disclosure of commission & expenses paid to the ... · 6 arn-0009 way2wealth securities private...

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Sr. No. ARN-CODE Name of the ARN Holder Total Amount paid (Rs. in lakhs) Gross Inflows (in Lakhs) Distributor is an Associate or Group company of the sponsor(s) of the mutual fund Net Inflows (in Lakhs) Average Asset (in Lakhs) Ratio of AUM to gross inflows (AUM as on 31 Mar 2019 / Gross Inflows for FY ) 1 ARN-0001 BNP Paribas 0.03 0.00 No -1.39 4.36 0.00 2 ARN-0002 JM Financial Services Limited 12.37 26,913.14 No -5,434.23 4,500.44 0.11 3 ARN-0005 HDFC Bank Limited 90.17 11,217.28 No -3,499.55 15,633.37 1.19 4 ARN-0006 SKP Securities Limited 1.80 41.64 No -19.69 286.22 6.47 5 ARN-0007 SPA Capital Services Limited 11.10 102,497.44 No 31,901.02 22,283.97 0.33 6 ARN-0009 Way2Wealth Securities Private Limited 4.44 464.07 No 255.38 747.47 1.97 7 ARN-0010 Bajaj Capital Ltd. 28.35 688.21 No -628.66 4,196.11 5.82 8 ARN-0011 SBICAP Securities Limited 0.42 18.20 No 1.02 88.35 5.04 9 ARN-0014 Shubhangi Gopal Pai 0.27 1.57 No 0.00 28.74 19.13 10 ARN-0016 Bluechip Corporate Investment Centre Ltd 7.01 79.39 No -120.53 1,443.05 17.40 11 ARN-0017 Stock Holding Corporation of India Limited 0.65 11.59 No -4.50 122.75 10.48 12 ARN-0018 Karvy Stock Broking Limited 22.43 1,882.54 No -119.48 4,037.38 2.26 13 ARN-0019 Axis Bank Limited 4.45 54,429.37 No -153.53 1,643.72 0.02 14 ARN-0020 ICICI Bank Limited 7.10 148.59 No -148.44 1,941.98 12.77 15 ARN-0021 Tata Securities Limited 2.81 317,801.21 No -512.89 6,765.29 0.00 16 ARN-0022 Hongkong & Shanghai Banking Corporation Ltd. 2,194.46 388,857.84 Yes 56,925.19 402,085.29 1.18 17 ARN-0030 Eastern Financiers Ltd. 5.17 77.29 No -90.84 875.39 10.77 18 ARN-0032 RR Investors Capital Services Pvt Ltd. 4.52 2,839.17 No -104.20 1,178.14 0.29 19 ARN-0037 Lakshminarayanan Kumaar. 0.00 0.00 No 0.00 0.00 0.00 20 ARN-0039 Bluechip Capital Services Private Limited 4.36 653.41 No 293.60 420.93 0.87 21 ARN-0055 Citibank N.A 2.33 112.46 No -43.14 362.26 3.11 22 ARN-0057 Lalit Kumar 0.04 0.11 No -1.16 11.16 102.17 23 ARN-0058 IDBI Bank Ltd 7.03 105.20 No -127.77 1,441.30 13.25 24 ARN-0059 Finmass 0.06 0.00 No -16.92 14.44 0.00 25 ARN-0060 INFINITY CAPITAL 0.56 0.48 No -208.13 84.51 102.52 26 ARN-0088 Sadashiv Arvind Phene 0.00 0.00 No 0.00 0.00 0.00 27 ARN-0098 Geojit Financial Services Ltd 7.25 1,252.23 No 755.54 721.50 1.05 28 ARN-0133 Viral R Kothari 0.13 0.93 No 0.77 25.34 28.44 29 ARN-0135 Bees Network Limited 0.09 1.52 No -0.72 24.57 16.01 30 ARN-0155 NJ IndiaInvest Pvt Ltd 21.48 616.46 No -95.07 3,256.68 5.36 31 ARN-0158 Mata Securities India Pvt. Ltd 2.95 100,784.15 No -1,326.54 4,770.71 0.00 32 ARN-0162 Jignesh V Shah 0.03 0.00 No -0.83 7.81 0.00 33 ARN-0163 Ramkumar H Barchha 0.07 0.52 No 0.00 16.44 33.30 34 ARN-0164 Kotak Securities Ltd 1.80 672.70 No 575.13 436.87 1.45 35 ARN-0165 Zeenat S Jagani 0.77 3.98 No 0.28 109.50 28.14 36 ARN-0166 Hexagon Capital Advisors Private Limited 0.00 0.00 No 0.00 0.48 0.00 37 ARN-0167 Chandulal L Vasa 0.25 0.08 No -64.96 51.75 315.60 38 ARN-0183 Amitkumar D Mehta 0.25 5.80 No -7.46 54.02 8.50 39 ARN-0185 Surendra Kumar Bagaria 0.00 27.00 No 27.00 3.96 1.06 40 ARN-0186 Bonanza Portfolio Ltd 0.23 4.48 No -6.47 37.87 8.25 41 ARN-0189 Ashutosh Financial Services Private Limited 0.07 0.00 No 0.00 14.00 0.00 42 ARN-0203 Jayanta Ghosh 0.15 3.55 No 2.85 24.86 7.73 43 ARN-0206 PLC Securities Ltd 1.90 33.03 No -55.74 250.05 6.79 44 ARN-0209 Ritesh D Sheth 0.09 0.33 No 0.33 20.66 63.70 45 ARN-0244 Vishvambhar C S Kenkare 0.00 0.00 No 0.00 0.00 0.00 46 ARN-0262 A.G. Financial Services 0.37 0.00 No -3.74 58.97 679,031.87 47 ARN-0266 P.H. Financial & Investment Consultants Pvt. Ltd. 0.01 1,300.00 No -2.39 34.68 0.00 48 ARN-0307 Russell Credit Limited 0.13 0.00 No -16.47 17.17 0.00 49 ARN-0309 Blue Circle Financial Services 0.00 0.00 No 0.00 0.00 0.00 50 ARN-0323 CREST FINSERV LIMITED 0.43 3,500.43 No 1,246.04 1,259.78 0.38 Disclosure of Commission & Expenses paid to the distributors and Additional Disclosures for the period 01 April 2018 - 31 March 2019

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Page 1: Disclosure of Commission & Expenses paid to the ... · 6 ARN-0009 Way2Wealth Securities Private Limited 4.44 464.07 No 255.38 747.47 1.97 7 ARN-0010 Bajaj Capital Ltd. 28.35 688.21

Sr. No. ARN-CODE Name of the ARN Holder

Total Amount

paid

(Rs. in lakhs)

Gross Inflows

(in Lakhs)

Distributor is an Associate or Group company

of the sponsor(s) of the mutual fund

Net Inflows (in

Lakhs)

Average Asset

(in Lakhs)

Ratio of AUM to gross inflows

(AUM as on 31 Mar 2019 / Gross

Inflows for FY )

1 ARN-0001 BNP Paribas 0.03 0.00 No -1.39 4.36 0.00

2 ARN-0002 JM Financial Services Limited 12.37 26,913.14 No -5,434.23 4,500.44 0.11

3 ARN-0005 HDFC Bank Limited 90.17 11,217.28 No -3,499.55 15,633.37 1.19

4 ARN-0006 SKP Securities Limited 1.80 41.64 No -19.69 286.22 6.47

5 ARN-0007 SPA Capital Services Limited 11.10 102,497.44 No 31,901.02 22,283.97 0.33

6 ARN-0009 Way2Wealth Securities Private Limited 4.44 464.07 No 255.38 747.47 1.97

7 ARN-0010 Bajaj Capital Ltd. 28.35 688.21 No -628.66 4,196.11 5.82

8 ARN-0011 SBICAP Securities Limited 0.42 18.20 No 1.02 88.35 5.04

9 ARN-0014 Shubhangi Gopal Pai 0.27 1.57 No 0.00 28.74 19.13

10 ARN-0016 Bluechip Corporate Investment Centre Ltd 7.01 79.39 No -120.53 1,443.05 17.40

11 ARN-0017 Stock Holding Corporation of India Limited 0.65 11.59 No -4.50 122.75 10.48

12 ARN-0018 Karvy Stock Broking Limited 22.43 1,882.54 No -119.48 4,037.38 2.26

13 ARN-0019 Axis Bank Limited 4.45 54,429.37 No -153.53 1,643.72 0.02

14 ARN-0020 ICICI Bank Limited 7.10 148.59 No -148.44 1,941.98 12.77

15 ARN-0021 Tata Securities Limited 2.81 317,801.21 No -512.89 6,765.29 0.00

16 ARN-0022 Hongkong & Shanghai Banking Corporation Ltd. 2,194.46 388,857.84 Yes 56,925.19 402,085.29 1.18

17 ARN-0030 Eastern Financiers Ltd. 5.17 77.29 No -90.84 875.39 10.77

18 ARN-0032 RR Investors Capital Services Pvt Ltd. 4.52 2,839.17 No -104.20 1,178.14 0.29

19 ARN-0037 Lakshminarayanan Kumaar. 0.00 0.00 No 0.00 0.00 0.00

20 ARN-0039 Bluechip Capital Services Private Limited 4.36 653.41 No 293.60 420.93 0.87

21 ARN-0055 Citibank N.A 2.33 112.46 No -43.14 362.26 3.11

22 ARN-0057 Lalit Kumar 0.04 0.11 No -1.16 11.16 102.17

23 ARN-0058 IDBI Bank Ltd 7.03 105.20 No -127.77 1,441.30 13.25

24 ARN-0059 Finmass 0.06 0.00 No -16.92 14.44 0.00

25 ARN-0060 INFINITY CAPITAL 0.56 0.48 No -208.13 84.51 102.52

26 ARN-0088 Sadashiv Arvind Phene 0.00 0.00 No 0.00 0.00 0.00

27 ARN-0098 Geojit Financial Services Ltd 7.25 1,252.23 No 755.54 721.50 1.05

28 ARN-0133 Viral R Kothari 0.13 0.93 No 0.77 25.34 28.44

29 ARN-0135 Bees Network Limited 0.09 1.52 No -0.72 24.57 16.01

30 ARN-0155 NJ IndiaInvest Pvt Ltd 21.48 616.46 No -95.07 3,256.68 5.36

31 ARN-0158 Mata Securities India Pvt. Ltd 2.95 100,784.15 No -1,326.54 4,770.71 0.00

32 ARN-0162 Jignesh V Shah 0.03 0.00 No -0.83 7.81 0.00

33 ARN-0163 Ramkumar H Barchha 0.07 0.52 No 0.00 16.44 33.30

34 ARN-0164 Kotak Securities Ltd 1.80 672.70 No 575.13 436.87 1.45

35 ARN-0165 Zeenat S Jagani 0.77 3.98 No 0.28 109.50 28.14

36 ARN-0166 Hexagon Capital Advisors Private Limited 0.00 0.00 No 0.00 0.48 0.00

37 ARN-0167 Chandulal L Vasa 0.25 0.08 No -64.96 51.75 315.60

38 ARN-0183 Amitkumar D Mehta 0.25 5.80 No -7.46 54.02 8.50

39 ARN-0185 Surendra Kumar Bagaria 0.00 27.00 No 27.00 3.96 1.06

40 ARN-0186 Bonanza Portfolio Ltd 0.23 4.48 No -6.47 37.87 8.25

41 ARN-0189 Ashutosh Financial Services Private Limited 0.07 0.00 No 0.00 14.00 0.00

42 ARN-0203 Jayanta Ghosh 0.15 3.55 No 2.85 24.86 7.73

43 ARN-0206 PLC Securities Ltd 1.90 33.03 No -55.74 250.05 6.79

44 ARN-0209 Ritesh D Sheth 0.09 0.33 No 0.33 20.66 63.70

45 ARN-0244 Vishvambhar C S Kenkare 0.00 0.00 No 0.00 0.00 0.00

46 ARN-0262 A.G. Financial Services 0.37 0.00 No -3.74 58.97 679,031.87

47 ARN-0266 P.H. Financial & Investment Consultants Pvt. Ltd. 0.01 1,300.00 No -2.39 34.68 0.00

48 ARN-0307 Russell Credit Limited 0.13 0.00 No -16.47 17.17 0.00

49 ARN-0309 Blue Circle Financial Services 0.00 0.00 No 0.00 0.00 0.00

50 ARN-0323 CREST FINSERV LIMITED 0.43 3,500.43 No 1,246.04 1,259.78 0.38

Disclosure of Commission & Expenses paid to the distributors and Additional Disclosures for the period 01 April 2018 - 31 March 2019

Page 2: Disclosure of Commission & Expenses paid to the ... · 6 ARN-0009 Way2Wealth Securities Private Limited 4.44 464.07 No 255.38 747.47 1.97 7 ARN-0010 Bajaj Capital Ltd. 28.35 688.21

Sr. No. ARN-CODE Name of the ARN Holder

Total Amount

paid

(Rs. in lakhs)

Gross Inflows

(in Lakhs)

Distributor is an Associate or Group company

of the sponsor(s) of the mutual fund

Net Inflows (in

Lakhs)

Average Asset

(in Lakhs)

Ratio of AUM to gross inflows

(AUM as on 31 Mar 2019 / Gross

Inflows for FY )

51 ARN-0342 Sykes & Ray Equities (I) Ltd. 0.04 8.22 No 2.95 14.07 2.40

52 ARN-0353 DCB Bank Limited 3.17 553.79 No -997.15 1,402.48 1.83

53 ARN-0354 Standard Chartered Securities (India) Limited 0.98 24.00 No -24.24 257.48 10.35

54 ARN-0358 K Arun Kumar 0.00 0.00 No 0.00 0.00 0.00

55 ARN-0418 Sandeep J Shukla 0.00 0.00 No 0.00 2.14 0.00

56 ARN-0493 Mahesh G Gattani 0.01 0.00 No -0.32 1.64 0.00

57 ARN-0507 Zen Securities Limited 0.03 8.07 No -0.45 13.84 1.59

58 ARN-0603 Sridharan Narasimachari Kilpakkam 0.10 0.04 No 0.04 19.29 491.32

59 ARN-0633 Indusind Bank Ltd 1.28 26.03 No -84.31 268.67 8.76

60 ARN-0654 J R Laddha Financial Services (P) Ltd. 5.43 7,786.03 No -30.06 1,720.38 0.17

61 ARN-0655 DMS Investment Advisory (P) Ltd. 0.00 0.04 No 0.04 0.22 6.72

62 ARN-0693 Siddharam Gurusiddappa Kolkur 0.26 24.68 No 24.68 9.96 1.09

63 ARN-0703 Batlivala & Karani Securities India Pvt. Ltd. 1.09 71,152.68 No -196.62 1,791.56 0.00

64 ARN-0783 Lakshmi Enterprises 0.00 0.00 No 0.00 0.00 0.00

65 ARN-0784 G K Wealthcare LLP 0.00 0.00 No 0.00 0.00 0.00

66 ARN-0796 Thousand Lights Investments Pvt. Ltd. 0.04 1.72 No -0.50 13.99 8.15

67 ARN-0811 Manju Kumari 0.00 0.00 No 0.00 0.00 0.00

68 ARN-0821 Pawan Kumar Agrawal 0.00 0.00 No 0.00 0.00 0.00

69 ARN-0839 Nayan Balmukund Saraiya 0.15 1.28 No -1.13 14.62 10.79

70 ARN-0845 ICICI Securities Limited 50.01 4,855.67 No -2,331.47 7,088.97 1.41

71 ARN-0864 Om Spectrum Financial Consultants Pvt. Ltd. 0.70 0.98 No -37.67 105.04 79.75

72 ARN-0866 Francis Michael Clement D'Cruz 0.02 0.32 No 0.07 5.37 17.19

73 ARN-0868 Joseph Pearl Stanley 0.00 0.17 No 0.00 0.45 2.63

74 ARN-0900 Wealth Managers (India) Private Limited 1.41 15,619.77 No 563.56 2,670.55 0.11

75 ARN-0906 Naresh Popatrao Karpe 0.06 1.99 No -1.92 8.01 3.76

76 ARN-0910 Oswal Dhan Private Limited 0.15 0.00 No -0.74 26.18 0.00

77 ARN-0912 B D Shroff Securities Private Limited 1.52 211.17 No 200.50 298.92 1.77

78 ARN-0930 Shree Sidvin Financial Services & Invest. Pvt. Ltd. 0.01 0.00 No 0.00 1.26 0.00

79 ARN-0938 Sources Solutions India Pvt. Ltd. 0.83 0.24 No -52.96 74.75 247.78

80 ARN-0940 Dalal & Broacha Stock Broking Pvt. Ltd. 0.00 1.09 No 0.43 1.47 1.34

81 ARN-0941 Premin Securities 0.00 0.00 No 0.00 0.89 0.00

82 ARN-0952 Kedar Dattatraya Borgaonkar 0.09 4.32 No -2.01 18.44 4.26

83 ARN-0959 Kalyani Capital Services Pvt. Ltd. 0.21 0.00 No -2.38 40.42 0.00

84 ARN-0962 Integrated Enterprises (India) Pvt Ltd 5.89 158.57 No 4.31 1,050.31 6.71

85 ARN-0976 Ishwar Financial Services 0.55 2.45 No -28.45 91.79 26.63

86 ARN-0988 Ganesh Shridhar Shanbhag 0.18 1.03 No -0.67 47.92 47.05

87 ARN-1006 M D Saraf Securities Private Ltd. 0.00 0.00 No 0.00 0.00 0.00

88 ARN-1016 Roopa Venkatkrishnan 11.32 125.40 No -5.51 1,234.56 9.82

89 ARN-1017 Rajbir Singh 0.43 0.64 No -16.45 113.23 177.90

90 ARN-1022 Quantum Information Services Private Limited 0.18 0.17 No -5.97 40.15 235.55

91 ARN-1037 VUK Finvest Consultants Pvt Ltd 0.73 132.53 No 128.20 49.76 1.08

92 ARN-1106 Aravindakshan K M 0.16 90.07 No 90.00 23.80 1.08

93 ARN-1107 Bhavesh Mahavir Khetan 0.03 2.11 No 1.06 5.81 3.28

94 ARN-1142 Wealth First Advisors Pvt Ltd 0.16 72.50 No 72.50 57.00 1.16

95 ARN-1143 Bajaj Share And Stock Brokers Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

96 ARN-1146 Dipak Kumar Das 1.01 42.83 No 1.22 122.73 3.17

97 ARN-1160 Prescient Financial Solutions 0.74 343.49 No 335.37 316.30 1.16

98 ARN-1173 Shivranjani Securities Company Pvt Ltd 0.02 0.01 No -2.41 24.36 1,963.31

99 ARN-1174 Nandkishor Yeshwant Sinari 0.03 2.58 No 0.00 5.90 2.38

100 ARN-1186 Money Options Services Pvt Ltd 0.33 6.45 No -1.18 67.22 10.47

101 ARN-1209 Standard Chartered Bank 62.32 12,028.13 No -4,504.91 17,666.61 1.29

102 ARN-1234 Gupta Capital Investment Centre 0.56 1.34 No -0.95 74.75 57.38

103 ARN-1235 Shenoy Investment & Financial Consultants Pvt Ltd 0.12 0.02 No -0.20 11.58 488.53

104 ARN-1238 Harley Securities Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

105 ARN-1239 Axiom Financial Services Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

Page 3: Disclosure of Commission & Expenses paid to the ... · 6 ARN-0009 Way2Wealth Securities Private Limited 4.44 464.07 No 255.38 747.47 1.97 7 ARN-0010 Bajaj Capital Ltd. 28.35 688.21

Sr. No. ARN-CODE Name of the ARN Holder

Total Amount

paid

(Rs. in lakhs)

Gross Inflows

(in Lakhs)

Distributor is an Associate or Group company

of the sponsor(s) of the mutual fund

Net Inflows (in

Lakhs)

Average Asset

(in Lakhs)

Ratio of AUM to gross inflows

(AUM as on 31 Mar 2019 / Gross

Inflows for FY )

106 ARN-1308 Almondz Global Securities Ltd 2.21 20.01 No -69.73 883.01 43.54

107 ARN-1335 Simpson & General Finance Company Limited 0.25 200.00 No 200.00 167.49 1.07

108 ARN-1343 Chetan Manharlal Lapsiwala 0.01 0.05 No 0.05 3.23 70.52

109 ARN-1351 Dilipkumar Shashikant Vayeda 0.00 0.00 No 0.00 0.00 0.00

110 ARN-1379 Anita Investment Agencies 0.00 0.00 No 0.00 0.00 0.00

111 ARN-1389 Right Choice Securities Pvt Ltd 0.71 21.66 No -12.79 108.82 4.77

112 ARN-1390 Kotak Mahindra Bank Limited 11.47 878.00 No -261.06 2,964.58 3.34

113 ARN-1428 Poddar Financial Services 0.27 0.00 No -51.71 40.55 0.00

114 ARN-1435 Security Investments Limited 2.97 5.10 No -8.59 784.57 158.72

115 ARN-1480 Raviraj Investments Corporate (India) Pvt Ltd 1.40 16.64 No -1.47 132.04 7.86

116 ARN-1487 SFIC Fiscal Services Pvt Ltd 0.06 0.30 No -3.89 13.03 36.91

117 ARN-1493 Janak Merchant Securities Pvt Ltd 0.02 2.32 No -1.16 4.86 1.03

118 ARN-1503 Bharat Soneja 0.02 0.00 No -7.55 2.07 0.00

119 ARN-1513 Krishan Murari Gupta 0.00 0.00 No 0.00 0.00 0.00

120 ARN-1520 Hemant Satyavan Shah 0.01 0.00 No -4.90 1.34 0.00

121 ARN-1560 Purnima Securities Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

122 ARN-1563 Emkay Global Financial Services Limited 0.82 5.96 No 0.96 116.98 19.82

123 ARN-1566 Chaitanya Financial Consultancy Pvt Ltd 3.20 0.88 No 0.36 223.93 267.24

124 ARN-1567 Basic Financial Services Pvt Ltd 0.47 7.68 No -11.25 88.46 11.05

125 ARN-1590 Vinod Kumar Anand 0.01 1.72 No -1.71 1.53 0.02

126 ARN-1622 Kumaraswamy C.V 0.00 0.00 No 0.00 0.17 0.00

127 ARN-1632 D Sundararajan 0.00 0.00 No 0.00 0.00 0.00

128 ARN-1634 Asit Haresh Bhansali 0.05 0.04 No -1.71 10.03 217.76

129 ARN-1662 Priti Ajit Kucheria 0.01 0.00 No -1.89 4.59 30,258.01

130 ARN-1666 Safe Assets 0.00 0.00 No 0.00 0.00 0.00

131 ARN-1668 ECS Financial Services (India) Private Limited 0.50 42.74 No 34.53 100.60 3.21

132 ARN-1669 Ruby Financial Services Pvt Ltd 0.46 19.74 No -7.48 77.74 3.87

133 ARN-1676 Right Returns 0.00 0.00 No 0.00 0.00 0.00

134 ARN-1678 Mangsidhesh Investments Pvt Ltd 1.65 1.65 No -19.52 235.66 139.70

135 ARN-1690 Jyotsna Amarish Shah 0.03 69.28 No 68.80 6.68 1.08

136 ARN-1739 Jennifer Maria Mendes 0.00 0.00 No 0.00 0.31 0.00

137 ARN-1777 Vijay Financial Consultants Pvt Ltd 0.14 1.93 No -3.21 39.47 19.67

138 ARN-1820 Right Choice Investment Shoppe 0.02 0.00 No -0.33 4.30 0.00

139 ARN-1821 U.R. Financial Consultants 0.01 0.57 No 0.57 1.91 3.81

140 ARN-1837 Sangeeta Milind Chitnis 0.03 0.00 No 0.00 6.41 0.00

141 ARN-1847 Chandrakant Kashinath Amritkar 0.00 0.00 No 0.00 0.00 0.00

142 ARN-1849 Akshaya Budhraja 0.00 0.00 No 0.00 1.22 0.00

143 ARN-1851 Dhanesh M. Shah 0.02 0.00 No 0.00 2.78 0.00

144 ARN-1909 Integra Securities Private Limited 0.12 0.00 No -20.98 16.17 0.00

145 ARN-1912 Anjali Investment & Consultants 0.16 227.35 No 211.31 31.58 1.07

146 ARN-1920 Hari Ghanashyam Kamat 0.00 0.00 No 0.00 1.40 0.00

147 ARN-1927 Kaajal Suresh Thadani 0.00 0.00 No 0.00 0.00 0.00

148 ARN-1930 Vatsal Pravin Shah 0.01 0.00 No -1.03 3.93 0.00

149 ARN-1947 Akshaya Wealth Management (P) Ltd 0.00 0.00 No 0.00 0.00 0.00

150 ARN-1964 Anil Khera 2.64 313.38 No 222.37 277.85 1.54

151 ARN-1976 Sandeep Shah 0.23 0.33 No -5.81 27.62 75.47

152 ARN-1977 Kaushik Nagindas Shah 0.00 0.00 No 0.00 0.45 0.00

153 ARN-2023 Bharat Bhushan & Co. 11.68 624.21 No -2,278.32 1,828.17 1.30

154 ARN-2025 Suvridhi Capital Markets Private Ltd 0.08 0.82 No -3.91 11.36 12.04

155 ARN-2096 Jackson Consultants 0.01 110.00 No 110.00 4.62 1.03

156 ARN-2125 HCL Global Processing Services Ltd 0.00 0.00 No 0.00 0.03 0.00

157 ARN-2131 Kanga Financial Services Pvt Ltd 1.55 0.00 No -15.74 262.34 0.00

158 ARN-2180 Y. Sridhar 0.04 0.19 No -1.75 19.93 104.77

159 ARN-2197 Vishal Kumar Narang 0.03 0.00 No -0.75 11.01 0.00

160 ARN-2198 Sonia Narang 0.00 0.00 No 0.00 0.00 0.00

Page 4: Disclosure of Commission & Expenses paid to the ... · 6 ARN-0009 Way2Wealth Securities Private Limited 4.44 464.07 No 255.38 747.47 1.97 7 ARN-0010 Bajaj Capital Ltd. 28.35 688.21

Sr. No. ARN-CODE Name of the ARN Holder

Total Amount

paid

(Rs. in lakhs)

Gross Inflows

(in Lakhs)

Distributor is an Associate or Group company

of the sponsor(s) of the mutual fund

Net Inflows (in

Lakhs)

Average Asset

(in Lakhs)

Ratio of AUM to gross inflows

(AUM as on 31 Mar 2019 / Gross

Inflows for FY )

161 ARN-2224 Ashwin Rasiklal Vajani 0.65 5.00 No -31.93 56.40 8.78

162 ARN-2238 Rajiv Suri 0.03 0.00 No 0.00 6.38 0.00

163 ARN-2268 Jugal Kishore Marwaha 0.00 0.00 No 0.00 0.00 0.00

164 ARN-2276 Seema Ramesh Nainani 0.00 0.00 No 0.00 0.00 0.00

165 ARN-2282 Ramesh Valab Nainani (Huf) 0.06 0.00 No -0.33 7.42 0.00

166 ARN-2283 Tushar Jitendra Shah 0.17 2.12 No -0.35 33.27 16.03

167 ARN-2365 Hari Mohan Gupta 0.01 0.00 No -1.55 4.72 0.00

168 ARN-2366 Shyam Singhania 0.00 0.00 No 0.00 0.00 0.00

169 ARN-2380 Edge Corporate Services Pvt Ltd 12.24 0.11 No -2.08 994.88 9,013.07

170 ARN-2396 Ellora Consultants Pvt Ltd 0.77 0.20 No -48.45 65.51 243.32

171 ARN-2401 Sangam Investments 0.00 0.00 No 0.00 0.00 0.00

172 ARN-2402 Farr Lapp Investments 0.00 0.00 No 0.00 0.00 0.00

173 ARN-2403 Varsha Investments 0.90 175.10 No 40.78 205.26 1.25

174 ARN-2425 Shashi Shekhar Chilana 0.05 0.00 No 0.00 7.97 0.00

175 ARN-2455 Shekhar Madhusudan Mahore 0.05 0.00 No 0.00 7.73 0.00

176 ARN-2481 Rajinder Pal Singh Anand 0.25 6.46 No -1.26 71.34 11.05

177 ARN-2487 Devendra Yeshwant Mhatre 0.01 1.06 No 0.00 1.08 1.07

178 ARN-2508 Brij Bhushan Marwaha 0.02 0.00 No 0.00 0.00 0.00

179 ARN-2512 Rakesh Pasricha 0.02 0.69 No -0.12 6.81 10.03

180 ARN-2550 Shagun Sandeep Sutaria 0.00 0.00 No -0.41 0.61 2,337.86

181 ARN-2590 Prakash Mahendra Thakkar 0.35 1.25 No -30.36 88.85 65.90

182 ARN-2595 Dhairav Janak Shroff 0.00 0.00 No 0.00 0.00 0.00

183 ARN-2640 Common Wealth 0.00 0.00 No 0.00 0.00 0.00

184 ARN-2647 Rajaram Management Services Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

185 ARN-2648 Darashaw & Co. Pvt Ltd 0.47 7,234.15 No -5.03 208.34 0.01

186 ARN-2785 Dilshad Kaiwan Billimoria 0.05 0.00 No 0.00 11.89 0.00

187 ARN-3033 Vivek Kumar 0.00 0.00 No -0.42 0.31 0.00

188 ARN-3063 S.R. Investments 0.06 0.36 No -1.98 6.92 15.57

189 ARN-3069 Om Enterprises 0.00 0.00 No 0.00 0.00 0.00

190 ARN-3071 KFIC Securities Ltd 0.05 0.12 No -0.79 17.65 154.79

191 ARN-3077 Paterson Securities Pvt Ltd 0.00 0.00 No 0.00 0.51 0.00

192 ARN-3082 CRVJ Investment Consultants Pvt.Ltd. 0.13 1.33 No -3.64 25.19 18.37

193 ARN-3083 Quadratic Financial Services Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

194 ARN-3086 Asit C. Mehta Investment Intermediates Ltd 0.12 0.37 No -0.48 33.46 93.83

195 ARN-3087 Narnolia Financial Advisors Limited 0.01 1.95 No -2.25 4.11 1.69

196 ARN-3089 Colaco & Aranha 0.00 0.00 No 0.00 0.43 0.00

197 ARN-3090 Investmentadvisorindia.com 0.05 8.45 No 6.20 11.32 2.08

198 ARN-3092 Think Financial & Insurance Cons Pvt Ltd 0.07 0.40 No -1.13 17.27 42.96

199 ARN-3115 Michael Duarte 0.06 0.13 No -1.09 14.30 107.13

200 ARN-3267 Manu Financial Services 0.07 3.86 No 2.62 10.87 3.45

201 ARN-3273 Pelican Wealth Managers Pvt. Ltd. 0.10 0.56 No -1.01 21.77 38.58

202 ARN-3276 Prabhudas Lilladher Pvt Ltd 0.05 750.00 No -1.12 23.79 0.01

203 ARN-3280 Sundaram Finance Limited 0.00 0.18 No 0.18 0.03 1.09

204 ARN-3284 SKM Management Services 0.00 0.00 No 0.00 0.00 0.00

205 ARN-3287 Gaurang Investments 0.10 0.49 No -1.96 19.28 38.09

206 ARN-3294 Insoft Financial Services 0.00 0.35 No 0.00 0.35 1.07

207 ARN-3296 Reliable Investments 1.52 52.18 No 33.11 131.35 3.17

208 ARN-3302 Amit Jasani Financial Services Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

209 ARN-3305 Prime Gold Securities 0.38 0.18 No -0.35 41.32 221.19

210 ARN-3307 Disha Finance & Investment Pvt Ltd 0.74 6.17 No -15.02 85.50 12.33

211 ARN-3308 Sach Investments 0.39 3.60 No -0.30 66.21 18.75

212 ARN-3315 Dhaval Mahendra Desai 0.00 0.00 No 0.00 0.00 0.00

213 ARN-3350 Durga Financial Services Pvt Ltd 0.05 0.00 No -2.84 15.22 0.00

214 ARN-3439 Sriram Suryanarayanan 0.54 58.53 No 48.38 107.42 2.14

215 ARN-3463 Rajiv Bose 0.00 0.00 No 0.00 0.00 0.00

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Sr. No. ARN-CODE Name of the ARN Holder

Total Amount

paid

(Rs. in lakhs)

Gross Inflows

(in Lakhs)

Distributor is an Associate or Group company

of the sponsor(s) of the mutual fund

Net Inflows (in

Lakhs)

Average Asset

(in Lakhs)

Ratio of AUM to gross inflows

(AUM as on 31 Mar 2019 / Gross

Inflows for FY )

216 ARN-3485 Arun Vishwanath Lagu 0.00 0.00 No 0.00 0.00 0.00

217 ARN-3489 Prashant Murlidhar Bagad 0.00 0.00 No 0.00 0.00 0.00

218 ARN-3505 Kuncham Investment & Financial Services 0.00 0.00 No 0.00 0.00 0.00

219 ARN-3511 Wealthcare Securities Private Limited 0.08 0.50 No -2.39 45.00 91.98

220 ARN-3515 Sri Kotyark Investments 0.29 48.45 No 37.36 39.34 1.39

221 ARN-3517 Swathi Investments 0.18 0.31 No 0.31 38.08 126.06

222 ARN-3524 JHAVERI SECURITIES LTD 0.15 6.67 No 0.98 37.37 5.55

223 ARN-3528 Power Pusher Financial Services LLP 1.36 3.25 No -47.42 334.34 96.01

224 ARN-3535 Abm Investment 0.03 0.00 No -2.12 6.65 0.00

225 ARN-3543 Deutsche Bank AG 17.44 3,283.51 No 133.91 3,103.13 0.89

226 ARN-3677 Dhananjay Manohar Kale 0.01 13.66 No 13.53 8.18 1.24

227 ARN-3689 Yogesh Jayant Shah 0.21 1.88 No 1.08 47.88 26.05

228 ARN-3721 Arjun Gupta 0.00 0.00 No 0.00 0.00 0.00

229 ARN-3729 Jayesh Subhash Salvi 0.24 1.80 No -2.17 32.57 17.93

230 ARN-3798 Rajesh Sarawgi 0.01 2.03 No -0.03 3.93 1.91

231 ARN-3821 Mukesh R Parikh 2.78 13.91 No -17.23 354.17 25.01

232 ARN-3852 PTIC (P) Ltd 0.07 0.77 No -3.15 15.46 20.02

233 ARN-3858 Shreeji Kosh Services 0.00 0.00 No 0.00 0.58 0.00

234 ARN-3945 Kishore N.Kewalramani 0.62 2.81 No 2.34 107.28 38.70

235 ARN-3963 Vinit Chandulal Vasa 0.00 0.00 No 0.00 0.00 0.00

236 ARN-4042 Mahesh Sawaika 0.00 0.00 No 0.00 0.00 0.00

237 ARN-4157 Yajendra Chinnaya Shetty 0.00 0.00 No 0.00 0.00 0.00

238 ARN-4159 Vinayak Dattatreya Joshi 0.00 0.00 No 0.00 0.00 0.00

239 ARN-4188 Holistic Investment Planners Pvt. Ltd. 0.00 0.00 No 0.00 0.00 0.00

240 ARN-4193 Millennium Finance Limited 0.00 0.00 No 0.00 0.00 0.00

241 ARN-4216 Shashank Jain 0.00 0.00 No 0.00 0.00 0.00

242 ARN-4353 Umesh Kumar Gupta 0.00 0.00 No 0.00 0.00 0.00

243 ARN-4421 Ruchi Jain 0.00 0.00 No 0.00 0.49 0.00

244 ARN-4449 A.Makarand Govindrao 0.05 0.05 No -2.97 9.17 161.52

245 ARN-4461 Soba Infosec Pvt Ltd 0.02 0.00 No -0.49 3.41 0.00

246 ARN-4464 Vikram S.Bagadthey 0.00 0.00 No 0.00 0.71 0.00

247 ARN-4468 M/S ARWIND M SHAH 0.79 0.46 No -24.67 142.82 297.20

248 ARN-4478 Anand Rathi Share And Stock Brokers Limited 2.59 783,348.70 No -2,808.41 3,722.75 0.00

249 ARN-4480 Union Bank of India 0.33 0.08 No -0.54 6.08 78.55

250 ARN-4481 Bank of India 0.00 0.00 No 0.00 0.00 0.00

251 ARN-4483 UTI Infrastructure Technology And Services Ltd 0.00 0.00 No 0.00 0.00 0.00

252 ARN-4484 Blue Chip Investments 0.53 131.41 No 33.81 60.27 0.32

253 ARN-4803 Walter Cyril Pinto 0.00 0.00 No 0.00 0.00 0.00

254 ARN-4815 Abhinav Mehta 0.00 0.00 No 0.00 0.37 0.00

255 ARN-4829 Gupta Investments 0.21 0.54 No -3.28 49.05 84.00

256 ARN-4837 Harihar Finance Corporation 0.00 0.00 No 0.00 0.00 0.00

257 ARN-4843 TIPS 1.64 125.55 No 39.88 163.05 1.67

258 ARN-4968 Ramesh Chand Maloo 0.66 1.64 No -7.78 107.32 65.44

259 ARN-5081 Kanchan Hiralal Jain 0.00 0.00 No 0.00 0.00 0.00

260 ARN-5084 Dipankar Das 0.32 1.47 No 0.18 50.77 34.98

261 ARN-5205 Mukul Pravin Kulkarni 0.00 5.10 No 4.50 0.66 1.01

262 ARN-5207 Kumud Ketan Dedhia 0.00 0.00 No 0.00 0.00 0.00

263 ARN-5275 Biren Krishnakant Chhatrapati 0.02 0.00 No -0.39 3.56 0.00

264 ARN-5298 Deep Management & Eco Consultants Private Limited 0.15 1.35 No 0.18 22.24 16.87

265 ARN-5388 Jignesh Lalitbhai Kapadia 0.03 0.00 No -7.40 9.43 0.00

266 ARN-5421 Tarla Pankaj Mavani 0.00 0.00 No 0.00 0.00 0.00

267 ARN-5503 Mukesh Kumar.M 0.10 0.30 No -10.93 12.16 25.27

268 ARN-5568 Anshu Shrivastava 0.00 0.00 No 0.00 0.00 0.00

269 ARN-5592 Darshan Services Private Limited 0.00 0.00 No 0.00 0.00 0.00

270 ARN-5593 Merchant Investment Consultancy Private Limited 2.93 17.21 No -27.15 489.26 28.12

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Sr. No. ARN-CODE Name of the ARN Holder

Total Amount

paid

(Rs. in lakhs)

Gross Inflows

(in Lakhs)

Distributor is an Associate or Group company

of the sponsor(s) of the mutual fund

Net Inflows (in

Lakhs)

Average Asset

(in Lakhs)

Ratio of AUM to gross inflows

(AUM as on 31 Mar 2019 / Gross

Inflows for FY )

271 ARN-5596 Fortune Finsec Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

272 ARN-5599 Autus Wealth Management Private Limited 0.08 0.85 No 0.17 28.26 34.05

273 ARN-5603 Wealth Lab Private Limited 0.00 0.00 No 0.00 0.00 0.00

274 ARN-5642 Suvarna Yogesh Shah 0.00 0.00 No 0.00 0.00 0.00

275 ARN-5776 Rikhav Suresh Desai 0.01 0.00 No -1.02 2.16 0.00

276 ARN-5877 M.Ramachandran 0.00 0.00 No 0.00 0.00 0.00

277 ARN-5882 Deepak 0.02 0.54 No -0.12 7.14 13.41

278 ARN-5889 Rajeev Murarka 0.04 0.17 No -0.44 4.10 21.80

279 ARN-5958 Surendra Kumar Dugar & Co 0.00 0.00 No 0.00 0.00 0.00

280 ARN-5962 Sab Investments 0.00 0.00 No 0.00 0.00 0.00

281 ARN-5975 Rohan Maurya 0.00 0.00 No 0.00 0.52 0.00

282 ARN-5990 Drumesh H.Pandya 0.00 0.00 No 0.00 0.00 0.00

283 ARN-6083 Joseph Elias Menezes 0.00 0.00 No 0.00 0.00 0.00

284 ARN-6085 Anita Arun Lagu 0.00 0.00 No 0.00 0.00 0.00

285 ARN-6089 Deepa Manoj Adalja 0.03 0.00 No -2.98 8.20 0.00

286 ARN-6223 Pawan Gupta 0.00 0.00 No 0.00 0.91 0.00

287 ARN-6233 Jain Bros 0.00 0.00 No 0.00 0.00 0.00

288 ARN-6353 Safe Investment & Financial Services 0.00 0.53 No 0.00 5.24 10.11

289 ARN-6575 Ipcon Associates 0.04 0.07 No -2.13 7.69 106.75

290 ARN-6622 Goel Financial Consultants 0.00 0.00 No 0.00 0.00 0.00

291 ARN-6714 Varughese Mathai.K 0.00 0.07 No 0.07 1.13 17.76

292 ARN-7007 Three Cheers 0.06 0.00 No -7.81 11.70 0.00

293 ARN-7011 Arvind Financial Services 0.00 0.05 No 0.05 0.03 0.98

294 ARN-7129 Tayal Capitals 0.53 0.55 No -7.04 86.21 151.10

295 ARN-7151 Gajendra Hiralal Jain 0.00 0.00 No 0.00 0.00 0.00

296 ARN-7518 Prakash Investments 0.01 0.00 No 0.00 2.86 0.00

297 ARN-7632 Ketan Jayantilal Shah 0.00 0.00 No 0.00 0.00 0.00

298 ARN-7743 Ashok Thakwani 0.03 0.00 No 0.00 7.22 0.00

299 ARN-7858 Madhuvan Securities Private Limited 0.04 0.34 No 0.04 6.04 18.09

300 ARN-7893 Ravindra Rajendra Oberoi 0.20 0.10 No 0.10 21.67 223.86

301 ARN-7895 Ajay Kumar Arora 0.02 0.00 No -0.22 4.28 0.00

302 ARN-8181 Brain Point Investment Centre Pvt Ltd 146.49 24,832.38 No 24,677.02 10,539.25 1.08

303 ARN-8229 Aspandiar Nari Kanga 0.26 23.76 No 20.64 49.83 2.28

304 ARN-8337 Navneet Kumar, 0.01 0.00 No 0.00 2.51 0.00

305 ARN-8418 Punjab National Bank 0.00 0.00 No 0.00 0.00 0.00

306 ARN-8466 Ajay Kantibhai Shah 0.00 0.00 No 0.00 0.00 0.00

307 ARN-8596 Kukku Consultants Private Limited 0.00 25.00 No 25.00 0.27 1.00

308 ARN-8783 Bimal Mansukhlal Panchamia 0.04 0.28 No -3.51 4.38 13.41

309 ARN-9156 Gautam Rathore 0.02 0.20 No -0.17 3.93 18.53

310 ARN-9194 Indsec Securities And Finance Ltd. 0.00 0.00 No 0.00 0.17 0.00

311 ARN-9270 Samruddhi Investment 0.05 0.00 No -0.71 11.41 0.00

312 ARN-9305 Nitin N Odhawani 0.00 0.00 No 0.00 0.00 0.00

313 ARN-9308 Sanjay Mahendrakumar Nanavati 0.00 0.00 No -0.45 0.85 0.00

314 ARN-9348 Samsang Financial Consultants 0.03 0.40 No 0.40 9.61 24.63

315 ARN-9374 Daularam Kewalram Patel 0.00 0.00 No 0.00 0.00 0.00

316 ARN-9534 Shah Digpal Hemant 0.00 0.00 No 0.00 0.00 0.00

317 ARN-9611 Santwana Nandi 0.00 0.00 No 0.00 0.00 0.00

318 ARN-9750 Ranjan Chandok 0.01 0.00 No -2.78 0.84 0.00

319 ARN-9760 Canara Bank 0.00 0.00 No 0.00 0.00 0.00

320 ARN-9807 Indus Capital 0.37 0.00 No -0.51 44.17 0.00

321 ARN-9859 Bank of Bahrain & Kuwait B.S.C. 0.00 0.00 No 0.00 0.00 0.00

322 ARN-9992 Prudent Corporate Advisory Services Ltd 5.38 795.31 No 648.04 704.95 1.68

323 ARN-10021 Javahar Kuttypady 0.02 0.00 No 0.00 5.32 0.00

324 ARN-10164 Jash Consultancy 0.00 0.00 No 0.00 0.00 0.00

325 ARN-10195 Pankaj Sidana 0.00 0.00 No 0.00 0.00 0.00

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Sr. No. ARN-CODE Name of the ARN Holder

Total Amount

paid

(Rs. in lakhs)

Gross Inflows

(in Lakhs)

Distributor is an Associate or Group company

of the sponsor(s) of the mutual fund

Net Inflows (in

Lakhs)

Average Asset

(in Lakhs)

Ratio of AUM to gross inflows

(AUM as on 31 Mar 2019 / Gross

Inflows for FY )

326 ARN-10251 Akasa Securities & Financial Services Pvt. Ltd 0.01 0.15 No 0.15 3.79 26.70

327 ARN-10402 Finance Doctor Pvt. Ltd 0.00 0.34 No 0.00 0.35 1.07

328 ARN-10520 S Babu Arunachalam 0.00 0.10 No 0.10 0.10 1.63

329 ARN-10565 Pranav Anant Gadgil 0.00 0.00 No 0.00 0.00 0.00

330 ARN-10617 Subras Investments 0.02 0.00 No -1.42 3.41 0.00

331 ARN-10770 Gaurav Mehrotra 0.00 0.00 No 0.00 0.00 0.00

332 ARN-10836 Rushil Financial Services 0.00 0.00 No 0.00 1.35 0.00

333 ARN-10868 Padmanaban B 0.01 5.75 No 5.75 1.50 1.05

334 ARN-10882 Kooran Varghese Polson 0.02 0.00 No 0.00 4.63 0.00

335 ARN-11257 Mridula Chadda 0.00 0.00 No 0.00 0.00 0.00

336 ARN-11436 L&T Capital Company Ltd 2.28 106,093.31 No -303.14 4,113.05 0.00

337 ARN-11439 Leader Care Finance 0.01 0.00 No 0.00 0.89 0.00

338 ARN-11502 Subhas Chakraborty 0.00 0.00 No 0.00 0.00 0.00

339 ARN-11572 Rajendra Pachare 0.01 0.00 No -1.56 3.94 0.00

340 ARN-11660 Frontline Securities Ltd 18.74 2,036.38 No 531.59 2,644.13 1.43

341 ARN-11681 Bajaj Securities 0.04 2.32 No -0.48 9.30 4.06

342 ARN-11694 Aahlada Securities Pvt Ltd 0.09 1.57 No -0.31 15.36 9.64

343 ARN-11766 Capital League 0.00 0.00 No 0.00 4.94 0.00

344 ARN-11941 Darshan Mahendra Parekh 0.00 0.00 No 0.00 0.00 0.00

345 ARN-12001 Babubhai Hiralal & Co 0.00 0.00 No 0.00 0.00 0.00

346 ARN-12143 Gunisetty Gnana Prasunamba 0.00 0.00 No 0.00 0.00 0.00

347 ARN-12195 State Bank of India 0.00 14.17 No 14.17 2.74 1.11

348 ARN-12201 Bahubali Mohanlal Shah 0.02 0.26 No -5.64 6.33 5.13

349 ARN-12276 Kailash Narain Datt 0.00 0.00 No 0.00 0.00 0.00

350 ARN-12298 Jayshree A Shah 0.03 0.00 No 0.00 5.38 0.00

351 ARN-12370 Deepak Kumar Bhardwaj 0.01 0.00 No -1.65 2.26 0.00

352 ARN-12371 Rachit Consultants 0.00 0.00 No 0.00 0.00 0.00

353 ARN-12417 Ashika Stock Broking Ltd. 0.19 1,431.76 No -8.31 159.25 0.02

354 ARN-12432 Mangal Deep Financial Services 0.00 0.00 No 0.00 0.00 0.00

355 ARN-12576 ITI Securities Broking Limited 0.62 5.57 No -3.04 96.75 17.25

356 ARN-12836 Rashmi Thukral 0.00 0.00 No 0.00 0.07 0.00

357 ARN-12899 Ramesh Chander Anand 0.01 1.89 No -0.18 1.98 1.07

358 ARN-12931 Kirti Tejas Merchant 0.00 0.00 No 0.00 0.00 0.00

359 ARN-12992 Veena Chandra 0.00 0.00 No 0.00 0.00 0.00

360 ARN-13004 Sonal Rajesh Rawani 0.00 2.00 No 2.00 0.91 1.09

361 ARN-13286 Rainbow Consultancy 0.03 1.29 No 0.24 11.61 9.23

362 ARN-13376 Elite Wealth Advisors Limited 0.06 1.28 No 0.08 27.46 21.96

363 ARN-13549 HDFC Securities Ltd 5.63 715.27 No -40.05 458.72 0.89

364 ARN-13595 Wealth First Port Folio Managers Ltd 0.09 3.38 No -3.78 19.22 5.41

365 ARN-13796 Bhavesh Indravadan Gandhi 0.00 0.00 No 0.00 0.00 0.00

366 ARN-13799 Praveen Mahabirprasad Dalmia 0.00 0.00 No 0.00 2.82 0.00

367 ARN-13831 The Saraswat Co-Operative Bank Ltd 0.22 0.01 No -0.52 24.80 1,696.18

368 ARN-13913 Porecha Global Securities Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

369 ARN-13996 Yashwant Amarsingh Rathod 0.02 0.00 No 0.00 3.37 0.00

370 ARN-14038 Yogendra Dilipbhai Doshi 0.12 0.46 No -24.14 27.77 41.96

371 ARN-14155 Dhruv Lalit Mehta 1.12 0.00 No 0.00 162.57 0.00

372 ARN-14352 Boho Consultants Pvt Ltd 0.01 0.00 No -4.17 1.31 0.00

373 ARN-14545 Kaushikkumar Harmanbhai Patel 0.00 0.00 No 0.00 0.00 0.00

374 ARN-14565 Thakker Nikhil Vasudev 0.00 0.35 No 0.35 0.01 1.00

375 ARN-14627 Paresh Gopal Bhide 0.03 0.00 No -0.08 5.43 0.00

376 ARN-14695 Jayakumari Ishwarlal Shah 0.00 0.00 No 0.00 0.00 0.00

377 ARN-14731 Janak Dulari 0.00 0.00 No 0.00 0.00 0.00

378 ARN-14833 Ram Kishore Jha 0.00 0.00 No 0.00 0.00 0.00

379 ARN-14934 Suman Gupta 0.00 0.00 No 0.00 0.00 0.00

380 ARN-15078 Sharad Gupta 0.00 0.00 No 0.00 0.00 0.00

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Sr. No. ARN-CODE Name of the ARN Holder

Total Amount

paid

(Rs. in lakhs)

Gross Inflows

(in Lakhs)

Distributor is an Associate or Group company

of the sponsor(s) of the mutual fund

Net Inflows (in

Lakhs)

Average Asset

(in Lakhs)

Ratio of AUM to gross inflows

(AUM as on 31 Mar 2019 / Gross

Inflows for FY )

381 ARN-15110 Allegro Capital Advisors Pvt Ltd 0.87 68.36 No -336.80 182.80 2.52

382 ARN-15114 Arihant Capital Markets Limited 0.02 1.19 No 0.24 3.84 3.44

383 ARN-15220 Rohitashwa Kumbhkar 0.00 0.00 No 0.00 0.00 0.00

384 ARN-15251 Bharat Tokershi Gosar 0.00 0.00 No 0.00 0.00 0.00

385 ARN-15423 Satyen Girish Vakil 0.00 0.50 No 0.50 0.21 1.40

386 ARN-15551 Paresh Shantilal Kariya 0.15 0.00 No 0.00 0.00 0.00

387 ARN-15824 Suman Kumar Thakur 0.00 0.00 No 0.00 0.00 0.00

388 ARN-16011 A K Narayan 0.10 0.00 No 0.00 16.45 0.00

389 ARN-16320 Lallit Tripathi 0.00 0.00 No 0.00 0.00 0.00

390 ARN-16321 Vision Ahead Services (Pvt) Ltd 0.00 0.00 No 0.00 0.00 0.00

391 ARN-16404 Edelweiss Financial Services Limited 0.20 15.35 No 12.40 58.53 4.36

392 ARN-16699 Prakash Hariram Lohana 0.16 0.79 No 0.75 22.14 29.36

393 ARN-16845 Ashok Kumar Agarwal 0.00 0.00 No 0.00 0.00 0.00

394 ARN-16853 Kalariya Ravi Keshavlal 0.00 0.00 No 0.00 0.00 0.00

395 ARN-17297 Invest Search 0.00 0.00 No 0.00 1.35 0.00

396 ARN-17397 Motilal Oswal Securities Ltd. 1.18 0.36 No 0.00 0.70 1.99

397 ARN-18212 Mrigendra Kumar Mishra 0.00 0.00 No 0.00 1.10 0.00

398 ARN-18523 Venkatesh Share & Stock Brokers Pvt. Ltd. 0.00 0.00 No 0.00 0.00 0.00

399 ARN-18741 Vcare Investment Services Pvt. Ltd. 1.26 19.22 No -26.35 124.85 6.08

400 ARN-18747 Palani Dhamodar 0.07 2.03 No -3.26 22.01 9.81

401 ARN-18870 Shifali Satsangee 0.00 0.00 No 0.00 0.00 0.00

402 ARN-18879 Pihas Mukesh Parikh 0.00 0.00 No 0.00 0.00 0.00

403 ARN-18908 Shree Consultants 0.00 1.05 No -28.59 19.85 0.06

404 ARN-18919 Gada & Haria Financial Planners Private Limited 0.01 0.00 No 0.00 1.08 0.00

405 ARN-18941 Sachin Shashikant Parekh 0.04 0.00 No -1.68 7.26 0.00

406 ARN-19016 Transcend Consulting (India) Pvt Ltd 0.00 0.00 No 0.00 0.16 0.00

407 ARN-19038 Bheruratan Onkardas Dammani 0.05 0.06 No 0.06 7.47 124.46

408 ARN-19203 Abchlor Investment Advisors (P) Ltd 0.13 0.16 No 0.16 10.62 68.93

409 ARN-19343 Ashish Golechha 0.00 0.12 No 0.12 2.28 19.45

410 ARN-19760 Mehul Hasmukhbhai Shah. 0.01 0.00 No 0.00 2.65 0.00

411 ARN-19897 Allahabad Bank 0.00 0.00 No 0.00 0.00 0.00

412 ARN-19969 Sunder Gopal Roy 10.60 545.37 No 252.61 537.27 1.29

413 ARN-20558 Narnolia Securities Ltd 0.66 304.46 No 19.54 59.42 0.05

414 ARN-20669 Sharekhan Limited 1.49 299.45 No 165.02 189.80 1.11

415 ARN-20677 Relacs Investment & Financial Services Pvt Ltd 0.27 1.00 No -9.34 43.96 41.80

416 ARN-20721 Wiseinvest Advisors Pvt. Ltd. 0.95 56.69 No 33.67 118.78 2.40

417 ARN-20936 Ventura Securities Ltd 0.26 4.04 No -1.93 47.31 11.60

418 ARN-20943 Infinity Finserv (P) Ltd 0.25 1.49 No -1.78 62.77 41.19

419 ARN-20995 IIFL WEALTH ADVISORS INDIA LIMITED 0.17 3,260.77 No -70.21 249.05 0.01

420 ARN-21399 BFC Capital P Ltd 0.86 4.35 No -7.55 76.57 17.44

421 ARN-21896 Laxmi Narayan Gupta 0.15 4.34 No -1.97 26.24 5.93

422 ARN-21950 Krupa Enterprises 0.00 0.00 No 0.00 0.00 0.00

423 ARN-22073 Investor Point 0.33 5.82 No -5.65 50.26 8.70

424 ARN-22193 The Federal Bank Ltd. 0.25 0.00 No -5.28 48.76 0.00

425 ARN-22247 Nikhil Jitendra Anandpara 0.00 0.00 No 0.00 0.00 0.00

426 ARN-22304 Jainy Tejash Shah 0.00 0.00 No 0.00 0.00 0.00

427 ARN-22502 Iqbal Singh 0.53 6.56 No -3.83 84.94 12.70

428 ARN-22556 Ranna Amit Thakkar 0.00 0.00 No 0.00 0.88 0.00

429 ARN-22621 Yezdi Framroz Langrana 1.69 48.75 No -70.79 293.08 4.80

430 ARN-22770 Anil Manohar Kataria 0.00 0.00 No 0.00 0.00 0.00

431 ARN-22973 Trade Net Wealth Managers Pvt Ltd 0.04 0.00 No -0.34 14.43 0.00

432 ARN-23017 Yes Bank Limited 0.89 3,618.07 No -25.68 504.17 0.04

433 ARN-23125 Narendra Shrikisan Agrawal 0.00 0.00 No 0.00 0.00 0.00

434 ARN-23315 Naveen Rego Wealth Managers Pvt. Ltd. 0.00 0.00 No 0.00 0.00 0.00

435 ARN-23696 P K Martin 0.00 0.00 No 0.00 0.00 0.00

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Sr. No. ARN-CODE Name of the ARN Holder

Total Amount

paid

(Rs. in lakhs)

Gross Inflows

(in Lakhs)

Distributor is an Associate or Group company

of the sponsor(s) of the mutual fund

Net Inflows (in

Lakhs)

Average Asset

(in Lakhs)

Ratio of AUM to gross inflows

(AUM as on 31 Mar 2019 / Gross

Inflows for FY )

436 ARN-23999 Rajesh Kr Sodhani 0.07 8.65 No 8.65 5.66 1.30

437 ARN-24141 Moksh Consulting 0.00 0.00 No 0.00 0.00 0.00

438 ARN-24204 Pooja Aggarwal 0.00 0.00 No 0.00 0.00 0.00

439 ARN-24216 Invest & Prosper Financial Services 0.00 0.00 No 0.00 0.00 0.00

440 ARN-24394 Coolbrain Consultants Private Ltd. 3.65 179.56 No 52.64 466.03 3.17

441 ARN-24689 M/S Milestone Financial Consultants 0.01 0.82 No 0.65 2.66 3.79

442 ARN-25140 Wholelife Financial Services (Hyderabad) Pvt. Ltd. 0.08 1.38 No 0.18 16.69 12.22

443 ARN-25382 Parita Sandeep Gandhi 0.00 0.00 No 0.00 0.00 0.00

444 ARN-25647 Snazzy Wealth Creators 0.01 0.69 No -7.75 4.95 5.25

445 ARN-27210 GEPL CAPITAL PRIVATE LIMITED 0.17 0.53 No -27.62 28.68 49.27

446 ARN-27400 Diva Jyote Portfolios Private Limited 0.02 0.00 No 0.00 4.70 0.00

447 ARN-27526 Nooney Madhava Siva Prasad 0.00 0.00 No 0.00 0.00 0.00

448 ARN-27605 Satish Arora 0.02 0.00 No 0.00 3.44 0.00

449 ARN-27842 Deepanshu Singhal 0.00 0.00 No 0.00 0.00 0.00

450 ARN-27988 Peakalpha Investment Services (P) Ltd., 0.00 0.00 No 0.00 1.01 0.00

451 ARN-28003 Indian Overseas Bank 0.00 0.00 No 0.00 0.00 0.00

452 ARN-28004 Investor Shoppe Consultancy Private Limited 1.89 5.53 No -1.90 175.40 32.30

453 ARN-28244 Nimish Kantilal Unadkat 2.60 317.02 No 0.06 347.16 1.14

454 ARN-28283 Amit Sitaram Luharuka 0.00 0.00 No 0.00 0.00 0.00

455 ARN-28323 Asset Alliance Securities Private Limited 0.01 0.16 No 0.05 2.32 15.01

456 ARN-28400 Shriram Insight Share Brokers Ltd 0.32 35.24 No 2.20 61.71 1.84

457 ARN-28457 Verdant Financial Advisory Services Private Limited 0.00 0.00 No 0.00 0.00 0.00

458 ARN-28601 Mukesh Dokania 0.09 250.60 No 250.60 13.82 1.05

459 ARN-28958 Saksham Wealth Solutions Private Limited 0.05 1.28 No 1.02 9.47 8.03

460 ARN-29043 Deepak Krishnamurthy Rao 0.41 10.15 No -6.58 98.44 9.26

461 ARN-29053 Gopal Chulani 0.00 0.00 No -3.31 0.33 0.00

462 ARN-29235 Sukanta Bhattacharjee 0.00 0.00 No 0.00 0.00 0.00

463 ARN-29345 SMC Global Securities Limited 11.61 1,105.84 No 871.28 829.80 1.33

464 ARN-29727 Zeus Investment Solutions 0.04 0.18 No 0.18 9.95 53.69

465 ARN-29819 Pioneer Client Associates Private Limited 0.18 12.29 No 1.62 26.82 2.21

466 ARN-29860 Shrambal Consultants Private Limited 0.01 5.13 No 0.95 6.60 1.80

467 ARN-29886 Kartik Amrish Gandhi HUF 0.00 0.00 No 0.00 0.00 0.00

468 ARN-29889 Reliance Securities Limited 1.29 78.92 No 34.07 225.00 3.18

469 ARN-29900 R.L.P. Securities Pvt. Ltd. 1.46 596.70 No -55.54 222.90 0.40

470 ARN-30004 DBS Bank Ltd. 1.47 0.00 No 0.00 0.00 0.00

471 ARN-30061 Shri Ashutosh Securities Private Limited 0.01 1.20 No 0.00 2.91 2.52

472 ARN-30156 Mahindra & Mahindra Financial Services Limited 0.21 8.65 No -15.47 43.51 4.56

473 ARN-30242 Mukund Seshadri 0.00 2.13 No 0.92 2.19 2.05

474 ARN-30246 Sunil Bhanudas Kanade 0.00 0.00 No 0.00 0.00 0.00

475 ARN-30370 Om Apex Investment Services Private Limited 0.08 65.90 No 65.05 12.66 1.17

476 ARN-30378 Pallav Bagaria 0.00 0.00 No 0.00 0.00 0.00

477 ARN-30403 Champion Traders 0.01 0.00 No 0.00 1.03 0.00

478 ARN-30544 K Sarath Kumar 0.00 0.00 No 0.00 0.31 0.00

479 ARN-30846 International Money Matters Private Limited 0.07 49.82 No 10.53 37.78 0.44

480 ARN-31340 Wealth Creators 0.10 0.22 No -0.24 20.99 95.23

481 ARN-31345 Bipin Bihari Sinha 0.00 0.00 No 0.00 0.00 0.00

482 ARN-31388 Abacus Corporation Private Limited 3.60 0.86 No 0.00 842.97 961.56

483 ARN-31751 LKP Securities Limited 0.43 19.93 No -1.97 72.92 3.55

484 ARN-31899 Shagun Sutaria Stock Broking Private Limited 0.00 0.00 No 0.00 0.00 0.00

485 ARN-32205 Deepak Bakshi 0.00 0.00 No 0.00 0.00 0.00

486 ARN-32281 Indira Jitendra Udani 0.01 0.05 No -0.61 1.23 14.09

487 ARN-32455 Arvinder Singh Bindra 0.00 0.00 No 0.00 0.00 0.00

488 ARN-32652 Milind Khasnis 0.04 0.22 No -3.43 8.74 36.10

489 ARN-32848 Ace Wealth Management Private Limited 0.00 0.00 No 0.00 0.00 0.00

490 ARN-32972 Crescore Wealth Management Services Pvt. Ltd. 0.52 0.17 No -1.78 79.23 462.78

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Sr. No. ARN-CODE Name of the ARN Holder

Total Amount

paid

(Rs. in lakhs)

Gross Inflows

(in Lakhs)

Distributor is an Associate or Group company

of the sponsor(s) of the mutual fund

Net Inflows (in

Lakhs)

Average Asset

(in Lakhs)

Ratio of AUM to gross inflows

(AUM as on 31 Mar 2019 / Gross

Inflows for FY )

491 ARN-33035 LIFE PLUS 0.00 0.00 No 0.00 0.00 0.00

492 ARN-33307 Arun Purushottam Patel 0.00 0.00 No 0.00 0.00 0.00

493 ARN-33422 Abhenav Khettry 0.00 0.00 No 0.00 0.09 0.00

494 ARN-33430 Sinhasi Consultants Private Limited 0.00 0.00 No 0.00 0.00 0.00

495 ARN-33431 Sujash Securities Private Limited 0.00 0.00 No 0.00 0.00 0.00

496 ARN-33684 SMR Consultancy Private Limited 0.59 76.43 No 56.49 36.23 0.95

497 ARN-33752 S J Investment Services Pvt Ltd 6.24 31.03 No -159.20 841.19 23.26

498 ARN-33794 Oriental Bank Of Commerce 0.00 0.00 No 0.00 0.00 0.00

499 ARN-33919 Vista Wealth Consultants Private Limited 0.32 3.46 No -1.40 44.52 12.95

500 ARN-34074 Harish S Kotian 4.20 450.54 No 324.32 314.91 1.20

501 ARN-34180 A R J Financial Consultants India Private Limited 0.01 0.43 No 0.00 1.52 3.70

502 ARN-34238 Tumma Balraj 0.00 0.00 No 0.00 0.00 0.00

503 ARN-34364 Catalyst Financial Planning 0.00 0.00 No 0.00 0.00 0.00

504 ARN-34515 Comsol Financial Solutions Private Limited 12.41 85.07 No -28.37 2,000.46 24.73

505 ARN-34637 S Govinda Raju 0.04 0.03 No -1.46 6.86 188.58

506 ARN-34962 DSA Capital Services 0.14 63.07 No 59.50 12.55 0.94

507 ARN-34976 Hemant Suryakant Powale 0.00 0.00 No -0.91 3.27 0.00

508 ARN-35323 Dhanlaxmi Bank Limited 0.00 0.00 No 0.00 0.68 0.00

509 ARN-35331 Sujata Khushrav Kabraji 0.00 0.00 No 0.00 0.00 0.00

510 ARN-35783 Bank Of Baroda 0.00 0.00 No 0.00 0.00 0.00

511 ARN-36031 Syndicate Bank 0.00 0.00 No 0.00 0.00 0.00

512 ARN-36152 Vishal Bharat Modi 0.00 0.00 No 0.00 0.00 0.00

513 ARN-36190 Director General Posts 0.00 0.00 No 0.00 0.00 0.00

514 ARN-36266 Srivari Investments 0.06 0.95 No -2.03 15.20 14.71

515 ARN-36358 Ambit Capital Private Limited 0.00 0.00 No -4.00 1.00 0.00

516 ARN-36437 Shah & Shah Finsol Private Limited 0.00 14.00 No 13.94 6.94 1.15

517 ARN-36805 The Karnataka Bank Limited 0.00 0.00 No 0.00 0.00 0.00

518 ARN-36863 NDA Securities Limited 0.03 0.00 No 0.00 4.84 0.00

519 ARN-36894 Vivek Mahajan 0.05 0.00 No 0.00 11.32 0.00

520 ARN-37133 Milestone Portfolio Consultants Private Limited 0.01 0.60 No 0.00 17.17 27.95

521 ARN-37795 Ankit Jain 0.00 0.00 No 0.00 0.00 0.00

522 ARN-37827 Manjula S 0.00 0.00 No 0.00 0.00 0.00

523 ARN-37958 Prokens Opesmetrics Pvt Ltd 0.00 0.00 No 0.00 0.14 0.00

524 ARN-37997 Abhijit Shivanand Sawant 0.00 0.00 No 0.00 0.00 0.00

525 ARN-38053 Golkunda Commercial Private Limited 0.00 0.00 No 0.00 0.00 0.00

526 ARN-38185 Yash Consultants 2.61 0.00 No -73.22 324.20 0.00

527 ARN-39107 Net Brokers Private Limited 0.02 0.00 No -0.73 2.70 0.00

528 ARN-39461 Rajesh Kadam 0.00 0.00 No 0.00 0.00 0.00

529 ARN-39470 Prudent Bull Wealth Management Private Limited 0.00 0.00 No 0.00 0.08 0.00

530 ARN-40107 Urjita Financial Services Private Limited 0.24 6.13 No -1.33 42.37 6.95

531 ARN-40485 Poornima Jain 0.21 0.00 No -135.96 33.49 0.00

532 ARN-40594 Mukesh Kumar Vinodlal Shah 0.00 0.00 No 0.00 0.00 0.00

533 ARN-40733 Karan Agarwal 0.00 0.00 No 0.00 0.00 0.00

534 ARN-41132 Sanat Kacker 0.00 0.00 No 0.00 0.00 0.00

535 ARN-41137 Avanish K Shah 0.08 0.00 No -2.16 8.30 0.00

536 ARN-41216 Prasad R Sangam 0.00 0.00 No 0.00 0.00 0.00

537 ARN-41427 Imperial Prime Consultancy Private Limited 0.01 0.00 No 0.00 0.88 0.00

538 ARN-41541 Probin Agarwalla 0.00 0.00 No 0.00 0.00 0.00

539 ARN-41571 Jayasha Share Consultants 0.00 0.00 No 0.00 0.00 0.00

540 ARN-41719 Arun Sankar 0.00 0.00 No 0.00 0.00 0.00

541 ARN-41733 Clairvoyance Securities Private Limited 0.00 0.00 No 0.00 0.00 0.00

542 ARN-42506 Marwadi Shares And Finance Limited 0.03 0.56 No -3.77 2.79 0.46

543 ARN-42632 Shwetang Sanat Sheth 0.00 0.00 No 0.00 0.00 0.00

544 ARN-42937 Nand Kishore Kothari 0.05 0.00 No 0.00 8.35 0.00

545 ARN-42964 IFAN FINSERV PRIVATE LIMITED 0.58 1,015.88 No -21.76 384.25 0.07

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Sr. No. ARN-CODE Name of the ARN Holder

Total Amount

paid

(Rs. in lakhs)

Gross Inflows

(in Lakhs)

Distributor is an Associate or Group company

of the sponsor(s) of the mutual fund

Net Inflows (in

Lakhs)

Average Asset

(in Lakhs)

Ratio of AUM to gross inflows

(AUM as on 31 Mar 2019 / Gross

Inflows for FY )

546 ARN-43639 M/s Oracle Capital Advisory Service 0.00 0.00 No 0.00 0.00 0.00

547 ARN-44319 Keynote Consultancy 0.01 0.00 No -5.58 0.92 0.00

548 ARN-44504 Niblick Capital Growth Private Limited 1.08 227.60 No 122.22 174.32 1.06

549 ARN-44580 D Muthukrishnan 0.00 0.00 No 0.00 0.00 0.00

550 ARN-44882 Padam Singh Raj Purohit 0.00 0.00 No 0.00 0.00 0.00

551 ARN-45042 Domingo John Rohan Rebello 0.00 0.00 No 0.00 0.00 0.00

552 ARN-45289 Profit Mantra 0.01 0.00 No 0.00 2.10 0.00

553 ARN-45392 Om Sanchay Insurance Agency 0.00 0.00 No 0.00 0.00 0.00

554 ARN-45415 Jury Advisory Services Pvt Ltd 0.02 0.64 No -1.40 3.85 5.71

555 ARN-45422 Harsha Nandlal Parekh 0.00 0.00 No 0.00 0.00 0.00

556 ARN-45683 Viral Kishorbhai Shah 0.00 0.00 No 0.00 0.00 0.00

557 ARN-45888 Shriram Fortune Solutions Ltd. 0.10 1.13 No -0.69 13.12 11.73

558 ARN-45990 Kshitiz Agarwal 0.00 0.00 No 0.00 0.00 0.00

559 ARN-46220 Perfect Investments 0.01 0.87 No -0.43 3.39 3.82

560 ARN-46285 Prime Gold Wealth Management Services Pvt. Ltd. 0.16 2.91 No -1.12 13.74 4.80

561 ARN-46559 Anup Thirani 0.00 0.00 No 0.00 0.89 0.00

562 ARN-46722 Value Invest Wealth Management (India) Pvt. Ltd. 0.00 0.00 No -258.86 236.00 0.00

563 ARN-47054 Invest 'N' Gain Financial Services 0.01 0.00 No 0.00 1.19 0.00

564 ARN-47282 Akta Associates 0.00 0.00 No 0.00 0.00 0.00

565 ARN-47293 Ask Wealth Advisors Private Limited 0.10 54.67 No 25.13 21.36 0.65

566 ARN-47351 Rahul Sethia 0.00 0.00 No 0.00 0.00 0.00

567 ARN-47471 Sapthagiri Portfolio Mgmt Private Limited 0.01 0.00 No 0.00 1.24 1,024.33

568 ARN-47647 Sunil Hindocha 0.00 0.00 No 0.00 0.00 0.00

569 ARN-47791 IIFL SECURITIES LIMITED 9.11 1,571.76 No 695.76 1,174.23 1.15

570 ARN-47959 Girish Wani 0.00 0.00 No 0.00 0.00 0.00

571 ARN-47977 Solutions . 0.00 23.90 No 1.92 6.60 0.09

572 ARN-48106 Lotus Knowlwealth Private Limited 0.00 0.00 No 0.00 0.00 0.00

573 ARN-48143 Jalan Financial Services 2.59 1,097.06 No 502.37 302.06 0.48

574 ARN-48566 Nilkanth K Nagarkar 0.04 0.00 No -11.89 3.90 0.00

575 ARN-48991 Equations 0.00 0.00 No 0.00 0.00 0.00

576 ARN-49091 V Serve Management Private Limited 1.11 3.63 No -6.31 168.01 45.59

577 ARN-49235 Clairvoyant Capital Services 0.00 0.00 No 0.00 0.00 0.00

578 ARN-49236 Cedrus Consultants Private Limited 0.08 0.00 No -31.02 7.00 0.00

579 ARN-49626 Salil B Kothari 1.60 11.34 No -35.77 193.42 17.27

580 ARN-49668 Valsangkar Ravindra Murlidhar 0.00 0.00 No 0.00 0.00 0.00

581 ARN-49702 Megriar Advisors Private Limited 0.00 0.00 No 0.00 0.00 0.00

582 ARN-49705 Prakala Wealth Management Private Ltd 0.00 0.00 No 0.00 0.00 0.00

583 ARN-49884 Harshvardhan B Sekhsaria 0.00 0.00 No 0.00 0.00 0.00

584 ARN-50041 Unnati Capital Services Pvt Ltd 0.57 32.28 No 30.92 61.04 2.58

585 ARN-50106 Milestone Financial Advisory Pvt Ltd 0.01 0.00 No 0.00 1.03 0.00

586 ARN-50197 Bhavik Girish Dand 0.00 0.00 No 0.00 0.00 0.00

587 ARN-50628 Indus capital 0.00 0.00 No 0.00 0.00 0.00

588 ARN-50636 Rajat Bhargava 0.00 0.00 No 0.00 0.00 0.00

589 ARN-50760 Devavrat Parvate 0.00 0.00 No 0.00 0.00 0.00

590 ARN-50917 Pinakini Share & Stock Brokers Ltd 0.00 0.00 No 0.00 0.00 0.00

591 ARN-50995 Deepam Marketing Enterprises (P) Ltd 0.00 0.00 No 0.00 0.00 0.00

592 ARN-51053 Pegasus Advisory Private Limited 0.70 495.71 No 344.88 276.13 0.76

593 ARN-51268 Capital Builders 0.11 0.07 No -0.49 18.26 265.98

594 ARN-51289 Affluenz Financial Services India Private Limited 0.00 0.00 No 0.00 7.00 0.00

595 ARN-51487 Assetz Premier Wealth Advisory Pvt Ltd 0.01 0.00 No 0.00 1.17 0.00

596 ARN-51526 Great Fortune Investments and Infrastructures Pvt.Ltd. 0.01 0.01 No 0.01 1.17 82.60

597 ARN-51806 Priyanka Wealth Management Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

598 ARN-52000 BNP Paribas Wealth Management India Pvt Ltd 0.76 78.23 No -35.36 93.63 1.00

599 ARN-52018 Jignesh P.Shah 0.00 0.00 No 0.00 0.00 0.00

600 ARN-52416 Wealthcare Investment Services 0.01 0.00 No 0.00 1.78 0.00

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Sr. No. ARN-CODE Name of the ARN Holder

Total Amount

paid

(Rs. in lakhs)

Gross Inflows

(in Lakhs)

Distributor is an Associate or Group company

of the sponsor(s) of the mutual fund

Net Inflows (in

Lakhs)

Average Asset

(in Lakhs)

Ratio of AUM to gross inflows

(AUM as on 31 Mar 2019 / Gross

Inflows for FY )

601 ARN-52466 Mohit Beriwala 0.65 220.32 No 91.49 75.08 0.45

602 ARN-52619 Gopi Kishan Agarwal 0.01 0.50 No 0.50 1.20 3.32

603 ARN-52825 Cholamandalam Securities Ltd 1.96 4,003.54 No 1.41 485.88 0.10

604 ARN-52872 Anandbir Singh 0.00 0.00 No 0.00 0.00 0.00

605 ARN-52880 Ramakrishna Kolluri 0.00 0.00 No 0.00 0.00 0.00

606 ARN-52902 Chirag Stockbroker Pvt Ltd 0.04 1.55 No 0.00 6.91 4.66

607 ARN-53012 Vedansh Securities 0.00 0.00 No 0.00 0.00 0.00

608 ARN-53308 Barclays Securities (India) Pvt Ltd 0.42 3,549.14 No -244.92 1,188.53 0.00

609 ARN-53378 Save & Prosper Securities Pvt Ltd 0.00 0.00 No -0.34 1.25 0.00

610 ARN-53552 The Cosmos Co-Operative Bank Ltd 0.00 0.00 No 0.00 0.00 0.00

611 ARN-53668 Jain Consultancy 0.00 0.00 No 0.00 0.00 0.00

612 ARN-53956 Credit Suisse Securities India Pvt Ltd 0.03 25.72 No -148.30 251.53 7.17

613 ARN-54332 Ishwar Chandra Baid 0.00 0.00 No 0.00 0.00 0.00

614 ARN-54840 Artha Yantra Corporation Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

615 ARN-54846 SVC CO OPERATIVE BANK LTD 0.00 0.00 No 0.00 0.00 0.00

616 ARN-55274 Divitas Capital Advisors Pvt Ltd 1.81 278.12 No 184.01 131.75 0.57

617 ARN-55372 KPW Insurance & Investment Consultants (Pvt.)Ltd 0.00 0.00 No 0.00 4.30 0.00

618 ARN-56033 Aadinath Investment 0.00 0.00 No 0.00 0.00 0.00

619 ARN-56152 Fin Secure 0.00 0.00 No 0.00 0.00 0.00

620 ARN-56421 KNS Consulting Pvt Ltd 0.09 3.00 No -85.94 29.36 2.73

621 ARN-56953 Invest India Micro Pension Services Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

622 ARN-56958 Raedan Securities LLP 0.00 0.00 No 0.00 0.00 0.00

623 ARN-57656 Ladderup Wealth Management Pvt Ltd 0.56 1.52 No -44.97 104.19 49.68

624 ARN-57930 Right Horizons Financial Services Pvt Ltd 0.01 0.01 No 0.00 2.68 273.86

625 ARN-58240 Dhaval S Shah 0.00 0.00 No 0.00 0.00 0.00

626 ARN-58314 IndiaNivesh Securities Limited 0.00 0.00 No 0.00 0.00 0.00

627 ARN-58331 Dolfin Investments 0.00 0.00 No 0.00 0.00 0.00

628 ARN-58607 Dalmia Advisory Services Pvt Ltd 0.06 0.24 No 0.24 24.14 104.68

629 ARN-58711 Master Capital Services Ltd 0.13 0.92 No -0.83 31.56 34.45

630 ARN-59563 IIFL Wealth Management Limited 3.55 251,044.53 No -2,642.61 3,634.80 0.01

631 ARN-59586 Sift Capital 0.99 237.12 No 158.00 76.10 0.65

632 ARN-59930 Allegiance Associates 5.07 1,079.80 No 117.20 213.87 0.22

633 ARN-60930 Money Honey Financial Services Pvt Ltd 0.18 62.51 No 39.40 35.05 0.73

634 ARN-60947 Santushti Capital LLP 0.01 0.00 No 0.00 1.38 0.00

635 ARN-61173 Mitul Pravinchandra Desai 0.00 0.00 No 0.00 0.00 0.00

636 ARN-61882 Sonic Investments 0.00 0.02 No 0.02 0.30 17.32

637 ARN-62180 Neela Mehul Adalja 0.00 0.00 No 0.00 0.00 0.00

638 ARN-62301 Vithadwaitha Investment Consultants Pvt Ltd 0.31 148.10 No 125.08 42.20 1.04

639 ARN-62757 Alpha Capital 0.00 3.68 No 3.33 0.31 1.00

640 ARN-63626 Wealthpoint Financial Resources Pvt Ltd 0.09 20.20 No 19.18 8.61 1.08

641 ARN-63643 VR Wealth Advisors Pvt Ltd 0.01 0.00 No 0.00 0.81 0.00

642 ARN-63645 Om Web Tech Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

643 ARN-64095 Mukesh P Mehta 0.00 0.00 No 0.00 0.00 0.00

644 ARN-64502 Sejal Avanish Shah 0.00 0.00 No 0.00 0.00 0.00

645 ARN-64606 AUM Capital Market Pvt Ltd 1.50 86,014.27 No 256.89 1,993.12 0.01

646 ARN-64609 FINE ADVICE PRIVATE LIMITED 0.08 1.89 No 1.12 21.27 11.69

647 ARN-64610 Axis Securities Limited 0.98 53.50 No 31.59 124.04 2.78

648 ARN-64917 Systematix Shares And Stocks (India) Ltd 0.26 1.18 No 0.56 23.35 19.12

649 ARN-65287 SMC Investments And Advisors Limited 0.27 80.91 No 50.87 69.87 1.56

650 ARN-65608 Pathik Shah 0.00 0.00 No 0.00 0.00 0.00

651 ARN-66560 M K Financials 0.34 0.00 No -35.05 46.66 0.00

652 ARN-66907 Networth Wealth Solutions Ltd 0.18 8.88 No -7.88 42.32 4.19

653 ARN-66910 Ethix 0.03 0.00 No -9.80 16.72 0.00

654 ARN-67218 Ifast Financial India Pvt Ltd 0.63 67.65 No -86.15 132.70 1.28

655 ARN-68368 S S Broking House & Consultants Pvt Ltd 0.02 0.06 No 0.06 3.25 52.18

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Sr. No. ARN-CODE Name of the ARN Holder

Total Amount

paid

(Rs. in lakhs)

Gross Inflows

(in Lakhs)

Distributor is an Associate or Group company

of the sponsor(s) of the mutual fund

Net Inflows (in

Lakhs)

Average Asset

(in Lakhs)

Ratio of AUM to gross inflows

(AUM as on 31 Mar 2019 / Gross

Inflows for FY )

656 ARN-68758 Kaushal Kumar Patel 0.00 0.00 No 0.00 0.00 0.00

657 ARN-69252 LICHFL Financial Services Ltd 0.25 111,200.12 No 1,967.69 450.64 0.05

658 ARN-69583 Wealth India Financial Services Pvt Ltd 2.12 321.04 No 68.46 355.76 1.22

659 ARN-70565 Saksham Securities Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

660 ARN-70616 Ensign Capital Markets and Investments Pvt. Ltd 0.00 0.00 No 0.00 0.00 0.00

661 ARN-70818 Blue Ocean Financial Services Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

662 ARN-70892 Edelweiss Broking Limited 0.40 682.77 No 395.52 245.32 0.80

663 ARN-71529 Gaindamull Hemraj Financial Services 0.00 0.00 No 0.00 0.00 0.00

664 ARN-72451 Muthoot Securities Ltd 0.00 650.00 No -0.12 1.75 0.00

665 ARN-72870 Abhishek Sunil Gupta 0.00 1.29 No 1.29 0.48 1.03

666 ARN-73065 Unifi Financial Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

667 ARN-73268 Naik Wealth Planners Pvt Ltd 0.57 0.68 No -6.63 71.11 101.82

668 ARN-73688 Sarsa Financial Advisory Services Ltd 0.17 18.23 No 10.07 19.82 1.22

669 ARN-74061 Doogar & Associates Securities Ltd 0.00 0.00 No 0.00 0.00 0.00

670 ARN-74263 Elite Portfolio Management 46.71 3,538.44 No 995.34 4,442.42 1.51

671 ARN-74577 Saurabh Kumar Singh 0.00 0.00 No 0.00 0.00 0.00

672 ARN-74723 Pentagraph Partners 0.00 0.00 No 0.00 0.00 0.00

673 ARN-75114 Beereshwar Financial Services 0.00 0.00 No 0.00 0.00 0.00

674 ARN-75293 Alchemy Capital Management Pvt Ltd 0.17 0.00 No -4.34 32.94 0.00

675 ARN-75320 Sapient Wealth Advisors And Brokers Pvt Ltd 0.11 38.18 No -467.52 126.36 2.50

676 ARN-75678 Growmore Financial Advisors 0.00 0.00 No 0.00 0.00 0.00

677 ARN-75718 Grow More Investment 0.04 1.07 No -2.15 5.99 5.21

678 ARN-76019 InvestAscent Wealth Advisors Pvt Ltd 0.16 0.00 No -29.75 14.06 0.00

679 ARN-76033 Yes Investments 0.43 0.00 No 0.00 0.00 0.00

680 ARN-76035 Ara Management Solutions Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

681 ARN-76122 Imperial India Investment Company 0.00 0.00 No 0.00 0.00 0.00

682 ARN-76123 Dhanvriddhi Finvest Services Pvt Ltd 0.03 0.94 No -0.42 10.25 10.95

683 ARN-76586 TG Financial Consultant 0.00 0.00 No 0.00 0.00 0.00

684 ARN-76793 KMP Consulting 0.00 0.00 No 0.00 0.00 0.00

685 ARN-76822 Rajeev Kumar Singh 0.00 0.00 No 0.00 0.00 0.00

686 ARN-76917 Peerless Financial Products Distribution LTD 0.00 0.00 No 0.00 0.00 0.00

687 ARN-77037 Ram Advisory Services Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

688 ARN-77356 Globe Capital Market Ltd 0.00 2.08 No 0.00 2.71 1.37

689 ARN-77404 Angel Broking Limited 0.78 100.25 No 57.24 82.48 1.27

690 ARN-77444 Sajag Securities Private Limited 0.02 0.39 No -0.20 10.11 26.46

691 ARN-77509 Gaurav Ganpule 0.00 0.00 No 0.00 0.00 0.00

692 ARN-77864 SKCL Wealth Management Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

693 ARN-77875 Sushil Financial Services Pvt Ltd 4.99 24.33 No -6.91 853.37 37.04

694 ARN-77890 Virendrakumar Rajnikant Modi 0.00 0.00 No 0.00 0.00 0.00

695 ARN-77926 Anjana Shah 0.00 0.00 No 0.00 0.00 0.00

696 ARN-78126 Genome Capital 0.00 0.00 No 0.00 0.00 0.00

697 ARN-78432 Savitri Agrawal 0.00 0.00 No 0.00 0.00 0.00

698 ARN-78494 Birendra Kumar 0.00 0.00 No 0.00 0.00 0.00

699 ARN-78737 Intrust Advisors LLP 0.00 0.00 No 0.00 0.13 0.00

700 ARN-78740 Maarg Financial Planners Pvt Ltd 0.02 0.00 No -2.51 2.03 0.00

701 ARN-78933 Rajat Khanna 0.00 0.00 No 0.00 0.00 0.00

702 ARN-79003 Etica Wealth Management Pvt Ltd 0.03 0.36 No -4.53 5.59 8.61

703 ARN-79036 Harjindarkaur Wadhawan 0.00 0.00 No 0.00 0.00 0.00

704 ARN-79049 Shivam Mehrotra 0.00 0.00 No 0.00 0.00 0.00

705 ARN-79196 o3 Securities Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

706 ARN-79799 Jain Investment Planner Pvt Ltd 2.25 221.18 No 212.21 188.58 1.47

707 ARN-79846 K W Wealth Advisors Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

708 ARN-80121 VJB Financial Services Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

709 ARN-80125 Transcend Investment Advisors Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

710 ARN-80711 Parimal Sadashivrao Ade 0.00 0.00 No 0.00 0.00 0.00

Page 14: Disclosure of Commission & Expenses paid to the ... · 6 ARN-0009 Way2Wealth Securities Private Limited 4.44 464.07 No 255.38 747.47 1.97 7 ARN-0010 Bajaj Capital Ltd. 28.35 688.21

Sr. No. ARN-CODE Name of the ARN Holder

Total Amount

paid

(Rs. in lakhs)

Gross Inflows

(in Lakhs)

Distributor is an Associate or Group company

of the sponsor(s) of the mutual fund

Net Inflows (in

Lakhs)

Average Asset

(in Lakhs)

Ratio of AUM to gross inflows

(AUM as on 31 Mar 2019 / Gross

Inflows for FY )

711 ARN-80789 Credence Family Office LLP 0.00 0.00 No 0.00 0.00 0.00

712 ARN-80943 Saibal Biswas 0.72 60.80 No 50.08 172.56 3.58

713 ARN-81023 Jitendra Jaiswal 0.00 0.00 No 0.00 0.00 0.00

714 ARN-81042 Dhruv Rajesh Rawani 0.37 148.75 No 148.75 26.90 1.03

715 ARN-81194 S & A Wealth Managers 0.07 0.92 No 0.92 18.12 20.38

716 ARN-81294 Quant Capital Advisors Private Limited 0.00 0.00 No 0.00 5.39 0.00

717 ARN-81449 Trust-Plutus Wealth Managers (India) Pvt Ltd 0.03 0.25 No -5.70 10.99 38.64

718 ARN-81496 Insynch Wealth Management LLP 0.00 0.93 No -0.18 5.50 5.88

719 ARN-81649 Zerodha 0.00 0.00 No 0.00 0.00 0.00

720 ARN-81652 Nilgiri Financial Consultants Ltd 0.00 0.00 No 0.00 0.00 0.00

721 ARN-81655 Edge Wealth Management Services LLP 12.10 0.00 No -29.85 819.67 0.00

722 ARN-81656 Barrier Foils Private Limited 0.00 0.00 No 0.00 0.00 0.00

723 ARN-81768 AUM Insure And Secure Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

724 ARN-81815 Wealth Managers United India Private Limited 0.00 2.32 No 2.32 28.99 13.63

725 ARN-81916 Thirukochi Financial Consultants Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

726 ARN-82130 Ghalla Bhansali Stock Brokers Pvt Ltd 0.17 2.27 No -7.72 42.46 17.37

727 ARN-82161 Arthashastra Investment Managers Private Limited 0.00 0.00 No 0.00 0.00 0.00

728 ARN-82357 RBL Bank Limited 0.00 39.56 No 35.83 11.68 0.93

729 ARN-82408 JK Securities Pvt. Ltd. 0.00 0.21 No 0.21 0.17 1.01

730 ARN-82457 Sandesh Shenoy 0.00 0.00 No 0.00 0.00 0.00

731 ARN-82471 Aditya Vinayak Joshi 0.00 0.00 No 0.00 0.00 0.00

732 ARN-82528 Vinod S Singh 0.00 22.46 No 22.46 11.18 1.00

733 ARN-82588 Mentor Wealth Consultants Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

734 ARN-82601 Centrum Wealth Management Ltd 67.04 25,129.77 No 7,137.73 12,253.45 0.61

735 ARN-82733 Prime Research & Advisory Limited 0.00 0.00 No 0.00 0.00 0.00

736 ARN-82850 Sarvodaya Finadvisory Services Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

737 ARN-82967 Mahodadhi Securities Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

738 ARN-82974 Cerebral Advisors 0.00 1.29 No -0.05 2.89 2.73

739 ARN-82992 Bodevision Finsec Consultants (P) Ltd 0.00 0.00 No 0.00 0.00 0.00

740 ARN-82995 Manthan Shah. 0.00 0.00 No 0.00 0.00 0.00

741 ARN-83013 WMG Advisory & Services Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

742 ARN-83114 Sourendra Saha 0.00 0.00 No 0.00 0.00 0.00

743 ARN-83166 Value Ethics Wealth Managers Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

744 ARN-83202 MFA Consulting Pvt. Ltd. 0.26 0.00 No -2.00 34.75 0.00

745 ARN-83313 Fermat Prime Advisors Pvt Ltd 0.00 15.10 No 15.10 2.33 1.08

746 ARN-83360 Utkarsh Wealth Advisors 0.00 0.00 No 0.00 0.00 0.00

747 ARN-83420 Chadha Investment Consultant Pvt Ltd 0.14 5.48 No 2.49 33.23 6.33

748 ARN-83432 Kalyani Ketan Rachchha 0.00 0.00 No 0.00 0.00 0.00

749 ARN-83538 Jayaprakash Polavarapu 0.00 0.00 No 0.00 0.00 0.00

750 ARN-83676 FinEdge Advisory Pvt. Ltd. 0.00 0.10 No 0.04 0.03 0.43

751 ARN-83700 Pranjal Apoorva Wagh 0.00 0.00 No 0.00 0.00 0.00

752 ARN-83946 Keval Jaysinh Gemani 0.00 0.00 No 0.00 0.00 0.00

753 ARN-84081 Vikash Toshniwal 0.00 0.00 No 0.00 0.00 0.00

754 ARN-84261 Hexagon Wealth Advisors 0.09 0.30 No 0.10 8.52 27.87

755 ARN-84293 Rashmi Rajendra Pachare 0.00 0.00 No 0.00 0.00 0.00

756 ARN-84328 Ultimate Wealth Managers Pvt Ltd 0.05 1.03 No -13.46 11.28 5.27

757 ARN-84334 AU Mutuals Financial Planners Pvt. Ltd. 0.00 0.00 No 0.00 0.00 0.00

758 ARN-84436 Veena Gupta 0.00 0.00 No 0.00 0.00 0.00

759 ARN-84571 Prajakt Dilip Bhandare 0.00 0.00 No 0.00 0.00 0.00

760 ARN-84767 Anshu Jaisinghani 0.00 0.00 No 0.00 0.00 0.00

761 ARN-84838 Manoj D Shankar 0.00 0.00 No 0.00 0.67 0.00

762 ARN-84894 Tata Capital Financial Services Ltd. 0.68 37.60 No -568.49 222.46 1.64

763 ARN-84967 Scripbox.Com India Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

764 ARN-84998 I CAN Financial Solutions Pvt. Ltd. 0.00 1.59 No 0.95 0.74 0.45

765 ARN-85055 Yeshwanth Kumar 0.00 0.00 No 0.00 0.00 0.00

Page 15: Disclosure of Commission & Expenses paid to the ... · 6 ARN-0009 Way2Wealth Securities Private Limited 4.44 464.07 No 255.38 747.47 1.97 7 ARN-0010 Bajaj Capital Ltd. 28.35 688.21

Sr. No. ARN-CODE Name of the ARN Holder

Total Amount

paid

(Rs. in lakhs)

Gross Inflows

(in Lakhs)

Distributor is an Associate or Group company

of the sponsor(s) of the mutual fund

Net Inflows (in

Lakhs)

Average Asset

(in Lakhs)

Ratio of AUM to gross inflows

(AUM as on 31 Mar 2019 / Gross

Inflows for FY )

766 ARN-85175 Minesh R Dalal 0.00 0.00 No 0.00 0.00 0.00

767 ARN-85304 BLACK & WHITE FIN SOLUTIONS LLP 0.00 0.00 No 0.00 0.00 0.00

768 ARN-85363 Jiten Arjun Karnani 0.00 0.00 No 0.00 0.00 0.00

769 ARN-85413 Sweety Dhaval Desai 0.00 0.00 No 0.00 0.00 0.00

770 ARN-85460 KINJAL INVESTMENT CONSULTANCY 0.00 0.00 No 0.00 0.00 0.00

771 ARN-85521 Ananthalakshmi M 0.00 0.00 No 0.00 0.00 0.00

772 ARN-85592 WEALTHAPP SOLUTION PRIVATE LIMITED 0.00 0.00 No 0.00 0.00 0.00

773 ARN-85700 OMEGA FINANCIAL 0.00 0.00 No 0.00 0.00 0.00

774 ARN-85927 TCM Advisory Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

775 ARN-86076 Shashank Agarwal 0.00 0.00 No 0.00 0.00 0.00

776 ARN-86208 ROSY BLUE SECURITIES PVT. LTD. 0.00 0.00 No 0.00 0.00 0.00

777 ARN-86257 AADI WEALTH MANAGEMENT (P) LTD. 0.18 140.34 No 109.00 19.05 0.81

778 ARN-86388 Aalps Investment Advisory 0.00 0.00 No 0.00 0.00 0.00

779 ARN-86499 M/s V.R. INVESTMENTS 0.00 0.00 No 0.00 0.00 0.00

780 ARN-86502 Anurag Bagrodia 0.00 0.00 No 0.00 0.00 0.00

781 ARN-86724 M Venkateswaran 0.00 0.00 No 0.00 0.00 0.00

782 ARN-86800 AUREUS INVESTMENT SOLUTIONS LLP 0.00 0.00 No 0.00 0.00 0.00

783 ARN-86807 SHRI BALAJI CAPITAL 0.00 0.00 No 0.00 0.00 0.00

784 ARN-86871 RBM Investment Services 0.00 0.00 No 0.00 0.00 0.00

785 ARN-86901 OUTLOOK ASIA CAPITAL 0.00 0.00 No 0.00 0.00 0.00

786 ARN-86906 Avendus Wealth Management Pvt Ltd 2.41 709.14 No 309.65 683.06 1.00

787 ARN-87087 Deepesh Arora 0.00 0.00 No 0.00 0.00 0.00

788 ARN-87145 Enrichwise Consultancy Services Pvt Ltd 0.00 0.12 No 0.12 0.01 1.10

789 ARN-87332 Suraj Prakash 0.00 0.00 No 0.00 0.00 0.00

790 ARN-87401 SIMPLICITY INVESTING ADVISORS INDIA PVT LTD 0.00 0.00 No 0.00 0.00 0.00

791 ARN-87527 CLAIRFIN CAPITAL SERVICES 0.03 16.31 No 8.15 2.73 0.54

792 ARN-87554 Motilal Oswal Wealth Management Ltd 0.37 788.70 No 490.32 283.16 0.96

793 ARN-87755 Harishchandra Jayram Pandya 0.00 0.00 No 0.00 0.00 0.00

794 ARN-87761 WealthDirect Portfolio Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

795 ARN-87977 L & T CAPITAL MARKETS LIMITED 1.37 50,474.83 No 50,237.63 942.19 1.00

796 ARN-87995 Parth Shah 0.00 0.00 No 0.00 0.00 0.00

797 ARN-88200 Wealthcube Endeavours LLP 0.00 0.00 No 0.00 0.00 0.00

798 ARN-88450 Ranjan Simanchal Panigrahi 0.00 0.00 No 0.00 0.00 0.00

799 ARN-88704 Blue Ocean Multi Client Family Office LLP 0.00 0.00 No 0.00 0.00 0.00

800 ARN-88852 Gitanjali Sutrave 0.00 0.00 No 0.00 0.00 0.00

801 ARN-88970 Rajesh Kumar Bhutra 0.00 0.00 No 0.00 0.00 0.00

802 ARN-89029 Kurnala Umarani 0.00 0.00 No 0.00 0.00 0.00

803 ARN-89261 LINTAS MONEY 0.00 0.00 No 0.00 0.00 0.00

804 ARN-89299 Ami Vishal Dalal 0.00 0.00 No 0.00 0.00 0.00

805 ARN-89368 Plan Ahead Wealth Advisors Pvt. Ltd. 0.02 0.04 No 0.00 7.77 212.75

806 ARN-89485 BHARATHI SHARE BROKING PRIVATE LIMITED 0.00 0.00 No 0.00 0.00 0.00

807 ARN-89611 SMARTVALUE EQUISEARCH PVT LTD 0.00 0.00 No 0.00 0.00 0.00

808 ARN-89738 Nonie Kapoor 0.00 0.00 No 0.00 0.00 0.00

809 ARN-90064 Finanzindia 0.00 0.00 No 0.00 0.00 0.00

810 ARN-90538 ARK PRIMARY ADVISORS PRIVATE LIMITED 0.00 0.00 No 0.00 0.00 0.00

811 ARN-90539 Reliance Wealth Management Limited 0.25 75.96 No -331.57 199.05 1.28

812 ARN-90577 Sandeep Garg 0.00 2.19 No 2.19 0.11 1.03

813 ARN-90746 SWS FINANCIAL SOLUTIONS PVT LTD 0.00 0.00 No 0.00 0.00 0.00

814 ARN-90748 I2 ADVISORS 0.00 0.00 No 0.00 0.00 0.00

815 ARN-90793 OCEAN CAPITAL MARKET LTD 0.00 0.00 No 0.00 0.00 0.00

816 ARN-90796 SPA GLOBAL PVT LTD 0.08 3,030.00 No -57.70 219.23 0.00

817 ARN-90876 Lotus Mint Advisors Private Limited 0.00 0.00 No 0.00 0.00 0.00

818 ARN-91019 S V FINANCIAL SERVICES 0.00 0.00 No 0.00 0.00 0.00

819 ARN-91896 ADITYA BIRLA MYUNIVERSE LIMITED 0.21 6.98 No -2.21 20.62 3.06

820 ARN-91899 Japna Sharma 0.00 0.00 No 0.00 0.00 0.00

Page 16: Disclosure of Commission & Expenses paid to the ... · 6 ARN-0009 Way2Wealth Securities Private Limited 4.44 464.07 No 255.38 747.47 1.97 7 ARN-0010 Bajaj Capital Ltd. 28.35 688.21

Sr. No. ARN-CODE Name of the ARN Holder

Total Amount

paid

(Rs. in lakhs)

Gross Inflows

(in Lakhs)

Distributor is an Associate or Group company

of the sponsor(s) of the mutual fund

Net Inflows (in

Lakhs)

Average Asset

(in Lakhs)

Ratio of AUM to gross inflows

(AUM as on 31 Mar 2019 / Gross

Inflows for FY )

821 ARN-92017 MUTUAL CAFE 0.00 0.00 No 0.00 0.00 0.00

822 ARN-92525 BANCONUS FINANCIAL SOLUTIONS PRIVATE LIMITED 0.00 0.00 No 0.00 0.00 0.00

823 ARN-92709 Vinay O Rathi 0.00 0.00 No 0.00 0.00 0.00

824 ARN-93359 TBNG Capital Advisors Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

825 ARN-93500 SQUIRREL CONSULTING PVT LTD 0.00 0.00 No 0.00 0.00 0.00

826 ARN-93820 Gayetri Nidhi Shaha 0.00 0.00 No 0.00 0.00 0.00

827 ARN-93961 Rajesh Tuteja 0.00 0.00 No 0.00 0.00 0.00

828 ARN-94012 ORANGE GLOBAL ADVISORY PVT LTD 2.22 276.47 No 201.47 83.79 0.71

829 ARN-94014 KRUSHNA FINSERV LLP 8.33 6.38 No -80.36 753.77 116.28

830 ARN-94015 PROLIFIC FINVEST PRIVATE LIMITED 0.00 0.00 No 0.00 0.00 0.00

831 ARN-94133 Manjulaben Nagindas Hajariwala 0.00 0.00 No 0.00 0.00 0.00

832 ARN-94348 Monetonic Financial Services Pvt. Ltd. 0.01 0.76 No -0.85 1.51 1.77

833 ARN-94355 RMS COLLECTIONS 0.00 0.00 No 0.00 0.00 0.00

834 ARN-94634 Opulence Wealth Labs (P) Ltd 0.00 0.79 No 0.79 0.36 1.16

835 ARN-94862 Sunkersett Investment Intermediaries LLP 0.14 0.00 No -6.33 13.07 0.00

836 ARN-95022 Frontline Wealth Management 5.43 8.05 No -1,042.74 561.43 9.21

837 ARN-95024 INTEGRA WEALTH PLANNERS LLP 0.00 0.00 No 0.00 0.00 0.00

838 ARN-95073 Imperial Wealth Services 0.00 1.83 No 0.01 0.06 0.00

839 ARN-95221 SURAT COMMERCIAL PRIVATE LIMITED 0.00 0.00 No 0.00 0.00 0.00

840 ARN-95230 VA Inc 0.00 0.00 No 0.00 0.00 0.00

841 ARN-95407 Rohit Anand Das 0.00 0.00 No 0.00 0.00 0.00

842 ARN-95599 HM Mercantiles Pvt. Ltd 0.00 0.00 No 0.00 0.00 0.00

843 ARN-95731 6TH SENSE INVESTMENTS CONSULTANTS 0.40 135.99 No 125.95 28.82 0.98

844 ARN-95748 GOYAMA FINANCIAL SERVICES 0.00 0.00 No 0.00 0.00 0.00

845 ARN-95764 RACH INSURE INVEST 0.00 1.97 No 1.97 2.50 1.50

846 ARN-96039 MUTUALFUNDWALA 0.03 0.28 No -5.16 4.75 15.91

847 ARN-96040 BELLWETHER ADVISORS LLP 0.00 0.00 No 0.00 0.00 0.00

848 ARN-96137 Nestegg Wealth Solutions LLP 0.00 0.00 No 0.00 0.35 0.00

849 ARN-96139 Finnovators Solutions Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

850 ARN-96178 3I WEALTH ADVISORS LLP 0.00 0.00 No 0.00 0.00 0.00

851 ARN-96373 VSRK WEALTH CREATOR PVT LTD 0.95 111.27 No 80.62 85.89 1.19

852 ARN-96404 Neville Mehli Poncha 0.00 0.00 No 0.00 0.00 0.00

853 ARN-96447 Ankit Aggarwal 0.00 0.25 No 0.25 0.11 1.09

854 ARN-96578 Immensus Wealth Management LLP 0.00 0.00 No 0.00 0.00 0.00

855 ARN-96623 Imperial Investment Consultancy Services Pvt. Ltd. 0.31 74.26 No -5.52 22.32 0.44

856 ARN-96933 ACE WEALTH MANAGERS 0.00 1.90 No 1.76 0.38 1.06

857 ARN-96994 Julius Baer Wealth Advisors (India) Private Limited 0.00 7,951.46 No 389.72 2,025.71 0.36

858 ARN-97116 SAURABH JAYANT SHAH HUF 0.00 0.00 No 0.00 0.00 0.00

859 ARN-97198 Nutan Lancelot Dcunha 0.00 0.00 No 0.00 0.00 0.00

860 ARN-97237 EURASIA CAPITAL SERVICES 5.30 1,029.10 No 773.74 491.78 1.09

861 ARN-97272 CRYSTAL VISION WEALTH MANAGERS PRIVATE LIMITED 0.00 0.10 No 0.10 0.01 1.02

862 ARN-97534 ICOACH FINANCIAL CONSULTANCY PRIVATE LIMITED 0.00 0.00 No 0.00 0.00 0.00

863 ARN-97658 CITADELLE ASSET ADVISORS PVT. LTD. 0.00 0.00 No 0.00 0.00 0.00

864 ARN-97751 Samir Vora 0.00 0.00 No 0.00 0.00 0.00

865 ARN-97776 Sandeep Gupta 0.00 0.00 No 0.00 0.00 0.00

866 ARN-97797 Mani Sharma 0.00 0.00 No 0.00 0.00 0.00

867 ARN-97835 BEYOND LIFE FINANCIAL SERVICES LLP 0.00 0.00 No 0.00 0.00 0.00

868 ARN-97871 MONETA GLOBAL ADVISORS 0.00 0.00 No 0.00 0.00 0.00

869 ARN-98012 Purplepond Investment Advisory Private Limited 0.15 476.98 No 39.52 168.48 0.11

870 ARN-98133 Rupam Mahapatra 0.83 340.38 No 129.80 60.88 0.64

871 ARN-98654 RVN MANAGEMENT 0.02 3.53 No -2.62 1.76 0.34

872 ARN-98691 FUTURE WEALTH 0.00 12.81 No 12.81 0.14 1.00

873 ARN-99075 Yatish Wealth Managers 0.00 0.00 No 0.00 0.00 0.00

874 ARN-99653 MEPHEZALEA ADVISORS LLP 0.00 0.00 No 0.00 0.00 0.00

875 ARN-99699 KREDERE WEALTH PARTNER PVT LTD 0.00 0.00 No 0.00 0.00 0.00

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Sr. No. ARN-CODE Name of the ARN Holder

Total Amount

paid

(Rs. in lakhs)

Gross Inflows

(in Lakhs)

Distributor is an Associate or Group company

of the sponsor(s) of the mutual fund

Net Inflows (in

Lakhs)

Average Asset

(in Lakhs)

Ratio of AUM to gross inflows

(AUM as on 31 Mar 2019 / Gross

Inflows for FY )

876 ARN-99809 CHANDLER AND PRICE (I) PVT LTD 0.00 0.00 No 0.00 0.00 0.00

877 ARN-100284 AR WEALTH MANAGEMENT PRIVATE LIMITED 0.00 0.02 No -0.45 0.33 0.00

878 ARN-100604 ACE FNSUPERMARKET PVT. LTD. 0.09 0.00 No -1.01 18.46 0.00

879 ARN-100762 ALMONDZ WEALTH ADVISORS LTD 4.53 144.66 No -44.19 562.59 3.93

880 ARN-100924 AM WEALTH MANAGERS PVT. LTD 0.04 25.64 No 17.68 39.19 1.58

881 ARN-101258 KANGAROO ADVISORS 0.00 10.00 No 10.00 0.11 1.00

882 ARN-101259 NAGDEV WEALTH PLANNING SERVICES LLP 0.01 0.50 No 0.50 0.36 0.96

883 ARN-101460 Pace Financial Advisors LLP 0.00 0.00 No 0.00 0.00 0.00

884 ARN-101565 Panna Rajendrakumar Parikh 0.00 0.00 No 0.00 0.00 0.00

885 ARN-101883 RISK AND ASSET MANAGEMENT SOLUTIONS 0.00 0.00 No 0.00 0.00 0.00

886 ARN-102054 PMPK WEALTH ADVISORS PVT LTD 0.00 0.00 No 0.00 0.00 0.00

887 ARN-102292 SILVERLINE WEALTH MANAGEMENT SERVICES 0.00 0.00 No 0.00 0.00 0.00

888 ARN-102338 Verity Finsolutions Pvt. Ltd 0.00 0.00 No 0.00 0.00 0.00

889 ARN-102345 PW Fund Managers Private Limited 0.00 0.20 No 0.20 0.01 1.06

890 ARN-102486 Grow Rich Fintech LLP 0.00 0.00 No 0.00 0.00 0.00

891 ARN-102489 Complete Circle Consultants Pvt Ltd 0.03 76.40 No 76.40 17.52 1.02

892 ARN-102495 Meri Punji Imf Private Limited 0.00 0.00 No 0.00 0.00 0.00

893 ARN-102669 VETE ASSOCIATES Tax & Investments Consultants Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

894 ARN-102793 FINBUCKS Financial Management 0.28 7.66 No -3.06 32.54 3.28

895 ARN-102800 Pranjit Gogoi 0.00 0.00 No 0.00 0.00 0.00

896 ARN-103141 ALPHAFRONT FINSERV PVT LTD 0.00 0.00 No 0.00 0.00 0.00

897 ARN-103145 Siddharth Sharathkumar 0.00 0.00 No 0.00 0.00 0.00

898 ARN-103168 FINWIZARD TECHNOLOGY PVT LTD 0.00 1.15 No 0.90 0.25 0.82

899 ARN-103393 SRI KRISHNA CAPITAL 0.00 0.00 No 0.00 0.00 0.00

900 ARN-103847 Adoni Venkatesh 0.00 0.00 No 0.00 0.00 0.00

901 ARN-103956 Blue Edge Associates LLP 0.00 0.00 No 0.00 0.00 0.00

902 ARN-104453 TRINITAS WEALTH PLANNERS LLP 0.00 0.00 No 0.00 0.00 0.00

903 ARN-104466 COUNTON ADVISORS PRIVATE LIMITED 0.00 0.00 No 0.00 0.00 0.00

904 ARN-104669 MONEY PLANT CONSULTANCY 0.00 0.00 No 0.00 0.00 0.00

905 ARN-104917 HFI WEALTH CREATORS PVT LTD 0.00 0.00 No 0.00 0.00 0.00

906 ARN-104942 GENEXT WEALTH ADVISORS 0.00 0.00 No 0.00 0.00 0.00

907 ARN-105049 WEALTH MANAGEMENT 0.00 0.00 No 0.00 0.00 0.00

908 ARN-105437 Rohit Singh 0.00 0.00 No 0.00 0.00 0.00

909 ARN-105768 SANCTUM WEALTH MANAGEMENT PRIVATE LIMITED 3.46 6,450.78 No 1,133.28 1,641.27 0.25

910 ARN-105917 Growide Investment Consultancy Pvt. Ltd. 0.00 0.00 No 0.00 0.00 0.00

911 ARN-105919 MPOWER FINANCIAL ADVISORS 0.00 0.00 No 0.00 0.00 0.00

912 ARN-105920 Artham Finometry Private Limited 0.00 0.00 No 0.00 0.00 0.00

913 ARN-106258 Relan Industrial Finance Ltd. 0.00 0.00 No 0.00 0.00 0.00

914 ARN-106754 HEDGE FINANCE LTD 0.00 0.00 No 0.00 0.15 0.00

915 ARN-106923 WISE FINSERV PVT. LTD 0.42 33.59 No 33.59 14.18 1.08

916 ARN-107096 Augment Capital Advisors LLP 0.00 0.00 No 0.00 0.00 0.00

917 ARN-107261 Coronet Vyapaar (P) Ltd 0.00 0.00 No 0.00 0.00 0.00

918 ARN-107262 Satvik Securities Pvt.Ltd 0.00 0.00 No 0.00 0.00 0.00

919 ARN-107329 Oxyzen Financial Advisory And Services Pvt Ltd 0.00 0.75 No 0.75 0.03 1.01

920 ARN-107330 Param Wealth Managers LLP 0.33 1.84 No -3.09 32.89 17.55

921 ARN-107552 THE PORTFOLIO SHOP FINANCIAL SERVICES 0.00 0.00 No 0.00 0.00 0.00

922 ARN-107656 Swan Investmentors Pvt Ltd 0.00 0.00 No 0.00 1.55 0.00

923 ARN-107778 MFA WEALTH SOLUTIONS PRIVATE LIMITED 0.00 0.00 No 0.00 0.00 0.00

924 ARN-107943 CITRINE FINANCIAL ADVISORS LLP 0.00 0.00 No 0.00 0.00 0.00

925 ARN-108607 Addon Wealth Consultancy (P) Ltd. 0.00 0.00 No 0.00 0.00 0.00

926 ARN-108734 Tandon And Mahindra Consultancy 0.46 0.00 No 0.00 76.58 0.00

927 ARN-108913 Financial Mart 0.00 0.00 No 0.00 0.00 0.00

928 ARN-109818 GUARDIAN CAPITAL INVESTMENT ADVISORS PRIVATE LIMITED 0.00 0.00 No 0.00 0.00 0.00

929 ARN-109893 THREE CUBE WEALTH ADVISORY LLP 0.00 0.00 No 0.00 0.00 0.00

930 ARN-109917 Bhartiben Kishorchandra Shah 0.00 0.00 No 0.00 0.00 0.00

Page 18: Disclosure of Commission & Expenses paid to the ... · 6 ARN-0009 Way2Wealth Securities Private Limited 4.44 464.07 No 255.38 747.47 1.97 7 ARN-0010 Bajaj Capital Ltd. 28.35 688.21

Sr. No. ARN-CODE Name of the ARN Holder

Total Amount

paid

(Rs. in lakhs)

Gross Inflows

(in Lakhs)

Distributor is an Associate or Group company

of the sponsor(s) of the mutual fund

Net Inflows (in

Lakhs)

Average Asset

(in Lakhs)

Ratio of AUM to gross inflows

(AUM as on 31 Mar 2019 / Gross

Inflows for FY )

931 ARN-109940 Paisabazaar Marketing And Consulting Private Limited 0.00 0.00 No 0.00 0.00 0.00

932 ARN-109950 Shalibhadra Master Investment Brokers LLP 0.00 0.00 No 0.00 0.00 0.00

933 ARN-110015 PUROHIT CONSULTANCY LLP 0.00 0.00 No 0.00 0.00 0.00

934 ARN-110027 Defmacro Software Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

935 ARN-110136 IDFC FIRST BANK LIMITED 0.25 87.57 No -65.00 112.80 0.72

936 ARN-110282 P And M Consultants Pvt Ltd 0.00 0.00 No 0.00 10.25 0.00

937 ARN-110284 Fortitude Securities Pvt.Ltd 0.00 0.00 No 0.00 0.00 0.00

938 ARN-110561 RM ASSET ADVISORS LLP 0.00 123.50 No 123.50 1.33 1.00

939 ARN-110706 FLEXI CAPITAL LLP 0.00 0.00 No 0.00 0.00 0.00

940 ARN-110828 kaveesha Investment Solution Pvt.Ltd. 0.00 0.00 No 0.00 0.00 0.00

941 ARN-110861 Answers Financial Planners Pvt.Ltd. 0.00 0.00 No 0.00 0.00 0.00

942 ARN-110940 Shubham Sanjay Damani 0.00 0.00 No 0.00 0.00 0.00

943 ARN-110989 SLA FINSOL PRIVATE LIMITED 0.03 1.48 No -1.87 5.92 3.67

944 ARN-111054 MONEY BOLISM FINANCIAL SOLUTIONS PRIVATE LIMITED 0.00 0.00 No 0.00 0.00 0.00

945 ARN-111233 Nirmal Bang Wealth Solutions Private Limited 0.00 4.33 No 4.27 1.03 1.16

946 ARN-111569 Anand Rathi Wealth Services Limited 41.13 800.34 No -1,401.89 5,648.46 6.43

947 ARN-112333 CRESCAT ADVISORS LLP 0.00 0.00 No 0.00 0.00 0.00

948 ARN-112379 VINTRUST WEALTH MANAGERS LLP 0.00 0.00 No 0.00 0.00 0.00

949 ARN-112426 TRISKAIDEKAPHILLIA SOLUTIONS PRIVATE LIMITED 0.00 5.90 No 0.85 0.88 0.09

950 ARN-112475 Jerry John Kadampatt 0.00 100.00 No 100.00 1.08 1.00

951 ARN-112705 FINFIRST CAPITAL ADVISORS PRIVATE LIMITED 0.00 0.00 No 0.00 0.00 0.00

952 ARN-112717 CONSUULTME FINANCIAL SERVICES LLP 0.14 0.88 No -8.11 36.80 39.77

953 ARN-112749 BANAYANTREE SERVICES LIMITED 0.00 0.00 No 0.00 0.00 0.00

954 ARN-112989 DSFS WEALTH MANAGEMENT LLP 0.05 189.00 No 189.00 6.87 1.01

955 ARN-113058 ACCORD FINANCIAL SERVICES LLP 0.00 0.00 No 0.00 0.00 0.00

956 ARN-113074 MIDAS FINSERVE PRIVATE LIMITED 0.00 0.00 No 0.00 0.00 0.00

957 ARN-113345 MSM WEALTH CREATORS 0.00 0.00 No 0.00 0.00 0.00

958 ARN-113576 ACE CAPITAL ADVISORS 0.00 0.00 No 0.00 0.00 0.00

959 ARN-113880 ESGL CLIENTALLEY SOLUTIONS PRIVATE LIMITED 0.00 0.00 No 0.00 0.00 0.00

960 ARN-113944 THEFINANCIALMALL PRIVATE LIMITED 0.00 0.00 No 0.00 0.00 0.00

961 ARN-113948 HEMANT FINSERVE LLP 0.97 0.53 No -8.26 90.22 162.82

962 ARN-113968 MONEYGAIN CONSULTANTS PRIVATE LIMITED 0.00 3.20 No -61.26 38.30 8.53

963 ARN-114644 Pivotal Enterprises Private Limited 0.00 0.00 No 0.00 0.00 0.00

964 ARN-114834 WEALTH EXPRESS 0.00 0.00 No 0.00 0.00 0.00

965 ARN-115404 FIRST ADVISORS AND CONSULTANCY PRIVATE LIMITED 0.00 0.00 No 0.00 0.00 0.00

966 ARN-115473 EQUITAS SMALL FINANCE BANK LIMITED 0.00 0.00 No 0.00 0.00 0.00

967 ARN-115486 ZVEST FINANCIAL SERVICES LLP 0.00 0.00 No 0.00 0.00 0.00

968 ARN-116356 SARTH WEALTH ADVISORS PRIVATE LIMITED 0.00 0.00 No 0.00 0.00 0.00

969 ARN-116461 CREDEL CAPITAL ADVISORS LLP 0.00 0.00 No 0.00 0.00 0.00

970 ARN-116724 GANADEESHA FINANCIAL SOLUTIONS PVT LTD 0.00 0.00 No 0.00 0.00 0.00

971 ARN-117143 FUNDCHOICE FINANCIAL SERVICES PVT LTD 0.00 0.74 No 0.74 0.24 1.00

972 ARN-117409 Greenback Capital LLP 0.07 4,113.75 No 3,989.68 2,264.15 0.97

973 ARN-117558 SHRI MASUN FINANCIAL SERVICES 0.00 0.00 No 0.00 0.00 0.00

974 ARN-117977 EMERGING FINCARE CONSULTANCY PRIVATE LIMITED 0.00 0.00 No 0.00 0.00 0.00

975 ARN-118293 Purushotham Reddy Pattubala 0.00 0.00 No 0.00 0.00 0.00

976 ARN-118681 ADITYA BIRLA FINANCE LIMITED 26.17 68,397.28 No -5,073.56 8,325.89 0.13

977 ARN-118821 PAREKH INVESTMENT SERVICES 0.00 0.00 No 0.00 0.00 0.00

978 ARN-119147 Sheetal Sitaram Upadhyay 0.00 0.00 No 0.00 0.00 0.00

979 ARN-119695 GUIDE AND GUARDIAN LLP 0.00 0.00 No 0.00 0.00 0.00

980 ARN-120004 NNP FUNDS 0.00 0.00 No 0.00 0.00 0.00

981 ARN-120049 VARDHANA FINANCIAL SOLUTIONS PRIVATE LIMITED 0.00 0.00 No 0.00 0.00 0.00

982 ARN-120116 TRANQUIL CAPITAL 0.00 0.00 No 0.00 0.00 0.00

983 ARN-120269 LADCO CREST WEALTH MANAGEMENT SERVICES LLP 0.00 0.00 No 0.00 0.00 0.00

984 ARN-120498 TAPARIA PRIVATE LIMITED 0.00 0.00 No 0.00 0.00 0.00

985 ARN-120646 PROAFFLUENCE ADVISORY SERVICES PRIVATE LIMITED 0.00 85.69 No 6.56 9.99 0.06

Page 19: Disclosure of Commission & Expenses paid to the ... · 6 ARN-0009 Way2Wealth Securities Private Limited 4.44 464.07 No 255.38 747.47 1.97 7 ARN-0010 Bajaj Capital Ltd. 28.35 688.21

Sr. No. ARN-CODE Name of the ARN Holder

Total Amount

paid

(Rs. in lakhs)

Gross Inflows

(in Lakhs)

Distributor is an Associate or Group company

of the sponsor(s) of the mutual fund

Net Inflows (in

Lakhs)

Average Asset

(in Lakhs)

Ratio of AUM to gross inflows

(AUM as on 31 Mar 2019 / Gross

Inflows for FY )

986 ARN-120898 UNMAJ ASSOCIATES LLP 0.00 0.00 No 0.00 0.00 0.00

987 ARN-121232 BANDHAN BANK LTD 0.00 0.00 No 0.00 0.00 0.00

988 ARN-121519 ADITYA & SONS 0.00 0.00 No 0.00 0.00 0.00

989 ARN-121996 PUNISKA INDUSTRIES PVT LTD 0.00 0.00 No 0.00 0.00 0.00

990 ARN-124304 VRISHANK ADVISORY SERVICES PRIVATE LIMITED 0.02 10.98 No 5.57 2.72 0.55

991 ARN-125185 FINE TECH CORPORATION PRIVATE LIMITED 0.00 0.00 No 0.00 0.00 0.00

992 ARN-125479 DHANSANCHAY WEALTH CREATIONS LLP 0.00 0.00 No 0.00 0.00 0.00

993 ARN-125855 Raunak Ramuka 0.00 0.00 No 0.00 0.00 0.00

994 ARN-126827 SURVAM INVESTMENTS PRIVATE LIMITED 0.00 0.00 No 0.00 0.00 0.00

995 ARN-127385 MONEYMATICS FINANCIAL SERVICES LLP 0.23 0.17 No -1.23 25.18 150.03

996 ARN-127549 SRIVIDYA ENTERPRISES LLP 0.00 0.00 No 0.00 0.00 0.00

997 ARN-129329 Essel Finance Wealth Services Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

998 ARN-130092 DHYEY ASSET ADVISORS LLP 0.00 0.00 No 0.00 0.00 0.00

999 ARN-130248 WEALTHWISE ADVISORS 0.00 0.00 No 0.00 0.00 0.00

1000 ARN-130604 FINOMATIC CONSULTANTS PRIVATE LIMITED 0.00 0.00 No 0.00 0.00 0.00

1001 ARN-131587 KONFIDO ADVISORS PRIVATE LIMITED 0.00 26.50 No 26.50 0.51 1.00

1002 ARN-131903 UPMARKET FINANCIAL ADVISORY SERVICES LLP 0.00 0.00 No 0.00 0.00 0.00

1003 ARN-132017 Vogue Management Services Private Limited 0.07 39.40 No -29.61 46.30 1.18

1004 ARN-132902 Quinstinct Advisory Pvt Ltd 0.00 0.00 No 0.00 0.00 0.00

1005 ARN-133193 Adokshaja Krishnarao Kulkarni 0.00 0.00 No 0.00 0.00 0.00

1006 ARN-133777 NARAIN FORTUNE INVESTMENT LLP 0.00 0.00 No 0.00 0.00 0.00

1007 ARN-133985 Shradha Gaurav Damwani 0.00 0.00 No 0.00 0.00 0.00

1008 ARN-134063 TRUFID INVESTMENT ADVISORS PVT LTD 0.00 5.21 No 0.02 0.54 0.00

1009 ARN-134068 ARNAV FINANCIAL SERVICES 0.00 0.00 No 0.00 0.00 0.00

1010 ARN-135280 ZUARI FINSERV LIMITED 0.08 0.61 No -3.73 27.68 44.53

1011 ARN-136649 LA CREME DE LA CREME SERVICES LLP 0.00 0.00 No 0.00 0.00 0.00

1012 ARN-137949 MONEYPLUS FINANCIAL AND CONSULTANCY SERVICES LLP 0.00 0.00 No 0.00 0.00 0.00

1013 ARN-138259 WADHAWAN WEALTH MANAGERS PRIVATE LIMITED 0.03 844.80 No 839.14 111.95 1.01

1014 ARN-138294 PROINVEST WEALTH MANAGERS PVT LTD 0.00 0.30 No 0.30 0.05 1.01

1015 ARN-139809 RELIGARE BROKING LIMITED 0.00 0.05 No 0.03 0.00 0.52

1016 ARN-139828 MARWAHA CONSULTANTS PVT LTD 0.00 0.00 No 0.00 4.92 0.00

1017 ARN-140754 RPA FINANCIAL CONSULTANTS PRIVATE LIMITED 0.12 0.01 No 0.01 27.22 3,491.88

1018 ARN-141769 MUDRA CONSULTANCY GROUP PRIVATE LIMITED 0.00 0.00 No 0.00 0.00 0.00

1019 ARN-141823 AYUSHMANN CAPITAL 0.00 0.00 No 0.00 0.00 0.00

1020 ARN-143475 LIVRICH WEALTH SOLUTIONS 0.00 0.00 No 0.00 0.00 0.00

1021 ARN-144870 FINFREEDOM33 WEALTH MANAGEMENT INDIA LLP 0.00 0.00 No 0.00 0.00 0.00

1022 ARN-145064 Y S CAPITAL. 0.03 0.00 No 0.00 3.57 0.00

1023 ARN-145728 KRM FINANCIAL CONSULTANTS 0.00 0.00 No 0.00 0.00 0.00

1024 ARN-146822 MOTILAL OSWAL FINANCIAL SERVICES LIMITED 0.00 73.10 No 11.94 164.38 2.26

1025 ARN-147908 MARWAHA HOLDINGS PRIVATE LIMITED 0.00 0.00 No 0.00 0.00 0.00

1026 ARN-148616 EQUIRUS WEALTH PRIVATE LIMITED 0.00 1.50 No 1.50 0.10 1.06

1027 ARN-149433 ADDON INDIA PRIVATE LIMITED 0.00 0.00 No 0.00 0.00 0.00

1028 ARN-155237 UVA WEALTH MANAGERS PRIVATE LIMITED 0.00 0.00 No 0.00 0.00 0.00

1029 ARN-155319 DBS BANK INDIA LIMITED 0.00 181.44 No -1,534.92 1,178.00 4.69

1030 ARN-155415 INDUS CAPITAL 0.00 0.00 No 0.00 0.00 0.00

1031 ARN-156289 FORTUNE FINSERVE LLP 0.04 0.02 No -6.82 50.01 1,940.78

1032 ARN-156386 DEGREE 212 CONSULTANCY SERVICES PVT LTD 0.00 0.00 No 0.00 0.00 0.00

1033 ARN-156461 Sewa Kaur Saini 0.00 25.00 No 25.00 0.40 1.00

1034 ARN-156540 INVESTPRO FINANCIAL SERVICES PRIVATE LIMITED 0.11 74.94 No 55.39 23.62 0.89

1035 ARN-157363 PRIME WEALTH SOLUTIONS 0.00 0.00 No 0.00 0.00 0.00

1036 ARN-OD106170 Ajay Khurana 0.00 0.00 No 0.00 0.00 0.00

1037 ARN-OD3078 Barjeel Geojit Financial Services LLC 0.27 0.25 No -10.89 42.79 147.74

1038 ARN-0678 The Karur Vysya Bank Limited 0.00 0.00 No 0.00 0.00 0.00

1039 ARN-0893 IDBI Capital Markets & Securities Limited 0.55 15.62 No 8.14 164.69 10.81

1040 ARN-2101 Corporation Bank 0.00 0.00 No 0.00 0.00 0.00

Page 20: Disclosure of Commission & Expenses paid to the ... · 6 ARN-0009 Way2Wealth Securities Private Limited 4.44 464.07 No 255.38 747.47 1.97 7 ARN-0010 Bajaj Capital Ltd. 28.35 688.21

Sr. No. ARN-CODE Name of the ARN Holder

Total Amount

paid

(Rs. in lakhs)

Gross Inflows

(in Lakhs)

Distributor is an Associate or Group company

of the sponsor(s) of the mutual fund

Net Inflows (in

Lakhs)

Average Asset

(in Lakhs)

Ratio of AUM to gross inflows

(AUM as on 31 Mar 2019 / Gross

Inflows for FY )

1041 ARN-2103 Peerless Securities Limited 0.14 8,540.86 No -15.25 214.20 0.00

1042 ARN-2122 Andhra Bank 0.00 0.00 No 0.00 0.00 0.00

1043 ARN-2388 Sunita Gupta & Co. 0.00 0.00 No 0.00 0.00 0.00

1044 ARN-3845 The South Indian Bank Ltd 0.11 3.58 No 0.00 16.04 4.66

1045 ARN-4360 Sandeep Gupta 0.19 0.27 No -3.58 24.76 86.20

1046 ARN-5893 Religare Securities Limited 0.02 0.17 No 0.00 4.91 29.46

1047 ARN-5957 Aditya Birla Money Ltd 0.00 0.00 No 0.00 4.99 1,164.52

1048 ARN-7571 Surjeet Kapoor 0.08 0.00 No 0.00 11.19 0.00

1049 ARN-7860 R.N.Mittal & Co 0.01 0.00 No 0.00 4.69 0.00

1050 ARN-12132 Soma Dewanjee 0.00 0.00 No 0.00 0.00 0.00

1051 ARN-17645 Indian Bank 0.00 0.00 No 0.00 0.00 0.00

1052 ARN-20626 The Lakshmi Vilas Bank Ltd 0.00 0.13 No 0.13 0.23 2.31

1053 ARN-21199 UCO Bank 0.00 0.00 No 0.00 0.00 0.00

1054 ARN-30588 Tamilnad Mercantile Bank Ltd. 0.00 0.00 No 0.00 0.00 0.00

1055 ARN-31184 Dena Bank 0.00 0.31 No 0.00 0.59 1.95

1056 ARN-33764 Religare Finvest Limited 0.43 16.85 No -4.09 79.87 4.72

1057 ARN-39091 Central Bank Of India 0.00 0.00 No 0.00 0.00 0.00

1058 ARN-39103 HDFC Sales Private Limited 0.03 0.13 No 0.13 5.44 42.83

1059 ARN-50915 The Peerless General Finance & Investment Co Ltd 0.00 0.00 No 0.00 0.00 0.00

1060 ARN-64301 NKGSB Co-op Bank Ltd 0.00 0.00 No 0.00 0.00 0.00

1061 ARN-66006 TJSB Sahakari Bank Ltd 0.00 0.00 No 0.00 0.00 0.00

1062 ARN-71722 Abira Management Services Ltd 0.00 0.00 No 0.00 0.00 0.00

1063 ARN-90319 Bajaj Finance Limited 0.00 0.00 No 0.00 0.00 0.00

1064 ARN-96060 FUNDSFIRST FINANCIAL SERVICES 0.00 0.00 No 0.00 0.00 0.00

1065 ARN-97468 Etechaces Marketing & Consulting Pvt. Ltd. 0.00 0.00 No 0.00 0.00 0.00

1066 ARN-107175 WINRICH PROFESSIONAL SERVICES PRIVATE LIMITED 0.01 1.63 No 1.63 1.06 1.11

1067 ARN-112358 SHEPARD TECHNOLOGIES PRIVATE LIMITED 0.00 0.00 No 0.00 0.00 0.00

1068 ARN-115287 PROVIDENTIAL ADVISORY SERVICES PRIVATE LIMITED 0.00 0.00 No 0.00 0.00 0.00

1069 ARN-115637 MYWISH MARKETPLACES PRIVATE LIMITED 0.00 0.00 No 0.00 0.00 0.00

1070 ARN-117900 NESTE WEALTH MANAGEMENT SERVICES LLP 0.00 0.00 No 0.00 0.00 0.00

1071 ARN-118116 VAR FINANCIAL CONSULTANTS PRIVATE LIMITED 0.00 0.00 No 0.00 0.00 0.00

1072 ARN-121231 UTKARSH SMALL FINANCE BANK LTD 0.00 0.00 No 0.00 0.00 0.00

1073 ARN-124591 AU SMALL FINANCE BANK LIMITED 0.00 0.00 No 0.00 0.00 0.00

Total 3,255.47 2,726,011.11 0.00 153,004.91 628,553.38 744,244.09