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U S E R G U I D E Dow Jones Sanction Alert Cities & Ports XML Feed Revision: Date: 05 April 2017

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U S E R G U I D E

Dow Jones Sanction Alert Cities &

Ports XML Feed

Revision: Date: 05 April 2017

DOW JONES SANCTION ALERT CITIES AND PORTS XML FEED

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Document history

Revision Number Revision Date Summary of Changes

1.1 05-Apr-2017 Updated the document design template

1.0 07-Jul-2014 Initial Version

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Table of Contents

CHAPTER 1: Introduction to Dow Jones Sanction Alert Cities & Ports XML Feeds . 4

About Dow Jones Sanction Alert Cities & Ports XML Feed ........................................... 4

Dow Jones Branding Guidelines .............................................................................................. 9

Product Support ............................................................................................................................ 9

Chapter 2: Dow Jones Sanction Alert Cities & Ports XML Feed Details....................... 9

Dow Jones Sanction Alert Cities & Ports XML Feed services ....................................... 4

Dow Jones Sanction Alert Cities & Ports XML Feed Frequencies ............................... 9

Locations for Dow Jones Sanction Alert Cities & Ports XML Checksum and Feed

log Files .......................................................................................................................................... 11

Dow Jones Sanction Alert Cities & Ports XML Feed Distribution Schedules ........ 11

Dow Jones Sanction Alert Cities & Ports XML Feed Format ....................................... 12

Naming Conventions for Checksum Files .......................................................................... 12

Requirements for Dow Jones Sanction Alert Cities & Ports XML Feed ................... 12

Document Retrieval ................................................................................................................... 13

Suggestion for Automating Feed File Download ............................................................. 17

Check the Integrity of the Downloaded File .................................................................... 18

Processing Data from the XML Feed Files ......................................................................... 18

CHAPTER 3: Dow Jones Sanction Alert Cities & Ports XML Feed Values .................. 21

Appendix A: Acronyms ............................................................................................................... 115

Appendix B: Frequently Asked Questions ........................................................................... 115

DOW JONES SANCTION ALERT CITIES AND PORTS XML FEED

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CHAPTER 1: Introduction to Dow Jones Sanction

Alert Cities & Ports XML Feeds

About Dow Jones Sanction Alert Cities & Ports XML Feed

Dow Jones Sanction Alert Cities & Ports is a geographical lexicon for use in sanctions

compliance providing a comprehensive list of place names in sanctioned countries.

The service contains structured reference data for regions, cities, seaports, airports

and free trade zones in sanctioned countries. The data can help identify sanction

risks and manage exceptions to compliance policy in the area of payment message

filtering, trade finance, Anti-Money Laundering compliance and Know Your Client due

diligence.

Key Features of Dow Jones Sanction Alert Cities & Ports

Dow Jones Sanction Alert Cities & Ports provides:

• Comprehensive coverage of place names within sanction countries -

Coverage includes variations of the place names in English, Chinese, French,

German, Spanish, Japanese and the official language of the country

• Structured reference data, delivered in a single format -The place

names are normalized into a single file designed for integration into

compliance systems

• Accurate and timely updates - Sources are monitored by Dow Jones,

with an updated file delivered in the event of changes to the list of countries

sanctioned by the European Union, United States Office of Foreign Assets

Control (OFAC) or United Nations. Owing to the level of research required,

these changes are likely to take a minimum of four weeks. Should a

sanctioned country change its administrative structure, these changes will be

reflected in Dow Jones Sanction Alert Cities & Ports and an updated file made

available. In addition to regular updates reflecting changes to the lexicon,

whether they are driven by the addition of a country to sanction lists or place

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name changes within the country, the file will be entirely reviewed over the

course of a year.

• Flexible, data agnostic format - Dow Jones enriches the place names

with additional coding and meta-data that enable content to be leveraged into

compliance screening tools more effectively.

Dow Jones Sanction Alert Cities & Ports Content

The objective of the Dow Jones Sanction Alert Cities & Ports service is to aggregate,

normalise, enrich and maintain place name information for use in sanctions

compliance programmes to minimise the risk of payments being processed that

originate or that are destined for a sanctioned country. Dow Jones Risk &

Compliance is therefore focused on ensuring that the content included in the service

is accurate, complete, up-to date and delivered in a timely manner.

Countries are included within Dow Jones Sanction Alert Cities & Ports if they are

sanctioned by at least two of the following bodies:

European Union (EU)

United Nations (UN)

United States Office of Foreign Assets Control (US-OFAC)

The specific Sanctions Programs are: EU Embargoes on Arms and Related Materiel

OFAC – Country Sanction Programs UN Security Council Sanctions Committees Arms

Embargoes.

Countries currently included in Dow Jones Sanction Alert Cities & Ports as of 1st Apr

2017 are:

Belarus

Central African Republic

Cote d’l voire

Cuba

Democratic Republic of the Congo

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Eritrea

Iran

Iraq

Lebanon

Liberia

Libya

Myanmar

North Korea

Russia

Somalia

Sudan

South Sudan

Syria

Yemen

Zimbabwe

The following are included for each country:

Country name

Administrative Region names

Names of districts making up the Administrative Regions

City names (capitals, regional capitals and those with a population of over

100,000)

Seaports

Airports (civilian airports)

Free Trade Zones

IATA airport codes, the three-letter unique identifier for airports assigned

by the International Air Transport Association

UN/LOCODE port codes, the five-letter United Nations Code for Trade and

Transport Locations

In total there are approximately 3,000 places covered in the 17 countries and the

lexicon comprises over 70,000 terms.

The names include alternative spellings and aliases and the following language

variants:

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English

Chinese (Simplified)

Chinese Commercial Code (CCC) of the Chinese variations of the place

names is also included.

The CCC is derived from the Simplified Chinese characters using a Chinese

Commercial Code converter. On the rare occasions where there is no

corresponding code for the Chinese characters, Dow Jones has adopted the

same policy as Chinese embassy officials in such cases and enters a code of

0000.

French

German

Japanese (Kanji, Hiragana, Katakana)

Please note that for some place names there is no full Kanji equivalent and

the name will be in Japanese, a combination of Kanji and Katakana characters

Spanish

Plus the local official language if it is not included in the above (for

example Russian and Belarusian for Belarus, Arabic for Eritrea, Iraq,

Libya, Somalia, Sudan and Yemen, Farsi for Iran, Korean for North Korea

and Burmese for Myanmar)

The names are compiled from sources that contain geographical information, such

as atlases, government websites, official websites with place or point of entry

information and the media. In certain cases if a place name cannot be found in a

certain language, for example some place names in Japanese, a variation is based

on the pronunciation or how the name is spelled in English. Where a place name is

not available in Chinese, the names are transliterated using the transliteration tables

from the widely used guide 世界人名翻译大辞典 (Shijie Renming Fanyi Da Cidian

names of the World's Peoples--A Comprehensive Dictionary of Names in Roman-

Chinese).

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Clients are advised, if they do not usually screen on English variations, to also

include the English language variations as well as their chosen language to ensure

they are not missing any valuable content.

Dow Jones will evaluate language variations, or coverage requirements not currently

included in Dow Jones Sanction Alert Cities & Ports, upon request. If the requested

content is suitable for inclusion, it will be added to the service. We welcome

feedback on how to enhance the service.

Dow Jones Sanction Alert Cities & Ports Editorial

Research Methodology

In order to ensure the integrity of Sanction Alert Cities & Ports, Dow Jones uses the

following methodology to build and maintain content:

• Comprehensive Coverage of sanctioned countries is ensured by the daily

monitoring of press releases and lists issued by the sanctioning bodies, the

European Union, United States Office of Foreign Assets Control (OFAC) and

the United Nations, to ensure the service is complete and up to date

• Structured approach - Dow Jones uses a structured approach to identify

the administrative regions, the districts making up these regions, cities, ports,

airports and free trade zones for each of the countries concerned. The

Research Team uses official government sources and online and print material

to gather and verify the information

• Consistency - Dow Jones has applied the same guidelines and approach

systematically across all the countries concerned

• Accurate and up to date - All information is updated and reviewed on a

regular, ongoing basis in order to ensure its quality and completeness.

Sanction Alert Cities & Ports has been built and maintained by the Dow Jones

Risk & Compliance Research Team whose members have extensive

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knowledge of the administrative structures, naming conventions and

languages used within the countries covered

Dow Jones Branding Guidelines

Correct branding of Dow Jones content is a contractual obligation and customers

should refer to the latest Dow Jones Risk & Compliance Branding Guidelines

available on the Dow Jones Customer Support Developer Portal

Product Support

Answers to all your Questions and Issues regarding Dow Jones Sanction Alert Cities

& Ports XML Feeds are available on Dow Jones Customer Support site.

To Connect to Dow Jones Customer Support site you would require Internet

Access and a Valid Dow Jones login.

Chapter 2: Dow Jones Sanction Alert Cities &

Ports XML Feed Details

This section provides information about Dow Jones Sanction Alert Cities & Ports XML

feeds, including feed requirements, distribution schedule; file formats, document

retrieval, and processing.

Dow Jones Sanction Alert Cities & Ports XML Feed

Frequencies

This section describes the various feed frequencies currently offered within Dow

Jones Sanction Alert Cities & Ports XML feed.

Dow Jones Sanction Alert Cities & Ports XML Daily Full & Split Feed - The

Daily Full feed consists of a single XML full feed file that contains a full refresh of

profiles within the Dow Jones Sanction Alert Cities and Ports XML Content.

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The Full Refresh of Dow Jones Sanction Alert Cities and Ports XML content is also

available in a split version in which the full feed is divided into a number of smaller

files to facilitate processing.

The Daily Full Feed and Split Feeds are provided every day, 365 days a year.

Locations for Dow Jones Sanction Alert Cities & Ports XML Feed

Files

Dow Jones Sanction Alert Cities & Ports XML Feed files are posted to the secure

private directories

Daily Incremental & Daily Full files are available here:

https://djrcfeed.dowjones.com/Sanctionalert/CitiesandPorts/XML/

Checksums

Checksum is a common and most powerful method to ensure the content received

from Dow Jones is both secure and downloaded in its entirety and that there have

been no content losses during the transfer of the Feed Files from the Dow Jones

location to the users Individual storage or processing locations.

For this purpose, a new Checksum text file is posted to the respective Dow Jones

locations, which contains the unique MD5 Hash Code associated with each of the

Feed files.

The MD5 Hash Code is generated at the point of uploading the files to the Dow Jones

locations. Users Can use their own solutions or any one of the freely available MD5

verification tools to check that the MD5 Hash Code of the received File is equal to

the MD5 Hash Code of the generated file or not.

If the MD5 Hash Code of the received file is equal to the MD5 Hash Code provided by

Dow Jones in the Checksum File, the File has been downloaded without any

transmission errors.

Free ware Checksum Tools Available:

Below is the list of a few tools that can be used to compare the MD5.

1. Exact File (http://www.exactfile.com)

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2. Microsoft (R) File Checksum Integrity Verifier V2.05 (FCIV)

(http://support.microsoft.com/kb/841290)

3. EF Checksum (http://www.efsoftware.com/cm/e.htm)

4. FastSum – (www.fastsum.com)

5. MD5Checker (http://getmd5checker.com/)

6. MD5 Checksum tool (http://www.brothersoft.com/md5-checksum-tool-

176270.html)

7. MD5Sums (http://www.pc-tools.net/win32/md5sums/)

8. FSum 2.5.2 (www.slavasoft.com)

9. MD5 (http://www.fourmilab.ch/md5/)

10. HashCalc (www.slavasoft.com)

Please note: These tools are to be used at the User’s own discretion and Dow Jones

would not responsible for the support and maintenance on issues arising due to the

use of these tools.

Locations for Dow Jones Sanction Alert Cities & Ports

XML Checksum and Feed log Files

The Checksums and Feed log files for each of the Dow Jones Sanction alert cities and

ports Feed Files can be downloaded from the below location:

https://djrcfeed.dowjones.com/sanctionalert/citiesandports/XML/feedlog

s/

Dow Jones Sanction Alert Cities & Ports XML Feed

Distribution Schedules

Feed Frequency Feed Schedule

Daily Full & Splits Feed files will be available no later than 0100 GMT., 365 days per year

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All XML feed files are available for download for up to 60 days. To access to

XML feed files that are older than 60 days, please contact Dow Jones

Customer Services.

Dow Jones Sanction Alert Cities & Ports XML Feed

Format

All Dow Jones Sanction Alert Cities & Ports XML feed files are supplied in .ZIP file

format. The following identifies the various feed file formats for each feed frequency:

DJRC_Cities_and_Ports_XML_YYYYMMDDHHMM_X.zip

Where, X represents Feed frequency –F for Daily Full and S for Splits.

YYYYMMDDHHMM represents the snapshot of the feed file.

E.g.: DJRC_ Cities_and_Ports _XML_YYYYMMDD2359_F.zip Daily Full file

DJRC_ Cities_and_Ports _XML_YYYYMMDD2359_S.zip Daily Splits Feed file

Naming Conventions for Checksum Files

The naming convention of the Checksum file is similar to the Feed file name with

only “checksum_” prefixed to the Feed file naming convention.

checksum_ DJRC_ Cities_and_Ports _XML_YYYYMMDD2359_X.txt

Where, X represents Feed frequency –F for Daily Full and S for Splits file.

YYYYMMDDHHMM represents the snapshot of the feed file.

E.g.: checksum_ DJRC_ Cities_and_Ports _XML_YYYYMMDD2359_F.txt

Checksum for Full Feed file

Requirements for Dow Jones Sanction Alert Cities &

Ports XML Feed

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Any implementation of the Dow Jones Sanction Alert Cities & Ports XML Feed must

meet the following Criteria:

Requirement Rules/ Description

Document Retrieval

All Feed Files are delivered

1. Over the Internet. Use Hyper Text Transfer Protocol over Secure Socket Layer (HTTPS) to retrieve files

via the Internet. 2. Via File Transfer Methods: Use Secure File Transfer

Protocol(SFTP) to retrieve files in this method

Document Processing

1. For Initial Uploads, always Process Full Feed Files

before processing Incremental Feed.

2. It is recommended that a Full Refresh is processed once or twice a month.

3. Incremental Feeds should always be processed in ascending order.

1. All Feed Files are Date time stamped and should be processed in ascending order. If you detect any problems with the Feed Files please contact Dow

Jones before attempting to process the Feed File.

Document Retrieval

Dow Jones Sanction Alert Cities & Ports XML Feed Files can be retrieved via the

Internet using the Hyper Text Transfer Protocol over Secure socket Layer (HTTPS) or

via Secure File Transfer Protocol (SFTP).

To Retrieve the Files via the Internet

1. Log on to the Dow Jones Feed servers, located at

https://djrcfeed.dowjones.com (The Exact Directory Locations have been

mentioned under ‘Locations for Dow Jones Sanction Alert Cities & Ports XML

Feeds’)

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2. Use the User name and Password provided by your Dow Jones representative.

If you do not have a User name and Password contact Dow Jones Customer

Services.

3. Passwords are case sensitive and asterisks (*) are displayed in place of the

Password.

4. After providing your Username and password, click OK. A Comma Separated

File list displays all available Feed Files.

5. Retrieve the appropriate File using HTTPS GET:

For Daily full feed files, retrieve the full feed file that contains a date-

time stamp closest to the current date. It is recommended that you

retrieve the latest full feed file (to replace those previously processed

incremental feeds).

For Daily Incremental feed files, retrieve all incremental files that

contain a date and timestamp that is greater than the previously

processed full or daily incremental feed files.

To manually download a Dow Jones Sanction Alert Cities & Ports XML Feed File after

successfully logging on, simply copy the feed file name from the displayed list of

feed files and then paste it into the address bar.

Example:

https://djrcfeed.dowjones.com/sanctionalert/citiesandports/XML/DJRC_Cities_and_P

orts_XML_201512132359_F.zip

To Retrieve the Files via the SFTP

1. To establish a connection to the Dow Jones Feeds Servers, you would need

the following details:

Host Name: djrcfeed.dowjones.com

Port Number: 22

User Credentials: these are provided as part of your welcome package

2. Open the SFTP tool by clicking on the icon.

(For illustration purposes “WINSCP” has been used across this document)

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3. Furnish the details in the login page.

4. WINSCP offers you a feature to save the session. You can click on Save to

save the details for future logins or simply click on Login to establish the

connection without saving.

5. You will see a Welcome banner. If you do not want to see this again – click

on “Never Show this banner again” and then click on “Continue”

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6. After you login, you will be presented with an Explorer Window as shown

below.

7. Double Click on the folder called “SanctionAlert”. Navigate through the path /citiesandports/XML

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8. To download any file, select the file you wish to copy and then click on “Copy”

or press F5.

Please note: different tools provide different methods/options of downloading files to

local systems.

You can also automate the feeds download by using the automation techniques

provided by the software vendor. Please make sure you contact the particular SFTP

software vendor for any assistance.

All Files are scanned for Viruses and Trojans before being uploaded to the

Dow Jones Feeds servers.

Suggestion for Automating Feed File Download

If you wish to automate the process of feed file retrieval from Dow Jones, you may

wish to consider the following options:

1. Create a Windows Service that runs at on a scheduled basis to (i) check the

availability of the required feed file and (ii) securely retrieve files via HTTPS. This

may involve implementing code or applications that will enable files to be

downloaded without manual intervention.

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Web References/Source Code Samples for automation can be found at:

http://www.example-code.com/vbdotnet/ftp.asp

http://www.vbdotnetheaven.com/UploadFile/bfarley/FileDownload041820050438

58AM/FeDownload.aspx

http://www.codeproject.com/KB/vb/downloadFileswProgressbar.aspx

2. Implement a commercial file retrieval application that will securely retrieve feed

files using automated scheduled processes

Check the Integrity of the Downloaded File

To ensure the content received from Dow Jones is both secure and downloaded in its

entirety and that there have been no content losses during the transfer of the Feed

Files from the Dow Jones location to the users’ individual storage or processing

locations, you can use your own solutions or any one of the available MD5

verification tools to check that the MD5 Hash Code of the received File is equal to

the MD5 Hash Code of the generated file or not.

If the MD5 Hash Code of the received file is equal to the MD5 Hash Code provided by

Dow Jones in the Checksum File, the File has been downloaded without any

transmission errors.

However, if you face any Mismatch in the MD5 codes please Download the File again

and if you continue receiving the Same MD5 Mismatch Error, please Contact Dow

Jones Customer Service.

Processing Data from the XML Feed Files

After retrieving the desired files, you should be ready to process your feeds into a

relational database (or another data store).

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Processing XML data involves backing up your existing data (to protect against data

loss), followed by importing and updating Country lists, Relationship lists, Occupation

lists, Sanctions References list, Description1list, Description2list, Description3list, Date

Type list, Name Type list, Role Type list, and then processing people lists, entity lists,

person Associates and entity associates.

A Monthly or Daily full feed must be processed before Weekly or Daily incremental feeds;

and all incremental feeds must be processed in ascending date order.

It is recommended a Full Feed refresh is subsequently taken once or twice a month.

In addition, you must distinguish the feed handling of people lists and entity lists (since

full feeds differ from incremental feeds), and recognise that people data comprises of

multiple person and entity elements, each with an unique ID and an action attribute that

identifies the transformation of each ID.

2. After integrating Dow Jones Sanction Alert Cities and Ports content in your

environment, use the exact Set List Values (provided by Dow Jones) to perform a

search. For example, if Dow Jones provides Myanmar as Country name, you must

use that name (not Burma) to recover citizens of that country.

What Do I do next?

Process data from a full feed

Process data from a full feed

1. Backup your existing data to a more stable storage area, such as another

machine or tape drive.

Backups are a simple and essential component of any installation. It is good

practice to produce daily backup copies of production data, and to transfer

those backups away from the current environment.

2. Choose from the following:

To Process… Follow these steps…

Country Lists,

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Occupation Lists, Relationship Lists ,

Special References Lists, Description1 list, Description2 List,

Description3 List, Name Type list, Date Type List, Role Type

List

1. Delete the appropriate data list(s) from your data store (if any).

2. Load the data from the latest full feed into your data store

Records For all Profile (Person/Entity) IDs where

action=add:

1. Delete all corresponding profile data and Associations from your data store.

2. Load the profile data from the latest full feed into your data store.

Full feed files only contain Profile IDs with

action=add

Associations Load the data from the latest full feed into your

data store.

Although Full Feeds are available on a Daily basis, it is not necessary to

re-process full feed files at this frequency, unless you plan to rebuild the

database on every day. However a Full refresh should be taken at least

once a month, as best practice.

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CHAPTER 3: Dow Jones Sanction Alert Cities &

Ports XML Feed Values

This section provides information about the individual XML elements found in the

feeds.

Dow Jones Sanction Alert Cities & Ports XML feeds XML elements in the form of

containers (tags/elements) that hold other containers.

Primary XML elements for Standard Feeds:

PFA

CountryList

OccupationList

RelationshipList

SanctionsReferencesList

Description1List

Description2List

Description3List

DateTypeList

NameTypeList

RoleTypeList

Records

Associations

Where, <PFA> is the root element.

<PFA>……… </PFA>

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Diagram

Description This is the top level container (root element) for the Dow Jones

Sanction Alert Cities & Ports XML Feeds.

Please follow the sequence of elements as shown in the figure

above, top to bottom.

Use Required

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

1 1

Attributes Attribute

Name

Attribute

Description

Type Use Max

length

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date Represents the Date

of the Feed File

generation.

Format is:

ccyymmddhhmm

(GMT) where,

Value Description

Ccyy Represents

the year

Mm Represents

a month

Dd Represents

a day

Hh Represents

an hour

Mm Represents

minutes

xs:

string

required 12

characters

type Represents the Type

(Frequency) of Feed

File.

Possible Values are:

Value Description

daily Represents

a daily file

full Represents

a full file

xs:

string

required 11

characters

Children CountryList

OccupationList

RelationshipList

SanctionsReferencesList

Description1List

Description2List

Description3List

DateTypeList

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NameTypeList

RoleTypeList

Source

Schema

<xs:element name="PFA">

<xs:complexType>

<xs:sequence>

<xs:element ref="CountryList"/>

<xs:element ref="OccupationList"/>

<xs:element ref="RelationshipList"/>

<xs:element ref="SanctionsReferencesList"/>

<xs:element ref="Description1List"/>

<xs:element ref="Description2List"/>

<xs:element ref="Description3List"/>

<xs:element ref="DateTypeList"/>

<xs:element ref="NameTypeList"/>

<xs:element ref="RoleTypeList"/>

<xs:element ref="Records"/>

<xs:element ref="Associations"/>

</xs:sequence>

<xs:attribute name="date" type="xs:string" use="required"/>

<xs:attribute name="type" type="xs:string" use="required"/>

</xs:complexType>

</xs:element>

Sample

Code

<PFA date="201512152359" type="full">

+<CountryList>

+<OccupationList>

+<RelationshipList>

+<SanctionsReferencesList>

+<Description1List>

+<Description2List>

+<Description3List>

+<DateTypeList>

+<NameTypeList>

+<RoleTypeList>

+<Records>

+<Associations>

</PFA>

<CountryList>……… </CountryList>

Diagram

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Description This is the container of the Masters List for Countries specified in Dow

Jones Sanction Alert Cities & Ports XML feed.

The Country master list is an extensible list and has a potential

to change regularly. Updates to this list will be supplied in the

look-up table supplied in every feed.

Use Required

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

1 1

Attributes None

Children CountryName

Source

Schema

<xs:element name="CountryList">

<xs:complexType>

<xs:sequence>

<xs:element ref="CountryName" minOccurs="1" maxOccurs="unbounded"/>

</xs:sequence>

</xs:complexType>

</xs:element>

Sample

Code

<CountryList>

<CountryName code="AARCT" name="Antarctica" IsTerritory="True" />

<CountryName code="ABKHAZ" name="Abkhazia" IsTerritory="True" />

<CountryName code="AFGH" name="Afghanistan" IsTerritory="False" ProfileURL="afghanistan.doc" />

</CountryList>

<CountryName>……… </CountryName>

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Diagram

Description Contains the Country Details

Use Required

Type None

Max Length NA

Occurrence

s

Min Occurrence Max Occurrence

1 unbounded

Attributes Attribut

e Name

Attribute

Description

Type Use Max

length

code Represents the DJII

Country Code

Associated with the

Country.

xs: string require

d

13

character

s

name Represents the

country name

(descriptor)

associated with the

corresponding code.

xs: string require

d

255

character

s

IsTerritor

y

Represents whether

a country is a

territory.

Possible values are:

Valu

e

Descriptio

n

True Specifies

that the

Country is

a Territory

xs:NMTOKE

N

require

d

5

character

s

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of another

Country

False Specifies

that the

Country is

not a

Territory

of another

Country

ProfileUR

L

Represents the

country URL of the

associated Dow

Jones Country

Profile document

xs: string optiona

l

255

character

s

Children None

Source

Schema

<xs:element name="CountryName">

<xs:complexType>

<xs:attribute name="code" use="required">

<xs:simpleType>

<xs:restriction base="xs:string">

<xs:maxLength value="13"/>

</xs:restriction>

</xs:simpleType>

</xs:attribute>

<xs:attribute name="name" use="required">

<xs:simpleType>

<xs:restriction base="xs:string">

<xs:maxLength value="255"/>

</xs:restriction>

</xs:simpleType>

</xs:attribute>

<xs:attribute name="IsTerritory" use="required">

<xs:simpleType>

<xs:restriction base="xs:NMTOKEN">

<xs:enumeration value="True"/>

<xs:enumeration value="False"/>

</xs:restriction>

</xs:simpleType>

</xs:attribute>

<xs:attribute name="ProfileURL">

<xs:simpleType>

<xs:restriction base="xs:string">

<xs:maxLength value="255"/>

</xs:restriction>

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</xs:simpleType>

</xs:attribute>

</xs:complexType>

</xs:element>

Sample

Code

<CountryName code="AARCT" name="Antarctica" IsTerritory="True

/>

<CountryName code="ABKHAZ" name="Abkhazia" IsTerritory="True />

<CountryName code="AFGH" name="Afghanistan" IsTerritory="False" ProfileURL="afghanistan.doc" />

<OccupationList>……… </OccupationList>

Diagram

Description This is the container of the Masters List for Occupation Categories

specified in Dow Jones Sanction Alert Cities & Ports XML feed.

The Occupation master list is an extensible list and has a

potential to change regularly. Updates to this list will be

supplied in the look-up table supplied in every feed.

Use Required

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

1 1

Attributes None

Children Occupation

Source

Schema

<xs:element name="OccupationList">

<xs:complexType>

<xs:sequence>

<xs:element ref="Occupation" minOccurs="1" maxOccurs="unbounded"/>

</xs:sequence>

</xs:complexType>

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</xs:element>

Sample

Code

<OccupationList>

<Occupation code="1" name="Heads &amp; Deputies State/National Government" />

<Occupation code="2" name="National Government Ministers" />

<Occupation code="3" name="Members of the National Legislature" />

</OccupationList >

<Occupation>……… </Occupation>

Diagram

Description Contains the Occupation Category (Profession) Details

Use Required

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

1 Unbounded

Attributes Attribute

Name

Attribute

Description

Type Use Max

length

code Represents Code

Value Associated

with a Profession.

xs: string required 2

characters

name Represents the

profession

(occupation)

associated with

the corresponding

xs: string required 255

characters

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code.

Children None

Source

Schema

<xs:element name="Occupation">

<xs:complexType>

<xs:attribute name="code" type="xs:integer" use="required"/>

<xs:attribute name="name" use="required">

<xs:simpleType>

<xs:restriction base="xs:string">

<xs:maxLength value="255"/>

</xs:restriction>

</xs:simpleType>

</xs:attribute>

</xs:complexType>

</xs:element>

Sample

Code

<Occupation code="1" name="Heads &amp; Deputies State/National Government" />

<Occupation code="2" name="National Government Ministers" />

<Occupation code="3" name="Members of the National Legislature" />

<RelationshipList>……… </RelationshipList>

Diagram

Description This is the container of the Masters List for Relationship Categories

specified in Dow Jones Sanction Alert Cities & Ports XML feed applicable

to Cities and Ports content.

The Relationship master list is an extensible list and has a

potential to change regularly. Updates to this list will be

supplied in the look-up table supplied in every feed.

Use Required

Type None

Max Length NA

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Occurrences Min Occurrence Max Occurrence

1 1

Attributes None

Children Relationship

Source

Schema

<xs:element name="RelationshipList">

<xs:complexType>

<xs:sequence>

<xs:element ref="Relationship" minOccurs="1" maxOccurs="unbounded"/>

</xs:sequence>

</xs:complexType>

</xs:element>

Sample

Code

<RelationshipList>

<Relationship code="48" name="Location" />

<Relationship code="49" name="Country" />

</ RelationshipList>

<Relationship>……… </Relationship>

Diagram

Description Contains the Relationship Details

Use Required

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

1 unbounded

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Attributes Attribute

Name

Attribute

Description

Type Use Max

length

code Represents Code

Value Associated

with a Relationship

Category.

xs: string required 2

characters

name Represents the

type of

relationship

(family connection

or business

Association).

xs: string required 255

characters

Children None

Source

Schema

<xs:element name="Relationship">

<xs:complexType>

<xs:attribute name="code" type="xs:integer" use="required"/>

<xs:attribute name="name" use="required">

<xs:simpleType>

<xs:restriction base="xs:string">

<xs:maxLength value="255"/>

</xs:restriction>

</xs:simpleType>

</xs:attribute>

</xs:complexType>

</xs:element>

Sample

Code

<Relationship code="48" name="Location" />

<Relationship code="49" name="Country" />

<SanctionsReferencesList>……… </SanctionsReferencesList>

Diagram

Description Contains the master list of Sanctions Reference Lists available in Dow

Jones content

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The Sanctions Reference master list is an extensible list and has

a potential to change regularly. Updates to this list will be

supplied in the look-up table supplied in every feed.

Use Required

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

1 1

Attributes None

Children ReferenceName

Source

Schema

<xs:element name="SanctionsReferencesList">

<xs:complexType>

<xs:sequence>

<xs:element ref="ReferenceName" minOccurs="1" maxOccurs="unbounded"/>

</xs:sequence>

</xs:complexType>

</xs:element>

Sample

Code

<SanctionsReferencesList>

<ReferenceName code="1" name="OFAC - Specially Designated

National List" status="Current" Description2Id="1" />

<ReferenceName code="2" name="OFAC - Specially Designated

National List" status="Current" Description2Id="3 />

<ReferenceName code="3" name="OFAC - Specially Designated

Terrorist List" status="Current" Description2Id="1”/>

<ReferenceName code="4" name="OFAC - Specially Designated

Terrorist List" status="Current" Description2Id="3/>

</SanctionsReferencesList>

<ReferenceName>……… </ReferenceName>

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Diagram

Description Contains sanctions/official list details.

Use Required

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

1 Unbounded

Attributes Attribute

Name

Attribute

Description

Type Use Max

length

code Represents the

code value

associated with a

sanctions/official

list reference.

xs:string required 4

characters

name Represents the

name of

sanctions/official

list reference.

xs:string required 255

characters

status Represents the

status of the list,

whether Current or

Suspended.

Possible values are:

Value Description

Susp

ende

Specifies

that the

xs:NMTOKEN required 9

characters

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d Lists is

Suspended

Curre

nt

Specifies

that the

List is

Current.

Descriptio

n2Id

Represents the

record type

Description 2 Id

classification of the

sanctions/official

list reference

xs: string required 4

characters

Children None

Source

Schema

<xs:element name="ReferenceName">

<xs:complexType>

<xs:attribute name="code" type="xs:string" use="required"/>

<xs:attribute name="name" type="xs:string" use="required"/>

<xs:attribute name="status" use="required">

<xs:simpleType>

<xs:restriction base="xs:NMTOKEN">

<xs:enumeration value="Suspended"/>

<xs:enumeration

value="Current"/>

</xs:restriction>

</xs:simpleType>

</xs:attribute>

<xs:attribute name="Description2Id" type="xs:string"

use="required"/>

</xs:complexType>

</xs:element>

Sample

Code

<ReferenceName code="1" name="OFAC - Specially Designated

National List" status="Current" Description2Id="1" />

<ReferenceName code="2" name="OFAC - Specially Designated

National List" status="Current" Description2Id="3 />

<ReferenceName code="3" name="OFAC - Specially Designated

Terrorist List" status="Current" Description2Id="1”/>

<ReferenceName code="4" name="OFAC - Specially Designated

Terrorist List" status="Current" Description2Id="3/>

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<Description1List>……… </Description1List>

Diagram

Description Contains the master list of Description1 classification applicable to cities

and ports content available in Dow Jones content.

The Description1 master list is an extensible list and has a

potential to change regularly. Updates to this list will be

supplied in the look-up table supplied in every feed.

Use Required

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

1 1

Attributes None

Children Description1Name

Source

Schema

<xs:element name="Description1List">

<xs:complexType>

<xs:sequence>

<xs:element ref="Description1Name"

minOccurs="1" maxOccurs="unbounded"/>

</xs:sequence>

</xs:complexType>

</xs:element>

Sample

Code

<Description1List>

<Description1Name Description1Id="4" RecordType="Entity"

>Special Interest Entity (SIE)</Description1Name>

</Description1List>

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<Description1Name>……… </Description1Name>

Diagram

Description Contains the Description1 Details

Use Required

Type Extension of xs:string

Max Length 255 characters

Occurrences Min Occurrence Max Occurrence

1 unbounded

Attributes Attribute

Name

Attribute

Description

Type Use Max

length

Description1

Id

Represents the

code value

associated with a

Description1

value.

xs:string required 4

characters

RecordType Represents the

Record Type value

associated with a

Description1.

Possible Values

are:

Value Descriptio

n

Person Specifies

that the

xs:NMTOKEN required 6

characters

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record is

of a

person

type

Entity Specifies

that the

record is

of an

entity

type.

Children None

Source

Schema

<xs:element name="Description1Name">

<xs:complexType>

<xs:simpleContent>

<xs:extension base="xs:string">

<xs:attribute

name="Description1Id" type="xs:integer" use="required"/>

<xs:attribute name="RecordType"

use="required">

<xs:simpleType>

<xs:restriction

base="xs:NMTOKEN">

<xs:enumeration value="Person"/>

<xs:enumeration value="Entity"/>

</xs:restriction>

</xs:simpleType>

</xs:attribute>

</xs:extension>

</xs:simpleContent>

</xs:complexType>

</xs:element>

Sample

Code

<

<Description1Name Description1Id="4" RecordType="Entity"

>Special Interest Entity (SIE)</Description1Name>

<Description2List>……… </Description2List>

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Diagram

Description Contains the master list of Description2 classification applicable to cities

and ports content available in Dow Jones content.

The Description2 master list is an extensible list and has a

potential to change regularly. Updates to this list will be

supplied in the look-up table supplied in every feed.

Use Required

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

1 1

Attributes None

Children Description2Name

Source

Schema

<xs:element name="Description2List">

<xs:complexType>

<xs:sequence>

<xs:element ref="Description2Name"

maxOccurs="unbounded"/>

</xs:sequence>

</xs:complexType>

</xs:element>

Sample

Code

<Description2List>

<Description2Name Description2Id="23"

Description1Id="4" >Enhanced Country Risk</Description2Name>

</Description2List>

<Description2Name>……… </Description2Name>

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Diagram

Description Contains the Description2 Details.

Use Required

Type Extension of xs:string

Max Length 255 characters

Occurrences Min Occurrence Max Occurrence

1 Unbounded

Attributes Attribute

Name

Attribute

Description

Type Use Max

length

Description2

Id

Represents the

code value

associated with a

Description2

value.

xs:string required 4

characters

Represents the

code value

associated with a

Description1

value.

xs:string required 4

characters

Children None

Source

Schema

<xs:element name="Description2Name">

<xs:complexType>

<xs:simpleContent>

<xs:extension base="xs:string">

<xs:attribute

name="Description2Id" type="xs:integer" use="required"/>

<xs:attribute

name="Description1Id" type="xs:integer" use="required"/>

</xs:extension>

</xs:simpleContent>

</xs:complexType>

</xs:element>

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Sample

Code

<Description2Name Description2Id="23" Description1Id="4"

>Enhanced Country Risk</Description2Name>

<Description3List>……… </Description3List>

Diagram

Description Contains the master list of Description3 classification applicable to cities

and ports content available in Dow Jones content.

The Description3 master list is an extensible list and has a

potential to change regularly. Updates to this list will be

supplied in the look-up table supplied in every feed.

Use Required

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

1 1

Attributes None

Children Description3Name

Source

Schema

<xs:element name="Description3List">

<xs:complexType>

<xs:sequence>

<xs:element ref="Description3Name"

maxOccurs="unbounded"/>

</xs:sequence>

</xs:complexType>

</xs:element>

Sample

Code

<Description3List>

<Description3Name Description3Id="84" Description2Id="23"

>Airport</Description3Name>

<Description3Name Description3Id="85" Description2Id="23"

>City</Description3Name>

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<Description3Name Description3Id="86" Description2Id="23"

>Country</Description3Name>

</Description3List>

<Description3Name>……… </Description3Name>

Diagram

Description Contains the Description3 Details

Use Required

Type string

Max Length 255 characters

Occurrences Min Occurrence Max Occurrence

1 unbounded

Attributes Attribute

Name

Attribute

Description

Type Use Max

length

Description3

Id

Represents the

code value

associated with a

Description3

value.

xs:string required 4

characters

Description2

Id

Represents the

code value

associated with a

Description2

value.

xs:string required 4

characters

Children None

Source <xs:element name="Description3Name">

<xs:complexType>

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Schema <xs:simpleContent>

<xs:extension base="xs:string">

<xs:attribute

name="Description3Id" type="xs:integer" use="required"/>

<xs:attribute

name="Description2Id" type="xs:integer" use="required"/>

</xs:extension>

</xs:simpleContent>

</xs:complexType>

</xs:element>

Sample

Code

<Description3Name Description3Id="84" Description2Id="23"

>Airport</Description3Name>

<Description3Name Description3Id="85" Description2Id="23"

>City</Description3Name>

<Description3Name Description3Id="86" Description2Id="23"

>Country</Description3Name>

<DateTypeList>……… </DateTypeList >

Diagram

Description Contains the master list of Date Types available in Dow Jones content

applicable to Dow Jones WL Entity content.

The Date Type master list is an extensible list and has a

potential to change regularly. Updates to this list will be

supplied in the look-up table supplied in every feed.

Use Required

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

1 1

Attributes None

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Children DateType

Source

Schema

<xs:element name="DateTypeList">

<xs:complexType>

<xs:sequence>

<xs:element ref="DateType"

maxOccurs="unbounded"/>

</xs:sequence>

</xs:complexType>

</xs:element>

Sample

Code

<DateTypeList>

<DateType RecordType="Entity" Id="3" name="Date of

Registration" />

</DateTypeList>

<DateType>……… </DateType>

Diagram

Description Contains the Date Type Details

Use Required

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

1 Unbounded

Attributes Attribute

Name

Attribute

Description

Type Use Max

length

RecordType Represents the

Record Type value

associated with

xs:NMTOKEN required 6

characters

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the Date Type.

Value Descriptio

n

Person Specifies

that the

record is

of a

person

type

Entity Specifies

that the

record is

of an

entity

type.

Id Represents the

code value

associated with a

Date Type value.

xs:string required 4

characters

Name

Represents the

date Type name

(descriptor)

associated with

the corresponding

ID.

xs:string required 255

characters

Children None

Source

Schema

<xs:element name="DateType">

<xs:complexType>

<xs:attribute name="RecordType"

use="required">

<xs:simpleType>

<xs:restriction

base="xs:NMTOKEN">

<xs:enumeration

value="Person"/>

<xs:enumeration

value="Entity"/>

</xs:restriction>

</xs:simpleType>

</xs:attribute>

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<xs:attribute name="Id" type="xs:integer"

use="required"/>

<xs:attribute name="name" use="required">

<xs:simpleType>

<xs:restriction base="xs:string">

<xs:maxLength

value="255"/>

</xs:restriction>

</xs:simpleType>

</xs:attribute>

</xs:complexType>

</xs:element>

Sample

Code

<DateType RecordType="Entity" Id="3" name="Date of Registration"

/>

<NameTypeList>……… </NameTypeList >

Diagram

Description Contains the master list of Name Types available in Dow Jones WL

Entity content.

The Name Type master list is an extensible list and has a

potential to change regularly. Updates to this list will be

supplied in the look-up table supplied in every feed.

Use Required

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

1 1

Attributes None

Children NameType

Source <xs:element name="NameTypeList">

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Schema <xs:complexType>

<xs:sequence>

<xs:element ref="NameType"

maxOccurs="unbounded"/>

</xs:sequence>

</xs:complexType>

</xs:element>

Sample

Code

<NameTypeList>

<NameType NameTypeID="7" RecordType="Entity">Primary

Name</NameType>

<NameType NameTypeID="8" RecordType="Entity”>Also Known

As</NameType>

</NameTypeList>

<NameType>……… </NameType>

Diagram

Description Contains the Name Type Details

Use Required

Type Extension of xs:string

Max Length 255 characters

Occurrences Min Occurrence Max Occurrence

1 unbounded

Attributes Attribute

Name

Attribute

Description

Type Use Max

length

RecordType Represents the

Record Type value

associated with

the Name Type.

xs:NMTOKEN required 6

characters

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Possible Values

are:

Value Descriptio

n

Person Specifies

that the

record is

of a

person

type

Entity Specifies

that the

record is

of an

entity

type.

NameTypeId Represents the

code value

associated with a

Name Type value.

xs:string required 4

characters

Children None

Source

Schema

<xs:element name="NameType">

<xs:complexType>

<xs:simpleContent>

<xs:extension base="xs:string">

<xs:attribute name="NameTypeID"

type="xs:integer" use="required"/>

<xs:attribute name="RecordType"

use="required">

<xs:simpleType>

<xs:restriction

base="xs:NMTOKEN">

<xs:enumeration value="Person"/>

<xs:enumeration value="Entity"/>

</xs:restriction>

</xs:simpleType>

</xs:attribute>

</xs:extension>

</xs:simpleContent>

</xs:complexType>

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</xs:element>

Sample

Code

<NameType NameTypeID="7" RecordType="Entity">Primary

Name</NameType>

<NameType NameTypeID="8" RecordType="Entity”>Also Known

As</NameType>

<RoleTypeList>……… </RoleTypeList >

Diagram

Description Contains the master list of Role Types available in Dow Jones WL

content.

The Role Type master list is an extensible list and has a potential

to change regularly. Updates to this list will be supplied in the

look-up table supplied in every feed.

Use Required

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

1 1

Attributes None

Children RoleType

Source

Schema

<xs:element name="RoleTypeList">

<xs:complexType>

<xs:sequence>

<xs:element ref="RoleType"

minOccurs="1" maxOccurs="unbounded"/>

</xs:sequence>

</xs:complexType>

</xs:element>

Sample

Code

<RoleTypeList>

<RoleType Id="1" name="Primary Occupation" />

<RoleType Id="2" name="Other Roles" />

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<RoleType Id="3" name="Previous Roles" />

</RoleTypeList>

<RoleType>……… </RoleType>

Diagram

Description Contains the Role Type Details

Use Required

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

1 unbounded

Attributes Attribute

Name

Attribute

Description

Type Use Max

length

Id Represents the Id

value associated

with a role Type

xs:string required 4

characters

Name

Represents the

Role Type name

(descriptor)

associated with

the corresponding

Id.

xs:string required 255

characters

Children None

Source

Schema

<xs:element name="RoleType">

<xs:complexType>

<xs:attribute name="Id" type="xs:integer"

use="required"/>

DOW JONES SANCTION ALERT CITIES AND PORTS XML FEED

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<xs:attribute name="name" type="xs:string"

use="required"/>

</xs:complexType>

</xs:element>

Sample

Code

<RoleType Id="1" name="Primary Occupation" />

<RoleType Id="2" name="Other Roles" />

<RoleType Id="3" name="Previous Roles" />

<Records>……… </Records>

Diagram

Description The outer container for all elements pertaining Entities falling under

Dow Jones Sanction Alert Cities & Ports XML content.

Use Required

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

1 1

Attributes None

Children Person

Entity

Source

Schema

<xs:element name="Records">

<xs:complexType>

<xs:sequence>

<xs:sequence>

<xs:element ref="Person" minOccurs="0"

maxOccurs="unbounded"/>

<xs:element ref="Entity" minOccurs="0"

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maxOccurs="unbounded"/>

</xs:sequence>

</xs:sequence>

</xs:complexType>

</xs:element>

Sample

Code

<Records>

+<Entity id="135133" recordaction ="chg" date="25-Apr-2016">

</Records>

<Person>……… </Person>

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Diagram

Description Contains a list of specific information pertaining to Person profiles falling under Dow Jones Sanction Alert Cities & Ports content.

Not Applicable with Cities and Ports XML Feed

Use Optional

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

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0 unbounded

Attributes Attribute

Name

Attribute

Description

Type Use Max

length

id Represents a

unique identifier for

a Dow Jones Profile

xs:string required 4 bytes

(integer)

action Represents an

action value.

Possible values are:

Value Descripti

on

Add Newly

added

Profile

Del Deleted

Profile

Chg Modified

Profile

For a Deleted

person record,

only the

Descriptions Tag

would be

mandatory.

xs:NMTOKEN required 6

characters

date Represents the date

value when the

record was

created/modified/d

eleted.

Format is dd-mmm-

ccyy where,

Value Descri

ption

ccyy Repre

sents

the

xs:string required 15

characters

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year

mmm Repre

sents

the

name

of the

mont

h

Dd Repre

sents

a day

Children Gender

ActiveStatus

Deceased

NameDetails

Descriptions

RoleDetail

DateDetails

BirthPlace

SanctionsReferences

Address

CountryDetails

IDNumberTypes

ProfileNotes

SourceDescription

Images

Source

Schema

<xs:element name="Person">

<xs:complexType>

<xs:sequence>

<xs:element ref="UpdateReasonDetails"

minOccurs="0" maxOccurs="1"/>

<xs:element ref="Gender" minOccurs="0"

maxOccurs="1"/>

<xs:element ref="ActiveStatus"

minOccurs="0" maxOccurs="1"/>

<xs:element ref="Deceased"

minOccurs="0" maxOccurs="1"/>

<xs:element ref="NameDetails"

minOccurs="0" maxOccurs="1"/>

<xs:element ref="Descriptions"

maxOccurs="1"/>

<xs:element ref="RoleDetail"

minOccurs="0" maxOccurs="1"/>

<xs:element ref="DateDetails"

minOccurs="0" maxOccurs="1"/>

<xs:element ref="BirthPlace"

minOccurs="0" maxOccurs="1"/>

<xs:element ref="SanctionsReferences"

minOccurs="0" maxOccurs="1"/>

<xs:element ref="Address" minOccurs="0"

maxOccurs="unbounded"/>

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<xs:element ref="CountryDetails"

minOccurs="0" maxOccurs="1"/>

<xs:element ref="IDNumberTypes"

minOccurs="0" maxOccurs="1"/>

<xs:element ref="ProfileNotes"

minOccurs="0" maxOccurs="1"/>

<xs:element ref="SourceDescription"

minOccurs="0" maxOccurs="1"/>

<xs:element ref="Images" minOccurs="0"

maxOccurs="1"/>

</xs:sequence>

<xs:attribute name="id" type="xs:string"

use="required"/>

<xs:attribute name="recordaction"

type="actionContentRestriction" use="required"/>

<xs:attribute name="date" type="xs:string"

use="required"/>

</xs:complexType>

</xs:element>

Sample

Code

None

<Entity>……… </Entity>

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Diagram

Description Contains a list of specific information pertaining to all Entity profiles

falling under Dow Jones Sanction Alert Cities & Ports content.

Use Optional

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

0 unbounded

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Attributes Attribute

Name

Attribute

Description

Type Use Max

length

id Represents a

unique identifier for

a Dow Jones entity

Profile

xs:string required 4 bytes

(integer)

action Represents an

action value.

Possible values are:

Value Descripti

on

add Newly

added

Profile

del Deleted

Profile

chg Modified

Profile

For a Deleted

entity record only

the Descriptions

Tag would be

mandatory.

xs:NMTOKEN required 6

characters

date Represents the date

value when the

record was

created/modified/d

eleted

Format is dd-mmm-

ccyy where,

Value Descri

ption

ccyy Repre

sents

the

year

xs:string required 12

characters

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mmm Repre

sents

the

name

of the

mont

h

dd Repre

sents

a day

Children ActiveStatus

NameDetails

Descriptions

DateDetails

SanctionsReferences

CompanyDetails

VesselDetails

CountryDetails

IDNumberTypes

ProfileNotes

SourceDescription

Source

Schema

<xs:element name="Entity">

<xs:complexType>

<xs:sequence>

<xs:element ref="UpdateReasonDetails"

minOccurs="0" maxOccurs="1"/>

<xs:element ref="ActiveStatus"

minOccurs="0" maxOccurs="1"/>

<xs:element ref="NameDetails"

minOccurs="0" maxOccurs="1"/>

<xs:element ref="Descriptions"

maxOccurs="1"/>

<xs:element ref="DateDetails"

minOccurs="0" maxOccurs="1"/>

<xs:element ref="SanctionsReferences"

minOccurs="0" maxOccurs="1"/>

<xs:element ref="CompanyDetails"

minOccurs="0" maxOccurs="unbounded"/>

<xs:element ref="VesselDetails"

minOccurs="0" maxOccurs="unbounded"/>

<xs:element ref="CountryDetails"

minOccurs="0" maxOccurs="1"/>

<xs:element ref="IDNumberTypes"

minOccurs="0" maxOccurs="1"/>

<xs:element ref="ProfileNotes"

minOccurs="0" maxOccurs="1"/>

<xs:element ref="SourceDescription"

minOccurs="0" maxOccurs="1"/>

</xs:sequence>

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<xs:attribute name="id" type="xs:string"

use="required"/>

<xs:attribute name="recordaction"

type="actionContentRestriction" use="required"/>

<xs:attribute name="date" type="xs:string"

use="required"/>

</xs:complexType>

</xs:element>

Sample

Code

<Entity id="853976" action="add" date="28- Apr-2016">

<ActiveStatus>Inactive</ActiveStatus>

<Deceased>Yes</Deceased>

+ <NameDetails>

+ <Descriptions>

+ <DateDetails>

+<SanctionsReferences>

+ <CompanyDetails>

+ <CountryDetails>

+ <IDNumberTypes>

+<ProfileNotes">

+<SourceDescription>

</Entity>

<Gender>……… </ Gender>

Diagram

Description Represents the Person's Gender.

Not Applicable with Cities and Ports XML Feed

Use Optional

Type string

Max Length 6 characters

Occurrences Min Occurrence Max Occurrence

0 1

Attributes None

Children None

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Source

Schema

<xs:element name="Gender" type="string" >

Sample

Code

NOne

<ActiveStatus>……… </ActiveStatus>

Diagram

Description Represents the Active Status of the Dow Jones Profile.

Use Required

Type String

Max Length 8 characters

Occurrences Min Occurrence Max Occurrence

0 1

Attributes None

Children None

Source

Schema

<xs:element name="ActiveStatus" type="xs:string">

Sample

Code

<ActiveStatus>Inactive</ActiveStatus>

<Deceased>……… </Deceased>

Diagram

Description Represents if a person is deceased.

Not Applicable with Cities and Ports XML Feed

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Use Required

Type String

Max Length 3 characters

Occurrences Min Occurrence Max Occurrence

0 1

Attributes None

Children None

Source

Schema

<xs:element name="Deceased" type="xs:string">

Sample

Code

NOne

<NameDetails>……… </ NameDetails>

Diagram

Description The outer container for all elements pertaining to the name details of

the record.

Use Required

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

0 1

Attributes None

Children Name

Source <xs:element name="NameDetails">

<xs:complexType>

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Schema <xs:sequence>

<xs:element ref="Name" minOccurs="1"

maxOccurs="unbounded"/>

</xs:sequence>

</xs:complexType>

</xs:element>

Sample

Code

<NameDetails>

+ <Name NameType="Primary Name" >

+ <Name NameType="Also Known As" >

</NameDetails>

<Name>……… </Name>

Diagram

Description Contains the name type and name details

Use Required

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

0 unbounded

Attributes None

Children NameValue

Source

Schema

<xs:element name="Name">

<xs:complexType>

<xs:sequence>

<xs:element ref="NameValue"

minOccurs="1" maxOccurs="unbounded"/>

</xs:sequence>

</xs:complexType>

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</xs:element>

Sample

Code

<Name NameType="Primary Name" >

+<NameValue >

</Name>

<NameValue>……… </ NameValue>

Diagram

Description Contains the names that identify a person or an entity.

A Person record can include any of the following names:

NameValue Description

TitleHonorific

Formal or honorific title, e.g. "Lord",

"Samdech", "Doctor"

FirstName First given name of person

MiddleName Second given name of a person

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Surname Surname of a person

Suffix

Suffixes such as ", Jr.", "Junior", that are

associated with a person's name

Maiden Name Surname of a woman before marriage

OriginalScriptNam

e Full name in a local non-Latin script

SingleStringName A name formatted as a single text string

An Entity record can include any of the following names:

NameValue Description

EntityName

An entity’s name – Concatenation of prefix

(if available) and firstname

Suffix Suffix of an Entity

OriginalScriptNam

e Full name in a local non-Latin script

SingleStringName A name formatted as a single text string

Use Required

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

0 unbounded

Attributes None

Children TitleHonorific

FirstName

MiddleName

Surname

EntityName

Suffix

OriginalScriptName

SingleStringName

Source <xs:element name="NameValue">

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Schema <xs:complexType>

<xs:sequence>

<xs:element ref="TitleHonorific"

minOccurs="0" maxOccurs="unbounded"/>

<xs:element ref="FirstName"

minOccurs="0" maxOccurs="unbounded"/>

<xs:element ref="MiddleName"

minOccurs="0" maxOccurs="unbounded"/>

<xs:element ref="Surname"

minOccurs="0" maxOccurs="unbounded"/>

<xs:element ref="MaidenName"

minOccurs="0" maxOccurs="unbounded"/>

<xs:element ref="Suffix" minOccurs="0"

maxOccurs="unbounded"/>

<xs:element ref="EntityName"

minOccurs="0" maxOccurs="unbounded"/>

<xs:element ref="SingleStringName"

minOccurs="0" maxOccurs="unbounded"/>

<xs:element ref="OriginalScriptName"

minOccurs="0" maxOccurs="unbounded"/>

</xs:sequence>

</xs:complexType>

</xs:element>

Sample

Code

<NameValue>

<EntityName>Union Of Myanmar Economic Holding Ltd</EntityName>

</NameValue>

<TitleHonorific>……… </TitleHonorific>

Diagram

Description Represents the Person's Title or Honorific name.

Not Applicable with Cities and Ports XML Feed

Use Required

Type xs:string

Max Length 255 characters

Occurrences Min Occurrence Max Occurrence

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0 unbounded

Attributes None

Children None

Source

Schema

<xs:element name="TitleHonorific" type ="xs:string">

Sample

Code

None

<FirstName>……… </FirstName>

Diagram

Description Represents the Person’s First Name.

Not Applicable with Cities and Ports XML Feed

Use Optional

Type xs:string

Max Length 255 characters

Occurrences Min Occurrence Max Occurrence

0 unbounded

Attributes None

Children None

Source

Schema

<xs:element name="FirstName" type ="xs:string">

Sample

Code

None

<MiddleName>……… </MiddleName>

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Diagram

Description Represents the Person’s Middle Name.

Not Applicable with Cities and Ports XML Feed

Use Optional

Type xs:string

Max Length 255 characters

Occurrences Min Occurrence Max Occurrence

0 unbounded

Attributes None

Children None

Source

Schema

<xs:element name="MiddleName" type ="xs:string">

Sample

Code

None

<Surname>……… </Surname>

Diagram

Description Represents the Person’s Surname.

Not Applicable with Cities and Ports XML Feed

Use Optional

Type xs:string

Max Length 255 characters

Occurrences Min Occurrence Max Occurrence

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0 unbounded

Attributes None

Children None

Source

Schema

<xs:element name="Surname" type ="xs:string">

Sample

Code

None

<MaidenName>……… </MaidenName>

Diagram

Description Represents the Person’s Maiden Name.

Not Applicable with Cities and Ports XML Feed

Use Optional

Type xs:string

Max Length 255 characters

Occurrences Min Occurrence Max Occurrence

0 unbounded

Attributes None

Children None

Source

Schema

<xs:element name="MaidenName" type ="xs:string">

Sample

Code

NOne

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<EntityName>……… </EntityName>

Diagram

Description Represents the Entity Name. (Concatenation of prefix (if available) and

firstname.)

Use Optional

Type xs:string

Max Length 255 characters

Occurrences Min Occurrence Max Occurrence

0 unbounded

Attributes None

Children None

Source

Schema

<xs:element name="EntityName" type ="xs:string">

Sample

Code

<EntityName>Union Of Myanmar Economic Holding Ltd</EntityName>

<Suffix>……… </Suffix>

Diagram

Description Represents the Person’s / Entity’s Suffix.

Use Optional

Type xs:string

Max Length 255 characters

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Occurrences Min Occurrence Max Occurrence

0 unbounded

Attributes None

Children None

Source

Schema

<xs:element name="Suffix" type ="xs:string">

Sample

Code

<Suffix >Jr.</Suffix>

<OriginalScriptName>……… </OriginalScriptName>

Diagram

Description Represents the Original Script Name of a Person or an Entity.

Use Optional

Type xs:string

Max Length 255 characters

Occurrences Min Occurrence Max Occurrence

0 unbounded

Attributes None

Children None

Source

Schema

<xs:element name="OriginalScriptName" type ="xs:string">

Sample

Code

<OriginalScriptName>扶川敦</OriginalScriptName>

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<SingleStringName>……… </SingleStringName>

Diagram

Description Represents the Single String Name of a Person or an Entity

Not Applicable with Cities and Ports XML Feed

Use Optional

Type xs:string

Max Length 255 characters

Occurrences Min Occurrence Max Occurrence

0 unbounded

Attributes None

Children None

Source

Schema

<xs:element name="SingleStringName" type ="xs:string">

Sample

Code

None

<Descriptions>……… </Descriptions>

Diagram

Description Contains Descriptions of profiles that are falling under Dow Jones

Sanction Alert Cities and Ports XML feed criteria.

Use Required

Type None

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Max Length NA

Occurrences Min Occurrence Max Occurrence

1 1

Attributes None

Children Description

Source

Schema

<xs:element name="Descriptions">

<xs:complexType>

<xs:sequence>

<xs:element ref="Description"

minOccurs="1" maxOccurs="unbounded"/>

</xs:sequence>

</xs:complexType>

</xs:element>

Sample

Code

<Descriptions>

<Description Description1="4" Description2="23" Description3="84" />

</Descriptions>

<Description>……… </Description>

Diagram

Description Contains Description1, Description2 and Description3 details of a profile

Use Required

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

0 Unbounded

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Attributes Attribute

Name

Attribute

Description

Type Use Max

length

Description1 Represents the

person's or an

entity’s

Description 1

classification

value.

xs:string required 4

characters

Description2 Represents the

person's or an

entity’s

Description

2classification

value.

xs:string optional 4

characters

Description3

Represents the

person's or an

entity’s

Description 3

classification

value.

xs:string optional 4

characters

Children None

Source

Schema

<xs:element name="Description">

<xs:complexType>

<xs:attribute name="Description1"

type="xs:string" use="required"/>

<xs:attribute name="Description2"

type="xs:string"/>

<xs:attribute name="Description3"

type="xs:string"/>

</xs:complexType>

</xs:element>

Sample

Code

<Description Description1="4" Description2="23" Description3="84" />

<RoleDetail>……… </RoleDetail>

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Diagram

Description The outer element for role details for the person profiles falling under Dow Jones Sanction Alert Cities & Ports XML feed content

Not Applicable with Cities and Ports XML Feed

Use Optional

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

0 1

Attributes None

Children Roles

Source

Schema

<xs:element name="RoleDetail">

<xs:complexType>

<xs:sequence>

<xs:element ref="Roles" minOccurs="1"

maxOccurs="unbounded"/>

</xs:sequence>

</xs:complexType>

</xs:element>

Sample

Code

None

<Roles>……… </Roles>

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Diagram

Description Contains role details for person profiles grouped as per role type

Not Applicable with Cities and Ports XML Feed

Use Required

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

0 unbounded

Attributes Attribute

Name

Attribute

Description

Type Use Max

length

RoleType Represents

whether the Role

is Primary, Other

Role or a Previous

Role.

xs:string required 255

characters

Children OccTitle

Source

Schema

<xs:element name="Roles">

<xs:complexType>

<xs:sequence>

<xs:element ref="OccTitle" minOccurs="1"

maxOccurs="unbounded"/>

</xs:sequence>

</xs:complexType>

</xs:element>

Sample

Code

None

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<OccTitle>……… </OccTitle>

Diagram

Description Contains Occupation details per role type for person profiles

Not Applicable with Cities and Ports XML Feed

Use Required

Type xs:string

Max Length 255 characters

Occurrences Min Occurrence Max Occurrence

0 unbounded

Attributes Attribute

Name

Attribute

Description

Type Use Max

length

SinceDay Represents day

part of the Since

Date in ‘dd’

format

xs:string optional 2

characters

SinceMonth Represents

month part of

the Since Date

in ‘Mmm’

format

xs:string optional 3

characters

SinceYear Represents the

year part of the

Since Date in

‘CCYY’ format

xs:string optional 4

characters

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ToDay Represents day

part of the To

Date in ‘dd’

format

xs:string optional 2

characters

ToMonth Represents

month part of

the To Date in

‘Mmm’ format

xs:string optional 3

characters

ToYear Represents the

year part of the

to date in ‘ccyy’

format

xs:string optional 4

characters

OccCat Contains a code

value that

corresponds to

an

occupation/pro

fession.

xs:string optional 2

characters

Children None

Source

Schema

<xs:element name="OccTitle">

<xs:complexType>

<xs:simpleContent>

<xs:extension base="xs:string">

<xs:attribute name="SinceDay"

type="xs:integer"/>

<xs:attribute name="SinceMonth">

<xs:simpleType>

<xs:restriction

base="xs:string">

<xs:maxLength value="3"/>

</xs:restriction>

</xs:simpleType>

</xs:attribute>

<xs:attribute name="SinceYear"

type="xs:integer"/>

<xs:attribute name="ToDay"

type="xs:integer"/>

<xs:attribute name="ToMonth">

<xs:simpleType>

<xs:restriction

base="xs:string">

<xs:maxLength value="3"/>

</xs:restriction>

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</xs:simpleType>

</xs:attribute>

<xs:attribute name="ToYear"

type="xs:integer"/>

<xs:attribute name="OccCat">

<xs:simpleType>

<xs:restriction

base="xs:string">

<xs:maxLength value="255"/>

</xs:restriction>

</xs:simpleType>

</xs:attribute>

</xs:extension>

</xs:simpleContent>

</xs:complexType>

</xs:element>

Sample

Code

None

<DateDetails>……… </DateDetails>

Diagram

Description The outer container for all elements pertaining to the date details of all

the profiles that falls into the Dow Jones Sanction Alert Cities & Ports

XML feed.

Not Applicable with Cities and Ports XML Feed

Use Optional

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

0 1

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Attributes None

Children Date

Source

Schema

<xs:element name="DateDetails">

<xs:complexType>

<xs:sequence>

<xs:element ref="Date" minOccurs="1"

maxOccurs="unbounded"/>

</xs:sequence>

</xs:complexType>

</xs:element>

Sample

Code

None

<Date>……… </Date>

Diagram

Description Contains the date type and value details

Not Applicable with Cities and Ports XML Feed

Use Required

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

0 unbounded

Attributes Attribute

Name

Attribute

Description

Type Use Max

length

DateType Represents

whether the Date

is Date Of Birth,

xs:string required 255

characters

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Deceased Date for

person records

and date of

registration for

entities.

Children DateValue

Source

Schema

<xs:element name="Date">

<xs:complexType>

<xs:sequence>

<xs:element ref="DateValue"

minOccurs="1" maxOccurs="unbounded"/>

</xs:sequence>

<xs:attribute name="DateType" use="required">

<xs:simpleType>

<xs:restriction base="xs:string">

<xs:maxLength

value="255"/>

</xs:restriction>

</xs:simpleType>

</xs:attribute>

</xs:complexType>

</xs:element>

Sample

Code

NOne

<DateValue>……… </DateValue>

Diagram

Description Contains the date value details

Not Applicable with Cities and Ports XML Feed

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Use Required

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

0 Unbounded

Attributes Attribute

Name

Attribute

Description

Type Use Max

length

Day Represents day

part of the Date

in ‘dd’ format

integer optional 2

characters

Month Represents month

part of the Date

in ‘Mmm’ format

xs:string optional 3

characters

Year Represents the

year part of the

Date in ‘CCYY’

format

integer optional 4

characters

Dnotes Contains notes

associated with

the date value.

xs:string optional 255

characters

Children None

Source

Schema

<xs:element name="DateValue">

<xs:complexType>

<xs:attribute name="Day" type="xs:integer"/>

<xs:attribute name="Month">

<xs:simpleType>

<xs:restriction base="xs:string">

<xs:maxLength value="3"/>

</xs:restriction>

</xs:simpleType>

</xs:attribute>

<xs:attribute name="Year" type="xs:integer"/>

<xs:attribute name="Dnotes">

<xs:simpleType>

<xs:restriction base="xs:string">

<xs:maxLength

value="255"/>

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</xs:restriction>

</xs:simpleType>

</xs:attribute>

</xs:complexType>

</xs:element>

Sample

Code

None

<BirthPlace>……… </BirthPlace>

Diagram

Description The outer container for a person’s place of birth value(s)

Not Applicable with Cities and Ports XML Feed

Use Optional

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

0 1

Attributes None

Children Place

Source

Schema

<xs:element name="BirthPlace">

<xs:complexType>

<xs:sequence>

<xs:element ref="Place" minOccurs="1"

maxOccurs="unbounded"/>

</xs:sequence>

</xs:complexType>

</xs:element>

Sample

Code

None

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<Place>……… </Place>

Diagram

Description Place Contains the concatenation of City of Birth and Country value of

Birth with comma separated. If City of Birth is not available only Country of Birth will be written and vice versa.

Not Applicable with Cities and Ports XML Feed

Use Required

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

0 Unbounded

Attributes Attribute

Name

Attribute

Description

Type Use Max

length

Name Contains value of

the place of birth

name.

xs:string required 100

characters

Children None

Source

Schema

<xs:element name="Place">

<xs:complexType>

<xs:simpleContent>

<xs:extension base="xs:string">

<xs:attribute name="name"

use="required">

<xs:simpleType>

<xs:restriction

base="xs:string">

<xs:maxLength value="100"/>

</xs:restriction>

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</xs:simpleType>

</xs:attribute>

</xs:extension>

</xs:simpleContent>

</xs:complexType>

</xs:element>

Sample

Code

None

<SanctionsReferences>……… </SanctionsReferences>

Diagram

Description The outer container for a person’s or an entity’s Sanction Reference(s).

Not Applicable with Cities and Ports XML Feed

Use Optional

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

0 1

Attributes None

Children Reference

Source

Schema

<xs:element name="SanctionsReferences">

<xs:complexType>

<xs:sequence>

<xs:element ref="Reference"

minOccurs="1" maxOccurs="unbounded"/>

</xs:sequence>

</xs:complexType>

</xs:element>

Sample None

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Code

<Reference>……… </Reference>

Diagram

Description Contains the details of the Sanction/Other Official reference for a person or an entity.

Not Applicable with Cities and Ports XML Feed

Use Required

Type xs:string

Max Length 4 characters

Occurrences Min Occurrence Max Occurrence

0 unbounded

Attributes Attribute

Name

Attribute

Description

Type Use Max

length

SinceDay Represents day

part of the Date

in ‘dd’ format

Since the person

or entity has

reference to the

Sanctions list

integer optional 2

characters

SinceMont

h

Represents

month part of

the Date in

‘Mmm’ format

Since the person

or entity has

reference to the

Sanctions list

xs:string optional 3

characters

SinceYear Represents the

year part of the

Date in ‘CCYY’

format Since the

person or entity

has reference to

the Sanctions

list

integer optional 4

characters

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ToDay Represents day

part of the Date

in ‘dd’ format

up to which the

person or entity

has reference to

the Sanctions

list

integer optional 2

characters

ToMonth Represents

month part of

the Date in

‘Mmm’ format

up to which the

person or entity

has reference to

the Sanctions

list

xs:string optional 3

characters

ToYear Represents the

year part of the

Date in ‘CCYY’

format up to

which the person

or entity has

reference to the

Sanctions list

integer optional 4

characters

Children None

Source

Schema

<xs:element name="Reference">

<xs:complexType>

<xs:simpleContent>

<xs:extension base="xs:integer">

<xs:attribute name="SinceDay"

type="xs:integer"/>

<xs:attribute name="SinceMonth">

<xs:simpleType>

<xs:restriction

base="xs:string">

<xs:maxLength value="3"/>

</xs:restriction>

</xs:simpleType>

</xs:attribute>

<xs:attribute name="SinceYear"

type="xs:integer"/>

<xs:attribute name="ToDay"

type="xs:integer"/>

<xs:attribute name="ToMonth">

<xs:simpleType>

<xs:restriction

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base="xs:string">

<xs:maxLength value="3"/>

</xs:restriction>

</xs:simpleType>

</xs:attribute>

<xs:attribute name="ToYear"

type="xs:integer"/>

</xs:extension>

</xs:simpleContent>

</xs:complexType>

</xs:element>

Sample

Code

None

<VesselDetails>……… </VesselDetails>

Diagram

Description Contains the elements that have values of Details of a Vessel Entity

Not Applicable with Cities and Ports XML Feed

Use Optional

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

0 unbounded

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Attributes None

Children VesselCallSign

VesselType

VesselTonnage

VesselGRT

VesselOwner

VesselFlag

Source

Schema

<xs:element name="VesselDetails">

<xs:complexType>

<xs:sequence>

<xs:element ref="VesselCallSign"

minOccurs="0" maxOccurs="1"/>

<xs:element ref="VesselType"

minOccurs="0" maxOccurs="1"/>

<xs:element ref="VesselTonnage"

minOccurs="0" maxOccurs="1"/>

<xs:element ref="VesselGRT"

minOccurs="0" maxOccurs="1"/>

<xs:element ref="VesselOwner"

minOccurs="0" maxOccurs="1"/>

<xs:element ref="VesselFlag"

minOccurs="0" maxOccurs="1"/>

</xs:sequence>

</xs:complexType>

</xs:element>

Sample

Code

None

<VesselCallSign>……… </VesselCallSign>

Diagram

Description Contains the Vessel Call sign value.

Not Applicable with Cities and Ports XML Feed

Use Optional

Type xs:string

Max Length 255 characters

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Occurrences Min Occurrence Max Occurrence

0 1

Attributes None

Children None

Source

Schema

<xs:element name="VesselCallSign" type="xs:string" />

Sample

Code

None

<VesselType>……… </VesselType>

Diagram

Description Contains the Vessel Type value.

Not Applicable with Cities and Ports XML Feed

Use Optional

Type xs:string

Max Length 255 characters

Occurrences Min Occurrence Max Occurrence

0 1

Attributes None

Children None

Source

Schema

<xs:element name="VesselType" " type="xs:string" />

Sample

Code

None

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<VesselTonnage>……… </VesselTonnage>

Diagram

Description Contains the Vessel Tonnage value.

Not Applicable with Cities and Ports XML Feed

Use Optional

Type xs:string

Max Length 255 characters

Occurrences Min Occurrence Max Occurrence

0 1

Attributes None

Children None

Source

Schema

<xs:element name=" VesselTonnage" " type="xs:string" />

Sample

Code

None

<VesselGRT>……… </VesselGRT>

Diagram

Description Contains the GRT value for a Vessel Entity

Not Applicable with Cities and Ports XML Feed

Use Optional

Type xs:string

Max Length 255 characters

Occurrences Min Occurrence Max Occurrence

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0 1

Attributes None

Children None

Source

Schema

<xs:element name=" VesselGRT" " type="xs:string" />

Sample

Code

None

<VesselOwner>……… </VesselOwner>

Diagram

Description Contains the Owner Name for a Vessel Entity

Not Applicable with Cities and Ports XML Feed

Use Optional

Type xs:string

Max Length 255 characters

Occurrences Min Occurrence Max Occurrence

0 1

Attributes None

Children None

Source

Schema

<xs:element name=" VesselOwner" " type="xs:string" />

Sample

Code

None

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<VesselFlag>……… </VesselFlag>

Diagram

Description Contains the Flag (DJII Region Code) value for a Vessel Entity

Not Applicable with Cities and Ports XML Feed

Use Optional

Type xs:string

Max Length 13 characters

Occurrences Min Occurrence Max Occurrence

0 1

Attributes None

Children None

Source

Schema

<xs:element name=" VesselFlag" " type="xs:string"/>

Sample

Code

None

<Address>……… </Address>

Diagram

Description Contains the elements that have values of Address details of Person

profile.

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Not Applicable with Cities and Ports XML Feed

Use Optional

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

0 unbounded

Attributes None

Children AddressLine

AddressCity

AddressCountry

URL

Source

Schema

<xs:element name="Address">

<xs:complexType>

<xs:sequence>

<xs:element ref="AddressLine"

minOccurs="0" maxOccurs="1"/>

<xs:element ref="AddressCity"

minOccurs="0" maxOccurs="1"/>

<xs:element ref="AddressCountry"

minOccurs="0" maxOccurs="1"/>

<xs:element ref="URL" minOccurs="0"

maxOccurs="1"/>

</xs:sequence>

</xs:complexType>

</xs:element>

Sample

Code

None

<CompanyDetails>……… </CompanyDetails>

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Diagram

Description Contains the elements that have values of Company details of entity profile.

Not Applicable with Cities and Ports XML Feed

Use Optional

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

0 unbounded

Attributes None

Children AddressLine

AddressCity

AddressCountry

URL

Source

Schema

<xs:element name="CompanyDetails">

<xs:complexType>

<xs:sequence>

<xs:element ref="AddressLine"

minOccurs="0" maxOccurs="1"/>

<xs:element ref="AddressCity"

minOccurs="0" maxOccurs="1"/>

<xs:element ref="AddressCountry"

minOccurs="0" maxOccurs="1"/>

<xs:element ref="URL" minOccurs="0"

maxOccurs="1"/>

</xs:sequence>

</xs:complexType>

</xs:element>

Sample None

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Code

<AddressLine>……… </AddressLine>

Diagram

Description Contains the Address Line of an entity or a person.

Not Applicable with Cities and Ports XML Feed

Use Optional

Type xs:string

Max Length 255 characters

Occurrence

s

Min Occurrence Max Occurrence

0 1

Attributes None

Children None

Source

Schema

<xs:element name="AddressLine" type="xs:string" />

Sample

Code

None

<AddressCity>……… </AddressCity>

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Diagram

Description Address City will be concatenation of City, State/Province and zip

code with symbol semicolon “;" and is less than 255 else

concatenation of city and State/Province with symbol semicolon “;”

and is less than 255 else only city will be included in the feed. If City

value is not available and concatenation of State/Province and zip

code information is available then semicolon will still be available

prefixing State/Province.

Not Applicable with Cities and Ports XML Feed

Use Optional

Type xs:string

Max Length 255 characters

Occurrences Min Occurrence Max Occurrence

0 1

Attributes None

Children None

Source

Schema

<xs:element name="AddressCity" type="xs:string" />

Sample

Code

None

<AddressCountry>……… </AddressCountry>

Diagram

Description Contains the code (DJII Region Code) of the country as a part of the

non-ship Entity or a person address

Not Applicable with Cities and Ports XML Feed

Use Optional

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Type xs:string

Max Length 13 characters

Occurrences Min Occurrence Max Occurrence

0 1

Attributes None

Children None

Source

Schema

<xs:element name="AddressCountry" type="xs:string" />

Sample

Code

None

<URL>……… </URL>

Diagram

Description Contains the URL address as a part of the non-ship Entity or a person address. This field may contain non-Latin characters.

Not Applicable with Cities and Ports XML Feed

Use Optional

Type xs:string

Max Length 255 characters

Occurrences Min Occurrence Max Occurrence

0 1

Attributes Noe

Children None

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Source

Schema

<xs:element name="URL" type="xs:string" />

Sample

Code

None

<CountryDetails>……… </CountryDetails>

Diagram

Description The outer container for a person’s or an Entity’s Country details.

Use Required

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

0 1

Attributes None

Children Country

Source

Schema

<xs:element name="CountryDetails">

<xs:complexType>

<xs:sequence>

<xs:element ref="Country" minOccurs="1"

maxOccurs="unbounded"/>

</xs:sequence>

</xs:complexType>

</xs:element>

Sample

Code

<CountryDetails>

+<Country CountryType="Enhanced Risk Country">

</CountryDetails>

<Country>……… </Country>

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Diagram

Description Contains the Country type and Country Value.

Use Required

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

1 unbounded

Attributes Attribute

Name

Attribute

Description

Type Use Max

length

CountryTy

pe

Represents

whether the

country

information is

for person’s

Residence

country or for

which he is a

Citizen of. For

an entity it

represents the

country of

affiliation

xs:string required 255

characters

Children CountryValue

Source

Schema

<xs:element name="Country">

<xs:complexType>

<xs:sequence>

<xs:element ref="CountryValue"

minOccurs="1" maxOccurs="unbounded"/>

</xs:sequence>

<xs:attribute name="CountryType"

use="required">

<xs:simpleType>

<xs:restriction base="xs:string">

<xs:maxLength

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value="255"/>

</xs:restriction>

</xs:simpleType>

</xs:attribute>

</xs:complexType>

</xs:element>

Sample

Code

<Country CountryType="Enhanced Risk Country">

<CountryValue Code="GUREP"/>

</Country>

<CountryValue>……… </CountryValue>

Diagram

Description Contains a country Code.

Use Required

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

1 unbounded

Attributes Attribute

Name

Attribute

Description

Type Use Max

length

Code Represents the

code value

associated with

a country.

xs:string required 13

characters

Children None

Source

Schema

<xs:element name="CountryValue">

<xs:complexType>

<xs:attribute name="Code" use="required">

<xs:simpleType>

<xs:restriction base="xs:string">

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<xs:maxLength

value="13"/>

</xs:restriction>

</xs:simpleType>

</xs:attribute>

</xs:complexType>

</xs:element>

Sample

Code

<CountryValue Code="GUREP"/>

<IDNumberTypes>……… </IDNumberTypes>

Diagram

Description The outer container for all elements pertaining to the Identification

details of a Person or Entity.

Use Optional

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

0 1

Attributes None

Children ID

Source

Schema

<xs:element name="IDNumberTypes">

<xs:complexType>

<xs:sequence>

<xs:element ref="ID" minOccurs="1"

maxOccurs="unbounded"/>

</xs:sequence>

</xs:complexType>

</xs:element>

Sample

Code

<IDNumberTypes>

+<ID IDType="IATA Location ID Code">

</IDNumberTypes>

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<ID>……… </ID>

Diagram

Description Contains the Identification Type and ID Details

Use Optional

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

1 Unbounded

Attributes Attribute

Name

Attribute

Description

Type Use Max

length

IDType Represents

whether the ID

type is Passport

Number,

NationalID,

drivers licence

number, etc. For

an entity the

type could be

Company ID.

xs:string required 255

characters

Children IDValue

Source

Schema

<xs:element name="ID">

<xs:complexType>

<xs:sequence>

<xs:element ref="IDValue" minOccurs="1"

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maxOccurs="unbounded"/>

</xs:sequence>

<xs:attribute name="IDType" use="required">

<xs:simpleType>

<xs:restriction base="xs:string">

<xs:maxLength

value="255"/>

</xs:restriction>

</xs:simpleType>

</xs:attribute>

</xs:complexType>

</xs:element>

Sample

Code

<ID IDType="IATA Location ID Code" >

<IDValu >44567</IDValue>

</ID>

<IDValue>……… </IDValue>

Diagram

Description Contains the ID values for a person or an entity that is part of

respective ID type.

Use Required

Type xs:string

Max Length 255 characters

Occurrences Min Occurrence Max Occurrence

0 Unbounded

Attributes Attribute

Name

Attribute

Description

Type Use Max

length

IDnotes Contains notes

associated with

the Identity

value.

xs:string required Up to

2,147,483,

647

characters

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Children None

Source

Schema

<xs:element name="IDValue">

<xs:complexType>

<xs:simpleContent>

<xs:extension base="xs:string">

<xs:attribute name="IDnotes"

type="xs:string"/>

</xs:extension>

</xs:simpleContent>

</xs:complexType>

</xs:element>

Sample

Code

<IDValue IDnotes="Libya">010433</IDValue>

<ProfileNotes>……… </ProfileNotes>

Diagram

Description Profile notes details mapped to Cities and Ports external comments will

be written to the feed. This field may contain Non-Latin Characters.

Not Applicable with Cities and Ports XML Feed

Use Optional

Type xs:string

Max Length Up to 2,147,483,647 characters

Occurrences Min Occurrence Max Occurrence

0 1

Attributes None

Children None

Source

Schema

<xs:element name="ProfileNotes" type="xs:string" />

Sample None

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Code

<SourceDescription>……… </SourceDescription>

Diagram

Description The outer container for the Source elements pertaining to the Sources

from where the information for a Person, Entity or an Associate was referenced.

Not Applicable with Cities and Ports XML Feed

Use Optional

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

0 1

Attributes None

Children Source

Source

Schema

<xs:element name="SourceDescription">

<xs:complexType>

<xs:sequence>

<xs:element ref="Source" minOccurs="1"

maxOccurs="unbounded"/>

</xs:sequence>

</xs:complexType>

</xs:element>

Sample

Code

None

<Source>……… </Source>

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Diagram

Description The outer container for the Source elements pertaining to the Sources

from where the information for a Person, Entity or an Associate was referenced.

Not Applicable with Cities and Ports XML Feed

Use Required

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

0 1

Attributes Attribute

Name

Attribute

Description

Type Use Max

length

Name Contains name of

the source.

The Source field

may contain non-

Latin characters

xs:string required 255

characters

Children None

Source

Schema

<xs:element name="Source">

<xs:complexType>

<xs:attribute name="name" type="xs:string"

use="required"/>

</xs:complexType>

</xs:element>

Sample

Code

None

<Images>……… </Images>

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Diagram

Description Contains the Images URL information for a person.

Not Applicable with Cities and Ports XML Feed

Use Optional

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

0 1

Attributes None

Children Image

Source

Schema

<xs:element name="Images">

<xs:complexType>

<xs:sequence>

<xs:element ref="Image" minOccurs="1"

maxOccurs="unbounded"/>

</xs:sequence>

</xs:complexType>

</xs:element>

Sample

Code

None

<Image>……… </Image>

Diagram

Description Represents source URL of the Person’s image.

Not Applicable with Cities and Ports XML Feed

Use Required

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Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

1 unbounded

Attributes Attribute

Name

Attribute

Description

Type Use Max

length

URL Contains Source

URL of the Image.

The URL values

may contain Non-

Latin Characters.

xs:string required 255

characters

Children None

Source

Schema

<xs:element name="Image">

<xs:complexType>

<xs:attribute name="URL" use="required">

<xs:simpleType>

<xs:restriction base="xs:string">

<xs:maxLength

value="255"/>

</xs:restriction>

</xs:simpleType>

</xs:attribute>

</xs:complexType>

</xs:element>

Sample

Code

None

<Associations>……… </Associations>

Diagram

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Description Represents the Associations of a profile with other person or entity.

Use Required

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

1 1

Attributes None

Children PublicFigure

SpecialEntity

Source

Schema

<xs:element name="Associations">

<xs:complexType>

<xs:sequence>

<xs:sequence>

<xs:element ref="PublicFigure"

minOccurs="0"

maxOccurs="unbounded"/>

<xs:element ref="SpecialEntity"

minOccurs="0"

maxOccurs="unbounded"/>

</xs:sequence>

</xs:sequence>

</xs:complexType>

</xs:element>

Sample

Code

<Associations>

+ <SpecialEntity id="766610">

</Associations>

<PublicFigure>……… </PublicFigure>

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Diagram

Description Represent a person’s and Association’s details of these profiles with its Associates.

Not Applicable with Cities and Ports XML Feed

Use Optional

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

0 unbounded

Attributes Attribute

Name

Attribute

Description

Type Use Max

length

id Represents a

unique identifier

for a public figure.

Value: n.

xs:string required 4 bytes

(integer)

Children Associate

Source

Schema

<xs:element name="PublicFigure">

<xs:complexType>

<xs:sequence>

<xs:element ref="Associate"

minOccurs="1" maxOccurs="unbounded"/>

</xs:sequence>

<xs:attribute name="id" type="xs:string"

use="required"/>

</xs:complexType>

</xs:element>

Sample

Code

None

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<SpecialEntity>……… </SpecialEntity>

Diagram

Description Represent an Entity profiles with its Associates

Use Optional

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

0 unbounded

Attributes Attribute

Name

Attribute

Description

Type Use Max

length

Id Represents a

unique identifier

for a public figure.

Value: n.

xs:string required 4 bytes

(integer)

Children Associate

Source

Schema

<xs:element name="SpecialEntity">

<xs:complexType>

<xs:sequence>

<xs:element ref="Associate"

minOccurs="1" maxOccurs="unbounded"/>

</xs:sequence>

<xs:attribute name="id" type="xs:string"

use="required"/>

</xs:complexType>

</xs:element>

Sample

Code

SpecialEntity id="766610">

<Associate id="753004" code="47" ex="No" />

</SpecialEntity>

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<Associate>……… </Associate>

Diagram

Description Contains information about who the public figure or popular entity is

associated with and its relationship details

Use Optional

Type None

Max Length NA

Occurrences Min Occurrence Max Occurrence

1 unbounded

Attributes Attribute

Name

Attribute

Description

Type Use Max

length

code Represents a

classified code

value for

Relationship

between the

public figure and

the Associate

record.

xs:string required 255

characters

ex Represents a prior

or current

relationship/Assoc

iation. Possible

values are

Valu

e

Descri

ption

Yes Repres

ents

former

relation

ship/As

xs:NMTOKEN required 3

characters

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sociatio

n

No Repres

ents

current

relation

ship/As

sociatio

n

Id Represents a

unique identifier

for an Associate.

xs:string required 4 bytes

(integer)

Children None

Source

Schema

<xs:element name="Associate">

<xs:complexType>

<xs:attribute name="id" type="xs:integer"

use="required"/>

<xs:attribute name="code" type="xs:string"

use="required"/>

<xs:attribute name="ex" use="required">

<xs:simpleType>

<xs:restriction

base="xs:NMTOKEN">

<xs:enumeration

value="Yes"/>

<xs:enumeration

value="No"/>

</xs:restriction>

</xs:simpleType>

</xs:attribute>

</xs:complexType>

</xs:element>

Sample

Code

<Associate id="40406" code="27" ex="No" />

<Associate id="40407" code="5" ex="No" />

<Associate id="40408" code="5" ex="No" />

Extensible Mark-up Language (XML) Help can be found on the Developer Portal:

http://www.factiva.com/cp_developer/Documents/pfa/14291_DJRC%20XML%20HEL

P.zip

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Appendix A: Acronyms

This section lists the most common Acronyms used across this document.

Acronym Expansion

WL Watchlist

PFA Public Figure & Associates

GMT Greenwich Mean Time

XML Extensible Mark-up Language

XSD XML Schema Definition

DTD Document Type Definition

DB Database

Id Identity

FAQ Frequently Asked Question

API Application Programming Interface

Appendix B: Frequently Asked Questions

The Customer Support Site contains all the latest FAQ’s consolidated in one place

and renders all additional information about the Dow Jones Sanction Alert Cities &

Ports XML feed Content.

To view all the latest FAQ’s visit Dow Jones Customer Support

For any queries regarding the Dow Jones Sanction Alert Cities & Ports XML feed

Content, Please contact: Dow Jones Customer Support