-A 858 SHE 20 100

HENAN SHUANGHUI INVESTMENT-A895 SHE 20 100

SUNING COMMERCE GROUP CO -A2024 SHE 20 100

BANK OF NINGBO CO LTD -A 2142 SHE 20 100

Page 195: Description IRESSCode Exchange Current Margin Final Grade

ETERNAL ASIA SUPPLY CHAIN-A 2183 SHE 40 100

IFLYTEK CO LTD - A 2230 SHE 30 100

GOERTEK INC -A 2241 SHE 30 100

SHANGHAI RAAS BLOOD PRODUC-A2252 SHE 30 100

HANGZHOU LIAISON INTERACT-A 2280 SHE 50 100

GUANGDONG ALPHA ANIMATION-A2292 SHE 20 100

JIANGSU YANGHE BREWERY -A 2304 SHE 20 100

HANGZHOU HIKVISION DIGITAL-A 2415 SHE 30 100

JIANGSU KANGDE XIN COMPOSI-A2450 SHE 20 100

BYD CO LTD -A 2594 SHE 20 100

WESTERN SECURITIES CO LTD-A 2673 SHE 30 100

GUOSEN SECURITIES CO LTD-A 2736 SHE 30 100

WANDA CINEMA LINE CO LTD-A 2739 SHE 50 100

CHONGQING CHANGAN AUTOMOBI-B200625 SHE 20 100

SIASUN ROBOT & AUTOMATION-A300024 SHE 20 100

HUAYI BROTHERS MEDIA CORP-A 300027 SHE 20 100

EAST MONEY INFORMATION CO-A300059 SHE 40 100

BEIJING ORIGINWATER TECHNO-A300070 SHE 30 100

LESHI INTERNET INFORMATION-A 300104 SHE 30 100

SONGCHENG PERFORMANCE DEVE-A300144 SHE 20 100

BEIJING KUNLUN TECH CO LTD-A 300418 SHE 50 100

LENS TECHNOLOGY CO LTD-A 300433 SHE 40 100

GUANGDONG WENS FOODSTUFFS -A300498 SHE 40 100

AAK AB AAK STO 20 20

ABB LTD-REG ABB STO 10 10

ACANDO AB ACAN B STO 50 50

ACTIVE BIOTECH AB ACTI STO 70 70

ADDTECH AB-B SHARES ADDT B STO 30 30

AF AB-B SHS AF B STO 20 25

ALFA LAVAL AB ALFA STO 10 10

AUTOLIV INC-SWED DEP RECEIPT ALIV SDB STO 20 20

ADDNODE GROUP AB ANOD B STO 50 50

AFRICA OIL CORP AOI STO 35 35

ARCAM AB ARCM STO 30 30

ASSA ABLOY AB-B ASSA B STO 20 10

ATLAS COPCO AB-A SHS ATCO A STO 10 10

AXFOOD AB AXFO STO 20 20

AXIS COMMUNICATIONS AB AXIS STO 30 25

AVANZA BANK HOLDING AB AZA STO 25 20

ASTRAZENECA PLC AZN STO 10 10

FASTIGHETS AB BALDER-B SHRS BALD B STO 20 20

B&B TOOLS AB-B SHS BBTO B STO 40 30

BEIJER ALMA AB BEIA B STO 40 40

BEIJER REF AB BEIJ B STO 30 30

BEIJER ELECTRONICS AB BELE STO 70 70

BESQAB AB BESQ STO 50 50

BETSSON AB BETS B STO 20 20

BILIA AB-A SHS BILI A STO 20 20

BILLERUDKORSNAS AB BILL STO 20 20

BIOGAIA AB-B SHS BIOG B STO 30 50

Page 196: Description IRESSCode Exchange Current Margin Final Grade

BIOTAGE AB BIOT STO 50 40

BYGGMAX GROUP AB BMAX STO 25 30

BOLIDEN AB BOL STO 10 20

BTS GROUP AB-B SHARES BTS B STO 50 50

BUFAB HOLDING AB BUFAB STO 50 50

BULTEN AB BULTEN STO 50 50

BURE EQUITY AB BURE STO 50 40

CASTELLUM AB CAST STO 20 20

CAVOTEC SA CCC STO 50 50

CLOETTA AB-B SHS CLA B STO 25 20

CLAS OHLSON AB-B SHS CLAS B STO 25 25

CONCENTRIC AB COIC STO 40 40

COM HEM HOLDING AB COMH STO 20 20

COREM PROPERTY GROUP AB-B CORE STO 50 40

CREADES AB-A SHARES CRED A STO 50 40

D CARNEGIE & CO AB DCAR B STO 30 20

DGC ONE AB DGC STO 50 50

DIOS FASTIGHETER AB DIOS STO 30 30

DUNI AB DUNI STO 30 40

DUSTIN GROUP AB DUST STO 40 30

EAST CAPITAL EXPLORER AB ECEX STO 50 50

ELEKTA AB-B SHS EKTA B STO 20 20

ELANDERS AB-B SHS ELAN B STO 50 50

ELTEL AB ELTEL STO 40 25

ELECTROLUX AB-SER B ELUX B STO 10 10

ENEA AB ENEA STO 50 50

ENQUEST PLC ENQ STO 50 50

ENIRO AB ENRO STO 100 100

ERICSSON LM-B SHS ERIC B STO 10 10

EWORK SCANDINAVIA AB EWRK STO 50 50

FABEGE AB FABG STO 20 20

FAGERHULT AB FAG STO 40 30

FINGERPRINT CARDS AB-B FING B STO 20 20

FENIX OUTDOOR INTERNATIONALFOI B STO 40 40

FASTPARTNER AB FPAR STO 30 30

GETINGE AB-B SHS GETI B STO 10 10

GRANGES AB GRNG STO 30 25

GUNNEBO AB GUNN STO 40 40

HEBA FASTIGHETS AB-B HEBA B STO 40 40

HEMFOSA FASTIGHETER AB HEMF STO 25 20

HEXAGON AB-B SHS HEXA B STO 20 20

HIQ INTERNATIONAL AB HIQ STO 50 50

HALDEX AB HLDX STO 30 30

HENNES & MAURITZ AB-B SHS 0 STO 10 10

HOIST FINANCE AB HOFI STO 30 20

HOLMEN AB-B SHARES HOLM B STO 20 20

HEXPOL AB HPOL B STO 20 20

HUFVUDSTADEN AB-A SHS HUFV A STO 20 20

HUSQVARNA AB-B SHS HUSQ B STO 20 20

IAR SYSTEMS GROUP AB IAR B STO 50 50

Page 197: Description IRESSCode Exchange Current Margin Final Grade

ICA GRUPPEN AB ICA STO 20 20

INDUST & FINANCIAL SYSTEM-A IFS A STO 40 30

INDUST & FINANCIAL SYSTEM-B IFS B STO 25 30

INTRUM JUSTITIA AB IJ STO 20 20

INDUTRADE AB INDT STO 20 20

INDUSTRIVARDEN AB-A SHS INDU A STO 20 20

INVESTOR AB-B SHS INVE B STO 10 10

INWIDO AB INWI STO 25 25

ITAB SHOP CONCEPT AB ITAB B STO 40 40

JM AB JM STO 20 20

KAPPAHL AB KAHL STO 50 50

INVESTMENT AB KINNEVIK-B SHS KINV B STO 10 10

KUNGSLEDEN AB KLED STO 20 20

KLOVERN AB-A SHS KLOV A STO 30 30

KLOVERN AB-B SHS KLOV B STO 25 25

KNOW IT AB KNOW STO 50 50

LAGERCRANTZ GROUP AB-B SHS LAGR B STO 40 40

INVESTMENT AB LATOUR-B SHS LATO B STO 25 20

LINDAB INTERNATIONAL AB LIAB STO 30 30

LIFCO AB-B SHS LIFCO B STO 20 25

LOOMIS AB-B LOOM B STO 20 25

LUCARA DIAMOND CORP LUC STO 40 35

LUNDIN MINING CORP-SDR LUMI SDB STO 25 20

LUNDBERGS AB-B SHS LUND B STO 20 20

LUNDIN PETROLEUM AB LUPE STO 20 20

MALMBERGS ELEKTRISKA AB-B MEAB B STO 50 50

MEDA AB-A SHS MEDA A STO 20 20

MEKONOMEN AB MEKO STO 20 25

MELKER SCHORLING AB MELK STO 25 25

MILLICOM INTL CELLULAR-SDR MIC SDB STO 20 20

MQ HOLDING AB MQ STO 50 50

MODERN TIMES GROUP-A SHS MTG A STO 40 40

MODERN TIMES GROUP-B SHS MTG B STO 10 20

MUNKSJO OYJ MUNK1S STO 50 40

MEDIVIR AB-B SHS MVIR B STO 50 50

MYCRONIC AB MYCR STO 30 25

NCC AB-A SHS NCC A STO 30 30

NCC AB-B SHS NCC B STO 20 20

NORDEA BANK AB NDA SEK STO 10 10

NET ENTERTAINMENT NE AB-B SHNET B STO 25 20

NET INSIGHT AB-B NETI B STO 70 40

NEW WAVE GROUP AB -B SHS NEWA B STO 50 50

NIBE INDUSTRIER AB-B SHS NIBE B STO 20 20

NEDERMAN HOLDING AB NMAN STO 50 50

NORDNET AB- B SHARES NN B STO 40 30

NOBIA AB NOBI STO 20 20

NOKIA OYJ NOKIASEK STO 10 10

NOLATO AB-B SHS NOLA B STO 30 40

OASMIA PHARMACEUTICAL AB OASM STO 50 70

OEM INTERNATIONAL AB-B SHS OEM B STO 50 50

Page 198: Description IRESSCode Exchange Current Margin Final Grade

OPUS GROUP AB OPUS STO 50 50

INVESTMENT AB ORESUND ORES STO 40 40

ORIFLAME COSMETICS SA-SDR ORI STO 25 25

OREXO AB ORX STO 40 50

PROACT IT GROUP AB PACT STO 50 50

PLATZER FASTIGHETER HOLD-B PLAZ B STO 50 40

BLACKPEARL RESOURCES INC PXXS SDB STO 50 50

RATOS AB-B SHS RATO B STO 20 20

RAYSEARCH LABORATORIES AB RAY B STO 40 50

RECIPHARM AB-B SHS RECI B STO 40 30

REJLERS AB REJL B STO 50 70

REZIDOR HOTEL GROUP AB REZT STO 40 30

SAAB AB-B SAAB B STO 20 20

SAGAX AB-A SAGA A STO 40 40

SANDVIK AB SAND STO 10 10

SAS AB SAS STO 25 25

SVENSKA CELLULOSA AB-A SHS SCA A STO 25 25

SCANDI STANDARD AB SCST STO 30 30

SKANDINAVISKA ENSKILDA BAN-C SEB C STO 25 25

SECTRA AB-B SHS SECT B STO 50 40

SECURITAS AB-B SHS SECU B STO 10 10

SEMCON AB SEMC STO 100 100

SVENSKA HANDELSBANKEN-A SHSSHB A STO 10 10

SVENSKA HANDELSBANKEN-B SHSSHB B STO 20 25

SKANSKA AB-B SHS SKA B STO 10 10

SKF AB-A SHS SKF A STO 30 30

SKISTAR AB SKIS B STO 40 40

SEMAFO INC SMF STO 40 40

SWEDISH ORPHAN BIOVITRUM ABSOBI STO 20 20

SSAB AB-A SHARES SSAB A STO 20 20

STARBREEZE AB-A SHARES STAR A STO 50 40

STARBREEZE AB STAR B STO 40 35

STORA ENSO OYJ-A SHS STE A STO 30 30

SVOLDER AB-B SVOL B STO 50 50

SWECO AB-B SHS SWEC B STO 25 25

SWEDBANK AB - A SHARES SWED A STO 10 10

SWEDISH MATCH AB SWMA STO 10 10

SWEDOL AB-B SWOL B STO 70 50

SYSTEMAIR AB SYSR STO 40 40

TELE2 AB-B SHS TEL2 B STO 10 10

TETHYS OIL AB TETY STO 50 50

THULE GROUP AB/THE THULE STO 25 20

TIETO OYJ TIEN STO 30 30

TRELLEBORG AB-B SHS TREL B STO 20 20

VBG GROUP AB-B SHS VBG B STO 50 50

VICTORIA PARK AB-A SHS VICP A STO 50 40

VITEC SOFTWARE GROUP AB-B SHVIT B STO 70 50

VITROLIFE AB VITR STO 40 25

VOLVO AB-B SHS VOLV B STO 10 10

WALLENSTAM AB-B SHS WALL B STO 20 20

Page 199: Description IRESSCode Exchange Current Margin Final Grade

WIHLBORGS FASTIGHETER AB WIHL STO 20 20

XACT OMXS30 XACT OMXS30 STO 20 20

XACT OMXSB UTDELANDE XACT OMXSB UtdSTO 30 30

XACT NORDEN 30 XACT Norden 30STO 20 30

ABBVIE INC ABBV SWX 25 25

ABBOTT LABORATORIES ABT SWX 25 25

ADVAL TECH HOLDING AG-REG ADVN SWX 50 50

AEVIS HOLDING SA AEVS SWX 30 40

AFG ARBONIA-FORSTER HOLD-REGAFGN SWX 30 25

AIROPACK TECHNOLOGY GROUP AGAIRN SWX 50 70

ALLREAL HOLDING AG-REG ALLN SWX 20 20

ALPINE SELECT AG-REG SHS ALPN SWX 40 40

ALSO HOLDING AG-REG ALSN SWX 30 25

AMS AG AMS SWX 20 20

APG SGA SA APGN SWX 30 30

ASCOM HOLDING AG-REG ASCN SWX 25 25

UBS ETF CH-GLD CHF HDG CHF A AUCHAH SWX 25 20

AUTONEUM HOLDING AG AUTN SWX 25 25

BACHEM HOLDING AG-REG B BANB SWX 50 35

BARRY CALLEBAUT AG-REG BARN SWX 20 20

BAXTER INTERNATIONAL INC BAX SWX 40 40

BELLEVUE GROUP AG BBN SWX 50 50

BANK COOP AG-BR BC SWX 30 30

BANQUE CANTONALE DE GENEV-BRBCGE SWX 40 40

BURCKHARDT COMPRESSION HOLDIBCHN SWX 20 20

BANQUE CANTONALE DU JURA-BRBCJ SWX 50 50

BANQUE CANTONALE VAUDOIS-REGBCVN SWX 20 20

BELIMO HOLDING AG-REG BEAN SWX 25 25

BERNER KANTONALBANK AG-REG BEKN SWX 30 30

BELL AG - REG BELL SWX 30 25

BAKER HUGHES INC BHI SWX 35 35

BB BIOTECH AG-REG BION SWX 30 30

BKW AG BKW SWX 30 20

BFW LIEGENSCHAFTEN AG BLIN SWX 50 40

BASELLANDS KANTONALBANK-CERTBLKB SWX 40 40

BOBST GROUP SA-REG BOBNN SWX 30 25

BOSSARD HOLDING AG-REG A BOSN SWX 25 25

BURKHALTER HOLDING AG BRKN SWX 40 20

BASLER KANTONALBK - PC BSKP SWX 40 40

BASILEA PHARMACEUTICA-REG BSLN SWX 30 35

BUCHER INDUSTRIES AG-REG BUCN SWX 20 20

BVZ HOLDING AG-REG NEW BVZN SWX 50 50

CALIDA HOLDING-REG CALN SWX 50 50

CASTLE ALTERNATIVE INVEST AG CASN SWX 40 50

CATERPILLAR INC CAT SWX 25 25

COMPAGNIE FINANCIERE TRAD-BRCFT SWX 40 40

ISHARES CHF CORP BOND CH CHCORP SWX 100 100

CICOR TECHNOLOGIES-REG CICN SWX 100 100

COLTENE HOLDING AG-REG CLTN SWX 50 50

CREALOGIX HOLDING AG-REG CLXN SWX 50 50

Page 200: Description IRESSCode Exchange Current Margin Final Grade

CEMBRA MONEY BANK AG CMBN SWX 20 20

CONZZETA AG-REG CON SWX 25 25

COSMO PHARMACEUTICALS SPA COPN SWX 20 20

COMET HOLDING AG-REG COTN SWX 30 30

CASTLE PRIVATE EQUITY CPEN SWX 40 40

CHAM PAPER HOLDING AG CPGN SWX 50 50

CPH CHEMIE & PAPIER HLDG-REG CPHN SWX 50 50

ISHARES SBIDG 3-7 CH CSBGC7 SWX 25 30

ISHARES GOLD CHF HDG CH CSGLDC SWX 40 30

ISHARES SLI CH CSSLI SWX 25 20

ISHARES SMI CH CSSMI SWX 20 20

ISHARES SMIM CH CSSMIM SWX 20 20

DAETWYLER HOLDING AG-BR DAE SWX 20 25

DATACOLOR AG-REG DCN SWX 50 70

DOTTIKON ES HOLDING AG-REG DESN SWX 50 50

DKSH HOLDING LTD DKSH SWX 20 20

UBS ETF EUR STOXX 50 UCITS-A E50EUA SWX 20 25

ENERGIEDIENST HOLDING AG-REGEDHN SWX 30 30

EFG INTERNATIONAL AG EFGN SWX 30 25

ELMA ELECTRONIC AG-REG ELMN SWX 100 100

EMMI AG-REG EMMN SWX 20 20

EMS-CHEMIE HOLDING AG-REG EMSN SWX 20 20

UBS ETF MSCI EMU HEDGED CHF EUCHBH SWX 25 30

EVOLVA HOLDING SA EVE SWX 40 50

FLUGHAFEN ZUERICH AG-REG FHZN SWX 20 20

FISCHER (GEORG)-REG FI-N SWX 20 20

LA FONCIERE FOC SWX 25 30

FORBO HOLDING AG-REG FORN SWX 20 20

FEINTOOL INTL HOLDING-REG FTON SWX 50 40

GAM HOLDING AG GAM SWX 20 20

GATEGROUP HOLDING AG GATE SWX 25 20

GAVAZZI CARLO HOLDING AG-BR GAV SWX 50 50

GOLDBACH GROUP AG GBMN SWX 50 50

GENERAL ELECTRIC CO GE SWX 25 25

GOLD FIELDS LTD GOLI SWX 40 40

GRAUBUENDNER KANTONALBANK-PCGRKP SWX 30 30

GOODYEAR TIRE & RUBBER CO GT SWX 25 30

GURIT HOLDING AG-BR GUR SWX 40 50

HYPOTHEKARBANK LENZBURG-REGHBLN SWX 40 40

HBM HEALTHCARE IVST-A HBMN SWX 25 25

HELVETIA HOLDING AG-REG HELN SWX 20 20

HIAG IMMOBILIEN AG HIAG SWX 30 30

HOCHDORF HOLDING AG HOCN SWX 50 50

ROMANDE ENERGIE HOLDING-REGHREN SWX 30 30

HUBER & SUHNER AG-REG HUBN SWX 30 25

HUEGLI HOLDING AG-BR HUE SWX 50 50

INFICON HOLDING AG-REG IFCN SWX 25 25

ISHARES MSCI AC FE EX-JAPAN IFFF SWX 20 20

ISHARES MSCI JPN CHF HEDGED IJPC SWX 25 25

IMMOFONDS IM SWX 25 25

Page 201: Description IRESSCode Exchange Current Margin Final Grade

IMPLENIA AG-REG IMPN SWX 20 20

INTERROLL HOLDING AG-REG INRN SWX 40 25

CREDIT SUISSE REAL EST INTSW INT SWX 20 25

INTERSHOP HOLDING AG ISN SWX 25 25

ISHARES MSCI WRLD CHF HEDGEDIWDC SWX 100 100

JUNGFRAUBAHN HOLDING AG-REGJFN SWX 40 40

UBS ETF MSCI JP HG CHF-A AC JPCHBH SWX 40 50

KARDEX AG-REG KARN SWX 30 30

KOMAX HOLDING AG-REG KOMN SWX 30 20

KUDELSKI SA-BR KUD SWX 25 20

KUONI REISEN HLDG-REG(CAT B) KUNN SWX 25 20

LECLANCHE SA-REG LECN SWX 70 70

LEM HOLDING SA-REG LEHN SWX 30 30

LEONTEQ AG LEON SWX 20 25

LIFEWATCH AG-REG LIFE SWX 50 70

BANK LINTH LLB AG-REG LINN SWX 40 40

CHOCOLADEFABRIKEN LINDT-REG LISN SWX 20 20

CHOCOLADEFABRIKEN LINDT-PC LISP SWX 20 20

LIECHTENSTEIN LANDESBANK-BR LLB SWX 30 30

ELI LILLY & CO LLY SWX 25 25

LOGITECH INTERNATIONAL-REG LOGN SWX 20 20

LOOSER HOLDING AG LOHN SWX 50 50

LUZERNER KANTONALBANK AG-REGLUKN SWX 25 25

MICRONAS SEMICONDUCTOR-REGMASN SWX 70 40

MEYER BURGER TECHNOLOGY AGMBTN SWX 25 40

MCH GROUP AG MCHN SWX 40 40

METALL ZUG AG-SHS B-REG METN SWX 30 30

MIKRON HOLDING AG-REG NEW MIKN SWX 50 50

3M CO MMM SWX 25 25

MOBIMO HOLDING AG-REG MOBN SWX 20 20

MOLECULAR PARTNERS AG MOLN SWX 50 50

MOBILEZONE HOLDING AG-REG MOZN SWX 30 40

MYRIAD GROUP AG MYRN SWX 40 50

NEBAG AG-REG NBEN SWX 50 50

NEWRON PHARMACEUTICALS SPANWRN SWX 50 50

ORASCOM DEVELOPMENT HOLDINGODHN SWX 50 50

OC OERLIKON CORP AG-REG OERL SWX 20 20

ORELL FUESSLI HOLDING AG-REG OFN SWX 50 50

ORIOR AG ORON SWX 40 40

PARGESA HOLDING SA-BR PARG SWX 20 20

PAX ANLAGE AG PAXN SWX 40 40

PRIVATE EQUITY HLDG-REG PEHN SWX 50 40

PEPSICO INC PEP SWX 25 25

PFIZER INC PFE SWX 25 25

PARTNERS GROUP HOLDING AG PGHN SWX 20 20

PHOENIX MECANO AG-BR PM SWX 40 40

PHILIP MORRIS INTERNATIONAL PMI SWX 25 25

PSP SWISS PROPERTY AG-REG PSPN SWX 20 20

PANALPINA WELTTRANSPORT -REGPWTN SWX 20 20

RIETER HOLDING AG-REG RIEN SWX 20 20

Page 202: Description IRESSCode Exchange Current Margin Final Grade

EDMOND DE ROTHSCHILD SUISSE RLD SWX 30 30

VON ROLL HOLDING AG-BR ROL SWX 70 70

SCHAFFNER HOLDING AG-REG SAHN SWX 50 50

SANTHERA PHARMACEUTICALS-REGSANN SWX 25 30

UBS ETF CH SBI DM GVT 1-3 A SB1CHA SWX 50 50

SWISS FINANCE & PROPERTY AG SFPN SWX 50 50

SFS GROUP AG SFSN SWX 20 20

SIEGFRIED HOLDING AG-REG SFZN SWX 20 20

ST GALLER KANTONALBANK A-REGSGKN SWX 25 20

SHL TELEMEDICINE LTD-REG SHLTN SWX 50 100

CREDIT SUISSE REAL EST SIAT SIAT SWX 20 20

SWISSCANTO CH REAL ESTA IFCA SIC SWX 25 25

SCHLUMBERGER LTD SLB SWX 35 40

UBS ETF CH-SLI CHF A SLICHA SWX 30 30

UBS ETF CH-SMI CHF A SMICHA SWX 20 20

UBS ETF CH-SMIM CHF - A SMMCHA SWX 30 20

SCHWEIZERISCH NATIONALBA-REGSNBN SWX 50 50

UBS ETF CH-SPI CHF - A SPICHA SWX 30 25

SWISS PRIME SITE-REG SPSN SWX 20 20

SWISSQUOTE GROUP HOLDING-REGSQN SWX 50 50

SUNRISE COMMUNICATIONS GROUPSRCG SWX 20 20

UBS ETF CH SXI REAL ESTATE-A SRECHA SWX 30 30

SCHRODER IMMOPLUS SRI SWX 25 25

STARRAG GROUP HOLDING AG STGN SWX 70 50

SCHMOLZ+BICKENBACH AG-REG STLN SWX 30 40

STRAUMANN HOLDING AG-REG STMN SWX 20 20

SULZER AG-REG SUN SWX 20 20

UBS ETF CH 20/35 UCITS A-ACC SW2CHB SWX 30 25

UBS ETF MSCI CH A-DIS SWICHA SWX 40 30

SCHWEITER TECHNOLOGIES AG-BRSWTQ SWX 25 25

TAMEDIA AG-REG TAMN SWX 30 30

TECAN GROUP AG-REG TECN SWX 20 25

TEMENOS GROUP AG-REG TEMN SWX 20 20

BERGBAHNEN ENGELB. TRUEB-REGTIBN SWX 50 40

THURGAUER KANTONALBANK TKBP SWX 25 40

TORNOS HOLDING AG - REG TOHN SWX 100 100

U-BLOX AG UBXN SWX 25 25

UBS ETF MSCI UK HG CHF-A AC UKCHBH SWX 50 40

UBS ETF MSCI USA-H-CHF USCHWH SWX 40 30

USI GROUP HOLDINGS AG-REG USIN SWX 50 50

VAUDOISE ASSURANCES HOL VAHN SWX 40 40

VALORA HOLDING AG-REG VALN SWX 30 20

VALIANT HOLDING AG-REG VATN SWX 20 20

IVF HARTMANN HOLDING AG-REGVBSN SWX 40 40

CHARLES VOEGELE HOLDING A-BRVCH SWX 100 100

VETROPACK HOLDING AG-BR VET SWX 50 50

VONTOBEL HOLDING AG-REG VONN SWX 20 20

VZ HOLDING AG VZN SWX 20 25

WARTECK INVEST AG-REG WARN SWX 40 40

WALTER MEIER AG - REG WMN SWX 40 50

Page 203: Description IRESSCode Exchange Current Margin Final Grade

DB HEDGE FUND INDEX ETF XHFC SWX 100 100

DBX MSCI EUROPE (DR) XMEU SWX 30 25

YPSOMED HOLDING AG-REG YPSN SWX 20 20

ZEHNDER GROUP AG-RG ZEHN SWX 40 40

ZUGER KANTONALBANK-BR ZG SWX 30 30

ZKB GOLD ETF ZGLD SWX 20 20

ZKB GOLD ETF-H-CHF ZGLDHC SWX 20 20

ZKB PALLADIUM ETF ZPAL SWX 70 50

ZKB PLATINUM ETF ZPLA SWX 50 50

ZKB SILVER ETF ZSIL SWX 25 25

ZUG ESTATES HOLDING AG-B SHR ZUGN SWX 40 40

YUANTA/P-SHRS TW TOP 50 ETF 50 TAI 20 20

W.I.S.E. YUANTA/P SHS C300 E 61 TAI 25 25

YUANTA/P-SHRS TW T50 2X ETF 00631L TAI 100 100

FUBON SSE180 LEV 2X IN ETF 00633L TAI 100 100

TAIWAN CEMENT 1101 TAI 20 20

ASIA CEMENT CORP 1102 TAI 20 20

UNI-PRESIDENT ENTERPRISES CO 1216 TAI 10 10

FORMOSA PLASTICS CORP 1301 TAI 10 10

NAN YA PLASTICS CORP 1303 TAI 10 10

FORMOSA CHEMICALS & FIBRE 1326 TAI 10 10

FAR EASTERN NEW CENTURY CORP1402 TAI 10 10

ECLAT TEXTILE COMPANY LTD 1476 TAI 20 20

SYNCMOLD ENTERPRISE CORP 1582 TAI 50 40

CHINA STEEL CORP 2002 TAI 10 10

CHENG SHIN RUBBER IND CO LTD 2105 TAI 10 10

HOTAI MOTOR COMPANY LTD 2207 TAI 10 10

YULON NISSAN MOTOR CO LTD 2227 TAI 10 15

LITE-ON TECHNOLOGY CORP 2301 TAI 10 10

UNITED MICROELECTRONICS CORP2303 TAI 10 10

DELTA ELECTRONICS INC 2308 TAI 10 10

ADVANCED SEMICONDUCTOR ENGR2311 TAI 10 10

COMPEQ MANUFACTURING CO LTD2313 TAI 20 25

HON HAI PRECISION INDUSTRY 2317 TAI 10 10

SILICONWARE PRECISION INDS 2325 TAI 10 10

TAIWAN SEMICONDUCTOR MANUFAC2330 TAI 10 10

FOXCONN TECHNOLOGY CO LTD 2354 TAI 10 10

CHIN-POON INDUSTRIAL CO LTD 2355 TAI 20 20

INVENTEC CORP 2356 TAI 20 20

ASUSTEK COMPUTER INC 2357 TAI 10 10

REALTEK SEMICONDUCTOR CORP 2379 TAI 20 20

QUANTA COMPUTER INC 2382 TAI 10 10

ADVANTECH CO LTD 2395 TAI 10 10

NANYA TECHNOLOGY CORP 2408 TAI 20 10

AU OPTRONICS CORP 2409 TAI 10 10

CHUNGHWA TELECOM CO LTD 2412 TAI 10 10

EPISTAR CORP 2448 TAI 20 25

MEDIATEK INC 2454 TAI 10 10

PHIHONG TECHNOLOGY CO LTD 2457 TAI 50 100

CATCHER TECHNOLOGY CO LTD 2474 TAI 10 10

Page 204: Description IRESSCode Exchange Current Margin Final Grade

HTC CORP 2498 TAI 20 20

EVERGREEN MARINE CORP LTD 2603 TAI 30 20

U-MING MARINE TRANSPORT CORP2606 TAI 30 30

CHANG HWA COMMERCIAL BANK2801 TAI 10 10

HUA NAN FINANCIAL HOLDINGS C2880 TAI 10 10

FUBON FINANCIAL HOLDING CO 2881 TAI 10 10

CATHAY FINANCIAL HOLDING CO 2882 TAI 10 10

CHINA DEVELOPMENT FINANCIAL 2883 TAI 10 10

E.SUN FINANCIAL HOLDING CO 2884 TAI 10 10

YUANTA FINANCIAL HOLDING CO 2885 TAI 10 10

MEGA FINANCIAL HOLDING CO LT2886 TAI 10 10

TAISHIN FINANCIAL HOLDING 2887 TAI 10 10

SINOPAC FINANCIAL HOLDINGS 2890 TAI 10 10

CTBC FINANCIAL HOLDING CO LT 2891 TAI 10 10

FIRST FINANCIAL HOLDING CO 2892 TAI 10 10

PRESIDENT CHAIN STORE CORP 2912 TAI 10 10

LARGAN PRECISION CO LTD 3008 TAI 20 10

TRIPOD TECHNOLOGY CORP 3044 TAI 20 20

TAIWAN MOBILE CO LTD 3045 TAI 10 10

ALLTEK TECHNOLOGY CORP 3209 TAI 50 50

SHIN ZU SHING CO LTD 3376 TAI 30 25

VIVOTEK INC 3454 TAI 30 30

INOTERA MEMORIES INC 3474 TAI 20 10

INNOLUX CORP 3481 TAI 20 10

FAR EASTONE TELECOMM CO LTD4904 TAI 10 10

PEGATRON CORP 4938 TAI 10 10

ZHEN DING TECHNOLOGY HOLDING4958 TAI 20 20

TAIWAN COOPERATIVE FINANCIAL5880 TAI 10 10

RADIANT OPTO-ELECTRONICS COR6176 TAI 20 20

LUMAX INTERNATIONAL CORP LTD6192 TAI 50 50

SIGURD MICROELECTRONICS CORP6257 TAI 40 40

FLEXIUM INTERCONNECT INC 6269 TAI 20 20

WISTRON NEWEB CORP 6285 TAI 20 20

GENERAL INTERFACE SOLUTION 6456 TAI 25 25

FORMOSA PETROCHEMICAL CORP6505 TAI 10 10

POU CHEN 9904 TAI 10 10

PURE INDUSTRIAL REAL ESTATE AAR.UN TSX 30 20

ADVANTAGE OIL & GAS LTD AAV TSX 35 35

ABSOLUTE SOFTWARE CORPORATIOABT TSX 40 50

BARRICK GOLD CORP ABX TSX 20 20

ATCO LTD -CLASS I ACO.X TSX 30 30

AUTOCANADA INC ACQ TSX 25 30

AGELLAN COMMERCIAL REAL ESTAACR.UN TSX 50 40

ALARIS ROYALTY CORP AD TSX 20 20

ACADIAN TIMBER CORP ADN TSX 50 50

ANDREW PELLER LTD -A ADW.A TSX 50 50

AGNICO EAGLE MINES LTD AEM TSX 20 10

ALARMFORCE INDUSTRIES INC AF TSX 50 50

AG GROWTH INTERNATIONAL INCAFN TSX 30 25

AGF MANAGEMENT LTD-CLASS B AGF.B TSX 30 50

Page 205: Description IRESSCode Exchange Current Margin Final Grade

ALAMOS GOLD INC AGI TSX 30 25

ALLIANCE GRAIN TRADERS INC AGT TSX 25 25

AGRIUM INC AGU TSX 20 10

ATRIUM MORTGAGE INVESTMENT CAI TSX 40 40

ALTUS GROUP LTD AIF TSX 40 30

AIMIA INC AIM TSX 20 25

ASANKO GOLD INC AKG TSX 50 25

AKITA DRILLING LTD-CL A AKT.A TSX 50 70

ALTAGAS LTD ALA TSX 30 30

ALGOMA CENTRAL CORP ALC TSX 40 40

ALTIUS MINERALS CORPORATION ALS TSX 40 50

AFRICA OIL CORP AOI TSX 50 50

ALLIED PROPERTIES REAL ESTAT AP.UN TSX 20 20

ALGONQUIN POWER & UTILITIES AQN TSX 20 20

ARGONAUT GOLD INC AR TSX 50 100

AECON GROUP INC ARE TSX 25 20

ARC RESOURCES LTD ARX TSX 30 20

ALACER GOLD CORP ASR TSX 30 30

ATS AUTOMATION TOOLING SYS ATA TSX 20 25

ALIMENTATION COUCHE-TARD -B ATD.B TSX 20 10

ATHABASCA OIL CORP ATH TSX 50 40

ATLANTIC POWER CORP ATP TSX 50 50

AUREUS MINING INC AUE TSX 70 100

AURINIA PHARMACEUTICALS INC AUP TSX 70 70

AVIGILON CORP AVO TSX 30 40

A&W REVENUE ROYALTIES IN-UTSAW.UN TSX 40 40

ARTIS REAL ESTATE INVESTMENT AX.UN TSX 20 20

AXIA NETMEDIA CORP AXX TSX 50 50

ALTERRA POWER CORP AXY TSX 70 70

AMAYA GAMING GROUP INC AYA TSX 20 25

BADGER DAYLIGHTING LTD BAD TSX 25 25

BROOKFIELD ASSET MANAGE-CL ABAM.A TSX 20 10

BLACKBERRY LTD BB TSX 20 10

BOMBARDIER INC-B BBD.B TSX 20 20

COTT CORPORATION BCB TSX 20 20

BCE INC BCE TSX 20 10

NEW LOOK EYEWEAR INC BCI TSX 50 50

BLACK DIAMOND GROUP LTD BDI TSX 50 50

BIRD CONSTRUCTION INC BDT TSX 30 30

BOARDWALK REAL ESTATE INVESTBEI.UN TSX 20 20

BROOKFIELD RENEWABLE ENERGYBEP.UN TSX 20 20

BIRCHCLIFF ENERGY LTD BIR TSX 35 35

BALLARD POWER SYSTEMS INC BLD TSX 50 50

BORALEX INC -A BLX TSX 25 25

BANK OF MONTREAL BMO TSX 20 10

BONTERRA ENERGY CORP BNE TSX 40 35

BANKERS PETROLEUM LTD BNK TSX 40 50

BONAVISTA ENERGY CORP BNP TSX 40 40

BANK OF NOVA SCOTIA BNS TSX 20 10

AIRBOSS OF AMERICA CORP BOS TSX 30 40

Page 206: Description IRESSCode Exchange Current Margin Final Grade

BROOKFIELD CANADA OFFICE PROBOX.UN TSX 40 30

BOSTON PIZZA ROYALTIES-UNITS BPF.UN TSX 50 40

BROOKFIELD PROPERTY PARTNERSBPY.UN TSX 20 20

BROOKFIELD REAL ESTATE SERVI BRE TSX 50 50

BTB REAL ESTATE INVESTMENT T BTB.UN TSX 50 50

BAYTEX ENERGY CORP BTE TSX 35 100

B2GOLD CORP BTO TSX 25 30

BURCON NUTRASCIENCE CORP BU TSX 100 100

BUHLER INDUSTRIES INC BUI TSX 50 50

BELLATRIX EXPLORATION LTD BXE TSX 50 50

BOYD GROUP INCOME FUND BYD.UN TSX 20 20

CAE INC CAE TSX 20 20

CANAM GROUP INC CAM TSX 30 30

CAN APARTMENT PROP REAL ESTACAR.UN TSX 20 20

CASCADES INC CAS TSX 30 25

CALLIDUS CAPITAL CORP CBL TSX 30 40

ISHARES 1-5 YEAR LADDERED CO CBO TSX 20 25

COGECO CABLE INC CCA TSX 20 20

CCL INDUSTRIES INC - CL B CCL.B TSX 20 20

CAMECO CORP CCO TSX 30 20

ISHARES S&P/TSX CANADIAN DIV CDZ TSX 30 30

CANADIAN ENERGY SERVICES & T CEU TSX 35 35

CANACCORD GENUITY GROUP INCCF TSX 40 40

CONIFEX TIMBER INC CFF TSX 100 100

CANFOR CORP CFP TSX 25 25

CALFRAC WELL SERVICES LTD CFW TSX 50 50

CANFOR PULP PRODUCTS INC CFX TSX 30 40

CENTERRA GOLD INC CG TSX 25 25

CHINA GOLD INTERNATIONAL RESCGG TSX 50 40

CANADIAN GENERAL INVESTMENTSCGI TSX 40 50

ISHARES GOLD BULLION ETF CGL TSX 40 30

COGECO INC CGO TSX 40 30

CINEPLEX INC CGX TSX 20 20

ISHARES ADVANTAGED US HIGH CHB TSX 40 50

CHEMTRADE LOGISTICS INCOM FDCHE.UN TSX 20 25

CHOICE PROPERTIES REIT CHP.UN TSX 25 30

CHESSWOOD GROUP LTD CHW TSX 50 50

ISHARES INTERNATIONAL FUNDAMCIE TSX 40 50

CI FINANCIAL CORP CIX TSX 20 20

CARDINAL ENERGY LTD CJ TSX 40 40

CORUS ENTERTAINMENT INC-B SHCJR.B TSX 20 20

CARGOJET INC CJT TSX 50 50

CHINOOK ENERGY INC CKE TSX 70 100

CLARKE INC CKI TSX 50 50

ISHARES 1-5 YEAR LADDERED GO CLF TSX 30 30

CLEARWATER SEAFOODS INC CLR TSX 50 40

CELESTICA INC CLS TSX 20 20

ISHARES US FUNDAMENTAL INDEXCLU TSX 40 40

CAN IMPERIAL BK OF COMMERCE CM TSX 20 10

COMPUTER MODELLING GROUP LTDCMG TSX 20 30

Page 207: Description IRESSCode Exchange Current Margin Final Grade

CANACOL ENERGY LTD CNE TSX 50 40

CONTINENTAL GOLD LTD CNL TSX 50 50

CANADIAN NATURAL RESOURCES CNQ TSX 30 20

CANADIAN NATL RAILWAY CO CNR TSX 20 10

CARDIOME PHARMA CORP COM TSX 70 70

ISHARES GLOBAL AGRICULTURE I COW TSX 40 50

CANADIAN PACIFIC RAILWAY LTD CP TSX 20 10

ISHARES S&P/TSX CANADIAN PRE CPD TSX 25 20

CRESCENT POINT ENERGY CORP CPG TSX 30 20

CIPHER PHARMACEUTICALS INC CPH TSX 70 70

CAPITAL POWER CORP CPX TSX 20 20

CEQUENCE ENERGY LTD CQE TSX 100 100

CREW ENERGY INC CR TSX 40 40

ISHARES CANADIAN FUNDAMENTALCRQ TSX 50 50

CROMBIE REAL ESTATE INVESTMECRR.UN TSX 20 20

CT REAL ESTATE INVESTMENT TR CRT.UN TSX 30 30

CAPSTONE MINING CORP CS TSX 50 70

ISHARES ADVANTAGED SHORT DURCSD TSX 40 50

CHARTWELL RETIREMENT RESIDENCSH.UN TSX 20 20

CONSTELLATION SOFTWARE INC CSU TSX 20 10

CORBY SPIRIT AND WINE LTD CSW.A TSX 40 40

CANADIAN TIRE CORP-CLASS A CTC.A TSX 20 10

CANADIAN UTILITIES LTD-A CU TSX 20 20

ISHARES US DIVIDEND GROWERS CUD TSX 40 40

COMINAR REAL ESTATE INV-TR U CUF.UN TSX 20 20

CARIBBEAN UTILITIES CO LTD-A CUP.U TSX 40 40

CANEXUS CORP CUS TSX 50 50

CENOVUS ENERGY INC CVE TSX 20 10

CLAIRVEST GROUP INC CVG TSX 40 40

CERVUS EQUIPMENT CORP CVL TSX 50 50

CANADIAN WESTERN BANK CWB TSX 20 20

CANWEL BUILDING MATERIALS CWX TSX 50 50

CONCORDIA HEALTHCARE CORP CXR TSX 25 25

ISHARES GLOBAL MONTHLY DIVIDCYH TSX 50 50

DUNDEE CORP -CL A DC.A TSX 50 50

DIRECTCASH PAYMENTS INC DCI TSX 70 50

DOMINION DIAMOND CORP DDC TSX 25 25

DELPHI ENERGY CORP DEE TSX 70 70

DETOUR GOLD CORP DGC TSX 20 20

DH CORP DH TSX 20 20

DOREL INDUSTRIES-CL B DII.B TSX 25 25

DREAM INDUSTRIAL REAL ESTATE DIR.UN TSX 40 40

DENISON MINES CORP DML TSX 50 50

DALRADIAN RESOURCES INC DNA TSX 70 50

DOLLARAMA INC DOL TSX 20 10

BRP INC/CA- SUB VOTING DOO TSX 20 25

DUNDEE PRECIOUS METALS INC DPM TSX 50 50

MEDICAL FACILITIES CORP DR TSX 30 30

DREAM HARD ASSET ALTERNATIVEDRA.UN TSX 40 50

DREAM GLOBAL REAL ESTATE INV DRG.UN TSX 20 20

Page 208: Description IRESSCode Exchange Current Margin Final Grade

DREAM UNLIMITED-CL A SUB VOTDRM TSX 40 50

DIRTT ENVIRONMENTAL SOLUTIONDRT TSX 30 50

DESCARTES SYSTEMS GRP/THE DSG TSX 20 20

DREAM OFFICE REAL ESTATE INV D.UN TSX 20 20

ENCANA CORP ECA TSX 30 20

ENERCARE INC ECI TSX 20 20

ENDEAVOUR SILVER CORP EDR TSX 50 50

ENDEAVOUR MINING CORP EDV TSX 50 100

EGI FINANCIAL HOLDINGS INC EFH TSX 50 50

ELEMENT FINANCIAL CORP EFN TSX 20 20

ENERGY FUELS INC EFR TSX 70 70

ENERFLEX LTD EFX TSX 40 50

EXCHANGE INCOME CORP EIF TSX 25 25

ELDORADO GOLD CORP ELD TSX 20 20

E-L FINANCIAL CORP LTD ELF TSX 30 30

EASTERN PLATINUM LTD ELR TSX 100 100

EMERA INC EMA TSX 20 10

EMPIRE CO LTD 'A' EMP.A TSX 20 20

ENBRIDGE INC ENB TSX 30 20

ENBRIDGE INCOME FUND HOLDINGENF TSX 35 30

EPSILON ENERGY LTD EPS TSX 70 70

EQUITABLE GROUP INC EQB TSX 30 25

ENERPLUS CORP ERF TSX 35 35

ENSIGN ENERGY SERVICES INC ESI TSX 35 35

ENGHOUSE SYSTEMS LTD ESL TSX 20 20

ESSENTIAL ENERGY SERVICES LT ESN TSX 100 100

EVERTZ TECHNOLOGIES LTD ET TSX 30 30

ETRION CORP ETX TSX 100 100

EXTENDICARE INC EXE TSX 30 30

FIRM CAPITAL MORTGAGE INVESTFC TSX 40 40

FIRST CAPITAL REALTY INC FCR TSX 20 20

FAIRFAX FINANCIAL HLDGS LTD FFH TSX 20 20

ISHARES CANADIAN FINANCIAL M FIE.A TSX 40 40

FIRST QUANTUM MINERALS LTD FM TSX 20 100

FIRST NATIONAL FINANCIAL COR FN TSX 30 30

FRANCO-NEVADA CORP FNV TSX 20 10

FIRST MAJESTIC SILVER CORP FR TSX 30 100

CANYON SERVICES GROUP INC FRC TSX 50 40

FREEHOLD ROYALTIES LTD FRU TSX 35 35

FIERA CAPITAL CORP FSZ TSX 40 40

FORTIS INC FTS TSX 20 10

FINNING INTERNATIONAL INC FTT TSX 20 20

FORTUNA SILVER MINES INC FVI TSX 50 35

FIRST ASSET MORNINGSTAR CANAFXM TSX 50 50

GOLDCORP INC G TSX 20 20

GABRIEL RESOURCES LTD GBU TSX 100 100

GREAT CANADIAN GAMING CORP GC TSX 20 20

GUARDIAN CAP GRP LTD-CL A GCG.A TSX 40 40

GENESIS LAND DEVELOPMENT COGDC TSX 70 70

GLOBAL DIVIDEND GROWERS INCOGDG.UN TSX 50 100

Page 209: Description IRESSCode Exchange Current Margin Final Grade

GIBSON ENERGY INC GEI TSX 25 25

GOGOLD RESOURCES INC GGD TSX 70 70

GAMEHOST INC GH TSX 50 50

CGI GROUP INC - CLASS A GIB.A TSX 20 10

GILDAN ACTIVEWEAR INC GIL TSX 20 10

GMP CAPITAL INC GMP TSX 50 50

GRANITE REAL ESTATE INVESTME GRT.UN TSX 20 20

GLUSKIN SHEFF + ASSOCIATES I GS TSX 30 30

GOLDEN STAR RESOURCES LTD GSC TSX 70 70

KNIGHT THERAPEUTICS INC GUD TSX 30 20

GUYANA GOLDFIELDS INC GUY TSX 40 35

GLACIER MEDIA INC GVC TSX 100 100

GREAT-WEST LIFECO INC GWO TSX 20 20

HORIZONS ACTIVE CORPORATE BOHAB TSX 40 40

HORIZONS ACTIVE GLOBAL DIVID HAZ TSX 50 40

HUDSON'S BAY CO HBC TSX 20 25

HUDBAY MINERALS INC HBM TSX 25 25

HELIX BIOPHARMA CORP HBP TSX 70 50

HOME CAPITAL GROUP INC HCG TSX 25 20

HORIZONS ACTIVE FLOATING RAT HFR TSX 40 40

HALOGEN SOFTWARE INC HGN TSX 50 50

HIGH LINER FOODS INC HLF TSX 50 30

HORIZONS BETA NYMEX NAT BEARHND TSX 100 100

HORIZON NORTH LOGISTICS INC HNL TSX 50 70

HORIZONS BETA NYMEX NAT BULLHNU TSX 100 100

HORIZONS BETA NYMEX CRUDE BEHOD TSX 100 100

AMERICAN HOTEL INCOME PROPERHOT.UN TSX 30 40

HORIZONS BETA NYMEX CRUDE BUHOU TSX 100 100

HORIZONS ACTIVE PREFERRED SH HPR TSX 40 40

H&R REAL ESTATE INV-REIT UTS HR.UN TSX 20 20

HEROUX-DEVTEK INC HRX TSX 40 40

HUSKY ENERGY INC HSE TSX 30 20

HARDWOODS DISTRIBUTION INC HWD TSX 50 50

HIGH ARCTIC ENERGY SERVICES HWO TSX 50 70

HORIZONS S&P 500 INDEX ETF HXS TSX 40 30

HORIZONS S&P/TSX 60 INDEX ET HXT TSX 25 25

HYDROGENICS CORP HYG TSX 70 70

ITHACA ENERGY INC IAE TSX 50 50

INDUSTRIAL ALLIANCE INSURANC IAG TSX 20 20

INDIGO BOOKS & MUSIC INC IDG TSX 50 50

INTACT FINANCIAL CORP IFC TSX 20 20

ING DIVERSIFIED FLOATING R-A IFL.UN TSX 50 100

INTERFOR CORP IFP TSX 30 30

IGM FINANCIAL INC IGM TSX 20 20

IMPERIAL METALS CORP III TSX 50 50

INTERRENT REAL ESTATE INVEST IIP.UN TSX 40 30

IAMGOLD CORP IMG TSX 30 35

IMPERIAL OIL LTD IMO TSX 20 10

IMMUNOVACCINE INC IMV TSX 80 100

INNERGEX RENEWABLE ENERGY INE TSX 25 20

Page 210: Description IRESSCode Exchange Current Margin Final Grade

INNVEST REAL ESTATE INVESTME INN.UN TSX 40 25

INOVALIS REAL ESTATE INVESTM INO.UN TSX 50 50

INTER PIPELINE LTD IPL TSX 30 20

INFORMATION SERVICES CORP ISV TSX 50 40

INTERTAIN GROUP LTD/THE IT TSX 35 40

INTERTAPE POLYMER GROUP INC ITP TSX 25 20

IVANHOE MINES LTD-CL A IVN TSX 50 40

JUST ENERGY GROUP INC JE TSX 35 35

KINROSS GOLD CORP K TSX 25 20

KATANGA MINING LTD KAT TSX 70 50

K-BRO LINEN INC KBL TSX 50 50

KLONDEX MINES LTD KDX TSX 40 30

KEG ROYALTIES INCOME FUND-UTKEG.UN TSX 50 50

KELT EXPLORATION LTD KEL TSX 35 40

KEYERA CORP KEY TSX 20 20

KINGSWAY FINANCIAL SERVICES KFS TSX 50 50

KIRKLAND LAKE GOLD INC KGI TSX 30 25

KELSO TECHNOLOGIES INC KLS TSX 100 100

KP TISSUE INC KPT TSX 100 100

KINAXIS INC KXS TSX 30 25

LOBLAW COMPANIES LTD L TSX 20 10

LASSONDE INDS INC-CLASS A LAS.A TSX 40 40

LAURENTIAN BANK OF CANADA LB TSX 20 20

LABRADOR IRON ORE ROYALTY COLIF TSX 25 30

LIQUOR STORES N.A. LTD LIQ TSX 50 40

LUMENPULSE INC LMP TSX 50 50

LEON'S FURNITURE LTD LNF TSX 30 30

LINAMAR CORP LNR TSX 20 20

LONG RUN EXPLORATION LTD LRE TSX 100 100

LIGHTSTREAM RESOURCES LTD LTS TSX 100 100

LUCARA DIAMOND CORP LUC TSX 50 25

LUNDIN MINING CORP LUN TSX 20 20

MAG SILVER CORP MAG TSX 30 25

MAGELLAN AEROSPACE CORP MAL TSX 40 30

MANITOBA TELECOM SVCS INC MBT TSX 20 20

MCCOY GLOBAL INC MCB TSX 100 100

MACDONALD DETTWILER & ASSOCMDA TSX 20 20

MEDIAGRIF INTERACTIVE TECHNOMDF TSX 50 50

MAJOR DRILLING GROUP INTL MDI TSX 50 50

MEG ENERGY CORP MEG TSX 30 35

MAINSTREET EQUITY CORP MEQ TSX 50 50

MANULIFE FINANCIAL CORP MFC TSX 20 10

MAPLE LEAF FOODS INC MFI TSX 20 20

MAGNA INTERNATIONAL INC MG TSX 20 10

GENWORTH MI CANADA INC MIC TSX 20 20

MCAN MORTGAGE CORP MKP TSX 50 40

MOOD MEDIA CORP MM TSX 100 100

MANDALAY RESOURCES CORP MND TSX 50 50

ROYAL CANADIAN MINT - CANADAMNT TSX 40 40

MADISON PACIFIC PROP INC-B MPC TSX 50 70

Page 211: Description IRESSCode Exchange Current Margin Final Grade

MOUNTAIN PROVINCE DIAMONDSMPV TSX 40 30

MORGUARD CORP MRC TSX 30 30

MELCOR DEVELOPMENTS LTD MRD TSX 40 40

MARTINREA INTERNATIONAL INC MRE TSX 20 30

MORGUARD NORTH AMERICAN RESIMRG.UN TSX 40 40

MORGUARD REAL ESTATE-TR UTS MRT.UN TSX 40 30

METRO INC MRU TSX 20 10

MORNEAU SHEPELL INC MSI TSX 25 30

MERUS LABS INTERNATIONAL INCMSL TSX 50 70

MILESTONE APARTMENTS REAL ESMST.UN TSX 25 20

TIMBERCREEK SENIOR MORTGAG MTG TSX 50 40

MULLEN GROUP LTD MTL TSX 30 30

MTY FOOD GROUP INC MTY TSX 40 40

METHANEX CORP MX TSX 20 20

MAXIM POWER CORP MXG TSX 70 50

NATIONAL BANK OF CANADA NA TSX 20 10

NEWALTA CORP NAL TSX 40 70

NEWFOUNDLAND CAP CRP LTD-A NCC.A TSX 50 50

NOVADAQ TECHNOLOGIES INC NDQ TSX 50 40

NEW FLYER INDUSTRIES INC NFI TSX 20 20

NOVAGOLD RESOURCES INC NG TSX 30 25

NEW GOLD INC NGD TSX 25 25

NGEX RESOURCES INC NGQ TSX 100 100

NORANDA INCOME FUND NIF.UN TSX 100 100

NEULION INC NLN TSX 70 50

NORTHLAND POWER INC NPI TSX 20 20

NEVSUN RESOURCES LTD NSU TSX 30 25

NEPTUNE TECH & BIORESSOURCESNTB TSX 70 100

NAUTILUS MINERALS INC NUS TSX 70 100

NUVISTA ENERGY LTD NVA TSX 35 35

NEOVASC INC NVC TSX 50 100

NORTH WEST CO INC/THE NWC TSX 20 20

NORTHWEST HEALTHCARE PROPERTNWH.UN TSX 50 30

ONEX CORPORATION OCX TSX 20 20

OCEANAGOLD CORP OGC TSX 25 25

OSISKO GOLD ROYALTIES LT OR TSX 25 20

OPEN TEXT CORP OTC TSX 20 20

ORYX PETROLEUM CORP LTD OXC TSX 100 100

PRIMERO MINING CORP P TSX 30 40

PAN AMERICAN SILVER CORP PAA TSX 25 20

PREMIUM BRANDS HOLDINGS CORPPBH TSX 30 20

POLLARD BANKNOTE LTD PBL TSX 50 70

PRECISION DRILLING CORP PD TSX 35 35

PEYTO EXPLORATION & DEV CORPPEY TSX 30 30

PREMIER GOLD MINES LTD PG TSX 50 30

PENGROWTH ENERGY CORP PGF TSX 40 35

POWERSHARES ULTRA LIQUID LONPGL TSX 30 40

PHX ENERGY SERVICES CORP PHX TSX 70 70

JEAN COUTU GROUP INC-CLASS A PJC.A TSX 20 20

PARKLAND FUEL CORP PKI TSX 20 20

Page 212: Description IRESSCode Exchange Current Margin Final Grade

PROMETIC LIFE SCIENCES INC PLI TSX 25 25

POLARIS MINERALS CORP PLS TSX 70 70

PLAZA RETAIL REIT PLZ.UN TSX 40 40

PERPETUAL ENERGY INC PMT TSX 70 100

POLYMET MINING CORP POM TSX 50 50

POTASH CORP OF SASKATCHEWANPOT TSX 20 10

PARAMOUNT RESOURCES LTD -A POU TSX 25 35

POWER CORP OF CANADA POW TSX 20 10

PEMBINA PIPELINE CORP PPL TSX 30 20

POWERSHARES CANADIAN PRE ETFPPS TSX 50 50

PAINTED PONY PETROLEUM PPY TSX 40 40

POWERSHARES 1-5 YEAR LADDEREPSB TSX 40 40

PULSE SEISMIC INC PSD TSX 50 70

PERFORMANCE SPORTS GROUP LTDPSG TSX 25 70

PASON SYSTEMS INC PSI TSX 30 35

PRAIRIESKY ROYALTY LTD PSK TSX 30 30

POWERSHARESTACTICAL BOND ETFPTB TSX 40 40

PLATINUM GROUP METALS LTD PTM TSX 50 70

POINTS INTERNATIONAL LTD PTS TSX 70 70

PURE TECHNOLOGIES LTD PUR TSX 50 50

PRETIUM RESOURCES INC PVG TSX 25 25

POWER FINANCIAL CORP PWF TSX 20 20

PENN WEST PETROLEUM LTD PWT TSX 40 50

POWERSHARES FTSE RAFI CANADIPXC TSX 50 50

PAREX RESOURCES INC PXT TSX 35 35

POWERSHARES FTSE RAFI US PXU TSX 50 50

BLACKPEARL RESOURCES INC PXX TSX 50 50

PIZZA PIZZA ROYALTY CORP PZA TSX 40 40

QUEBECOR INC -CL B QBR.B TSX 20 20

QLT INC QLT TSX 70 100

RITCHIE BROS AUCTIONEERS RBA TSX 20 20

BLUE RIBBON INCOME FUND RBN.UN TSX 40 50

RICHELIEU HARDWARE LTD RCH TSX 25 25

ROGERS COMMUNICATIONS INC-BRCI.B TSX 20 10

ROCK ENERGY INC RE TSX 100 100

CAN REAL ESTATE INVEST TRUST REF.UN TSX 20 20

RIOCAN REAL ESTATE INVST TR REI.UN TSX 20 20

REITMANS (CANADA) LTD-A RET.A TSX 50 50

RESOLUTE FOREST PRODUCTS RFP TSX 40 50

RICHMONT MINES INC RIC TSX 70 40

REDKNEE SOLUTIONS INC RKN TSX 40 70

ROCKY MOUNTAIN DEALERSHIPS RME TSX 70 50

RMP ENERGY INC RMP TSX 50 50

RUBICON MINERALS CORP RMX TSX 70 100

TRANSALTA RENEWABLES INC RNW TSX 25 20

RICHARDS PACKAGING INCOME FDRPI.UN TSX 50 50

RAGING RIVER EXPLORATION INC RRX TSX 35 30

ROGERS SUGAR INC RSI TSX 50 30

RUSSEL METALS INC RUS TSX 25 25

ROYAL BANK OF CANADA RY TSX 20 10

Page 213: Description IRESSCode Exchange Current Margin Final Grade

SHERRITT INTERNATIONAL CORP S TSX 50 50

SAPUTO INC SAP TSX 20 10

SEARS CANADA INC SCC TSX 40 50

SHAWCOR LTD SCL TSX 30 35

SEABRIDGE GOLD INC SEA TSX 70 100

SENVEST CAPITAL INC SEC TSX 50 40

SECURE ENERGY SERVICES INC SES TSX 35 35

SOUTHGOBI RESOURCES LTD SGQ TSX 100 100

SURGE ENERGY INC SGY TSX 40 40

SPROTT INC SII TSX 50 50

STELLA-JONES INC SJ TSX 20 20

SHAW COMMUNICATIONS INC-B SJR.B TSX 20 10

SUN LIFE FINANCIAL INC SLF TSX 20 10

SILVER WHEATON CORP SLW TSX 20 10

SMART TECHNOLOGIES INC - A SMA TSX 100 100

SEMAFO INC SMF TSX 25 25

SIERRA METALS INC SMT TSX 70 70

SUMMIT INDUSTRIAL INCOME REISMU.UN TSX 50 50

SNC-LAVALIN GROUP INC SNC TSX 20 10

STUART OLSON INC SOX TSX 70 50

SUNOPTA INC SOY TSX 50 50

SUPERIOR PLUS CORP SPB TSX 25 20

SPARTAN ENERGY CORP SPE TSX 40 35

SANDSTORM GOLD LTD SSL TSX 50 30

SILVER STANDARD RESOURCES SSO TSX 30 25

STUDENT TRANSPORTATION INC STB TSX 30 30

STANTEC INC STN TSX 20 20

SUNCOR ENERGY INC SU TSX 20 10

SOLIUM CAPITAL INC SUM TSX 50 50

SANDVINE CORP SVC TSX 40 40

SILVERCORP METALS INC SVM TSX 70 100

SAVANNA ENERGY SERVICES CORPSVY TSX 70 70

SIERRA WIRELESS INC SW TSX 25 40

STORNOWAY DIAMOND CORP SWY TSX 50 40

TELUS CORP T TSX 20 10

TRANSALTA CORP TA TSX 20 25

TWIN BUTTE ENERGY LTD TBE TSX 70 100

TECK RESOURCES LTD-CLS B TCK.B TSX 20 100

TRANSCONTINENTAL INC-CL A TCL.A TSX 20 20

THOMPSON CREEK METALS CO INCTCM TSX 70 70

TRICON CAPITAL GROUP INC TCN TSX 20 20

TRICAN WELL SERVICE LTD TCW TSX 70 100

TORONTO-DOMINION BANK TD TSX 20 10

TRINIDAD DRILLING LTD TDG TSX 40 40

TRILOGY ENERGY CORP TET TSX 40 40

TRANSFORCE INC TFI TSX 20 20

TRANSGLOBE ENERGY CORP TGL TSX 50 70

TERANGA GOLD CORP TGZ TSX 70 50

TAHOE RESOURCES INC THO TSX 20 20

TOROMONT INDUSTRIES LTD TIH TSX 20 20

Page 214: Description IRESSCode Exchange Current Margin Final Grade

TASEKO MINES LTD TKO TSX 70 70

TRIMAC TRANSPORTATION LTD TMA TSX 50 50

TEMBEC INC TMB TSX 70 70

TIMBERCREEK MORTGAGE INVES TMC TSX 40 40

TRANSATLANTIC PETROLEUM LTDTNP TSX 70 100

TORC OIL & GAS LTD TOG TSX 35 35

TOTAL ENERGY SERVICES INC TOT TSX 50 50

TOURMALINE OIL CORP TOU TSX 30 30

THOMSON REUTERS CORP TRI TSX 20 10

TRANSCANADA CORP TRP TSX 30 20

TURQUOISE HILL RESOURCES LTD TRQ TSX 20 20

TORSTAR CORP - CL B TS.B TSX 50 70

TRANSITION THERAPEUTICS INC TTH TSX 100 100

TREVALI MINING CORP TV TSX 70 50

TVA GROUP INC- B SHARES TVA.B TSX 70 70

TERRAVEST CAPITAL INC TVK TSX 50 50

TWC ENTERPRISES LTD TWC TSX 50 50

TOREX GOLD RESOURCES INC TXG TSX 25 25

TREZ CAPITAL MORTGAGE-CL A TZZ TSX 50 50

URANIUM PARTICIPATION CORP U TSX 50 50

UNITED CORPORATIONS LTD UNC TSX 30 30

UNI-SELECT INC UNS TSX 20 25

URBANA CORP URB TSX 70 100

UR-ENERGY INC URE TSX 100 100

VANGUARD CANADIAN AGGREGATEVAB TSX 40 25

VANGUARD FTSE CANADA INDEX VCE TSX 40 40

VECIMA NETWORKS INC VCM TSX 50 50

VANGUARD FTSE CANADA ALL CAPVCN TSX 40 40

VANGUARD FTSE DEVELOPED EX NVDU TSX 40 40

VANGUARD FTSE CANADIAN HIGHVDY TSX 50 50

VANGUARD FTSE EMERGING MARKEVEE TSX 50 40

VANGUARD FTSE DEVELOPED EX VEF TSX 50 40

VERMILION ENERGY INC VET TSX 30 30

VANGUARD S&P 500 INDEX ETF VFV TSX 25 25

ASTON HILL VIP INCOME FUND VIP.UN TSX 50 50

VELAN INC VLN TSX 100 100

VALENER INC VNR TSX 50 35

VALEANT PHARMACEUTICALS INTEVRX TSX 20 20

VANGUARD CANADIAN ST BD ETF VSB TSX 40 25

VANGUARD CANADIAN SHORT-TERMVSC TSX 40 30

VERESEN INC VSN TSX 30 30

VANGUARD US TOTAL MARKET INDVUN TSX 30 30

VANGUARD US TOTAL MARKET INDVUS TSX 40 40

WHISTLER BLACKCOMB HOLDINGSWB TSX 30 25

WHITECAP RESOURCES INC WCP TSX 30 30

WESTERN FOREST PRODUCTS INC WEF TSX 25 25

WALL FINANCIAL CORP WFC TSX 50 50

WEST FRASER TIMBER CO LTD WFT TSX 20 20

WI-LAN INC WIN TSX 50 40

WPT INDUSTRIAL REAL ESTATE I WIR.U TSX 50 50

Page 215: Description IRESSCode Exchange Current Margin Final Grade

WESTJET AIRLINES LTD WJA TSX 20 20

WAJAX CORP WJX TSX 40 50

WESTON (GEORGE) LTD WN TSX 20 10

WINPAK LTD WPK TSX 25 20

WESTPORT INNOVATIONS INC WPT TSX 50 70

WESTERN ENERGY SERVICES CORPWRG TSX 50 50

WSP GLOBAL INC WSP TSX 20 20

WESTSHORE TERMINALS INVESTMEWTE TSX 30 35

FIRST ASSET MORNINGSTAR CANAWXM TSX 50 50

TMX GROUP LTD X TSX 20 20

ISHARES CANADIAN UNIVERSE BOXBB TSX 25 20

ISHARES CANADIAN CORPORATE BXCB TSX 25 25

ISHARES S&P/TSX SMALLCAP IND XCS TSX 50 50

XTREME DRILLING AND COIL SER XDC TSX 70 70

ISHARES CANADIAN SELECT XDV TSX 25 25

ISHARES CORE MSCI EAFE IMI I XEF TSX 40 30

ISHARES S&P/TSX CAPPED ENERG XEG TSX 20 20

ISHARES CORE S&P/TSX COMPOSIXEI TSX 40 40

ISHARES MSCI EMERGING MARKETXEM TSX 50 50

ISHARES S&P/TSX CAPPED FINAN XFN TSX 20 20

ISHARES FLOATING RATE INDEX XFR TSX 40 50

ISHARES CANADIAN GOVERNMENTXGB TSX 40 40

ISHARES S&P/TSX GLOBAL GOLD XGD TSX 30 20

ISHARES CANADIAN HYBRID CORPXHB TSX 40 40

ISHARES US HIGH DIVIDEND EQU XHD TSX 50 50

ISHARES U.S. HIGH YIELD BOND XHY TSX 40 40

ISHARES CORE S&P/TSX CAPPED XIC TSX 20 20

ISHARES MSCI EAFE INDEX ETF XIN TSX 25 30

ISHARES S&P/TSX 60 INDEX ETF XIU TSX 20 20

ISHARES CORE CANADIAN LONG TXLB TSX 50 40

ISHARES S&P/TSX COMPLETION XMD TSX 50 50

ISHARES S&P/TSX NORTH AMERICXPF TSX 50 50

ISHARES CANADIAN REAL RETURNXRB TSX 40 40

ISHARES S&P/TSX CAPPED REIT XRE TSX 20 20

ISHARES CANADIAN SHORT TERM XSB TSX 20 20

ISHARES CORE CANADIAN SHORT XSH TSX 40 40

ISHARES CORE S&P 500 INDEX E XSP TSX 20 20

SIRIUS XM CANADA HOLDINGS IN XSR TSX 40 50

ISHARES U.S. SMALL CAP INDE XSU TSX 40 40

EXCO TECHNOLOGIES LTD XTC TSX 40 50

ISHARES DIVERSIFIED MONTHLY XTR TSX 40 40

ISHARES CORE S&P 500 INDEX E XUS TSX 30 30

ISHARES S&P/TSX CAPPED UTIL XUT TSX 50 100

ISHARES MSCI WORLD INDEX ETF XWD TSX 40 40

YELLOW MEDIA LTD Y TSX 40 30

YAMANA GOLD INC YRI TSX 20 20

BMO AGGREGATE BOND INDEX ETFZAG TSX 30 30

ZCL COMPOSITES INC ZCL TSX 50 50

BMO MID CORPORATE BOND INDEXZCM TSX 30 30

BMO S&P/TSX CAP COMP IND ETFZCN TSX 30 30

Page 216: Description IRESSCode Exchange Current Margin Final Grade

BMO SHORT CORPORATE BOND INDZCS TSX 30 30

BMO DJ IND AVERAGE HDG CAD ZDJ TSX 100 100

BMO MSCI EAFE HEDGED TO CAD ZDM TSX 30 30

BMO CANADIAN DIVIDEND ETF ZDV TSX 40 40

BMO US DIVIDEND ETF ZDY TSX 40 40

BMO MSCI EAFE INDEX ETF ZEA TSX 30 30

BMO S&P/TSX EQUAL BANKS INDEZEB TSX 25 20

BMO EMERGING MARKETS BOND HEZEF TSX 50 50

BMO MSCI EMERGING MARKETS INZEM TSX 50 50

BMO MSCI EUROPE HIGH QUALITYZEQ TSX 50 40

BMO FLOATING RATE HIGH YIELD ZFH TSX 40 40

BMO SHORT FEDERAL BOND INDEXZFS TSX 40 40

BMO GLOBAL INFRASTRUCTURE ZGI TSX 40 50

BMO HIGH YIELD US CORP BD HE ZHY TSX 30 30

BMO MID-TERM US IG CORPORATEZIC TSX 30 30

BMO LOW VOLATILITY CANADIAN ZLB TSX 30 20

BMO MID PROVINCIAL BOND INDEZMP TSX 50 40

BMO MID-TERM US IG CORPORATEZMU TSX 100 100

BMO S&P/TSX LADDERED PRF ETFZPR TSX 25 20

BMO SHORT PROVINCIAL BOND INZPS TSX 40 40

BMO NASDAQ 100 EQUITY HEDGEDZQQ TSX 50 50

BMO EQUAL WEIGHT REITS INDEXZRE TSX 40 40

BMO S&P 500 ETF ZSP TSX 25 25

BMO SHORT-TERM US IG CORPORAZSU TSX 40 50

BMO EQUAL WEIGHT US BANK HEDZUB TSX 50 40

BMO S&P 500 HDGD TO CAD ETF ZUE TSX 30 30

BMO EQUAL WEIGHT US HEALTH CZUH TSX 30 50

BMO EQUAL WEIGHT UTIL IDX ET ZUT TSX 50 50

BMO COVERED CALL DOW JONES IZWA TSX 50 50

BMO COVERED CALL CANADIAN BAZWB TSX 20 20

BMO COVERED CALL UTILITIES E ZWU TSX 40 40

TAI-SAW TECHNOLOGY CO LTD 3221 ROCO 100 100

AURAS TECHNOLOGY CO LTD 3324 ROCO 100 100

TUNG THIH ELECTRONIC CO LTD 3552 ROCO 100 100

XPEC ENTERTAINMENT INC 3662 ROCO 100 100

TAIMED BIOLOGICS INC 4147 ROCO 50 100

KWANG MING SILK MILL CO LTD 4420 ROCO 100 100

INNODISK CORP 5289 ROCO 100 100

VANGUARD INTERNATIONAL SEMI5347 ROCO 100 100

SIMPLO TECHNOLOGY CO LTD 6121 ROCO 100 100

PCHOME ONLINE INC 8044 ROCO 100 100

E INK HOLDINGS INC 8069 ROCO 100 100

TCI CO LTD 8436 ROCO 100 100

NIPPON SUISAN KAISHA LTD 1332 TKS 20 10

ISHARES JPX NIKKEI 400 ETF 1364 TKS 30 30

WEST HOLDINGS CORP 1407 TKS 50 50

INPEX CORP 1605 TKS 20 20

DAITO TRUST CONSTRUCT CO LTD1878 TKS 20 20

DAIWA HOUSE INDUSTRY CO LTD 1925 TKS 10 10

SEKISUI HOUSE LTD 1928 TKS 10 10

Page 217: Description IRESSCode Exchange Current Margin Final Grade

JGC CORP 1963 TKS 10 10

NIPPON FLOUR MILLS CO LTD 2001 TKS 20 20

MIXI INC 2121 TKS 30 30

TEMP HOLDINGS CO LTD 2181 TKS 20 20

DIP CORP 2379 TKS 30 20

MESSAGE CO LTD 2400 TKS 40 50

JTEC CORP 2479 TKS 100 100

ASAHI GROUP HOLDINGS LTD 2502 TKS 10 10

KIRIN HOLDINGS CO LTD 2503 TKS 10 10

COCA-COLA WEST CO LTD 2579 TKS 20 20

DYDO DRINCO INC 2590 TKS 20 20

LAWSON INC 2651 TKS 20 20

MCDONALD'S HOLDINGS CO JAPAN2702 TKS 20 20

FTGROUP CO LTD 2763 TKS 50 50

ALFRESA HOLDINGS CORP 2784 TKS 20 20

AJINOMOTO CO INC 2802 TKS 10 10

KAGOME CO LTD 2811 TKS 20 20

JAPAN TOBACCO INC 2914 TKS 10 10

ALPEN CO LTD 3028 TKS 25 25

TOYOTA BOSHOKU CORP 3116 TKS 20 20

NIPPON ACCOMMODATIONS FUND3226 TKS 20 20

IIDA GROUP HOLDINGS CO LTD 3291 TKS 20 20

SEVEN & I HOLDINGS CO LTD 3382 TKS 10 10

TORAY INDUSTRIES INC 3402 TKS 10 10

ASAHI KASEI CORP 3407 TKS 10 10

SUMCO CORP 3436 TKS 20 20

GREE INC 3632 TKS 30 30

REAL WORLD CO LTD 3691 TKS 100 100

GUNGHO ONLINE ENTERTAINMENT3765 TKS 30 30

NIPPON PAPER INDUSTRIES CO L 3863 TKS 20 10

DYNAPAC CO LTD 3947 TKS 50 50

SUMITOMO CHEMICAL CO LTD 4005 TKS 10 10

IBIDEN CO LTD 4062 TKS 20 20

SHIN-ETSU CHEMICAL CO LTD 4063 TKS 10 10

MITSUBISHI CHEMICAL HOLDINGS4188 TKS 10 10

UBE INDUSTRIES LTD 4208 TKS 10 10

KAO CORP 4452 TKS 10 10

TAKEDA PHARMACEUTICAL CO LTD4502 TKS 10 10

ASTELLAS PHARMA INC 4503 TKS 10 10

CHUGAI PHARMACEUTICAL CO LTD4519 TKS 10 10

EISAI CO LTD 4523 TKS 10 10

TERUMO CORP 4543 TKS 10 10

DAIICHI SANKYO CO LTD 4568 TKS 10 10

OTSUKA HOLDINGS CO LTD 4578 TKS 20 20

ORIENTAL LAND CO LTD 4661 TKS 20 20

DUSKIN CO LTD 4665 TKS 20 20

FUJI MEDIA HOLDINGS INC 4676 TKS 20 20

YAHOO JAPAN CORP 4689 TKS 20 20

RAKUTEN INC 4755 TKS 30 30

WEATHERNEWS INC 4825 TKS 30 30

Page 218: Description IRESSCode Exchange Current Margin Final Grade

FUJIFILM HOLDINGS CORP 4901 TKS 10 10

SHISEIDO CO LTD 4911 TKS 10 10

IDEMITSU KOSAN CO LTD 5019 TKS 30 20

JX HOLDINGS INC 5020 TKS 10 10

BRIDGESTONE CORP 5108 TKS 10 10

OKAMOTO INDUSTRIES INC 5122 TKS 25 25

ASAHI GLASS CO LTD 5201 TKS 10 10

NIPPON ELECTRIC GLASS CO LTD 5214 TKS 20 10

TOTO LTD 5332 TKS 20 10

NGK SPARK PLUG CO LTD 5334 TKS 20 20

NIPPON STEEL & SUMITOMO META5401 TKS 10 20

KOBE STEEL LTD 5406 TKS 10 20

JFE HOLDINGS INC 5411 TKS 10 20

NISSHIN STEEL CO LTD 5413 TKS 20 10

SUMITOMO METAL MINING CO LTD5713 TKS 10 20

SUMITOMO ELECTRIC INDUSTRIES5802 TKS 10 10

LIXIL GROUP CORP 5938 TKS 20 20

ERI HOLDINGS CO LTD 6083 TKS 100 100

OKUMA CORP 6103 TKS 20 10

JAPAN POST HOLDINGS CO LTD 6718 TKS 20 50

MODEC INC 6269 TKS 20 35

SMC CORP 6273 TKS 20 20

KOMATSU LTD 6301 TKS 10 10

KUBOTA CORP 6326 TKS 10 10

TOYO ENGINEERING CORP 6330 TKS 25 25

DAIKIN INDUSTRIES LTD 6367 TKS 10 10

HEIWA CORP 6412 TKS 20 20

BROTHER INDUSTRIES LTD 6448 TKS 20 20

NSK LTD 6471 TKS 10 20

MINEBEA CO LTD 6479 TKS 10 20

HITACHI LTD 6501 TKS 10 10

TOSHIBA CORP 6502 TKS 10 20

MITSUBISHI ELECTRIC CORP 6503 TKS 10 10

FUJI ELECTRIC CO LTD 6504 TKS 10 20

YASKAWA ELECTRIC CORP 6506 TKS 20 10

MEIDENSHA CORP 6508 TKS 10 20

MAKITA CORP 6586 TKS 20 20

NIDEC CORP 6594 TKS 20 20

DAIHEN CORP 6622 TKS 25 30

TABUCHI ELECTRIC CO LTD 6624 TKS 40 50

NISSIN ELECTRIC CO LTD 6641 TKS 25 25

MELCO HOLDINGS INC 6676 TKS 30 40

NEC CORP 6701 TKS 10 10

FUJITSU LTD 6702 TKS 10 10

PANASONIC CORP 6752 TKS 10 20

FUJITSU GENERAL LTD 6755 TKS 20 20

SONY CORP 6758 TKS 10 10

TAMURA CORP 6768 TKS 30 40

ALPS ELECTRIC CO LTD 6770 TKS 20 20

CLARION CO LTD 6796 TKS 20 25

Page 219: Description IRESSCode Exchange Current Margin Final Grade

KEYENCE CORP 6861 TKS 20 20

DENSO CORP 6902 TKS 10 10

OPTEX CO LTD 6914 TKS 40 30

NIPPON CERAMIC CO LTD 6929 TKS 25 25

FANUC CORP 6954 TKS 10 10

ROHM CO LTD 6963 TKS 20 20

KYOCERA CORP 6971 TKS 10 10

MURATA MANUFACTURING CO LTD6981 TKS 20 20

NITTO DENKO CORP 6988 TKS 10 10

MITSUBISHI HEAVY INDUSTRIES 7011 TKS 10 10

JIMOTO HOLDINGS INC 7161 TKS 50 50

JAPAN POST INSURANCE CO LTD 7181 TKS 20 20

JAPAN POST BANK CO LTD 7182 TKS 20 20

NISSAN MOTOR CO LTD 7201 TKS 10 10

ISUZU MOTORS LTD 7202 TKS 10 10

TOYOTA MOTOR CORP 7203 TKS 10 10

MITSUBISHI MOTORS CORP 7211 TKS 20 20

F-TECH INC 7212 TKS 50 50

AISIN SEIKI CO LTD 7259 TKS 20 20

MAZDA MOTOR CORP 7261 TKS 20 20

HONDA MOTOR CO LTD 7267 TKS 10 10

SUZUKI MOTOR CORP 7269 TKS 10 10

FUJI HEAVY INDUSTRIES LTD 7270 TKS 10 10

RYOHIN KEIKAKU CO LTD 7453 TKS 20 20

WATAMI CO LTD 7522 TKS 40 25

DON QUIJOTE HOLDINGS CO LTD 7532 TKS 20 20

NIKON CORP 7731 TKS 10 10

OLYMPUS CORP 7733 TKS 10 10

HOYA CORP 7741 TKS 20 20

CANON INC 7751 TKS 10 10

RICOH CO LTD 7752 TKS 10 10

CYBERDYNE INC 7779 TKS 20 20

PILOT CORP 7846 TKS 25 25

DAI NIPPON PRINTING CO LTD 7912 TKS 10 10

YAMAHA CORP 7951 TKS 10 10

NINTENDO CO LTD 7974 TKS 20 20

ITOCHU CORP 8001 TKS 10 10

MARUBENI CORP 8002 TKS 10 10

MIZUNO CORP 8022 TKS 30 30

MITSUI & CO LTD 8031 TKS 10 10

TOKYO ELECTRON LTD 8035 TKS 10 10

SUMITOMO CORP 8053 TKS 10 10

MITSUBISHI CORP 8058 TKS 10 10

UNICHARM CORP 8113 TKS 20 20

SENSHUKAI CO LTD 8165 TKS 50 50

MR MAX CORP 8203 TKS 50 70

AEON CO LTD 8267 TKS 10 10

UNY GROUP HOLDINGS CO LTD 8270 TKS 20 10

MITSUBISHI UFJ FINANCIAL GRO 8306 TKS 10 10

RESONA HOLDINGS INC 8308 TKS 10 10

Page 220: Description IRESSCode Exchange Current Margin Final Grade

SUMITOMO MITSUI TRUST HOLDIN8309 TKS 10 10

SUMITOMO MITSUI FINANCIAL GR8316 TKS 10 10

MIZUHO FINANCIAL GROUP INC 8411 TKS 10 10

EHIME BANK LTD/THE 8541 TKS 40 40

ORIX CORP 8591 TKS 20 20

DAIWA SECURITIES GROUP INC 8601 TKS 10 10

NOMURA HOLDINGS INC 8604 TKS 10 20

SOMPO JAPAN NIPPONKOA HOLDIN8630 TKS 10 10

SENSHU IKEDA HOLDINGS INC 8714 TKS 20 25

MS&AD INSURANCE GROUP HOLDIN8725 TKS 10 10

DAI-ICHI LIFE INSURANCE 8750 TKS 10 20

TOKIO MARINE HOLDINGS INC 8766 TKS 10 10

T&D HOLDINGS INC 8795 TKS 10 10

MITSUI FUDOSAN CO LTD 8801 TKS 10 10

MITSUBISHI ESTATE CO LTD 8802 TKS 10 10

SUMITOMO REALTY & DEVELOPMEN8830 TKS 10 10

SUMITOMO REAL ESTATE SALES 8870 TKS 20 25

RELO HOLDINGS INC 8876 TKS 20 20

CENTURY 21 REAL ESTATE-JAPAN 8898 TKS 50 50

NIPPON BUILDING FUND INC 8951 TKS 20 20

EAST JAPAN RAILWAY CO 9020 TKS 10 10

WEST JAPAN RAILWAY CO 9021 TKS 10 10

CENTRAL JAPAN RAILWAY CO 9022 TKS 10 10

NISHI-NIPPON RAILROAD CO LTD 9031 TKS 20 20

KINTETSU GROUP HOLDINGS CO L9041 TKS 20 20

YAMATO HOLDINGS CO LTD 9064 TKS 10 10

ANA HOLDINGS INC 9202 TKS 10 10

MITSUBISHI LOGISTIC CORP 9301 TKS 20 10

YAMADA DENKI CO LTD 9831 TKS 20 20

TOKYO BROADCASTING SYSTEM 9401 TKS 20 20

NIPPON TELEGRAPH & TELEPHONE9432 TKS 10 10

KDDI CORP 9433 TKS 10 10

NTT DOCOMO INC 9437 TKS 10 10

GAKKEN HOLDINGS CO LTD 9470 TKS 50 50

CHUBU ELECTRIC POWER CO INC 9502 TKS 10 10

KANSAI ELECTRIC POWER CO INC 9503 TKS 10 10

TOKYO GAS CO LTD 9531 TKS 20 20

OSAKA GAS CO LTD 9532 TKS 20 20

HOKKAIDO GAS CO LTD 9534 TKS 50 50

CAPCOM CO LTD 9697 TKS 20 20

FUJITA KANKO INC 9722 TKS 30 30

SECOM CO LTD 9735 TKS 10 10

FUJI SOFT INC 9749 TKS 30 25

KONAMI CORP 9766 TKS 20 10

BENESSE HOLDINGS INC 9783 TKS 20 20

ARCLAND SAKAMOTO CO LTD 9842 TKS 40 50

NITORI HOLDINGS CO LTD 9843 TKS 20 20

FAST RETAILING CO LTD 9983 TKS 10 10

SOFTBANK CORP 9984 TKS 10 10

AMAG AUSTRIA METALL AG AMAG WBO 30 100

Page 221: Description IRESSCode Exchange Current Margin Final Grade

ANDRITZ AG ANDR WBO 10 100

ATRIUM EUROPEAN REAL ESTATE ATRS WBO 30 100

BUWOG AG BWO WBO 10 100

CA IMMOBILIEN ANLAGEN AG CAI WBO 10 100

CONWERT IMMOBILIEN INVEST SECWI WBO 10 100

ERSTE GROUP BANK AG EBS WBO 10 100

EVN AG EVN WBO 30 100

FLUGHAFEN WIEN AG FLU WBO 15 100

IMMOFINANZ AG IIA WBO 10 100

KTM AG KTM WBO 30 100

LENZING AG LNZ WBO 10 100

MAYR-MELNHOF KARTON AG MMK WBO 25 100

OBERBANK AG OBS WBO 30 100

OMV AG OMV WBO 10 100

PALFINGER AG PAL WBO 40 100

PORR AG POS WBO 40 100

OESTERREICHISCHE POST AG POST WBO 10 100

RAIFFEISEN BANK INTERNATIONA RBI WBO 10 100

RHI AG RHI WBO 20 100

SCHOELLER-BLECKMANN OILFIELDSBO WBO 20 100

SEMPERIT AG HOLDING SEM WBO 40 100

STRABAG SE-BR STR WBO 30 100

TELEKOM AUSTRIA AG TKA WBO 15 100

UNIQA INSURANCE GROUP AG UQA WBO 10 100

VERBUND AG VER WBO 10 100

VIENNA INSURANCE GROUP AG VIG WBO 10 100

VOESTALPINE AG VOE WBO 10 100

WIENERBERGER AG WIE WBO 20 100

ZUMTOBEL GROUP AG ZAG WBO 15 100

ABB LTD-REG ABBN SWX 10 20

ADECCO SA-REG ADEN SWX 10 20

ARYZTA AG ARYN SWX 20 20

ACTELION LTD-REG ATLN SWX 20 30

JULIUS BAER GROUP LTD BAER SWX 10 20

BALOISE HOLDING AG - REG BALN SWX 20 20

CIE FINANCIERE RICHEMON-REG CFR SWX 10 20

CLARIANT AG-REG CLN SWX 20 20

CREDIT SUISSE GROUP AG-REG CSGN SWX 10 20

GALENICA GALN SWX 20 20

GEBERIT AG-REG GEBN SWX 10 20

GIVAUDAN-REG GIVN SWX 10 20

SCHINDLER HOLDING-PART CERT SCHP SWX 20 20

KUEHNE & NAGEL INTL AG-REG KNIN SWX 20 20

LONZA GROUP AG-REG LONN SWX 30 30

NESTLE SA-REG NESN SWX 10 20

NOVARTIS AG-REG NOVN SWX 10 20

ROCHE HOLDING AG-GENUSSCHEINROG SWX 10 20

SWISSCOM AG-REG SCMN SWX 10 20

SGS SA-REG SGSN SWX 10 20

SIKA AG-BR SIK SWX 20 20

Page 222: Description IRESSCode Exchange Current Margin Final Grade

SWISS LIFE HOLDING AG-REG SLHN SWX 20 20

SONOVA HOLDING AG-REG SOON SWX 20 20

SWISS RE AG SREN SWX 10 20

SYNGENTA AG-REG SYNN SWX 10 20

SWATCH GROUP AG/THE-BR UHR SWX 10 20

ZURICH INSURANCE GROUP AG ZURN SWX 10 20

ASSECO POLAND SA ACP WAR 100 100

ALIOR BANK SA ALR WAR 100 100

AMICA WRONKI SA AMC WAR 100 100

APATOR SA APT WAR 100 100

GRUPA AZOTY SA ATT WAR 100 100

BUDIMEX BDX WAR 100 100

BANK HANDLOWY W WARSZAWIE SABHW WAR 100 100

BIOTON SA BIO WAR 100 100

BORYSZEW SA BRS WAR 100 100

BANK ZACHODNI WBK SA BZW WAR 100 100

INTER CARS SA CAR WAR 100 100

CCC SA CCC WAR 100 100

CD PROJEKT RED SA CDR WAR 100 100

COMARCH SA CMR WAR 100 100

CYFROWY POLSAT SA CPS WAR 100 100

AMREST HOLDINGS SE EAT WAR 100 100

ECHO INVESTMENT S.A. ECH WAR 100 100

EMPERIA HOLDING SA EMP WAR 100 100

ENEA SA ENA WAR 100 100

ENERGA SA ENG WAR 100 100

EUROCASH SA EUR WAR 100 100

FABRYKI MEBLI FORTE SA FTE WAR 100 100

GETIN NOBLE BANK SA GNB WAR 100 100

WARSAW STOCK EXCHANGE GPW WAR 100 100

GLOBE TRADE CENTRE SA GTC WAR 100 100

GETIN HOLDING SA GTN WAR 100 100

HAWE SA HWE WAR 100 100

ING BANK SLASKI SA ING WAR 100 100

INTEGER.PL SA ITG WAR 100 100

JASTRZEBSKA SPOLKA WEGLOWA SJSW WAR 100 100

KERNEL HOLDING SA KER WAR 100 100

KGHM POLSKA MIEDZ SA KGH WAR 100 100

KRUK SA KRU WAR 100 100

GRUPA KETY SA KTY WAR 100 100

LPP SA LPP WAR 100 100

GRUPA LOTOS SA LTS WAR 100 100

LUBELSKI WEGIEL BOGDANKA SA LWB WAR 100 100

MBANK SA MBK WAR 100 100

MEDICALGORITHMICS SA MDG WAR 100 100

BANK MILLENNIUM SA MIL WAR 100 100

NETIA SA NET WAR 100 100

NEUCA SA NEU WAR 100 100

ORANGE POLSKA SA OPL WAR 100 100

ORBIS SA ORB WAR 100 100

Page 223: Description IRESSCode Exchange Current Margin Final Grade

PRIME CAR MANAGEMENT SA PCM WAR 100 100

BANK PEKAO SA PEO WAR 100 100

PGE SA PGE WAR 100 100

POLSKIE GORNICTWO NAFTOWE IPGN WAR 100 100

POLSKI KONCERN NAFTOWY ORLENPKN WAR 100 100

PKO BANK POLSKI SA PKO WAR 100 100

PKP CARGO SA PKP WAR 100 100

POWSZECHNY ZAKLAD UBEZPIECZEPZU WAR 100 100

SANOK RUBBER COMPANY SA SNK WAR 100 100

SYNTHOS SA SNS WAR 100 100

STALPRODUKT SA STP WAR 100 100

TAURON POLSKA ENERGIA SA TPE WAR 100 100

TRAKCJA SA TRK WAR 100 100

WAWEL SA WWL WAR 100 100

ZESPOL ELEKTROWNI PATNOW ADAZEP WAR 100 100

CIECH SA CIE WAR 100 100

ENAGAS SA ENG MAD 15 30

MEDALLION FINANCIAL CORP TAXI NAS 40 50

CHORUS AVIATION INC - B CHR.B TSX 30 30

HNZ GROUP INC HNZ.A TSX 50 50

ENERSIS S.A. -SPONS ADR ENI NYS 20 20

ANHEUSER-BUSCH INBEV SA/NV ANB JSE 40 25

TRIG SOCIAL MEDIA AB TRIG ETR 50 100

KEMIRA OYJ KRA1V HEL 20 20

BREITBURN ENERGY PARTNERS LPBBEP NAS 40 100