Transcript
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UNU-IAS Working Paper No. 109

Environmental Indicators for ASEAN:

Developing an Integrated Framework

Lap Duc Nguyen

February 2004

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Environmental Indicators for ASEAN:

Developing an Integrated Framework

Lap Duc Nguyen

Executive Summary

ASEAN is in the midst of a whirlwind of changes for economic development, many of

which have damage on environment, such as a proliferation of slum area, degradation of

air quality, encroachment on natural systems, and public health degradation from water

pollution, and poor drainage.

The reasons for this problem could be epitomized as the influence of global forces and

trends as well as environmental mismanagement, inefficient and ineffective

administration. Most policy makers in the region concerned with environmental issues

at a national level are confronted with fragmented information from a variety of sources

on several different issues.

To solve these problems, indicators can be useful tool in crystallizing key questions,

condensing the information available into a manageable form, and providing a

benchmark for measuring progress or a target to aim at.

This study takes therefore up the challenge of developing an integrated framework to

support the empirical analysis of environmental linkages, especially in terms of

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quantifying the impact of economic policies on the environment. Premised on this

framework to examine environmental linkages as well as to identify indicators to assist

policy makers, including monitoring progress towards achieving sustainable

development.

This study explores a set of 21 environmental indicators covering a broad spectrum of

environmental issues. 7 indicators relate to the environmental pressures from total

economic activities under the headings of energy, transport, agriculture and

manufacturing. 9 state indicators focus on environmental conditions such as climate

change, air pollution, water quality, and natural resources. The remaining 5 indicators

indicate policy options, which provide a measure of the willingness and effectiveness of

a society’s responses to the changes in the state of environment. The chosen indicators

consider covering the range of primary economic impact on the environment which are

policy relevant and that are practical to measure, bearing in mind data availability and

the resource requirements to collect, process and analyze data.

As the result, this study shows that the environmental indicators are cost-effective and

powerful tools for tracking and charting environmental progress and performance.

Following the basic work that laid down the concepts, framework and principles for

developing a set of environmental indicators in the ASEAN contexts, progress is now

needed in: (i) further improving the coverage of social and economic dimensions; (ii)

improving the quality and comparability of the indicators and related basic data sets;

(iii) linking the indicators more closely to established policy goals and sustainability

issues.

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Contents

1. Introduction

2. Developing an Integrated Framework

3. Criteria for Aggregating Indicators

4. Major Environmental Concerns in ASEAN Countries

5. The Set of Environmental Indicators for ASEAN

6. Conclusions

1. Introduction

ASEAN is in the midst of a whirlwind of changes fueled by economic development.

Many of the new pressures, such as the proliferation of slums, increases in automobile

usage, land use encroachments on natural systems, and the spread of disease and

industrial and household dumping of waste into water bodies have damaged the

environment. The depletion of natural resources are beginning to effect agricultural

productivity; are causing increasingly frequent disasters, such as floods and landslides;

and are impairing the quality of life in the region. In the 1990s, smoke haze arising from

land and forest fires spread across national borders to become a common threat to the

region. Other sources of concern include massive soil erosion, loss of biodiversity and

the destruction of marine and fresh water coastal areas.

The two main reasons for these problems include globalization and national and local

trends in environmental mismanagement, inefficient and ineffective administration.

When attempting to confront these challenges, however, most national level policy

makers have only fragmentary information on the sources of the problem, the current

conditions of the environment and variety of responses available to deal with them. In

this context, it is difficult to make thorough evaluations of the impacts of economic

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policies, as this type of analysis requires information about the links of specific

economic activities with particular environmental outcomes. Similarly, analysts are

facing difficulties in estimating how far economic activities are contributing to, or

detracting from national sustainable development goals. In short, there is an inadequate

supply of information to meet the growing demand for understanding the relationship

between the current pressures on the environment, the environmental trends and

conditions and the impacts of policies. Therefore there is a need to: (i) identify the

environmental problems, risks and benefits related to economic activities, (ii) improve

the targeting of programmes that address environmental issues, (iii) facilitate the

monitoring and assessment of policies and programmes. The basis for approaching this

massive task is to provide baseline information on the trends and conditions of the

environment. In this regard, indicators are useful tools in crystallizing key questions,

condensing information available into manageable forms and providing benchmarks for

measuring progress toward a target goal. Moreover, in the context of ASEAN,

indicators developed in our integrated framework may provide a systematic and

effective integrating tool for environmental and economic decision-making as the region

attempts to move towards a sustainable development model.

Following this introduction, section 2 considers about how to design an integrated

framework, which can assist in identifying and structuring indicators, to contribute to

the analysis of environmental linkages and sustainable development. Section 3 focuses

the choice of indicators, within the overall analytical framework, against the criteria of

policy relevance, analytical soundness, measurability and the appropriate level of

aggregation. Section 4 describes the main environmental issues in environmental

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sustainability of relevance to ASEAN policy-makers. Section 5 introduces a set of

indicators that examines the technical background, and aspects of data and

measurability related to each issues. Section 6 concludes by outlining the future work on

ASEAN environmental indicators.

2. Developing an Integrated Framework

The integration of environmental, social and economic issues is one of the

distinguishing features of developing environmental indicators in the context of

sustainable development. These are considered important both for assessing the current

situation and for monitoring progress towards future goals.

This section makes an effort to develop an integrated framework to aid the policy-

making processes surrounding national, regional efforts to address issues pertaining to

sustainable development. The framework is specifically designed to consider the

relationships between the parts of a system and its intended use is to better understand

the holistic workings of the system being modeled. The choice of how to represent and

model a system, and the overall effectiveness of the framework depend heavily upon the

choice of a set of indicators to be followed in the framework. The set of indicators, on

the one hand, determines the direction the whole system that is moving in order to

understand at the macro level whether it is sustainable or not and hence to set macro

policies to correct the situation and, on the other hand, provides adequate information

for decision making at the micro level, where action really counts. Since the ecosphere

is clearly more than the sum of its many parts, it is necessary to try to understand things

holistically. As opposed to dissection and reintegration, one way of building up an

understanding of how a complicated system functions is to look at it as a whole from

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several different perspectives. Therefore, an approach taken hereby reflects recognition

of the interconnection of the environment, the economy and society.

Figure 1: Integrated System

The integrated system is outlined here (Figure1). It consists of three objects, such as

social sphere, economic system and the environment; two-way interactions between the

objects; and processes that relate to objects together. In the figure, the world is

represented by three objects: the social sphere, economic system and the environment,

interacting by a big triangle. Their interactions are indicated by the arrows. The main

concept in the interaction among social sphere, economic system and the environment is

that the socio-economic system changes the environment. The interactions between

socio-economic system and the environment can be categorized as pressures of the

people and economic activities put on the environment; the resulting state or condition

of the environment; and the response of society and economic policies to environmental

conditions.

DYNAMIC

INTERACTION

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The framework applied in the above system is based on the PSR framework developed

by the OECD1, following a cause-effect-social response logic, that considers key

environmental problems identifies driving forces that are leading to pressure on natural

resources, tracks the state of the resource and then identifies mechanisms that have been

or can be put into place in response. In the revised PSR framework (Figure 2), pressure

indicators represent human activities, processes and patterns that have an impact on

environment. These indicators provide an indication of the causes of positive and/or

negative changes in the state of sustainable development. Pressure indicators can pertain

to developments at economic sectors, as well as social trends. Examples of pressure

indicators include the population growth rate, which indicates the impact on

environmental sustainability from an increased population and emissions of greenhouse

gases that contribute to changes in the state of the composition of the atmosphere. State

indicators provide an indication of the state of environment, or a particular aspect of it,

at a given point in time. This pertains to qualitative and/or quantitative indications.

Ambient concentrations of carbon dioxide, for example, provide an indication of the air

quality in areas. Response indicators indicate policy options and other responses to

changes in the state of sustainable development. These indicators provide a measure of

the willingness and effectiveness of a society in providing responses. Some responses to

changes in the state of environment can be legislation, regulation, economic instruments,

information activities etc. Examples of response indicators include expenditure on air

pollution abatement and wastewater treatment coverage.

1 The PSR framework, initially proposed by Tony Friend, David Rapport, and others (Friend and Rapport

1979; OECD, 1991; Adriaanse, 1993)

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Figure 2: PSR Framework Applied in the Integrated System

These three categories are the basic components of the pressure-state-response (PSR)

framework that can provide a flexible framework in which analysis can help to: (i)

improve understanding of the complexity of linkages and feedbacks between the causes

and effects of economic activities to the environment, and the responses by policy

makers and society to changes in environmental conditions; (ii) identify indicators to

explain and quantify these linkages and feedbacks. Analysis of the linkages between

pressure, state and response is a key element in shedding light on the relationship

between the causes and effects of economic activities on the environment to better guide

policy makers in their responses to changes in environmental conditions.

While developing indicators in the context of the integrated system and the revised PSR

framework, we shall try to avoid developing the indicators in isolation; chosen

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indicators can provide insights for policy makers as to the economic, social and

environmental linkages and components of sustainable development. The indicators

presented in the integrated framework (Figure 3) are intended to promote the integration

of environmental concerns into economic policies and decisions. More specific

objectives are to: (i) highlight the interface between economic activities and

environmental issues, and identify how different driving forces and policy instruments

interact and affect the environmental impacts of economic activities; and (ii) provide a

basis for monitoring the integration of environmental concerns into economic policies.

Figure 3: Integrated Framework

3. Criteria for Aggregating Indicators

There are potentially a large number of indicators that could be developed to help

quantify the various components and linkages in the PSR framework. To assist in the

choice of a set of indicators within this framework each indicator is examined against

RESPONSE Legislation

Economic

instrument others

PRESSURE Population

Trade

Production Consumptio

n

STATE Air

Water

Land Forest

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the following criteria, which are to some extent similar to the criteria used by some

organizations, but differs in their particular focus on outstanding aspects of ASEAN

countries. The inclusion of the economic, social and environmental aspects is

particularly important for ASEAN and other developing countries for whom an equal

balance between the developmental and environmental aspects of sustainable

development is important in order to ensure future sustainable growth patterns. To assist

in the choice of a set of indicators within this framework each indicator is examined

against the following criteria:

Analytical Soundness: The criterion of analytical soundness, in particular, the

extent to which the indicators can recognise the key linkages between economic,

social and environmental dimensions. The indicators should also be able to show

trends and ranges of values over time, which might be complemented by

nationally defined targets and thresholds where these exist.

Policy Relevance and Utility for Users: The criterion of policy relevance relates

to those environmental issues identified in the PSR framework as being of

importance to policy makers. Recognise the importance of a degree of flexibility

for countries to choose indicators suited to their own environmental

circumstances.

Measurability: The criterion of measurability, relates to the appropriate data

available to measure the indicator. In an effort to overcome some of these

difficulties this paper tries to stimulus discussions of developing consistent

indicator definitions and methods of measurement between countries.

As indicated in the criteria, the indicators have been developed for use at the regional

level. This means that the indicators are selected from their ability to monitor progress

towards sustainable development at the regional level. To be useful for decision-makers,

it is important that the indicators are understandable and realizable within the capacities

of national governments and regional organizations. The indicators should be

conceptually well founded, meaning that the underlying methodology is available. The

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limitation in the number of indicators is important to ensure that the indicators provide

indication of only the main aspects of sustainable development, rather than on all

thinkable aspects of sustainable development. The indicators are, to the greatest extent

possible, based on data, which is readily available in most countries/organizations, or

data, which can be collected and analysed at a reasonable cost.

4. Major Environmental Concerns in ASEAN Countries

There is much interest in the rapid economic, social and environmental changes

sweeping across ASEAN countries. Rapid economic growth in the 1980s and 1990s

(Figure 4) has made Southeast Asia the more populous (Table 1, 2) and developed part

of the tropics in the world with megacities and intensively used agricultural land.

Urbanization and industrialization have also had deleterious impacts, leading not only to

high pollution loads but also social stress. These diverse features provide a setting for

studying human driving forces of change and their environmental consequences.

Figure 4: Comparision of Asean GDP – Industry Growth to World

0

1

2

3

4

5

6

7

8

9

1980-90 1990-99Year

%

Asean(GDPGrowth)

World(GDPGrowth)

Asean(IndustryGrowth)

Sources: WB, World Development Indicators 2001

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Table 1: Urbanized Population in Selected ASEAN

Country

Urban Population Population in urban

agglomerations exceeding

one million

(% of total population)

Population in

largest city

(% of urban

population)

Millions Percent of total

population

1980 1998 1980 1998 1980 1995 2015 1980 1995

Cambodia

Indonesia

Laos

Malaysia

Myanmar

Philippines

Singapore

Thailand

Vietnam

0.8

32.9

0.4

5.8

8.1

18.1

2.4

7.9

10.3

1.7

79.0

1.1

12.4

13.7

42.7

3.9

12.8

15.0

12

22

13

42

24

38

100

17

19

15

39

22

56

28

57

100

21

20

7

0

7

12

100

10

5

13

0

6

9

13

100

11

7

16

0

7

11

15

100

15

9

18

..

16

33

100

59

27

<10

12

11

..

24

100

55

25

Table 2: Urbanization Projections in ASEAN

Country

Total Population

(thousands)

Urban Population (%) Urban Population

(thousands)

1999 2010 1996 1999 2000 2005 2010 1999 2010

Brunei

Cambodia

Indonesia

Laos

Malaysia

Myanmar

Philippines

Singapore

Thailand

Vietnam

ASEAN

326

11,939

209,255

5,297

22,706

48,123

74,454

3,951

61,806

76,328

514,128

400

15,500

247,500

6,400

28,400

91,900

4,400

67,300

94,200

556,000

70

21

36

21

54

55

100

20

21.1

72

23

39

23

57

58

100

34

23

72.2

23.5

40.2

23.5

57.3

58.6

100

21.6

19.7

74.8

26.6

44.7

26.4

60.6

62.4

100

23.7

20.6

76.9

29.7

48.9

29.5

63.6

65.5

100

26.2

22.1

235

2,746

81,609

1,218

12,946

43,183

3,894

21,014

17,918

184,759

308

4,604

121,028

1,888

18,062

60,195

4,400

17,633

20,818

248,936

Sources: World Development Indicators (WB, 2000)

World Resources 1998-1999 (WRI, 1998)

Sources: ADB & ESCAP, 2000

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Table 3: Key Environmental Issues and Causes in ASEAN

Country Shared Issues Key Causes

Brunei Seasonal smoke and haze, solid wastes Transboundary pollution from land and forest

fires

Cambodia Soil erosion, sedimentation, water

pollution, deforestation, loss of

biodiversity, and threats to natural

fisheries.

Unmanaged waste & effluent discharge into

Tonle Sap lake; destruction of mangrove

wetlands through extensive industrial &

aquaculture development.

Indonesia Deforestation; loss of biodiversity; water

pollution; air pollution in urban areas;

national and transboundary seasonal

smoke and haze; land degradation;

pollution of Malacca straits.

Deficiencies in urban infrastructure - unmanaged

industrial wastes and municipal effluents and

waste; vehicular congestion and emissions;

extensive land clearance and forest fires for pulp

wood and oil palm production; extensive and

unmanaged mining activities; national and

transboundary industrial pollution; tourist

developments in coastal regions beyond carrying

capacity.

Laos Deforestation; loss of biodiversity; soil

erosion; limited access to potable water;

water-borne diseases.

Land clearance; shifting cultivation; inadequate

water supply & sanitation infrastructure.

Malaysia Urban air pollution; water pollution;

deforestation; loss of biodiversity; loss of

mangrove habitats; national and

transboundary smoke/haze.

Vehicular congestion and emissions; deficiencies

in urban infrastructure industrial and municipal

effluents; extensive land clearance and forest

fires for pulp wood and oil palm production;

unmanaged coastal developments; tourist

developments in coastal regions beyond existing

carrying capacity

Myanmar Deforestation; loss of biodiversity; urban

air pollution; soil erosion; water

contamination and water-borne diseases.

Land clearance; excessive mineral extraction;

vehicular congestion and emissions; deficiencies

in urban infrastructure – unmanaged industrial

and municipal effluents.

Philippines Deforestation in watershed areas; loss of

biodiversity; soil erosion; air and water

pollution in Manila leading to

waterborne disease; pollution of coastal

mangrove habitats; natural disasters

(earthquakes, floods).

Illegal forest cutting; land clearance; rapid

urbanization and deficiencies in urban

infrastructure - unmanaged industrial and

municipal effluents, inadequate water supply and

sanitation; tourist developments in coastal regions

beyond existing carrying capacity;

Singapore Industrial pollution; limited natural fresh

water resources; waste disposal

problems.

Seasonal smoke/haze; limited land available for

waste disposal.

Thailand Deforestation; loss of biodiversity; land

degradation and soil erosion; shortage of

water resources in dry season and

flooding in rainy season; conflict of

water users; coastal degradation and loss

of mangrove habitat; urban air pollution;

pollution from solid waste, hazardous

materials and hazardous waste.

Sporadic development and destruction of

watersheds; unmanaged aquaculture; tourist

growth exceeding growth in carrying capacity;

deficiencies in urban & rural infrastructure;

freshwater resources polluted by domestic /

industrial wastes & sewage runoff.

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Vietnam Deforestation and soil degradation; loss

of biodiversity; loss of mangrove habitat;

water pollution and threats to marine life;

groundwater contamination; limited

potable water supply; natural disasters

(e.g. floods).

Land clearance for industry; extensive

aquaculture & overfishing; growing urbanization

and infrastructure deficiencies; inadequate water

supply & sanitation (particularly in Hanoi & Ho

Chi Minh City).

The root causes of different environmental problems vary considerably in ASEAN

countries (Table 3). Much of the increasing severity of problems is driven by the

demographic situation, although other aspects of the human condition-such as social,

and economic status have played a significant role. High population growth is exerting

pressure on the environment and on natural resources in the region. Rapid population

growth has contributed to depletion of forests (Table 5, Figure 5 ) not only through

land-clearing for cultivation but also through over harvesting of forests for fuelwood,

roundwood, and fodder. The high population growth rate has been found to strongly

correlate with rates of deforestation, expansion of agricultural land, and increasing

water scarcity in some countries2. In recent decades, pressure on arable land resulting

from expansion of human settlements, the clearing of land for cultivation, intensive

agriculture for intensified food production, and overgrazing has been noted, and has led

to the expansion of agricultural areas into forest areas and marginal lands. The major

environmental problems associated with urban development, as described earlier, are

increasing pollution levels due to the concentrated discharge of gaseous, liquid, and

solid wastes into the environment and the consequent destruction of fragile ecosystems.

2 ESCAP, 1995a

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Table 4: Population Estimates of ASEAN 2000-2050

Country

Land Area

(sq km)

Population in 2000 Population projections

Thousands % of

ASEAN

Persons

per sq km

2015 2025 2050

Brunei

Cambodia

Indonesia

Laos

Malaysia

Myanmar

Philippines

Singapore

Thailand

Vietnam

ASEAN

5,765

184,800

1,812,000

236,800

332,665

676,553

299,404

683

513,115

331,042

4,392,827

330

13,100

212,090

5,280

22,220

48,123

75,650

4,018

62,810

78,140

521,761

0.1

2.5

40.7

1.0

4.3

9.2

14.5

0.8

12

15

100

57

72

117

23

67

71

252

5,885

122

236

119

420

18,590

250,070

7,330

27,910

55,260

95,880

4,760

72,490

94,410

679,930

470

22,310

272,900

8,720

31,330

60,240

107,070

5,000

77,480

105,490

691,010

570

29,880

311,300

11,440

37,850

68,550

128,380

4,620

82,490

123,780

798,860

Source: World Population Prospects 2000 (WPP, UNDESA, 2000)

Table 5: Deforestation in Selected ASEAN

Average Annual

Deforestation Sq.km

Decline in

Forest Area

%

Cambodia

Indonesia

Malaysia

Myanmar

Philippines

Thailand

600

13,00

2,400

5,200

900

1,100

0.6

1.2

1.2

1.4

1.4

0.7

Figure 5: Deforestation Rate by the Region 1990-2000

0

0.2

0.4

0.6

0.8

1

1.2

1.4

World Asia Africa N/C America ASEAN South America

DeforestationRate (% year)

Source: Global Forest Resources Assessment 2000(FAO, 2000)

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The impact of industry on the environment has become increasingly evident: resource

depletion; contamination of water, air, and land; health hazards; and degradation of

natural ecosystems3. Industrial sources contribute a relatively high share to air pollution

in this region because the main source of industrial energy is fossil fuels, with a high

share of coal, and the major air polluting industries, such as iron, steel, fertilizer, and

cement, are growing in the region. Significant health threats also arise from indoor air

pollution resulting from the use of low-quality solid fuels, such as coal, wood, crop

residues, and dung for cooking and heating in lower-income urban households and in

rural areas throughout the region4. Transboundary air pollution also becomes a problem

that has accompanied economic growth and high-energy consumption. The effects of

coal burning tend to spread over a large area, resulting in acid deposition in areas near

the coal burning plants as well as further away. The accumulation of fly ash adds

suspended particulate matter into the air and leads to air quality deterioration. In

addition, slash-and-burn agriculture leads to haze problems that extend beyond national

boundaries. Unfortunately, only a limited number of quantitative analyses of

transboundary air pollution have been done in the past. Urban air pollution is a serious

problem in many major cities of the region (Table 6).

Table 6: Urban Air Pollution

City

TSP SO2

Indonesia-Jakarta 271 …

Malaysia-Kuala Lumpur 85 24

Philippines-Manila 200 33

Thailand-Bangkok 223 11

Japan-Tokyo 49 18

Sweden-Stockholm 9 3

Source: WB, World Development Indicators, 2001

3 Asian Environment Outlook 2001

4 Second ASEAN State of the Environment Report, 2000

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The transportation sector has become a key accelerating factor for economic growth as

well as environmental degradation. A relatively heavy concentration of road networks

and vehicles in a few cities has resulted in high levels of pollution5.

Agriculture in the Southeast Asia region has witnessed accelerated structural changes.

In terms of direct impact on the environment, farming activities are major contributors

to soil erosion, land salinization, and loss of nutrients. Shifting cultivation has been an

important cause for land degradation in almost countries of this region6. As noted earlier,

natural habitats are being destroyed, degraded, and depleted, accompanied by

significant loss of wild species.

Take a look at the table; the fresh-water withdrawals in Singapore, Thailand and

Vietnam respectively are 56%, 16% and 15% of total internal resources (Table 7).

Agriculture accounts for 70-90 per cent of the annual water withdrawal in most

countries of the region, with the highest proportion in Cambodia (94 %). The demands

for domestic and industrial uses are increasing in the region due to the high rates of

urbanization and industrialization. The demand for water will continue to rise in the

region in parallel with population growth. Fresh-water availability of below 1,000 cubic

meters per capita per year indicates water scarcity. Singapore is already water-scarce,

with considerably less than 1,000 cubic meters per capita of water available per year.

5 Asian Environment Outlook 2001

6 Global Environment Outlook 2000

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Table 7: Fresh Water Resources and Withdrawals in ASEAN

Country

Annual Internal

Renewable Resources

Annual Freshwater

Withdrawals

Sectoral Withdrawal (% of total)

Total

(cu km)

Cu

m/capita

2000

% total

internal

resource

Per

capita

(cu m)

Domestic Industry Agriculture

Brunei

Cambodia

Indonesia

Laos

Malaysia

Myanmar

Philippines

Singapore

Thailand

Vietnam

8.0

120.6

2,838.0

190.4

580.0

880.6

479.0

0.6

210.0

366.5

10,795

13,380

35,049

26,074

19,306

6,305

155

3,420

4,591

0

3

1

2

12

56

16

15

66

407

260

633

102

811

109

596

814

50

5

6

8

11

7

8

55

5

4

1

1

10

13

3

4

45

4

10

94

93

82

76

90

88

0

91

86

Source: World Resources 2000-2001

The largest water user on a regional scale is the agricultural sector, with more than two

thirds of the water abstracted from the region's rivers, lakes, and aquifers being used for

irrigation. With regard to the impacts of agro-chemicals, there is now considerable

evidence that the leaching of fertilizer into water bodies is a significant source of water

pollution. In particular, excessive levels of nitrates and other nutrients resulting from

fertilizer application are a major cause of eutrophication in surface water throughout the

region. The region's use of fertilizers reached nearly 7 million tons in 1998 (Table 8).

The intensification of agriculture in recent years has also been accompanied by the

extensive use of pesticides (herbicides, insecticides, and fungicides).

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Table 8: Agriculture Inputs in 1998

Country Pesticide Trade (US$’ 000) Fertilizer

Consumption (MT) Imports Exports Brunei

Cambodia

Indonesia

Laos

Malaysia

Myanmar

Philippines

Singapore

Thailand

Vietnam

ASEAN

2,900

760

18,589

120

51,865

50,140

50,468

115,000

20,000

309,840

25

---

41,822

---

60,713

5,575

81,479

17,000

---

206,614

---

12,716

2,772,900

10,166

1,406,111

121,000

627,930

2,350

1,660,863

1,947,400

6,614,036

Source: FAO website

5. The Set of Environmental Indicators for ASEAN

The above analysis shows that there are underlying economic and social factors that

drive the pressures on the environment and that most of these pressures arise from

activities in specific economic sectors. Based upon that analysis, this study explores a

set of 21 environmental indicators covering a broad spectrum of environmental issues. 7

indicators relate to the environmental pressures from total economic activities under the

headings of energy, transport, agriculture and manufacturing. 9 state indicators focus on

environmental conditions such as climate change, air pollution, water quality, and

natural resources. The remaining 5 indicators indicate policy options, which provide a

measure of the willingness and effectiveness of a society’s responses to the changes in

the state of environment.

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Pressure Indicators 1. Population growth rate

2. Rate of growth of urban population

3. Per capita consumption of fossil fuel by motor vehicles transport

4. Annual energy consumption

5. Use of agricultural pesticides

6. Use of fertilizers

7. Wood harvesting intensity

State Indicators

1. Ambient concentrations of carbon dioxide

2. Ambient concentrations of sulphur dioxide

3. Ambient concentrations of nitrogen dioxide

4. Access to safe drinking water

5. Annual withdrawals of ground and surface water

6. Ground water reserves

7. Land use change

8. Irrigation percent of arable land

9. Forest area change

Response Indicators

1. Expenditure on air pollution abatement

2. Wastewater treatment

3. Protected forest area as a percent of total forest area

4. Programmes for national environmental statistics

5. Mandated environmental impact assessment

The set of indicators present information through graphs and tables and, for each

indicator, provides a brief explanatory text to help interpretation. An attempt was made

to maximize the country and time period coverage for each indicator, but data gaps

remain important. Of the 21 indicators, 10 are considered conceptually sound and data

are available for at least 7 Member countries. A further 11 indicators are also considered

conceptually sound, but suffer from statistical data gaps.

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Sample of Pressure Indicator (1): Fertilizer Use

Technical Background: Annual fertilizer use refers to nutrients in terms of nitrogen

(N), phosphate (P2O5), and potash (K2O). These three major nutrients are used as

synthetic chemical fertilizers in agriculture. The application of these fertilizers “reflects

the specialization and intensification of cropping practices.” These chemical fertilizers

pose a threat to human health and the environment, particularly with respect to water

quality. Nitrates from fertilizer can accumulate in groundwater and can reduce the

ability of human blood to carry oxygen. Infants are particularly susceptible to nitrate

poisoning – a phenomenon known as blue baby syndrome.

Fertilizer Consumption per hectare (1968-1998)

Brunei Cambodia Indonesia Laos Malaysia

Myanmar Philippines Singapore Thailand Vietnam

Source: World Resource Indicators (WRI, 2001)

Relevance of Data: Fertilizer use is calculated using a trade balance approach. As

nations sometimes increase or decrease their stocks of fertilizer in a given year, actual

use may be larger or smaller than the figure given. If the sale of fertilizer stocks is

particularly large, there is the potential for a negative fertilizer use value. Most fertilizer

use data are reported yearly for the period July 1–June 30. For information on which

Brunei

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countries report their data in ways that differ from the July 1–June 30 year, please refer

to the FAO website noted in reference.

Sample of Pressure Indicator (2): Annual Energy Consumption:

Technical Background: Consuming energy causes a wide range of health and

environmental impacts, from the habitat loss associated with exploration for fossil fuels

and the construction of hydroelectric facilities to the pollution resulting from the

burning of fossil fuels.

Environmental impacts are caused by the actions required to produce energy, including

oil and gas exploration and development, coal mining, and the construction of nuclear

reactors, hydroelectric dams and reservoirs. Environmental impacts also include the

pollution generated by burning oil, gas and coal or disposing of nuclear waste and the

impacts of dams on aquatic ecosystems. Fossil fuel combustion is the main source of

three major air pollution problems – climate change, acid deposition and urban smog.

Annual Energy Consumption (1990-1997)

Brunei Cambodia Indonesia Laos Malaysia

Myanmar Philippines Singapore Thailand Vietnam

Source: World Resource Indicators (WRI, 2001)

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Relevance of Data: Energy consumption from all sources is the amount of energy from

all sources used by each country in the year specified. In addition to solid, liquid, and

gaseous fuels and nuclear electricity, the total also includes hydropower, geothermal,

solar, combustible renewable and waste, and indigenous heat production from heat

pumps. Per capita shows the amount produced per person for that country.

Energy consumption from solid fuels is the total energy produced from all types of coal.

Energy consumption from liquid fuels is the energy consumed from liquid fuels such as

crude oil or natural gas liquids. Energy consumption from gaseous fuels is the amount

of energy consumed from natural gas. Energy consumption from nuclear fuels shows

the primary heat equivalent of the electricity consumed from nuclear power plants.

Heat-to-electricity conversion efficiency is assumed to be 33 percent.

Sample of State Indicator (1): Ambient Concentration of Carbon Dioxide

Technical Background: The scientific community acknowledges that atmospheric

concentrations of CO2 have continued to increase, and that “the balance of evidence

suggests a discernible human influence on global climate”. Future climate change is

expected to have major impacts on e.g. agriculture, water resources, ecosystems and

human health. The main source of CO2 emissions is fossil fuel combustion. Emissions

are directly related to the relative share of fossil fuels in total energy consumption, the

energy intensity of an economy and the GDP of a country. Total anthropogenic carbon

dioxide (CO 2) emissions from the sectors energy, industrial processes, solvent and

other product use, agriculture, land use change and forestry, and waste (as defined by

IPCC ). Since CO2 removals are also accounted for, this indicator concerns net

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emissions. Natural emissions are not accounted for. The unit of measurement is tonnes

CO2 per year.

Ambient Concentration of Carbon Dioxide (1950-1998)

Brunei Cambodia Indonesia Laos Malaysia

Myanmar Philippines Singapore Thailand Vietnam Source: World Resource Indicators (WRI, 2001)

Relevance of Data: Carbon dioxide (CO2) emissions are often calculated and reported

in terms of their content of elemental carbon. For this table, their values were converted

t o the actual mass of CO2 by multiplying the carbon mass by 3.664 (the ratio of the

mass of CO2 to that of carbon). These data from CDIAC represent a complete

harmonized global dataset of CO2 emissions. However, individual country estimates,

based on more detailed information and a country-specific methodology, could differ.

Guidelines were developed to assist in the preparation of national greenhouse gasses

inventories. The Intergovernmental Panel on Climate Change (IPCC) accepted these

guidelines at its Twelfth Session in Mexico City on September 11–13, 1996. The

guidelines were published in Revised 1996 IPCC Guidelines for National Greenhouse

Gas Inventories (IPCC, Cambridge, England, 1997). Such data are currently available

for an increasing number of countries, but long time series are rare. Methods used by

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CDIAC have the advantage of calculating CO2 emissions from a single common dataset

available for all countries.

Sample of State Indicators (2): Surface & Ground Water Resources

Technical Background: Some urban areas are experiencing shortages of water or bad

water quality. In this context, it is important to monitor withdrawals of water and the

amounts of available water. The indicator measures withdrawals of ground and surface

water as a percentage of available water (local/regional and residential /industrial/

agricultural/ other). The total annual gross volume of ground and surface water

extracted for water uses, including conveyance losses, consumptive uses and return

flows, as a percentage of the total average annually-available volume of freshwater.

Surface & Ground Water Resources (2000)

Brunei Cambodia Indonesia Laos Malaysia

Myanmar Philippines Singapore Thailand Vietnam Source: World Resource Indicators (WRI, 2001)

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Relevance of Data: Average annual internal renewable water resources refer to the

average annual flow of rivers and recharge of groundwater generated from endogenous

precipitation. Caution should be used when comparing different countries because these

estimates are based on differing sources and dates. These annual averages also disguise

large seasonal, inter annual, and long-term variations. When data for annual river flows

from and to other countries are not shown, the internal renewable water resources figure

may include these flows. When such data are shown, they are not included in a

country’s total internal renewable water resources. Actual annual renewable water

resources available for use is usually less than the sum of internal renewable resources

and river flows. This is due to the fact that not all resources can be mobilized for use

and that part of the f low coming from upstream countries or leaving for downstream

countries might be reserved to t hose countries by treaty or her agreement.

6. Conclusions

This study shows that the environmental indicators are cost-effective and powerful tools

for tracking and charting environmental progress and performance. Indicators presented

in the framework provide valuable information by revealing where a problem may be

emerging that might require a policy response, and as contribution to monitoring the

environmental effects of actions taken to response to changing policy incentives or

disincentives. However, this study also shows significant lags between the demands for

indicators. Analysis of the linkages between pressure, state and response is a key

element in shedding light on the relationship between the causes and effects of

economic activities on the environment to better guide policy makers in their responses

to changes in environmental conditions. When indicators are used to compare

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environmental performance among countries, the national circumstances of each

country must also be taken into account. These include factors such as country size,

population density, natural resource endowments, energy profile, economic structure

and stage of economic development.

Following the basic work that laid down the concepts, framework and principles for

developing a set of environmental indicators in the ASEAN contexts, progress is now

needed in: (i) further improving the coverage of social and economic dimensions; (ii)

improving the quality and comparability of the indicators and related basic data sets;

(iii) linking the indicators more closely to established policy goals and sustainability

issues.

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