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Emergency Detentions andProtective Placements/Services Post
Helen E.F.
WHCA/WiCAL Spring Conference andExposition
Friday, April 11, 2013
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Presenters
Brian R. Purtell
DeWitt Ross & Stevens S.C.
Wisconsin HealthcareAssociation – Director of LegalServices
Wisconsin Center for AssistedLiving – Executive Director
Robert Mueller, Esq.
Waukesha County CorporationCounsel
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Goals for Session
• Issues and Challenges
• Helen E.F.
• Current law and options available
• Future Developments
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Issues and Challenges
• Challenging behaviors of Alzheimer’s andrelated dementia residents
• Nursing home, assisted living and communityissues
• May or may not include mental illness as acontributing factor
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Issues and Challenges
• When challenging behaviors becomedangerous
o Must exhaust options to address internally
o Providers may think they have good interventions,but more is expected
• Resources
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Issues and Challenges
• After exhaustion of all internal options, and
o Danger to self
o Danger to other residents
o Danger to staff
Continues, options are limited but available.
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Issues and ChallengesOptions available?:
• Voluntary transfer to a more appropriatesetting
• Involuntary discharge
• Family Care placement, as applicable
• All will take time, may include appeals,alternative placement may not be available
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Issues and Challenges
Legal Options:
• Emergency Detention
• Protective Placement and Protective Services
• Chapters 51 and 55
Rules have changed following In re Helen E.F.
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Helen E.F.
• Background of Case
• Procedural History
• Court of Appeals Decision
o Impact of Court of Appeals Decision
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Helen E.F.
• Supreme Court Decision – in a Decision inMay, 2012, the Supreme Court held “Afterreviewing chs. 51 and 55, we hold that Helenis more appropriately treated under theprovisions provided in ch. 55 rather thanthose in ch. 51.”
• Impact
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Helen E.F.
• Supreme Court Chapter 51 does not apply toindividuals with Alzheimer’s or relateddementias.
• Basis of Decision
• Impact of Decision
• Explicitly did not rule on the issue ofindividuals with a dual diagnosis
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Current Law
Chapter 51—MENTAL COMMITMENT
• Subject can be detained under 51 if theSubject is Mentally Ill, Dangerous, andTreatable
• Dangerousness is generally behavior-driven inthe Subjects we are discussing here
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Current Law
Chapter 51—Commitment Process
• Must have all of the following:
– Mentally ill, drug dependent, or DD;
– Proper subject for treatment; and
– Dangerousness
• Meets at least 1 of 5 criteria demonstrating substantialprobability of harming self or others
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Current Law
Chapter 51—Commitment Process
• Emergency Detention Initiated by one of threeways
– By Law Enforcement
– By Treatment Director of a Treatment Facility
– By Three-Party Petition for Examination
• Requirements for each of above
• Probable cause hearing w/in 72 hours
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Current Law Ch. 51—EmergencyDetention
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Current Law
Chapter 51—Probable Cause Hearing
• Must be held within 72 hours to determine ifthere is probable cause to believe theindividual meets standard for involuntarycommitment.
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Current Law
Chapter 51—Probable Cause Hearing
• Outcome options:
– Court determines probable cause for commitment
– No probable cause for commitment
– No probable cause for commitment; however,individual is fit for ch. 55 procedures.
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Current Law: Ch. 51 Probable CauseHearing
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Current Law
Chapter 51—Final Hearing for InvoluntaryCommitment; Order for Commitment
• If probable cause, court must hold finalhearing within 14 days of detention (30 days ifnot detained) Jury trial upon request
• Options:– Dismiss
– Take steps for protective placement
– Commitment
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Current Law
Chapter 55—PROTECTIVE PLACEMENT-Subject must be pending or under a Guardianship order in
order to seek Protective Placement-So—Subject must be Incompetent-Subject must also:
-Require residential care/custody-Have an Impairment-Due to Impairment, be totally incapable of caring for self-Inability to care for self creates substantial risk of seriousharm to self or others
-Condition must be permanent or LIKELY TO BE permanent
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Current Law-Ch. 55 ProtectiveServices and Placement
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Current Law-Chapter 55
• Emergency Protective Services– Emergency protective services may be provided
for up to 72 hours, if not provided, individual orothers will incur substantial risk of serious harm.
• Involuntary psychotropic meds may be protectiveservice
– County has reason to believe individual meetscriteria, petition is filed and prelim hearing heldsw/in 72 hours.
• If no guardianship, petition shall accompany petition
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Current Law-Chapter 55
• Emergency Protective Services
– If probable cause determined, court may orderprotective services to continue for 60 dayspending hearing.
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Current Law-Chapter 55
Emergency Protective Placement:
Sheriff, policy, fire, guardian, or county rep may takeindividual into custody and transport to an appropriatemedical or protective placement facility if:
• Individual is totally incapable of providing own care orcustody and substantial risk of serious harm to self orothers;
• Individual inability is due to DD, degenerative braindisorder, serious and persistent mental illness; and
• Person making placement observed or received reliablereport of behavior.
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Current Law-Chapter 55
Emergency Protective Placement:
• The person making the emergency protectiveplacement must prepare a statement at thetime of detention providing specific factualinformation concerning the person'sobservations or reports made to the personand the basis for emergency placement.
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Current Law-Ch. 55 EmergencyProtective Services and Placement
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Current Law-Chapter 55
Emergency Protective Services and Placement
• Limitations:
– Timing
– Services available to be ordered
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Important Protective PlacementLimitation
• No placement on inpatient psychiatric unit
• Chapter 55 specifically forbids this
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Mental Illness and Treatability
• Impact of Helen E.F.—Court found thatDementia not a “Mental Illness” underChapter 51
• Court also found that Dementia is not“treatable” under Chapter 51
• Court DID leave the door open for argumenton whether a Patient with Dementia and a co-occurring Mental Illness can be detainedunder 51
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Practical Reality Varies WIDELY
• Every County views Helen E.F. differently:
– Some Counties will (now) not file a 51 on an elderlySubjects, ever, at all, no matter what
– Some Counties are basically ignoring Helen E.F. andstill filing 51s on Elderly Subjects as they always have
– In Waukesha County, we are somewhere in themiddle!
– We continue to file 51s on elderly Subjects when wecan argue a co-occurring Mental Illness, and when theSubject requires inpatient psychiatric treatment
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Current LawA Guardian’s Authority
-Medications for Medical purposes
-Medications for psychiatric purposes
-Approve placement in an “permissible” facility
-Facility must have less than 16 beds
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Current Law
Healthcare Agent’s Authorities-Largely governed by provisions of the POAHC, with
some limitations-Nursing home admission OK if authorized byPOAHC-Remove feeding tube or life saving measures ifauthorized by POAHC-Principal cannot be diagnosed as Mentally Ill orDevelopmentally Disabled upon admission
*AGENT CANNOT ADMIT TO INPATIENT PSYCH.!
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Current Law• Role of Provider
• Role of County
• Role of Decision Maker
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Current Law
Case Example:Nursing home resident with Alzheimer’s admittedto facility based on certain information providedfrom hospital. It is quickly identified that theinformation provided is not consistent with theresident’s behaviors. Resident is explosively violent,unpredictable, and injures two staff members. Hasattempted to strike other residents. Allinterventions have failed. Facility places resident on1:1 24/7. Guardian refuses to consider voluntarytransfer to alternative location.
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Current Law
Case Example
Options Available:
1) Chapter 51 Emergency Detention if Subjectfits dual diagnosis criteria and if your Countywill do it!
2) Detention under 51, conversion via 51.67
3) Detention under Chapter 55
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Current Law
Case Example No. 2:Same facts as above, but is this case there is aguardian who refuses to consider alternativeplacement.
• Options to Proceed:
– 51, 51.67, or 55 as above
– Seek removal of the Guardian!
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Current Law
Site Specific Issues:• Nursing home discharge rules
• Appeal Rights
• CBRF• RCAC• AFH
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Current Law
Decision Maker Issues:• POAHC
o Consent to psychotropicso“voluntary” vs. “involuntary/forcible”
• Authority to make certain admissions• Statements made by principal after activation
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Current Law
Decision Maker Issues – Guardian
• Powers granted/not granted
• Authority and process for psychotropicmedications
• Protective Placement Conditions
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Future
• Legislative Council Special Committee LegalIssues of Alzheimer’s and Related Dementias
• 2012 Activity
• Outcome of Committee efforts
• Draft legislation pending
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Future
Framework of Draft Legislation:
• Clarifies that Chapter 51 does not apply toAlzheimer’s residents
• Creates new subchapter in Chapter 55 –“psychiatric and behavioral care andtreatment for individuals with dementia”
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Future
Proposed Subchapter 55:
• Establishes procedures within protectiveplacement system for provisions of behavioraland psychiatric evaluation
• Including involuntary administration ofpsychotropic medications
• Require each county to identify at least onelocation as Dementia Crisis Unit
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Future
Proposed Subchapter 55:
• Create procedures under which individualswith dementia may be protectively placed ortransferred to Dementia Crisis Units in aplanned or emergency situation, for purposesof behavioral or psychiatric evaluation,diagnosis, services or treatment
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Future
Proposed Subchapter 55:
• Create a procedure under which involuntaryadministration of psychotropic medicationscould be provided as an emergency protectiveservice to an individual with dementia
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Future
Likelihood of Passage?
• Action required by providers
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Options Discussion
While we await possible changes, what stepscan providers take:
1. Enhance efforts to determine underlyingmedical reason.
2. Improve staff training on challengingbehaviors
3. Dialogs with county officials before crisis
• Open Discussion
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