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1 DESIGN AND CONSTRUCTION OF AN ARCHIMEDES TURBINE FOR RURAL ELECTRIFICATION/LIGHTING IN ZAMBIA A Dissertation Presented to The Engineering Institute of Technology by Godfrey Mwansa In Partial Fulfillment of the Requirements for the Degree Master of Engineering in INDUSTRIAL AUTOMATION SEPTEMBER 2017 COPYRIGHT Β© 2017 BY GODFREY MWANSA

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Page 1: DESIGN AND CONSTRUCTION OF AN ARCHIMEDES ......conveyor for grain (Nagel 1968 p.8). The standard design and description of an Archimedes screw pump is that it consists of a shaft to

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DESIGN AND CONSTRUCTION OF AN ARCHIMEDES

TURBINE FOR RURAL ELECTRIFICATION/LIGHTING IN

ZAMBIA

A Dissertation

Presented to

The Engineering Institute of Technology

by

Godfrey Mwansa

In Partial Fulfillment

of the Requirements for the Degree

Master of Engineering in

INDUSTRIAL AUTOMATION

SEPTEMBER 2017

COPYRIGHT Β© 2017 BY GODFREY MWANSA

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TABLE OF CONTENTS

List of Figures ................................................................................................................ 4

List of Tables ................................................................................................................. 6

Acknowledgement ......................................................................................................... 7

Abstract .......................................................................................................................... 8

Chapter 1. Motivation of Renewable Energy and Archimedes Turbine ........................ 9

1.1 What is the Archimedes Turbine?..................................................................... 9

1.2 Problem Formulation ...................................................................................... 14

1.3 Design and construction of a simplistic Archimedes turbine ......................... 15

1.4 Potential sites for Archimedes turbine installation in Zambia ........................ 17

Chapter 2. Literature Review of the Alternative Options to Archimedes Turbines .... 19

2.1 The Need for Renewable Energy .................................................................... 19

2.2 Renewable Energy Alternatives ...................................................................... 26

2.2.1 Solar Energy............................................................................................. 26

2.2.2 Wind Energy ............................................................................................ 30

2.2.3 Geothermal Energy .................................................................................. 31

2.2.4 Tidal Waves ............................................................................................. 32

2.2.5 Biomass .................................................................................................... 32

2.2.6 Hydro Power ............................................................................................ 33

Chapter 3 Methodology ............................................................................................... 42

3.1 Site Survey ...................................................................................................... 42

3.1.1 Site 1 Details ............................................................................................ 43

3.1.2 Site 2 Details ............................................................................................ 44

3.1.3 Site 3 Details ............................................................................................ 47

3.1.4 Site 4 Details ............................................................................................ 49

3.2 Design and Simulation of the Turbine. ........................................................... 51

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3.2.1 Turbine Parameters .................................................................................. 51

3.2.2 Simulation of the Turbine in Solid Works. .............................................. 62

3.3 Construction of the Turbine. ........................................................................... 66

3.3.1 Materials of construction ......................................................................... 66

3.3.2 Fabrication Process .................................................................................. 68

3.3.2.1 Construction of blades ................................................................... 68

3.3.2.2 Pulley Construction ........................................................................ 70

3.3.2.3 Machined members modification .................................................. 72

3.3.2.4 Completed assembly ...................................................................... 73

3.3.3 Electrical Assembly ................................................................................. 74

Chapter 4. Results and Analysis .................................................................................. 76

4.1 Power Available at the site ............................................................................. 76

4.2 Mechanical power of the screw Turbine. ........................................................ 80

4.2.1 Radius of gyration .................................................................................... 85

4.2.2 Rotational speed of screw ........................................................................ 85

4.2.3 Rotational Kinetic energy of the screw .................................................... 86

4.2.4 Mechanical efficiency of the screw turbine ............................................. 87

4.2.5 Electrical Output ...................................................................................... 87

4.2.6 AC Circuit and power Output .................................................................. 88

4.2.7 Circuit diagram ........................................................................................ 91

4.3 Discussion of Results ...................................................................................... 95

Chapter 5. Conclusion, Recommendations and Future works ..................................... 96

5.1 Conclusion. ..................................................................................................... 96

5.2 Recommendation ............................................................................................ 98

5.3 Future Works .................................................................................................. 99

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LIST OF FIGURES

Figure 1 Archimedes Screw Pump Diagram ............................................................... 10

Figure 2 Screw Parameters .......................................................................................... 10

Figure 3 Archimedes Screw Turbine ......................................................................... 122

Figure 4 Potential sites for Archimedes turbine installation in Zambia ...................... 17

Figure 5 Fossil Fuel Price over time ............................................................................ 20

Figure 6 Top ten World Energy Consumers ................................................................ 21

Figure 7 Global Energy Consumption ......................................................................... 21

Figure 8 Climate Change Perceptions.......................................................................... 22

Figure 9 CO2 Emissions from fuel combustion .......................................................... 23

Figure 10 Global Greenhouse Gas Emissions by Gas ................................................. 25

Figure 11 Solar Energy Creation ................................................................................. 27

Figure 12 Solar Thermal Electricity ............................................................................ 30

Figure 13 Geothermal Energy ...................................................................................... 32

Figure 14 Pelton and Francis Turbines ........................................................................ 38

Figure 15 Vertical shaft Francis Turbine ..................................................................... 39

Figure 16 Propeller turbine .......................................................................................... 40

Figure 17 Kaplan Turbine ............................................................................................ 41

Figure 18 Picture of Site 1 ........................................................................................... 43

Figure 19 Pictures of Site 2 .......................................................................................... 44

Figure 20 Pictures of Site 3 .......................................................................................... 47

Figure 21 Site 4 Pictures .............................................................................................. 49

Figure 22 Lathe Machine ............................................................................................. 69

Figure 23 Disk.............................................................................................................. 69

Figure 24 Shaft & blade construction .......................................................................... 71

Figure 25 Stock for the pulley ..................................................................................... 71

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Figure 26 Slotting Machine ......................................................................................... 72

Figure 27 Milling Machine .......................................................................................... 73

Figure 28 Completed Assembly................................................................................... 74

Figure 29 Mounting of the Dynamo ............................................................................ 75

Figure 30 Operating Archimedes Screw Generator ..................................................... 75

Figure 31 The turbine installed at the site .................................................................... 80

Figure 32 Electrical Operation ..................................................................................... 91

Figure 33 Brushed DC Motor ...................................................................................... 99

Figure 34 Single Phase Induction Generator ............................................................. 101

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LIST OF TABLES

Table 1 Classification of Hydro power plants ............................................................. 34

Table 2 Turbine types and their examples 1 ................................................................ 37

Table 3 Site 1 parameters ............................................................................................. 43

Table 4 Site 2 parameters ............................................................................................. 45

Table 5 Site 3 parameter .............................................................................................. 48

Table 6 Site 4 parameters ............................................................................................. 50

Table 1 Optimal Ratio Parameters of an Archimedes Screw ...................................... 52

Table 7 Alternator Pulley Dimensions 1 ...................................................................... 58

Table 8 Dimensions of turbine parts 1 ......................................................................... 66

Table 9 Site Dimensions. ............................................................................................. 76

Table 10 current flow time ........................................................................................... 77

Table 11 Trough Dimensions....................................................................................... 79

Table 12 Density of turbine parts................................................................................. 82

Table 13 rotational period of screw ............................................................................. 86

Table 14 Instrumentation devices used 1 ..................................................................... 95

Table 15 Project Budget 1............................................................................................ 97

Table 16 Bicycle dynamo pros and cons ..................................................................... 98

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ACKNOWLEDGMENT

I am grateful to the sovereign Lord of the Universe Jehovah for blessing

me with a very supportive mother who has been very instrumental in helping me

finance my Master’s study. I am also grateful to have a great and most helpful

supervisor.

I would love to further extend my appreciation towards management and

machinists at Machine Masters who exhibited extraordinary patience and

endurance in trying to adapt their skill set to my requirements. I truly appreciate

the fatherly and patient approach of my supervisor. The lecturers’ untiring

tutoring have not only enhanced my knowledge but nurtured in me a desire to

continue learning - indeed all of you have had a very positive impact on my life.

God bless you all.

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ABSTRACT

Archimedes turbines have been used as electricity generating turbines for

over century in European countries. However this intermediate technology has

not been fully adopted in developing countries such as Zambia. The reason for

this gap could be a lack of a research culture in the country.

The site suitable for the installation of an Archimedes turbine is one with

a low head and a high flow. In this project, the researcher did not seek to produce

a novel design of the turbine but rather, to determine if the lack of

implementation of this technology in Zambia could have been as a result of a

lack of necessary skills in the country or a lack of suitable sites in the country.

Once the availability of suitable sites is established the turbine will be

designed on the basis of the site. The design process will be done using a

computer aided design software which enables the simulation of the complete

turbine. Solid Works will be used for this purpose as it can allow for the design

process and also the simulation of the turbine.

The parameters of the designed and simulated turbine will be the basis for

the construction of the turbine. A reputable machinist organisation will be used

to carry out the construction of the turbine so that the design parameters are

adhered to.

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CHAPTER 1. MOTIVATION OF RENEWABLE ENERGY

AND ARCHIMEDES TURBINE

1.1 What is the Archimedes Turbine?

The Archimedes turbine is one of the oldest machines in existence.

However, the machine has not always; existed as a turbine. Its first known form

was as a pump and was at the time called the Archimedes screw pump. The

Archimedes screw pump is a device for lifting water for irrigation and drainage

purposes (Chris Rorres 2000).

Archimedes of Syracuse is credited to be the inventor of the device, for

example the Greek historian Diodorus Siculus says of the device β€œmen easily

irrigate the whole of it [an island in the delta of the Nile] by means of a certain

instrument conceived by Archimedes of Syracuse, and which gets its name

[cochlias] because it has the form of a spiral or screw”. (Chris Rorres 2000).

However, it is worth noting that Archimedes himself never made

reference to the screw pump in the extant of his works and it could be that he

may just have transmitted its knowledge from the actual or original inventors of

the pump who could have been the Egyptians while he was studying in

Alexandria in Egypt. In recent times, the screw has also been used as a screw

conveyor for grain (Nagel 1968 p.8).

The standard design and description of an Archimedes screw pump is that

it consists of a shaft to which is attached a series of blades. The physical

attributes associated with the screw are depicted in the figure below;

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Figure 1 Archimedes Screw Pump Diagram.

Pitch (ʌ):

The pitch of the screw refers to the period of one blade, since the blades

on the screw form a spiral whose shape is best described by a sinusoidal curve.

The pitch refers to a linear length equivalent to a full oscillation of a sinusoidal

curve as is indicated in the figure below:

Figure 2 Screw Parameters. (Chris Rhores, 2000).

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Blades

Blades are the most significant part of the Archimedes screw, they are the

ones that form buckets through which water is hoisted upwards. To this end, the

number of blades will determine the amount of water that can be drawn by an

Archimedes screw.

Chute

The chute is the region of the screw bound by two adjacent blades, the

inner cylinder and the outer cylinder.

Bucket

This is the region occupied by water within any one chute. In the

operation of the screw as a pump each bucket is filled with water at the lower

reservoir and is emptied into the upper reservoir.

Other physical attributes of the screw which are significant include the

total length (L) of the screw measured from the lowest point of the screw along

the length of the screw to the highest point of screw near the upper reservoir.

The outer radius (R0) of the screw refers to the radius generated by the outer

cylinder created by the blades of the screw while the inner radius (Ri) is the one

created by the inner cylinder of the screw.

Though in the modern era the Archimedes screw is still finding its initial

application as a pump, the prominent use of it has now realised as is it being used

as a hydro power generating turbine. To use the screw as a turbine, one need

only reverse the direction of its operating mechanism. This means that instead of

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using motive mechanical power to drive the screw so that it may raise water from

a lower reservoir, water falling from a height will run down the spiral of the

turbine and as result of the kinetic energy carried by this water, it will

subsequently rotate the turbine.

The figure below gives a clear picture depicting the typical set up of an

Archimedes screw turbine, with water falling from a head driving the turbine

which in turn drives a generator

Figure 3 Archimedes Screw Turbine [William David Lubtiz, 2014].

In order to direct the flow of water and convert the maximum amount

kinetic energy carried by the water into rotational kinetic energy of the turbine, a

trough in which the turbine is inserted is also constructed. Depending on

available resources this trough can be constructed from concrete (onsite trough),

or steel. The Archimedes turbine is used for sites that have low heads but high

flows. The Archimedes turbine has shown efficiencies of between 78% and 83%

making it an excellent alternative low head hydro power generation. Typical

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large turbines rotate around 26 rpm thus the top of the screw connects to a

gearbox which increases the rotational speed to 750 and 1500 rpm making it

compatible for standard generator speeds. For the most cost effective

installations, the Archimedean screw turbines are often inclined at an angle of 22

degrees from the horizontal. (An introductory presentation of the Archimedean

screw as a low head hydro power generator, Christos 2015).

Advantages of the Archimedes screw turbine

Very cost effective as compared to water wheels and other turbines such

as the Kaplan or Pelton turbines.

They yield better efficiency even with partial loads as compared to

typical turbines like the Kaplan turbine or water wheels.

They are simple to use and install.

There is no complex civil works that must be done in order to necessitate

their installation.

The bearings used on Archimedes turbines are very durable.

Archimedes turbines are Robust, wear resistant and reliable.

They do no damage to fish and will only incur minimal environmental

impact upon their installation.

Archimedes turbines are the only turbines most suited for low water

heads.

Disadvantages of the Archimedes screw turbine

Changes in head during the year and the consequent changes in the power

generated.

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Requires high flow rates.

Maintenance of lower bearing is quite difficult.

Low rpm requires gearbox and this reduces efficiency.

For efficiency, the screw requires a variable speed drive in operation.

(An introductory presentation of the Archimedean screw as a low head

hydro power generator, Christos 2015).

1.2 Problem Formulation

At this stage, the researcher wishes to make it clear that this thesis is not

about an intention to try and produce a novel design of the Archimedes turbine,

but to, ascertain if the following questions and objectives can be answered and

realised respectively.

Does Zambia have the skill set and facilities that can construct and

reproduce an Archimedes turbine?

The researcher feels that this question deserves a decent answer in that in

the entire history of Zambia, right up to this point no Archimedes turbine has

ever been constructed.

So, could it be that Zambia perhaps just lacks the right kind of sites

where an Archimedes turbine can be installed?

Zambia has no lack of potential sites where an Archimedes turbine can be

installed, interestingly according to a World Bank report of 2015 conducted to

assess Zambia’s potential to produce Hydro power, it was established that

Zambia has a potential to generate a staggering 6400 megawatts from its hydro

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systems and yet it only exploits 2400 megawatts from that amount. Thus, a lack

thereof of appropriate site where an Archimedes turbine can be installed may not

be the reason why Zambia has never reproduced and installed an Archimedes

turbine.

Perhaps it is expensive for the rural electrification authority of Zambia to

reproduce and construct such turbines?

Again, not really in that as the forgoing pages have indicated, one of the

advantages of using the Archimedes turbine is that it is more cost effective than

any other turbines such as the Kaplan and Pelton turbines, implying that it would

be much easier for such authorities to install and maintain such facilities and

actually live up to the task they have been charged by the government. The only

underlying reason remaining then is that maybe there is a lack of skills that can

carry out the construction of such a turbine.

Thus, the researcher deems it fit to establish if there is actually a lack of

individuals that could be presented with a drawing of the turbine and when asked

to reproduce it will either say it cannot be done or that they do not have the

machinery or facilities to carry out the design.

1.3 Design and construction of a simplistic Archimedes turbine

By simplistic, the researcher is referring to a design in which such

elements as the gear box are replaced with only a pulley and belt driving the

generator. Also, instead of using a typical generator, it is instead replaced with

easy to source devices such as brushed direct current motors, auto mobile

alternators and high rated (12V) bicycle dynamos to act as generators.

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This is not to override the importance of all those standard elements such

as a gearbox, generator and even a control panel with its corresponding

automation system. However a simplistic approach might just what may be

needed to relatively improve the lifestyle of people in Zambian rural areas.

Consider why that is the case, if anyone one keen on seeing a rural area

being electrified actually visited some rural establishments in Zambia such as

Chimbuka in chinsali northern Zambia, Malole of kasama, serenje in central

Zambia they would encounter what they would consider to be the paradox of the

century. The reality is that amidst these rural set ups are found hydro sites very

much suitable for electricity generation. Case in point is Chinsali which is home

of the Chipoma falls. This is a mini falls with very appropriate sites were

Archimedes turbines can be installed. Yes, turbines not turbine. Several turbines

can be installed in parallel and power the rural establishment. Yet people in that

area travel no less than 8km to gain access to electricity just to charge their

phones. To this effect the researcher feels that it would be in order to design and

construct a simplistic turbine which can easily be installed at such sites, with the

help of the rural electrification authority of Zambia the researcher would

recommend sensitizing rural establishments situated near to potential sites on the

design and construction of such simplistic turbines.

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1.4 Potential sites for Archimedes turbine installation in Zambia

Site name: Chipoma Falls

Location: 650 km north of the Zambian capital

Lusaka.

Volumetric flow rate: 2500 m3/sec

Average head of the falls: 5.3 m

Average flow velocity of water current: 30

m/sec.

Suitability for Archimedes turbine installation:

very suitable

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Figure 4 Potential sites for Archimedes turbine installation in Zambia.

The picture shows sites in Zambia

where an Archimedes turbine may be

potentially installed. With the

exclusion of the Victoria Falls, the

hydro power of the following sites

may be exploited by using an

Archimedes turbine;

Kalambo falls (Mbala,Zambia)

Ngonye falls (South, Zambia)

Lumangwe falls(Luapula)

Nkundalila

falls(serenje,Zambia)

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CHAPTER 2. LITERATURE REVIEW OF THE

ALTERNATIVE OPTIONS TO ARCHIMEDES TURBINES

2.1 The Need for Renewable Energy

Recently there has been a strong push towards the harnessing of green

energy all over the world due to the following reasons:

Depletion and increasing cost of non-renewable energy sources

For a long time the world has relied upon the use of fossil fuels especially

coal as the major source of energy, however no matter how bountiful such

resources can be it means that one day they will run out. Thus, if producing

electrical energy from coal is all the world has ever known it might just be that

the moment these reserves will be depleted the entire world will run out of ideas

on where the next reserves would come from.

To that end, the international energy community is pushing towards a

much more permanent solution to this inevitable reality facing all non-renewable

energy sources such as coal. As shown in the figure below there was a price

spike in fossil fuels during the winter of 2000-2001 after which the cost of

petroleum and natural gas for electricity generation fell through early 2002.

However the beginning of 2002 saw a steady increase in both the nominal and

the real cost of natural gas and petroleum which peaked in the late 2005 and

early 2006. From October 2001 to January 2005, natural gas costs increased by

141%. The steady increase in the cost of fossil fuels is as a result of an increasing

demand for energy coupled with a steady depletion of the fossil fuels.

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Figure 5 Fossil Fuel Price over time.

Growing demand for energy

The world population has been increasing steadily as the chart below

shows; a growth in the population entails that social and economic factors must

likewise evolve in order to be able to sustain the growing population. For any

meaningful evolution of the society and economy to take place energy is the core

driving element. For example an increase in population means that cities must

expand, food production must be scaled up, and economic drivers must also

function at a high rate to accommodate the expanding population. As a result the

21st century has seen the strongest growth in industrialisation which has been

characterised with a push for increased production and thus a subsequent

increase power consumption.

Clearly a growing population has a demand for more energy. The

implication of this has been that whatever energy sources the world has

previously relied upon have had to be expanded, or there has been a need to find

new sources of energy to close the gap between demand and the actual energy

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being furnished to the world. Such new sources have included the harnessing of

energy from tidal waves, nuclear energy, wind energy, hydro power schemes and

solar power. Actually the demand for energy in relation to population increase is

growing exponentially.

Figure 6 Top ten World Energy Consumers. (www.energydata.net).

Figure 7 Global Energy Consumption. (www.energydata.net).

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From the bar graph it could be estimated that from 2000 to 2014 the

global consumption increased by 4000 Mt. It is no wonder why the world energy

outlook estimates the global energy requirement to grow by 37% by 2040.

To meet this growing demand the power sector also had to step up the

generation capacity. This they did. Different energy sources where exploited to

meet the growing demand but mostly exploited was generation using fossil fuels.

This put the power industry on the path to solve the power demand

problem but also created another problem. This is the emission of greenhouse

gases which has possibly led to the climate change problem being faced globally.

Climate change

Globally there has been an increase in the concern regarding the effects

of climate change, the figure below is an indication of the level of concern

expressed by different continents on the issue of climate change;

Figure 8 Climate Change Perceptions.

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Climate change has mostly resulted from an increase in the emission of

greenhouse gases into the atmosphere, greenhouse gases are mainly carbon

dioxide and others. The chart below shows how carbon dioxide emissions have

increased from 1990 to 2014 in different countries;

Figure 9 CO2 Emissions from fuel combustion. (www.carbonbrief.org).

In just 24 years from 1990 to 2014, an increase of about 10 000 MtCO2

was released in the atmosphere. The adverse effects that have been associated

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with this increase in greenhouse gases namely global warming and climate

change are very conspicuous to all.

To bring that concern home to the researcher’s country Zambia, in the

past two years Zambia has faced extreme weather conditions ranging from

droughts to heavy downpours and flash floods. These extremes have negatively

impacted on the Zambian economy. During the 2015-2016 drought for example

Zambia faced massive power shortages which crippled production in the mining

sector on which its economy is largely dependent.

This year Zambia has faced flash floods which have damaged houses and

crops.

All these reasons are probably a result of an increase in greenhouse gases

in the atmosphere leading to a disruption in the climate. The increase in

greenhouse gases has been largely contributed to by the emission from different

sectors the major culprit being industrial carbon dioxide released by burning coal

in coal fired power plants. The pie chart below shows the emission rates from

different sectors;

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Figure 10 Global Greenhouse Gas Emissions by Gas. (www.epa.gov).

Looking at the above figures indicates that mankind can still deviate from

the disastrous course they have embarked on and allow the environment or

atmosphere to heal.

The chart shows that 65% of the carbon dioxide is emitted from fossil

fuels and industrial processes. Fossil fuel usage ranges from its use in automobile

cars to its use in the industry as a fuel. Industrial processes that are major

contributor to carbon dioxide emissions are coal fire power plants. This means

that all that has to be done to get rid of those coal fired power plants is the

implementation of renewable energy systems.

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According to a World Bank report 59.08% of the Zambian population

live in rural areas, this means that majority of Zambians are living in rural areas.

It is interesting to note that for lighting and heating purposes people in rural areas

use wood fires and since the majority of Zambians live in such setups they

obviously contribute significantly to the 11% carbon dioxide emission from

forestry and land use. Thus, a project like the researcher has proposed would

shift that dependence to a much cleaner form of energy and a much more

versatile one in terms of its application.

Clearly as the forgoing indicates, there has never been a time in human

history when the need for renewable energy has been as overwhelmingly great, it

is somewhat an emergency, especially when this issue is perceived from the

stand point of the effect fossil fuels are having on climate change in that if

mankind continues going down this road they might just be killing themselves.

2.2 Renewable Energy Alternatives.

It is because of the reasons outlined above that the world at large has

turned its attention to renewable energy sources. Renewable energy or alternative

energy is energy that is produced from a source that cannot be completely

depleted. The following are the possible sources of renewable energy;

2.2.1 Solar Energy

Solar energy is generated from the core of the sun by a process called

fusion. The fusion process takes place when hydrogen atoms combine to

produces helium isotopes. However, during this process a significant amount of

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matter is also released which is transformed into energy as purported by the

Albert Einstein’s equation;

𝐸 = 𝑀𝐢2 (2.1)

Where E is the energy generated from a quantity of matter whose mass is

M and C is the speed of light.

Figure 11 Solar Energy Creation.

The radiant energy which the sun generates from this process in just one

day is more than the earth uses in on full year.

However, the sun is 93 million miles away from the earth and the photons

of energy travel at 186,000 miles/sec. It thus takes radiant energy 8 min to reach

the surface of the earth during which time a chunk of this energy will be

absorbed by different atoms and molecules within space and will be reflected

back into space by the atmosphere. The outcome is such that only a small

fraction of the energy emitted from the sun reaches the surface.

The amount of solar energy reaching the earth is only small in relation to

the initial radiated energy but in terms of how much the earth needs this small

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fraction when collected for a period of one hour has the capacity to meet the one

year’s energy need for a nation like America. Solar energy is used mainly for

space heating, solar water heating and solar electricity.

Solar Space Heating

This finds its application in heating or warming up a room or an entire

house using solar radiation. The principle is less like that of a green house.

Which is to design a space in such a way that it allows in as much solar radiation

as possible.

Upon entry in into the space it is absorbed by various aspects of a room

such as walls and thus the wavelength of the waves reduces. The result is that the

radiation will fail to escape from the space but be trapped inside and thus

keeping the room warm.

Solar Water Heating

This has a solar collector which warms up water in a tank and the water is

distributed to different parts of the house like in a normal geyser household

heating system. The water is used for dishwashing, bathing and cooking.

Solar Electricity

There are two ways of converting solar energy to electric energy. Using

photovoltaic cell and solar thermal electricity:

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Photovoltaic Cells

A photovoltaic cell is made of silicon and a platform to trap as much

solar energy as possible. The operation mechanism is such that when a photon

from the sun radiant energy strikes an atom of silica and the energy of the photon

given by the equation;

𝐸 = β„Žπ‘“ ( 2.2)

Where h is planks constant and f is the frequency of the photon. If this

energy is enough to excite an electron from one energy to another in the silicon

atoms, the result is that the transition of the electron will generate an electric

current which is subsequently used to power some electric device, such a clock,

calculator or if there is a large scale photovoltaic farm the generated power can

be used to power homes.

Solar Thermal Electricity

As for solar thermal electric energy, it is generated by concentrating solar

energy harvested from a large space toward a receiver. Circulating through the

receiver is water which will end up being superheated and the supersaturated

steam generated will expand against steam turbines and in turn generate

electricity. The schematic below is a representation of a concentrated solar power

system;

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Figure 12 Solar Thermal Electricity.

2.2.2 Wind Energy

Wind energy is tapped from wind when the wind blows past a turbine, the

blade captures the energy and rotates. The rotation then spins an internal shaft.

The shaft is connected to a generator which finally generates the electrical

energy.

A wind turbine mainly consists of a steel tubular tower which stands up

to 325 feet tall. This tower supports the hub which secures the wind turbine

blades it also consists of a nacelle which houses the turbines shaft, gearbox,

generator and controls. Modern turbines are also equipped with wind assessment

control systems which enables the turbine to automatically start rotating after

sensing wind.

The generated electrical energy is then fed to power transmission system

and finally delivered to a home, ranch or farm. Often there are many such

generators on a very large space called a wind farm. Depending upon the height

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of the turbine, one turbine can have the capacity to power one home or hundreds

of houses.

2.2.3 Geothermal Energy

As the name suggest this form of energy is heat tapped from the earth. It

is a clean and sustainable form of energy.

Below the surface of the earth is a sea of high temperature magma whose

high temperature in geothermal power generation is utilised by sinking a well

through which water is pumped. When the water becomes supersaturated steam,

it moves upwards and drives a special turbine that in turn runs a generator which

produces electrical energy.

After expanding in the turbines the steam condenses and becomes water

which is again pumped back to the earth’s core to be heated so as to be converted

into supersaturated steam again. There could be one or more of such wells. The

more there are the higher the generated electrical energy.

A geothermal power plant is required to be located at the source of the

well obviously for the purpose of reducing energy losses that would occur had

the well and the turbines being located at two different places. This ensures that

the enthalpy of the steam is fully utilised. Below is a general schematic

representation of a geothermal power plant.

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Figure 13 Geothermal Energy.

2.2.4 Tidal Waves

The cyclic movements of the seas caused by the gravitational effects of

the sun and the moon on the sea causes sea tides. The energy of these tides is

harnessed in order to produce electrical energy.

2.2.5 Biomass

Any decaying organic substances or objects could be classified as

biomass. Electrical energy is generated in two ways from biofuels as they are

commonly called:

The first is to gather all the organic waste and take them to a furnace

where they are burnt and the heat energy generated is then used to heat water

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which produces steam that expands against steam turbines more or less like in a

coal fired power plant to generate electrical energy.

The second option is to ferment the waste in a landfill and collect all the

escaping methane which can then be used as natural gas to fire gas powered

power plant.

2.2.6 Hydro Power

Hydro power is electrical energy generated from water in motion, this is

achieved in two possible ways:

Exploitation of the kinetic energy of fast moving water

Fast moving water possesses kinetic energy which can be harnessed and

converted to electrical energy. Fast moving water can exist in the form of a rapid

stream or run off water from a river.

Exploitation of the potential energy of water stored behind a dam

The other of harnessing the energy of water in motion is by enclosing it

behind a massive wall. A dam is in most cases built across a river, implying that

instead of allowing the water to continue with the free flow, the water ends up

collecting behind the wall and thus elevating the water.

Elevating the water means giving it more head which in turn gives the

mass of water more potential energy. Once this has been achieved all that has to

be done is converting the massive potential energy now possessed by the water

into kinetic energy. The kinetic energy of the water will in turn be converted into

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rotational kinetic energy of a turbine which will drive a generator and in turn

generate electricity.

Classification of Hydro power plants

The table below shows how hydro power plants are classified;

Table 1 Classification of Hydro power plants.

LARGE

HYDRO

MORE THAN 100MW AND OFTEN FEEDING INTO A

LARGE ELECTRICITY GRID.

Medium

hydro

15-100MW – usually feeding a grid

Small hydro 1-15MW- Usually feeding into a grid

Mini-Hydro Above 100KW,but below 1MW; either standalone schemes or

more often feeding into the grid

Micro-Hydro From 5KW up to 100KW; usually provides power for a small

community or rural industry in remote areas away from the

grid.

Pico-Hydro From a few hundred watts, up to 5KW

It is worth noting that many sites that are suitable for the development of

both large and medium hydro power plants have already been exploited. Coupled

to this is the fact that projects of this magnitude have the following downsides:

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Considerable environmental impact

The environmental impacts and consequences of large dams are quite

numerous and varied, listed below are some of them:

Dam wall blocks fish migration, for example in the year 2002 low flows

below dams killed thousands of salmon fish in Klamath.

Entrapment of sediments critical for maintaining physical processes and

habitats downstream of the dam.

Transformation of a freely flowing river into an arterial lake. This leads

to changes in the physical and chemical makeup of the water body which

may not be suitable for aquatic life that had existed therein previous

conditions.

Expensive to construct and often takes long

Building a wall across river is an endeavour that not only can take a very

long period of time but one which is also very expensive.

Due to the forgoing reasons and perhaps a couple more, the attention has

now been turned to micro, mini and pico-hydro schemes to enhance the

availability of electrical energy especially in rural set ups.

Hydro Turbines

Hydraulic turbines may be defined as prime movers that transform the

kinetic energy of falling water into mechanical energy of rotation and whose

prime function is to drive an electric generator. (Q.H Nagpurwala)

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There are two ways of classifying hydro turbines, the first is the

classification based on the way a turbine interacts with water. When turbines are

classified in this manner two groups of turbines emerge as described below:

Impulse turbines

Flow energy is completely converted to kinetic energy before

transformation in the runner.

The impulse forces being transferred by the direction changes of the flow

velocity vectors when passing the buckets create the energy converted to

mechanical energy on the turbine shaft.

The flow enters the runner from jets spaced around the rim of the runners.

The jet hits momentarily only a part of the circumference of the runner.

Reaction turbines

There are two effects that cause the energy transfer from the flow to the

mechanical energy on the turbine shaft:

Firstly, it follows from a drop in pressure from inlet to outlet of the

runner. This is denoted as the reaction part of the energy conversion.

Secondly, the changes in the directions of the flow velocity vectors

through the runner blade channels transfer impulse forces. This is denoted as the

impulse part of the energy conversion.

Examples of turbines

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Table 2 Turbine types and their examples 2.

REACTION TURBINES IMPULSE TURBINES

Francis turbine Pelton turbine

Kaplan Turbine Turgo turbine

Propeller turbine

Pelton Turbine

Invented by Pelton in 1890

It is a tangential flow impulse turbine.

Most efficient in high head applications.

Most applicable for power plants whose net heads are in the range of 200

to 1500m

Largest unit can generate up to 200 Megawatts.

These kind of turbines are best suited for high head low flow sites.

Depending on water flow and head, Pelton turbines can operate with

heads as low as 15m and as high as 1800m.

As height of fall increases, less volume of water can generate same

power.

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Figure 14 Pelton and Francis Turbines.

Reaction turbine in which the working fluid changes pressure as it moves

through the turbine and in turn giving up its energy. Pelton and Francis turbines

are examples of reaction turbines.

The inlet of the Francis turbine is spiral shaped with guide vanes which

direct the water tangentially to the runner causing the runner to spin.

In order to allow for efficient operation even under varied a wide range of

flow conditions, the guide vanes are designed and constructed in such a way that

they are adjustable.

They are used in power plants whose net heads range from 20 to 750m.

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Figure 15 Vertical shaft Francis Turbine.

Propeller Turbine

Runner only has a few blades radially oriented on the hub and without an

outer rim.

The water flows axially through the runner of the turbine.

The runner blades have a slight curvature and thus cause relatively low

flow losses. This allows for higher flow velocities without great loss of

efficiency.

The runner diameter is smaller and thus the rotational speed is more than

twice that of the Francis turbine of a corresponding head and discharge.

The comparatively high efficiencies at partial loads and the ability of

overloading is obtained by a coordinated regulation of the guide vanes and the

runner blades to obtain optimal efficiency for all operations.

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Figure 16 Propeller turbine.

Kaplan Turbine

Kaplan turbines have adjustable runner blades, that offers significant

advantage to give high efficiency even in the range of partial load, and there is

little drop in efficiency due to head variation or load.

The runner blade operating mechanism consists of a pressure oil head, a

runner servomotor and the blade operating rod inside the shaft, etc.

The Diagonal flow turbine has runner blade-stems constructed at a certain

diagonal angle to the vertical centre line of the machine.

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Figure 17 Kaplan Turbine.

Archimedes Turbine

However, the turbine on which this Thesis is based does not explicitly fit

in any of these two categories. That turbine is called the Archimedes turbine.

Here are two reasons why the turbine might not be strictly or explicitly be a

reaction or impulse turbine;

In a Reaction turbine, the blades (runners) are fully immersed in water

and are enclosed in a pressure casing. The blades are angled so that pressure

differences across them cause them to rotate. The Archimedes screw is probably

closest to this type of turbine but it is not enclosed in pressure casing. Like the

Archimedes screw, reaction turbines are generally used on low head applications.

Impulse turbine runners operate in air and are turned by jets of water

hitting the runners. The Archimedes screw bears no resemblance to this type of

turbine. Impulse Turbines are used with high head systems and use nozzles to

produce the high velocity jets.

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CHAPTER 3. METHODOLOGY

3.1 Site Survey

The first stage towards the design and construction of any turbine is the

site where the turbine is going to be installed. Subsequently the turbine was

constructed in such a way that it suited the conditions that were studied at the

site:

To achieve this several sites were inspected in order to determine which

one would best fit in the budget and one which would accommodate the

operating characteristics of a screw turbine namely:

High flow

Low head.

For all the sites that were surveyed, the following parameters were

calculated:

Head from which water was falling

The volumetric flow rate of the water at the site.

Canal diameter from which water was falling

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3.1.1 Site 1 Details

Figure 18 Picture of Site 1.

Parameters associated with site 1:

Table 3 Site 1 parameters.

PARAMETER VALUE

Breadth of canal 0.7m

Depth of canal 0.6m

Head from which water falling 1m

Length of canal over which the flow

velocity of the canal was taken

3.5m

Average Time taken by a floater to

cover the length of the canal over

which velocity was measured

4.08sec

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Pros of site 1

Already existing head means there would be no need for modifying the

site by building a temporary dam to elevate the water level to produce a

realistic head.

Easy installation of turbine.

Would require a low budget to tailor design a turbine according to this

site parameters.

Cons of site 1

Flow velocity is low and this yields a low volumetric flow rate of the

stream which would in turn affect the power output of the screw turbine.

The site is too cramped and tight, this can make manoeuvring around

during site installation somewhat difficult.

3.1.2 Site 2 Details

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Figure 19 Pictures of Site 2.

Parameters associated with site 2:

Table 4 Site 2 parameters.

PARAMETERS VALUE

Breadth of canal 0.8m

Depth of canal 0.21m

Head from which water falls 1.76m

Length of canal over which the flow

velocity of the canal was taken

13m

Average Time taken by a floater to

cover the length of the canal over

which velocity was measured

5.7sec

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Pros of site 2

Flow velocity is very high and thus this site would yield higher power

outputs if the turbine is installed here.

Site 2 also already existing head thus there would be no need of installing

an artificial wall to raise the head somewhat.

Cons of site 2

The site is located in a very unsafe section of the stream.

The terrain is very bad and as such to do the installation of the turbine it

would cost more than the budget can handle.

Space is too tight for free movement, this can affect the installation

process of the turbine, making it a very difficult ordeal.

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3.1.3 Site 3 Details

Figure 20 Pictures of Site 3.

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Parameters associated with site 3:

Table 5 Site 3 parameters.

PARAMETER VALUE

Breadth of canal 1.51m

Depth of flowing water in the canal 0.21m

Head from which water falls 3.5m

Length of canal over which the flow

velocity of the water was taken

13mΝ™Ν™Ν™Ν™

Average Time taken by a floater to

cover the length of the canal over

which velocity was measured

5.7sec

As can be noted, the canal length over which the flow velocity of the

water was taken and the average time taken to cover the length of the canal over

which the velocity of the water was measured for site 3 is the same as that for

site 2 in that site 2 is downstream of site 3.

Pros of site 3

Of all the sites surveyed this site gave the best and highest head.

The flow velocity is very high and thus coupled with the high this spot

would yield the highest power output.

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Enough space for manoeuvring during turbine installation.

Cons of site 3

Presence of a deep hole at the point where the water hits the surface

would make the endeavour of installing the turbine a very dangerous one.

The site would require a budget much higher than what is available to

fully construct and install a screw turbine which would sit at the site.

3.1.4 Site 4 Details

Figure 21 Site 4 Pictures.

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Table 6 Site 4 parameters.

PARAMETERS VALUE

Breadth of canal 2.2m

Depth of flowing water in the canal 0.15m

Head from which water falls 0.93m

Length of canal over which the flow

velocity of the water was taken

5m

Average Time taken by a floater to

cover the length of the canal over which

velocity was measured

2.3sec

Advantages of this site

Availability of an already existing head makes it easy to deal with the

site.

Enough space for manoeuvre during installation.

High velocity of the stream means a considerably high volumetric flow

rate of the stream is available which would result is a high-power output

from the turbine.

This site offered more flexibility than the other three sites surveyed by

the researcher and such it was selected to be the one on which the turbine was to

be installed.

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The entire site has a width of 2.2m hence it is feasible that this entire

width could be exploited by designing and constructing a turbine which would

cover the entire width of the canal at this point. Such an approach would offer

the following advantages:

Maximum volumetric flow rate of the water could be trapped from the

stream.

The turbine would be subjected to dimension of velocity vector that the

flow could offer.

Ultimately the above stated advantages would result in having a turbine

which would yield the highest power output. However exploiting the entire width

of the stream would prove to be costly as this would require that a turbine with

an outer diameter 2.2m be constructed.

To this effect, the researcher will only use 120mm of diameter for this

project due to the limitations imposed by the available budget.

3.2 Design and Simulation of the Turbine.

The second stage in the process was the design of the turbine, this stage

basically involved the following two sub-stages;

Determination of the turbine design parameters.

Simulation of the turbine using Solid Works.

3.2.1 Turbine Parameters

The design parameters of the Archimedes turbine are dictated by the site

conditions on which it will be installed. However balance must always be sought

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between performances and cost. This is especially true considering that this kind

of project is expected to be executed for rural set ups in which people might not

necessarily have the means to finance such a project.

To this end the researcher sought to produce design parameters which

would both be optimal but also cost effective.

Optimal design of the screw:

Table 2 Optimal Ratio Parameters of an Archimedes Screw (Chris Rorres,

2000).

Turbine length (L):

The site parameters which dictate the length of the turbine are the optimal

angle of inclination and the head available at the site. The angle of inclination of

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the turbine which has been discovered to yield reasonable results is 23.80 (Cfd of

a Screw Blade for Standalone Micro Hydro Generator, Suga Ganeshan 2013).

The head available at the preferred site i.e. site 4 is 0.93m, with this head

coupled with the optimal angle of inclination, the optimal length for this site

would have to be:

Turbine Length

Head = 0.93m

Optimal turbine length = 0.93 / sin 23.80 =2.304m.

This length is optimum for the site, however given the scale of the project

and the duration during which it was expected to be completed, compounded

with a lack of monetary resources, the researcher adopted a length of 1.20m to

construct the turbine.

With adjustment, the angle of inclination of the turbine came to

βˆ… = π‘ π‘–π‘›βˆ’1 (0.93

1.2)

βˆ… = 50.80

(3.1)

ΙΈ=23.80

ΙΈ=23.80

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While it is true that the optimal inclination angle will give reasonable

results Murray Lyons asserted that an increase in the angle of inclination

improves the efficiency of the turbine. The horizontal distance which the turbine

will thus span from the foot of the wall will be:

β„Žπ‘œπ‘Ÿπ‘–π‘§π‘œπ‘›π‘‘π‘Žπ‘™ π‘‘π‘–π‘ π‘‘π‘Žπ‘›π‘π‘’ =0.93π‘š

π‘‘π‘Žπ‘› 50.8

β„Žπ‘œπ‘Ÿπ‘–π‘§π‘œπ‘›π‘‘π‘Žπ‘™ π‘‘π‘–π‘ π‘‘π‘Žπ‘›π‘π‘’ = 0.758π‘š

(3.2)

Thus the slope of the screw (K):

π‘†π‘™π‘œπ‘π‘’ π‘œπ‘“ π‘ π‘π‘Ÿπ‘’π‘€(𝐾) =0.93

0.758= 1.23

(3.3)

Number of Blades (N);

The number of blades selected to be used in the construction of an

Archimedes turbine is based on the principle that the efficiency of the turbine

increases with an increase in the number of helical flights. (Lab Testing and

Modelling of Archimedes Screw Turbines, Murray William Keith Lyons 2014).

To this end the number flights selected was 14 for the turbine to strive

towards turbine efficiency.

Diameter of the outer cylinder (D0):

The outer cylinder refers to the cylinder created by the circumference of

the blades of the screw. For a 14 bladed screw, the optimal radius ratio according

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to the analytical analysis conducted by Chris Rorres is 0.5360. (Chris Rorres,

2000).

π‘Ÿπ‘Žπ‘‘π‘–π‘’π‘  π‘Ÿπ‘Žπ‘‘π‘–π‘œ =π‘–π‘›π‘‘π‘’π‘Ÿπ‘›π‘Žπ‘™ π‘Ÿπ‘Žπ‘‘π‘–π‘’π‘ 

𝑒π‘₯π‘‘π‘’π‘Ÿπ‘›π‘Žπ‘™ π‘Ÿπ‘Žπ‘‘π‘–π‘’π‘ =

𝑅𝐼

𝑅0=

𝐷𝐼

𝐷0

𝐸π‘₯π‘‘π‘’π‘Ÿπ‘›π‘Žπ‘™ π‘‘π‘–π‘Žπ‘šπ‘’π‘‘π‘’π‘Ÿ(𝐷0) =πΌπ‘›π‘‘π‘’π‘Ÿπ‘›π‘Žπ‘™ π‘‘π‘–π‘Žπ‘šπ‘’π‘‘π‘’π‘Ÿ

π‘œπ‘π‘‘π‘–π‘šπ‘Žπ‘™ π‘Ÿπ‘Žπ‘‘π‘–π‘’π‘  π‘Ÿπ‘Žπ‘‘π‘–π‘œ

𝑒π‘₯π‘‘π‘’π‘Ÿπ‘›π‘Žπ‘™ π‘‘π‘–π‘Žπ‘šπ‘‘π‘’π‘Ÿ(𝐷0) =65

0.5360

𝑒π‘₯π‘‘π‘’π‘Ÿπ‘›π‘Žπ‘™ π‘‘π‘–π‘Žπ‘šπ‘’π‘‘π‘’π‘Ÿ = 121.27π‘šπ‘š β‰ˆ 121π‘šπ‘š

(3.4)

Pitch (βˆ†);

The pitch refers to the period of the blade. The optimal pitch ratio for a

screw turbine with 14 blades as extracted from the table of optimal values is

0.3270.

The pitch ratio is given by the formula below;

πœ†βˆ— =𝐾𝛬

2πœ‹π‘…0

𝛬 = (2πœ‹π‘…0πœ†βˆ—)/𝐾

𝑅0 = π‘‚π‘’π‘‘π‘’π‘Ÿ π‘Ÿπ‘Žπ‘‘π‘–π‘’π‘  =121

2= 60.5π‘šπ‘š

πœ†βˆ— = π‘œπ‘π‘‘π‘–π‘šπ‘Žπ‘™ π‘Ÿπ‘Žπ‘‘π‘–π‘’π‘  π‘Ÿπ‘Žπ‘‘π‘–π‘œ = 0.3270

𝐾 = π‘ π‘™π‘œπ‘π‘’ π‘œπ‘“ π‘‘β„Žπ‘’ π‘ π‘π‘Ÿπ‘’π‘€ = 1.23

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π‘œπ‘π‘‘π‘–π‘šπ‘’π‘š π‘π‘‘π‘–π‘β„Ž =6.28 Γ— 60.5 Γ— 0.3270

1.23= 101π‘šπ‘š

(3.5)

Thus for the screw turbine under construction the optimum pitch or

period of the blades ought to be 101mm, However a lack of facilities to facilitate

a robust bending of the blades made it very difficult to produce a screw with that

given pitch and as such, the pitch was adjusted to 70mm.That pitch was adopted

after one week of struggling to maintain a pitch of 101mm on the shaft.

Angle of incline (Ξ²):

This is the angle of incline of spiral intersection of blade and inner

cylinder with respect to the axis of screw. In order to determine this angle we

need the radius of the inner cylinder and a length along the screw axis which

each blade covers before is joined to the next blade.

𝛽 =π‘‘π‘Žπ‘›βˆ’1(π‘Ÿπ‘Žπ‘‘π‘–π‘’π‘  π‘œπ‘“ π‘–π‘›π‘‘π‘’π‘Ÿπ‘›π‘Žπ‘™ π‘π‘¦π‘™π‘–π‘›π‘‘π‘’π‘Ÿ)

(π‘™π‘–π‘›π‘’π‘Žπ‘Ÿ π‘™π‘’π‘›π‘”π‘‘β„Ž π‘Žπ‘™π‘œπ‘›π‘” π‘‘β„Žπ‘’ π‘ π‘π‘Ÿπ‘’π‘€)= π‘‘π‘Žπ‘›βˆ’1 (

30.5

40) = 37.30

(3.6)

Angle of incline (Ξ±):

This is the angle of incline of spiral intersection of a blade and the outer

cylinder of the blade with respect to the screw axis. It was also determined in a

manner similar to Ξ² but this time with reference to the radius of the outer

cylinder.

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𝛼 =π‘‘π‘Žπ‘›βˆ’1(π‘Ÿπ‘Žπ‘‘π‘–π‘’π‘  π‘œπ‘“ π‘‘β„Žπ‘’ π‘œπ‘’π‘‘π‘’π‘Ÿ π‘π‘¦π‘™π‘–π‘›π‘‘π‘’π‘Ÿ)

π‘™π‘’π‘›π‘”π‘‘β„Ž π‘Žπ‘™π‘œπ‘›π‘” π‘‘β„Žπ‘’ π‘ π‘π‘Ÿπ‘’π‘€=

π‘‘π‘Žπ‘›βˆ’1 (121

2)

40= 56.50

(3.7)

These two angles were closely adhered to during the construction

process.

The group of design parameters:

Length of the turbine.

Angle of incline for the screw on site.

Number of blades.

Diameter of outer cylinder

Inclination angles of the blades with respect to the screw axis

Fully describes the screw and as such the screw was constructed on the

basis of the values given.

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Pulley Design:

The design parameters of the pulley where largely influenced by the

physical dimensions of the alternator (generator) especially those of its pulley

since this the part of the alternator which was to be interacting with the pulley.

Alternator pulley dimensions

Table 7 Alternator Pulley Dimensions 2.

PARAMETER VALUE

Pulley diameter 38mm

Width of fan belt groove 10mm

Depth of fan belt groove 10mm

This set up is called a drive and driven assembly in which the alternator

pulley was to be driven by the fabricated pulley using a fan belt. The diameter of

the pulley was thus governed by the velocity ratios equation (Machine Design,

R.S Khrumi)

𝑁2

𝑁1=

𝐷1

𝐷2

𝑁1 = π‘…π‘œπ‘‘π‘Žπ‘‘π‘–π‘œπ‘›π‘Žπ‘™ 𝑠𝑝𝑒𝑒𝑑 π‘œπ‘“ π‘‘β„Žπ‘’ 𝑝𝑒𝑙𝑙𝑒𝑦(π‘‘π‘Ÿπ‘–π‘£π‘’π‘Ÿ)

𝑁2 = π‘…π‘œπ‘‘π‘Žπ‘‘π‘–π‘œπ‘›π‘Žπ‘™ 𝑠𝑝𝑒𝑒𝑑 π‘œπ‘“ π‘‘β„Žπ‘’ π‘Žπ‘™π‘‘π‘Ÿπ‘›π‘Žπ‘‘π‘œπ‘Ÿ 𝑝𝑒𝑙𝑙𝑒𝑦(π‘“π‘œπ‘™π‘™π‘œπ‘€π‘’π‘Ÿ)

𝐷1 = π·π‘–π‘Žπ‘šπ‘’π‘‘π‘’π‘Ÿ π‘œπ‘“ π‘‘β„Žπ‘’ 𝑝𝑒𝑙𝑙𝑒𝑦(π‘‘π‘Ÿπ‘–π‘£π‘’π‘Ÿ)

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𝐷2 = π·π‘–π‘Žπ‘šπ‘’π‘‘π‘’π‘Ÿ π‘œπ‘“ π‘‘β„Žπ‘’ π‘Žπ‘™π‘‘π‘’π‘Ÿπ‘›π‘Žπ‘‘π‘œπ‘Ÿ 𝑝𝑒𝑙𝑙𝑒𝑦(π‘“π‘œπ‘™π‘™π‘œπ‘€π‘’π‘Ÿ)

(3.8)

The researcher initially sought to increase the rotational speed of the

alternator pulley by 40 times that of the screw pulley. This would have meant

that the pulley would have had a diameter of;

𝑝𝑒𝑙𝑙𝑒𝑦 π‘‘π‘–π‘Žπ‘šπ‘‘π‘’π‘Ÿ π‘‘π‘œ π‘–π‘›π‘π‘Ÿπ‘’π‘Žπ‘ π‘’ π‘Žπ‘™π‘‘π‘’π‘Ÿπ‘›π‘Žπ‘‘π‘œπ‘Ÿ 𝑝𝑒𝑙𝑙𝑒𝑦 𝑠𝑝𝑒𝑒𝑑 𝑏𝑦 40 = 40 Γ— 38 = 1520π‘šπ‘š

(3.9)

This was not realistic and there was no stock which could make a pulley

that big. The available stock had a diameter of 190mm meaning that the speed

ratio would be;

𝑁2

𝑁1=

190

38= 5

(3.10)

This is reasonable for a project of this scale. Thus the pulley was made

with diameter of 190mm. The belt grooves dimensions were adopted from the

alternator pulley. The schematic below shows the arrangement of the layout.

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Machined members:

The machined members are the mild steel cylindrical bars which were

welded to both ends of the shaft so that it may fit in the ball bearings. Thus, the

design parameters of these two pieces were largely influenced by the diameter of

the ball bearings and the internal diameter of the shaft in which they were to be

fitted.

Diameter of the end to fit in the shaft = 58mm.

Diameter of end to fit in the ball bearing and the pulley = 30mm

Ball bearing diameter = 30mm

Machined member to which the pulley was attached.

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The machined member to be welded to the side of the screw that was to

be submerged in the water was designed the same as the layout above, the only

difference being the length of the 30mm protruding member which was left at

30mm.

Trough design parameters:

The design of the trough is governed by the equation an equation which

determines the gap between the screw and the trough given by Nagel (Nagel

1968):

π‘”π‘Žπ‘ = 4.5 Γ— √𝐷

πΊπ‘Žπ‘ = 4.5 Γ— √121

π‘”π‘Žπ‘ = 49.5 β‰ˆ 50π‘šπ‘š

(3.11)

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Guided by this design parameter and of course the length of the screw,

the trough was designed with the following parameters with screw being

centrally aligned in the trough:

π‘“π‘Ÿπ‘œπ‘š π‘‘β„Žπ‘’ π‘π‘Žπ‘ π‘’ π‘‘π‘œ π‘‘β„Žπ‘’ π‘‘π‘œπ‘ = 121 + 50 + 50 = 221π‘šπ‘š

(3.12)

The arc length of the trough is 0.67 m and its length determined by the

length of the screw is to be 1.22m.

This was all the information that was necessary to design the screw

turbine and after having fully determined each of these parameters it was now

necessary to produce the design in Solid Works.

3.2.2 Simulation of the Turbine in Solid Works.

Before a simulation of the turbine could be carried out the first step was

to reproduce the turbine in Solid Works. The following steps were followed to

reproduce the design in Solid Works;

Select any plane from the planes pane on the left-hand side of the screen.

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Sketch tab on the top left corner was then selected and then the icon for

sketching a circle was selected in order to reproduce a circle whose

diameter is equal to the inner diameter of the screw.

Within the sketch tab, there is an item labelled offset entities which

enables the addition of the outer diameter of the screw to be added to the

sketch since the thickness of the shaft of the turbine is 2mm the offset

parameter was set at 2mm to reproduce the outer diameter of the turbine.

The sketch tab was exited and the features tab was selected and the

extruded boss/base tab was selected, which gave the sketch a three-

dimensional view. On the left side of the screen a pane which allowed for

the addition of the length of the screw popped and the length of the screw

to which blades were to be attached was entered (1000mm).

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Once the turbine shaft had been produced the thickness of the shaft was

selected and subsequently the sketch tab which appears was selected and

then the sketch tab was exited from the top left corner of the screen. Then

the features tab was selected to reveal the curves item. The curves drop

down menu was selected to reveal the different types of curves and the

helix curve was selected. Once it was selected the parameters reflective

the turbine up for construction were entered. i.e. pitch=70mm, clockwise

direction with a start angle of zero degrees.

Once the helix had been produced a reference plane to produce the three-

dimension view of the helix was selected and a sketch was made at the

starting point of the helix curve. The sketch was basically a rectangle

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with a breadth equivalent to the thickness of the blades (3mm) and a

height equal to the height of the blades measured from the top of the

shaft. At the top left corner is tab named swept boss/base. It was selected

in order to reproduce a 3D sweep of the helix and thus generating the 14-

bladed screw shown below. (Colour change is as a result of changing the

material from brass to mild steel).

After the turbine had been designed in Solid Works, the trough was

designed after. This was achieved by selecting a front plane from the

planes pane, selecting the sketch tab and from the drop-down menu of the

arcs, a three point curve was selected which was offset by 3mm to reflect

the thickness of the trough. The resulting arc was then extruded by

1200m which is the length of the trough.

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3.3 Construction of the Turbine.

3.3.1 Materials of construction

Once the design parameters had been produced, the construction stage of

the turbine was initiated by sourcing the construction materials. All the materials

used in this project were bought expect a few that were improvised.

The improvised aspects of the project includes the support for the

generator and the flat mild steel bars used to support the turbine in the trough.

The table below shows the turbine parts, the material from which they are

constructed and the dimensions of each part;

Table 8 Dimensions of turbine parts 2.

PART MATERIAL DIMENSIONS

Turbine shaft Galvanised steel

pipe

Length 1000mm

Inner diameter 56mm

Outer diameter 58mm

Thickness of pipe 2mm

blades

Mild steel

length 2400mm

thickness 3mm

width 1200mm

Ball bearingsΓ—2 Stainless steel Internal diameter 30mm

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PART MATERIAL DIMENSIONS

Machined

membersΓ—2

Stainless steel

machined

member on

submerged

end

Diameter

of

protrudin

g end

30mm

Length of

protrudin

g end

30mm

Outer

diameter

58mm

Machined

member to

which

pulley is

attached

Diameter

of

protrudin

g end

30mm

Length of

protrudin

g end

175mm

Outer

diameter

55mm

Trough Mild steel

Length

thickness

arc

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PART MATERIAL DIMENSIONS

length

1220mm

3mm

670mm

Pulley Mild steel

Diameter

Hole

diameter

thickness

190mm 30mm 20mm

3.3.2 Fabrication Process

3.3.2.1 Construction of blades

The turbine blades were made by cutting square plates from the

rectangular mild steel sheet using a grinder. A pipe was then tacked to each steel

plate by welding so that clamping can be done easily when the edges of each

plates were being evened out on the lathe machine.

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Figure 22 Lathe Machine.

The lathe process led to a formation of disks evenly smoothened out at

the circumference. Once the disks had their circumference smoothened by the

lathe machine, the same machine was use to bore out a hole of 70mm diameter at

the centre of each plate to produce a disk like the one shown below:

Figure 23 Disk.

Once all the disks had been produced they had to be fitted onto the shaft

spaced by a pitch of 70mm, to achieve this each disk was cut from the outer

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circumference to the inner circumference of the bored hole using an angle

grinder.

Finally, by employing arch welding all the 14 blades were fitted to the

shaft to produce a complete spiral with 14 blades each spaced by 70mm from

each other;

3.3.2.2 Pulley Construction

A stock of mild steel was first cut out from an already available long and

large mild steel stock using an angle grinder. The cut stock was then set

on the lathe machine.

Centers were made or marked on the cut stock as it was set to the lathe

machine in order that it runs true or straight.

To achieve the 120mm outer diameter of the pulley, it was machined

down while on the lathe machine.

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Afterwards grooves were made in the stock.

Since the pulley was not to be attached to the machined member by

welding, the constructed pulley was inserted on the slotting machine in

order to make a key way through which the machined member was to be

locked to the pulley.

Figure 24 Shaft & blade construction.

Figure 25 Stock for the pulley.

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Figure 26 Slotting Machine.

3.3.2.3 Machined members modification

Stock members were cut using an angle grinder.

Centres were made on both sides of each of the stock members to ensure

that it runs true and or straight.

The stocks were both machined down to a diameter of 55mm so that they

can all fit inside the pipe/shaft of the turbine.

Once the 55mm machining down had been conducted it was now

necessary to machine down the opposite side of each of these members to

a diameter of 30mm to fit in the bearings and the pulley, this was done

by unclamping the work and clamping it on the finished side i.e the

55mm side.

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The shaft to which the pulley was to be inserted was then taken to the

milling machine in order to make a key slot.

Using a dividing head and the tail stock, the shaft was the clamped on the

milling machine and the machining process was initiated.

A trough in which the turbine was to sit was constructed by rolling a

3mm sheet of mild steel plate on a rolling machine.

Finally, the screw was then fitted on the trough using the bearings which

were fitted on the two shafts.

Figure 27 Milling Machine.

3.3.2.4 Completed assembly

The picture below shows the completed assembly of the turbine, trough

and the pulley mechanism. The protruding metal bars are the ones to which the

generator is to be attached.

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Figure 28 Completed Assembly.

3.3.3 Electrical Assembly

Once the turbine, trough, pulley had been assembled together the next

phase of the assembly was the mounting of a generator to the turbine. The

researcher used a bicycle dynamo to act as a generator.

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Figure 30 Mounting of the Dynamo.

The dynamo was mounted above the pulley using bolts and screws right

above the pulley and the fan belt was inserted so that it ran along the pulley

mounted to the screw and the pulley of the dynamo as shown below:

Figure 29 Operating Archimedes Screw Generator.

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CHAPTER 4. RESULTS AND ANALYSIS

4.1 Power Available at the site

The maximum power available at any site being considered for a hydro

turbine installation is given by the equation ;( Archimedes Screw for Micro

hydro power generation, William Lubtiz)

𝑃𝑀𝐴𝑋 = π‘„π»πœŒπ‘”

(4.1)

Q is the total volumetric flow rate of the water at the site.

H is the maximum head or the height from which the water falls.

ρ is the density of the water (1000kg/m3)

G is the acceleration due to gravity (9.81m/s2)

Volumetric flow rate data collection.

Table 9 Site Dimensions.

PARAMETER VALUE

length of canal over which the velocity of the

flowing stream was determined

5m

width of canal 2.20m

Depth of water flowing in the canal 0.15m

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Trials runs for the time taken for a floater to cover 5m.

Table 10 current flow time.

TRIAL TIMES(sec)

1 2.33

2 2.29

3 2.47

4 2.12

25 2.04

6 2.37

7 2.17

8 2.11

9 2.31

10 2.47

π‘£π‘œπ‘™π‘’π‘šπ‘’π‘‘π‘Ÿπ‘–π‘ π‘“π‘™π‘œπ‘€ π‘Ÿπ‘Žπ‘‘π‘’(𝑄) = πΆπ‘Ÿπ‘œπ‘ π‘  π‘ π‘’π‘π‘‘π‘–π‘œπ‘›π‘Žπ‘™ π‘Žπ‘Ÿπ‘’π‘Ž π‘œπ‘“ π‘π‘Žπ‘›π‘Žπ‘™ Γ— π‘£π‘’π‘™π‘œπ‘π‘–π‘‘π‘¦ π‘œπ‘“ π‘€π‘Žπ‘‘π‘’π‘Ÿ

π‘π‘Ÿπ‘œπ‘ π‘  π‘ π‘’π‘π‘‘π‘–π‘œπ‘Žπ‘›π‘™ π‘Žπ‘Ÿπ‘’π‘Ž = π‘€π‘–π‘‘π‘‘β„Ž π‘œπ‘“ π‘π‘Žπ‘›π‘Žπ‘™ Γ— π‘‘π‘’π‘π‘‘β„Ž π‘œπ‘“ π‘€π‘Žπ‘‘π‘’π‘Ÿ 𝑖𝑛 π‘π‘Žπ‘›π‘Žπ‘™

= 2.2 Γ— 0.15 = 0.33π‘š2

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Velocity of the flowing water in the canal.

π‘£π‘’π‘™π‘œπ‘π‘–π‘‘π‘¦ π‘œπ‘“ π‘€π‘Žπ‘‘π‘’π‘Ÿ 𝑖𝑛 π‘π‘Žπ‘›π‘Žπ‘™ =(π‘‘π‘–π‘ π‘‘π‘Žπ‘›π‘π‘’ π‘π‘œπ‘£π‘’π‘Ÿπ‘’π‘‘)

π‘‘π‘–π‘šπ‘’ π‘‘π‘Žπ‘˜π‘’π‘›

(4.2)

Average time taken for the floater to cover a distance of 5m;

aπ‘£π‘’π‘Ÿπ‘Žπ‘”π‘’ π‘‘π‘–π‘šπ‘’ π‘‘π‘Žπ‘˜π‘’π‘›

=2.33 + 2.29 + 2.47 + 2.12 + 2.04 + 2.37 + 2.17 + 2.11 + 2.31 + 2.47

10

π‘Žπ‘£π‘’π‘Ÿπ‘Žπ‘”π‘’ π‘‘π‘–π‘šπ‘’ π‘‘π‘Žπ‘˜π‘’π‘› =22.68

10= 2.268𝑠𝑒𝑐

(4.3)

Thus the velocity of the water flowing in the canal is;

π‘£π‘’π‘™π‘œπ‘π‘–π‘‘π‘¦ =5

2.268= 2.205π‘š/𝑠𝑒𝑐

(4.4)

The volumetric flow rate of the water in the canal and therefore the flow

rate from the site where the turbine is installed is:

π‘£π‘œπ‘™π‘’π‘šπ‘’π‘‘π‘Ÿπ‘–π‘ π‘“π‘™π‘œπ‘€ π‘Ÿπ‘Žπ‘‘π‘’ = 0.33 Γ— 2.205 = 0.728π‘š3/𝑠𝑒𝑐

(4.5)

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Power available at the site:

π‘π‘œπ‘€π‘’π‘Ÿ π‘Žπ‘£π‘Žπ‘–π‘™π‘π‘Žπ‘™π‘’ π‘Žπ‘‘ π‘‘β„Žπ‘’ 𝑠𝑖𝑑𝑒 = 0.728 Γ— 1000 Γ— 0.93 Γ— 9.81

π‘π‘œπ‘€π‘’π‘Ÿ π‘£π‘Žπ‘–π‘™π‘Žπ‘π‘™π‘’ π‘Žπ‘‘ 𝑠𝑖𝑑𝑒 = 6641.8π‘€π‘Žπ‘‘π‘‘π‘  = 6.641πΎπ‘Š

(4.6)

Power made available to the turbine.

This all power is not being made available to the turbine because the

turbine does not have a diameter of 2.2m so it can be subjected to the entire

volume of water having that power.

Therefore the amount of power made available to the turbine depends on

the dimensions of the trough since it is the one through which the water is

flowing before contacting the turbine.

Table 11 Trough Dimensions.

TROUGH PARAMETER

(ASSUMING A SEMI CYLINDER)

VALUE

Diameter of trough 0.323m

Length of the trough 1.22m

Volume of water passing through the trough every second= volume of

partially filled cylinder.

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π‘£π‘œπ‘™π‘’π‘šπ‘’ π‘œπ‘“ π‘€π‘Žπ‘‘π‘’π‘Ÿ π‘“π‘™π‘œπ‘€π‘–π‘›π‘” 𝑖𝑛 π‘‘β„Žπ‘’ π‘‘π‘Ÿπ‘œπ‘’π‘”β„Ž π‘’π‘£π‘’π‘Ÿπ‘¦ π‘ π‘’π‘π‘œπ‘›π‘‘ = 1/2 Γ— πœ‹ Γ— 𝑅2 Γ— 𝐻

(4.7)

The total power made available to the turbine will be calculated on the

basis of this volumetric flow rate.

Vπ‘œπ‘™π‘’π‘šπ‘’ π‘œπ‘“ π‘€π‘Žπ‘‘π‘’π‘Ÿ π‘“π‘™π‘œπ‘€π‘–π‘›π‘” π‘‘β„Žπ‘Ÿπ‘œπ‘’π‘”β„Ž π‘‘β„Žπ‘’ π‘‘π‘’π‘Ÿπ‘π‘–π‘›π‘’ = 0.5 Γ— 3.142 Γ— 0.16152 Γ— 1.22

= 0.05π‘š3/𝑠

π‘π‘œπ‘€π‘’π‘Ÿ π‘šπ‘Žπ‘‘π‘’ π‘Žπ‘£π‘Žπ‘–π‘™π‘π‘™π‘’ π‘‘π‘œ π‘‘β„Žπ‘’ π‘‘π‘’π‘Ÿπ‘π‘–π‘›π‘’ = 𝑄𝑑 Γ— 𝜌 Γ— 𝑔 Γ— β„Ž

π‘π‘œπ‘€π‘’π‘Ÿ π‘šπ‘Žπ‘‘π‘’ π‘Žπ‘£π‘Žπ‘–π‘™π‘Žπ‘π‘™π‘’ π‘‘π‘œ π‘‘β„Žπ‘’ π‘‘π‘’π‘Ÿπ‘π‘–π‘›π‘’ = 0.05 Γ— 1000 Γ— 9.81 Γ— 0.93 = 456.2π‘Šπ‘Žπ‘‘π‘‘π‘ 

(4.8)

4.2 Mechanical power of the screw Turbine.

The mechanical power of the turbine manifests itself as the rotational

kinetic energy of the turbine as shown in the picture below the splashes of the

water are as a result of the rotation of the blades of the turbine.

Figure 30 The turbine installed at the site.

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The mechanical power of the turbine is given by the equation below:

mπ‘’π‘β„Žπ‘Žπ‘›π‘–π‘π‘Žπ‘™ π‘π‘œπ‘€π‘’π‘Ÿ π‘œπ‘“ π‘‘β„Žπ‘’ π‘‘π‘’π‘Ÿπ‘π‘–π‘›π‘’

= π‘‘π‘œπ‘Ÿπ‘žπ‘’π‘’ Γ— π‘Ÿπ‘œπ‘‘π‘Žπ‘‘π‘–π‘œπ‘›π‘Žπ‘™ 𝑠𝑝𝑒𝑒𝑑 π‘œπ‘“ π‘‘β„Žπ‘’ π‘‘π‘’π‘Ÿπ‘π‘–π‘›π‘’(π‘Ÿπ‘Žπ‘‘π‘ 

𝑠)

𝑃𝑀𝐸𝐢𝐻 = 𝑇 Γ— πœ”

(4.9)

(Theory of machines, RS KHURMI).

In order to determine the values of both the torque generated by the screw

and the rotational speed of the screw sophisticated and costly instruments are

required. A load cell attached to circuitry using the Hall Effect could be used to

determine the torque of the screw and tachometer can be used to determine the

rotational speed of the turbine.

However, none of the above mentioned instruments are at the disposal of

the researcher thus making it impossible to determine the mechanical power

output using the formula.

But since the mechanical power manifests itself as the rotational kinetic

energy, the researcher used the rotational kinetic energy formula to determine the

mechanical power of the turbine.

π‘Ÿπ‘œπ‘‘π‘Žπ‘‘π‘–π‘œπ‘›π‘Žπ‘™ π‘˜π‘–π‘›π‘’π‘‘π‘–π‘ π‘’π‘›π‘’π‘Ÿπ‘”π‘¦ = 1/2 Γ— 𝐼 Γ— πœ”2

(4.10)

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I is called the moment of inertia of a rotating object in this case the

rotating object is the turbine.

The moment of inertia is the product of the mass of a rotating body and

the square of its radius of gyration.

π‘šπ‘Žπ‘ π‘  π‘šπ‘œπ‘šπ‘’π‘›π‘‘ π‘œπ‘“ π‘–π‘›π‘’π‘Ÿπ‘‘π‘–π‘Ž = π‘šπ‘Žπ‘ π‘  π‘œπ‘“ π‘œπ‘π‘—π‘’π‘π‘‘ Γ— π‘Ÿπ‘Žπ‘‘π‘–π‘’π‘  π‘œπ‘“ π‘”π‘¦π‘Ÿπ‘Žπ‘‘π‘–π‘œπ‘›2

𝐼 = 𝑀 Γ— 𝐾2

(4.11)

(Theory of machines, RS KHURMI).

The radius of gyration is defined as the distance from a given reference,

where the whole body is assumed to be concentrated give the same value of I.

Mass of the screw.

The following data was utilized to determine the mass of the screw:

Table 12 Density of turbine parts.

NAME OF

SCREW

PART

DIMENSIONS OF PART DENSITY OF

MATERIAL USED

Blades Radius of disk 0.0605m Mild steel 7850kg/m3

Thickness 0.003m

Radius of cut out 0.035m

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disk

Pipe/shaft on

which blades

are welded

thickness 0.002m Galvanized

steel

7900kg/m3

circumference 0.182m

length 1m

Machined

member

attached to the

pulley.

Cylinder 1

(30mm)

Cylinder 2

(58mm)

Stainless

steel

8030kg/m3

radius 0.015m radius 0.029m

height 0.175m height 0.1m

Machined

member

submerged in

water

Cylinder

1(30mm)

Cylinder

2(58mm)

Stainless

steel

8030kg/m3

Radius 0.015m Radius 0.029m

height 0.03m Height 0.14m

Mass of the 14 blades;

π‘šπ‘Žπ‘ π‘  π‘œπ‘“ π‘‘β„Žπ‘’ π‘π‘™π‘Žπ‘‘π‘’π‘  = 14 Γ— π‘šπ‘Žπ‘ π‘  π‘œπ‘“ π‘Ž 𝑠𝑖𝑛𝑔𝑙𝑒 π‘π‘™π‘Žπ‘‘π‘’.

π‘šπ‘Žπ‘ π‘  π‘œπ‘“ π‘Ž 𝑠𝑖𝑛𝑔𝑙𝑒 π‘π‘™π‘Žπ‘‘π‘’ = 𝜌 Γ— π‘‰π‘œπ‘™π‘’π‘šπ‘’ = πœŒπ‘‘πœ‹[(𝑅2) βˆ’ (π‘Ÿ2)]

π‘šπ‘Žπ‘ π‘  π‘œπ‘“ π‘Ž 𝑠𝑖𝑛𝑔𝑙𝑒 π‘π‘™π‘Žπ‘‘π‘’ = (7850 Γ— 0.003 Γ— 3.142)[0.06052 βˆ’ 0.0352]

π‘šπ‘Žπ‘ π‘  π‘œπ‘“ π‘Ž 𝑠𝑖𝑛𝑔𝑙𝑒 π‘π‘™π‘Žπ‘‘π‘’ = 0.18π‘˜π‘”

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π‘šπ‘Žπ‘ π‘  π‘œπ‘“ 14 π‘π‘™π‘Žπ‘‘π‘’π‘  = 14 Γ— 0.18π‘˜π‘” = 2.52π‘˜π‘”

(4.12)

Mass of the shaft:

π‘ β„Žπ‘Žπ‘“π‘‘ π‘šπ‘Žπ‘ π‘  = 𝜌 Γ— π‘‰π‘œπ‘™π‘’π‘šπ‘’ π‘œπ‘“ π‘ β„Žπ‘Žπ‘“π‘‘

π‘ β„Žπ‘Žπ‘“π‘‘ π‘šπ‘Žπ‘ π‘  = 𝜌 Γ— π‘π‘–π‘Ÿπ‘’π‘šπ‘“π‘Ÿπ‘’π‘›π‘π‘’ π‘œπ‘“ π‘ β„Žπ‘Žπ‘“π‘‘ Γ— π‘‘β„Žπ‘–π‘π‘˜π‘›π‘’π‘ π‘  Γ— π‘™π‘’π‘›π‘”π‘‘β„Ž

π‘ β„Žπ‘Žπ‘“π‘‘ π‘šπ‘Žπ‘ π‘  = 7900 Γ— 0.182 Γ— 0.002 Γ— 1 = 2.88π‘˜π‘”

(4.13)

Mass of machined member attached to pulley:

𝑀𝑃𝑒𝑙𝑙𝑒𝑦 = πœŒπœ‹[(𝑅2 Γ— β„Ž1) + (π‘Ÿ2 Γ— β„Ž2)]

𝑀𝑝𝑒𝑙𝑙𝑒𝑦 = 8030 Γ— 3.142[(0.0292 Γ— 0.1) + (0.0152 Γ— 0.175)] = 3.12π‘˜π‘”

(4.14)

Mass of machined member submerged in water:

π‘€π‘ π‘’π‘π‘šπ‘’π‘Ÿπ‘”π‘’π‘‘ = πœŒπœ‹[(𝑅2 Γ— β„Ž1) + (π‘Ÿ2 Γ— β„Ž2)]

𝑀𝑝𝑒𝑙𝑙𝑒𝑦 = 8030 Γ— 3.142[(0.0292 Γ— 0.14) + (0.0152 Γ— 0.03)] = 3.14π‘˜π‘”

(4.15)

Total mass of screw:

π‘‘π‘œπ‘‘π‘Žπ‘™ π‘šπ‘Žπ‘ π‘  π‘œπ‘“ π‘‘β„Žπ‘’ π‘ π‘π‘Ÿπ‘’π‘€ = 2.52 + 2.88 + 3.12 + 3.14 = 11.66π‘˜π‘”

(4.16)

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4.2.1 Radius of gyration

Since the axis of rotation of the turbine is at the centre of the screw along

the length of the screw, then the researcher used as the radius of gyration the

length from the centre of the screw to the tip of the blade of a turbine.

dπ‘–π‘ π‘‘π‘Žπ‘›π‘π‘’ π‘“π‘Ÿπ‘œπ‘š π‘π‘’π‘›π‘‘π‘’π‘Ÿ 𝑑𝑖𝑝 π‘œπ‘“ π‘π‘™π‘Žπ‘‘π‘’ = π‘Ÿπ‘Žπ‘‘π‘–π‘’π‘  π‘œπ‘“ π‘”π‘¦π‘Ÿπ‘Žπ‘‘π‘–π‘œπ‘› = 0.15π‘š

(4.17)

Mass moment of inertia of the screw

π‘šπ‘Žπ‘ π‘  π‘šπ‘œπ‘šπ‘’π‘›π‘‘ π‘œπ‘“ π‘–π‘›π‘’π‘Ÿπ‘‘π‘–π‘Ž = π‘€π‘†πΆπ‘…πΈπ‘Š Γ— π‘…π‘Žπ‘‘π‘–π‘’π‘  π‘œπ‘“ π‘”π‘¦π‘Ÿπ‘Žπ‘‘π‘–π‘œπ‘›2

(4.18)

(Theory of machines, RS KHURMI).

πΌπ‘ π‘π‘Ÿπ‘’π‘€ = 11.66 Γ— 0.152

πΌπ‘ π‘π‘Ÿπ‘’π‘€ = 0.262π‘˜π‘”π‘š2

(4.19)

4.2.2 Rotational speed of screw

The following data was gathered towards the determination of the

screw’s rotational speed in radians/sec.

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Table 13 rotational period of screw.

TRIAL 1 2 3 4 5 6 7 8 9 10 11 12

Time taken

to complete

one

oscillation(

sec)

0.1

2

0.1

2

0.1

2

0.1

2

0.1

1

0.1

2

0.1

2

0.1

2

0.1

1

0.1

0

0.1

1

0.1

2

π‘ƒπ‘’π‘Ÿπ‘–π‘œπ‘‘ =(0.11) Γ— 4 + 8(0.12)

12

π‘π‘’π‘Ÿπ‘–π‘œπ‘‘ = 0.12𝑠𝑒𝑐

π‘Ÿπ‘œπ‘‘π‘Žπ‘‘π‘–π‘œπ‘›π‘Žπ‘™ 𝑠𝑝𝑒𝑒𝑑 = πœ” =2πœ‹

π‘π‘’π‘Ÿπ‘–π‘œπ‘‘

πœ” =6.28

0.12= 52.3π‘Ÿπ‘Žπ‘‘π‘ /𝑠𝑒𝑐

4.2.3 Rotational Kinetic energy of the screw

π‘Ÿπ‘œπ‘‘π‘Žπ‘‘π‘–π‘œπ‘›π‘Žπ‘™ π‘˜π‘–π‘›π‘’π‘‘π‘–π‘ π‘’π‘›π‘’π‘Ÿπ‘”π‘¦ = 1/2 Γ— 𝐼 Γ— πœ”2

(4.20)

(Theory of machines, RS KHURMI).

rπ‘œπ‘‘π‘Žπ‘‘π‘–π‘œπ‘›π‘Žπ‘™ π‘˜π‘–π‘›π‘’π‘‘π‘–π‘ π‘’π‘›π‘’π‘Ÿπ‘”π‘¦ =1

2Γ— 0.262 Γ— 52.32

π‘Ÿπ‘œπ‘‘π‘Žπ‘‘π‘–π‘œπ‘›π‘Žπ‘™ π‘˜π‘–π‘›π‘’π‘‘π‘–π‘ π‘’π‘›π‘’π‘Ÿπ‘”π‘¦ π‘œπ‘“ π‘‘β„Žπ‘’ π‘ π‘π‘Ÿπ‘’π‘€ = 358.8π‘€π‘Žπ‘‘π‘‘π‘ 

(4.21)

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4.2.4 Mechanical efficiency of the screw turbine

The mechanical efficiency of the screw turbine refers to the ratio of the

mechanical power which manifests itself as the rotational kinetic energy of the

turbine to the power made power input made available by the flowing water.

π‘šπ‘’π‘β„Žπ‘Žπ‘›π‘–π‘π‘Žπ‘™ 𝑒𝑓𝑓𝑖𝑐𝑛𝑒𝑐𝑦 = πœ‚π‘šπ‘’π‘β„Ž =π‘Ÿπ‘œπ‘‘π‘Žπ‘‘π‘–π‘œπ‘›π‘Žπ‘™ π‘˜π‘–π‘›π‘’π‘‘π‘–π‘ π‘’π‘›π‘’π‘Ÿπ‘”π‘¦ π‘œπ‘“ π‘ π‘π‘Ÿπ‘’π‘€

π‘π‘œπ‘€π‘’π‘Ÿ π‘šπ‘Žπ‘‘π‘’ π‘Žπ‘£π‘Žπ‘–π‘™π‘π‘™π‘’ 𝑏𝑦 π‘€π‘Žπ‘‘π‘’π‘ŸΓ— 100

(4.22)

(Power systems, V.K Mehta)

πœ‚π‘šπ‘π‘’β„Ž =358.8

456.2= 0.786

(4.23)

4.2.5 Electrical Output

Rotational speed of the pulley attached to the bicycle dynamo:

𝑁2

𝑁1=

190

38= 5

(4.24)

Where N1 is the rotational speed of the pulley attached to the screw

turbine. Thus the rotational speed of the pulley attached to the dynamo is:

(𝑁2) = 5 Γ— 52.3π‘Ÿπ‘Žπ‘‘π‘ 

𝑠𝑒𝑐= 261.5π‘Ÿπ‘Žπ‘‘π‘ /𝑠𝑒𝑐

(4.25)

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The frequency of the alternating induced voltage in the dynamo is the

same as the frequency of the pulley. Thus:

π‘“π‘Ÿπ‘’π‘žπ‘’π‘’π‘›π‘π‘¦ π‘œπ‘“ π‘‘β„Žπ‘’ 𝑝𝑒𝑙𝑙𝑒𝑦 =πœ”

2πœ‹=

261.5

6.28= 41.6𝐻𝑧

π‘“π‘Ÿπ‘’π‘žπ‘’π‘’π‘›π‘π‘¦ π‘œπ‘“ 𝑖𝑛𝑑𝑒𝑐𝑒𝑑 π‘£π‘œπ‘™π‘Žπ‘‘π‘”π‘’ = 41.6𝐻𝑧

(4.26)

4.2.6 AC Circuit and power Output

Data collection:

Internal resistance of the coil:

The internal resistance of the coil was measured directly using an

electrical multi meter. Value indicated was 7.5Ξ©.

Internal inductance of the coil

The internal inductance of the coil is given by the equation below:

𝐿 =πœ‡0 Γ— 𝑁2 Γ— 𝐴

𝑙

(4.27)

(Electrical Technology, Theraja)

πœ‡0 = π‘π‘’π‘Ÿπ‘šπ‘’π‘Žπ‘π‘–π‘™π‘–π‘‘π‘¦ π‘œπ‘“ π‘“π‘Ÿπ‘’π‘’ π‘ π‘π‘Žπ‘π‘’ = (1.25663706 Γ— 10βˆ’6π‘šπ‘˜π‘”π‘ βˆ’2π΄βˆ’2)

𝑁 = π‘π‘’π‘šπ‘π‘’π‘Ÿ π‘œπ‘“ π‘‘π‘’π‘Ÿπ‘›π‘  π‘œπ‘“ π‘‘β„Žπ‘’ π‘π‘œπ‘–π‘™ π‘œπ‘“ π‘‘β„Žπ‘’ π‘‘π‘¦π‘›π‘Žπ‘šπ‘œ

𝐴 = πΌπ‘›π‘›π‘’π‘Ÿ π‘π‘œπ‘Ÿπ‘’ π‘Žπ‘Ÿπ‘’π‘Ž = πœ‹π‘‘2/4

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𝑙 = π‘™π‘’π‘›π‘”π‘‘β„Ž π‘œπ‘“ π‘‘β„Žπ‘’ π‘π‘œπ‘–π‘™ 𝑖𝑛 π‘šπ‘’π‘‘π‘’π‘Ÿπ‘ .

(4.28)

It is worth noting that the inducatance of the coil could have easily been

determined by using an LCR meter but in the absense of such, the hard

painstaking way of counting the number of coils followed by a measurment of

the length of the coil and its diameter was adopted.

Number of turns of the coil.

Dynamo was dissmantled and the number of turns of the coil were

counted.

π‘›π‘’π‘šπ‘π‘’π‘Ÿ π‘œπ‘“ π‘‘π‘’π‘Ÿπ‘›π‘  = 𝑁 = 631

(4.29)

Length of the coil

π‘™π‘’π‘›π‘”π‘‘β„Ž π‘œπ‘“ π‘‘β„Žπ‘’ π‘π‘œπ‘–π‘™ = 𝑙 = 0.048π‘š

(4.30)

Area of the coil.

π‘Žπ‘Ÿπ‘’π‘Ž = πœ‹π‘‘2/4

π‘‘π‘–π‘Žπ‘šπ‘’π‘‘π‘’π‘Ÿ π‘œπ‘“ π‘‘β„Žπ‘’ π‘π‘œπ‘–π‘™ = 0.04π‘š

π‘Žπ‘Ÿπ‘’π‘Ž =3.142 Γ— 0.042

4= (1.2568 Γ— 10βˆ’3)π‘š2

(4.31)

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Thus the inductance of the coil:

𝐿 = π‘–π‘›π‘‘π‘’π‘π‘‘π‘Žπ‘›π‘π‘’ =πœ‡0 Γ— 𝑁2 Γ— 𝐴

𝑙

𝐿 = π‘–π‘›π‘‘π‘’π‘π‘Žπ‘‘π‘›π‘π‘’ =(1.25663706 Γ— 10βˆ’6) Γ— (6312) Γ— (1.2568 Γ— 10βˆ’3)

0.048

𝐿 = π‘–π‘›π‘‘π‘’π‘π‘‘π‘Žπ‘›π‘π‘’ = 0.0131β„Žπ‘’π‘›π‘Ÿπ‘¦π‘  = 13.1π‘šπ»

(4.32)

Internal reactance of the coil:

π‘–π‘›π‘‘π‘’π‘Ÿπ‘›π‘Žπ‘™ π‘Ÿπ‘’π‘Žπ‘π‘‘π‘Žπ‘›π‘π‘’ π‘œπ‘“ π‘‘β„Žπ‘’ π‘π‘œπ‘–π‘™ = 𝑋𝑖𝑛𝑑 = 2πœ‹π‘“πΏ

πΉπ‘Ÿπ‘’π‘žπ‘’π‘’π‘›π‘π‘¦ π‘œπ‘“ 𝑖𝑛𝑑𝑒𝑐𝑒𝑑 π‘£π‘œπ‘™π‘‘π‘Žπ‘”π‘’ = π‘“π‘Ÿπ‘’π‘žπ‘’π‘’π‘›π‘π‘¦ π‘œπ‘“ π‘‘β„Žπ‘’ 𝑝𝑒𝑙𝑙𝑒𝑦 = 41.6β„Žπ‘§

π‘–π‘›π‘‘π‘’π‘Ÿπ‘›π‘Žπ‘™ π‘–π‘›π‘‘π‘’π‘π‘‘π‘Žπ‘›π‘π‘’ = 𝑋𝑖𝑛𝑑 = (2 Γ— 3.142 Γ— 41.6 Γ— (13.1 Γ— 10βˆ’3))

𝑋𝑖𝑛𝑑 = 3.42𝛺

(4.33)

Resistance of the external load:

The external load used was bulb that came along with the dynamo

package. The bulb was rated 2.5W, 0.3A.

π‘…π‘’π‘ π‘–π‘ π‘‘π‘Žπ‘›π‘π‘’ π‘œπ‘“ π‘‘β„Žπ‘’ π‘™π‘œπ‘Žπ‘‘ =π‘π‘œπ‘€π‘’π‘Ÿ π‘Ÿπ‘Žπ‘‘π‘–π‘›π‘”

π‘π‘’π‘Ÿπ‘Ÿπ‘’π‘›π‘‘ π‘Ÿπ‘Žπ‘‘π‘–π‘›π‘”2= 𝑃/𝐼2

π‘…π‘™π‘œπ‘Žπ‘‘ =2.5

0.32= 27.8𝛺

(4.34)

Voltage output from the dynamo is as shown in the meter reading below,

it having been alternating means that it was fluctuating but stabilised around

13V.

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Figure 31 Electrical Operation.

4.2.7 Circuit diagram

The circuit diagram will thus have two resistors, one for the internal

resistance of the coil and the resistance of the load which in this case was the

load used. The other component of the circuit is the inductance of the coil. It is a

series ac circuit which will appear as the depiction below indicates:

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Circuit diagram with values plugged in:

The circuit is further condensed to the one shown below:

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The resultant circuit is an R-L series circuit.

For a purely resistive circuit, the ac voltage is in phase with the current

while the current lags the voltage by 900 in a purely inductive circuit thus the

combined phasor diagram will be:

The resultant voltage V is thus going to be given by:

π‘‰π‘ π‘œπ‘’π‘Ÿπ‘π‘’2 = π‘‰π‘Ÿπ‘’π‘ π‘–π‘ π‘‘π‘œπ‘Ÿ

2 + π‘‰π‘–π‘›π‘‘π‘’π‘π‘‘π‘œπ‘Ÿ2

(𝐼𝑍)2 = (𝐼𝑅)2 + (𝐼𝑋𝐿)2

𝑍2 = 𝑅2 + 𝑋𝐿2

(4.35)

Thus the impedance developed in the circuit will be:

𝑍 = βˆšπ‘…2 + 𝑋𝐿2

𝑍 = √35.32 + 3.422

𝑍 = 35.5𝛺

(4.36)

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Current developed in the circuit:

𝐼 =𝑉

𝑍=

13.08

35.5= 0.368𝐴

(4.37)

Phase angle between the supply voltage and the current.

πœƒ = π‘‘π‘Žπ‘›βˆ’1(𝑋𝐿

𝑅)

πœƒ = π‘‘π‘Žπ‘›βˆ’1 ((3.42)

35.3) = 5.530π‘™π‘Žπ‘”π‘”π‘–π‘›π‘”

(4.38)

Power output and power factor.

π‘π‘œπ‘€π‘’π‘Ÿ π‘œπ‘’π‘‘π‘π‘’π‘‘ = 𝑃 = π‘‰πΌπ‘π‘œπ‘ πœƒ

𝑃 = 13.08 Γ— 0.368 Γ— 𝐢𝑂𝑆 5.53

𝑃 = 4.79π‘Šπ‘Žπ‘‘π‘‘π‘ 

π‘π‘œπ‘€π‘’π‘Ÿ π‘“π‘Žπ‘π‘‘π‘œπ‘Ÿ = π‘π‘œπ‘ πœƒ = π‘π‘œπ‘ 5.53 = 0.995

(4.39)

Power output /power rating ratio.

The rated power output of the dynamo that was used is 5.5w. Thus the

ratio of the actual power output to the rated power output;

π‘œπ‘’π‘‘π‘π‘’π‘‘ π‘Ÿπ‘Žπ‘‘π‘–π‘œ =4.79

5.5= 0.87

(4.40)

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4.3 Discussion of Results

At this stage, the researcher wishes to make it known that the results

obtained during this study especially those which could have been more

accurately determined by the use of costly instruments are very open to

adjustment and thus the researcher does not claim infallibility of such results.

Examples of such results are listed in the table below and the appropriate

instrument which ought to have been used.

Table 14 Instrumentation devices used 2.

RESULT THAT MAY

BE SUBJECT TO

QUESTION

APPROPRIATE

INSTRUMENT

INSTRUMENT USED

Rotational speed of

screw

tachometer stopwatch

Screw’s torque Load cell with hall effect

circuitry

Inductance of the coil LCR meter Tape/calculation

The performance of the turbine is best assessed from its efficiency. As

already established the mechanical efficiency which is the most important aspect

is 78.6%. Typical efficiencies of Archimedes turbine are known to be in the

range of 69% to 90%.

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CHAPTER 5. CONCLUSION, RECOMMENDATIONS

AND FUTURE WORKS

5.1 Conclusion.

The two questions the researcher sought to answer in carrying out this

research as earlier stated are;

Does Zambia have the skill set and facilities necessary to design and

construct an Archimedes turbine? Design and construct a simplistic and cost-

effective Archimedes turbine that can be used for rural lighting?

Clearly the answer to the first question is an emphatic yes. The design

process merely requires someone with an engineering background capable of

understanding fluid mechanics, dynamics of machines, basic electrical

engineering principles and a basic understanding of the usage of a computer

aided design software such Solid Works. When it comes to the availability of the

skills and facilities necessary to carry out the design produced by the engineer,

the researcher has come to a conclusion that there is no shortage of such in

Zambia. To determine if the second objective had been met consider the cost

incurred towards the construction of the turbine and mobilisation of resources

necessary to reproduce a complete installation of the turbine;

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Table 15 Project Budget 2.

ITEM COST (US$)

Shaft/galvanised steel pipe 10

3mm thick mild steel sheet 67.5

Labour cost for turbine construction 100

Stainless steel stock for pulley construction and labour for

construction

90

Trough construction 30

Stainless steel members 20

Machining the stainless-steel members to the shaft 25

Fan belt 3.5

Bicycle dynamo 5

Construction of a wooden support for the dynamo 5

Transportation of the turbine to the site 15

Labour arranged during installation of the turbine 5

TOTAL COST USD 376

Since the country already has a body charged with the reasonability to

undertake the electrification of rural areas. Funds of that magnitude would not be

so difficult to come by. In fact some of the resources used in this project can be

accessed at no cost such as the pipe shaft which most of the mines in the country

can eagerly freely make available the same applies to the steel sheet.

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5.2 Recommendation

A bicycle dynamo is a generator installed on bicycles to generate

electricity used to light up the bicycle lamp during the night, with some

improvements to the circuit, the bicycle dynamo can even be used to charge

phones and other devices while cycling.

The one disadvantage the use of a bicycle dynamo offers for this kind of

project is its low power rating and thus power output. The mechanical power

output of the system is 358W but because the rating of the dynamo is just 5.5W

the system cannot generate more than that.

The advantages and disadvantages of using a bicycle dynamo as

generator are described below;

Table 16 Bicycle dynamo pros and cons.

ADVANTAGES DISADVANTAGES

Cheap Low power output.

Produces an AC output voltage which may

be stepped up using a transformer.

Cannot handle bigger loads.

Easy to find

To that end the researcher would recommend the following options as

optimal devices that could be used as generators.

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5.3 Future Works

Brushed DC Motor

Brushed DC motors can be found in such house hold devices as washing

machines. The major advantage of using brushed DC motors as generators is that

they are ready made generators. This is made possible due to the presence of

permanent magnets within the motor. Thus when a torque is applied to the shaft

of the motor an AC current is generated, but because a DC motor contains

brushes and a commutator, this combination acts as a mechanical rectifier and as

such a DC output is what is obtained. (Electrical and electronic principles and

Technology 2nd ed, John Bird 2003).

Figure 32 Brushed DC Motor.

This means that by merely rotating the shaft of the motor a DC voltage

output can be obtained. The only thing needed would be to attach a pulley with

groove dimensions similar to those of the pulley attached to the turbine.

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Perhaps the only disadvantage this approach has is the generation of a DC

voltage which cannot be stepped up to 220v.

Single phase induction motors

The induction motor develops its torque by the interaction of axial

currents on the rotor and a radial magnetic field produced by the stator. The

torque-producing currents in the rotor of the induction motor are induced by

electromagnetic induction and hence the name induction motors. (Electric

Motors and Drives, Austin Hughes 2006).

The induction motor consists of two parts from an electrical standpoint

these are; a fixed wound stator core on the outside and a rotor that rotates in the

centre. The stator winding consists of coils of insulated copper wire fixed into

slots in the core to form a distributed winding. The rotor is usually constructed

from steel and as such there are no permanent magnets in an induction motor.

Thus for an induction motor to be used as a generator the source for magnetizing

current has to be available, capacitors are used to serve this purpose. It is

necessary to determine the correct value of capacitance needed to excite the rotor

if it is to be used as a generator. (Motors as Generators for Micro-Hydro. Nigel

Smith 1994).

For small scale projects a single phase induction motor from a ceiling fan

is the best alternative. This is best done by retrofitting the fan in such way that it

does not rely on the capacitor in order to be magnetized. The ceiling fan is best

suited for small projects in that it can operate at both low and high speeds given

the different pole windings within it. The retrofitting process is achieved by

inserting permanent magnets around the rotor.

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Figure 33 Single Phase Induction Generator.

This kind of arrangement enables the enables the motor to act as

generator capable of generating at any rotational speed. The output is single

phase alternating voltage which may be stepped by using a transformer to suit

the needs of the user. Though it is very true that PV is becoming cheap, it is

worth noting that PV is significantly more expensive in that it requires a battery

and would need replacing after every two years.

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REFERENCES

[1] Chris Rorres, Optimal Design of an Archimedes screw pp 1–9.2000.

[2] Christos Charisiadis, An introductory presentation to the β€˜Archimedean

screw’ as a low head hydropower.pp 12-33.20140

[3] S.Ganeshan, CFD of A screw blade for standalone micro generator.pp

12–19.

[4] M.Amjad, Performance Investigation of a Screw Turbine Operating

Under Low Head and Less Flow Rate Requirement. PP 1–5.2015.

[5] W.Lubtiz, Archimedes Screws for Micro Hydro power generation. PP 1–

8.July 2013.

[6] M.Dada, Performance Investigation of a Screw Turbine Operating Under

Low Head and Less Flow Rate Requirement. Research Journal in

Engineering and Applied Sciences .PP 1–5.2014.

[7] N.Smith, Motors as generators for Micro-Hydro Power. ITDG publishing

London.PP 13–22.

[8] R.Suhalka, International Journal of recent research and review.

Generation of electrical using bicycle pedal.PP 1–5.JUNE 2014.

[9] E.Fiardi, Journal of Ocean, Mechanical and Aerospace. Preliminary

Design of Archimedean screw Turbine Prototype for Remote Area Power

Supply. PP 1–4. March 2014.

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[10] Kyung Chun Kim, Experimental and Numerical Study of the

Aerodynamic Characteristics of an Archimedes Spiral Wind Turbine

Blade. PP 8–12.July 2014.

[11] W.Lubtiz, Gap Flow in Archimedes Screws. PP 1–6. June 2014.

[12] G, Nagel, Archimedean screw pump handbook. RITZ pumpenfabrik

OHG 1968. PP 16-30.

[13] G.Muller, Journal of Hydraulic Research Vol. 47, Simplified theory of

Archimedean screws. PP 1–4.

[14] Z.Kraybill, Structural Analysis of an Archimedes Screw and a Kinetic

Hydro Turbine. PP 13–31.

[15] A.Tessarolo, Hydro-Power. PP 1–20.

[16] M.William, Lab Testing and Modeling of Archimedes Screw Turbines.

PP 38-96. December 2014.

[17] Q.H. Nagpurwala, Hydraulic turbines. PP 11–44.

[18] A.Hughes, Electric motors and drives, fundamentals, types and

applications. Elsevier Ltd. 3rd edition 2006. PP 2–58.

[19] https://www.internationalrivers.org/environmental-impacts-of-dams

[20] www.epa.gov/ghgemission