digitisation: do it well, do it once government recordkeeping forum auckland 29 october 2010 anna...

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Digitisation: Do it Well, Do it Once Government Recordkeeping Forum Auckland 29 October 2010 Anna Gulbransen, Advisor, Government Recordkeeping Programme art licensed from the Clip Art Gallery on DiscoverySchool.com

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Page 1: Digitisation: Do it Well, Do it Once Government Recordkeeping Forum Auckland 29 October 2010 Anna Gulbransen, Advisor, Government Recordkeeping Programme

Digitisation: Do it Well, Do it OnceGovernment Recordkeeping ForumAuckland 29 October 2010

Anna Gulbransen, Advisor, Government Recordkeeping Programme

Clip art licensed from the Clip Art Gallery on DiscoverySchool.com

Page 2: Digitisation: Do it Well, Do it Once Government Recordkeeping Forum Auckland 29 October 2010 Anna Gulbransen, Advisor, Government Recordkeeping Programme

Overview

• What is digitisation• The legislative framework• Key requirements of the digitisation

standard• GDA 5: Original Source Records• Certificate of Compliance• Archives New Zealand’s advice and

support

Page 3: Digitisation: Do it Well, Do it Once Government Recordkeeping Forum Auckland 29 October 2010 Anna Gulbransen, Advisor, Government Recordkeeping Programme

‘Digitisation is the means of converting hard-copy or non-digital records into digital formats.

Hard copy and non-digital records include audio,visual, image, or, text.’

Page 4: Digitisation: Do it Well, Do it Once Government Recordkeeping Forum Auckland 29 October 2010 Anna Gulbransen, Advisor, Government Recordkeeping Programme

A best practice guide for use

in the design and conduct of

responsible digitisation by

all organisations covered by the Public

Records Act 2005

Page 5: Digitisation: Do it Well, Do it Once Government Recordkeeping Forum Auckland 29 October 2010 Anna Gulbransen, Advisor, Government Recordkeeping Programme

Public RecordsAct 2005

Mandatory Standards

Discretionary Standards

General Disposal Authorities

GDA1: Human Resources

Digitisation

Section 17Section 18

Create and Maintain

Disposal

Metadata

Storage

Access

Digital Recordkeeping

Electronic Transactions

Act 2002

Evidence Act 2006

GDA2: Financial

GDA3: Housekeeping

GDA 4: Admin and Corporate

GDA 5: Digitised Original Source Records

Page 6: Digitisation: Do it Well, Do it Once Government Recordkeeping Forum Auckland 29 October 2010 Anna Gulbransen, Advisor, Government Recordkeeping Programme

increase access to your organisations information

Page 7: Digitisation: Do it Well, Do it Once Government Recordkeeping Forum Auckland 29 October 2010 Anna Gulbransen, Advisor, Government Recordkeeping Programme

increase access to your organisations information

Support a business process

Page 8: Digitisation: Do it Well, Do it Once Government Recordkeeping Forum Auckland 29 October 2010 Anna Gulbransen, Advisor, Government Recordkeeping Programme

increase access to your organisations information

Support a business processpreservation

Page 9: Digitisation: Do it Well, Do it Once Government Recordkeeping Forum Auckland 29 October 2010 Anna Gulbransen, Advisor, Government Recordkeeping Programme

increase access to your organisations information

Support a business processpreservation

Integrate with existing business systems

Page 10: Digitisation: Do it Well, Do it Once Government Recordkeeping Forum Auckland 29 October 2010 Anna Gulbransen, Advisor, Government Recordkeeping Programme

increase access to your organisations information

Support a business processpreservation

move away from a hybrid system

Integrate with existing business systems

Page 11: Digitisation: Do it Well, Do it Once Government Recordkeeping Forum Auckland 29 October 2010 Anna Gulbransen, Advisor, Government Recordkeeping Programme

increase access to your organisations information

Support a business processpreservation

move away from a hybrid system

reduce need for physical storage space

Integrate with existing business systems

Page 12: Digitisation: Do it Well, Do it Once Government Recordkeeping Forum Auckland 29 October 2010 Anna Gulbransen, Advisor, Government Recordkeeping Programme

Business Process Digitisation…

is ongoing, routine digitisation forregular business use.

Page 13: Digitisation: Do it Well, Do it Once Government Recordkeeping Forum Auckland 29 October 2010 Anna Gulbransen, Advisor, Government Recordkeeping Programme

Digitisation Projects…

are retrospective or project-based digitisation of existing sets of non-digital records.

Page 14: Digitisation: Do it Well, Do it Once Government Recordkeeping Forum Auckland 29 October 2010 Anna Gulbransen, Advisor, Government Recordkeeping Programme

Official Record

is the one used in the transaction of business

Page 15: Digitisation: Do it Well, Do it Once Government Recordkeeping Forum Auckland 29 October 2010 Anna Gulbransen, Advisor, Government Recordkeeping Programme

Business Case

• Benefits and improvements• Anticipated costs• Capability to commit• Resourcing required

• Appendix 4

Page 16: Digitisation: Do it Well, Do it Once Government Recordkeeping Forum Auckland 29 October 2010 Anna Gulbransen, Advisor, Government Recordkeeping Programme

Requirement 1

All digitisation and digitisation processes must be planned, scoped and documented

Page 17: Digitisation: Do it Well, Do it Once Government Recordkeeping Forum Auckland 29 October 2010 Anna Gulbransen, Advisor, Government Recordkeeping Programme

• Who• How• Where• Technical Specifications• Managing digital records• Software and image

manipulation• Review

Planning you digitisation

Page 18: Digitisation: Do it Well, Do it Once Government Recordkeeping Forum Auckland 29 October 2010 Anna Gulbransen, Advisor, Government Recordkeeping Programme

Requirement 2

Systems to support management of the digital output of digitisation as records must be in place

Page 19: Digitisation: Do it Well, Do it Once Government Recordkeeping Forum Auckland 29 October 2010 Anna Gulbransen, Advisor, Government Recordkeeping Programme

Requirement 3

Disposal of all records must be authorised

Page 20: Digitisation: Do it Well, Do it Once Government Recordkeeping Forum Auckland 29 October 2010 Anna Gulbransen, Advisor, Government Recordkeeping Programme

Prior to disposal ensure…• the records are not the official records• you have met all the mandatory

requirements of the digitisation standard• you have met the requirements of section

25 of the Electronic Transactions Act• you have a Certificate of Compliance

(appendix 2) signed by your Chief Executive

Page 21: Digitisation: Do it Well, Do it Once Government Recordkeeping Forum Auckland 29 October 2010 Anna Gulbransen, Advisor, Government Recordkeeping Programme

Public offices only

Page 22: Digitisation: Do it Well, Do it Once Government Recordkeeping Forum Auckland 29 October 2010 Anna Gulbransen, Advisor, Government Recordkeeping Programme

Let’s just digitise everything and throw away the paper?

Page 23: Digitisation: Do it Well, Do it Once Government Recordkeeping Forum Auckland 29 October 2010 Anna Gulbransen, Advisor, Government Recordkeeping Programme

Requirement 4

Long-term management systems, where required, for both source and digital records, must be documented and implemented.

Page 24: Digitisation: Do it Well, Do it Once Government Recordkeeping Forum Auckland 29 October 2010 Anna Gulbransen, Advisor, Government Recordkeeping Programme

The future of the Digitisation Standard

Page 25: Digitisation: Do it Well, Do it Once Government Recordkeeping Forum Auckland 29 October 2010 Anna Gulbransen, Advisor, Government Recordkeeping Programme

Contact us

[email protected]

(04) 499 5595 Government

Recordkeeping Programme

Page 26: Digitisation: Do it Well, Do it Once Government Recordkeeping Forum Auckland 29 October 2010 Anna Gulbransen, Advisor, Government Recordkeeping Programme

Questions?

Page 27: Digitisation: Do it Well, Do it Once Government Recordkeeping Forum Auckland 29 October 2010 Anna Gulbransen, Advisor, Government Recordkeeping Programme