director of research: thomas ronk ph (800) 715-9999 … · 2019. 12. 7. · starting in mid 2009...

5
RCPI SHORT SELLERS RECENT RCPI NEWS [$$] Supreme Court Throws Out Corruption Conviction of Ex- Virginia Gov. Bob McDonnell at The Wall Street Journal(Tue, Jun 28) [$$] Supreme Court Tosses Ex- Virginia Governor's Corruption Conviction at The Wall Street Journal(Mon, Jun 27) Rock Creek Pharmaceuticals to Present at the 2016 BIO International Convention and the LD Micro Invitational Conference PR Newswire(Wed, Jun 1) ROCK CREEK PHARMACEUTICALS, INC. Financials EDGAR Online Financials(Tue, May 24) ROCK CREEK PHARMACEUTICALS, INC. Files SEC form 8-K, Results of Operations and Financial Condition, Regulation FD Dis EDGAR Online(Mon, May 16) ROCK CREEK PHARMACEUTICALS, INC. Files SEC form 10-Q, Quarterly Report EDGAR Online(Mon, May 16) KEY DATA POINTS INSIDE Daily Short Volume Naked Short Volume Market Maker Friction OVERVIEW OF RCPI SHORT SALE DATA After careful analysis of RCPI short sale, naked short sale and market maker friction factor data it is clear that RCPI has had persistent issues with short sellers who have been aggressive over the last several months. Short sellers have been building a sizable position in shares of RCPI and market makers have made a bearish market lately. New evidence of daily short sellers shorting shares of RCPI has now come to light as the SEC has finally given Buyins.net access to DAILY short sale data which is updated every night. Protecting RCPI from abusive shorting is a high priority. Starting in mid 2009 short sellers have aggressively shorted RCPI. Shorts have continued this activity which warrants close investigation. Buyins.net will report the results of its surveillance on a monthly basis. DIRECTOR OF RESEARCH: Thomas Ronk PH (800) 715-9999 EMAIL: [email protected] DATE: 7-5-2016 BUYINS.NET offers a proprietary research and trading service uncovering illegal naked short selling in stocks on the NYSE, AMEX, NASDAQ, OTCBB and PINKSHEETS. For more information please visit www.buyins.net

Upload: others

Post on 24-Aug-2020

1 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: DIRECTOR OF RESEARCH: Thomas Ronk PH (800) 715-9999 … · 2019. 12. 7. · Starting in mid 2009 short sellers have aggressively shorted RCPI. ... Failures to Deliver in RCPI have

RCPI SHORT SELLERS

RECENT RCPI NEWS

[$$] Supreme Court Throws Out

Corruption Conviction of Ex-

Virginia Gov. Bob McDonnell at The Wall Street Journal(Tue, Jun

28)

[$$] Supreme Court Tosses Ex-

Virginia Governor's Corruption

Conviction at The Wall Street Journal(Mon, Jun 27)

Rock Creek Pharmaceuticals to

Present at the 2016 BIO

International Convention and the LD Micro Invitational Conference

PR Newswire(Wed, Jun 1)

ROCK CREEK

PHARMACEUTICALS, INC.

Financials EDGAR Online Financials(Tue, May 24)

ROCK CREEK PHARMACEUTICALS, INC.

Files SEC form 8-K, Results of

Operations and Financial Condition, Regulation FD Dis

EDGAR Online(Mon, May 16)

ROCK CREEK

PHARMACEUTICALS, INC.

Files SEC form 10-Q, Quarterly Report EDGAR Online(Mon, May

16)

K E Y D A T A P O I N T S I N S I D E

Daily Short Volume

Naked Short Volume

Market Maker Friction

OV E RV I E W O F RC P I S H O R T S A L E DATA

After careful analysis of

RCPI short sale, naked

short sale and market

maker friction factor

data it is clear that RCPI

has had persistent

issues with short sellers

who have been

aggressive over the last

several months. Short

sellers have been

building a sizable

position in shares of

RCPI and market

makers have made a

bearish market lately.

New evidence of daily

short sellers shorting

shares of RCPI has now

come to light as the SEC

has finally given

Buyins.net access to

DAILY short sale data

which is updated every

night. Protecting RCPI

from abusive shorting is

a high priority.

Starting in mid 2009 short sellers have aggressively shorted RCPI. Shorts have continued this

activity which warrants close investigation. Buyins.net will report the results of its

surveillance on a monthly basis.

DIRECTOR OF RESEARCH: Thomas Ronk PH (800) 715-9999 EMAIL: [email protected] DATE: 7-5-2016

BUYINS.NET offers a

proprietary research and

t r a d i n g s e r v i c e

uncovering illegal naked

short selling in stocks on

the NYSE, AMEX,

NASDAQ, OTCBB and

PINKSHEETS. For more

information please visit

www.buyins.net

Page 2: DIRECTOR OF RESEARCH: Thomas Ronk PH (800) 715-9999 … · 2019. 12. 7. · Starting in mid 2009 short sellers have aggressively shorted RCPI. ... Failures to Deliver in RCPI have

DAILY FAILURE TO DELIVER DATA (NAKED SHORTS) IN RCPI

Failures to Deliver in RCPI have been an issue as short sellers have been lax at complying

with Regulation SHO recently. Buyins.net will continue to monitor and report short sellers

for non-compliance with Regulation SHO borrow requirements.

NEW DAILY SHORT SALE TRADING VOLUME STARTING 8-3-09

Shorts have been aggressively shorting RCPI on a daily basis. An average of 33% of daily

trading volume is short selling.

Page 3: DIRECTOR OF RESEARCH: Thomas Ronk PH (800) 715-9999 … · 2019. 12. 7. · Starting in mid 2009 short sellers have aggressively shorted RCPI. ... Failures to Deliver in RCPI have

DAILY SHORT VOLUME CHART BELOW SHOWS AGGREGATE EXEMPT & NON-EXEMPT SHORT SALES

Date ShortVolume TotalVolume Percent SqueezeTrigger $Value

7/5/2016 3,255,725 8,292,971 39.26% $0.0113 $36,790

7/1/2016 274,850 3,442,128 7.98% $0.0115 $3,298

6/30/2016 347,138 3,372,650 10.29% $0.0113 $3,819

6/29/2016 556,730 3,247,054 17.15% $0.0109 $6,124

6/28/2016 5,802,481 15,575,145 37.25% $0.0114 $63,827

6/27/2016 1,017,852 3,365,183 30.25% $0.0082 $8,143

6/24/2016 2,380,684 7,343,943 32.42% $0.0070 $16,665

6/23/2016 1,729,316 7,260,073 23.82% $0.0066 $12,105

6/22/2016 2,011,741 7,192,534 27.97% $0.0077 $16,094

6/21/2016 2,299,724 8,047,893 28.58% $0.0086 $20,698

6/20/2016 6,012,050 17,999,845 33.40% $0.0096 $60,121

6/17/2016 2,510,298 5,823,658 43.11% $0.0111 $27,613

6/16/2016 1,544,395 4,831,365 31.97% $0.0112 $16,988

6/15/2016 3,752,517 10,778,941 34.81% $0.0119 $45,030

6/14/2016 1,534,276 7,483,837 20.50% $0.0134 $19,946

6/13/2016 616,966 4,210,888 14.65% $0.0148 $9,254

6/10/2016 1,635,487 5,718,264 28.60% $0.0154 $24,532

6/9/2016 1,542,604 5,098,991 30.25% $0.016 $24,836

6/8/2016 7,542,596 19,622,193 38.44% $0.014 $106,351

6/7/2016 1,921,397 6,241,958 30.78% $0.013 $24,402

6/6/2016 1,651,447 8,760,810 18.85% $0.013 $21,304

6/3/2016 4,749,210 25,541,882 18.59% $0.013 $60,790

6/2/2016 10,153,748 43,309,378 23.44% $0.017 $170,583

6/1/2016 16,962,810 51,336,245 33.04% $0.021 $356,219

5/31/2016 1,993,415 8,639,833 23.07% $0.018 $35,084

5/27/2016 3,300,194 8,646,923 38.17% $0.016 $53,463

5/26/2016 6,592,589 19,995,877 32.97% $0.018 $116,030

5/25/2016 4,133,883 13,089,583 31.58% $0.017 $68,209

5/24/2016 13,273,004 34,802,853 38.14% $0.020 $264,133

5/23/2016 6,417,962 22,569,765 28.44% $0.022 $140,553

5/20/2016 3,196,514 12,002,683 26.63% $0.018 $58,177

5/19/2016 1,367,201 5,306,709 25.76% $0.025 $33,633

5/18/2016 1,602,145 5,873,766 27.28% $0.034 $54,313

5/17/2016 902,954 2,060,348 43.83% $0.040 $36,208

5/16/2016 1,128,647 2,415,741 46.72% $0.050 $56,884

Total 190,921,662 578,626,369 33.00% $13.800 $2,634,641,405

*Total includes CIGX, STSI, RCPI data back to 8-3-09. Split adjusted 1:25 on 4/14/15

Page 4: DIRECTOR OF RESEARCH: Thomas Ronk PH (800) 715-9999 … · 2019. 12. 7. · Starting in mid 2009 short sellers have aggressively shorted RCPI. ... Failures to Deliver in RCPI have

MARKET MAKER SURVEILLANCE SYSTEM (FRICTION FACTOR)

The above data is used to calculate if a fair market is being made in the shares

of RCPI. 34% of recent trading days are positive or bullishly biased and 66%

of trading days are negative or bearishly biased. There is a bearish market

being made in RCPI in the past 38 trading days.

Friction Factor determines if there is normal or abnormal behavior in the price

action of the stock when compared to the buying vs. selling trading statistics. It

calculates number of net shares of buying or selling to move price +/- one cent.

Here is how to understand Friction Factor:

1. If Friction Factor is positive, more buying than selling caused RCPI’s price

to rise

2. If Friction Factor is negative, more selling than buying caused RCPI’s price

to fall

3. If Friction Factor is 0, there was no discernable activity either way

4. If Friction Factor is abnormal, it means that there is either a bearish bias or

a bullish bias to how market makers are making market in your stock.

Page 5: DIRECTOR OF RESEARCH: Thomas Ronk PH (800) 715-9999 … · 2019. 12. 7. · Starting in mid 2009 short sellers have aggressively shorted RCPI. ... Failures to Deliver in RCPI have

NEWPORT BEACH, CA

Phone: 800-715-9999

Fax: 815-328-0698

Email: [email protected]

WWW.BUYINS.NET BUYINS.NET WILL ISSUE A VARIETY OF REPORTS ON RCPI

Trading Solutions to

Naked Short Selling

All material herein was prepared by

B U Y IN S . N E T, b a s ed u p o n

information believed to be reliable. The information contained herein is

not guaranteed by BUYINS.NET to

be accurate, and should not be considered to be all-inclusive. The

companies that are discussed in this

opinion have not approved the statements made in this opinion. This

opinion contains forward-looking

statements that involve risks and uncertainties. This material is for

informational purposes only and

should not be construed as an offer or solicitation of an offer to buy or sell

securities. BUYINS.NET is not a

licensed broker, broker dealer, market m a k e r , i n v es t m en t b a n k e r ,

investment advisor, analyst or

underwriter. Please consult a broker before purchasing or selling any

securities viewed on or mentioned

herein. BUYINS.NET may receive compensation in cash or shares from

independent third parties or from the

c o m p a n i e s m e n t i o n e d .

BUYINS.NET affiliates, officers,

directors and employees have not bought shares of stock discussed in

this opinion but the Company has

paid BUYINS.COM $1,167 per month for data provided in six

monthly reports. Market commentary

p r o v i d e d b y T o m R o n k .

BUYINS.NET will not advise as to when it decides to sell and does not

and will not offer any opinion as to

when others should sell; each investor must make that decision

based on his or her judgment.

All Rights Reserved. Copyright 2016

BUYINS.COM, Inc.

WHY BUYINS.NET IS BEST CHOICE FOR RCPI MARKET INTEGRITY

The data we provide is extremely useful for RCPI for the following reasons:

1. Stop naked short selling in shares of RCPI

2. Break the market maker hold on Level II box causing so much price friction

3. Our SqueezeTrigger Reports that cross newswires and are sent to our 750,000

users help break the rest of the shorts

4. Discourage new short sellers from shorting your stock

5. Stop the negative perception that dropping stock price places on normal day

to day business operations

6. Combined all of these facets help to stop the daily drain that the short attacks

have on the company.

Here is a quick technology overview:

http://www.buyins.com/brochure.pdf

Background information on our CEO:

http://www.buyins.com/images/tomronk.pdf

REGULATORY & COMPLIANCE NEWS

• Friction Factor – market maker surveillance system tracking Level II market

makers in all stocks to determine Price Friction and compliance with new “Fair

Market Making Requirements”

• RegSHO Naked Shorts – tracks EVERY failure to deliver in all US stocks

and tracks all Threshold Security Lists daily for which stocks have naked shorts

that are not in compliance with Regulation SHO

INVESTMENTS & TRADING

• SqueezeTrigger – 40 billion cell database tracks EVERY short sale (not just

total short interest) in all US stocks and calculates volume weighted price that a

short squeeze will begin in each stock

• Earnings Edge – predicts probability, price move and length of move before

and after all US stock earnings reports

• Seasonality – predicts probability, price move and length of move based on

exact time of year for all US stocks

• Group Trader – tracks sector rotation and stock correlation to its sector and

predicts future moves in ALL sectors and industry groups

• Pattern Scan – automates tracking of every technical pattern and predicts time

and size of move in all stocks

• GATS (Global Automated Trading System) – tracks all known trading

strategies and qualifies and quantifies which are working best in real time