Download - GEF PROJECT TEMPLATES AND GUIDELINES
GEF PROJECT GEF PROJECT TEMPLATESTEMPLATESANDAND
GUIDELINESGUIDELINES
George Manful (PhD)George Manful (PhD)Senior Task Manager, Climate Senior Task Manager, Climate
Change UNEPChange UNEP
UNFCCC Asia and Pacific Regional UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Workshop on Preparing Technology
Transfer Projects for Financing Transfer Projects for Financing
Pan Pacific Orchard Pan Pacific Orchard Singapore 28 October 2010Singapore 28 October 2010
UNFCCC Asia and Pacific Regional Workshop on Preparing UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for FinancingTechnology Transfer Projects for Financing
FSPs and MSPs Templates and Guidelines • GEF 5 Template Reference Guide - Sept. 2010 •GEF 5 PIF Template - Oct. 2010•GEF 5 PIF Preparation Guidelines - Sept. 2010 •GEF 5 PPG Template - Oct. 2010 •GEF 5 PPG Preparation Guidelines - Sept. 2010 •GEF 5 CEO Endorsement/Approval Template - Oct. 2010 •GEF 5 CEO Endorsment/Approval - Preparation Guidelines - Sept. 2010 •Request for Extension on Project Milestone(s) - Apr. 2008•Operational Focal Point Endorsement Template - Sept. 2010 •Operational Focal Point Endorsement Template for SGP - Sept. 2010
UNFCCC Asia and Pacific Regional Workshop UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for on Preparing Technology Transfer Projects for
FinancingFinancingPROJECT IDENTIFICATION FORM (PIF)
PART 1 PROJECT IDENTIFICATION
PROJECT TITLEPROJECT TITLE
COUNTRY(IES)COUNTRY(IES) GEF Project IDGEF Project ID
GEF AGENCY(IES)GEF AGENCY(IES) GEF AGENCY Project GEF AGENCY Project IDID
OTHER EXECUTING OTHER EXECUTING PARTNERSPARTNERS
SUBMISSION DATESUBMISSION DATE
GEF FOCAL AREA(S)GEF FOCAL AREA(S) PROJECT DURATIONPROJECT DURATION
NAME OF PARENT NAME OF PARENT PROGRAMPROGRAM
AGENCY FEESAGENCY FEES
UNFCCC Asia and Pacific Regional Workshop on Preparing UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for FinancingTechnology Transfer Projects for Financing
FOCAL AREA FOCAL AREA OBJECTIVESOBJECTIVES
FOCAL AREA FOCAL AREA OUTCOMESOUTCOMES
FOCAL AREA FOCAL AREA OUTPUTSOUTPUTS
INDICATIVE INDICATIVE FINANCING FINANCING FROM TRUST FROM TRUST FUND (GEF FUND (GEF /LDCF/SCCF) /LDCF/SCCF) US$US$
INDICATIVE INDICATIVE CO-CO-FINANCINGFINANCING
PROJECT MANAGEMENT COSTPROJECT MANAGEMENT COST
TOTAL PROJECT COSTSTOTAL PROJECT COSTS
FOCAL AREA FRAMEWORKFOCAL AREA FRAMEWORK
UNFCCC Asia and Pacific Regional Workshop on Preparing UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for FinancingTechnology Transfer Projects for FinancingObjective 1: Promote the demonstration, Objective 1: Promote the demonstration,
deployment, and transfer of innovative low-deployment, and transfer of innovative low-carbon technologies carbon technologies Objective 2: Promote market transformation Objective 2: Promote market transformation for energy efficiency in industry and the for energy efficiency in industry and the building sectorbuilding sectorObjective 3: Promote investment in renewable Objective 3: Promote investment in renewable energy technologies energy technologies Objective 4: Promote energy efficient, low-Objective 4: Promote energy efficient, low-carbon transport and urban systems carbon transport and urban systems Objective 5: Promote conservation and Objective 5: Promote conservation and enhancement of carbon stocks through enhancement of carbon stocks through sustainable management of land use, land-sustainable management of land use, land-use change, and forestry use change, and forestry Objective 6: Support enabling activities and Objective 6: Support enabling activities and capacity buildingcapacity building
UNFCCC Asia and Pacific Regional Workshop on Preparing UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for FinancingTechnology Transfer Projects for Financing
• Technologies successfully Technologies successfully demonstrated, demonstrated, deployed, and deployed, and transferred transferred •• Enabling policy environment and Enabling policy environment and mechanisms mechanisms created for technology created for technology transfer transfer •• GHG emissions avoidedGHG emissions avoided
OBJ. 1 - KEY EXPECTED OUTCOMES
OBJ. 1 - KEY EXPECTED OUTPUTS• Innovative low-carbon technologies Innovative low-carbon technologies demonstrated and deployed on the ground demonstrated and deployed on the ground • • National strategies for the deployment National strategies for the deployment and commercialization of innovative and commercialization of innovative technologies adoptedtechnologies adopted
UNFCCC Asia and Pacific Regional Workshop on Preparing UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for FinancingTechnology Transfer Projects for Financing
• Appropriate policy, legal and regulatory frameworks adopted and enforced• Sustainable financing and delivery mechanisms established and operational• GHG emissions avoided
OBJ. 2 - KEY EXPECTED OUTCOMES
OBJ. 2 - KEY EXPECTED OUTPUTS• Energy efficiency policy and regulation in place • Investment mobilized • Energy savings achieved
UNFCCC Asia and Pacific Regional Workshop on Preparing UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for FinancingTechnology Transfer Projects for Financing
• Favorable policy and regulatory Favorable policy and regulatory environment created for renewable energy environment created for renewable energy investments investments • • Investment in renewable energy Investment in renewable energy technologies increased technologies increased • • GHG emissions avoided GHG emissions avoided
OBJ. 3 - KEY EXPECTED OUTCOMES
OBJ. 3 - KEY EXPECTED OUTPUTS
•• Renewable energy policy and Renewable energy policy and regulation in place regulation in place • • Renewable energy capacity installed Renewable energy capacity installed •• Electricity and heat produced from Electricity and heat produced from renewable sources renewable sources
UNFCCC Asia and Pacific Regional Workshop on Preparing UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for FinancingTechnology Transfer Projects for Financing
Project Objective:Project Objective: PROJECT PROJECT COMPONENTCOMPONENT
SS
TYPE TYPE OF OF GRANT GRANT (TA/INV(TA/INV))
EXPECTED EXPECTED OUTCOMEOUTCOMESS
EXPECTEEXPECTED D OUTPUTSOUTPUTS
INDICAINDICATIVE TIVE FINANCFINANCING ING FROM FROM TRUST TRUST FUND FUND (GEF (GEF /LDCF/S/LDCF/SCCF) CCF) US$US$
INDICATIVINDICATIVE CO-E CO-FINANCINFINANCINGG
B PROJECT FRAMEWORK
UNFCCC Asia and Pacific Regional Workshop on Preparing UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for FinancingTechnology Transfer Projects for Financing
C. INDICATIVE C. INDICATIVE CO-FINANCING FOR THE PROJECT BY SOURCE AND BY NAME IF AVAILABLE ($)
SOURCES OF SOURCES OF CO-CO-FINANCINGFINANCING
NAME OF CO-NAME OF CO-FINANCIERFINANCIER
TYPE OF CO-TYPE OF CO-FINANCINGFINANCING
AMOUNT($)AMOUNT($)
TOTAL CO-TOTAL CO-FINANCINGFINANCING
UNFCCC Asia and Pacific Regional Workshop on Preparing UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for FinancingTechnology Transfer Projects for Financing
GEF AGENCY
TYPE OF TRUST FUND
FOCAL AREA
COUNTRY NAME/ GLOBAL
PROJECT AMOUNT (A)
AGENCY FESS (B)
TOTAL (A+B)
TOTAL GRANT SOURCES
D GEF LDCF SCCF RESOURCES REQUESTED BY AGENCY, FA & COUNTRY
UNFCCC Asia and Pacific Regional Workshop on Preparing UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for FinancingTechnology Transfer Projects for Financing
PART II: PROJECT JUSTIFICATIONA.1 DESCRIPTION OF THE CONSISTENCY OF THE PROJECT WITH: A.1.1 THE GEF FOCAL AREA STRATEGIES: A.1.2. FOR PROJECTS FUNDED FROM LDCF/SCCF: THE LDCF/SCCF ELIGIBILITY CRITERIA AND PRIORITIES: A.2. NATIONAL STRATEGIES AND PLANS OR REPORTS AND ASSESSMENTS UNDER RELEVANT CONVENTIONS, IF APPLICABLE, I.E. NATIONAL COMMUNICATIONS, TNAS, ETC.:
PROJECT OVERVIEW: B.1. DESCRIBE THE BASELINE PROJECT AND THE PROBLEM THAT IT SEEKS TO ADDRESS: B. 2. INCREMENTAL/ADDITIONAL COST REASONING: DESCRIBE THE INCREMENTAL (GEF TRUST FUND) OR ADDITIONAL (LDCF/SCCF) ACTIVITIES REQUESTED FOR GEF/LDCF/SCCF FINANCING AND THE ASSOCIATED GLOBAL ENVIRONMENTAL BENEFIT (GEF TRUST FUND) OR ASSOCIATED ADAPTATION BENEFITS (LDCF/SCCF) TO BE DELIVERED BY THE PROJECT:
UNFCCC Asia and Pacific Regional Workshop on Preparing UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for FinancingTechnology Transfer Projects for Financing
B.3. DESCRIBE THE SOCIOECONOMIC BENEFITS TO BE DELIVERED BY THE PROJECT AT THE NATIONAL AND LOCAL LEVELS, INCLUDING CONSIDERATION OF GENDER DIMENSIONS, AND HOW THESE WILL SUPPORT THE ACHIEVEMENT OF GLOBAL ENVIRONMENT BENEFITS(GEF TRUST FUND) OR ADAPTATION BENEFITS (LDCF/SCCF). BACKGROUND INFORMATION, READ MAINSTREAMING GENDER AT THE GEF
B.4 INDICATE RISKS, INCLUDING CLIMATE CHANGE RISKS THAT MIGHT PREVENT THE PROJECT OBJECTIVES FROM BEING ACHIEVED, AND IF POSSIBLE, PROPOSE MEASURES THAT ADDRESS THESE RISKS TO BE FURTHER DEVELOPED DURING THE PROJECT DESIGN:
B.5. IDENTIFY KEY STAKEHOLDERS INVOLVED IN THE PROJECT INCLUDING THE PRIVATE SECTOR, CIVIL SOCIETY ORGANIZATIONS, LOCAL AND INDIGENOUS COMMUNITIES, AND THEIR RESPECTIVE ROLES, AS APPLICABLE:
UNFCCC Asia and Pacific Regional Workshop on Preparing UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for FinancingTechnology Transfer Projects for Financing
B.6. OUTLINE THE COORDINATION WITH OTHER RELATED INITIATIVES: C. DESCRIBE THE GEF AGENCY’S COMPARATIVE ADVANTAGE TO IMPLEMENT THIS PROJECT:
C.1 INDICATE THE CO-FINANCING AMOUNT THE GEF AGENCY IS BRINGING TO THE PROJECT: C.2 HOW DOES THE PROJECT FIT INTO THE GEF AGENCY’S PROGRAM (REFLECTED IN DOCUMENTS SUCH AS UNDAF, CAS, ETC.) AND STAFF CAPACITY IN THE COUNTRY TO FOLLOW UP PROJECT IMPLEMENTATION:
PART II: PROJECT JUSTIFICATION
UNFCCC Asia and Pacific Regional Workshop on Preparing UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for FinancingTechnology Transfer Projects for Financing
PART III: APPROVAL/ENDORSEMENT BY GEF OPERATIONAL FPT(S) AND GEF AGENCY(IES)A.Record of Endorsement of GEF Operational Focal Point (S) on Behalf of the Government(S): B.(Please attach the COUNTRY ENDORSEMENT LETTER or REGIONAL ENDORSEMENT LETTER with this template).
Name Position Ministry Date (Month, day, year)
A.B. GEF Agency(ies) Certification
This request has been prepared in accordance with GEF policies and procedures and meets the GEF criteria for project identification and preparation.
Agency Coordinator, Agency name
Signature Date: Project Contact Person
Telephone Email Address
UNFCCC Asia and Pacific Regional Workshop on Preparing UNFCCC Asia and Pacific Regional Workshop on Preparing Technology Transfer Projects for FinancingTechnology Transfer Projects for Financing